Upload
others
View
4
Download
0
Embed Size (px)
Citation preview
NULLA UNQUAM RES PUBLlCA MAlOR: THE RECREATION OF THE EARLY ROMAN REPUBLIC IN
AB URBE CONDITA Il-V
James Thomas Chlup
Submitted in partial fulfillment of the requirements for the degree of Master of Arts
Dalhousie University Halifax, Nova Scotia
April, 1998
O Copyright by James Thomas Chlup, MCMXCVlll
Acquisitions and Acquisitions et Bibliographie Sem-ces senrices bibliographiques
395 Weüingtm Street 395, rue Wellington OttawaON K I A W OitawaON KYAûN4 Canada Canada
The author has granted a non- exclusive licence allowing the National Library of Canada to reproduce, loan, distribute or sell copies of this thesis in microform, paper or electconic fommts.
The author retains ownership of the copyright in this thesis. Neither the thesis nor substantial extracts fkom it may be printed or otherwise reproduced without the author's permission.
L'auteur a accordé une licence non exclusive permettant à la Bibliothèque nationale du Canada de reproduire, prêter, distribuer ou vendre des copies de cette thèse sous la forme de rnicrofiche/fïlm, de reproduction sur papier ou sur format électronique.
L'auteur conserve la propriété du droit d'auteur qui protège cette thèse. Ni la thèse ni des extraits substantiels de celle-ci ne doivent être imprimés ou autrement reproduits sans son autorisation.
TABLE OF CONTENTS
Abstract
Acknowledgements
Introduction
Chapter One: Livy and the Augustan Settlement 29 to 27 BC
Chapter Two: The Presentation of the Res Publica
Chapter Three: The Offices of the Res Publica 1. Senate 2. Consulship 3. Tribunate 4. Dictatorship 5. Military Tribunate 6. Decernvirate
Chapter Four: The Heroes and Villains of the Res Publica 1. Brutus 2. Coriolanus 3. Cincinnatus 4. Appius Claudius Decemvir 5. Camillus
Works Cited
ABSTRACT
Livy begins book two of Ab Urbe Condita with another preface: liberi iam hinc populi Romani res pace belloque gestas, annuos magistratus, imperiaque legum potentiora quam horninum peragarn (2.1.1 ). Once he dismissed the history of Rome as a monarchy in a single book, the historian is able to begin his preferred narrative: the history of Rome as a republic. From the outset of book two, Livy uniformly displays his strong republican belief on several levels: first, there is his treatment of the res publica as a political idea. Secondly, there is his treatment of the various offices of the republican constitution. Finally, there is his presentation of the major characters. On ail three levels, that which aids or defends the republic receives due praise while, on the other hand, that which seeks to disparage the constitution receives the appropriate denounciation. Livy, it - is evident, wants Ab Urbe Condita to be dominated by the concept of the res publica. Heretofore, even though scholars frequently refer to Livy's republicanism, there has never been a formal study of its presentation in the history. This thesis strives to rectify partially this deficiency with a focused constitutional reading of books two to five.
Whether this thesis will be worthy of the effort, I do not know. Irrespective of this fact, several people deserve thanks for their assistance in the production of this thesis.
First, I would like to thank Dr, Patrick Atherton who showed considerable enthusiasm for my topic frorn the beginning. I would also Iike to thank my supervisor, Dr. Peter Kussmaul, for his many insighfful comments and necessary corrections. Further, I would like to thank Dr. Patricia Calkin for agreeing to read rny thesis and her encouragement during rny tirne at Dalhousie University. Finally, I must thank Trish Macdonald, the department secretary. for al1 her help.
Secondly, I would like to express rny gratitude to my family and friends, especially those who encouraged my acadernic endeavours. A special thanks to Tad Samson, my best friend. who has provided me with so much support and undying loyalty.
INTRODUCTION
Livy beg ins h is h istory with an expression of selfdou bt: facturusne operae
pretium sim si a primordio urbis res populi Romani pemcn'psetfm nec satis scio
nec, si sciam, dicew ausim (Prae. 1 ). This doubt is personal, it is not a reflection
on the historical material: he considers himself inadequate to soch an important
task. About his subject matter. on the other hand, he is very assured. Rome, in
his view, is the foremost nation in the worfd. and any study of this majesty is
producüve in its own right: iuuabit tamen rerum gestanrm memonae principis
tenamm populi pro uirili parfe et ipsum consulisse (Pme. 3). It is such a fruithl
labour, Livy believes, that even if his work is overshadowed by others, he will be
happy that his work has been excelled by such efforts (Prae. 3).
The question, therefore, is what is it that makes Livy so proud of Rome.
The Praefatio affords the answer. First, the meditation of Rome's history will
show the reader how it became such a great nation, by the men, their attitudes
and their s kills: quae uifa, qui mores fuennt, per quos uiros quibusque arübus
domi militaeque et parfum et auctum impenum sit (Prae. 9). Secondly, Roman
history is a didactic guide as to what actions to take or not to take in support of
the nation: inde tibi tuaeque rei publicae quod imitere capias, inde foedum
inceptu foedum exifo quod uites (Prae. 10). The reason for this confidence is *
made clear in the next sentence where Livy declares his personal belief that aut
me amor negotii suscepti fallit, aut nulla unquam res publica nec maior nec
sanctior nec bonis exemplis ditior fuit (Prae. 1 1). It is Livy's use of the word res
publica that is vital.' In the literai sense. the historian makes an expression of his
confidence in the Roman nation, but it can also refer to the republican
constitution which first appears at the beginning of book t 'o . Livy rushes
through the history of eariy Rome, from the period before the foundation of the
city to the fondation of the republic, six hundred seventy-four years, in a single
book. Through his recreation of Rome's past, he presents a constitution of which
he and his fellow Romans can be proud. Therefore it is possible to offer a
constitutional reading of this (re)creation in Ab Urbe Condita Il-V.
There are four aspects of this constitutional reading. The first chapter
discusses the relationship between Livy. Augustus and the constitutional
settlement of 29 to 27 BC, a settlement which was contemporaneous with the
composition with these books. The reason for this historical discussion is this:
Livy wrote his account of the establishment and growth of the republic while
Augustus offered a settlement which, in the opinion of scholars, brought an end
to the republic. Therefore, a discussion of any possible effects that Augustus'
settlernent may have had on this republican glorification is needed.2 Then there
is the history itself. Chapters two. three and four discuss this republican
(re)creation on three levels: first, the representation of the res publica as a whole;
second, the portrayal of the particular offices that make up the republican
constituüon; finally, the presentation of the dominant heroes and villains of the
' It is interesting to note that Hans Hattenhauer. Europaische Rechtsaeschichte, Heidelberg. 1994. employs a variation of this sentence, nulla unquam res publica maior, as the subtitle for his exposition of early Roman legal history.
Gary Miles, Liw: Reconstructin~ Earlv Rome, lthaca NY, 1995, 6. defines the situation best: 'Livy's historiography at its most fundamental levels is infomed by and expresses
Roman republic: those early Romans who act for or against the res publica. On
al1 airee levels, Livy's history applauds what helps the constitution and it criticises
what attempts to hurt it. Therefore, these books of Livy's history offer what
critical theonsts might label a republican poetics, an authoritative guide as to
what constitutes "republican" or 'unrepublican", the good and evil in the
historian's constitutional worid.
When Livy wrote Ab Urbe Condita, it changed Latin historiography. It
marked the end of al1 histones of the republic by being an authoritative,
insurmountable republican exposition and it was the piece in a virtually
wntinuous narrative of Rome continued by Tacitus and then by Ammianus. It
sought to recreate the city's past, and in this recreation Livy was able to create
that which was worthy of his republican belief. His history became a monument
of Rome, a literary monument equal to those the histonan describes in his
recreation of the etemal, universal city.
an a&e engagement with the ideologies of his own agen.
CHAPTER ONE
LlVY AND THE AUGUSTAN SETTLEMENT 29-27 BC
Despite the classification of Livy as an Augustan writer, scholars
recognise the difficulty in any attempt to demonstrate the nature of the
personal and intellectual relationship between Livy and his ~mpero r . '
Uniike Vergil and Horace. Livy was not a member of Maecenast (and,
therefore, the Ernperor's) literary circle nor does the historian make
frequent references to hirnself, Augustus or contemporary orne.^ Livy,
further, does not directly react to the new Augustan government that
began in 29 BC and his constitutional settlement of 27 BC which, it is
interesting to note, marks the approxirnate beginning and ending of the
composition of the first pentad of Livy's history. But this does not mean
that it is not possible to know the historian's position.
The logical place to begin such a journey of ideological connection
is the only passage in Ab Urbe Condita where the historian reveals direct
- - -
1 Kraus and Woodman, Latin Historians, Oxford, 1997, 51, are two recent scholars to comment on this relationship. Kraus, in her section on Livy, acknowledges the ambiguous nature of the Livy-Augustus relationship. The most recent detailed scholarly study of the Augustus-Livy relationship may be found in Erich Burck, Das Geschichtswerk des Titus Livius, Heidelberg, 1992, 164-1 76.
Ronald Syrne, The Roman Revolution, Oxford, 1939, 465, feels that the intellect of these artists was not the direct province of the Emperor: 'their genius was not the creation of the Augustan Principate. They had all grown to rnanhood and to maturity in the period of the Revolution; and they al1 repaid Augustus more than he or the age could give themn.
interaction between himself and the Emperor. The historian and the
Emperor meet at 4.20.7:
hoc ego cum Augustum Caesarem, templorum omnium conditorem ac resfitutorem, ingressum aedem Feretri louis, quam uestutate dilapsam refecit, se ipsum in thorace iinteo scriptum legisse audissem, prope sacriiegium ratus sum Cosso spoliorum suorurn Caesarem, ipsius tempii auctorem, subtrahere testem (4.20.7).
Not only does Livy confess direct contact with the Ernperor. but he also
honours Augustus as a participant in the creation of the narrative when he
daims that the Princeps brings the testirnony that Cossus was a consul to
the historian's attention. The Emperor clearly emerges from this episode
in a positive light: to deny Cossus on the basis of the source of such
evidence, Livy says. would be sacrilegious. But the republican historian
goes no further; he successfully avoids displaying the forceful enthusiasrn
of Vergil or Horace. Although he appears to accept the EmperorJs
evidence, he does not retract his previous statement that Cossus was a
tribune. This reduced Augustan endorsement, therefore, saves any
enthusiasm by Livy for the constitutional settlement from dismissal as
mere Augustan propaganda.
As a preface to the Principate there was closure of the Temple of
Janus in January 29 BC. Augustus had yet to arrive in post-Actium Rome,
but the process of creating a positive image of Augustus had begun in
earnest. Rome was at peace and this was the personal achievement of
the Emperor. Livy encourages this opinion during his discussion of the
first closure of the temple by Numa when he refers to the latest closing.
Thus he creates a link behiveen past and present3
bis deinde post Numae regnum clausus fuit, semel T. Mani10 consule post Punicm primum perfecfum bellum, iterum, qood nostrae aetati di dederunt ut uideremus, post bellum Actiacum ab imperatore Caesare Augusto pace terra marique parta (1.19.3).
The historian's feelings are clear. Livy's account of the closure reveals
that he believes it to be an important moment in contemporary Roman
history and Livy's mention of Augustus gives the Princeps direct credit for
the act. Livy enters the narrative when identifies himself and the reader
as personal witnesses to the event, an identification that occurs on two
levels: nostrae aetati and uideremus. The employment of a sensory verb
such as uideremus is significant: he positions narrator and reader within
visual range of the temple as he attempts to share his enthusiasm with the
reader. The choice of nostrae aetati over the Praefatio's haec tempora,
further, elevates this closure even higher: it is an age, an unequalled
moment in Roman history, not a vague chronological ind i~ator .~ Finally,
3 Catherine Edwards, Writinn Rome, Cambridge, 1 996, 49, discusses this lin k when she mentions that Augustus, when rebuilding Rome's temples, did so in a particular way when he began by rebuilding those temples which had links to Rome's earliest history, the part of Rome's history that Livy was in the process of narrating. Thus, she highlights a strong connection between Augustus and Livy: as Augustus rebuilds a particular temple. Livy is in the process of narrating the first foundation of it. Christina Shuttleworth Kraus expresses the same opinion when she states that Livy's work is a parallel and. possibly, a rival, to Augustus' physical reconstruction of Rome (Christina Shuttleworth Kraus ed.. & Urbe Condita VI, Cambridge, 1994, 8).
Livy's reference to the present day in the Praefatio is clearly negative: donec ad haec tempora quibus nec uitia nostra nec remedia pati possomus peruentum est (Prae. 9). The present only contains vices which cannot be endured and rieither can their cures.
his reference to the gods not only suggests Livy's possible religious
beliefs: the impression that the effect of the closure on the historian was
so profound that he expresses the event as something higher than the
mortal world: a gift of the gods to the present generation of Romans. Livy
was clearly inspired by the c~osure.~ One must also consider why Livy
makes this contemporary reference. Emilio Gabba argues that links with
contemporary Rome. especially references to buildings. are employed to
validate a particular event or legendS6 In this case Livy uses Augustus' act
to strengthen the impact of Numa's closure. Also. Ronald Syme claims
that Livy did not want his early books disturbed with modern events;
therefore, those events that do appear the historian saw as necessary.'
Because of these two details one should not dismiss the positive tone that
the historian employs in his account of EmperorJs act from being
dismissed as Augustan propaganda.
Augustus, in the role of the apologist. refers to his first act as
Emperor in his final act of directing his image. the Res Gestae:
lanum Quirinum, quem claussum esse maiores nostri uoluerunt cum per toturn imperiurn populi Romani terra marique parta uictoriis pax,
John Buchan, Auaustus, London, 1937. 129. offers an interpretation of the effect of the victory of Actium (of which the closure of the Temple of Janus was the direct symbolic manifestation) when he states: 'Actium seems like the undrawing of a curtain and the letting in of daylight on the world". Although his biography of the Emperor is at tirnes melodramatic, the sentiment that he conveys does suggest the possible effect on Livy.
Emilio Gabba, "True History and False History in Classical Antiquitynl JRS 71 (1981). 61.
7 Ronald Syme, 'Livy and Augustusnl The Roman Papers, 7 vols., Oxford, 1979. 422.
c m , priusquem nascerer, a condita urbe bis omnino clausum fuisse prodatur memoriae, ter me principe senatus claudendum esse censuit (Res Gestae 7 3).
The Emperor's persona1 account is more pious than Livy's and it shows
his concern for his public image. He begins with a reference to the
Roman forefathers who, he says, desired the temple's closure (maiores
nostri uoluerunt); therefore he suggests that his labour merely fulfiis their
expressed will. The imperium that Livy gives to the Emperor appears in
this passage as the concession of the Roman people. Finally, Augustus
refrains from taking full credit for the closure: although he does close the
temple, it is done at the command of the senate (senatus ... censuit). This
final phrase cornes the closest ta defining Augustus' hypothetical
republicanism. While he personally executes this particular act. he does
so at the express wish of the senate, the highest authority in the res
publica.8 This was the first stage of Augustus' rise to power. The
propriety that this passage shows, irrespective of the fact that it may have
been a premeditated Augustan dramatisation, increases the laudatory
nature of Livy's account.
Now to Roman history. The administration had now established
appropriate public disposition for Augustus to return to Rome. The
Princeps entered the city in August 29 BC and he immediately began his
programme of Roman renewal on several levels. First he celebrated a
triple triumph, the largest public event since the funeral of Caesar. In the
8 Dio Cassius, too, gives the direct credit for the closure of the temple to the senate at 51.20.4
procession his collegues and the magistrates followed him instead of
preceding him: a reversal of convention that helped place Augustus at the
forefront of public a t ten t i~n .~ This is an adept precis of the new order as it
reveals the new Roman power: the Emperor and the magistrates as
constitutional partners. but the order of procession demonstrates where
the effective authority now existed. If the reader believes Livy when he
confesses his presence at the closure of the Temple of Janus, it is also
possible, in fact probable, that he was present at this larger, more public
event. Once Augustus was physically positioned in Rome he began an
extensive building - or rebuilding programme - that he undertook between
29 and 27 BC. The government initiated four major projects: the temple of
the divine Julius, the temple of Apollo on the Palatine, the Mausoleum of
Augustus and the first pantheon.'' After years of neglect during the civil
wars, this urban renewal must have created a positive reflection on the
Princeps. For Livy, who had recently arrived in Rome, the positive
impression rnust have been more powerful: first there was the awe of this
city, the capital of a world empire; secondly, this city experiencing growth.
This, then, is what leads Livy to label Augustus the establisher and
restorer of temples (4.20.7).
H. H. Scullard, From the Gracchi to Nero, London, 1982, 209.
10 M. Cary and H. H. Scullard, A Historv of Rome, London, 1992, 324.
But, most important. is the constitutional rebuilding that was in
progress as well." This republican refoundation was not an immediate
event that brought the full restoration of the constitution. but it was a
gradua1 intellectual restoration of confidence. Augustus returned to Rome
in August 29 BC as consul and, with his collegue Agrippa, he held the
consulship of 28 BC with both men present in the city for the full year.
Scholars place a substantial amount of emphasis on this fact as it marked
the first time in twenty years that the two consuls had remained in the city;
it was a very symbolic act that suggested the return of government
c ~ n t i n u i t ~ . ' ~ Without accepting the censorship, Augustus conducted the
first census since 86 BC and a necessary reorganisation of the senate.13
That Augustus did not hold the censorship is viewed as a political move to
avoid alienating the a r i s t o ~ r a c ~ . ' ~ To the public these acts show Augustus
actively rebuilding the Roman government, irrespective of the fact that this
reconstruction may have been tailored to suit his political interests.
Regardless, it appeared that the government was once again assuming a
coherent form after decades of neglect. A coherent form that was still
11 Dio Cassius summarises the events of this period at 53.1.7-53.2.5.
'' Scullard, 209 and Cary and Scullard, 317.
13 Syme, The Roman Revolution, 349, argues that the purge of the senate was necessary from Augustus' political point of view: there were some 300 members appointed by Antony and the Republic in 32 BC. The new senate was "a formidable collection of hard-faced men enriched by war and revolutionn (350) and "the senators knew the true purpose of Augustus' adoptions of Republican forms and phrasesn (351).
14 Scullard, 210.
markedly republican. Livy, as the other inhabitants of Rome, would have
noticed these acts.
After seventeen months in Rome, his reorganisation of the senate
and the census complete, he was ready to offer his constitutional
covenant on 13 January 27 B C . ' ~ To return to the Res Gestae: per
consensum uniuersorum potitus rerum omnium, rem publicam ex mea
potestate in senatus populique Romani arbitrium transtuli (34.1). Again
the Emperor's desire for a positive public image is evident. He begins by
professing that there was full public consent for his act and he then states
that the transfer of the res publica was from his power to that of the
senate and the people of Rome. The senate did have a strategic role in
the settlement, for it was at a meeting of the senate that Augustus
resigned and by resigning here he symbolically recognised the senate as
the highest authority in the state, one to which even he must answer?
Livy, coming from a town known for its pro-senate perspective, would
have noticed such an acknowledgment and approved of it, although
15 Dio Cassius 53.3.43.10 presents the speech that Augustus made with an appropriate republican tone. It is interesting to note that after the speech Dio states that sorne of the senators perceived Augustus' real purpose (53.1 1 A).
16 Buchan, 143. describes Augustus' supposed belief in the senate well: '[it] should reign Iike a constitutional rnonarch, and it should be permitted to govern up to the full limit of its capacity*. See also Lily Ross Taylor. who maintains that the reorganisation may be viewed as an action which formally brought the end to the civil war which, according to Taylor, was a war between Julius Caesar and the senate (Lily Ross Taylor, Partv Politics in the Aue of Caesar, Los Angeles, 1964, 162).
probably he would have kept such approval private.'' The resignation
itself was uncomplicated. Augustus relinquished al1 his powers and the
provinces under his jurisdiction to the state. As he had planned, the
senate requested that he not abandon the state that he had so recently
saved. He accepted a special ten-year commission that gave hirn
proconsular power with jurisdiction over Gaul. Spain and syria.18 The res
publica, the senate and the magistracies, were allowed to function as
before. The Emperor also continued to participate in the government
through his occupation of the consulship: 27 BC marked his seventh
consulship, his fifth consecutive term and he continued to act as consul
without interruption until 23 BC. The Augustan constitutional settlement,
therefore, did not restrict or end the Emperor's powers; it gave them a
formal, legal definition. Therefore, the settlement resulted in both the
solidification of the Emperor's position and the creation of a positive
public image: the Emperor achieved his res publica restituta.lg After his
" Patrick Walsh, Liw: His Historical Aims and Methods, London, 1996. 1, notes that Livy's home town was farnous for its strict moral code and its pro-senate sympathies.
l8 Scullard, 21 0-21 1 and Cary and Scullard, 31 8.
19 Scullard, 212 and Syme, The Roman Revolution, 314 where Syme defines the new official governrnent position on the constitutional settlement best. First he says that 'in name, semblance and in theory the sovereignty of the Senate and the People had been restored"; and, further: 'before the law, Augustus was ... a Roman magistrate, invested with special powers for a term of yearsn. Considering Syme's well known dislike of Augustus, the second comment is a considerable understatement.
settlement. Augustus left Rome untif 23 BC to allow his new state time to
settle and accommodate itself to its new position.2o
The Praefatio conveys Livy's desire to avoid contemporary events
and, as a result. he offers no direct response to the Augustan settlement.
Although the final nine books of Ab Urbe Condifa narrate the events of the
Augustan res publica to 9 BC, in these books there is a perceptible
absence of constitutional or, for that matter, any internai materiaL2'
Therefore, scholars search for a possible indirect response, an answer
that for many materialises in the form of ~arnillus." There are two main
reasons for this parallel. The first links conternporary history and the
narrative as the Augustan settlement and the cornpositon of the Camillan
- - - - -
20 Cary and Scullard, 31 9.
'' Syme, "Livy and Augustus", 452, states that Livy's narrative of 30-9 BC was written in a tone of positive acceptance and that it had benevolent colouring. He also calls the section of books 134-142 the res publica of Augustus. On the other hand, Mark Toher states that Livy appears to have avoided domestic affairs and focused on military conquests as he sought to avoid sensitive political issues. The periochae for books 134-142 seem to agree with Toher as Augustus is only mentioned on three occasions: book 134 (C. Caesar rebus compositis et omnibus prouinciis in certam forrnam redactis Augustus quoque cognominatus est); book 135 (bellum ... a Caesare aduersus Hispanos gestum refertur); and book 142 ([Drusus] laudatus est a Caesare Augusto). Althoug h it is possible to read the surnrnary for book 134 as a possible reference to the constitutional settlement of 27 BC, the vague nature of the passage does not yield any insight into the tone that Livy may have employed (Mark Toher. 'Augustus and the Evolution of Roman Historiography", From Rewblic to Empire, Kurt Raaflaub and Mark Toher eds.. Los Angeles, 1990, 152).
22 for more detailed discussions on the Augustus-Camillus parallel see Walsh, Liw: His Historical Aims and Methods, 16; Robert Ogilvie, A Commentarv on L iw 1-V, Oxford, 1965, 742-743; Erich Burck, Heidelberg, 1992, 170-176; and Gary Miles, 88-95.
episode in book five as approximately contemporaneous events? The
second claims that Camillus stands in equipoise between Romulus and
the Emperor. the founder and refounder of Rome, r e ~ ~ e c t i v e l ~ . ~ ~ One
might also recognise a military parallel between Camillus and Augustus.
Each saves Rome from the greatest threat so far: Camillus defeats the
Gauls and Augustus defeats Antony and Cleopatra. On the constitutional
side, each saves the republic through the occupation of a particular office
that enables the constitution to last: Camillus sentes as dictator while the
state recovers from the Gallic occupation, and Augustus occupies the
consulship after the defeat of Antony and Cleopatra until his constitutional
settlement has the chance to solidify. The oration that Camillus delivers
at 5.51-5.54 may be viewed in a constitutional context as a further parallel
between Augustus and Camillus. It is as dictator, with the senators as
moral support, that Camillus succeçsfully convinces the Romans to
refound Rome on religious terms. As consul, Augustus made a speech
before the senate that refounds the city in a constitutional sense. From
this comparison Augustus emerges as the more pious republican, for he
does not raise himself to the dictatorship; he remains within the ordinary
constitution. But it is at this point that cornparisons end. Christina Kraus
23 James Luce, 'Livy, Augustus and the Forum Augustum", From Re~ub l ic to Empire, Kurt Raaflaub and Mark Toher, eds., Los Angeles, 1990, 124 identifies 25 BC as the last probable date for the publication of books I-V.
24 Edwards, 4849 , where her calculation is as follows: Romulus founds Rome in 753 BC; Camillus argues successfully for Rome's refoundation in 390 BC; Augustus, finally, refounds Rome in 27 BC. Camillus' refoundation stands 365 years after Romulus and 365 years before Augustus.
15
notes that Livy does not make direct cornparisons between the Emperor
and any republican hero? But it is clear that Camillus and Augustus
share parallels on several levels. Livy's elevation of Camillus to the status
of a cult hero reflects favourably on the Princeps.
The Ernperor desired that the Roman people believe that he was a
republican and, through his settlement of 27 BC, he had restored the res
publica. It was during this organisation of opinion that Livy produced the
first pentad of Ab Urbe Condita. A recent arriva1 in Rome, Livy would
have been enthralled by the power of the capital of the world and the
rebuilding of it that was in progress, both the physical and the
constitutional city. Francesca Santoro L'hoir summarises Livy's
perspective well: "Livy himself had lived through the bloody years when
factionalism, carried to its ultimate absurdity, had rent the country
asunder; he had aiso witnessed the restoration of order and the
reconstruction of the State by the one man to whom he had every reason
to be gratefu1".26 Therefore, Livy's recreation of the res publica was not a
totally literary product. When Livy saw the Augustan republic function, it
reinforced his own republican principles and assisted his recreation of it in
Ab Urbe Condifa Il-V.
- - - -
Z5 Kraus, Ab Urbe Condita VI, 108, does admit that Camillus' triple triumph at 6.4.1 recalls Augustus' triumph of 29 BC.
Z6 Francesca Santoro L'hoir. 'Heroic Epithets and Recurrent Themes in Ab Urbe Condita", TAPA 120 (7 990). 241.
CHAPTER M O
THE PRESENTATlON OF THE RES PUBLICA
Livy summarises the transition from monarchy to republic in the final
chapter of book one of Ab Urbe Condita:
L. Tarquinius Superbus regnauit annos quinque et uiginti. Regnatum Romae ab condita urbe ad liberatam annos ducentos quadraginta quattor. Duo consuies inde comitiis centuriatis a praefecto urbis ex cammentariis Ser. Tuili creati sunt, L. lunius Brutus et L. Tarquinius Collatinus (1 -60.3).
This paragraph serves two purposes. It stresses the end of the monarchy
and the beginning of the republic and Livy carefully constructs this
passage of transformation with three sentences that bring into prominence
the transition of the government from monarchy to republic. As with the
previous monarchs he formally marks the end of the Tarquin's reign when
he states the number of years that he has ruled, regnauit annos quinque
et uiginti. Next, he closes his account of the monarchy in the same
fashion when he states the full duration of this constitutional structure, two
hundred forty-four years. Finally, the historian announces the election of
the consuls, the magistrates who immediately supersede the king. The
form of government has now changed. However, it is important to note
that at this point Livy does not state that the new government is the
republic. It is ironic that he explicitly names the discarded form of
government but not the new constitution. If Livy were an enthusiastic
republican, then one would expect the republic to be formally identified
(and, possibly, its virtues to be suggested in some way) as soon as it is
created. Instead, the election of the first consuls (duo consules) marks
the creation of the res publica: a particular office represents the
constitution as a whole. Further, the magnitude of this moment in
constitutional history is emphasised by the restatement of a variation of
the title of the narrative (ab condita urbe) which, scholars note. appears at
key moments in the narrative, usually at the start or, in this case. at the
end of a particular group of books when the history reaches a significant
period in Roman history'
Livy encourages this belief when he begins book two with a second
preface, an act that suggests that the start of the res publica marks a new
beginning in his history, the history of the res publica.2 The first sentence
indicates how the historian feels about the new constitution: liberi iam hinc
populi Romani res pace belloque gestas, annuos magistratus, imperiaque
legum potentiora quam hominum peragam (2.1.1). Liberfas is the first
word of the book and it ties the theme of liberty to the new consti t~t ion.~
Beyond this point, however, few scholars discuss the constitutional
' Kraus, Ab Urbe Condita VI, 83, refers to the preface at the start of book six, where the word order is the same as it is here: quae ab condita urbe (6.1.1).
David Levene, Reliaion in Liw, Leiden. 1993, 148, confesses that although the subject of his book is the use of religion in Ab Urbe Condita, Levene identifies the general structure of book two as dictated by republican themes: the establishment o f the republic to the death of Tarquin (2.1-2.21); the first patrician-plebeian conflicts and the creation of the tribunate (2.22.1 -2.33.5); the Coriolanus episode (2.33.6-2.40.14); and further conflicts of the orders and wars with neighbours (2.41 -2.65).
3 Robert Ogilvie, A Cemmentarv on Liw 1-V, Oxford, 1965. 233.
significance of this passage.
analyses this passage within
legal history: first, it provides
Hans Hattenhauer is an exception when he
the significantly wider context of European
a legal context to the republican idea;
secondly, it clearly defines the contrariety between monarchy and
republic.4 Further, Robert Ogilvie states that this first republican book of
Ab Urbe Condita presents a number of threats to Roman liberty from both
within and without the city; each episode illuminates the need of
immutable vigilance to sustain it. To have the res publica, Livy expounds,
is to be free. However, the res publica is not yet explicitly mentioned. As
at the end of book one, the historian employs synecdoche. The elective
offices - duo consules at the end of book one and, more generally the
general annui magistratus at the start of book two - portray the whole
const i tut i~n.~ The final phrase of this republican introduction, imperiaque
legum potentiora quam hominum, defines the legal justification of the
republic: the rule of law is greater than the rule of men, which monarchy
was. That the rule of men is improper is ernphasised in the second
sentence when Livy states that it was the arrogance (superbia), or the
unconstitutional demeanour, of the last king that made the new liberty
opportune at this time. In the third sentence, the appearance of
conditores ... urbis - another variation of the title - reconfirms this belief in a
4 Hattenhauer, 55.
5 J. L. Whiteley ed., Book II, London, 1963, 101, considers the expulsion of the kings the first part and the election of the consuls to be the second part in Rome's conversion to a republic.
new beginning in the narrative that coincides with the inauguration of the
new constitution. Finally, Ogilvie identifies the use of pastorum at 2.1.4
as significant. as it is echoed by Camillus twice in his oration at 5.53.9
and 5.54.2, because 'the first section o f the history of the Republic is
closed by the repetition of words from its beginningn.' Already, it appears,
the historian looks forward in his history, to a point when the res publica
has become firmly entrenched in Roman constitutional culture.
Irrespective of this new beginning, the monarchy is still present in
the early section of book two. To let the republic establish and entrench
itself without resistance is not possible. It must demonstrate its
superiority. Its eventual victory over the monarchy will make evident its
constitutional righteousness. In the first two chapters of book two, the
monarchy is mentioned repeatedly: the word rex appears twelve times,
regnum appears twice, and Livy uses the verb regnare nine tirnes.
Despite the constitution that the Romans believe to be the superior form
of government, there is still no mention of the res publica. At this point
the historian allows the theme of libertas to represent the new
constitution, and Livy mentions it nine times in the first two chapters as an
opposition to the monarchy.
The continued presence of the monarchy is reinforced in the second
chapter, where the republic undergoes the first test of its resolve. This
happens in the episode of the consul Collatinus, the fellow magistrate of
6 Ogilvie, 235.
Brutus; therefore, he shares with Brutus the credit for the creation of the
new constitution. Collatinus is presented as a potential threat to the state
as he shares the same name as the former royal fa mi^^.^ Even though
this shared name does not suggest a shared constitutional ideology, the
public express what they feel is genuine concern that this is a national
threat: non credere populum Romanurn solidam libertatem reciperatarn
esse; regium genus, regium nornen non solum in ciuitate sed etiam in
imperio esse; id officere, id obstare libertati (2.2.6). With the presence of
a member of the former royal family not only still in the city but also in a
position of power, the Roman people cannot enjoy the liberty which they
have recently won. It is a hindrance to liberty and, therefore, a threat to
the republic. It falls to the other consul, Brutus, to act on behalf of the
constitution and defeat this threat. He rnakes a direct appeal to Collatinus
to remove this fear by changing his name: 'hunc tu' inquit, Yua uoluntate,
L. Tarquini, remoue metum. meminimus, fatemuc eiecisfi reges; absolue
beneficium tuum, aufer hinc regium nomen' (2.2.7). Through the use of
direct speech, which Livy ernploys only in matters of considerable public
importance, he stresses the constitutional gravity of this situation. The
plenteousness of personal pronouns is thought to be indicative of the
"mounting passionsn of the ~ o m a n s . ~ The potential crisis is further
emphasised when Brutus addresses his fellow consul by his regal name
7 Ogilvie, 238, cites Collatinus as the first of five early threats against libedas.
8 Og ilvie, 240.
which emphasises that the rnonarchy is still present in Rome. Brutus has
already prepared the reader for this confrontation when he recites the
oath that Rome will never accept any king: ibi omnium pnmum ius
iurandurn populi recitat neminem regnare passuros nec esse Romae unde
periculum libertafi foret (2.2.5). It is Collatinus who can solve this
problem, as Brutus clearly states through the use of the two irnperatives
(remoue and aufer). Collatinus does not answer Brutus' plea. his actions
symbolise his regard for the republic: he abdicates his office, moves his
property to a neigbouring state and expires his life in exile (2.2.10). As an
immediate response to this withdrawal, in the two sentences that follow,
the res publica reasserts itself: Brutus ex senatus consulto ad populum
tulit ut omnes Tarquiniae gentis exsoles essent; collegam sibi comitiis
centuriatis creauit P. Valerium, quo adiutore reges eiecerat (2.2.1 1 ) . The
new constitution successfully passes its first test. They elect a consul to
replace another without any political agitation to Rome.
Now the republic must directly deal with the issue of the monarchy.
In this case the threat is a possible military assault. The threat from the
monarchy moves from an interna1 threat to an external one. Ambassadors
arrive from the royal family on the pretence of negotiating compensation
for lost property, and the senate debates the matter for several days
(2.3.5). lmmediately Livy establishes the unconstitutional behaviour and
the flawed constitutional logic of the monarchy through the representative
actions of the ambassadors. The historian admits that sympathies for the
king still exist in Rome, but he explains these sympathies as primitive
desires for selfish persona! gain that is only possible with a king: regem
hominem esse, a quo impetres, ubi ius, ubi iniuria opus sit; esse gratiae
locum, esse benficio (2.3.3). This is plainly an incompatible view of the
theme of libertas: where there is favour and benefit for one there is also
ill-favour and loss for another and under such conditions the whole nation
cannot be free. Again, the narrative contrasts the two constitutions: while
the senate debates the matter of compensation, the ambassadors work
towards exploiting the monarchist sympathies in the city: interirn legati alia
rnoliri; aperte bona repetentes clam reciperandi regni consilia struere; et
tamquam ad id quod agi uidebatur ambientes, nobiiiurn adulescentiurn
animas pertemptant (2.3.6). There is some irony in the fact that the
ambassadors, who are in Rome to resolve a political altercation, should
involve themselves with anti-government elements within the state. In
public they seek satisfaction through a system which, in private, they
endeavour to subvert.
The failure and exposure of the plot is not achieved by the efforts of
the Roman people, but by a household slave. Again, Livy employs irony
when he identifies a slave in the household of the Vitellii who, after
overhearing the plot, immediately places the matter before the consuls
(2.4.6). A slave, someone who has no formal rights under res publica.
follows the correct procedure when he reports the plot to the consuls, the
highest authority in the state and, therefore, the most capable people to
deal with the matter. After the Romans defeat the conspiracy, Livy notes
that the slave receives his freedom and is made a citizen of Rome; he has
acted to protect the nation and he is made a mernber of the nation
(2.5.9).' The ambassors, however, do not receive the punishment that
some feel they deserve: de Iegatis paululum addubitatum est; et
quamqoarn uisi sont cornmisisse ut hostium loco essent, ius tamen
gentium ualuit (2.4.7). Despite the initial desire for punishment, the ius
gentium, the law of nations, is maintained and the ambassadors are
allowed to leave Rome unmolested. Again, the res publica passes
another critical test as it does not exceed its authority and violate
international law.
The second year of the history of Rome as a republic, as a free
nation, begins at 2.9. However, the republican constitution must still
safeguard itself against the monarchy. This chapter begins with a
statement of the new consuls for the year, Publius Valerius and Titus
Lucretius. This is the second term for Valerius, thus he maintains
essential political continuity in this embryonic period. After this
introductory sentence the monarchy returns to the narrative when Livy
states that the exiled royal family has taken refuge with Porsinna, the king
of Clusium. Porsinna undertakes the task of attacking the Roman state on
two principles, both of which are in contradiction with each other:
-- -
Ogilvie, 241, labels this story as invention: 'the name is fictitious, the date and circumstances are apocryphal, belonging to the fantasy world of legal precedentsn. Its inclusion here, therefore, strictly serves to further Livy's glorification of the republic.
Porsenna cum regem esse Romae, tum Etruscae gentis regem, amplum
Tuscis ratus, Romam infesto excercitu uenit (2.9.4). First, he believes
that Rome should have a king because it would be safer for Etruria: he
fears that the republican ideas in Rome may spread to neighbouring cities
such as his own. Secondly, it would give honour to the Etruscans if the
king of Rome was of the same nation. In both cases, Prosinna shows the
archetypal ideological defectiveness of al1 monarchs: his concern is for his
own personal interests rather than Romans interests or, for that matter,
his own people. This is a further example that shows how Livy presents
an indirect attack on the monarchy, an attack that highlights the
superiority of the res publica. Porsinna makes two assaults upon the city:
the first is a direct assault that is repulsed due to the brave actions of
several heroes (2.10). Then he attempts to lay siege to the city, an act
which also fails (2.1 1.1-2.14.4). Porsinna's acceptance of rnilitary defeat
is also a constitutional defeat as he reconciles himself to the existence of
Roman republicanism. This ideological abdication comes shortly after an
attempt on his own Iife (2.12.7) and the appearance of the Roman
ambassadors, who restate the Roman fervor for the republic:
non in regno populum Romanum sed in libertate esse. ita induxisse in animum, hostibus potius quam portas regibus patefacere: ea esse uota omnium ut qui libertati erit in illa urbe finis, idem urbi sit. proinde s i saluam esse uellet Romam, ut patiatur liberam esse orare (2.15.3-2.15.4).
The Roman ambassadors do not seek to overthrow Porsinna's
government as the Tarquin family sought to do in Rome: they are above
such unconstitutional acts. They present themselves for the soie purpose
of affirming Roman constitutional determination. Livy appears to reward
the Romans for this resolve, as he mentions libertas three times and
regnum only once. In the battle of words, the res publica emerges as
victor. a reversal of the first two chapters of book two. They succeed and
Porsinna recongiseç Roman libertas.
The final constitutional event of this book occurs at 2.44. where
once again Rome engages Veii in war. With the rnonarchy no longer an
issue. and the Roman state growing stronger with each successive
conflict, those in Veii who wish the destruction of the Roman state move
from military strategy to constitutional strategy. They acknowledge that
the only hope for the defeat of Rome is through civil discord, a
constitutional crisis: in spem uentum erat discordia infestina dissolui rem
Romanam posse (2.44.7). The enemies of Rome have learned that in
order to defeat the physical city of Rome, they must also defeat the
intellectual city. To defeat any other nation only requires a physical
victory through military means; to defeat Rome one must first break the
constitutional city. To make Rome's victory more impressive, he must first
show the nation as weak and then show their reaffirrnation of their
republican faith which in turn will bring military victory. Therefore, it is a
double victory, military and constitutional. The possibility for Rome's
defeat is already present: duas ciuitates ex una facfas; suos cuique parti
magistratus, suas leges esse (2.44.9). The res pubiica appears to be
failing, with the patrician and plebeian magistrates rancorous with each
other. However, the weakness of the enemy makes such a defeat
improbable: the only assault that the enemy can produce against the
intellectual city materialises in the form of shouting insults at the consuls
in the hope that this would encourage a hasty assault upon them (2.45.3-
2.45.4). At this the Roman soldiers quickly put aside any mistrust of the
consuls they may have previously expressed and enter into battle with a
confidence that brings victory. Human emotions. although successiully
aroused, work to reinforce the res publics." Livy notes the mutual
success of both the patricians and plebeians in the battle: omnium il10 die,
qua piebis, qua patrum, eximia uirtus fuit (2.45.16). The historian shows
pro-republican constitutional resolve of the Romans to be insurrnountable.
Although Livy acknowledges an atmosphere of distrust between the
patrician and plebeian sides, the enemy is unable to exploit this and their
actions only achieve further concord between patrician and plebeian
groups.
Livy begins books three and four - the central books of the
republican group of the first pentad - with what may be identified as a
constitutional preface to the narrative: at the beginning of both books the
author names the new consuls for the first year of each book. 467 BC and
445 BC respectively. Book three is dominated by the decernvirate, an
office that temporarily replaces the proper constitution. Separate from the
10 Michele Ducos, "Les Passions, Les Hommes et L'Histoire dans L'Oeuvre Tite- ive', REL 65 (1 987). 139.
narrative of the decemvirate, the third book continues the glorification of
the republic." The first consequential episode of the book presents the
Romans engaged in another war with the Aequi. In the course of the
battle, the Romans stress the importance of victory; defeat in battle is to
suffer the defeat of the res publica. When the Romans learn that one of
the consuls is under siege from the enemy. an announcement that comes
frorn their allies the Hernici, the senators express grave fears and order
the other consul to see that he preserves the res publica from any
potential threat:
Hernici et male pugnatum et consolem exercitumque obsidet-i nuntiauerunt tantumque terrorem incussere patribus ut, quae forma senatus consulti ultimae semper necessitatis habita est, Postumio, alteri consulum, negotium daretur uideret ne quid res publica detrimenti caperet (3.4.9).
To have one who holds a political office under threat causes distress for
the senators, who consider the appointment of the remaining consul as
dictator in order to Save the republic. Livy makes this a constitutional
predicament - instead of only a military situation - through the repeated
evocation of the political offices, such as the senate who debate the
matter, their proposed response, and the consul, who executes their
instructions.
" John Briscoe, 'The First Decaden. Livy, T. A. Dorey ed., London 1971. 18n. in his cornparison of res internae (political or, in this case, constitutional rnaterial) and res externae (military material) in the first pentad, says that book three contains the greatest amount of domestic material (71 %). Book two, which introduces the res publica, comes last of the republican books of Il-V group with 43% of rnaterial devoted to res internae. Therefore, while book two introduces the republican constitution. book three lays further stress upon it, even though Livy does this through a condemnation of the decemvirate.
After the military threat to the constitution is removed, a crisis of
public health threatens the nation when a plague hits Rome and attacks
both men and animals, the full range of the corporeal world (3.6.2). Then
it moves against the incorporeal world, the res publica. At 3.6.8 Livy
records the death of one consul and this is followed by the illness and
death of the second consul. The pestilence appears to eiiminate the
consulship and then the tension heightens when it begins to deplete the
senate. However, the Romans confirm their tenacity and work to maintain -
the repubiic despite the reduced manpower: munus uigiliarum senatores,
gui per aetatem ac ualetudinem poterant, per se ipsi obibant; circumitio ac
cura aedilium plebi erat; ad eos somma rerum ac maiestas consularis
imperii uenerat (3.6.9). The duties lose their patrician or plebeian
exclusiveness when the senators perform the duty of watchmen, and are
supervised by the aediles. Further, Livy describes the aediles as gaining,
for a time, the majesty of consular power, a patrician office.12 This is a
remarkable event as the plebeian aediles are not mentioned as actual
magistrates of the republic.'3 Therefore, the non-magistrates act to
protect the constitution, and are accepted by the real magistrates. The
offices rernain intact and the republican constitution is maintained.
This effort is rewarded by the gods in the next chapter who, after
Rome's display of constitutional vigilance, corne to the aid of the state
l2 Ogilvie, 406.
13 see 6.1.1 for Livy's identification of the offices that, he feels, constitute the repu blic.
when the Volsci and Aequi launch a new attack. The attack is not
successful. As Livy notes, they have the spirit of plunderers rather than
soldiers (3.7.2). Again, Livy ties the military world to the constitutional
world: because the Romans make extraordinary efforts to keep the res
publica functioning, the divine world rewards them with a weakend enemy
and they are prevented from a possible defeat that could bring an end to
the republican constitution. The divine world, Livy suggests, rewards the
superior constitutional ideology.
Livy continues to speak of disease in the state at 3.20.8, although
the sense of the disease shifts from the physical to the metaphorical when
a plague among the Roman people becomes a constitutional infection. As
the political situation of the state is illness, only drastic remedies will cure
it: non ita ciuitatem aegram esse ut consuetis remediis sisti possit;
dictatore opus esse rei publicae, ut, qui se mouerit ad soliicitandum
stafum ciuitatis, sentiat sine prouocatione dictaturam esse (3.20.8).
Quinctius' constitutional evocation falls into three parts: first, the disease
exists within the physical city of Rome, the ciuitas, a disease for which the
population deçires a cure. Next, the historian mentions the intellectual
city, the republican constitution (res publica) and the cure for the
constitutional problem, the office of the dictator.I4 Then the two elements
are brought together: the word ciuitas appears with the participle
-
14 Ogilvie, 432, accuses Livy of exaggeration here, for the consuls would suffice as they were beyond tribunician veto. For effect, therefore, Livy invokes what he views as the higher office.
dictaturus; Livy joins the corporeal and incorporeal cities. The republican
constitution has now grown strong enough to be able to cure the physical
city.
The dominant episode of the third book of Ab Urbe Condita is the
temporary hiatus of the republican constitution through the creation of the
decemvirate. By this time, fifty-nine years since its foundation, the
libertas that this constitution has created has become firmly entrenched in
the collective Roman constitutional consciousness. The dominating mood
of these chapters, chapters in which the republic enters constitutional
hibernation, is suffocation. Despite the brief duration of this hibernation,
the narrative expands considerably as Livy devotes twenty-two chapters to
the two-year period. The nation quickly laments the loss of libertas:
deploratur in perpetuum libertas, nec uindex quisguam exsistit aut futurus
uidetur. nec ipsi solurn desponderant anirnos, sed contemni coepti erant a
finifimis populis qui imperium ibi esse ubi non esset libedas indignabantur
(3.38.2). In this passage the repetition of iibertas is ironic: Livy employs it
to highlight the absence of liberty. The previous sentence goes as far as
to suggest the reason for this loss of liberty. The decemvirs do not hold
the annual election of the magistrates and in response to this Livy
proclairns: id uero regnum haud dubie uideri (3.38.1). it is like monarchy.
The end of the decemvirate and the return of the republic to itç proper
place is marked by joy. The senators proclaim that prosperity and good
fortune have returned to the people and the republic: quod bonum faustum
felixque sit uobis reique publicae (3.54.8). The separate identification of
the republic ernphasises the constitutional zeal of the people, who
applaud the senators for the return of libertas.
Some scholars think that there is no significant narrative event in
the fourth book of Ab Urbe Condita; it acts as a link between the
decernvirate of the third book and the destruction of Veii and the Gallic
sack of Rome that constitutes book five." One of the constitutional
highlights of this book occurs ai 4.5. where the plebeians argue for an
increase in their rights. The centre of this argument is the right of
intermarriage with patricians, an act that, the plebeians argue, will make a
single, and therefore a stronger. state: unam hanc ciuitatem (4.5.5). The
plebeians express their argument in constitutional terms:
si coalescere, si iungi miscerique uobis priuatus necessitudinibus possunt, si spes, si aditus ad honores uiris strenuis et fortibus datur; si in consorfio, si in societate rei publicae esse, si, quod aequandae libertatis est, in uicem annuis magistratibus parere afque imperitare licet (4.5.5).
The concept of liberty as the product of the republic appears once more.
To be a mernber of the res publica, the plebeians believe, is to be free
and in order to achieve this rnembership, they feel they should be allowed
to hold the magistracies and exercise the powers of these offices. narnely
the consulship. As is frequently the case in the early books of Livy, the
-
15 John Briscoe, 2. Ogilvie agrees with Briscoe when he says that book four is a bridge between the decemvirate and Rome's wars against Veii and the Gauls (Ogilvie, 526). He contradicts himself later when, at the start of his commentary on book five, he states a different purpose for book four: '[it contains] pointed political lessons - the necessity for al1 parties in the state, governed as well as government, [to exercise] mutual consideration (moderatio)" (626).
speech of the plebeians appears in indirect discourse. As their desires
were not fulfilled at this tirne, the historian does not think their arguments
are important enough to be recorded in direct speech. The consul
completes this sense of constitutional exclusion when he declines their
petition in a short, direct address (4.6.2). Being a full member of the res
publica. Livy suggests, gives an individual a gift for oratory.
In the many wars that occur in book four the republic is tested many
times. in particular at 4.38 when Rome once again engages the Volscians.
The constitutional defeat cornes in the form of the consul Sempronius,
who is unable to secure a swift victory in battle. For a consul not to be
able to win in battle is to question the authority vested in his political
office. In the case of this consul the lack of confidence is clear: nihil nec
imperium nec maiestas ualebat (4.38.1). As the consul fails to coordinate
the Roman forces successfully. it falls to another to do sol a plebeian,
Tempanius, and he does so in direct speech (4.38.3). Prior to his address
to his troops. he calls on his men to Save the state, not the ciuitas, but the
republic: qui corn magna uoce exclamasset ut equites, qui saluam rem
publicam uellet esse, ex equis desilirent (4.38.2). In light of the desire
that the plebeians show for full membership in the republic at the start of
this book, membership that would include election to the consulship. it is
appropriate that it is a plebeian who endeavours to aide the state. In this
example he accomplishes the duty of the consul despite the fact that he
does not possess the majesty of the office. Tempanius' efforts to Save
the constitution bring him recognition as if he were a magistrate of the res
publica. In the confusion of the night battle, both the Roman and Volscian
forces withdraw as both believed that they had been defeated.
Tempanius, on the other hand, remains with his forces and it is not until
the morning that he determines the threat to be at an end when he
questions his soldiers (4.39.8). He also discovers that the Roman camp
has been abandoned and he begins his way back to Rome, unaware of
the fate of the consul (4.39.9). The humiliation of the consul in this
episode may seem to question the authority of the office and even the
constitution itself, but the efforts of a plebeian, who accomplishes the duty
of the offke with distinction in the eyes of Livy, restores the prestige of
the republic. In order for the republic to continue, it must draw its officers
from a wider circle of Romans. Should it do this, as it does in this
passage, it will prevail and become further entrenched in the Roman
identity.
The subsequent two constitutional episodes of the fourth book are
concerned with the divine world. The conflict between the orders
continues to the point where the tribunes maneuver to prevent the
patrician elements of the constitution from functioning. The consuls are
temporarily replaced by the interrex, and the tribunes block the actions of
this magistrate. Livy then records the election of Lucius Papirius
Mugillanus as interrex, who condzmns both the patricians and plebeians
for their poor constitutional effort. Both sides, he states, have forsaken
the republic: postremo L. Papirius Mugillanos proditus interrex, casfigando
nunc patres, nunc tribunos plebi, desertam omissamque ab hominibus rem
publicam, deorum prouidentia (4.43.9). The constitution, and therefore
Rome. has been neglected by the human world, but the gods provide the
necessary care. If the divine world provides such a protection for the
nation. the forrn of government that Rome chooses after the expulsion of
the kings must be the right one. He continues this theme later in his
address, where he states that deliverance from both a civil and foreign
war is not possible: quae si in unum conueniant, uix deorum opibus quin
obruatur Romana res resisti possit (4.43.1 1 ) . The gods may believe in the
republic, but even they cannot Save it if the current constitutional crisis is
allowed to continue. Mugillanus attempts to offer a solution: the
consulship and tribunate would be displaced by the rniltary tribunate until
the problem is resolved. The people agree and they elect the first military
tribunes immediately after his address (4.43.12-4.44.1). Livy's use of
indirect discourse in this debate is significant for it prevents either side in
the debate from standing above the other. The argument is unbiased and
the outcome is not a victory for one side over the other.
Book five is dominated by two, non-constitutional, episodes: the
final war with Veii and the sack of Rome by the Gauls. Despite this
emphasis, Livy manages to pursue his consitutional exposition. The book,
like the two previous ones, begins with the election of magistrates. This
election at Rome is contrasted with the political condition at Veii where the
public declares its weariness with the election process and chooses a
king: Veientes contra, taedio annuae arnbitionis quae interdum
discordiarum causa erat, regem creaoere (5.1.3). This lack of republican
resolve is contrasted by the number of military tribunes which Rome
elects, the largest number to date, an augmentation which emphasises
Rome's republican zeal; Livy proves the superiority of the Roman nation
through the ridicule of the alternative.'' Christina Kraus calls this episode
an example of the ethnographical mirror, where the actions of a foreign
people reflects on what happens at Rome. The decision by the Veians to
choose a form of government *as different from Rome's as possiblen is a
negative mirror; because of the poor defence of the Veians, the republican
convictions of the Romans are strengthened.17
Nonetheless, within the Roman state the tension between the
patricians and plebeians arises once more. Livy follows his customary
procedure and makes the plebeians voice their displeasure in indirect
speech, while the military tribune who responds does so in an cloquent.
direct address; thus the historian privileges the pro-constitutional oration.
In the speech that Appius Claudius delivers starting at 5.3.2, he expresses
l6 Ogilvie, 631, daims the number of military tribunes is a likely fabrication. Again, Livy shapes his history to illuminate the higher worth of those who espouse republicanism. R. 1. Ross ed., Livy, Book VI London, 1995, 48, notes that Livy last identifies a king at Veii at 4.7. He also notes that Livy does not state that Veii had what scholars estimate to be an oligarchic government in the interim; therefore, Livy makes their resumption of monarchy seern like a greater failure than it actually is.
" Christina Shuttleworth Kraus, "No Second Troy': Topoi and Refoundation in Livy, Book V*, TAPA 124 (1 994), 279.
gratitude at the timing for such a discussion, a tirne beneficial for the state
on account of its health: et cum laetor tandem longi errons uobis finem
factum esse, tum, guod secundis potissimum uestris rebus hic error est
sublatus, et uobis et propter uos rei publicae gratulor (5.3.3). The Roman
people are fortunate, he argues. that such a discussion has corne at a
time when the republic is in a state of good health. The republican
constitution has reached an important threshold. A man who represents
the constitution through his office declares that the res publica has now
developed to a point where it can endure critical self-analysis. In the
speech Appius encourages the plebeians to see their rnilitary service in a
constitutional perspective. as a service for the republic, a fact emphasised
by the use of res publica in three consective sentences (5.4.5, 5.4.6, and
5.4.7).
It is ai the conclusion of his defence of government policy that
Appius makes one of the most critical distinctions in the republican books
of the first pentad. The rnilitary tribune marks a clear differentiation
between the corporeal city and the res publica: adeo, quidquid tribunis
plebi loquitur, etsi prodendae patriae dissoluendaeque rei publicae est,
adsuestis, Quirites, audire et dulcedine potesfatis eius capti quaelibef sub
ea scelera latere sinifis (5.6.15). He distinguishes between the physical
city (patria) and the constitutional city (res publica): each is a separate
element. He reinforces his statement by the use of a separate gerundive
for each noun. Appius returns to the theme of libertas in the final
sentence of his speech: ea demum Romae libertas est, non senatum, non
magistratus, non leges, non mores maiorum, non institufa patrum, non
disciplinam uereri militiae (5.6.1 7) . Livy also stresses his belief in the
concept of the two cities through the context of the speech. The military
tribune answers a question of the nation, of the corporeal city, by
stressing the effect on the incorporeal city, the republic. To refuse military
service to defend the physical city of Rome is to reject the republican
constitution, the senate, the magistracies, and the laws.
Now that the historian has made this distinction between the two
cities, the people express their support for the superior, constitutional city.
The cal1 for soldiers after Appius finishes speaking is a cal1 for military
service on behalf of the republic: pedesfris ordinis aiunt nunc esse
operam rei publicae extra ordinem polliceri (5.7.7). This military carnpaign
has the intended result of defeating the city of Veii, a city that is
expressed only in corporeal, and therefore inferior, terms (orbe). Livy
makes clear whom he intends to be the victor. When the campaign
begins, the soldiers express their devotion to the constitution and those
who remain in the city do so as well by promising to protect both cities: qui
domi remanebant, quia tuentibus urbem opera quoque militari laborandum
seruiendumque rei publicae erat (5.10.5). Again, the appearance of both
cities reinforces the belief of the Roman people in the existence of the
constitution as an entity distinct from the physical city. Further, the use of
two gerunds for res publica while urbs has a single participle reveals
Livy's preference, and it suggests the inclination of the Romans.
Once the need for the presewation and the distinct existence of this
constitution has been established, Livy shows that it functions correctly.
At 5.31.9, after the defeat of Veii. an interrex is appointed when plague
attacks Rome that causes the censor tu die and both consuls to fall ill.
After two consecutive terms Lucius Valerius Potitus oversees the election
of military tribunes so that the state will have magistrates in case he too
should fall ill. The Romans affirm their conviction of the importance of the
constitutional offices; it can only exist if the hierarchical composition is
maintained. This need to maintain the structure of the res publica
appears again at 5.49 when the state asks Camillus - after he has
expelled the Gauls - to remain dictator so that the state may have an
executive officer in this time of uncertainty: eaque causa fuit non
abdicandae post triumphum dictaturae senatu, obsecrante ne rem
publicam in incerto relinqueret statu (5.49.9). As it is the senate who asks
Camillus to retain this special constitutional office beyond the normal
duration, he dismisses any concerns about whether such an action is
healthy for the constitution. As dictator Camillus argues for the
refoundation of the city of Rome; the incorporeal, intellectual city attempts
to Save the physical city. Camillus succeeds, and the pentad ends as the
Romans begin the process of refoundation. His success, the success of
the dictator, and the success of the nation as a whote, therefore, is the
success of the res publica.
CHAPTER THREE
THE OF FlCES OF THE RES PUBLICA
The republic is more than an incorporeal entity. a product of the Roman
intellect. It also has more tangible elements that can be seen by the
people: the offices that constitute the res publica and those who hold
these offices. The offices are the physical manifestations of the
constitution's authority and power, and tu ensure that the republic
functions effectively and Roman libertas is not threatened. these offices
must function correctly. Scholarship acknowledges the important role that
the offices play; Kraus and Woodman state that the annual election of
officiais is "the sufficient condition for the state's continuing existencen.'
Some of the offices. such as the censorship and the interrex, play a minor
role. It appears that Livy chooses to give prominence to those ofices that
are the most essential: the senate. the consulship. the tribunate, the
dictatorship and the military tribunate.* Also, Livy chooses to give a
substantial treatment of the quasi-republican decemvirate, an office that is
' Kraus and Woodman, 62.
In his 'prefacen at the start of book six Livy individually identifies the central offices of the first pentad: quae ab condita urbe Roma ad captam eandem Romani sub regibus primum, consulibus deinde ac dictatoribus decemuirisque ac tribunis consularibus gessere.. .exposui (6.1.1). Livy, looking backwards. views his history by the various constitutional offices that existed. It is interesting to note th& the senate is not mentioned here, perhaps because it was initiated under the monarchy. Livy wishes the kings to stand alone against the numerous descriptions of republican offices he mentions. The historian also shows his dislike of the tribunate through his omission of it here.
meant to replace temporarily the rightful constit~tion.~ The negative
portrayal of the decemvirate helps to reinforce the reader's faith in the
republic. Therefore, this unrepublican office, while it cannot be
disregarded in a study of the res publica, is placed at the end of such a
study to emphasise its inferiority.
1. Senate.
In his constitutional excursion, Polybius identifies what he considers as
the three main elements of the republican constitution: the consulship, the
senate, and the peop~e.~ The three elements - when they function in
unison - ensure the effective administration of the nation. Livy appears to
share Polybius' view of the importance of the individual elements of the
res publica. Of al1 the constitutional assemblies that embody the Roman
constitution, it is the senate that plays the largest and most positive role in
the republican books of the first pentad, a role that suggests that Livy
believes that this assembly is the ultimate form of republican expression.'
-- -
cf. Tacitus. Annales 1 .l .l . Livy's historiographical successor certainly feels that it is distinct from the republic when he mentions it separately in his rapid surnmary of pre-Augustan Roman history. Although he stresses the brief nature of the office. his choice of verb also suggests that the office was not strong enoug h to endure: decemuiralis potestas ultra biennium.. . ualuit.
Polybius, 6.13, 6.12, 6.14, where, it is interesting to note, Polybius chooses to place the consulship before the senate.
Emilio Gabba, 'The Historians and Augustusn, Caesar Auqustus: Seven Aspects, Fergus Millar and Erich Segal eds., Oxford, 1984, 79, maintains that Livy's reconstruction of the earty republic involved the historian's acceptance of the atistocratic ideology of the senatorial class. If true, this combined with the senatorial allegiance of Livy's native city could explain his presentation of the assem bly.
And. as Patrick Walsh argues, the first pentad delivers the political lesson
that senatorial government is ideal.' He agrees with the power that the
Senate exerted; although only an advisory body, Barry Nicholas states
that "in substance [it was] the most powerful element in the constit~tion".~
Livy's admiration of the senate becomes greater as the history advances:
in later books, almost al1 political discussions in Ab Urbe Condita are in
the form of descriptions of Senate meetings8 As the republic grows, so
does the predominance of the senate within it.
Though the senate is republican by nature, it was Romulus who
created it: centum creat senatores, siue quia is numerus satis erat, siue
quia soli centum erant qui creari patres possent (1.8.7) . As it is Romulus,
not another king, who creates the senate, the assembly is saved from
being desecrated by the monarchy: Romulus is more the founder of the
physical city of Rome than a king. The example of Tarquin Superbus
shows that kingship and the senate are incompatible:
hic enim regum primus traditum a prioribus morem de omnibus senatum consulendi soluit. domesticis consiliis rem publicam administra uit; bellum. pacem, foedra, socie ta tes per se ipse, cum quibus uoluit, iniussu populi ac senatus, fecit diremitque (1.49.7)
Showing Tarquin's disregard for the senate, and listing the activities from
which he excludes the senate, Livy suggests that its constitutional
' P. G. Walsh, "Livy and Augustus" PACA 4 (1961), 28.
Barry Nicholas, An Introduction to Roman Law, Oxford, 1962, 5.
Walsh, Liw: His Historical Aims and Methods, 165, notes that this is the case from book 21 onwards.
potential cannot be realised until a more representative form of
government is in place.g
It is with the creation of the republic at the end of book one that the
senate is able to participate fully in the state and it takes an active role in
the solidification of the new governrnent. In the second year of the
republic, Porsinna invades Rome on behalf of the exiled royal family and
the invasion causes a food shortage (2.9.6). The senate assumes control
of the food supply to prevent a surrender to monarchist forces for the sake
of peace. The senate, therefore. actively moves to protect the nation.
The move is successful and it ends the threat from the exiled royal family:
itaque haec indulgentia patrum asperis postmodum rebus in obsidione ac fame adeo concordem ciuitatem tenuit, ut regium nomen non summi magis quam infimi horrerent, nec quisquam unus malis artibus postea tam popularis esset quam tum bene imperando uniuersus senatus fuit (2.9.8).
Shortly afterwards the senate becomes an active force where it seeks to
end the question of a possible return of the monarchy. When Porsinna
sends ambassadors to Rome, the senate itself says that it will respond on
behalf of the state; therefore, the senate takes the initiative to shelter the
liberty of the state. This active republican role is demonstrated by the
senate's direct address to Porsinna: non in regno populum Romanum sed
in libertate esse (2.1 5.3) . Again, Livy employs the theme of liberty in
place o f the res publica: Rome is not under the kings, but in a state of
Polybius defines the main duties of the senate as follows: control of the treasury. public criminal investigations. dispatch of embassies to countries outside Italy, declarations of war (6.13). In these books of Ab Urbe Condita, however, it does considerably more.
liberty, a state of which the senate is the main constitutional
manifestation. The senate succeeds and Porsinna yields to Roman
reçoive and promises that no further menace will corne from him (2.15.5).
The historian concludes the episode with the statement that Rome
enjoyed an unbroken peace with Etruria for the remainder of Prosinna's
reign (2.15.7). Finally, the fact that it is a king who yields to the senate
stresses the authority of this office. Porsinna, a representative of the idea
of monarchy, acknowledges the legitirnacy of the constitutional form that
replaces it at Rome.
Again this constitutional authority appears when the senate offers
an opinion on the function of the office of consul. The plebeians, weary of
the new consuls and fearful of what possible actions they may take, hold
secret night meetings (2.28.1). When the consuls do not know how to
proceed, the senate directs the consuls:
eam rem consules rati, ut erat, perniciosam ad patres deferunt, sed deiatam consulere ordine non licuif; adeo tumultuose excepta est clamoribus undique et indignatione patrum, si guod imperio consulari exsequendurn esset, inuidiam eius consules ad senatum reicerent (2.28.2).
The frequent repetition of variations on the word consul, either as a noun
or as a verb, and the appearance of patres and senatus stresses the
importance of this constitutional episode. The employment of res publica
Nice in the following sentence further encourages the constitutional
nature of this episode. Although the senate shows disgust that it is
consulted on a matter which falls within the scope of the consulship, it
quickly answers the question of what shouid be done about the plebeians:
decemunt ut dilectum quam acernmum habeanf (2.28.5). The senate
provides both constitutional guidance and political direction. The consuls
then take immediate action and return to their duties (2.28.6). Livy places
the consuls in a disapproving light and elevates the senate: it is seen as
the supreme authority in the state, a constitutional body to be consulted
when other avenues fail.
The senate fulfiIs a similar role when the consuls and the tribunes
disagree at 3.20. The tribunes attempt to delay the departure of the
soldiers in defiance of the consuls' orders. 80th the consuls and the
tribunes bring their arguments to the senate, and the senate offers a
response which is followed by both parties. Here the senate acts as a
constitutional abitrator. It is interesting that the solution offered by the
senate gives victory to neither side as the tribunes cannot proceed with
their legislation nor can the consuls lead the army to war: tunc referente
consuie de tribunorum et plebis postulatis senatus consulta fiunt ut neque
tribuni legem eo anno ferrent neque consules ab urbe exercitum
educerent (3.21.2). The senate, therefore, emphasises the Livian theme
of this book, maderatio. Again, the result is the immediate obedience of
the consuls: consules fuere in patrum potestate (3.27.3). The resdt of
this remedy is that the state does not have to resort to the selection of a
dictator as Quinctius requests prior to the senatorial consultation (3.20.8).
However, the senate does not consider itself to be the highest
authority in the state. Livy believes it is one part of the constitution.
When the ambassadors from Ardea state that the restoration of their land
wiil ensure peace with Rome, the senate says that it cannot overrule the
previous resolution of the Roman people: ab senatu responsum est
iudicium populi rescindi ab senatu non posse, praeterguam guod nuilo nec
exemplo nec iure fieret, concordiae etiam ordinum causa (4.7.5)." The
fact that the ambassadors seek direct restitution from the senate indicates
how foreigners perceive the Roman constitution: it is the highest political
body, the institution which cornes closest to a guarantee of resolution.
After a brief interregnum, the newly elected consuls renew peace with the
Ardeates (4.7.10). The senate, it appears, yields to the consuls, the office
which has the proper authority in this matter.
2. Consulship.
One must now to turn to the first of Polybius' three elements of the
constitution, the consulship." The Romans display a high regard for the
consul as they elect him and they see him as the direct manifestation of
the res publica, in spite of the fact that the consuls are viewed as the
direct inheritors of royal power.12 When, on occasion, an occupant of the
office exercises it poorly, or for personal gain, the result is that the people
-
'O This agrees with Polybius' daim that the senate must consider the views of the Roman people (6.16).
At 6.I5.2-6.-iS.1 1 Polybius offers his definition of the consulship.
I2 Nicholas, 3.
seek to protect the constitution and they seek to remove the poor
administrator from office. The consulship functions effectively until 485
BC, where Livy describes the terrn of Spurius Cassius, a consul who
employs the office to build a personal political base. After the historian
notes a peace treaty with the Hernici in which they surrender the greater
part of their territory, there is a debate at Rome concerning what should
be done with the land. Cassius suggests that the spoils be divided
equally between their Latin allies and the plebs and then he expresses the
desire to add to this gift some of the private land owned by the patricians
(2.41.2). At this exhortation the senate expresses a serious concern.
They view it as a direct threat to their own interests and they are afraid of
the atternpt to create a personal following, a threat to liberty: id mulfos
quidem pafrum, ipsos possessores, pericolo rerum suarum terrebat; sed
et publica patribus sollicitude inerat largitione consuiem periculosas
libertati opes struere (2.41 -2). This passage shows the constitution
working effectively, as one of its elements, the senate. prevents the
inappropriate actions of the consul. As the senate expresses a concern
that the libertas of the state is possibly under threat. and this clearly
places Cassius in the wrong. The other consul, with the support of the
senate, openly resists Cassius' plan and he even goes so far as to declare
his colleguefs actions a potential route back to monarchy: saepe deinde et
Verginium consulem in contionibus uelut uaticinantem audiebat pestilens
collegae munus esse; agros illos seruitutem iis qui acceperint laturos;
regno uiam fieri (2.41 -5). Verginius even goes so far as to suggest that
Cassius is another Coriolanus, a clear enemy of the plebs and the Roman
people (2.41.6). Cassius' collegue then proceeds to offer a compromise
to prevent the plebs from feeling excluded from the state, a settlement
which Cassius attacks with a further offer, an offer which the plebs
immediately reject as an obvious attempt to purchase royal power: id uero
haud secos qoam praesentem mercedem regni aspernata plebes; adeo
propter suspicionern in animis hominum insitam regni (2.41 -9). This
rejection of the consul results in his instantaneous resignation and,
surprisingly, his execution (2.41.10). Because of such a degradation of
the consulship by deliberate unconstitutional behaviour. death is the oniy
appropriate punishment for the crime. It is interesting that Livy mentions
a second story about the decline of Cassius, that he was put on trial for
treason and convicted. In this example, a punishment which may be
viewed as too extreme is replaced by one which strictly adheres to the
Roman idea of justice. an alternative conclusion that suggests the republic
can defend itself by legal means. Despite the appearance of the two
conclusions to the story, Livy successfully employs this episode as an
example of how the res publica does not allow an individual to abuse the
privileges of his office. The consulship fulfils its purpose: instead of the
nation under the power of one official, each consul can oppose effectively
any dangerous plans of his collegue.
To rid the reader of this negative impression, the next episode
recreates the achievements of Caeso Fabius. one of the consuls for 481
BC. against Veii. lnstead of one enemy. on this occasion Rome faces two
wars, and the Veientes even are bold enough to sack Roman lands. Livy
notes that a different theatre of war is assigned to each consul and
Fabius, who must engage the Aequi, is exceptionally disliked by his troops
to the point that his own soldiers were a greater burden than the enemy
(2.43.6). The historian begins by dismissing the other consul's military
efforts so that the reader will give full attention to Fabius. Despite this
trouble frorn his own forces, Fabius excels and displays such good
generalship that even his cavalry alone could withstand the enemy. Livy
praises Fabius for his ability: unus ille uir, ipse consul, rem publicam
sustinuit, quam exercifus odio consulis, quantum in se fuit, prodebat
(2.43.6). The focus is clearly on Fabius: first Livy identifies the person
(unus ille uir), then he draws attention to the fact that he is a consul (ipse
consul). In both cases the noun does not stand alone; he strengthens it
with pronouns.'3 If he had been an ordinary citizen who strove for the
advancement of the state he would have been praised as a hero, but as
he is consul as well he is a constitutional hero. As Livy does not directly
l3 Francesca Santoro L'hoir, 230, identifies unus uir as a heroic epithet that Livy awards to outstanding individuals who triumph in most difficult circumstances: 'unus uir ...[ is] a soldier or a magistrate exercising his military authority. He. however. stands apart from al1 others, because, against al1 odds and despite al1 opposition unus oir singlehandedly saves the State. ORen unus uir is hindered by lack of support or even outright opposition from his own menn. Later in the same article (231) L'hoir identifies K. Fabius' actions in this passage as an example. It is also interesting to note that Livy, in his obituary of Camillus, presents a variation of this: uere uir unicus (7.1.9).
name Fabius in the passage he detaches any personal glory that the
character may gain from his efforts; he is rnerely "the consul". Instead,
this glory will go to the consulship and the res publica. Unable to lead his
troops because of their personal anirnosity against him, he returns to
Rome immediately and he resigns his office. Fabius displays
magnanimity in the extreme: he does not wish to cause any potential
danger to the res publica which would reçult from a direct attack on him
while he is consul.
Livy provides many other examples of those whom he feels are
ideal consuls. The narrative of 443 BC begins with the new consuls
assuming office: Macerinus and Capitolinus, both of whom have served as
consul before. This already suggests their suitability for the consulship as
their re-election rnay be viewed as an endorsement of their political
abilities. After the historian describes Macerinus' successful rnilitary
operations against the Volsci, he turns to Quinctius, the consul who
rernains in Rome. Here the two consuls work in unison: one leaves to
attend to military (foreign) matters, while the other remains to attend to
political (domestic) matterd4 Although it is not an easy task to match
Macerinus' irnpressive military actions with worthy political efforts, Livy
suggests that Quinctius does just that:
aequauit, quod haud facile est, Quinctiur consul togatus armati gloriam collegae, quia concordiae pacisque domesticae curam iura
l4 In fact, the contemporaneous actions of these two consuls represent an exact harmony within the general structure of AUC history. This episode brings res exfernae and res internae together, neither of which is inconsistent with, higherl less than the other.
infimis sommisque moderando ita tenuit ut eum et patres seuerum consulem et pkbs satis cornem crediderint. et aduersis hibunos auctoritate plura quam certamine tenuit; quinque consulatus eodem tenare gesti uitaque omnis consulanter acta uerendum paene ipsum magis quam honorem faciebant. eo tribunorum militarium nulla mentio his consolibus fuit (4.10.8-4.10.9).
The consul, as far as Livy may be the judge, conducts himself in a
demeanour that glorifies the office. First, he maintains Concord and peace
at home with an adept engagement of law (infimis summisque). Second,
the senate regards hirn as a strict consul, and the plebeians view him as
moderate: he appears to satisfy the political desires of each side. Finally,
he maintains his authority with the tribunes by means of his personal skill
rather than through direct confrontation. This satisfies the theme of this
book, maderatio. Despite the fact that Quinctius does not achieve glory in
the battlefield, he earns credit as the equal of his collegue
(aequauit.. . Quinctius consul.. . annati gloriam collegae). The appraisal
concludes when the historian declares that because of the political
acumen of these two men, the state did not have to seek the election of
military tribunes: it is able to function normally.
3. Tribunate.
A constitution with only the senate and the consulship, however, is
inadequate for it only directly includes the patrician order in the res
publica. Ta be a plebeian and to have libertas is not enough; one must be
able to participate in the constitution. The plebeians quickly lament their
lack of formal representation in the state and the historian narrates how
the state arrives at an impasse on several occasions. Early in the history
of the res publica Livy describes the first formal change in the constitution,
the creation of the strictly plebeian office of the tribunate.'= The historian,
who describes the creation and development of each office, avails himself
of the opportunity to offer a definition of the office: agi deinde de
concordia coepturn, concessumque in condiciones ut plebi sui magistratus
essen t sacrosanti, quibus auxilii latio aduersus consules esset, neue cui
patrem capere eum magistratum liceret (2.33.1). His definition is this: the
tribunes are to represent the plebeians and act as a source of aid against
the consuls and the senate? The office is sacrosant and no patrician
may occupy it. This explication of the office is immediately followed by
the election of the first two tribunes (2.33.2).
Once Livy has deçcribed the creation of the tribunate, Ab Urbe
Condita repeatedly describes conflicts which arise between the tribunes
and the consuls over matters of state. Mostly Livy portrays these conflicts
as negative actions by the tribunes for personal gain without any
forethought of the consequences. In the narrative of 462 BC the tribunes
make an attempt to secure further gains when both consuls are absent
from the city: is consulibus absentibus ra tus locum tribuniciis actionibus
l5 Ogilvie, 294, argues that "the tribunate was created not because the plebeians were politically weak but because they were politically strong, strong enough to institute a revolutionary and extra-constitutionat office designed to frustrate the due process of lawn. It appears that Ogilvie to some extent shares Livy's aristocratic views.
It is interesting to note that Polybius' definition of the Roman constitution does not include any mention of the tribunate.
daturn, per aliquot dies patrum superbiam ad plebem criminatus, maxime
in consulare imperiurn tamquam nimium nec tolerabile liberae ciuitati
inuehebatur (3.9.2). The tribunes declare the power of the consuls to be a
direct threat to the libertas. They even go so far as to declare that it is
merely monarchy in a different form. with two rulers instead of one and a
less hated name (3.9.3). This anti-consular feeling becomes fanatic when
it manifests itself in a proposal for a law to elect five men to rewrite the
statutes and remove the consulship. As the tribunes express a dislike for
the consulship, Livy must present them in a negative light. This desire is
exposed as an attempt to satisfy the tribune's own desires: non ipsos
libidinem ac licentiam soam pro lege habifuros (3.9.5). This potential
threat to the state is addressed directly by the senate, when the senators
Say that the actions of the tribunes are deleterious themselves, not the
consuls: non ilium consulare imperium sed tribuniciam potestatem inuisam
intolerandamque facere (3.9.10). At this point Livy makeç a clear
distinction between the two offices: the consulship is a powerful, majestic
office that exercises imperium while the tribunate is an office of brute,
irraional power. The senate daims that the tribunes are only making
themselves unpopular and the senators go so far as to remind them why
the tribunate was created. As a final argument the tribunes are told that
in a previous war the Aequi and the Volsci did not attack when it was clear
that the consuls had died (3.9.12). This is a powerful damnation. The
tribunes are seen to exploit a situation that not even the enemies of Rome
would dare.
It is appropriate that this negative portrayai reaches its culmination
in book five. Because of the special position of this book. i t is essential
that any problems with the tribunate be resolved. Once the Roman
constitution, and therefore the nation. has been consolidated it is possible
for the nation to begin its geographical expansion into ltaly in the second
pentad. At the start of book five, when the military commanders decide to
continue the campaign against Veii through the winter for the first time,
the tribunes protest. Livy makes it clear that they do not have any real
grievance. The tribunes. he declares, merely wish to agitate the state:
quod postquam tribunis plebis, iam diu nullam nouandi res causam
inuenientibus, Romam est allatum, in conditionem prosiliunt, sollicitant
plebis animos (5.2.2). The tribunes seek to arouse the commons not out
of a sense that the proposed winter siege is unjust, but that they have not
had an issue which could solidify plebeian political will. The impression
that the tribunes are not acting appropriately is ernphasised by their
voiced attacks which the historian places in unelegant, awkward indirect
speech. It is ironic that the tribunes mourn what they see as their lost
libertas. They cornplain that they have been perpetually removed from the
state, from the res publica: uenisse libertatem plebis; remotam in
perpetuum et ablegafam ab urbe ab re publica (5.2.4). The employment
of urbs and res publica in the tribunes' diatribe illuminates their
rnisrepresentation of the issue. What is a ternporary absence from the city
of Rome is falsely represented as a permanent removal from the
constitution. It fails to the military tribune Appius Claudius to dismiss this
attack on the state which Livy elevates above the arguments of the
tribunes through its appearance in a substantial elegant direct speech
(5.3.2-5.6.10). The debate ends when news cornes to the citizens that the
Roman army has suffered a major defeat at Veii. The citizens now enter
into battle with the full determination to succeed (5.7.1). The statement
that immediately follows the conclusion of Appius' speech dernonstrates
that, although the news has reached Rome, the military tribune was the
authoritative orator in the debate, and therefore his argument is the
correct one: par iam etaim in contionibus erat Appius tribunis plebis
(5.7.1).
But, now, to reconcile this discrepancy. To let such an impression
of the tribunate stand unanswered would appear as a defeat of Livy's
belief in the republic. Therefore, Livy makes a separation in this case
between what he sees as the intent of the tribunate, to bring the people
(the third element of Polybius' three-part constitution) into the constitution,
and the actual employment of the office. When the narrative discusses
the creation of this office it clearly shows that the reason is to aid concord,
to maintain civic order. Through the exclusion of the patricians from the
office, and its sacrosanctity, the place of the plebeians within the
constitution is ensured. As James Lipovsky notes, as the narrative
progresses Livy continues to stress the growing importance of the
plebeians for the survival of ~ 0 r n e . I ~ This means that the presentation of
this plebeian office must be positive. The behaviour of those who later
occupy the tribunate, however, clearly causes problems for the historian
as they act for mere personal gain. The solution which Livy employs is to
leave the individual tribunes nameless: they cannot emerge beyond the
office to become constitutional heroes.
4. Dictatorship.
There are two occasions in the first pentad of Ab Urbe Condita where Livy
shows that the republican consitution can adapt to ensure the survival of
libertas when the situation requires it. The most prominent of these
changes occurs when the res publica creates new offices that either
provide an emergency rnechanism when the existing constitutional
structure proves inadequate or are an attempt to further harmony between
patricians and plebeians. An example of the former is the creation of the
dictatorship, and the creation of the office of military tribune is an example
of the latter. In each case the office is created to ensure that the res
publica, and therefore Rome itself, can continue. It is seen as another
stage in the developrnent of this optimal constitution, and the office is a
wholly republican creation. The dictator's imrnediate appointment of a
rnagister equitum, Ogilvie notes, shows ' a wholly republican concern for
the principle without the disadvantages of collegiality". Therefore, the
l7 James Lipovsky. A Historioaraohical Studv of Livv VI-X, Salem NH, 1984, 31.
Romans benefit from the strength of an absolute office, but their concerns
about the rule of one man is so~ved.'~ Early in Livy's republican
constitutional history the dictatorship is created, when the Romans are
afraid of a threat from many neighbours (2.18.4). The considerable power
vested in the office is clear from the fear which the plebeians express, a
fear that encourages them to be more zealous to obey orders: creato
dictatore primum Romae, postqoam praeferri secures uiderunt, magnus
plebern metus incessit, ut intentiores essent ad dicto parendum (2.18.8).
By piacing the creation of the dictator and the instant obeindence of the
plebs in the sarne sentence Livy emphasises the irnmediate effect that the
office achieves. The dictatorship fulfils its desired function. This view is
further encouraged when the Sabines - the main threat that causes the
dictator to be appointed - express fear at the creation of the new office
and they immediately send ambassadors to request peace: Sabinis etiam
creatus Romae dictator, eo magis quod propter se creatum crediderant,
metum incussit. ltaque legatos de pace mittunt (2.1 8.9) . Again, through
the use of short, direct sentences Livy suggests that the office brings a
swift, categorical result.
5. Militarv Tribunate.
Book four of Livy's repubiican exposition aiso narrates the creation of the
military tribunate. The exact reason for the creation of this office is
Ogilvie, 281.
unclear, and Livy cites two reasons: first, the plebeians are angry at the
refusal of the patricians to allow intermarriage; second, after the first
election of military tribunes Livy states that another version records that
with the threat of invasion frorn four enemies, the Romans perceive two
consuls as inadequate. Regardless of the real reason, the solution is to
create a new office which combines the powers of the two offices: per
haec consilia eo deducta est res, ut tribonos militum consulari potestate
promisce ex patribus ac plebe creari sinerent, de consulibus creandis nihii
mutaretur; eoque contenti tribuni, contenta plebs fuit (4.6.8). At 4.7.1 the
historian marks the creation of the office: anno trecentesimo decimo quam
urbs Roma condita erat primum tribuni militum pro consulibus magistratum
ineunt, A. Sernpronius Atratinus, L. Atilius, T. Cluilius, quorum in
rnagistratu concordia domi pacem etiam foris praebuit (4.7.1). Just as he
identified the end of the monarchy (and the beginning of the republic) and
the creation of the decemvirate, Livy employs the familiar formula to
introduce a new critical moment in Rome's constitutional development.
First, the number of years since the founding of t h e city is mentioned.
Secondly, there is the employrnent of a variation of the title of Livy's
history. This suggests that the creation of this office is an event equal to
that of the creation of the republic itself. This view is encouraged when
Livy states that this office achieves both domestic and foreign peace.
This sudden placidity contrasts the scene which irnmediately proceeds it:
the conflict between the consuls and the tribunes is acute to the point
where, in the debate concerning interrnarriage, it is suggested that the
consuls ought to be armed (4.6.7). lrnmediateiy after a permissible
solution is proposed, it is approved and the potentiai crisis is immediately
dispelled. Once again Livy demonstrates that the res poblica can adapt to
rnake itself more representative and to ensure that it endures.
6. Decemvirate.
At the centre of book three, 3.33 to 3.54, Livy narrates the events of 451
to 449 BC where, the historian notes, the form of constitution changedg
The new constitution is that of the decemvirate. For Livy this change is of
great significance, as he suggests that it is a completely new form of
constitution, as the republic was distinct from the rnonarchy: anno
trecentensimo altero guam condita Roma erat iferurn rnutatur forma
ciuitatis, ab consulibus ad decemuiros, quemadmodum ab regibus ante ad
consules uenerat, translato imperio. minus insignis, quia non diuturna.
mufatio fuit (3.33.1). By stating the number of years from the foundation
of the city, Livy echoes his epitaph to the rnonarchy at the end of book
one, as if this were meant to be an epitaph for the res publica. Further,
the appearance of condita, part of the history's title, indicates the
possibility that Livy considers this to be a defining moment in the history
of the state and the history of the constitution. However, there are two
significant details which suggest that the historian does not consider this
l9 Levene, 162, states that even though the decemvirate occupies the centre of book three, it dominates the whole book: "[it] occupies the whole of the central
to be an important change as the creation of the res pubiica. Fint. the
employment of ciuitas, instead of res publica or urbs, suggests that this is
a political event, not a definitive historical or constitutional one. Next, in
the second sentence of this introduction Livy mentions the minor nature of
this change as it does not last for a long tirne. In the next sentence, the
historian gives the impression that this office is dangerous to the health of
the nation (3.32.2). lrnmediately Livy attempts to display the office as a
negative force within the state. The decemvirate has just begun. but
already the negative mood of this office is set.
Almost immediately the people regret creating the office, as the
decemvirs do not follow the consitutional traditions of the consuls, the
l office which they temporarily replace:
hominum, non causarum toti erant, ut apud qoos gratia uim aequi haberet. iudicia domi conflaban t pronuntiabant in foro. si guis collegam appellasset, ab eo ad quem uenerat ita discedebat ut paenitere t non prioris decreto stetisse. opinio etiam sine auctore exierat non in praesentis modo temporis eos iniuriam conspirasse, sed foedus clandestinum inter ipsos iure iurando ictum, ne comitia haberent perpetuoque decernviratu possessum semel obtinerent imperium (3.36.8-3.36.9).
In this single passage, the decemvirs are accused of many crimes. First,
they reject the senate and proper public consultation through secret
discussions. Secondly, those who disagree with the legal decisions
larnent the lack of appeal; their desire for justice is denied. Thirdly, by a
secret covenant the decemvirs rnutually agree to thwart any attempt to
elect the regular magistrates of the republic; they desire that the
section of the book (3.33-3.54), and its thernes dominate the remaindern.
deCernvirate be perpetual. These three accusations display Livy's belief
that this is an unconstitutional office and he rapidly establishes a mood of
public oppression.
In a later episode. Livy further entrenches this mood of oppression
of libertas by the decemvirate. Although originally commissioned for a
single year, the decemvirs have been in office for nearly two years, and
they show no desire to allow the constitution to function normally and to
elect new magistrates. The decemvirs appear in public in full display of
their power, and the result of this display is expressed clearly: id vero
regnum haud dubie uideri (3.38.1). The situation is that of monarchy and,
as Livy has made clear previously, the Roman people cannot be free
under the monarchy or any form of government that emulates it. Liberty is
clearly absent: deploratur in perpetuum libertas, nec uindex quisquam
exsistit aut futurus uidefur (3.38.2). Not only do the Romans grieve for
their loss of freedom, but the historian also laments the lack of sorneone
to advocate it. Livy, who offers his opinion with his observation uidetur,
links himself with the characters of his narrative as he shares their
constitutional melancholy. This domestic grief turns into foreign hatred as
the neighbouring states express their intolerance of such an office: nec
ipsi solurn desponderanf animos, sed contemni coepti eranf a finitimis
populis, qui imperium ibi esse ubi non esset libertas indignabantur
(3.38.2). Livy employs irony to stress Rome's enervating constitutional
situation. As the Romans display a loss of spirit and feel unable to act
upon their desire for freedom, it is Rome's foreign neighbours who show
intolerance of the situation. This is a change from the second book where
the inferior condition of the foreign states is used to highlight Roman
su periority.
Because of its unconstitutional nature. the decemvirate does not
last and the Romans restore the proper res publica at 3.54. The
decemvirs, especially Appius Claudius, finally acknowledge their
unpopularity and the potential fate that awaits them and the senate calls
for the election of the magistrates. The Roman people, naturally, express
joy when they regain liberty:
his senatus consultis perfectis dimisso senatu, decemuiri prodeunt in contionern abdicantque se magistratu, ingenti hominum laetitia. nuntiantur haec plebi. legatos quidquid in orbe hominum supererat prosequitur. huic multitudini laeta alia turba ex castris occurrit. congratulantur libertatem concordiamque ciuitati restitutarn. Legati pro contione: 'quod bonum faustum felixque sit uobis reique publicae' (3.54.6-3.54.8).
Liberty and concord are re-established, and with it cornes the return of the
res publica. The forma1 return of the constitution is rnarked by the
election of the tribunes at 3.55.1. The situation is different from that at
the end of book one where the election of consuls marks the institution of
the republic. In both cases Livy allows a particular office of the republic to
represent the constitution as a whole.
CHAPTER FOUR
THE HEROES AND VlLLAINS OF THE RES PUBLCCA
Pulchrum est bene facere rei publicae, efiam bene dicere haud absurdum est; uel Pace uel bel10 clarum fieri licet; et qui fecere et qui facta aliorum
scripsere rnulti laudantur. Sallust, De Coniurafione Catilinae 3.1
Sallust. in his preface of the De Coniuratione Catilinae. argues that to do
good works for the state, and to speak well for the state are comparable
activities and, he believes, both are splendid. Catiline does neither of
these things and therefore Sallust's vilification of him is appropriate. Livy,
regarded by rnany scholars as reacting to Sallust, employs his history in
the same manner.' In Ab Urbe Condita Il-VI the historian presents five
men who stand apart from the other characters: Brutus, Coriolanus,
Cincinnatus, Appius Claudius ~ e c e m v i ? and, Camillus. Those men who
work for the constitution receive due praise, and those who work against it
receive the appropriate condernnation. With the exception of Coriolanus
each character occupies a particular political office while he labours for or
against the res pubiica, but the size of the character'ç role appears to
1 Kraus and Woodman, 52, and Kraus, Ab Urbe Condita VI, comments most upon the Sallustian echoes in Livy.
2 Ann Vasaly, "Personality and Power: Livy's Depiction of the Appii Claudii in the First Pentad', TAPA 117 (.1987). 212, in her discussion of the presentation of the Claudia gens. distinguishes each Appius Claudius with an appropriate historical epithet, hence this Appius Claudius is called Decemvir.
place his office in a subordinate position.3 In the case of the heroes their
offices are not mentioned in order to draw attention to what Livy sees as a
glorification of the republic through personal achievement4 For the
villains, however, their disregard for the republic causes them to be
denied ordinary republican office, or they occupy a harmful office that
suits their disdain for the repubk5
1. 8rutus.
Brutus is the first hero of the res publica. He participates in the removal
of the monarchy and the creation of the republic! Because of his role as
the creator of Iibertas he is mentioned as one of Rome's con dit ore^.^ One
may view Brutus as a bridge between the old and the new - between the
abusive, unconstitutional world of book one and the proper, constitutional
3 Luce, "Livy, Augustus and the Forum Augustumn, 128-129, agrees with this when he claims that Livy viewed Roman history as the joint achievements of the leaders and the led, and that modern Rome was the product of a long line of leaders.
4 Taylor, 25, suggests that Livy's glorification of the republican heroes was a literary success, which for the Romans rivaled Vergil's catalogues of heroes in book six of the Aeneid.
5 Miles, 115, points out that the inclusion of villains does not contradict Livy's goal of glorification of Rome's past: "[it] does not lead him to envision the past as a utopian age in which the wisdom and virtue of the Roman people or their leaders were uniform. On the contrary, he states explicitly ... that the past offers examples to shun as well as to emulate. Both Roman villains and Roman heroes are conspicuous in the narrative; we see depravity as well as virtue among early Romansn. Miles acknowledges that Livy does shape his narrative to represent some characters as either heroes or villains.
8 cf. Tacitus, Annales 1.1.1 : libertatem et consulafum L, Brutus instituif.
Miles, 123. It is at 8.34.3 that Brutus is proclaimed a Roman founder: conditior Romanae liberta fis.
world of book two - and through his success the republican resolve
becomes undeniable.
He first appears before the fall of the monarchy at 1.56 when
Tarquin sends his sons and Brutus to Delphi to discover the rneaning of
an omen. They do this and, wishing to know who will next gain the
kingdom, the sons of Tarquin ask who will be the next king. The
response, that the first to kiss his mother will gain summum imperium, is
correctly interpreted only by Brutus, who then pretends to slip and kisses
the earth (1 .56.10-l.56.12).8 Therefore, this episode suggests that the
divine world approves of Brutus as a person. As it is Brutus who will
initiate the res publica, it suggests that the divine world approves of
Rome's impending constitutional change as well.
He begins his role as a hero of the republic in the Lucretia episode.
When Lucretia's husband returns home to learn of the rape. Brutus is
present (1.58.6). This crime, which at first appears as a private affair now
becomes a matter of public, constitutional law. Lucretia, humiliated by
what has happened to her, dernands that justice be served: sed date
dexteras fidemque haud inpune adultero fore. Sex. est Tarquinius qui
hosiis pro hospite priore nocte ui armatus mihi sibique, s i uos uiri esiis,
pestiferum hinc abstulit gaudium (1.58.7-1.58.8). With the use of the
imperative date, the desire for personal justice is actually a public
demand. Should she wish only for her own restitution, her appeal would
Levene, 143-144.
be to be husband alone, and a singluar irnperative would appear here.
Once the men pledge their services, she has performed the function Livy
designs for her, so she kills herself (1 -58.9-1 58.12).
It is at this point that Brutus emerges as a republican protagonist.
As the others grieve over the dead martyr, he takes the knife that Lucretia
used to kill herself and he proclaims what his mission is:
per hum.. . castissimum ante regiam iniuriam sanguinem iuro, uosque, di, testes facio me L. Tarquinium Superbum cum scelerata coniuge et omni liberorum stirpe ferro igni quacumque dehinc ui possim exsecuturum, nec illos nec alium quemquarn regnare Romaepassurum (1.59.1 ).
That Brutus is the first to swear this oath is significant. for it is the first
time that any character mentions the eviction of the kings. His choice of
passurum "going to suffern is significant, for it marks the first public
acknowledgement that the existence of monarchy is an affliction.
lmmediately after issuing this oath, the knife - an object of brutality that
symbolises the cruelty of the monarchs - is passed to the others present,
and each man in his turn repeats the same oath as Brutus: each follows
the constitutional example set by him (1.59.2). Once this oath is
complete, Brutus urges the immediate explusion of the monarch and,
again, the others follow him as the leader of their cause: Bmtum iam inde
ad expugnandum regnum uocantern sequuntur ducem (1 59.2). Then the
body is moved to the forum, where Brutus uses it to gain popular support
for his ad: pro se quisque scelus regium ac uim queruntur ( 1 -59.4). Then
he addresses the crowd directly and succeeds in moving the crowd to
constitutional action. The revolution now begins. At first the group seems
to be a band of terrorists (ubi eo uentum est, quacumque incedit armata
multitude pauorem ac tumultum facit), but Livy states that the appearance
of the chief men of state causes the commons to conclude that the
purpose of the movement must be rightful (1.59.6).
Now that the whole nation is together, Brutus makes another
speech in which he authoritatively charges the royal family with the death
of Lucretia and he denounces al1 that is wrong with the monarchy: addita
superbia ipsius regis miseriaeque et labores plebis in fossas cloacasque
exhauriendas demersae ( 1 -59.9). He succeeds in winning the support of
the public and the people announce the exile of the royal farnily and they
form a volunteer force to gain the support of the military (1 59.1 1-1 59.13).
Livy notes that Brutus, when he heads to Ardea, deliberately chooses a
route to avoid the king. When Tarquin reaches the city's main gate, the
Roman people do not allow hirn to enter. In this way, the people receive
credit for the expulsion of the king. Even the gates take constitutional
sides: it allows Brutus to leave (and, later, to re-enter) the city. but it
denies Tarquin access to it. Therefore, it cannot be said that the Romans
are replacing one ruler with another. Book one of Ab Urbe Condita ends
with the prominence of Brutus, as the historian declares him to be one of
the first consuls. The real history of Rome, the history of Rome as a
republic, can now begin.
In book two Brutus must undergo a change in role from an expeller
of monarchs to a defender of the new constitution he helped to create.
He excels in his role as a constitutional hero, and he demonstrates his
belief in the new government. Shortly after his assumption of the new
office, the consulship, the nation is faced with a potential crisis which he
personally undertakes to solve. When the people express their concern
that the other consul shares the same name as the former royal family,
Brutus addresses his fellow consul and appeals to him as a fellow
republican. As an individual who helped in the expulsion of the monarchy,
he urges his fellow consul to rid himself of his name and to make the
expulsion complete (2.2.7). Brutus, anxious to maintain the services of
Collatinus, offers remuneration for any loss that may corne from the
removal of the name Tarquinius. Again he succeeds in initiating a
movement among the public, as other leading men of the state repeat
Brutus' invocation (2.2.8). This results in the resignation of Collatinus,
and he is replaced by Publius Valerius as consul. Although he does not
participate in the election of Collatinus' successor, his appearance acts as
a constitutional bridge once more: here he is a stabilising link as the
consulship passes between Collatinus and Valerius. His presence helps
the peaceful transition of power on both occasions.
The ultimate test of Brutus' constitutional resolve cornes in the next
episode where Livy discusses the first plot of the exiled king to regain the
city. The historian records that the instigators of this plot were young
Roman nobles. among whom the sons of Brutus are early participants
(2.4.1).' As Livy mentions that the names of the other conspirators are
unknown, he is able to focus the reader's attention on Brutus' children.
Therefore, Brutus is caught in a potential collision between his duties as a
father and his duties as an officer of state; the first hero of the republic
must endure a test of his republican faith. When the plot is exposed and
the state moves to punish the traitors, Livy is sure to stress their
relationship to the consul: conspectius eo quod paenae capiendae
ministerium patri de liberis consulatus imposuit, et qui spectator erat
amouendus, eum ipsum fortuna exactorem supplicii dedit (2.5.5). H e is
both pater to the crirninals, and consul to the people and the engagement
of the two roles in such proximity stresses to the reader Brutus' impasse.
Livy affirms this conflict by stressing the irony of the situation, as the
public see it:
iilos eo potissimum anno patriam liberatam, pafrem liberatorem, consulatum ortum ex domo lunia, patres, plebem, quidquid deorum hominumgue Romanorum esset, induxisse in animum ut superbo quondam regi, tum infesto exsuli proderen t (2.5.7).
Despite any desire Brutus may have to Save his sons, he allows the death
sentence to proceed. However, Livy partially extricates the liberator from
this situation when he removes the consul from the order of execution: the
consuls ordered the act to be done, not Brutus himself (2.5.8). It is the
Walsh, Liw: His Historical Aims and Methods, 70, daims that Brutus' execution of his children for treason is the best example of disciplina in Livy. Therefore, it is through a constitutional test that the historian demonstrates the best example of such a laudable characteristic.
state who condemns the traitors, not their father. Therefore. the
execution is a constitutional matter, not a family matter. However, the
family link is allowed to appear once more, as the Romans see the
anguish on Brutus' face at the moment
state's repayment (2.5.9). It is through
of execution, the moment of the
such a personal sacrifice that
Brutus proves himself to be a constitutional hero of the highest order.
Aftet the failure of the plot, the exiled monarch uses more direct
means to regain control of the state. When the king learns what has
occurred at Rome he declares that open war is the only means left
available (2.6.1). When his forces enter Roman territory, he is confronted
by the forces of the consuls; therefore, Livy presents this battle as the
direct engagement between the two opposed constitutional ideologies.
Brutus plays an important role in the battle and he directly engages the
son of the king (2.6.7). Both men are killed, each at the hand of the other;
Brutus sacrifices his life to Save Rome from the return of the king. The
battle - quickly won by the Romans - shows that Brutus' death is not in
vain (2.6.1 0-2.7.3). Livy then concludes this episode with a brief comment
on Brutus' funeral which, he maintains, was conducted with al1 the
ostentation possible at the time (2.7.4). This funeral serves as an
appropriate tribute for the first republican hero of Ab Urbe Condita.
2. Coriolanus.
Book two of Livy's republican history also contains the first constitutional
miscreant in the form of Gnaeus Marius ~or io lanus. '~ As a villain,
Coriolanus acts for persona1 gain. This fact is made clear immediately
after his introduction where he takes a leading role in a war with the
Volsci. It is Coriolanus who gathers together a group of soldiers and
takes the offensive against the enemy, he gains a victory for the Romans
(2.33.9). Livy displays Coriolanus' unrepublican humour when he
mentions that this battle wins enough fame for the villain to overshadow
the fame of the consul completely. The glory which he receives is so
great that the effort of the other consul would have gone unrecognised if
his colleague had not recorded it in a bronze description (2.33.9). Despite
this indirect action against the consuls, one consul acts on behalf of the
other to see that the other consul receives proper acknoweldgement.
Coriolanus' formal actions against the res publica begin to occur in
the next chapter, where the senate debates the price of corn for that year.
Already there is the potential for constitutional perturbation, as the senate
is still angry about the recent loss of power due to the introduction of the
tribunate (2.34.7). Coriolanus goes one step further and is shown as an
10 Briscoe, 2. identifies the Coriolanus episode as the central story of book two. Ogilvie notes that this is the only time that Livy abandons the annalistic practice of stating the new magistrates for the new year (493 BC). As the magistrates appear in other histories that discuss this episode, such as Dionysus of Halicarnassus, Ogilvie assumes that Livy has chosen not to interrupt his narrative. Therefore. Livy indirectly suggests that this villain is able to prevent the functioning of normal republican procedure (Ogilvie, 314).
anti-republican, as an opponent of the tribunate: in primis, Marcius
Coriolanus, hostis tribuniciae potestatis (2.34.9). For the only tirne in the
Coriolanus story the historian permits the villain to indicate his intentions
in direct speech when he proclaims his dislike for the republic and its
offices (2.34.9). By attacking an office that is representative of the
republic, he attacks the whole constitution. The seriousness of this
incident is made clear as Livy. on one of the few occasions in Ab Urbe
Condifa, employs direct speech for himself and addresses the reader. He
expresses consternation at this anti-plebeian avowal: haud tam facile dictu
est faciendumne fuerit quam potuisse arbitror fieri ut condicionibus laxandi
annonam et tribuniciam potestatem et omnia inuitis iura imposifa patres
demerent sibi (2.34.12). It is not a surprise that the senate agrees with
Livy, but Coriolanus' opposition results in the plebeians coming close to
taking arms; the man who expresses his dislike for one of the offices of
the constitution has the effect of almost driving the plebeians into open
revolt (2.35.1). The anti-constitutional feeling quickly spreads from one
man to the general population.
The plebeians do not lower themselves to the same level as
Coriolanus. Instead, they adhere to the protocols of the res publica and
do not engage in open rebellion. Instead, they seek revenge on
Coriolanus in person, a man they denounce as their potential executioner:
eum sibi carnificem nouum exorium, qui aut mori aut seruire iubeat
(2.35.1). Livy's sense of constitutional irony appears again as the
plebeianls plan to seize upon him as he departs from the curia is
prevented by the tribunes: the constitutional office that he rejects saves
him (2.35.2). The tribunes adhere to legal form when they plan to put
Coriolanus on trial for treason. and they rernind hirn of their constitutional
function which he scorns (2.35.3). He displays bis conternpt for the
republic when he does not appear at his trial. He departs from Rome and
joins with the Volsci, and he declares his abhorrence of the Roman nation:
ita cum aiterurn uetus odium, alterum ira recens stimuiaret, consilia
conferunt de Romano bel10 (2.35.7). Once he is among the Voscians,
Livy notes that his host is a man known for his hostility to the Romans,
and with him Coriolanus begins to make plans for war against his own
nation (2.35.5).
When the war begins, Coriolanus and his Volscian host are chosen
as the generals for the war. This enemy of the republic now crosses the
final boundary by actively engaging in hostilities against his state. The
threat to the nation causes a vigourous public debate in Rome that
requires the senate to be called together (2.39.8). The senators make an
attempt to secure peace, but this fails (2.39.1 1-2.39.12). The salvation
cornes in the form of his mother, who appeals to him in direct speech. As
she appears as the ideal Roman matron, he is unable to respond directly
to her: he responds by removing his forces from Roman territory and
spending the rest of his life in exile (2.40.5-2.40.10)." Therefore, he ends
his assault on the Roman state.
3. Cincinnatus.
Book three, like the previous book. presents the reader with both a
republican hero, Lucius Quinctius Cincinnatus, and an enemy of the
republic, the decemvir Appius Claudius. Although his engagement in the
history is brief, the impression of Cincinnatus is powerful.'2 It is during
the events of 458 BC that Cincinnatus cornes to the aid of the state when
one of the consuls is unable to fulfil his duties as a military leader and the
state is in danger as a result (3.26.3). The people do not believe that tne
other consul is able to defend the state alone, so the Romans create a
dictator: Nautium consulem arcessunt. in quo cum parum praesidii
uideretur dictatoremque dici placeret qui rem perculsam restitueret, L.
Quinctius Cincinnatus concensu omnium dicitur (3.26.6). The Romans
select a dictator, one man, to replace the two consuls, two men. because
they feel that the consulship is not adequate to thwart the military threat.
This decision shows either confidence in the dictatorship, or it is a strong
" Walsh, Liw: His Historical Aims and Methods, 91, claims that Veturia, Coriolanus' mother, is portrayed as the ideal Roman matron. just as Lucretia is the ideal Roman spouse. Therefore, a symbol of what is best in Rome successfully aborts a potential threat to the city.
l2 Ogilvie, 436. claims that the interest that Livy shows in Cincinnatus is 'because Cincinnatus is a homo uere Romanos. the perfect foi1 to Appius Claudius the decemvir. Cincinnatus is reluctant to assume office, discharges it with exemplary devotion. and resigns it with speed. Claudius intrigues for power. misuses it, and has to be forced to abandon itn.
expression of the confidence that the nation has in Cincinnatus. Further.
Cincinnatus is appointed with the approval of the whole nation (consensu
omnium). In the case of this dictator. the historian does not mention
whom Cincinnatus chooses to act as his master of the horse; the historian
allows the dictator to dorninate the scene. Attention is concentrated on
the republican hero.
lmmediately after Cincinnatus' selection, Livy pauses and
comments on the hero and his actions that the narrative is about to
present: operae pretium est audire qui omnia prae diuitiis humana
spernunt neque honori rnagno locurn neque uirtuti putant esse, nisi ubi
effuse afluant opes (3.26.7).13 In the next sentence Livy goes further and
calls Cincinnatus spes unica imperii populi Romani. The scene that
follows shows the dictator in a positive light, as he is inforrned of his
election while attending to his farm, a traditional Roman duty (3.26.9).14
Through his attention to agricultural duties Cincinnatus is shown to be a
Roman of traditional, honest values, and therefore he is capable of saving
the state. The next day, he chooses his master of the horse irrespective
of the fact that the people are happy if he chooses to govern by himself
(3.27.1). He then moves swifty to rouse the people to prepare for war
13 This echoes the opening of the history where Livy expresses self-doubt as to his worthiness to write his history: facturusne operae pretium sim (Prae. 1 ) . White Livy expresses personal doubt, here he feels that the actions of Cincinnatus are operae pretium est.
l4 Walsh, Liw: His Historical Aims and Methods, 77, cites this scene as one of Livy's examples of simple living (frugalitas). Although not a constitutional trait, it adds to the positive impression that the reader receives.
through several, rapid decrees: he redirects everything in the state for the
war effort (3.27.6). As he leads his forces into battle, Cincinnatus does
not give a direct address. instead Livy reports his words in which he
reminds the soldiers of their purpose: to free a sieged consul (3.27.7). By
invoking the office of the consulship, he removes attention from his
position as a dictator and makes the mission constitutional in nature: it is
not to defeat an enemy of Rome, but to rescue an officer of the res
publica. Livy emphasises this modest behaviour of Cincinnatus again
when the soldiers voice their enthusiasm for the dictator's reported
speech in direct address. He proves to be an effective military
commander and he places the defeated Aequi under the yoke (3.28.1 1).
When he encounters the consul whose army he saves he blarnes him as a
failure and as unfaithful to the spirit of the office he occupies. a
denunciation that is more powerful as it is made in direct speech. As a
result the consul irnmediately resigns his office (3.29.2). Upon his return
to the city, the senate rewards hirn with a triumph (3.29.4). As the threat
to Rome is now gone, Cincinnatus resigns his office, after a period of
sixteen days: Quinctius sexto decimo die dictafura in sex menses accepta
se abdicauit (3.29.7). Livy deliberately includes the six month term limit
for the dictatorship in order to emphasise Cincinnatus' constitutional
piousness when he holds the office for less than ten percent of the total
duration of the office.
4. Appius Claudius Decemvir.
Unlike book two, where the actions of the constitutional hero Brutus
overshadow the crimes of CorÎolanus, in this book it is the villain who
overshadows the hero.15 However, this does not weaken the pro-
republican message of the first pentad, for the villain is punished for his
crimes. Appius Claudius, the villain of book three, first appears when the
people elect him as one of the decemvin (3.33.3). The historian places
Appius' name first to foreshadow the future leading role that this man will
have in the narrative. This prominence is realised later in the same
chapter: regimen totius magistratus penes Appium era t fauore plebis,
adeogue nouum sibi ingenium induerat ut plebicola repente omnisque
aurae popularis captator euaderet pro truci saeuoque insectatore plebis
(3.33.7). The historian suggests that Appius irnmediately takes the
unofficial leadership in this office, an office that is designed to be
collective. As a person who seeks personal power, Livy suggests that
Appius uses his office to secure a political base, not to work for the
benefit of the state.
When the formal election campaign for the decemvirs begins, Livy
remarks upon Appius' improper behaviour. The account of the decemvir's
behaviour reinforces the impression that he works for personal
amelioration:
'' Walsh, Liw: His Historical Aims and Methods, 89, notes that there is a constant degradation of the Claudii farnily in Ab Urbe Condita. This is true with the exception of Appius Claudius the military tribune of 403 BC. Vasaly agrees with this and says that Livy is presenting a family stereotype (Vasaly, 204).
demissa iam in discrimen dignitas ea aetate iisque honoribus actis stimulaba t Ap. Claudium. necscires utrum inter decemuiros an inter candidatos numerares. propior interdum petendo quam gerendo magistratui erat. crimina ri optima tes, extollere candidatorum leuissimum guemgue h umillimumqoe. ipse medius inter trib unicios, Duillios Iciliosquel in foro uolifare, per illos se plebi uenditare, donec collegae quoque, gui unice illi dediti fuerant ad id tempus, coniecere in eum oculos, mirantes quid sibi uellet: apparere nihil sinceri esse; profecto haud gratuitam in tanfa superbia comitatem fore; nimium in ordinem se ipsum cogere et uolgari cum priuatis non tam properantis abire magistratu quam uiam ad continuandurn rnagistratum puaerentis esse (3.35.3-3.35.6).
Through such an unrepublican scene, and the acknowledgement by his
colieagues that his intent is not good, the negative constitutional aims of
the villain are clear. His villainy is emphasised by the use of the word
superbia, an echo of the name of the last king of Rome. Livy defines
Appius' motivation as desire for high office: he has held office before and
he feels that he cannot survive without power, irrespective of the needs of
the res publica. His collegues, concerned for the welfare of the republic,
attempt to protect the constitution from damage when they nominate him
to preside at the election, in the belief that he cannot declare himself
elected (3.35.8). However, this is no deterrent to the villain, who displays
his zeal for power when he not only gets himself elected but he also
defeats two of his opponents. When Appius Claudius formally assumes
office, the historian makes his attitude towards the constitution evident:
inito igitur magistratus primum honoris diem denuntiatione ingentis terroris insignem fecere. nam curn ita priores decetnuiri seruassent ut unus fasces haberet et hoc insigne regium in orbem, suam cuiusque uicem, per omnes iret, subito omnes cum duodenis fascibus prodiere (3.36.3).
Livy says that the decemvirs take office on the same day of the year as
the traditional magistrates. It is ironic that an enemy of the republic Iike
Appius Claudius should begin his destructive activity on the day which so
many others began their service to the republic.
As a constitutional viliain, Appius Claudius must be defeated and
the supremacy of the republican constitution must reassert itself. The
narrative expands considerably at this point, as the historian devotes a
considerable amount of attention to the faIl of Appius. Perhaps Livy does
this to draw the reader's attention to the constitutional monstrosity.
Appius' defeat cornes when he begins to desire Verginia. When he is
unable to secure her, he resorts to personal seizure (3.44.6). His lust for
the girl becomes a parallel for his lust for power.'6 Ann Vasaly notes that
there is no example of this episode in earlier narratives, which suggests
the possibility that this is entirely a Livian invention. a parallel to the rape
of Lucretia in book one.17 Therefore, Livy allows his history to be directed
by the republic, for both events are catalysts for the restoration of liberlas
which can only exist when Rome is a republic. Appius' use of a client to
commit the crime is a crime in itself, for it brings the Roman patron-client
relationship into disrepute. lt is ironic that he employs a legal mechanisrn
to obtain her when he daims that he is retaking an escaped slave: his
16 Vasaly, 219. Ducos agrees with this sentiment that the two episodes are simiiar and provide the motivation for the removal of the unrepublican forces (Ducos, 137).
'' Vasaly, 21 7.
legal daim is based on a lie and he uses Roman law to secure his own
wishes. This lie becornes worse as Appius leads the girl to court, where
he believes that the law will uphold his illegal claim (3.44.8). The trial
incriminates the decemvir further, for Appius acts as judge and the
plantiff, Appius' client, offers false evidence. Livy goes as far as to
suggest that the trial has the qualifications of a comedy: notam iudici
fabulam petitor (3.44.9). The historian denies Appius any title to be a
master criminal. for that would suggest that he is a worthy enemy of the
republic. Instead his efforts are those of a delinquent.
Despite the arrival of Verginia's suitor, Appius manages to secure
the girl untii the arrival of her father to answer to the case. a father, Livy
notes, who is absent from the city on duties for the republic: corn
Verginium rei publicae causa dixissent abesse (3.44.1 1). The historian
contrasts the villain in Rome and the pious republican who is away from
the city. Appius impedes the proper legal process when he orders that
her father should not be permitted to leave for Rome and that he should
be physically detained if necessary (3.45.9). In this example the reader
çees that Appius does one thing in public, then seeks an alternate course
in private: his villainly lacks consistency. However, justice prevails and
Livy says that Verginius is already on his way to Rome (3.45.10). When
he addresses the court, Verginius describes the decemvir as like a beast
in his wants, not a man (3.47.7).18 He is no longer identified by his
intellectual disregard for the state, but for his disregard of the human
world as a whole. And as Appius is not hurnan. Verginius cannot rely on
legal means. He feels that the only way to Save his daughter is to kill her,
and in a vivid display he does so and he displays her blood as a testament
to Appius' destruction (3.48.5). The dead girl's suitor follows this with an
invocation of the tribunate, an office that formally protected citizens in
such a situation, but which was now oppressed. By making this
invocation, what was a persona1 grievance now becomes a public,
constitutional one. From this point the Roman people treat the affliction of
Verginius as a cal1 for the return of liberty, a return to the republic
(3.50.10). This scene is similar to the end of the monarchy at the end of
book one. A wrong suffered by a single individual at the hands of one
who represents an oppressive constitutional form becomes the catalyst for
public action to assert the freedorn of the people. When the plebeians
arm themselves, Appius concedes defeat and the decernvirate ends
(3.54.7).
The career of Appius Claudius concludes with his trial and it is
remarkably different from the previous trial in which he serves as a judge.
Verginius, as the accuser, speaks directly to Appius when he announces
the crime (3.56.3-3.56.4). Appius, despite his illegal behaviour in the
18 Vasaly, 218, says that Appius displays the traits of the typical tyrannus, one of which is beast-like qualities: "once in power he behaves more like an animal than a human being".
previous trial, is allowed to benefit from the law in this trial when he
requests an appeal (3.56.5). The historian presents his defence in
indirect speech, thereby placing it beneath the speech of Verginius.
Appius reminds the state of the services that the previous generations of
his family have done and his love of the plebeians: maiorum merita in rem
publicarn dorni militaeque comrnemorabat, suum infelix erga plebem
Romanam studium (3.56.9). His employment of rem publicam is ironic, for
it was his unconstitutional behaviour that leds to this trial, This defence
fails and even the appeal from another member of the Claudii, a man who
fled Rome due to Appius' tyranny, fails (3.58.1-3.58.5). As he awaits the
continuation of his trial. he realises that aquittal is impossible and he kills
himself (3.58.6). So ends the constitutional depravity that was Appius
Claudius decemvir.lg
5. Camillus.
It is not until book five that Ab Urbe Condita provides any further
constitutional heroes or villains, not until Camillus. It is appropriate that
the final major character of this pentad is a constitutional hero, for it
19 Miles, 115. notes that even the most heinous villains in Livy's history receive some, albeit very minor, credit for any effort they may have made to assist the growth of Rome. In the case of Appius Claudius Decemvir, he receives credit from one of his descendants as one of Rome's conditores for his contribution to Roman law (3.58.2). However, Livy is sure to keep this praise to a minimum so as not to overshadow the negative impression ha strives so diligently to create.
allows the pentad to begin and end in a positive, republican tone." He
first appears when Livy lists him as one of the elected military tribunes for
403 BC (5.1 0.1). Later, when the people elect him for a second time. Livy
notes that the people are impressed by the high quality of the candidates,
which indirectly suggests Camillus' appropriateness for high office
(5.14.5). In the next year he serves as the third of three interreges
(5.17.5) and, after Rome experiences a setback in the assault of Veii, he
is made dictator prior to his departure to the theatre of war (5.19.2).
Upon Camillus' arriva1 at the front, the Romans experience a marked
resuscitation of spirit that Livy directly attributes to hirn (5.19.3). By
mentionhg the three distinct constitutional offices that Camillus held in a
few years, Livy shows that Camillus has the political experience he will
need to Save the state. Camillus shows his dutiful attitude early in his
career when he hands over a greater part of the spoils from the war with
the Faliscans and Capenates to the state: he acts in the spirit of the
constitution (5.19.8). When a second victory seems likely, the dictator
refers the matter of the proper distribution of spoils to the senate. The
senate, not able to reach a consensus, leaves the matter with Camillus
who fears a constitutional crisis in case he makes the incorrect decision.
The matter, therefore, is returned to the senate (5.20.9). In both scenes
Camillus does not use the allocation of spoils for per: political gain.
20 Ogilvie, 670, defines the traditional Camillus best: "for was the prototype of the great statesman who despite the fellow-citizens and the turmoil of the tirnes remained loyal principle and eventually brought salvation and concord".
later ages Camillus ingratitude of his to Rome and to his
Camillus then avoids criticisrn through his immediate resignation of the
dictatorship (5.23.5-5.23.7).
Despite these services to the state. Camillus becomes the object of
dislike in the city. and one of the tribunes brings a charge against him on
account of the spoils of Veii. Livy indirectly suggests the unjust nature of
the charge. when he creates pity for Camillus by mentioning the death of
his youngest son (5.32.8). His clients Say that they are not able to acquit
him and he chooses exile instead of allowing his clients (who. Livy notes,
form a susbstantial part of the plebeian order) to pay the fine (5.32.9).
Therefore. a man who has the support of the Roman majority is driven
from the city he serves and which, later, he will Save. The episode
concludes with irony: expulso ciue quo manente, si quicquarn humanorum
certi est, capi Roma non potuerat, aduen tante fatali urbi clade legati ab
Clusinis ueniunt auxilium aduersus Gallos petentes (5.33.1 ). Livy
suggests that should the Romans not have driven out Camillus. then
Rome would not have been captured by the Gauls.
Camillus then disappears from the narrative and Rome is
overwhelmed by the Gallic assault. In response to her defeats, the
Romans elect Camillus dictator for the second tirne and recall hirn from
exile. Despite his knowledge of what is happening at Rome. he does not
leave until he receives authorisation from the senate (5.46.10-5.46.1 1 ).
Gary Miles notes that the historian goes 'out of his way to express his
convictionn that Camillus, regardless of how fervent he is to deliver Rome
85
from the Gauls, will not do so until the senate instructs him to do so.*'
Even in a predicament where the reader may excuse non-traditional
action, this hero holds firm to his republican belief to adhere to what the
senate requests. In an effort to acknowledge the wrong they have done
him, the whole nation elects Camillus dictator, he is not designated by a
military tribune, the usual procedure." Once the Romans reverse the
injustice of his exile, the fortunes of the Romans improve. The rapid
resolution of the Gallic conflict suggests that it is because Camillus, as
dictator, takes personal charge of the situation. He overturns the offer to
pay a ransom to the Gauls, declaring that the offer was illegal as it was
made without his consent: he exercises his constitutional authority as
dictator (5.49.2). This action is followed by the rapid defeat of the Gauls
(5.49.6), an act that earns him the praise of the crowd as the second
founder of Rome: dictator reciperata ex hostibus patria triumphans in
urbern redit, interque iocos militares, quos inconditos iaciunt, Romulus ac
parens patriae conditorque alter urbis haud uanis laudibus appella batur
(5.49.7).
Once he has saved the city from a foreign danger, he must Save it
from a domestic threat: he must persuade the Romans not to migrate to
Veii. Livy states that the tribunes favour the plan, but Camillus, still in
possession of the dictatorship, employs his superior constitutiona
*' Miles, 130.
T. J. Luce, "Design and Structure in Livy: 5.32-55", TAPA 102 (1971)
position
292.
to thwart this plan, a role that the senate encourages hirn to play: eaque
causa fuit non abdicandae post t-hum dictaturae, senatu obsecrante
ne rem publicam in incerto relinqueret statu (5.49.8). It is the historian's
choice of the word rem publicam in this instance. not orbs, ciuitas or patria
(as employed in the previous sentence) that makes this defence of the city
a constitutional issue and not a political or geographical issue. Through
the dictatorship, he successfully argues against the proposals of the
tribunes that the Romans ought to rebuild their city instead of migrating to
Veii. Despite the fact that he argues for the refoundation of the city on
religious grounds, his occupation of the dictatorship and the presence of
the senate makes this speech a constitutional one as well. It is
appropriate that this man, a man who held the military tribunate twice, the
dictatorship twice, and served as interrex twice should Save the city on
two occasions. His six terms of office combine to form an invincible
constitutional defence. Camillus succeeds and Rome is refounded. This
makes him the greatest republican hero in this first pentad. As Gary Miles
states: "in saving Rome from destruction by foreign enemies and in saving
the city and its traditional gods from abandonment by disaffected citizens,
he reaffirms principles that have already been established"." Camillus is
able to work within the existing constitutional framework of Rome, within
the res publica, as his occupation of the dictatorship demonstrates,
despite the prodigious task before him.
" Miles, 126. He also notes that Camillus 'respects traditions and subordinates hirnseff to established institutions" (1 29).
However, Camillus' role as a republican hero does not end with the
refoundation of Rome. He continues to play a central role in book six and,
therefore, any discussion of Camillus as a proponent of the res publica
rnust, if only as a postscript, include Livy's pro-republican presentation of
him in the second pentad. This is different from the pro-Roman efforts of
Camillus whom, after Livy's preface to the second pentad, the Roman
people ask not to resign his dictatorship until the end of the year (6.1.4).
Continually the reader sees Camillus working on behalf of the senate and
people of s orne.*^ He aids the nation when he serves as the second
interrex and it is he who holds the election of the military tribunes of 389
BC (6.1.8). First, Camillus sustains the state by serving as dictator;
Secondly, he personally restores the res publica by conducting the
election.
The central role that Camillus plays in the Roman government
reaches its peak in the narrative of 386 BC, when the people elect hirn
military tribune once more. It is the way in which Livy announces the
election that is significant: res a d Camillum tribunum militum consulari
potesta te rediit; collegae additi quinque, Ser. Cornelius Maluginensis Q.
Seruilius Fidenas sexturn L. Quinctius Cincinnatus L. Horatius Puluillus P.
Valerius (6.6.3). Even though he is one of six military tribunes, the
historian suggests that the whole Roman government passes to Camillus
(res ad Camillum ... rediit), that the state is his persona1 province. Livy
24 Mary Jaeger. Liw's Written Rome, Ann Arbor, 1997, 76.
does not name al1 six rnilitary tribunes at the same tirne: he names
Camillus first and then states that he has five (lesser) collegues.
It is at 6.6.6-6.6.7 that the hero achieves his greatest republican
moment. The senate acknowledges his public service and they declare
their enthusiasm to appoint him dictator again should any threat arise.
Further, although they are his equals, the other rnilitary tribunes do not
hesitate to subordinate themselves to him; therefore they do not rnake
Livy's elevation of him at 6.6.3 appear an unrepublican glorification. As
an epilogue to his republican efforts. the hero expresses his gratitude and
he offers the proper acknowledgement to the people, the senate and his
colleagues (6.6.8-6.6.9). When one considers his eloquent oration in
defence of the refoundation of Roman in book five, it is surprising that the
thanks he gives here appears in indirect speech. This makes the hero
appear suitably modest when he displays his awe of something higher
than he. This, then, is an appropriate place to end, with such a display of
republican piety from such a republican modeLZ5
as One should also consider Livy's laudatory epitaph to Camillus in book seven: maximeque eam pestilentiam insignem mors quam matura tam acerba M. Furi fecit. fuit enim uere uir unicus in omni forfuna, princeps pace belloque priusquarn exsolatum iret, clarior in exsilio, uel desiderio ciuitatis quae capta absentis implorauit opem uel felicitate qua restitutus in patriarn securn patriam ipsam restituit; par deinde per quinque et uiginti annos - tot enim posfea uixit - titulo tantae gloriae fuit dignusque habitus quem secundum a Romulo conditiorem urbis Romanae ferrent (7.1.8-7.7.1 0).
WORKS ClTED
1. Primarv Sourœs.
Dio Cassius. The Roman Histow Volume VI. E. Cary, ed. Cambridge MA, 1919.
Livy. Ab Urbe Condita 1-V Libri. Robert Maxwell Ogilvie, ed. 2nd. ed. Oxford, 1974.
Livy. Ab Urbe Condita VI-X Libri. Carol Walters and Robert Conway, eds. Oxford, 1919.
Livy. Volume XIV: Summaries. Fragments. General Index. A. C. Schlesinger and Russel Ger , eds. Cambridge MA, 1959.
Polybe. Histoires Livre VI. Raymond Weil and Claude Nicolet, eds. Paris, 1977.
Sallust. Catilina, luriurtha, Historiarum Fraqmenta Selecta, Appendix Sallustiana. L. D. Reynolds, ed. Oxford, 1991.
Tacitus. Annalium Libri. Stuttgart and Leipzig, 1994.
II. Texts and Commentaries.
Res Gestae Diui Aucrusti. P. A. Brunt and J. M. Moore, eds. Oxford, 1967.
Livy. Book Il. J. L. Whiteley, ed. London, 1963.
Livy. BookV. R. 1. Ross, ed. London, 1996.
Livy. Ab Urbe Condita VI. Christina Shuttleworth Kraus, ed. Cambridge, 1 994.
Ogilvie, Robert Maxwell. A Commentam on Liw 1-V. Oxford, 1965.
III. Secondarv Sourœs.
Barry, Nicholas. An Introduction to Roman Law. Oxford, 1962.
Briswe. John. "The First Decaden. Liw. T. A. Dorey, ed. London, 1971. 1-20.
Buchan, John. Auciustus. London, 1937.
Burck, Erich. Das Geschichtswerk des T h s Livius. Heidelberg, 1992.
Cary, M and Scullard, H. H. A Historv of Rome. London, 1992.
Ducos, Michele. "Les Passions, Les Hommes et L'Histoire dans L'Oeuvre de Tite-Live". REL 65 (1 987). 132-1 47.
Edwards, Catherine. Wntincl Rome. Cambridge, 1996.
Gabba, Emilio. The Historians and Augustus". Caesar Auqustus: Seven Aspects. Fergus Millar and Erich Segal, eds. Oxford, 1984. 61 -88.
Gabba. Emilio. "True History and False History in Classical Antiquity". JRS 71 (1981). 50-62.
Hattenhauer, Hans. Euro~iiische Rechtscieschichte. Heidelberg, 1994.
Jaeger, Mary. Liw's Written Rome. Ann Arbor, 1997.
Kraus, Christina Shuttleworth. "'No Second Troy': Topoi and the Refoundation in Livy, Book V". TAPA 124 (1 994). 267-289.
Kraus, C. S. and Woodman, A J. Latin Historians. Oxford, 1997.
Levene, David. Reliaion in Liw. teiden, 1993.
Lipovsky, James. A Historioaraphical Commentan, on Livy VI-X. Salem NH, 1984.
L'hoir, Francesca Santoro. 'Heroic Epithets and Recurrent Themes in Ab Urbe Condita". TA PA 1 20 (1 990). 221 -241.
Luce, T. J. "Design and Structure in Livy: 5.32-5.55". TAPA 102 (1 971). 265- 302.
Luce, T. J. Liw: The Corn~osiüon of His Histow. Princeton, 1977.
Luce, T. J. "Livy, Augustus, and the Forum Augusturnn. From Re~ublic to Empire. Kurt Raafiaub and Mark Toher, eds. Los Angeles, 1990. 123- 138.
Miles, Gary. Liw: Reconstnicüna Earlv Rome. lthaca NY, 1995.
Momigliano, A. 'Camillus and Concord". CQ 36 (1942). 1 1 1-1 20.
Scullard, H. H. From the Gracchi to Nero. London, 1982.
Syrne, Ronald. 'Livy and Augustus". Roman Papers. 7 vols. Oxford, 1979. 400-454.
Syme, Ronald. The Roman Revolution. Oxford, 1939.
Taylor, Lily Ross. Partv Politics in the Açre of Caesar. Los Angeles, 1964.
Toher, Mark. uAugustus and the Evolution of Roman Historiography". From Re~ublic to Empire. Kurt Raaflaub and Mark Toher, eds. Los Angeles, I W O . 1 39-1 54.
Valsaly, Ann. 'Penonality and Power: Livy's Depiction of the Appii Claudii in the First Pentadn. TAPA 1 17 (1 987). 203-226.
Walsh, P. G. 'Livy and Augustus". PACA 4 (1 961). 26-37.
Walsh, P. G. Liw: His Historical Aims and Methods. Cambridge, 1961.
Wirszubski, C. H. Liberfas as a Political ldea at Rome During the Late Republic and Earlv Empire. Cambridge, 1950.
IMAGE NALUATION TEST TARGET (QA-3)
APPLIED & IMAGE. lnc S 1653 Easî Main Street - . . - Rochester. NY 14609 USA -- ,--= Phone: 71 6,482-0300 --
,--- Fax: 716i28û-5989