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1
BOSTON UNIVERSITY
GRADUATE SCHOOL
Thesis
NUCLEAR RESONANCE REACTIONS
by
Duane Uson Gaskell(A.B., Atlantic Union College, 1942)
submitted in partial fulfilment of therequirements for the degree of
Master of Arts1948
BOSTON UNIVERSITY
COLLEGE OF LIBERAL ARTS
LIBRARY
w
Approvedby
First Reader....I'essor of Physics
£9.
Professor of PhysicsSecond Reader
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• • ;
4 lo -io
ac : ’v*cl 1o - Ao-i
TOPICAL OUTLINE
I. INTRODUCTION
A, Purpose of Paper
B* Historical Background
C. General theory of nuclear reactions
1* Definition of nuclear resonance
2* Particle interaction
3. Formation of compound nucleus
4. Probability of nuclear reactions
5* Importance of resonance in nuclear studies
II. DISCUSSION OF NUCLEAR RESONANCE
A, Potential Barriers and Energy Levels
1. Barrier heights
2. Reactions with charged and neutral particles
3* Penetration of barrier and resonance
4» Level widths and spacing
5* Orbital momenta and selection rules
B. Absorption and Scattering by Nuclei
1. Neutron as incident particle
2. One level formula
3* The l/v law
4* Selective absorption due to resonance
• Radiation damping5
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6. Reaction products
a. Gamma-rays (simple capture)
b. Re-emission of neutral particle (elastic scattering)
c. Re-emission of neutron (inelastic scattering)
d. Emission of alpha-particles
e. Emission of protons
7. Charged particles
a. Lifetime vs. resonance sharpness
b. Absence of resonances
8. A geometrical interpretation of absorption
9. Scattering and the resonance formula
a. Contributions of resonance scattering
b. Contributions of potential scattering
10. Resonance in fission
11. Fast neutrons
a. Theory predictions
b. Experimental Evidences
12. Doppler effect
III. CONCLUSIONS
A. Value of Slow Neutron Studies
B. Comparison of most important Theories of Nuclear Resonance
C. Effects of Recent Experiments on these Theories
Digitized by the Internet Archive
in 2016
https://archive.org/details/nuclearresonanceOOgask
3
Nuclear Resonance Reactions
I.
Introduction
A. It is the purpose of this paper to present a non-mathematical
summary of those principles of nuclear reactions which have been presented
in complete mathematical form by various well-known authors. Only those
principles which have withstood further investigation or research are
discussed. Special attention has been given to the resonance phenomena
connected with nuclear reactions. The survey is not completely exhaustive,
in that only the most important type reactions can be touched upon in a
paper of this length.
B. It is over 50 years since the discovery of the electrical nature
of matter and the atomic nature of electricity. Since this time men have
proposed many theories and interpretations of the known properties of atoms.
Of those who sought to explain the structural nature of atoms, Rutherford,
in 1912, was the first to make the most decisive step. With his now famous
scattering experiments he showed that the positive electricity of the atom
is concentrated in a "nuclear” diameter of approximately 10"^c Thus
the name nucleus was given to the central core of the atom. This funda-
mental assumption has been upheld in nearly all current theories.
Planck's studies of the continuous spectrum, in the early years of
the century, introduced the particle nature of light and the associated
theoretical developments which followed were known as the quantum theory.
Niels Bohr used the quantum theory to explain the structure of the
line spectra of atoms, considering the atom as having a central core
.1
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surrounded by electrons. The motion of these electrons occupied the
attention of chemists and physicists for the next fifteen years. Unfruit-
ful applications of Newtonian mechanics, with perturbations thought
necessary, were made during this period in an attempt to find a solution
to the atomic problem. With the introduction of quantum and wave mechanics
by Heisenberg and Schrodinger, a satisfactory solution of the atomic and
nuclear problems became possible.
In the field of nuclear physics, the modem period began soon after
1915 with the application, in that field, of the quantum theory by Gamow,
Gurney, and Condon independently. These authors explained the natural
radioactive disintegration of the heavy elements by making use of the fact
that alpha particles were emitted. Their theories, essentially the same,
showed that the great differences in the average life of different
uranium isotopes and the relatively short average life of radium atoms
could be explained by the application of wave mechanics. With this theory
of the wave nature of particles, many phenomena in nuclear systems can be
explained.
In 1919 Rutherford succeeded in disintegrating nitrogen atoms by
bombardment with alpha particles. In 1933 Curie-Joliot discovered
artificial radioactivity by means of the radioactivity created when alumi-
num was bombarded by alpha particles from Polonium. With the development
of the mass spectrograph, the cyclotron and many other accelerating and
useful instruments, much progress has been made in the field of nuclear
physics. However, present experimental results are far from adequate to
make certain the assumptions underlying the present theories.
.
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5.
Breit and Vigner^ in 1936 gave a formula for the probability of a
nuclear reaction in terms of a "virtual" or resonance state of the
excited nucleus* In the following year, Bethe and Placzek^ generalized
the formula to take account of other possible resonance states of the
nucleus* This has become the well-known dispersion formula, because of
its analogy to the formula for the dispersion of light in atomic systems.
Bohr was the first to show that the one-level formula of Breit and
Wigner^, which was correct for atomic collision theory, would not work
for nuclear collision* He showed that a light particle in collision with
a heavy nucleus will form an unstable temporary compound nucleus and that
the lifetime of such a nucleus is usually very long, measured on a nuclear
scale* Thus these compound nuclei have fairly well defined energy or
resonance levels* The position of these levels and the properties of the
meta-stable states belonging to them, determine the cross sections for all
nuclear reactions.
C. In order to arrive at a conception of nuclear resonance, we may
make use of a mechanical analogy* A tuning fork with a given frequency can
be made to produce resonant vibrations in a second fork of the same fre-
quency. This phenomena is termed resonance. A somewhat Simula* phenom-
enon occurs in nuclear physics. It manifests itself by an abrupt increase
in the cross section of a reaction for a given excitation energy. While
there is a considerable difference between classical and quantum mechan-
ical resonance, nevertheless there is a similarity in their mathematical
treatments
•
In the case of atomic collisions, the "Hartree" formula, which has
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come to be knovn as the method of distorted wave functions, holds true
whenever the interaction between any two electrons is small compared to
the interaction between an electron and the rest of the atom, or small
compared to the incident particle energy. These do not hold true for
nuclear collisions^, first because the interaction between one particle
and the whole nucleus is only of the same order of magnitude as that
between two nuclear particles, and second because the interaction is gener-
ally large compared to the energy of the incident particle. In atomic
collisions inelastic reactions are rare because of the small interaction
between the incident electron and the atom, while in nuclear collisions
the particle cannot pass through the nucleus without interaction with the
individual particles. The incident particle therefore loses some of its
energy as it enters the nucleus and finally its energy is completely dis-
tributed among the nuclear particles. Thus a compound nucleus is formed.
Since the energy of the incident particle is distributed, no one particle
will escape, for a long time. If the energy happens to become concentrated
in one particle at a certain time, that particle will escape. The energy
of this particle may be different from that of the incident one and hence
the nucleus will be left in an excited state. If it has the same energy,
we speak of the reaction as elastic scattering, this being a rare event.
There are, however, several possible kinds of inelastic collisions, where
either the nucleus is excited, or where a particle of different kind is
emitted. The latter is known as transmutation, the former as ordinary
inelastic collision. In atomic processes the time spent in the atom by
the incident electron is very small (diameter/velocity) , while the time the
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nucleus is in a "compound” state may be quite long in comparison. Thus it
is quite probable for radiation to occur during this time. In summing
nuclear collisions characteristics, we have seen that there is a very small
probability of elastic scattering, a much larger probability of inelastic
scattering including transmutations, and a comparatively high probability of
the emission of radiation. Bohr used the term "closed system" for the
nuclear process and "open system" for the atomic process because of the
absorption of the incident particle in the former and because in the latter
an electron can traverse the atomic system without any difficulty.
The probability of any nuclear process is equal to the probability of
formation of the compound nucleus from the initial particles, times the
probability of its disintegration into the particular final particles in
question. Once the compound nucleus is formed it must disintegrate in some
manner. The probability of a particular mode of disintegration is given by
the partial width of that mode divided by the total width, averaged over a
sufficiently large number of modes or levels. The probability of formation
is the geometrical cross-section of the nucleus times a "sticking pro-
bability"1 .
The study of resonance processes in nuclear physics is of great impor-
tance, from the standpoint that the spacings between adjacent levels of the
excited state of the nucleus may be determined from the resonances. Also
these spacings, determined as a function of the mass number and of the
excitation energy, will contribute to the understanding of nuclear structure.
Furthermore the widths of the levels are also of great importance. They
enable us to determine the probability of
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the concentration of energy on any one of the particles in the compound
nucleus. The probability of a nuclear reaction as a function of the
incident particle energy is given by the dispersion formula first
derived by Breit and VJigner as previously mentioned. The original formula
is justified if the widths of the resonance levels which contribute
strongly to the process under consideration, are smaller than the distances
between the levels Only slight modifications of the one-level formula
need to be made to extend the proofs to the general case of actual nuclei.
Thus allowance can be made for the coulomb field in case of charged
particles, or the centrifugal force in case of particles having an angular
momentum and also for the possible presence of magnetic forces within the
nucleus
•
It is possible to arrive at a formula of the type of the dispersion
formula without any assumption concerning the mechanism of the reaction.^
However, such a formula would be of less practical value than the dispersion
formula because of the greater number of parameters it would contain and the
greater complexity of interpretation.
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II.
Discussion of Nuclear Resonance
Nuclear potential barrier heights are primarily derived from exper-
imental data and corrected for nuclear motion and penetration through the
barrier. Barriers show marked differences for various incident particles.
The barrier heights for charged particles, alpha particles in particular,
increase with atomic number. Also the nuclear radius at the top of the
barrier is proportional to the cube root of the atomic number. Corres-
ponding values of barrier radii of the neutron and radioactive elements,
agree with experiments of Dunning and Gamow. It seems that the attraction
force present in alpha particle collision is only a second order force and
that the irregularities in proton barriers are due to a first order force
effective much further outside their tops. The energies of resonance
levels increase approximately linearly with atomie number. In reactions
with charged particles, the nuclear barrier is a smooth coulomb rise which
decreases for close approach by a potential term of opposite sign.
There is much experimental data available which furnishes information
on the nature of barriers. It is quite well known that high energy particle
incident on light nuclei are not scattered according to the Rutherford
formula, also that many light nuclei disintigrate when bombarded by high
energy particles. We must assume that the particle penetrates the nuclear
barrier in order to explain these phenomena. In the first case, the
incident particle escapes while in the latter a compound nucleus is formed.
From scattering experiments it appears that the components of angular
s
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momentum higher than zero are of great importance and must not be
neglected, while disintegration experiments indicate that higher order terms
are insignificant* Thus for the absorption of a particle it must make a
1 fthead-on collision with the nucleus . Most experiments are carried on with
alpha particles and are limited generally to disintegration and scattering
phenomena. An approach of approximately 5x10 v cm. is necessary for dis-
integration to occur. Approximately 10~^ of the total number of incident
particles on the target pass within the above distance. A similar situation
is true of the scattering processes. Thus little is observable without
considerable penetration.
Gurney first pointed out that the probability of entry of a particle
is much greater if it has an energy lying within an unoccupied (resonance)
level in the nucleus. Pose was first to present experimental evidence. The
interest in energy levels is in their mean energy and in their energy widths,
the latter affecting the yield of disintegration products. When plots are
made of resonance level and barrier height against the atomic number, the
barrier heights lie on a smooth curve and the resonance levels lie on a
17straight line passing through the origin. This means that resonance
occurs at the same radius for different nuclei. The radii at the top of the
barrier increase with increasing atomic number. Gamow has suggested the
relationship that the cube of the radius at the barrier summit is proportion-
al to the number of particles in it. Experimental information has shown, to
some extent, that the energy of a particular resonance level increases with
atomic number.
13Margenau and Pollard have given an explanation of this linear pro-
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gression in terms of the energy change due to the addition of a charged
particle in going from one element to the next higher. Smaller energy
increments per unit change of Z, the atomic number, at lower levels are
accounted for by the greater coulombian forces, since these forces decrease
the potential energy due to the added charge. The resonance widths are
slightly more complicated to explain. They would, according to Pollard,17
obey the relation A Ex
AE2Eo
where the suffixes refer to any two levels in one element. Levels at
£. _68.9x10 and 5x10 erg are observed for aluminum, where the level widths
are in a ratio of at most 2:1. This means £l should not be greater than
p21.3. However this ratio is actually found to be 130^. Therefore the
supposition that the levels differ as to angular momentum is not sufficient
and the precise nature of resonance must be sought elsewhere. Suggestions
have been made that the alpha particle exchange force may be an important
factor.
Linear increase in barrier height implies that the radius of the
inside potential wall is, at least approximately, a constant. An explan-
ation was offeredx
in terms of standing waves within this potential wall.
Thus a more adequate explanation in terms of interaction was given.
The resonance levels correspond to energies of unoccupied alpha
particle states inside the nucleus. The probability for the penetration of
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of the approaching alpha particle of these energies , rises to unity in the
resonance case. It is not necessary to determine the actual positions of
the virtual alpha particle levels for a given nucleus, if the change in
energy of a particular level from nucleus to nucleus is considered. It has
been suggested^ that the energy difference between two corresponding
resonance levels in elements of atomic number Z and Z-t-2, is in general due
to the interaction of two alpha particles. First, the alpha particle added
to the nucleus in passing from the first element to the second, and second,
the alpha particle, the virtual presence of which gives rise to the reson-
ance. Since the radius inside the barrier is sensibly constant for these
elements, this interaction accounts very simply for the approximately
linear increase in the resonance energy as we pass, say from Boron to Nitro-
gen. It seems also that the coulomb energy produces the correct order of
magnitude for AE, but the results are too high. This is in line with the
well known circumstance that the deviations from the coulomb interaction
between alpha particles diminishes the repulsion.^ The correction amounts
to about 50% of the coulomb energy itself.
The shift of the resonance level from one element to the next, e.g.
Beryllium to Boron, is to be understood in a similar manner. The incremental
energy is here due to the interaction between a proton and an alpha particle
and this should be approximately 1_AE. The progression of the levels with2
atomic number seems to be explained. Experimental evidence also seems to
support such a supposition.
1 ftPollardx also offered an explanation in approximate form. He made
use of the fact that light nuclei contain equal numbers of neutrons and pro-
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tons. By letting the attractive force between neutron and proton be
represented by a potential V of the form
V . Kef.
rP
where (r) is the distance between them, (k) is a constant and (p) is an
unknown index. For the potential barrier around the nucleus he suggested
the form
v =(^X-^br)
r
The potential V is proportional to Z, for a given (r). Considering the
resonance level as one for which the alpha particle forms a standing wave
within the potential barrier of the nucleus, as before, and assuming a
constant radius for all light nuclei, then the potential at which resonance
occurs would vary with the atomic number. The wave-length of the alpha
particle must therefore be a constant. Its wave-length is given by
h
(2M(E-V))
where (V) is the potential energy of alpha particle inside and (E-V) its
kinetic energy of approach. Since the energy increases in increments, of
7*
the order of 10 ergs per alpha particle, as such a particle is added to a
light nucleus, the wavelength of the alpha particle will change slowly with
(V) and can be treated essentially as a constant. Thus the potential of
the level of the standing wave is a linear function of the atomic number.
* Binding energy of alpha particle
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Chadwick and Feather^ have pointed out that disintegration, with alpha
particles, should occur at any alpha energy higher than the barrier, while
at lower energies disintegration can occur in the resonance regions. The
mode of disintegration determines the width of the levels. In most reactions
the particles produced can go over the top of the barrier, even for low alpha
energies. The widths of the levels will then be determined by the type of
emission, that is, whether a proton or neutron is emitted. This is especi-
ally true if the penetrability for the alpha particle is small. Thus there
should not be any variation in the widths with barrier height even above the
top of the barrier.
However, below the barrier, the orbital angular momentum is small,
while above the top much higher moments are possible. Therefore below the
barrier only levels of small angular momentum j will give resonance effects,
while above, compound levels of large (J) will be important. The levels
above the barrier will thus be closer spaced than the resonance levels below.
The resonances above the barrier will not generally be observable since the
levels will overlap at these energies, that is, unobservable as maxima and
minima. Thus the disappearance of pronounced resonance will be an approxi-
mate method of determining barrier heights. Experimental evidence supports
the theory that the nuclear volume is proportional to the number of parti-
cles.
As the nuclei become heavier, the resonance levels become more dense
and therefore more closely spaced. For nuclei ranging form C^ to P31, the
average spacing is slightly more than one Mev for the lightest, and about
1.2 Mev for the heaviest nuclei.
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15
Sharp resonance effects are observed in many reactions with light
nuclei.^ This would seem to require strict selection rules to limit the
decay rates of the corresponding compound nucleus. Such selection rules in
several cases follow from the slowness of the interconversion of spin and
orbital angular momentum. The sharpness of the resonances is due to the
narrowing of the widths. Selection rules, combined with the small pene-
trability of the potential barrier for particles of high orbital momentum,
will prevent all compound levels of high momentum from being effective in
disintegrations caused by alpha particles, as long as the alpha particle
cannot go over the barrier. Therefore, above the barrier there will be no
marked resonances observed. Probabilities of disintegrations which show no
such marked resonances are also affected by selection rules.
There are two types of selection rules,^ those which should hold
generally for any coupling scheme in the nucleus, and those which hold
only for Russell-Saunders coupling. The first is concerned with the parity
and total angular momentum of the initial nucleus, incident particle, final
nucleus and the outgoing particle. The second type will give information
on the behavior of orbital momentum and spin separately. However, this
second class is restricted to the lightest nuclei, with atomic weights from
15 to 20. The selection rules for total angular momentum and for orbital
momentum will involve the orbital of the relative motion of the incident
particle and the outgoing particle. The existance of the useful selection
rules depends on the existence of restrictions on this orbital momentum.
Such restrictions will exist for very slow particles for which only the
orbital momentum zero corresponds to a high probability of entering the
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16
nucleus. They will also exist when the two particles are identical. .They
may be two incident particles or two product particles, taken in pairs. In
this case the symmetry requirements for the wave function will forbid cer-
tain values of the orbital momentum. Because of the Bose statistics and
zero value of the spin only even orbital momenta are possible.
Breit has pointed out,^ that the energy dependence of the disinte-
gration cross section is not appreciably affected by the orbital momentum
for slow charged particles, in contrast to slow neutral particles. The
ratio of the penetrabilities of the potential barrier for various orbital
momenta is practically independent of the energy of the particle if this is
small compared to the coulomb potential and the centrifugal force.
For resonance disintegration, the selection rules are more stringent
than for non-resonance processes.^- Parity and angular momentum must be
considered. This means quite generally that either only even or only odd
values of the orbital momentum are possible when a compound nucleus in a
given state breaks up into two final nuclei. The parity is determined for
the compound state as well as for the final nuclei. Therefore the parity
of the motion of the final nuclei with respect to each other is also given;
and this parity determines whether the orbital momentum is even or odd.
An application of this parity rule is evidenced in t he excited states
of Ne^® formed in the proton capture by F^. Other applications are
connected with gamma-ray emission. A further application may be the capture
of slow neutrons by B^, thus^
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Another important consequence of the even-odd rule for the orbital
momentum is that the angular distribution of the disintegration products
must be symmetrical with respect to the plane perpendicular to the direction
of the incident beam. This was found by Kempton, Browne, and Massdorp,^
for the disintegration
H2 4 H2 = H3 4 H1
The radii of proton barriers, for light nuclei, do not show
correlations with the rules for alpha particle barriers. For a given pair
of nuclei, the ratio of radius to barrier height for alpha particles, is
only half as great as the corresponding ratio for proton particles. In
4-
accordance with Heisenberg's theory the light nuclei are most stable with
equal numbers of neutrons and protons and if two such nuclei approach each
other the first order force of attraction is zero. Thus the second order
force between neutron and neutron will predominate at the nuclear surface anc.
will vary rapidly. This is what happens in alpha particle collisions,
according to this point of view, where the conditions stated are fulfilled
for incident particle and nuclei being bombarded. These conditions will
never exist for proton particles. There is, besides an impinging proton,
an extra neutron in the bombarded nucleus, if the reaction is to take place
at all. Therefore first order attractions appear between unbalanced proton
and the balanced part of the nucleus and between the proton and the odd
neutron. Studies of proton barriers reveal information concerning the
*Nuclei consist entirely of neutrons and protons with noncoulombian poten-
tial functions between neutron and proton, and between neutron and neutron.
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18 .
potential energies of a neutron and a proton.
Barriers against deuterons should be higher than those against protons,
since only second order attraction similar to that for alpha particles should
take place between deuterons and other even nuclei. It will be recalled that
light nuclei tend to contain equal numbers of neutrons and protons.
The neutron, being neutral in charge, can readily enter the nucleus
without barrier repulsion. The probability of capture of a slow nuetron
varies greatly from element to element and shows pronounced resonance effects
as a function of the energy of the slow neutron. The level widths are gen-
erally quite small compared to the spacing and are of the order of 1 ev.
If the particle is fast it will be impossible to define its energy
very accurately and hence resonance effects cannot be observed. Fluctu-
ations of the incident particle energy from the best sources are not less
than one percent, which means 10 Kev for 1 Mev. If the bombarding nucleus
is heavy this will be particularly true because of the closeness of the
levels. For nuclei of more than about 50 particles, the level spacing is
less than 10 Kev and is only a few volts for elements of atomic weight
greater than 100. For fast particles and heavy nuclei, only the average
cross section of a nuclear reaction, averaged over a large number of reso-
nance region, can be expected.
The production of artificial radio activity was discovered by Fermi*
*Some authors credit this discovery to Curie-Joliot, see page 4* However
they both worked independently.
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19
Qin 1934* Many radioactive isotopes have been produced since their dis-
covery. The production of stable isotopes can only be implied by the
absorption of neutrons. However, gamma rays from capture processes have
been found and measured. It was soon discovered that the slowing down of
the neutrons by a substance containing hydrogen, such as paraffin and water,
would greatly increase the production of radioactive isotopes. Cross sec-
tions more than a hundred times the geometrical cross section of the captur-
9ing nuclei were observed.
The one-level, or one-body, model gave a capture cross section inver-
sely proportional to the neutron velocity, which appeared to explain the
large increase in the cross section. Also the absolute cross section for
slow neutrons was explained reasonably well. It further explained the
fluctuations of the capture cross section from element to element, by means
of the differences in the neutron wave functions in the respective poten-
tials. Now the one-level theory predicted that the scattering and the
capture cross sections should be of the same order of magnitude. The exper-
iments of several investigators^ showed that the scattering cross section
was actually less than ten percent of the capture cross section. Others
found selective absorption to exist, in that neutrons which made one sub-
stance radioactive had very little effect in activating another substance
and vice versa. This is in contradiction to the _1 law mentioned above.v
Thus Bohr, Breit and Wigner were led to the more correct many-level concept
of nuclear processes. The selective absorption of neutrons of particular
energies must be considered as a resonance effect, the temporary addition of
a neutron in the nucleus producing a virtual energy of the now ’’compound"
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20
nucleus. Neutrons corresponding to the energy of these levels have a high
probability of entering the nucleus, and these energies will vary from
element to element*
Radiation damping, due to the emission of gamma-rays, broadens the
resonance and reduces scattering in comparison with absorption, by a large
factor. Interaction with the nucleus is, according th Breit and Wigner,
most probable through the (s) part of the incident wave. The high pro-
bability of having levels in the low energy region makes the explanation
seem reasonable.
Virtual energy levels are supposed to exist in the compound nucleus
in the region of thermal energies as well as somewhat above that region.
The excited compound nucleus will then "jump” into a lower energy level
through the emission of gamma-radiation or perhaps in some other fashion.
It will be recalled that the occurrence of scattering is also included, since
the original neutron may be returned to its free condition during this time.
If the gamma-ray emission from the compound state were negligible there
would be a strong scattering at the resonance, the scattering cross section
being then of the order of the square of the wavelength. It has been shown4
to be reasonable to assign 12 volts to the half-value breadth” of the level
due to radiation damping and the corresponding "half-value breadth" for
passing back into the free state is about 1__ of that above. All this means40
is that the incident neutron, after entering the nucleus and giving up its
energy to the particles of the original nucleus, has little chance of being
re-emitted with the same energy. The ratio of these two "half-value
breadths", is essentially the ratio of the elastic to inelastic absorption.
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21
A high probability of gamma-ray emission is of primary importance for a
large ratio of absorption to scattering. This is indicated by the hardness
of the emitted gamma-ray. It is quite likely that the incident state occurs
through the (s) state In virtue of the head-on collisions at low energies.
The probability of observing effects by means of the (p) state is not ruled
out even though it leads to much smaller cross sections. Breit and Wigner^
have made calculations which show that with resonances of the type con-
sidered here, one may obtain appreciable probability of capture at energies
of the order of 1,000 volts. Large cross sections are thus possible show-
ing it is not necessary to limit large cross sections to energies of ther-
mal velocities.
In connection with gamma-ray emission from the compound state of the
excited nucleus, Rice^O vas the first to make use of the quantum mechanics,
since Dirac's first approach in 1927. Similar processes were used by
others
•
In a more general view of the problem, the nuclear process can be
likened to the absorption of light from a level (1) to a level (3) which is
strongly damped by radiation jumps to a third level (2)
•
The absorption
from (1) to (3) corresponds to the transition of the neutron into virtual
state and the jumps from (3) to (2) correspond to the emission of gamma-rays
in a transition to a more stable level of the nucleus. The absorption pro-
babilities can be obtained by using the principle of detailed balance from
the solution which represents emission from the level (3) to the levels
(1,2) or else by a direct application of the theory of absorption. The
usual theory as developed for either process is not very accurate.
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*>
A more formal manner of discussion may be given starting with wave
functions which are solutions of the wave equations for an infinitely high
barrier 3ome distance outside the nucleus. The difference between infinity
and the actual height of the barrier, can be treated then as a perturbation
essentially responsible for the matrix elements of the interaction energy,
which are in turn responsible for transitions between corresponding levels.
The nucleus may also produce heavy particles from the excited state.
This was discovered by the production of heavy particles from the nucleus.
The Boron and Lithium reaction, especially, show large cross sections for
these products including the production of and He^. Such reactions are
often used as sensitive methods of detecting neutrons of thermal energies.
The production of protons is energetically possible in two processes with
slow neutrons, namely, with and B^. With fast neutrons the probability
is much greater. In the production of alpha particles the cross section for
BlO is larger than for Ll^, therefore the resonance for Lithium should be
farther away from zero neutron energy than the corresponding Boron level!
Since the protons produced are of low energy compared to the potential
barrier, the penetrability of the potential barrier for such protons is
about 1 .
30We have seen that with slow neutron bombardment, only one kind of
particle can be produced with any probability. In the Breit-Wigner^ one-
i level formula for nuclear resonance, the total level width contains a term
corresponding to neutron emission and a term corresponding to emission of
other particles. The neutron width varies as the square of the neutron
energy. Usually the neutron width is small compared to the other contri-
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buttons to the total width because of the low energy of the incident neutron
With these considerations, together with the fact that experiment measures
the maximum cross section at exact resonance, we have a means for the direct
measure of the ratio of the neutron width to the total width. Here the
width of the resonance is small compared to the resonance energy, and the
shape of the resonance level is like that of the optical lines.
For sufficiently small neutron energy, there will always be a (l/v)
region in which the capture cross section is inversely proportional to the
neutron velocity.-*- The position and the width of the first level deter-
mines how large the l/v region is. The cross section will have a maximum
at zero energy for all nuclei, besides the corresponding ma.xi.ma. for various
nuclei at the resonances. Experimentally, this effect is usually eliminated
by use of suitable absorbers such as cadmium to absorb the very low energy
neutrons. These neutrons are known as "C" group neutrons. If the first
resonance level is quite close to zero energy and is "strong” the one-level
formula is equivalent to the many-level formula. Thus the l/v law holds if
the neutron energy is small compared to the energy of the first resonance
or compared to the level width. With the spacing and width of the energy
levels of light nuclei, the l/v law holds up to quite high energies, while
it holds for only a small region in heavy nuclei where the levels are very
dense. In fact, the first resonance for heavy nuclei is often so low that
the l/v region does not extend beyond thermal energies.^ On the other
hand, the spacing for light nuclei may be of the order of several hundred
thousands of volts and hence the first level will, ingeneral, be at this
energy, and in any event the widths will be large. Therefore
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borne out by experiment.
24
By bombardment with protons, some nuclei yield alpha particles
following Gamow's prediction on the penetration of the barrier. The yield
increases steadily with increase in energy. Certain other reactions show
sharp resonances with the emission of high energy gamma-rays. Particularly^
Li7 , bombarded with protons, shows a sharp resonance at 440 volts, and
Fluorine also, where there are three pronounced resonances. The process is
quite complicated, some reactions yielding gamma radiation, and othere not.
Some show gamma radiation at only one level, indicating there may be other
levels. Experimental information is not available for enough reactions to
make any reliable assumptions. In any case, the sharpness of the resonance
is a measure of the lifetime of the compound nucleus formed by the capture
of the incident particles.
The absence of any resonances in some reactions with proton bombard-
ment, shows that the total width may be large for those nuclei. The gamma
width as well as the proton width, is always small for low bombarding
energies because of the barrier. The sharp resonances in the other
reactions indicate that either the nuclei cannot disintegrate by alpha
emission at all, or they do so, at a much slower rate than other nuclei. An
example of the two reactions is given by:
Li7+H . Be8* - 2He4 Li7-fH = Be8* • Be84.r
For the Be® case, two unexcited alpha particles are necessarily described
by a wave function of even parity, with odd parity there would be no decay.
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adqla -^d sd ^sedoiebb donneo isloxm arid isddie drrfd edaoibni afloidOB-n
nA .islone *rerido aadd edat T9woIe rionm b da t03 ob TCerfd 10 t IXs da noxeebns
; , d novi§ a* ticido.ser ov + a d lo 9X.;a
1Aa - A»8 s H^xJ s sP «
- •
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a sd blxjov «rt9dd ^dbinq bbo t^dbi.se neve lo noidomil evsw b
k
25.
Thus we have the qualitative explanation for the two reactions. However,
in line with what has been said, such considerations of parity are not
always applicable. For example, the reaction of (T- and Ne^ , since the
disintegration products are not identical in these cases.
The analogy to the dispersion of light is not commensurable with the
strong interaction between the impinging particles and the nucleus, as pre-
viously pointed out. Another approach to the problem from a geometrical
JOpoint of view can be expressed by a qualitative discussion of waves.
From the very existence of quantum mechanics, particles have a wave nature.
Let "k" denote the wave number of a wave outside the nucleus.
When the incident neutron approaches the nuclear surface, this wave is
joined smoothly with equal value to the wave function inside the nucleus,
which is the solution of the many-level problem. The wave function on the
inside of the nucleus is dependent on the coordinate of the incoming neu-
tron. Since the neutron will, in general, on the average have a high
kinetic energy, the inside wave function will have a larger wave number "K".
Therefore these two waves of different wave numbers must be joined together
at the surface of the nucleus. This can only be accomplished when the
amplitude "A" of the inside wave, is smaller than the amplitude "a" of the
outside wave. "A" is of the order k/K to accomplish this. In the res-
onance case, the derivative of the inside wave functions is zero at the
surface of the nucleus and the two waves are joined with equal amplitude.
This corresponds to excitation energies of the compound nucleus for which
the neutron can enter the nucleus and exist in certain narrow intervals of
the energy. The widths of these intervals are the resonance widths.
t
Q&St
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26 .
Assuming that the phase of the wave function inside changes smoothly at the
surface with energy, then the intervals which give rise to a large "A" are
proportional to the separation of the resonance levels. In other words,
the widths of the resonance are proportional to the distance between them.
This is, of course, only an approximation neglecting any absorption inside
the nucleus and thus represents only the neutron width. This is seen to
be a good approximation even in a more quantitative derivation.
In the consideration of the scattering, the wave function outside
the nucleus has small values of energies except at resonance. The situation
at the surface is therefore similar to the scattering of an impenetrable
sphere the size of the nucleus, where the wave function vanishes at the
surface. Thus we have a potential scattering between resonances whose
cross section is similar to the one of an impenetrable sphere.
QFermi and Marshall7 have measured the change in phase of the scatter-
ing wave with respect to the incident wave for several heavy elements near
thermal energies. The phase change was always practically 180 degrees.
This is in agreement with the assumption that the potential scattering is
the scattering by an impenetrable sphere. This phase will be constant
where resonance does not exist, in the resonance regions the phase will be
constant only for neutron energies higher than the resonance energy.
The largest elastic scattering cross section has been observed for
hydrogen (12xK)”^cm ) and the reaction is used for the production of slow
neutrons. Except where "strong" resonances occur, eleastic scattering is
the most probable reaction in light and medium-heavy nuclei. The cross
section ranges from 2x10”^ to 10x10“^.^ Even for the resonance cases the
.as
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27
elastic cross section will be of the same order of magnitude but small,
compared to other contributions to the total cross section.
According to Bethe, the elastic scattering cross section for neutrons,
including potential scattering, is of the forrn^
TT
2 ( 2i + I
)
(2J+ I) 2R + ir.Pn
E-Er + ^i P4- (4i + I—2 J )4R
4TTR2+ TT ( |
± '
2
4R(E-Er)-t-fl r Pn2i + ,
) ^rPn(E _ Er)
2 + ± p
2
4
where only one resonance level is of importance. is the wave-length at
exact resonance, Ep the resonance energy, R is the nuclear radius. Pjj*
denotes the partial or neutron width, the contribution of the incident
neutron to the excited nucleus. The square bracketed term in the cross
section given above, represents the effect of resonance and potential
scattering for a particular angular momentum j, the other terms represent
the potential scattering for the other angular momenta which are possible
by selection rules, for which there are no resonances. The 4TT term
represents the potential scattering and the last term is the contribution
of resonance scattering and an interference between the two. The behavior
1of the cross section near the resonance level Ep will be controlled by the
ratio ftt-Tn
R P
This deteraiines the ratio of the cross section at resonance to that of the
potential scattering alone. The ratio of the neutron width to total width
is quite small (10~^) for most resonance levels observed for energies near
*The width of a nuclear energy level is defined as Ps= — where'T' is theV
lifetime of the level.
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28
the thermal region up to a few volts. The wave-length corresponding to
r such energies is approximately 3xl0“^cra. The resonance scattering will not
be very different from the potential scattering for slow neutron energies,
PnThere are a few cases where the ratio -jj— is quite large and the resonance
scattering will be larger in these cases. For example the A level of Ag
(22").1
In connection with the products of slow neutron excitation Bohr, in
1939, discussed the phenomenon of resonance in Uranium isotopes. The
probability of fission, according to his letter, being of primary interest
at the time. He suggested resonance capture of the slow neutrons by the
nucleus exciting the nucleus into a compound state quite like that suggested
by Grahme and Seaborg. The energy of the nucleus, being distributed in
such a manner so as to split the nuclear surface, would thereby produce
lighter nuclei and fast neutrons, accompanied with the release of a large
amount of energy. The particular number of particles and their binding
energy would then contribute to the probability of the reaction.t
Experiments with fast neutrons*^ 3how that there are reactions other
than potential scattering as predicted by theories. For fast neutrons, the
probability of simple capture is very small compared to elastic scattering.
Other types of possible reactions are inelastic scattering and the emission
of alpha particles. The inelastic process is unimportant where the levels
are small and the neutron energies are not too large (<4Mev). PotentialW
scattering contributes to the total scattering at these energies, 1.8 to
4.0 Mev, due to diffraction of the neutrons by the nucleus. The nucleus is
thus left unexcited in the process. Amaldi has shown that this type of
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29
scattering is independent of the nuclear radius* For Beryllium, the poten-
tial scattering and elastic scattering are found to be of comparable magni-
tude for fast neutrons. Variation in the total scattering has been reported
in several cases showing resonance peaks* There wre no pronounced minima
and furthermore the minima are different on opposite sides of the resonance
peaks. This has been attributed^ to constructive and distinctive inter-
ference between the two types of scattering. The elastic scattering cross
section in the region of very high energies, tends to a limit of where
R is the nuclear radius. The ratio of this resonant scattering to the
potential scattering, while less than l/2 at exact resonance, cannot be dis-
regarded. However, there seems to be no exact agreement between the maximum
of the scattering cross section and the maximum of the probability of the
bombarding particle being in the nucleus. The two maxima are displaced
relative to each other by a distance equivalent to the level widths. There
is no explanation given for this occurrence.
Fast neutrons pass through Lead with emerging energies intermediate
between that shown by theory for inelastic scattering and elastic scattering.
Cross sections for inelastic scattering with large energy loss (2.5Mev) do
not vary with atomic number or atomic weight as predicted. This may be due
to resonance effects for the lighter elements, but does not explain the
phenomena for the close spaced levels in the heavier elements. For the
nuclei which have been studied, there is a close correlation of the inelas-
tic scattering cross section and variation with incident neutron energy.
Also the level widths are shown to be much too high to agree with present
theories. The cross sections for 2.5 Mev neutrons, show a marked variation
.es
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30
from element to element and indicate other typical resonance behavior.^
There may be some probability of the incident neutrons reaction with
(p) waves of the bombarding nucleus. We are unable to determine at present,
the amount of this interaction. Also the combining of spins can take place
in other ways than those we have assumed. The problem for fast neutrons is
not unlike that for slow neutrons, if the (p) wave interaction is not taken
into consideration.
Grahme and Seaborg have suggested that a neutron scattering may exist
where there is an incomplete interaction between the incident neutrons and
the nucleus. An "intermediate compound state" which may exist for a time
before the more stable compound nucleus is formed. This would give rise
to scattering with a small energy loss as indicated by present experiments.
So far, the bombarding nucleus has been considered at rest with respect
to the incident particles. This is not the general, and certainly the prac-
tical case. The velocity of the capturing nucleus might be quite large
and the effects on the cross sections of nuclear reactions would be quite
noticeable. Changes in temperature can then be interpreted to give rise
to changes in velocity of the nucleus. The effect is noticeable in the
broadening of the resonance widths. In some cases this Doppler effect may
be larger than the actual level width in the nucleus. If this Doppler width
is comparable with the natural width, which is quite probable for several
cases, the temperature dependence of the cross section may be used to deter-
mine the natural width or the Doppler width if either one is already known.
^
.01
.
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31
III.
Conclusion
The phenomena produced by the bombardment of nuclei by slow neutrons
have been of primary importance in the development of the present theory of
nuclear processes. Much information has been supplied in quite detailed
form. The neutron and radiation widths deduced from slow neutron data pro-
vide the only available information for comparing the probabilities of
emission of various kinds of particles from the compound nucleus. The ratio
of neutron to radiation width may be obtained directly from the cross section
at resonances, provided the resonance energy is known. It is also quite
possible to find the neutron width by methods of Feimi and Amaldi.
The more recent resonance theory derivations of Fashbak, Peaslee and
g 10Weisskopf, is much like that of Kapur and Peierls in many respects. The
mathematical approaches are equivalent, though each started with different
assumptions. The former method offers a more easy interpretation of magni-
tudes involved. Qualitative conclusions can be drawn more readily as to the
behavior of the logarithmic derivative of the wave functions, than con-
clusions concerning a whole series of eigensolutions of a complicated eigen
value problem. However, the essential point of the approximation to reso-
nance by the two methods is the same.
Breit and Wigner^ gave a formula for the probability of a nuclear
reaction in terms of the virtual state of the compound nucleus. They
assumed only one important level, hence the applied name of one-level for-
mula. Bethe and Placzek'*’ ,^> generalized the one level formula to take accodn
of all possible resonance levels. This was analogous to that for the dispers
t
ion.
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32
of light and is known as the "Dispersion Formula". In all these derivations,
a perturbation theory was used involving assumptions that certain terms in
the Hamiltonian of the nuclear system may be small enough to be neglected.
Without these assumptions, there would be no excited state of the compound
nucleus
•
The chief difficulty with the dispersion formula is due to the strong
interaction between the reaction particles which prevents the calculation
in analogy to electrons surrounding the atomic nucleus. These theories pre-
dicted wrong effects in the far off resonance regions, which contribute to
the background or potential scattering, and are important in the consider-
ation of scattering considerations.
Recent experiments indicate that the present theories, while quite
satisfactory for light nuclei, do not explain questions of importance for
the heavier nuclei. The complexity of these heavier nuclei make formulations
very difficult. Only by an increase in the experimental data, can better
and more accurate assumptions be suggested and tested.
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33
Abstract
Nuclear Resonance Reactions
The modern period of nuclear physics began in the latter part of the
1920's, with the introduction of quantum mechanics to surplant the partially
successful Newtonian mechanics for nuclear reactions. The introduction of
the wave nature of particles, together with the knowledge of the concen-
tration of positive charge in the core of the atom, has been of considerable
importance in the development of present day nuclear theory.
It was soon evident that the one-body formula for nuclear reactions,
which was so successful in atomic collision problems, was inadequate for
nuclear reactions. The nucleus becomes and remains in an excited or compound
state for a relatively long time, thus giving rise to energy levels, the
presence of which affects nuclear reactions. The nucleus may take part in
reactions involving fission, light particle emission as well as gamma-ray
emission.
The determination of the spacing of the energy levels as well as of
their width, is of primary importance in the development of modern nuclear
theory. The study of resonance phenomena is of equal importance, since the
level spacing, as well as other useful information, is obtained from the
resonances
•
For the case of the incident neutron, the effect of the potential
barrier exterior to the nuclear core, will not be evidenced. However, for
charged particles, we have an additional means of probing the nucleus to
learn more of its structure. Many experiments have been performed which
supply information concerning nuclear barriers. Pronounced resonances occur
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34
for incident particle energy below the barrier summit. This is evidence of
the existance of nuclear energy levels, as well as giving information as to
their widths and spacing. With charged particles, the barriers are in the
form of a smooth rising curve as the nucleus is approached, until the summit
is reached. There is then a rapid decline in the barrier as the nucleus is
further approached.
Incident particles which penetrate the nuclear barrier give rise to
effects not evidenced in an analogous fashion in atomic collisions. Experi-
ments show that the height of the barrier increases with the atomic number.
Resonance occurs with a constant barrier radius from element to element,
except at the top of the barrier where the radius appears to increase with
the atomic number. The addition of charged particles into the nucleus, by
bombardment, has been used to explain the increase in barrier height with
atomic weight.
|
The probability of an incident particle of an energy corresponding to
the resonance energy of a nuclear level is unity at exact resonance. It has
been shown by several authors, that the probability of a nuclear reaction
depends upon the incident particle energy. The one-level formula developed
and generally referred to as the dispersion formula, will hold for cases
where the width of the resonance levels is smaller than the distance between
them. Subsequent modifications of this formula were made to take in the
most general case.
We must assume a particle penetrates the nuclear barrier in order to
form the compound nucleus. The incident particles are not scattered as might
ordinarily be expected, this is evidence of nuclear reactions with incident
.
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35
particles, an effect not known in atomic collisions. There are reactions in
which light nuclei are disintegrated when bombarded with high energy parti-
cles. When the incident particle escapes, we have scattering phenomena and
if the particle escaping has less energy than the incident particle, we have
what is known as inelastic scattering, the latter giving evidence that the
incident particle has given up part of its energy to the nucleus, leaving
it in an excited state. In the case of transmutations, the incident particle
would be absorbed, its energy being distributed among the nuclear particles.
Thus the atomic weight would be increased. Once the incident particle is
inside the nucleus, it will have little chance of escaping. Only when the
energy becomes concentrated in any one particle will that particle escape.
It is more probable that a particle will escape with less energy than the
original particle and the nucleus will be left excited. In the phenomena
of fission, tie distribution of energy among the particles is such that the
nuclear surface itself becomes disrupted. The probability of a particle
penetrating the nucleus and entering into these reactions is greatly
increased when the incident particle energy is within a certain energy
region. This region of "acceptance" by the nuclear energy levels is the
resonance region for that particular incident energy.
For heavier nuclei the resonance levels become more dense and
more closely spaced. It is more difficult therefore to determine the
structure of heavier nuclei.
Certain selection rules seem to govern many nuclear reactions,
and are much more stringent for resonance reactions than for non-resonance
reactions. This is a similarity to atomic collisions. Of the two general
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36 .
types of selection rules, the general type is of most interest since it
includes more elements. However, the existence of useful selection rules
will depend upon restrictions on the orbital momentum of the incident
particles. Because of Bose statistics and zero value of single particle
spin, only even orbital momenta are possible. Only low momenta are permiss-
able below the barrier, while abdve the barrier large momenta are possible,
thus giving rise to many levels which are so closely spaced that they will in
general be undetectable. For resonance disintegration, parity as well as
angular momentum must be considered.
Work with fast neutrons seems to indicate the necessity of further
modifications of theory, since they show phenomena which apparently contra-
dict present theories. The necessary experimental evidence is not available
to act as a guide for more adequate assumptions.
Some authors have tried to illustrate nuclear reactions with an analogy.
to the dispersion of light by geometrical approximations. These hold true
only for a limited number of cases, since the nuclear reactions are not in
general analogous to the dispersion of light. The primary reason for the
failure of this analogy, being due to the presence of a strong interaction
force between tie incident particle and the nucleus in nuclear reactions.
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BIBLIOGRAPHY
1. Bethe, H. A., Rev. Mod. Phys. Vol. 9, pp 71, 108, 155, 208, 211 (1937)
2. Bethe, H. A., Phys. Rev. 47, 747 (1935)
3. Breit, G., Phys. Rev. 53, 506 (1940; Phys. Rev. 49, 519 (1936)
4. Bohr, N., Phys. Rev. 55, 513 (1936)
5. Chadwick, J., Proc. Roy. Soc. A128, 114 (1938)
6. Cockcroft, J. D., Proc. Roy. Soc. 192, 114 (1947)
7. Dunning, Pegram, Fink, and Mitchell, Phys. Rev. 48, 265 (1935)
8. Fechback, H., Peaslee, P., Weisskopf, Phys. Rev. 71, 145 (1945)
9. Fermi, E., Proc. Roy. Soc. A149, 522 (1935) J 146,483 (1934;
70, 103 (1946)
10. Kapur, P., Peierls, R. , Proc. Roy. Soc. A166, 277 (1938)
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12. Konopinshi and Bethe, Phys. Rev. 52, 122 (1937)
13. Margenau, H., Pollard, E., Phys. Rev.46 , 228 (1934)
14. Massey, R. , Proc. Roy. Soc. A137, 455 (1932)
15. Nucleonics, 1, (1947)
16. Placzek and Bethe, Phys. Rev. 51, 450 (1937)
17. Pollard, E., Phys. Rev. 47, 611 (1937)
18. Pollard, E., Phys. Rev. 45, 2118; 46 , 228 (1934)
19. Rasetti and Segre and Fink, Phys. Rev. 49, 104 (1936)
20. Rice, 0. K., Phys. Rev. 33, 748; 35, 1551; 38, 1943 (1929-1931)
21. Taylor, B., Proc. Roy. Soc. A134, 103 (1931
22. Weisskopf, V., and Ewing, D., Phys. Rev. 57, 472 (1937)
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