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Office of Exploration Systems Innovative Technology Transfer Partnerships Program Action Plan for Interface with the Office of Biological and Physical Research Presented to GRC/Code PM/Project Managers Working Group G. Horsham June 7, 2004

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Office of Exploration Systems Innovative Technology Transfer Partnerships Program

Action Plan for Interface with the

Office of Biological and Physical Research

Presented toGRC/Code PM/Project Managers Working Group

G. HorshamJune 7, 2004

6/7/04 Code T/U ITTP A-Plan- GH 2

Contents

• OExS Framework Overview• OBPR Framework Overview• OExS/ITTP Action Plan

6/7/04 Code T/U ITTP A-Plan- GH 3

Office of Exploration Systems

Framework Overview

6/7/04 Code T/U ITTP A-Plan- GH 4

Key Elements of the Nation’s Vision

• Objectives– Implement a sustained and affordable human and robotic program– Extend human presence across the solar system and beyond– Develop supporting innovative technologies, knowledge, and infrastructures– Promote international and commercial participation in exploration

• Major Milestones– 2008: Initial flight test of CEV– 2008: Launch first lunar robotic orbiter– 2011 First Unmanned CEV flight– 2014: First crewed CEV flight– 2015: Jupiter Icy Moon Orbiter (JIMO)/Prometheus– 2015-2020: First human mission to the Moon

6/7/04 Code T/U ITTP A-Plan- GH 5

Office of Exploration Systems Organization

Business Operations Division

Development Programs Division

Requirements Division

Office of the Associate Administrator for Exploration Systems

Acq Strategy/Business Mgmt

ProgramAssessment

RequirementsFormulation

SystemsIntegration

Human & RoboticTechnologyExploration Trans-portation Systems“Project Constellation”

ResourceManagement

ExplorationAnalysis

Nuclear Systems-Development“Project Prometheus”

Info Mgmt &Dissemination

6/7/04 Code T/U ITTP A-Plan- GH 6

Requirements and Technology Investment Flow

Requirements

Prometheus

Constellation

Technology Maturation

Enterprises

Enterprises

Prototype Block I Block IISpiral Development:

Enterprises

Technologies

MatureDesign

6/7/04 Code T/U ITTP A-Plan- GH 7

Exploration Systems: Building on Past Findings and Lessons Learned

• Packard Commission Findings– Get operators and technologists together to enable the leveraging of

cost-performance trades– Apply technology to lower cost of system, not just to increase its

performance– Mature technology prior to entering engineering and systems

development– Partnerships with Industry to identify innovative solutions

• Report of the DSB/AFSAB (Young Report)– Requirements definition and control are dominant drivers of cost,

schedule, and risk in space systems development programs

6/7/04 Code T/U ITTP A-Plan- GH 8

Realizing the FutureEarth, Moon, Mars, and Beyond

Foster and sustain the exploration culture across generations– Open new frontiers– Continuing and inspiring– A constant impetus to educate and train

Identify, develop, and apply advanced technologies to…– Enable exploration and discovery– Allow the public to actively participate in the journey– Translate the benefits of these technologies to improve life on Earth

Harness the brain power– Engage the nation’s science and engineering assets– Motivate successive generations of students to pursue science, math,

engineering and technology– Create the tools to facilitate broad national technical participation

6/7/04 Code T/U ITTP A-Plan- GH 9

Preparing for Mars Exploration

Moon as a test bed to reduce risk for future human Mars missions Technology advancement reduces mission costs and supports

expanded human exploration Systems testing and technology test beds to develop reliability

in harsh environments. Expand mission and science surface operations experience and techniques Human and machine collaboration: Machines serve as an extension of human

explorers, together achieving more than either can do alone Breaking the bonds of dependence on Earth: (e.g./Life Science/Closed loop life

support tests) Power generation and propulsion development and testing Common investments in hardware systems for Moon, Mars and other space

objectives

6/7/04 Code T/U ITTP A-Plan- GH 10

Office of Biological and Physical Research

Framework Overview

6/7/04 Code T/U ITTP A-Plan- GH 11

BPRE

Biological& Physical ResearchEnterprise

• Exploration Systems Review Board• Deputy Associate Administrators Exploration Coordination Tag Up• Requirements Development Team

– Multidisciplinary team established in Code T Requirements Division– Code U serves in a liaison capacity; and provides targeted briefings for areas of

interest, such as radiation protection– Current focus: trade studies to scope and inform the Level 1 requirements for the

Crew Exploration Vehicle, Prometheus, Lunar Robotic Lander– Schedule: Draft Level 1 requirements by 9/1/04

• Human and Robotic Technology (H&RT) Program– H&RT Program organized in 3 areas: Advanced Space Technology, Technology

Maturation, and Innovation Technology Transfer Partnerships– Code U has staff assigned at various levels of the H&RT Program to insure

coordination and cooperation with Code U efforts.– Current focus: intramural call for proposals to establish workload and expertise

assignments across the NASA field centers, in advance of an extramural Broad Agency Announcement planned for early July.

Interface Activities between Code U & Code T

6/7/04 Code T/U ITTP A-Plan- GH 12

BPRE

Biological& Physical ResearchEnterprise

Relationships between

Organizing Questions

Exploration Initiative

6/7/04 Code T/U ITTP A-Plan- GH 13

BPRE

Biological& Physical ResearchEnterprise

Level 1 Level 2 Level 3

Biological & Physical Research Enterprise

• System Management• System Engineering• Safety & Mission/Product

Assurance (S&MA)• Science Management• Human Support System

• Radiation Protection

• Human Health and Performance

• Advanced Life Support (ALS)• Extra Vehicular Activities Technologies (EVA)• Space Human Factors Engineering (SFHE)• Advanced Environmental Monitoring and Control

(AEMC)• Contingency Response Technologies (Fire Safety &

In-Situ Fabrication & Repair)• ISRU for Human Support Technologies• Advanced Integrated Matrix (Integrated Testing

for Human Support & Other Programs)• Low-Gravity and Exploration Research• System Management• System Engineering

• Radiation Exposure and Mission Requirements• Measurement Technologies• Shielding Solutions• Risk Assessment and Projection• Biological Countermeasures• System Management• System Engineering

• Human Health and Countermeasures• Behavioral Health and Performance• Autonomous Medical Care• System Management• System Engineering

Work Break Structure Levels

6/7/04 Code T/U ITTP A-Plan- GH 14

BPRE

Biological& Physical ResearchEnterprise

Level 1 Level 2 Level 3

Biological & Physical Research Enterprise

• Life in Moon/Mars and Deep Space Environments

• Flight Systems

• Advanced Concepts & Technology Maturation

• Partnerships, Education & Outreach

• Science Definition, Liaison, and Coordination• Requirements Analysis & Technology Assessment• Biological Investigations• Enabling Autonomous Technologies• Payload Concept Definition• System Management• System Engineering

• Requirements Development• Safety and Mission/Product Assurance• Development• Operations• System Management• System Engineering

• Technology Studies• Advanced Studies• Conceptual Designs • Analysis and Designs• Mission Requirements/Architecture• Technology Development• System Management• System Engineering

• RPC Program Infrastructure• Low-Gravity Exploration Research• Media Campaign• OBPR Benefits Reference• Product-Line Education Program• Industry Forums• Marketing Study• System Management• System Engineering

Work Break Structure Levels (con’t)

6/7/04 Code T/U ITTP A-Plan- GH 15

BPRE

Biological& Physical ResearchEnterprise

5.0 Human Support System Dr. E. Trinh

6.0 Radiation Protection Dr. T Lomax

7.0 Human Health and Performance Dr. G. Fogleman8.0 Life in Moon/Mars and Deep

Space EnvironmentDr. T. Lomax

9.0 Flight Systems Mr. P. Ahlf

10.0 Advanced Concepts & Technology Maturation

TBD

11.0 Partnership, Education and Outreach

Dr. F. Schoengerdt

OBPR Product Lines

6/7/04 Code T/U ITTP A-Plan- GH 16

BCPR Disciplines & Cross-Cutting Areas• Bone loss• Muscle alterations & atrophy• Neurovestibular adaptation• Cardiovascular alterations• Immunology, infection & hematology• Environmental effects

• Clinical capabilities

• Psychosocial adaptation• Sleep & circadian rhythms• Neuropsychological• Space human factors – cognitive capabilities

• Radiation effects

• Advanced life support• Advanced environmental monitoring • Advanced food technology• Advanced EVA• Space human factors – physical capabilities

Human Health & Countermeasures

Radiation Health

Behavioral Health& Performance

Advanced HumanSupport Technologies

Autonomous Medical Care

6/7/04 Code T/U ITTP A-Plan- GH 17

Risk Mitigation StatusTechnology Readiness Level (TRL) & Countermeasures Readiness Level (CRL)

TRL Definition TRL/CRLScore

CRL Definition CRL category

Basic principles observed 1 Phenomenon observed and reportedProblem defined

Basic research

Technology concept and/or application formulated

2 Hypothesis formed, preliminary studies to define parameters. Demonstrate feasibility

Analytical and experimental critical function/proof-of-concept

3 Validated hypothesis. Understanding of scientific processes underlying problem

Research to prove

feasibilityComponent and/or breadboard validation in lab

4 Formulation of countermeasures concept based on understanding of phenomenon

Counter-measure develop-

mentComponent and/or breadboard in relevant environment

5 Proof of concept testing and initial demonstration of feasibility and efficacy

System/subsystem model or prototype demonstration in

relevant environment

6 Laboratory/clinical testing of potential countermeasure in subjects to demonstrate

efficacy of concept

Subsystem prototype in a space environment

7 Evaluation with human subjects in controlled laboratory simulating operational space flight

environment

Counter-measure

demonstration

System completed and flight qualified through demonstration

8 Validation with human subjects in actual operational space flight to demonstrate efficacy

and operational feasibility

System flight proven through mission operations

9 Countermeasure fully flight-tested and ready for implementation

Countermeasure operations

6/7/04 Code T/U ITTP A-Plan- GH 18

Office of Exploration SystemsDevelopment Programs Division

Human & Robotic Technology Innovative Technology Transfer Partnerships Program

Action Plan

6/7/04 Code T/U ITTP A-Plan- GH 19

State of Change• Exploration Vision demands large shift in

OBPR emphasis toward Bioastronautics• The study and management of the effects of exposure to space

flight on humans – OBPR restructuring program to become

“projectized” to meet the new product/technology development, schedule-driven needs of the Exploration Initiative

• OBPR Transformation

$24M ITTP network stands ready to assist OBPR in meeting and satisfying OExS needs

6/7/04 Code T/U ITTP A-Plan- GH 20

ITTP Proposition• Focus and commit a fraction of available

OExS/ITTP capabilities and resources in collaboration with OBPR to produce technology development and transfer partnerships that serve the needs and objectives of OBPR and the vision for U.S.-led space exploration (via non-procurement, technology infusion and commercialization partnerships).

6/7/04 Code T/U ITTP A-Plan- GH 21

Goals• Goal 1: Build working knowledge of OBPR

product/technology needs• Goal 2: Develop and implement partnerships in

selected opportunity areas• Goal 3: Foster market-driven

technology/product suppliers for OBPR programs

• Goal 4: Document and help publicize OBPR-related achievements in partnering and Earth benefits

6/7/04 Code T/U ITTP A-Plan- GH 22

Objectives• Goal 1

• Objective 1A: Gain access to agency planning process for BCPR, ASTRA, etc.• Objective 1B: Conduct rapid market assessments on select Candidate Opportunity Areas• Objective 1C: Down-select opportunity areas for focused ITTP partnership development with OBPR

endorsement• Goal 2

• Objective 2A: Engage prospective partners at the appropriate OBPR program, project, and/or performing level

• Objective 2B: Accelerate promising partnership opportunities• Objective 2C: Provide ITTP support functions in Intellectual Property management; Agreement

formulation; Negotiations, etc.• Objective 2D: Develop and secure cost-sharing between ITTP, OBPR and other sources

• Goal 3• Objective 3A: Develop collaborative arrangements to prepare and position NASA SBIR technologies

for commercial investment, market entry, and OBPR use• Objective 3B: Engage early-stage and venture capital investment networks and groups in partnership

opportunities• Goal 4

• Objective 4A: Document/promote success stories via ITTP, OBPR, and other NASA publications, press releases and outreach activities

6/7/04 Code T/U ITTP A-Plan- GH 23

NASAR&T Investments and Assets

Enterprise ObjectivesMission Needs

INDUSTRYFundingTechnology ExpertiseEquipmentMarket Knowledge

Shorter Technology DevelopmentEnhanced Technical CapabilitiesHigher Technology Readiness

ITTP NETWORK

New andImproved Products

Access New MarketsImprove Competitiveness

MatureTechnology

Adoption of New TechnologyMeet NASA Enterprise Goals

Approach

Technology Infusion

Technology Commercialization

6/7/04 Code T/U ITTP A-Plan- GH 24

Benefits• Enhancement of NASA’s/OBPR’s technological

capabilities through leveraging partner capabilities, market-driven technologies, and commercial investment– Identification and application of non-procurement

partnerships/sources of expertise toward OBPR mission needs• Reduction of costs to NASA/OBPR through (no

exchange of funds) industry partnerships and collaboration

• Transitioning of mission-focused technologies to meet “Earth Benefits” requirement

6/7/04 Code T/U ITTP A-Plan- GH 25

ProcessIdentify Candidate Opportunity Areas

OBPR Priorities & InvestmentTechnology Transfer & Partnering Potential

Select Opportunity AreasOBPR Technology Needs

Market/Industry Assessments

Develop PartnershipsConduct outreach

Engage prospective partners for OBPRConfirm OBPR program interest/need

Implement PartnershipsSecure Funding

Negotiate / Monitor Agreements

Innovative Technologiesand Products for NASA

and the Nation

6/7/04 Code T/U ITTP A-Plan- GH 26

Resources• OExS/ITTP manager

• Interfaces with OBPR divisions and leads/directs internal/external networks • develops working knowledge of (Level 2) programs and planning processes

• Internal network – GRC, JSC, MSFC, KSC, and ARC

• Interfaces with ITTP manager and internal/external network • develops working knowledge of OBPR (Level 3) projects, planning processes,

and (Level 4) performing organizations

• External network – National Technology Transfer Center (NTTC); Research Triangle

Institute (RTI); Technology Commercialization Center (TeCC); and TechLink

• Conducts industry market research and identifies partnership opportunities

6/7/04 Code T/U ITTP A-Plan- GH 27

Opportunity Area

• Opportunity Area = OBPR priorities & investment + Technology transfer potential

6/7/04 Code T/U ITTP A-Plan- GH 28

Market/Industry Assessments: Selection of Opportunity Areas for Partnership Development (Round 1)RISKS [5] CENTER FEEDBACK [7]

SBIR Subtopic Opportunity Area [1]

OBPR Cross Cutting Area [2] OBPR Discipline [3] Risk Area(s) & EQs

[4] ISS Moon Mars NASA Center

Technical Lead [11]

OBPR Product Line Lead [6] Technical ITTP Assessment [8]

B3.01 Advanced Spacecraft Life Support

Sensor Technology

Advanced Human Spaceport Technologies

AEMC

36: Monitor Air Quality37: Monitor External Environment38: Monitor Water Quality

Y R R JSC Dan Barta Eugene Trinh

Highest opportunity area for JSC. Awaiting further input from technical leads.

High

B3.01 Advanced Spacecraft Life Support

Water Recovery Processes

Advanced Human Spaceport Technologies

ALS, AHST

47: Provide and Recover Potable Water48: Inadequate Mission Resources

G Y R JSC Dan Barta Eugene Trinh

High opportunity area. Awaiting further input from technical leads.

High

B3.01 Advanced Spacecraft Life Support

Low Power CO2 Removal

Advanced Human Spaceport Technologies

ALS, AHST

43: Maintain Acceptable Atmosphere48: Inadequate Mission Resources

G Y R JSC Dan Barta Eugene Trinh

Low interest -- very limited commercial value. Awaiting further input from technical leads.

Medium

B3.01 Advanced Spacecraft Life Support

Solid Waste Management

Advanced Human Spaceport Technologies

ALS, AHST

45: Manage Waste46: Bioregenerative Life Support Systems48: Inadequate Mission Resources

G Y R JSC Dan Barta Eugene Trinh ?? Medium

B3.01 Advanced Spacecraft Life Support

O2 Recovery from CO2

Advanced Human Spaceport Technologies

ALS, AHST46: Bioregenerative Life Support Systems

G Y R JSC Dan Barta Eugene Trinh

Low interest -- very limited commercial value. Awaiting further input from technical leads.

Low

B3.03 Human Adaptation and Countermeasures

Transcranial Ultrasound for Emboli Detection

Autonomous Medical Care Clinical Capabilities

48: Inadequate Mission Resources G G Y JSC Mike Powell Gale Allen

Unable to obtain feedback from contact

Moderate interest. Awaiting further input from technical leads. High

Sample of Matrix for Code U SBIR Partnership Opportunity Area

6/7/04 Code T/U ITTP A-Plan- GH 29

Funding• The ITTP program will endeavor to efficiently engage

OBPR and related personnel, minimize NASA partnership costs, and fully leverage partner resources– ITTP Network services provided at no cost to OBPR– ITTP program proposes to provide (Level 4) funding in the

amount of $50K per partnership to cost-share NASA expenses

– OBPR (Level 2/3) programs/projects would be expected to provide a substantial portion of the funding for partnerships

• In some cases, partners might provide funding for NASA costs in addition to their costs

6/7/04 Code T/U ITTP A-Plan- GH 30

Your Role• Understand goals, objectives, process, and

opportunity areas approach– Review opportunity areas identified by external

network for OBPR alignment and partnership– Request market research to identify desired

opportunity areas and partnerships based on understanding of OBPR

– Review completed SBIR phase II contracts for potential OBPR opportunity areas

– Draw on ITTP resources and funding to establish non-procurement partnerships