Oliver W Wanger Financial Disclosure Report for 2010

8/3/2019 Oliver W Wanger Financial Disclosure Report for 2010

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CHAMBERS OF:OLIVER W. WANGERU N I T E D S T A T E S D I S T R I C T J U D G E

EASTERN DISTRICT OF CALIFORNIA7801 UNITED STATES COURTHOUSE

2500 Tular STREETFRESNO, CALIFORNIA 93721 CHAMBERS:(559) 499-5650

September 12, 2011

Hon. Bobby R. Baldock, ChairJudicial Conference of the U.S.Committee on Financial Disclosure

One Columbus Circle, N.E.Washington, D.C. 20544RE: Calendar Year 2010 Report

Dear Chairman Baldock:This responds to your letter of August 16, 2011 regarding myannual Financial Disclosure Report for calendar year 2010.I have filed an amended report which includes the required

information.Sincerely,

OWWldlp

/s/ Oliver W. WangerOliver Wo WangerUnited States District Judge


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I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010 Report Required by the Ethicsin Government Act o f 1978( 5 U . S . C . a p p . L ~ L ~ ; 1 0 1 - - 1 1 1 )I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )

W a n g e r , O l i v e r W .

4. Title (Article III judges indicate active or senior status;ma gi s t r a t e judge s i ndica t e f ul l - or pa r t - t ime )Article III, senior status

7. Chambers o r Office Address7801 U.S.Cour thouse2500 Tulare St ree tF r e s n o , C A 9 3 7 21

2. Court or Organizat ionUni ted Sta tes Dis t r ic t Cour t , Eas te rn Dis t r ic t of Cal i fomia

3. Date o f R e p o r t0 _ 5 / 1 3 /2 0 1 I

5a. Report Type (check appropriate q,pe)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliances s i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. Reporting Period01/01/2010

to12/3 1/2010

Reviewing Office r Date

I M P O R T A N T N O T E S : T he instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R , p o ,~ n g i n d i v id u o l o n t y ; s , , e p . 9 - U D i n i n g instructions.)D NONE (No reportablepositions.)

POSITION1. Judici a l Comm i t t ee Cha i r2.3.

4.5.

NAME OF ORGANIZATION/ENTITYU S A T a e k w o n d o

I I . A G R E E M E N T S . m e ~ , o r t i . g individual only; seepp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r s o n R e p o r t i n gW a n g e r , O l i v e r W .

D a t e o f R e p o r t05/13/2011

I I I . N O N - I N V E S T M E N T IN C O M E . (Reporting individual andspouse; see pp. 17-24offilinginstruction~.)A. Filers Non-Investment Income[-~ NONE non- investmen t income. )N o reportable

D A T E SOURCE AND TYPE

2.

3.

4.

INCOME(yours , not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you , ,ere married during any port lon of the repo rt ing year, complete this sect ion.( D o l l a r a m o u n t n o t r e q u i r e d e . r c e p t f o r h o n o r a r i a . )---] N O N E (No reportable non-investment income.)

DA TE SOU R C E A ND TY P EI. 2010 L aw O ffices o f L o rrie A n tho n y2.3.4.

IV . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

N O N E (~ V o r e por ta b le r e im burse m e n t s . )SOURCE D A T E S LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7 Iame o f Pe rson Report ingW a n g e r , O l i v e r W .

V . G I F T S . a n c t , d ~ , h o s e , o s p o u s e o n d d e ~ , e n d e n l children; s e e p p . 2 8 - 3 1 of filing instructions.)

2.3.4.

5.

N O N E (No reportable gifts.)SOURCE DESCRIPTION

Date of Repor t05/13/2011

VALUE

V I . L IA B I L I T I E S . a n c t u d e s , h o s e o / s p o , ~ e , n d a e p e n d e n , chi ldren; see pp. 3 2 - 3 3 of filing instructions.)N O N E ( ] g o reportab le liabilities.)

CR E DITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 7

N a m e o f P e r s o n R e p o r t in gWan ger , Ol i v e r W.

D a t e o f R e p o r t05/13/201 I

V I I. I N V E S T M E N T S a n d T R U S T S - in c o .~ e , v a n . e , ,. a ,~ . i o ~ a n a . d , ~ t h o s e o f s p o . s e o n d d e p e n d e . ~ e h U a . e m s e e ~ , ~ 3 4 - 6 0 of f i l ing instructions.)[~ NONE i ncome , or transactions.)N o reportable assets,A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r ti n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2) (1) (2) (I ) (2) (3) (4) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e .g . , V a l u e Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f ro m p r io r d i s c l o s u r e ] Code I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m / d d ! y y C o d e 2 C o d e I b u y e r / s e l l e r ( A - H ) o r i n t . ) ( J - P) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( ifpdvate] t r a n s a c t i o n )

1. A m er i c an M u t ua l F u nd

2. C ent r a l V a l l ey Dev . C o . C om m on S t oc k

3. C i t i b ank S .D. Depos i t P r og r am

4. Cit icorp Trust Bank FSB

5. F i r s t E ag l e Ov e r s ea s F u nd

6. Inv . Co. of Amer ica

7. M F S I n t e r na t i ona l N ew Di s c ov e r y F u nd

8. Morgan Stanley Note 5/15/10

9. Ver izon Pennsylvania I I / I 5/11

IO . Gol dm an S ac h s Gr ou p 7 / 15 / 13

1 1 . F r ankl i n I nc om e F u nd

1 2 . Caterpillar Fin. Services Note 4/15/lO

1 3 . Gen. Elec. Cap . Corp. Note 4/15/I l

1 4 . Merr i l l Lynch No te 6/15/10

1 5 . C api t a l W or l d Gr owt h & I nc om e F u nd

1 6 . M i s s R a n i e r - H o r s e1 7 . L u ke s F i ne s t - Hor s e

A Di v i dend L T

A N o n e J V

A In te re st M T

A In te re st J T

A Di v i dend L T

A Di v i dend

A D i v i d e n d L T

A In te re st

A In te re st J T

A In te re st K T

A In te re st

A In te re st

A In te re st J T

A In te re st

A Di v i dend

N o n e K V

N one K V

B uy 01/04/10 J

Sold 11/05/10 J A

Matured 05/15/10 K A

Sold 11/04110 K AMatured 04/15/10 J A

Matured 06/15/10 J ASold 10/05/10 J A

I. Incom e Gain C o des: A -$ 1.000 or less B = $1.001 - $2.500 C = $2,501 - $5.000 D =55,001 - $15.000(See Columns B I and D4) F -$50.001 - $ 100,O00 G =$100.001 - $1.000.000 ! I I =$ 1,000.001 - $5.000.000 tl2 =More than $5.000,000

2. V alue Cod...~ J = $15.000 o r le ss K -515.001 - $50.000 L ~$50.001 - $ 100.000 M = 5100.001 - $250.000( S ee C olumns C I and D 3) N $250.001-$500.000 O = $ 5 0 0 . 00 1 - $ 1 . 0O O . 0 O O p I = $ 1 .0 0 0. 00 1 - 5 5 .0 0 0. (~ O p 2 = $ 5. 00 0, 00 1 - $ 2 5. 00 0. 0O O

P3 =525.O00.0OI - $50.000.000 P4 =More than $50.000.0003. Value Method Codes Q Ap p ra isa l R =C ost { R eal Eslate On ly) S =A sscssm ,.m t T ~ a s h M a r k e t( S ee C olumn C 2 ) U - B ook Value V = O l ho " W = Esl i m a t ed

E ~ $1 5 . 0 0 1 - $50 . 0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 5 of 7

|Na me o f Pe r s o n Re po r t i ng [ Da t e o f Re po r t

Wanger, Oliver W.[

05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ,~ e , v o l . e . ,r a , ~ c , i o n s a n t i. d e s t h o s e o f s p o . s e o n d dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)----] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( in clu d in g t ru s t a s se ~ s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e po rt i n g p er i o d o f r e po rt i n g p er i o d(1) (21 (l) (2) (I) (2) (3) (4) (5 )

A m o u n t T y p e ( e .g . , V a l u e V a l u e T y p e ( e .g . , D at e V a l u e Ga in I d e n t i t y o fC o d e I di v . , ren t , C o d e 2 M e t h o d b uy, se l l , m m / d d / y y C o d e 2 C o d e I b uy er/se l l e r( A- H) or i n t . ) ( J - P) C o d e 3 r e d e m p t i o n ) ( J - P) ( A - H ) ( i f pr iva t e

(Q-W) t ransac t i on)

1 8 . Royce Pennsylvan ia Mutua l Fund A Dividend1 9 . Silver Lance- Ho rse None K V

S o l d 10/05/10 K A

20. Redve t te - Hor s e None J V2 1. Fi n es t An g el - H o r se

22. K i ng K a yi an - H o rs e

23 . Fermin es Elegante- Foal Born

24. Federal Judge- Foal Born

None

None

None

None

J

J

J

J

V

V

V

V

03/I0/1003/09/10

1. In co t l l c G a i n Co d e s :( S c c C o l um n s B I a n d D 4 )

2. Value CodLSI S c c C o l um n s C I a n d D 3 )

3. V a l u e M e t h o d C o d e s{ S e e Co l um n C2 )

A =$1.000 or lessF =$50.001 - $ 1 0 0 , 0 0 0

J = $ I _ 5 , 0 0 0 o r l e s sN $250.001 - $500.000P3 =525,000.001 - 550.000,000Q =AppraisalU Bo o k Va lu e

-51.001 - $2.500=5100.001 - $ 1.000,000=515.O01 - 550.000=$500.0OI - $1,000.000C os t ( R eal L s t a tc O nly )= O ~ h , " r

C -$2.501 - $5,000111 =$1.000.001 - $5.000.000L =$50.0OI - $100.000PI =$1,000.001 - $5.000.000P4 =More than $50.000,000S =Asscssm~mlW =Estimated

D =55.001 - $15.000112 =More than $5.000,000M =$100.0OI - $ 2 5 0 . 1 ) 0 0P2 =$5,000.001 - $25.000.000T Ga sh Ma rk e t

E =$15.001 - $50.0OO


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

Name o f Pe rson Report ingW a n g e r , O l i v e r W .

Date of R e p o r t05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLA NATIONS. (Indlcate part of report.)


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

Name o f Pe rson Report ingW a n g e r , O l i v e r \V .

Date of Report05/13/201 I

IX. CERTIFICATION.I c e r t i fy t ha t a l l i n fo rm a t i o n g i ve n a bo ve ( i n c l ud i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o use a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c ura t e , t rue , a n d c o m p l e t e t o t he be s t o f m y k n o ~ vl e d g e a n d b e l i e f , a n d t ha t a n y i n fo rm a t i o n n o t r e p o r t e d w a s w i t hhe l d be c a use i t m e t a p p l i c a b l e s t a t u to ryp ro v i s i o n s p e rm i t t i n g n o n -d i sc l o sure .! f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i nco mp l ian ce wi th the p ro vis io n s o f 5 U.S.C. ap p . 501 e t . s eq . , 5 U.S.C. 7353 , an d Jud icia l Co n fe ren ce reg ula t io n s .

S i g n a t u r e: S / O l iv e r W . W a n g e r

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL SANCTIONS (5 U .S .C. app . 104)

C o m m i tt e e o n F i n a n c ia l D i s c lo s u r eA d m i n i s t r a ti v e O f f i ce o f t h e U n i t e d S t a t e s C o u r t sS ui t e 2- 3 01One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

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Oliver W Wanger Financial Disclosure Report for 2010