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Volume 60A, number 3 PHYSICS LETTERS 21 February 1977 NUCLEAR ACOUSTIC RESONANCE ABSORPTION AND DISPERSION V. MULLER Institut fürAtom- und FestkOrperphysik (B), Freie Universität Berlin, 1000 Berlin 33, Germany Received 30 November 1976 A generalized form of the “Kubo susceptibility” is presented correlating NAR absorption and NAR dispersion with the sound induced perturbation Hamiltonian h (t). To illustrate the advantage of NAR susceptibility, we give the first quantum theoretical treatment of dipole NAR in metals whose results are in agreement with experiment. To date, Kubo’s method of “generalized suscepti- where the “memory operator” W(r) is independent of bility” [ii is one of the most powerful tools correlating f(r) and W(r) = 0 for r < 0. By aid of the convolution an external perturbation Hamiltonian h(t) with relevant theorem equation (3) can be brought in a more con- experimental quantities. This method, however, success- venient form yielding fullyusedaswellinNMR [2j asinNAR [3j failsif h ~ = - 4 the perturbation Hamiltonian h (t) is not of the form h’t~ = Wf’t~ where W(~) is equivalent to the Laplace transform of ‘- / W(t) (since W(t) = 0 if t <0). Starting from the master where f(t) is an “external force” and W is an operator equation and keeping only first order terms in h(t), which is assumed to be independent of f(t) and con- the Fourier transform of p(t) is stant with respect to the time variable t. In nuclear . (5) acoustic resonance h (t) generally is not of the form (1) and therefore, without a generalization, Kubo’s where theory cannot be applied to NAR. Provided that the perturbation is weak and taking f dt e_~te_Hoth(cz)e~~~’ot, (6) mto account only terms linear in f(t) the Kubo sus- 0 ceptibility” is defmed by —Tr {p(~) W} = x(~2)f(&T~) or according to (1) and p 0 is the statistical operator at t = —00 which is Tr ~ ‘&2~ h ~ diagonal in the energy basis. Since h (&2) is linearly re- = ~ f(~-~\ , (2) lated to f(~),according to eqs. (4) to (6) the Fourier ~ ‘- -“ transform p(~) of the density operator also must be where the argument &2 stands for the Fourier transform a linear function of f(~). with respect to the time variable t and p(t) is the den. Extending the definition (2) to the linear response sity operator. Analyzing Kubo’s theory one finds that Hamiltonian (3), as a consequence of eqs. (4) and (5) the main premise is the validity of linear response of the it is evident that the resulting “generalized suscepti- density operator p(t) to the “external force” f(r). In bility” just as the “Kubo susceptibility” is inde- the framework of linear response theory, however, pendent of f(&2). Since in NAR the external “force” is the restriction to a perturbation Hamiltonian of the the nonzero component e(r, r) of the acoustic strain form (1) is not necessary since the most general pertur- tensor and h (t) is the soun4 induced perturbation bation Hamiltonian which is compatible with the as- Hamiltonian of the nuclear spin system, according to sumption of linear response is of the form definition (2) we term 1 Tr{p(~Z)h(cZ)} 7 h(t) ~- f dr W(r)f(t r), (3) XNAR( ) - p C 2f(V)d3P [e(r, ~)]2’ ~ the generalized NAR susceptibility. In this formula Ca 240

Nuclear acoustic resonance absorption and dispersion

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Page 1: Nuclear acoustic resonance absorption and dispersion

Volume60A, number3 PHYSICSLETTERS 21 February1977

NUCLEAR ACOUSTIC RESONANCE ABSORPTION AND DISPERSION

V. MULLERInstitut fürAtom-undFestkOrperphysik(B), Freie UniversitätBerlin, 1000Berlin 33, Germany

Received30 November1976

A generalizedform of the “Kubo susceptibility” is presentedcorrelatingNAR absorptionandNAR dispersionwith the soundinducedperturbationHamiltonianh (t). To illustrate the advantageof NAR susceptibility,wegive thefirst quantumtheoreticaltreatmentof dipole NAR in metalswhoseresultsarein agreementwith experiment.

To date,Kubo’s methodof “generalizedsuscepti- wherethe “memory operator”W(r) is independentofbility” [ii is oneof the mostpowerful toolscorrelating f(r) and W(r) = 0 for r < 0. By aid of theconvolutionan externalperturbationHamiltonianh(t) with relevant theoremequation(3) canbebroughtin a morecon-experimentalquantities.Thismethod,however,success- venientform yieldingfullyusedaswellinNMR[2j asinNAR [3j failsif h ~ = - 4theperturbationHamiltonianh(t) is notof the formh’t~= Wf’t~ where W(~)is equivalentto the Laplacetransformof

‘- ‘ / ‘ ‘ ‘ W(t) (sinceW(t) = 0 if t <0). Startingfrom the masterwheref(t) is an “externalforce” and W is an operator equationandkeepingonly first order termsin h(t),which is assumedto be independentof f(t) and con- the Fourier transformof p(t) isstantwith respectto the timevariable t. In nuclear . —

(5)acousticresonanceh (t) generallyis not of the form(1) and therefore,withouta generalization,Kubo’s wheretheorycannotbe appliedto NAR.

Providedthat theperturbationis weakand taking f dt e_~te_Hoth(cz)e~~~’ot, (6)mto accountonly termslinear in f(t) the Kubo sus- 0

ceptibility” is defmedby —Tr {p(~)W} = x(~2)f(&T~)or accordingto (1) andp0 is thestatisticaloperatorat t = —00 whichis

Tr ~ ‘&2~h ~ diagonalin the energybasis.Sinceh (&2) is linearly re-= — ~ f(~-~\ , (2) latedto f(~),accordingto eqs.(4) to (6) the Fourier

~ ‘- -“ ‘ ‘ transformp(~)of the densityoperatoralsomustbewheretheargument&2 standsfor the Fouriertransform a linearfunction of f(~).with respectto thetime variablet andp(t) is the den. Extendingthe definition(2) to the linearresponsesity operator.AnalyzingKubo’s theoryonefinds that Hamiltonian(3), asa consequenceof eqs.(4) and (5)themain premiseis thevalidity of linearresponseof the it is evidentthat the resulting “generalizedsuscepti-densityoperatorp(t) to the “externalforce”f(r). In bility” — just asthe “Kubo susceptibility”— is inde-the frameworkof linearresponsetheory,however, pendentoff(&2). Since in NAR theexternal“force” istherestrictionto a perturbationHamiltonianof the the nonzerocomponente(r, r) of the acousticstrainform (1) is notnecessarysincethemostgeneralpertur- tensorandh (t) is thesoun4inducedperturbationbation Hamiltonianwhich is compatiblewith theas- Hamiltonianof the nuclearspinsystem,accordingtosumptionof linearresponseis of the form definition(2) we term

1 — Tr{p(~Z)h(cZ)} 7h(t) ~- f dr W(r)f(t — r), (3) XNAR( ) - — p C

2f(V)d3P[e(r, ~)]2’ ~

— the generalizedNAR susceptibility.In this formulaCa

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Volume60A, number3 PHYSICSLETTERS 21 February1977

is the phasevelocity of sound,p~themassdensityand where~a= Ea(Vs)/Ea(V) is the acousticfilling factorV~the volumeof thesamplecontainingthe nuclei, andEa(Vs)is that partof the totalacousticenergy

In NAR thedevice undertestis thesamplewith Ea(V)whichis storedin the specimencontainingthetransducerforming a compositeresonatorandthenon- nuclei.Theacousticfilling factorcanbe assumedto bezerocomponente(r, t) of theacousticstraintensor of theorder 1 if themassof the transducerplusbondis of theform is smallas comparedto themassof thespecimen.

( \ — ~( \ ~ Combiningeqs.(12)and(9), and using thedefinitione~r,t, — ~ , ~ — - ,, 1

XNAR — XNAR — ‘XNAR uie 5lLiI L Or uie piionon i055wheref6(t) is a dimensionlessharmonicfunctionof ratehr (NAR absorption)andthe acousticphasetime. If the electricvoltageat the transduceris suffi- velocity Ca (NAR dispersion)becomes~N 1/r

ciently small, linearresponsemaybe assumedandthe- ~NhIT-w XNAR, ANC —(c /

2)XNAR, (13)compositeresonatorcanbe describedbyan electric fl a aimpedanceZ which changesdueto nuclearspintran- thusrelatingmicroscopicto experimentalquantitiessitions. In the vicinity of an acousticstandingwave which are relevantto NAR.resonancefrequencywn/211the relativeimpedance To illustrate the advantageof generalizedNAR sus-changeis [4] ceptibilitywe give a quantumtheoreticaltreatment

~~NZ Q(fl) of NAR if the spin-phononinteractionis due to the= fla~ {1~N(hIT)— 2i~Nwfl}, (9) couplingbetweenthemagneticdipole momentsof the

0 nucleiand theultrasonicallyinducedmagneticfield

wheretherealquantityZ0 is thespinindependentpart which is considerablelargein metals.Hence,theper-

of the electric impedanceat w = w~,Q~h1~is the acoustic turbationHamiltonianbecomesquality factor, 1 /r the phononlossrate and ~a theacousticfilling factor. h(t) = hD(r) = — f d

3rm(r)b(r, 1) , (14)If P(t) is the electricpowerfed intothe transducer (V)

and1(t) theelectriccurrentwhich is assumedto be a S

harmonicfunction of time, that is J(~)= 1(d){6(fZ—w) wherem(r) is the operatorof thenuclearspinmagneti-+ &(d + w)} with I(—dZ) = i*(d), by aid of the convo- zationandb(r,t) thesoundinducedrf magneticfield.lutiontheoremandU(d) = Z(d)I(dz) it canbe shown Inserting(14) into (7) andusingfor b(r, r) theexpres-that theelectricimpedanceZ is relatedto theelectric siongiven in ref. [5j, the NAR dipole susceptibilitypowerby becomes

Z(w) = 2 .P(2w)/(f(w)I(w)), (10) (J~) = B~cos2Osin24

wherethe argument2w standsfor the Fouriertrans- NAR 120PsCa2 \ 1+ j32 /form at d = 2w.Hence,the contributioni~NZ(w)of x{(1 — 132)+2i13}x(d), (15)thenucleito theelectricimpedancebecomes

where0 is theanglebetweenthe acousticwave vector= ~ (11) and thedc magneticfield B

0, ~ the anglebetweenthewhereP0(r) is theelectricpowerwithoutspin transi- polarizationvectorandB0,120 thevacuumpermeabi-tions,PN(t)= Tr~ (t) ah/at} is thepowerabsorbedby lity, 3 d/(j.z0ac~),athe dc conductivity,thenucleiandPN(2w) P(2w) —P0(2w).It is worth Tr{p(d)hD(d)}mentioningthat thelatterequationonly combines x(d)= — 3 2 (16)reversiblepowerterms.Hence,this equationgenerally f(V~ ?‘ [b1(T,d)] /120doesnotholdin thetime space.Restrictingourconsi- is the conventionalnuclearmagneticspin susceptibilityderationsto piezoelectrictransducerswherethe electric familar in NMR andb1(r, fZ) is the Fouriertransformcurrentis found tobe proportionaltodf~/dt, by aid of thecomponentof the rf magneticfield (perpendicularof eq.(4) to (8) and(11)we obtain toB0) whichis relevantto nuclearmagneticdipole

transitions.Combiningequations(15)and(13)we find~NZ(w)/Zo = iflaQ~~)XNAR(w), (12) thesamemathematicalexpressionsfor theshift of the

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Volume60A,number3 PHYSICSLETTERS 21 February1977

phononloss rateandacousticphasevelocity asobtained [2) R. KuboandK. Tomita,J.Phys.Soc.Jap.9 (1954) 888.by aid of a classicaltreatment[5—7]. [3] A.R. Kessel,thesis,University of Kasan(1962);A.R. Kessel,AkustischeLermrespmamz(AkademieVerlag

This work was supportedby theDeutscheForschungs- [4] V.M(iller,J.Phys.E:Sci.Instr. 8 (1975)127. In formulagemeinschaft(SFB 16h).The authorwould like to (2) thetermi(~w~—~c~) mustbe replacedby i

2(~~n

thankProf. Dr. S. Wilking for helpful discussions. &~)andin all relatedformulas, containing&.., ora factor2 mustbe inserted.

15] V. MUller, G. Schanz,E. Fischer,andE.J.Unterhorst,Phys.Stat.Sot. (b), submitted.

References [6] i. Buttet,Solid StateCommun.9 (1971)1129.[71 P.A. Fedders,Phys.Rev. 87 (1973)1739.

[1) R. Kubo, I. Phys.Soc.Jap.12 (1957)570.

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