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OECD SURVEY ON STRATEGIC INNOVATION PROCUREMENT Anne Müngersdorff Public Procurement Unit Public Governance and Territorial Development Directorate Paris, 27 October 2015, eafip event Structure & Recent Developments

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Page 1: OECD SURVEY ON STRATEGIC INNOVATION PROCUREMENTeafip.eu/wp-content/uploads/2015/06/1a__27102015... · OECD SURVEY ON STRATEGIC INNOVATION PROCUREMENT ... Public Governance and Territorial

OECD SURVEY ON STRATEGIC

INNOVATION PROCUREMENT

Anne Müngersdorff Public Procurement Unit Public Governance and Territorial Development Directorate Paris, 27 October 2015, eafip event

Structure & Recent Developments

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AGENDA

• OECD Recommendation of the Council on

Public Procurement 2015 and OECD Survey on

Strategic Innovation Procurement

• Strategic Public Procurement

OECD-Publication “Government at a Glance”

2

Paris, 27 October 2015, eafip event

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Interest in governance of public procurement

to achieve efficiency and advance public policy

objectives has significantly increased.

The last 2008 OECD Recommendation on

enhancing Integrity in Public Procurement

were focused on integrity, transparency,

accountability, good management, risk

prevention and control.

3

The 2015 OECD Recommendation of the Council on Public

Procurement ensures the strategic and holistic use of public

procurement. It provides a 21st-century reference for modernising

procurement systems and can be applied across all levels of

government and state owned enterprises. Paris, 27 October 2015, eafip event

Implementing the OECD Recommendation:

Federating Procurement Activities

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Participation

Efficiency

Capacity

Integrity

Access

Balance

Evaluation

Risk

Management

Transparency

Integration

Accountability

4

E-Procurement

Paris, 27 October 2015, eafip event

12 integrated principles

Implementing the OECD Recommendation:

Federating Procurement Activities

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5

Balance

• Balancing Secondary Policies Objectives

against the Primary Procurement Objective

- primary procurement objectives like delivering goods

and services in a timely, economical and efficient manner

- secondary policy objectives such as sustainable green

growth, development of SMEs or standards for responsible

business and innovation

• Appropriate Strategy

• Impact Assessment

Paris, 27 October 2015, eafip event

The integrated principle of Balance

Implementing the OECD Recommendation:

Federating Procurement Activities

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• Vision: An international reference for public procurement

standards, good practice and forward-thinking

• Implementation of the Recommendation until 2018

Implementing the OECD Recommendation:

Federating Procurement Activities

Building evidence:

- Assessment tools

- Key performance indicators

- Strategic use of PP =>

Green, SME, Innovation

- Professionalisation

- E-Procurement

Toolbox - innovative, practical,

collaborative solutions

Data

Policy instrument

Toolbox

Reviews

Network

6 Paris, 27 October 2015, eafip event

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Why this OECD Survey on

Strategic Innovation Procurement?

• Aside from its economic significance public procurement is

increasingly recognised as a potential strategic instrument

for achieving innovative, social and environmental policy

objectives.

• Among these referred secondary policy objectives Public

Procurement of Innovation is probably the one with the

highest potential impact on economic growth.

• Although in some OECD countries Innovation Procurement

is already added to national or sub-national innovation

strategies, it seems, that there is still a need for action to

foster Strategic Innovation Procurement for instance by

sharing good practice and guidance.

7 Paris, 27 October 2015, eafip event

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8

• Part I is more policy-oriented and based on 6 questions of

the “ERAC-Questionnaire on Innovation Procurement 2014”

(ERAC - European Research Area and Innovation Committee)

with question on strategic dimension, implementation and impact

in collaboration with the ERAC-Secretariat in Brussels.

(The use of E-Procurement tools to innovate the administrative

procedure does not fall under Strategic Innovation Procurement)

• Part II is based on the OECD Observatory Public Sector

Innovation Survey (OPSI) and focused on the typology of public

procurement especially on the use of strategic innovation

procurement, this part will be more a practical case studies

collection.

Paris, 27 October 2015, eafip event

OECD Survey - Structure

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9

• Part I: First Trends

In most OECD Countries the procurement process is

getting from a more limited administrative procedure towards

a “smart” procurement management, including strategic

innovation procurement.

• Part II: Good Practice Cases

Most respondent have sent a good practice case on strategic

innovation procurement on national or sub-national level.

A need of data collection, data exchange and coordination of

good practice cases is recognised.

The use of cross border procurement for strategic innovation

procurement is not very often the case. Paris, 27 October 2015, eafip event

OECD Survey - Recent Developments

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AGENDA

10 Paris, 27 October 2015, eafip event

• OECD Recommendation of the Council on

Public Procurement 2015 and OECD Survey on

Strategic Innovation Procurement

• Strategic Public Procurement

OECD-Publication “Government at a Glance”

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Public Procurement (G@G 2013 - excerpt)

Government at a Glance 2013

Paris, 27 October 2015, eafip event 11

Innovation

Social

Green

Many OECD countries are already

• professionalising, consolidating their purchases and adopting

ICT in the procurement process (97% use national e-systems)

• are using strategic public procurement policies not only to foster

value for money but also to pursue other objectives such as:

innovation

social aspects

sustainable growth

• and use innovative procurement tools

(94% use framework agreements),

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• Interest in governance of public procurement to achieve

efficiency and advance public policy objectives has

significantly increased

• G@G 2015 Chapter 9: Public Procurement

– Size of Public Procurement

– Strategic Public Procurement

– E-Procurement

– Central Purchasing Bodies

• Lack of data in case of Public Procurement

12

Government at a Glance 2015

Paris, 27 October 2015, eafip event

Public Procurement (G@G 2015 - excerpt)

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G@G 2015: Size of Public Procurement

Paris, 27 October 2015, eafip event

a

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G@G 2015: Size of Public Procurement

Paris, 27 October 2015, eafip event

a

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Development of Procurement Strategy / Policy for Secondary Policy Objectives

7%3%

6%

48%

36%

90%

Green Public ProcurementNever been developed

Has been rescinded

Developed by someprocuring entities

Developed at thecentral level

Developed at thecentral level and bysome procuring entities

10%

10%

58%

22%

90%

Support to SMEs

10%

16%

58%

16%

90%

Support to procure innovative goods and services

Development of Procurement Strategy Policy

for Secondary Policy Objectives

G@G 2015: Strategic Public Procurement

Paris, 27 October 2015, eafip event 15

Source: 2014 OECD Survey on Public Procurement

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Mandatory Use of Public Procurement for Secondary Policy Objectives

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Green publicprocurement

Support to Smalland Medium

Enterprises

Support toprocure

innovativegoods and

services

No, it is not mandatory andtargets are not in place

No but it Is subject todefined targets

Yes, it is mandatory buttargets are not defined

Yes, it is mandatory andtargets are defined

<2014>

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Green publicprocurement

Support toSmall and

MediumEnterprises

Support toprocure

innovativegoods and

services

Yes, it ismandatory

<2012>

Mandatory Use of Public Procurement for

Secondary Policy Objectives (2012 vs 2014)

16 Paris, 27 October 2015, eafip event

G@G 2015: Strategic Public Procurement

Source: 2014 OECD Survey on Public Procurement

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Measuring results / Support for Green Public Procurement

Paris, 27 October 2015, eafip event

G@G 2015: Strategic Public Procurement

Source: 2014 OECD Survey on Public Procurement

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Measuring results / Support for SME

Paris, 27 October 2015, eafip event

G@G 2015: Strategic Public Procurement

Source: 2014 OECD Survey on Public Procurement

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Measuring results / Support for innovative Goods and Services

Paris, 27 October 2015, eafip event

G@G 2015: Strategic Public Procurement

Source: 2014 OECD Survey on Public Procurement

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G@G 2015: Central Purchasing Bodies

Paris, 27 October 2015, eafip event

Legal status of Central Purchasing Bodies

Source: 2014 OECD Survey on Public Procurement

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Role(s) of CPBs

78%

81%

30%

33%

0% 20% 40% 60% 80% 100%

CPBs act as manager of the national system awardingframework agreements or other consolidated

instruments, from which contracting authorities thenorder

CPBs act as a contracting authority aggregating demandand purchasing

CPBs establish policies for contracting authorities

CPBs coordinate training for public officials in charge ofpublic procurement

G@G 2015: Central Purchasing Bodies

Paris, 27 October 2015, eafip event 21

a Role(s) of Central Purchasing Bodies

Source: 2014 OECD Survey on Public Procurement

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“OECD Recommendation of the Council on Public Procurement 2015” published 02/2015

http://www.oecd.org/gov/ethics/Recommendation-on-Public-Procurement.pdf

“Government at a Glance 2015” published 06/2015

http://www.oecd.org/gov/govataglance.htm

“The Innovation Imperative in the Public Sector” published 08/2015

http://www.keepeek.com/Digital-Asset-Management/oecd/governance/the-innovation-

imperative-in-the-public-sector_9789264236561-en#page1

“Making Innovation Policy Work” published 2014

http://www.keepeek.com/Digital-Asset-Management/oecd/science-and-technology/making-

innovation-policy-work_9789264185739-en#page1

Additional Information

22 Paris, 27 October 2015, eafip event

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Thank you very much for your attention !

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