9
ORIGINAL ARTICLE Olfactory neuroblastoma behavior inside and outside the olfactory cleft Roger Jankowski Adrien Russel Patrice Gallet Philippe Henrot Jean Michel Vignaud Duc Trung Nguyen Received: 29 May 2014 / Accepted: 8 September 2014 Ó Springer-Verlag France 2014 Abstract Purpose Olfactory neuroblastoma (ONB) is a rare malignant tumor of the nose. The currently available evi- dence links this disease with cells of the olfactory epithe- lium. The detailed description of tumor site and its extension is the key of treatment. The aim of the present study was to describe the way ONB develops inside and outside the olfactory cleft. Methods Thirteen consecutive patients treated between 2004 and 2014 for ONB with unequivocal pathologic diagnosis, complete diagnostic imaging and endonasal endoscopy surgery were enrolled in this retrospective study. The site of origin and local extension of each tumor were studied in detail based on computed tomography/ magnetic resonance imaging, surgical report, registered videotape of the surgery, and pathological reports. Results This series shows the behavior of a tumor arising either in the olfactory clefts (11 cases) or in the ethmoidal labyrinth (2 cases). When the setting begins with a tumor located in the olfactory cleft (below or in contact with the cribriform plate), the further step can be the extension to the ethmoidal labyrinth before intracranial or intraorbital extension. When tumors originate inside the ethmoidal labyrinths, the extension can first be into frontal sinus or orbital cavity. Conclusions This fine anatomic and radiologic descrip- tion shows the natural behavior of ONB inside and outside the olfactory cleft. As a consequence, the staging system developed by Kadish seems inadequate and Dulguerov’s staging system could be improved. However, the pre- liminary proposed modification has to be evaluated in a prospective and large, multicenter cohort of patients. Keywords Olfactory neuroblastoma Á Ethmoid bone Á Nose neoplasms Á Olfactory cleft Introduction Olfactory neuroblastomas (ONB) are malignant tumors emanating from cells belonging to the olfactory mucosa of the olfactory recess. The currently available evidence links ONB with the basal progenitor cell of the olfactory neuroepithelium [2], which is located at the upper part of the olfactory cleft in humans [4, 10]. Two different mucosae are found in the olfactory cleft [6]: the upper part under the cribriform plate (i.e. olfactory recess) is covered with olfactory mucosa, the lower part (i.e. olfactory vestibule) with respiratory mucosa. The behavior of tumors originating in the olfactory cleft has become a matter of attention only recently [1, 11, 14]. Understanding of the tumoral behavior helps surgeons to accurately classify the tumor staging and to plan an adequate treatment, specially preparation of surgical procedure. All ONB of this series were operated under endoscopic control during the ten-year period (2004–2014). Despite the small number of cases, the description of this series gives clues to understand the natural behavior of ONB development inside and outside the olfactory cleft. R. Jankowski Á A. Russel Á P. Gallet Á D. T. Nguyen (&) Department of Otorhinolaryngology - Head and Neck Surgery, University hospital of Nancy - Hospital of Brabois, Morvan street, 54511 Vandoeuvre les Nancy cedex, France e-mail: [email protected] P. Henrot Department of Radiology, Cancer Institute of Lorraine, Vandoeuvre Les Nancy Cedex, France J. M. Vignaud Department of Pathology, University hospital of Nancy, University of Lorraine, Nancy, France 123 Surg Radiol Anat DOI 10.1007/s00276-014-1375-6

Olfactory neuroblastoma behavior inside and outside the olfactory cleft

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Page 1: Olfactory neuroblastoma behavior inside and outside the olfactory cleft

ORIGINAL ARTICLE

Olfactory neuroblastoma behavior inside and outside the olfactorycleft

Roger Jankowski • Adrien Russel • Patrice Gallet •

Philippe Henrot • Jean Michel Vignaud •

Duc Trung Nguyen

Received: 29 May 2014 / Accepted: 8 September 2014

� Springer-Verlag France 2014

Abstract

Purpose Olfactory neuroblastoma (ONB) is a rare

malignant tumor of the nose. The currently available evi-

dence links this disease with cells of the olfactory epithe-

lium. The detailed description of tumor site and its

extension is the key of treatment. The aim of the present

study was to describe the way ONB develops inside and

outside the olfactory cleft.

Methods Thirteen consecutive patients treated between

2004 and 2014 for ONB with unequivocal pathologic

diagnosis, complete diagnostic imaging and endonasal

endoscopy surgery were enrolled in this retrospective

study. The site of origin and local extension of each tumor

were studied in detail based on computed tomography/

magnetic resonance imaging, surgical report, registered

videotape of the surgery, and pathological reports.

Results This series shows the behavior of a tumor arising

either in the olfactory clefts (11 cases) or in the ethmoidal

labyrinth (2 cases). When the setting begins with a tumor

located in the olfactory cleft (below or in contact with the

cribriform plate), the further step can be the extension to

the ethmoidal labyrinth before intracranial or intraorbital

extension. When tumors originate inside the ethmoidal

labyrinths, the extension can first be into frontal sinus or

orbital cavity.

Conclusions This fine anatomic and radiologic descrip-

tion shows the natural behavior of ONB inside and outside

the olfactory cleft. As a consequence, the staging system

developed by Kadish seems inadequate and Dulguerov’s

staging system could be improved. However, the pre-

liminary proposed modification has to be evaluated in a

prospective and large, multicenter cohort of patients.

Keywords Olfactory neuroblastoma � Ethmoid bone �Nose neoplasms � Olfactory cleft

Introduction

Olfactory neuroblastomas (ONB) are malignant tumors

emanating from cells belonging to the olfactory mucosa of the

olfactory recess. The currently available evidence links ONB

with the basal progenitor cell of the olfactory neuroepithelium

[2], which is located at the upper part of the olfactory cleft in

humans [4, 10]. Two different mucosae are found in the

olfactory cleft [6]: the upper part under the cribriform plate

(i.e. olfactory recess) is covered with olfactory mucosa, the

lower part (i.e. olfactory vestibule) with respiratory mucosa.

The behavior of tumors originating in the olfactory cleft has

become a matter of attention only recently [1, 11, 14].

Understanding of the tumoral behavior helps surgeons to

accurately classify the tumor staging and to plan an adequate

treatment, specially preparation of surgical procedure.

All ONB of this series were operated under endoscopic

control during the ten-year period (2004–2014). Despite

the small number of cases, the description of this series

gives clues to understand the natural behavior of ONB

development inside and outside the olfactory cleft.

R. Jankowski � A. Russel � P. Gallet � D. T. Nguyen (&)

Department of Otorhinolaryngology - Head and Neck Surgery,

University hospital of Nancy - Hospital of Brabois, Morvan

street, 54511 Vandoeuvre les Nancy cedex, France

e-mail: [email protected]

P. Henrot

Department of Radiology, Cancer Institute of Lorraine,

Vandoeuvre Les Nancy Cedex, France

J. M. Vignaud

Department of Pathology, University hospital of Nancy,

University of Lorraine, Nancy, France

123

Surg Radiol Anat

DOI 10.1007/s00276-014-1375-6

Page 2: Olfactory neuroblastoma behavior inside and outside the olfactory cleft

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123

Page 3: Olfactory neuroblastoma behavior inside and outside the olfactory cleft

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Surg Radiol Anat

123

Page 4: Olfactory neuroblastoma behavior inside and outside the olfactory cleft

Patients and methods

A retrospective review of medical records of all patients

with ONB treated in our tertiary care center during the

period 2004–2014 was carried out. Inclusion criterions

were an unequivocal pathologic diagnosis, complete diag-

nostic imaging of the tumor with craniofacial computed

tomography (CT) and magnetic resonance imaging (MRI),

and endonasal surgery under endoscopic control. Whole-

body positron emission tomography-computed tomography

(PET/CT) using [18F]-fluorodeoxyglucose (18FDG) and

cervical CT were systematically performed in preoperative

check-up to look for distant metastasis. The therapeutic

protocol was proposed to each patient after multidisci-

plinary decision. If the tumor seemed resectable, surgery

with additional radiotherapy was the standard protocol.

When tumors seemed unresectable, patients were first

treated with chemotherapy, followed by surgery if possible

[preoperative chemotherapy can reduce tumor size

(downstaging)] and radiotherapy.

The site of origin and local extension of the tumor were

retrospectively re-evaluated by confronting CT and MR

images to the data obtained by the surgical report, regis-

tered videotape of the surgery, and pathological report.

Since 2004, endonasal endoscopic surgery for malignant

tumors of the olfactory cleft was performed in our

department according to the following systematic proce-

dure [5, 7, 8]: (1) debulking of the tumor with the objec-

tives to identify middle turbinate and nasal septum, and to

circumscribe the pedicle of the tumor in the olfactory cleft;

(2) complete exenteration of the ethmoidal labyrinth with

transethmoidal sphenoidotomy, frontotomy and maxillot-

omy; (3) resection of the middle turbinate; (4) exenteration

of the olfactory cleft [10]; and (5) if necessary, endoscopic

endonasal resection of the anterior cranial base and intra-

cranial extension (endoscopic ethmoido-cranial resection)

followed by reparation with fascia lata and biologic glue.

The staging of tumors was classified according to Kadish’s

[9] as well as Dulguerov’s staging systems [3]. This study

was approved by the Institutional Review Board of Uni-

versity Hospital of Nancy, France.

Results

Fourteen patients with an ONB [11 males, 2 females;

median age 54 years (16–82 years)] were treated in our

center between 2004 and 2014. One patient (a 47-year-old

man) was excluded because the initial imaging of the tumor

could not be found. The 13 remaining cases were ordered

to understand and illustrate the natural behavior of ONB

inside and outside the olfactory cleft.

These 13 cases with detailed description of the locali-

zation and the extension of each tumor inside and outside

the olfactory clefts were summarized in Table 1. Descrip-

tions were based on the CT and MR imaging, PET scan,

registered video of surgery, operative and pathological

reports.

Case # 1

A

Case # 2

BKadish A; T1 (Dulguerov); T1 (modified) Kadish A; T2 (Dulguerov); T2 (modified)

Fig. 1 Olfactory Neuroblastomas located in the olfactory cleft.

a Below cribriform plate: Case #1 CT scan showed an elongated

opacity widening the left olfactory cleft; top of opacity remained

separated from left cribriform plate (arrow) by an air bubble; below

right cribriform plate (arrow), right olfactory cleft appeared narrowed

by a bulging nasal septum; below left lateral lamina, turbinate wall of

left ethmoidal labyrinth was not identifiable, but sinuous, regular

aspect of the opacity was not suggestive of invasion; both ethmoidal

labyrinths remained normally aerated. b In contact with cribriform

plate: Case #2 CT scan revealed an opacified, enlarged left olfactory

cleft; turbinate wall appeared lateralized onto the orbit, but ethmoidal

perpendicular plate was not displaced; cribriform plate remained

visible on all coronal sections; superior ethmoidal labyrinth appeared

opacified, but middle turbinate attachment under ethmoidal roof

showed no disruption; lateral lamella appeared well preserved

(arrow). Sphenoid, maxillary and frontal sinuses remained fully

aerated

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In two patients (cases #7 and 13), ONB arose in the

ethmoidal labyrinth. In one of these two patients (case #7),

the tumor invaded the frontal sinus and orbital cavity

without evident tumor observed in the olfactory cleft. This

patient had only ophthalmologic complaints without sino-

nasal symptom [12].

Three patients died from metastasis of disease. In the

last three patients, the follow-up is less than a year. The

follow-up in survival patients goes up to 8.5 years without

recurrence of the disease.

Discussion

This series shows the behavior of a tumor which arises in

most of the cases (11/13) inside the olfactory cleft, which

can develop either below the cribriform plate (case #1) or

in contact with the cribriform plate (cases #2 and 11).

Extension to the ethmoidal labyrinth (cases #3 and 4) can

be the step before intracranial extension (cases #5 and 6).

Intracranial extensions appear either delimited by a safe

edging ribbon from the brain tissue (cases #5 and 6) or

associated to radiological signs of leptomeninges (cases #8

and 9) or brain tissue involvement (like marginal tumor

cysts [13, 15], case #10).

Two patients had tumor arising in the ethmoidal laby-

rinth only without evident tumor observed in the olfactory

cleft. Does this means that ONB can primarily develop

from a cell located in the ethmoidal labyrinth? Could ONB

develop from cells which are not belonging to the olfactory

mucosa or could it be that olfactory cells can be found in

the ethmoidal labyrinth? The evo-devo origin of the eth-

moidal labyrinth is in favor of the second hypothesis [6]. In

this theory, the ethmoidal labyrinth was formerly covered

with olfactory mucosa, which regressed in humans to be

located in the olfactory recess of the human olfactory cleft

[6]. Thus, rare and inconstant cells belonging to the former

olfactory mucosa may still remain in the ethmoidal

Case # 4-CT

A

C

Case # 3 Right

Right

Case # 3

BCase # 4-MRI T2-weighted

D

Kadish BT2 (Dulguerov)T3 (modified)

Kadish BT2 (Dulguerov)T3 (modified)

Fig. 2 Olfactory Neuroblastomas extended to the ethmoidal laby-

rinth, without intraorbital or intracranial invasion. a On case #3

coronal CT, both nasal fossae were obstructed by a mass expanding

under left cribriform plate, lateralizing nasal septum onto right

turbinate wall, crushing both ethmoidal labyrinths onto medial orbital

walls, and reaching left nasal floor; both cribriform plates looked

intact and upper part of right olfactory cleft seemed also preserved

(arrow). b On case #3 axial, enhanced CT, the mass enlarged left

olfactory cleft, from sphenoid (protruding smoothly inside) to frontal

process of maxilla; right olfactory cleft remained aerated at anterior

and posterior extremities (arrows); right ethmoidal labyrinth was

crushed onto medial orbital wall with seemingly retention opacities;

the medial cells of left ethmoidal labyrinth (asterisk) appeared

contrast enhanced while the lateral cells in contact with orbit were

not. c Case #4 coronal CT showed complete opacification of right

nasal fossa and paranasal sinuses, but opacities limited to ethmoidal

labyrinth and olfactory cleft on left side. Floor of anterior cranial

fossa (both ethmoidal roofs, lateral laminas and cribriform plates)

looked thin but preserved on all coronal CT scans. d Case #4 MRI

showed a tumor occupying the right olfactory cleft without intracra-

nial extension. Body of the tumor was bulging into right middle

meatus and reaching the nasal floor. Nasal septum (arrows) separating

both olfactory clefts was easy to identify except postero-superiorly.

MRI signals were similar in both ethmoidal labyrinths, but different

from signals of the olfactory cleft tumor (patient had also bilateral

nasal polyposis). No intracranial extension was detected

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labyrinth of some people, who therefore can primarily

develop ONB in the ethmoidal labyrinth.

Adequate treatment of ONB depends on locating and

staging accurately the tumor. In these aspects both MR and

CT imaging are helpful. CT, especially coronal CT scan-

ning, is appropriate in evaluating the encroachment of the

osseous structures of the anterior cranial base and orbital

wall. Specifically, MRI is more accurate in depicting the

margins of the tumor on account of its tissue contrast; in

fact, this is probably true for the margins of intracranial and

intraorbital extensions, but the correct differentiation

between tumor and edematous tissue/retention seems more

uncertain inside the nasal cavities. This is why we decided

in this study to confront the data of CT/MR imaging to the

observations during endoscopic surgery. The endoscopic

surgical approach developed since 2004 to remove ade-

nocarcinomas of the olfactory cleft [1, 7, 8] appeared well

suited also for the surgical management of ONB and in the

observation of the different stages of extension of the

tumor.

Each tumor was staged by two currently used staging

systems according to Kadish [9] and Dulguerov [3]. The

Kadish staging system (in 1976) is as follow: ‘A’ meaning

tumor limited to the nasal cavity, ‘B’ meaning tumor

involving the nasal and paranasal cavities, and ‘C’ meaning

tumor extending beyond the nasal and paranasal cavities.

The staging system developed by Kadish seems, however,

inadequate because group C includes tumor with very

different spread and prognosis (cases #5–10, 12 illustrated

by Figs. 3, 4 and 5) (Table 1). Dulguerov’s classification in

2001 (Table 2) is based on the TNM staging system, which

was developed to achieve consensus on one globally rec-

ognized standard for classifying the extension of cancer.

Dulguerov’s stages 1 and 2 deal with tumors involving

‘‘the nasal cavity and/or paranasal sinuses.’’ Extension of

the tumor into the sphenoid sinus is proposed as a feature to

differentiate T1 (no extension into the sphenoid sinus) and

T2 (extension into the sphenoid sinus). Our series show

that the invasion of the sphenoid sinus is rare. Moreover,

protrusion of the tumor inside the sphenoid sinus without

A B

DC

Case # 5-contrast CT

Case # 6-CT

Case # 5-MRI

Case # 6-MRI

Kadish CT3 or T4? (Dulguerov)

T4a (modified)

Kadish CT3 or T4? (Dulguerov)

T4a (modified)

Fig. 3 Olfactory Neuroblastomas with intracranial extension, with-

out brain tissue invasion. a Case #5 enhanced CT showed a lesion

involving both olfactory fossae, left olfactory groove and supero-

medial ethmoidal cells with lysis of lateral lamina; the tumor

appeared separated from orbital wall by crushed ethmoidal cells

(arrow). b Case #5 MRI confirmed the extension of the tumor and

revealed an edging ribbon separating tumor and brain parenchyma

(arrows). c Case #6 CT showed extensive lysis of the anterior cranial

base by a tumor involving both nasal fossae. d Case #6 MRI showed a

tumor involving both olfactory clefts and ethmoidal labyrinths, with

intracranial extension but without brain invasion: an edge ribbon

(arrows) could be found separating tumor and brain tissue. Tumor

was in close contact with periorbita on both sides but no intraorbital

extension was observed

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BA

T4a

Case # 7-CT

Case # 7-MRI (T1 gado fast sat)

Kadish C; T3 (Dulguerov); T4a (modified)

Case # 13-MRI (T2 )

C

Fig. 4 Olfactory

Neuroblastoma with intraorbital

invasion. a Coronal CT (case

#7) showed a round opacity in

the left anterior ethmoidal

labyrinth with extraperiosteal

collection under orbital roof and

complete opacification of

frontal sinus. b Coronal MRI

(case #7) showed two ovoid

masses, one in the anterior

ethmoidal labyrinth, one in the

orbit, linked together by a tiny

bridge (arrow) under the

junction between ethmoidal and

orbital roofs. No intracranial

extension was noted. c Coronal

MRI T2 (case #13) showed that

the tumor grown inside left

ethmoidal labyrinth. It tended to

develop upward and downward

in the ethmoidal labyrinth and

protruded in left maxillary sinus

as well as infundibulum of left

frontal sinus. The left olfactory

cleft was free of tumor

Case # 10BCase # 9 MRIA

Kadish C; T4 (Dulguerov); T4b (modified)

Case # 12

Kadish C; T4 (Dulguerov); T4a (modified)

C

Fig. 5 Olfactory

neuroblastomas with

intracranial and brain tissue

invasion. a Coronal MRI (case

#9) showed a voluminous tumor

of the posterior ethmoids with

right intraorbital extension,

bilateral intracranial extension

running over the two orbital

roofs (arrows) without clear

delineation with the brain on the

right side. b Coronal MRI (case

#10) showed a bilateral nasal

tumor with left orbital and

bilateral craniofacial extensions

involving the brain tissue. The

presence of cysts along the

intracranial margin of the tumor

suggested the diagnosis of

neuroblastoma. c Coronal MRI

T2 (case #11) showed a tumor

involving both olfactory clefts

and ethmoidal labyrinths, with

intracranial extension. The

tumor was separated from the

brain by intracranial marginal

tumor cysts

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bony wall involvement is usually easy to remove with

endoscopic surgery. The extension to the cribriform plate is

the second feature to differentiate T1 from T2. Our series

show that this element may be a major criteria to differ-

entiate T1 from T2 (Fig. 1), as a tumor that develops

without extension to the cribriform plate (Fig. 1a) can

easily be removed endoscopically with safe anatomical

margins. In contrast to Dulguerov’s proposition, our series

shows that the most superior ethmoidal cells should be free

of any disease to classify T1 and T2 tumors, as involve-

ment of the ethmoidal cells is at risk for intracranial or

intraorbital extension. Case #3 and 4 showed involvement

of the inferior ethmoidal cells (Fig. 2) without intracranial

or orbital extension. In contrast, case #5 (Fig. 3a, b) had

very small and difficult to observe tumor in the nasal fos-

sae, but invasion of the most superior ethmoidal cells was

already associated with intracranial extension. Cases #7

and 13 had massive unilateral superior ethmoidal cells

invasion. Therefore, ethmoidal cell involvement is at risk

of intracranial or intraorbital invasion and should be

affected a staging different than T2, thus T3. The thera-

peutic approach is different according to the resectability of

the intracranial or intraorbital extensions. When the

resection seems mutilating, the chemotherapy has to be

considered first. Patients have to be radiologically re-

evaluated after chemotherapy to consider a resection of

tumor residual followed by radiotherapy. As tumor exten-

sion into the ethmoidal labyrinth should be staged T3,

intracranial or intraorbital extension should be staged T4,

with T4a when resection seems possible (Fig. 5c) and T4b

when resection is impossible or in case with leptomeninges

or brain tissue invasion (Fig. 5a, b).

In this study, each tumor was described in detail on the

basis of CT/MR imaging, endoscopic observation during

surgery and pathological reports of the surgical specimens

removed methodically during the surgery: (1) debulking,

(2) ethmoidal labyrinth, (3) middle turbinate, (4) olfactory

cleft, and (5) ±anterior cranial fossa. Moreover, the follow-

up is relatively long for a few patients, arguing in favor of

our therapeutic approach. Of course, our study with its

quite small number of patients is underpowered to modify

the Dulguerov’s staging system, which should still stay

used as it is. Our study just shows that there could be some

interests in considering the origin of ONB either in the

olfactory cleft (majority of cases) or in the ethmoidal

labyrinth. In olfactory cleft originating ONB, the relation-

ship between the tumor and the cribriform plate would, at

least from a surgical point of view, represent the criteria to

differentiate T1 from T2 stages (Table 2). Whatever origin,

ONB developed in the ethmoidal labyrinth seems to be

exposed to intracranial or intraorbital extension and could

be labeled as stage T3. Both intracranial and intraorbital

invasion change the therapeutic approach and may be also

prognosis, and could be labeled T4, with T4a for resectable

tumor and T4b for unresectable tumor.

Conclusion

The proposition to modify the Dulguerov’s staging system

according to this preliminary study which has tried to

understand the behavior of ONB inside and outside the

OC will be proposed in a future prospective multicenter

study.

Acknowledgments The authors wish to thank Drs Bruno TOUS-

SAINT, M.D. and Cecile RUMEAU, M.D., Ph.D. (Otorhinolaryn-

gology, Head and Neck Surgery, University hospital of Nancy,

University of Lorraine, France), Drs Marie Christine KAMINSKY,

M.D. and Lionnel GEOFFROIS, M.D. (Oncology, Cancer Institute of

Lorraine, Vandoeuvre les Nancy, France)), Dr Pierre GRAFF, M.D.,

Table 2 Staging after Dulguerov and its modified staging

Dulguerov staging system [3] Dulguerov modified staging system

T1: Tumor involving the nasal cavity and/or paranasal sinuses (excluding

sphenoid), sparing the most superior ethmoidal cells

T1: Tumor limited to the olfactory cleft without extension

to the cribriform plate

T2: Tumor involving the nasal cavity and/or paranasal sinuses (including the

sphenoid) with extension to or erosion of the cribriform plate

T2: Tumor limited to the olfactory cleft in contact with the

cribriform plate

T3: Tumor extending into the orbit or protruding into the anterior cranial fossa,

without dural invasion

T3: Tumor involving the ethmoidal labyrinth, without

intracranial or intraorbital extension

T4: Tumor involving the brain T4a: Tumor with intraorbital or intracranial extension

without leptomeninges or brain tissue invasion

T4b: Tumor with intraorbital or intracranial extension with

leptomeninges or brain tissue invasion

N0: No cervical lymph node metastasis N0: No cervical lymph node metastasis

N1: Any form of cervical lymph node metastasis N1: Any form of cervical lymph node metastasis

M0: No metastasis M0: No metastasis

M1: Distant metastases M1: Distant metastases

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Ph.D. (Radiotherapy, Cancer Institute of Lorraine, Vandoeuvre les

Nancy, France), Dr Beatrice MARIE, M.D. (Department of Pathol-

ogy- University hospital of Nancy, University of Lorraine, France) for

their expert opinion both in clinical setting, multidisciplinary decision

and for their participation in this manuscript.

Conflict of interest The authors declare they have no conflict of

interest.

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