Novel Approaches to Improve the Particle Size Distribution Prediction of a Classical Emulsion Polymerization Model

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    Novel approaches to improve the particle size distribution predictionof a classical emulsion polymerization model

    Alireza Hosseini a,n, Ala Eldin Bouaswaig b, Sebastian Engell a

    a Process Dynamics and Operations Group, Technische Universitat Dortmund, Germanyb BASF SE, Ludwigshafen, Germany

    H I G H L I G H T S

    c

    We proposed two novel approaches to improve the PSD prediction of the classical emulsion polymerization PBE models.cAddition of a particle size dependent stochastic term to the growth kernel is investigated in the first approach.

    c In second approach, the growth kernel is extracted from the evolution of the experimental PSDs.

    c Two proposed approaches are effective in overcoming the limitations of the original PBE models of emulsion polymerization.

    a r t i c l e i n f o

    Article history:

    Received 29 March 2012

    Received in revised form

    14 August 2012

    Accepted 14 November 2012Available online 30 November 2012

    Keywords:

    Emulsion polymerization

    Particle size distribution

    Population balance equation

    Stochastic growth

    FokkerPlanck equation

    Inverse problems

    a b s t r a c t

    A recent investigation on the homopolymerization of styrene (Hosseini et al., 2012a) showed that the

    classical population balance models are incapable of predicting the evolution of the breadth of the

    experimental particle size distributions correctly when a high resolution discretization method is used

    to suppress the numerical errors. Also by re-tuning the model parameters the model predictions did not

    fit the experimental results which points to a structural inadequacy of the conventional deterministic

    growth models in describing the experimentally observed broadening phenomenon. Two novel

    approaches are suggested in this work to improve the predictions. In the first approach, a possibly

    size dependent stochastic term is added to the deterministic growth kernel to account for theinhomogeneities of the growth process. The probability distribution of the resulting stochastic

    differential equation evolves over time based on the FokkerPlanck equation. The parameters of the

    (possibly size dependent) dispersion term of the FokkerPlanck equation are used as tuning parameters

    to fit the model to the experimental results. In the second approach, the growth kernel is extracted

    from the characteristics of the transient experimental particle size distributions. The extracted growth

    kernel is described in terms of the states of the system which affect the growth phenomenon. The

    advantages and disadvantages of both approaches are highlighted.

    & 2012 Elsevier Ltd. All rights reserved.

    1. Introduction

    Emulsion polymerization is a complex heterogenous process

    that is used for producing a wide rage of products in an

    environmentally friendly manner due to the utilization of the

    water as a solvent in the process. Adhesives, paints, synthetic

    rubbers, binders and coatings are some products which are

    produced by emulsion polymerization. The end-use properties

    of these products (latexes) such as viscosity, film forming, drying

    time and adhesion are highly correlated with the particle size

    distribution (PSD) of the latex, therefore the control of the PSD is

    critical in emulsion polymerization processes and developing a

    model to predict the PSD is highly desirable.

    The modeling of the particle size distribution is a special case of

    population balance equation (PBE) modeling. Several PBE models

    for different types of emulsion polymerization processes have been

    developed during the last decades (Abad et al., 1994;Coen et al.,

    1998;Immanuel et al., 2002;Min and Ray, 1978;Melis et al., 1998;

    Paquet and Ray, 1994;Rawlings and Ray, 1988;Saldivar and Ray,

    1997; Saldivar et al., 1998; Zeaiter et al., 2002). The complete

    model of the process is composed of the PBE and the balance

    equations for the states of the continuous phase of the system.

    In general, it is not possible to cover all aspects of the real

    processes in mathematical models. Researchers in the field of

    particulate processes have considered several strategies to deal

    with the discrepancies which are observed when validating the

    PBE models against experiments.

    Mallikarjunan et al. (2010)attempted to fit the PSDs that were

    predicted by the PBE model of emulsion copolymerization to the

    Contents lists available at SciVerse ScienceDirect

    journal homepage: www.elsevier.com/locate/ces

    Chemical Engineering Science

    0009-2509/$- see front matter& 2012 Elsevier Ltd. All rights reserved.

    http://dx.doi.org/10.1016/j.ces.2012.11.021

    n Corresponding author. Tel.:49 231 7553419; fax:49 231 7555129.E-mail address: [email protected] (A. Hosseini).

    Chemical Engineering Science 88 (2013) 108120

    http://www.elsevier.com/locate/ceshttp://www.elsevier.com/locate/ceshttp://dx.doi.org/10.1016/j.ces.2012.11.021mailto:[email protected]://dx.doi.org/10.1016/j.ces.2012.11.021http://dx.doi.org/10.1016/j.ces.2012.11.021mailto:[email protected]://dx.doi.org/10.1016/j.ces.2012.11.021http://dx.doi.org/10.1016/j.ces.2012.11.021http://dx.doi.org/10.1016/j.ces.2012.11.021http://www.elsevier.com/locate/ceshttp://www.elsevier.com/locate/ces
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    experimental results by introducing some correction factors.

    Some of the factors were used to correct the original parameters

    of the system while the others were used to correct the delayed

    nucleation of the second generation of the particles or to correct

    the growth rate of the large particles by multiplying the growth

    kernel by a monotonically decreasing particle size dependent

    function. In their work, the issue of the conservation of the mass

    when the growth kernel is multiplied by another function was not

    discussed, however any change in the growth rate has to becompensated by modifying the reaction rate.

    Data-driven models are another option when the predictions

    of the first principle models deviate considerably from the

    observed reality. In cases where models for the individual kernels

    of the PBE model are either unavailable or unreliable, researchers

    used the inputoutput data to construct data-driven models

    (Dokucu and Doyle, 2008; Dokucu et al., 2008). Due to the

    inflexibility of black-box models, other intermediate approaches

    where a black-box model is integrated within the body of a semi-

    rigorous deterministic model (gray-box models) have been also

    proposed. These approaches maintain the main structure of the

    fundamental model (i.e. the PBE model) and aim at developing

    models for the individual kernels by applying inverse problem

    techniques (i.e. extraction of the individual kernels from the

    measured data), e.g. as discussed in Bouaswaig and Engell

    (2010b). Such intermediate models partly sacrifice the rigorous-

    ness of the model but simultaneously maintain, to some extent,

    the global nature of the model. Inverse problem approaches to the

    modeling of the particulate processes have been applied for

    extracting separable growth kernels in the presence of nucleation

    (Mahoney et al., 2000,2002;Ramkrishna, 2000), the coagulation

    kernel (Ramkrishna, 2000; Wright and Ramkrishna, 1992), the

    breakage kernel (Ramkrishna, 2000), and for non-separable

    growth kernels in the absence and presence of coagulation

    (Bouaswaig and Engell, 2010b).

    Recently, Hosseini et al. (2012a) showed that the standard

    deterministic PBE models of emulsion polymerizations do not

    predict the broadening of the PSDs that was observed experimen-

    tally for the growth dominated semi-batch emulsion polymeriza-tion of styrene correctly. This insufficiency is hidden when a

    significant numerical diffusion occurs due to the use of unsuitable

    discretization methods, but is evident if a suitable discretization

    method such as the modified weighted essentially non-oscillatory

    method (WENO35-Z) of Bouaswaig and Engell (2010a) is used.

    Investigations of the potential sources of the observed discrepan-

    cies showed that most likely the reason for the mismatch is a

    structural inadequacy of the model, the exclusion of the stochastic

    nature of the growth phenomenon. To overcome this problem, it

    was proposed to augment the model by a stochastic term with a

    dispersion coefficient that is added to the deterministic growth

    kernel to account for the stochastic nature of the growth process.

    The solution of the resulting stochastic differential equation

    evolves over time based on the FokkerPlanck equation (FPE).The FPE was used instead of the original PBE, in combination with

    the other differential-algebraic equations of the standard model, to

    simulate the evolution of the PSDs. The dispersion coefficient of the

    FPE was used as a tuning parameter to fit the PSDs predicted by the

    model to the experimental results.

    In this paper, two novel approaches to improve the methods

    fromHosseini et al. (2012a) and Bouaswaig and Engell (2010b)in

    order to overcome the limitations of the growth dominated PBE

    models of emulsion polymerization in the prediction of the experi-

    mental PSDs are proposed and investigated experimentally. The

    first approach is an extension of our recent work regarding the

    stochastic modification of the growth kernel (Hosseini et al., 2012a).

    It is proposed here to make the stochastic term which is added to

    the growth kernel to account for the inhomogeneity of the growth

    phenomenon dependent on the particle size. The motivation for

    this is that otherwise the transient PSDs tend towards pseudo-

    Gaussian shapes when they evolve over time. This might not be

    suitable for applications in which not only the mean size and the

    standard deviation of the PSDs but also the shape of the PSDs (eg.

    skewness) should be captured. Therefore, dispersion coefficients

    with linear, quadratic and exponential dependencies on the particle

    size are tested in order to explore the flexibility of the suggested

    approach in capturing the shape of the distributions. The secondapproach is an extension of previous work regarding the extraction

    of the growth kernel from transient experimental PSDs (Bouaswaig

    and Engell, 2010b). To make the extracted growth kernel generally

    applicable, it is proposed here to define the evolution of the growth

    kernel in terms of a new state of the system instead of the time

    which was used in Bouaswaig and Engell (2010b).

    The structure of this paper is as follows: after a glance at the

    pseudo-bulk PBE model of emulsion polymerization and its

    limitations in describing the experimental results in Section 2,

    the theoretical framework of our suggested solutions for the

    observed inadequacies is presented in Section 3. The experimen-

    tal part of the work is presented inSection 4the result of which is

    then used for the discussions of the Section 5. In Section 5, the

    two methods which were presented in Section 3are applied to

    the pseudo-bulk PBE model of emulsion polymerization of styr-

    ene. The suggested approaches are then compared in Section 6

    and finally conclusions are presented in Section 7.

    2. The standard PBE model of emulsion homopolymerization

    The dynamic evolution of the PSD is usually described by a PBE

    (Min and Ray, 1974; Penlidis et al., 1986). Different modeling

    assumptions influence the form of the PBE, among which the

    types of polymerization (homo/copolymerization) and the

    kinetics are the most important ones (Vale and McKenna, 2005).

    In this work, the pseudo-bulk model is used (Abad et al., 1994;

    Araujo et al., 2001; Forcolin et al., 1999; Herrera-Ordonez andOlayo, 2000; Immanuel et al., 2002; Kiparissides et al., 2002;

    Saldivar and Ray, 1997; Sood, 2004). In this approach, it is

    assumed that the number of radicals can be averaged over the

    particles of the same size. The PBE of an emulsion polymerization

    process can be expressed as follows:

    @nr,t@t

    @nr,tGr,t@r

    Rnuc: Rcoag:, 1

    where r is the radius of the particles, n is the population density

    function, G is the growth rate, and the first and second term on

    the right hand side stand for the nucleation and coagulation rates,

    respectively.

    The growth kernel of the model is computed as follows

    (Alhamad et al., 2005;Crowley et al., 2000;Ferguson et al., 2002;Immanuel et al., 2002; Saldivar et al., 1998; Vale and McKenna,

    2005;Zeaiter et al., 2002):

    Gr,t kpMwt4pr2rpNA

    nr,tMpt, 2

    where kp is the propagation rate constant, Mwt is the monomer

    molecular weight, rp is the polymer density, NA in the Avagadronumber,nr,t is the average number of radicals per particle andMp is the monomer concentration in the particle phase. The bestcontrol of the polydispersity of the PSD is possible in seeded

    process where nucleation and coagulation are suppressed. There-

    fore, the focus of this paper is on the growth dominated PBE and

    the experiments were designed such that the growth phenomenon

    is dominant. The validity of the assumptions of nucleation and

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    coagulation not being significant was shown in Hosseini et al.

    (2012a).

    The discretized form of the PBE in combination with the

    dynamic balances of the average number of radicals per particle,

    the monomer, the initiator, the emulsifier, water, the radicals in

    the water phase, the volume of the liquid inside the reactor and

    the equations to calculate the partitioning of the monomer and

    emulsifier constitute a set of differential algebraic equations

    (DAE), the integration of which provides the dynamic evolutionof the PSD and the other states of the system (refer to Hosseini

    et al., 2012afor more details).

    As it was discussed inHosseini et al. (2012a), the simulation of

    the experiments using the WENO35-Z scheme (Borges et al.,

    2008; Bouaswaig and Engell, 2010a) showed a good agreement

    regarding the conversion of the monomer and the evolution of the

    mean diameter. However, the simulated PSDs are narrower than

    the experimental ones; using the zero-one PBE model (Coen et al.,

    1998; Zeaiter et al., 2002) delivered the same results (Hosseini

    et al., 2012a). A thorough investigation of the potential sources

    of the observed discrepancy such as the quality of the PSD

    measurement, the occurrence of nucleation and coagulation in

    the experiments, insufficient mixing, the implementation of the

    model, the growth kernel, the model parameters showed that

    due to the structural inadequacy in describing the growth

    phenomenon, the classical PBE models, even after parameter

    adaptation, are incapable of predicting the results of the

    performed experiments. In the next section, the theoretical

    frameworks of two different approaches to these model limita-

    tions are presented. The first approach extends the stochastic

    formulation of the PBE model with a dispersion term as proposed

    in Hosseini et al. (2012a) whereas in the second approach the

    growth kernel is extracted from experimental data. Both

    approaches are general and can be used to reduce or to avoid

    similar discrepancies between the prediction of the models and

    the experimental results in other particulate processes.

    3. Solutions to overcome the model inadequacies

    3.1. Stochastic formulation of the particle size distribution

    The PBE is derived from first principles by applying the

    Reynolds transport theorem. In the formulation of this equation,

    it is assumed that the state of the population changes through a

    deterministic model and the stochastic nature of the process is

    neglected (Ramkrishna, 2000). In the deterministic formulation of

    the PBE, the density function (nr,t) is assumed to be a smoothand differentiable function with respect to time and the internal

    and external coordinates. This means that the number density is

    an average quantity (Ramkrishna, 2000) hence, the PBE delivers

    average information about the transient PSDs of the populations.

    If the fluctuations of the particle state around the mean value arelarge, there will be a stochastic distribution of the growth rate

    between particles of the same size. This can result in stochastic

    broadening of the PSD which is the commonly used deterministic

    PBE models that provide average information about the popula-

    tion are incapable of describing.

    In emulsion polymerization the stochastic broadening may

    result from the distribution of the number of radicals over the

    particles of the same size. In the zero-one kinetics, the particles

    with two or more radicals are neglected. In theory, the applic-

    ability of the zero-one model is limited to small particle sizes in

    which the occurrence of zero-one kinetic is likely and the

    rate of radical termination inside the particles is much greater

    than the rate of radical absorption (Saidel and Katz, 1969). Even

    though the contribution of the particles with more than one

    radical might not be significant in the kinetic behavior of the

    system, their effect on the PSD is not necessarily negligible

    because the existence of particles with more than one radical

    leads to broader PSDs than what is predicted by zero-one kinetic

    model (Vale and McKenna, 2005). In the pseudo-bulk kinetic

    approach the compartmentalization is neglected and it is

    assumed that the number of radicals can be averaged over

    particles of the same size. In general this assumption is valid

    when the average number of radicals per particle is high (Valeand McKenna, 2005). If this condition is not met then the particles

    which contain less radicals than the average number of radicals

    lag behind those particle which have more radicals than the

    average number of radicals; this leads to a phenomenon which is

    called stochastic broadening (Gilbert, 1995) and it is not con-

    sidered in pseudo-bulk models.

    Researchers have used different approaches to overcome the

    deficiency of the population balance equation in describing the

    size dispersion resulted from the growth fluctuations. Randolph

    and White (1977) tried to model the size dispersion in the

    crystallization process by using an effective number dispersion

    term in the population balance model for the process of crystal-

    lization of the sugar crystals. The same issue was discussed in

    Middleton and Brock (1976) for modeling of the PSD in the

    aerosol systems. Randolph and Larson (1988) also discussed the

    addition of an dispersion term to the population balance equation

    when the fluctuations of the particles around the mean size is

    pronounced based on the observed evidences reported in Human

    et al. (1982). However, Randolph and Larson (1988) did not

    provide a theoretical explanation to motivate the addition of the

    dispersion term to the population balance equation.

    Matsoukas and Lin (2006)investigated the use of the Fokker

    Planck equation (FPE) for modeling the particle growth by

    monomer conversion. They studied the behavior of the standard

    deviation of the transient distributions of the size of the particles

    when a growth rate of power-law type is considered. They

    showed that the first and second moments of the distribution

    resulting from the FPE are exact while the PBE cannot exactly

    track the second moment of the distribution.Grosso et al. (2010)used the FPE for modeling the crystal size

    distribution (CSD) in an anti-solvent crystallization process.

    A simple logistic function with two adjustable parameters was

    considered as the growth kernel that was augmented by a

    stochastic part to account for the fluctuations of the growth rate

    and unknown dynamics. The same authors investigated the effect

    of different diffusive terms on the performance of the FPE in

    predicting the shape of the CSD in Grosso et al. (2011).

    Niemann et al. (2006)studied the precipitation of nanoparti-

    cles in miniemulsion droplets of water-in-oil type to produce

    particles with a precise and controlled PSD. They compared the

    Monte Carlo stochastic simulation of the process with the

    classical PBE modeling approach. They concluded that even

    though the computation time of the PBE approach is shorter thanthe Monte Carlo method, the latter provides a better agreement

    with experimental data especially in terms of the prediction of

    the PSD.

    Haseltine et al. (2005)used the stochastic master equation to

    model the stochastic behavior of a crystallization process.

    They used the Monte Carlo method to simulate the system.

    The simulations showed that the results of the FPE approximation

    of the master equation is in good agreement with the Monte Carlo

    simulation of the original discrete stochastic master equation.

    The main disadvantage of direct simulation of the stochastic

    master equation is the computational effort which increases by

    increasing the number of particles that are simulated, therefore

    the FPE approximation can be the method of choice for the

    stochastic simulation of particulate systems.

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    The FPE was originally derived by Fokker (1914) and Planck

    (1917) to describe the temporal evolution of the probability

    distribution of the particles under the Brownian motion. Later

    on, FPE found its application in many different areas such as

    plasma analysis (Park and Petrosian, 1996), cosmological studies

    (Caceres et al., 1987), population genetics and cell replication

    (Katsuhiko and Kunihiko, 2006) and more recently in particulate

    processes (Grosso et al., 2011;Hosseini et al., 2012a).

    The FPE can be derived based on the procedure provided inRamkrishna (2000). It is assumed that the state of an individual

    particle is determined by a stochastic differential equation ofIto

    type as follows :

    dr

    dt Gr,t

    ffiffiffiffiffiffiffi2D

    p dWtdt

    , 3

    where ris the size of the particle, G is the deterministic growth

    rate,D is the dispersion coefficient and dWtis the increments of a

    Wiener (white noise) process. Assuming that x is a property

    which is associated with the particle size r, then this property

    can be written for the population as

    Xt Z rmaxrmin

    xrnr,tdr: 4

    The trajectory of this average property evolves over time based on

    the following ordinary differential equation:

    dXtdt

    Z rmaxrmin

    xr @nr,t@t

    dr: 5

    This rate equals the net birthdeath rate (Br,t) of the particlesplus the average change due to the stochastic behavior of the

    particles in the particle space as follows:

    dXtdt

    Z rmaxrmin

    xrBr,tdr dxrtdt

    : 6

    Considering Eq. (3) and using Itos lemma (the trajectory of an

    arbitrary function fyt, where the quantity y(t) obeys the Itosstochastic differential equation dy

    t=dt

    ay,t

    by,t

    dW

    t=dt

    ,

    obeys the Itos formula dfy=dt ay,tf0y12b2y,tf00yby,t

    f0ydWt=dt) gives

    dxrdt

    @xr@r

    Gr,tD @2xr@r2

    @xr@r

    dWtdt

    ffiffiffiffiffiffiffi2D

    p : 7

    Taking expectation gives

    dxrdt

    @xr

    @r Gr,tD @

    2xr@r2

    @xr

    @r

    dWtdt

    ffiffiffiffiffiffiffi2D

    p : 8

    By definition of the Wiener process

    dWtdt

    ffiffiffiffiffiffiffi2D

    p 0, 9

    therefore,

    dxrdt

    @xr

    @r Gr,tD @

    2xr@r2

    Z rmaxrmin

    @xr@r

    Gr,tD @2xr@r2

    nr,tdr: 10

    Substituting Eq.(10)in Eq.(6)gives

    dXtdt

    Z rmaxrmin

    xr @nr,t@t

    dr

    Z rmaxrmin

    xrBr,t @xr@r

    Gr,tD @2xr@r2

    nr,t

    dr: 11

    The integrated terms that result from integrating the terms within

    the square bracket by parts in Eq.(11)vanish due to the boundary

    conditions (n1,t n1,t 0), therefore

    Z rmaxrmin

    xr @@t

    nr,tBr,t @@r

    Gr,tnr,t@2

    @r2Dnr,t

    dr 0:

    12Since x(r) is stochastic, the expression within the square bracket

    should be zero, therefore

    @

    @tnr,t @

    @rGr,tnr,t D @

    2

    @r2nr,tBr,t: 13

    Eq.(13)is the FPE and replaces the original PBE in combinationwith the other differential-algebraic equations of the model to

    simulate the evolution of the PSD.

    Hosseini et al. (2012a)used the FPE with a constant dispersion

    term (Eq. (13)) to describe the growth dominated emulsion

    polymerization process in the absence of birth and death of the

    particles (Br,t 0). Eq. (13) with Br,t 0 is similar to thegrowth dominated PBE apart from the diffusive term on the right

    hand side of the equation which arises from considering the

    fluctuation of particles. In the above mentioned work, the disper-

    sion coefficient of FPE was considered as a tuning parameter to fit

    the model prediction to the experimental data. By using the FPE

    with a constant dispersion coefficient, the transient PSDs tend

    toward pseudo-Gaussian shapes which is not always suitable.

    Therefore in this work it is proposed to use dispersioncoefficients which depend on the particle size to overcome this

    limitation. When the dispersion coefficient itself is a function of

    the particle size, the FPE results as follows (Beers, 2006):

    @

    @tnr,t @

    @rGr,tnr,t @

    @r Dr @nr,t

    @r

    Br,t: 14

    Using the chain rule:

    @

    @r

    @

    @rDrnr,t @

    @r Dr @nr,t

    @r

    @

    @r nr,t dDr

    dr

    : 15

    By substituting@=@rDr @nr,t@r from Eq. (15) in Eq. (14), thenew form of the FPE is obtained:

    @

    @tnr,t

    @

    @r G

    r,t

    dDr

    dr nr,t

    @2

    @r2D

    rnr,t

    Br,t

    16

    and the corresponding Langevin equation is (Beers, 2006)

    dr

    dt Gr,t dDr

    dr

    ffiffiffiffiffiffiffiffiffiffiffiffi2Dr

    p dWtdt

    : 17

    3.2. Extraction of the growth kernel

    Mahoney et al. (2000,2002)investigated the extraction of the

    growth kernel from available PSD measurements. The key

    assumption that is made in this approach is that the deterministic

    growth kernel is separable, i.e.

    Gr,t drdt

    GrGt: 18

    In general, the growth kernel Gr,t describes how the character-istics of the solution of the PBE evolve over time. The character-

    istics are the paths along which the individual particles evolve

    such that r(t) satisfies dr=dtGr,t with the initial conditionrt0 r0 (Mahoney et al., 2002). The characteristics can beextracted from the available transient PSD measurements and

    on the basis of this knowledge, the kernel that describes the

    growth process can be obtained. As explained in Mahoney et al.

    (2002), the quantity nr,tGr is invariant along the characteris-tics. This assumption only holds if no coagulation takes place.

    This implies that the original method as described in Mahoney

    et al. (2002)cannot be used to extract the growth kernel if growth

    and coagulation take place simultaneously. Furthermore, in many

    particulate processes, the growth kernel is not separable.

    The growth kernel of emulsion polymerization model belongs to

    A. Hosseini et al. / Chemical Engineering Science 88 (2013) 108120 111

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    class of nonseparable kernels. In Eq.(2), the explicit expression fornr,t developed byLi and Brooks (1993)is used,dnr,t

    dt rrkdrnr,tfrCrn2, 19

    in which r is the overall absorption rate of radicals, kd is thedesorption rate coefficient, fr 4rr2kdr=2rrkdrCr and Cr ktNA=vs. Due to the nonlinear dependency of non both particle size and time, the growth kernel G

    r,t

    in

    emulsion polymerization is nonseparable.

    InBouaswaig and Engell (2010b), a novel and general approach

    that can be used for extracting the growth kernel was introduced.

    This approach is applicable when the assumption of separable

    growth rate does not hold and when growth and coagulation are

    taking place simultaneously. The simplified form of the algorithm

    (without coagulation) proposed inBouaswaig and Engell (2010b)is

    described here. This algorithm is more general than the algorithm

    ofMahoney et al. (2002)since it can be applied without having to

    impose conditions on the structure of the growth kernel. However,

    the core concept of both techniques is the same; i.e. the character-

    istics are extracted from the experimental data and the growth

    kernel is computed from this information. This approach is based

    on the fixed pivot on a moving grid method (FPMG) ofKumar and

    Ramkrishna (1997). The main idea in FPMG is to define a numberof bins and discretize the original PBE (Eq. (1)) in terms of these

    bins. The evolution of the boundaries of the bin i is determined by

    the growth kernel. Hence, the discretized PBE for a pure growth

    process is given by

    dNitdt

    0, 20

    dridt

    Gri,t, 21

    where Eq. (21) describes the evolution of the characteristics of the PBE

    andNi(t) represents the total number of particles in the bin iat timet:

    Ni

    t

    Z ri 1

    ri

    n

    r,t

    dr:

    22

    For a pure growth problem, the total number of particles contained in

    the moving bin remains constant. Making use of these facts, the

    proposed approach for extracting the growth kernel for a pure growth

    problem proceeds as follows (adapted from Bouaswaig and Engell,

    2010b):

    Step 1. Discretize the known distribution att t0 intoMbins.Step 2. Calculate Ni for each bin using Eq.(22).Step 3. At every instant of time t, at which a measurement of

    the number density function nr,t is available, movethe boundaries of the bins such that Eq. (20)holds for

    each bin.Step 4. Train a perceptron neural networks (PNN) or use any

    other nonlinear black-box model to approximate thefunction f1which is defined as follows:

    rit f1rit0,t i 1,2,. . . ,k, 23

    Grit0,t dridt

    df1rit0,tdt

    i 1,2,. . . ,k,24

    wherek is the number of discretization points. The function f1in

    Eq.(23) maps the initial location of the bin boundaries obtained

    in Step 1 and the time instances at which the measurements are

    available,t, to the location of the boundaries obtained in Step 3.

    That is, starting from an initial grid r0, Eq. (23) describes the

    evolution of the characteristics of the PBE. Eq. (24) gives the

    extracted growth kernel. Since it is desirable to compute Gr,t

    instead of Gr0,t an additional step is added to the aboveprocedure:

    Step 5. Train a PNN or use any other nonlinear black-box

    model to approximate the functionf2which is defined

    as follows:

    rit 0 f2rit,t i 1,2,. . . ,k: 25

    By substituting rit 0 from Eq. (25)in to Eq. (24), the growthkernel is obtained. For the case of simultaneous growth and

    coagulation refer to Bouaswaig and Engell (2010b). It is worth

    mentioning that for a pure growth problem, Step 5 can be

    skipped. The nonlinear mapping described by Eq.(23)is sufficient

    for describing the evolution of the PSD.

    InBouaswaig and Engell (2010b), this algorithm was shown to

    be efficient in the extraction of nonseparable growth kernels even

    in the presence of the coagulation. However, the dependency of

    the growth kernel on the lumped states is only implicitly defined

    via its dependency on time and this limits its value. For an

    extracted growth kernel to be useful, it should be described in

    terms of the states of the system that affect the growth kernel and

    evolve over time. This was recognized in the work of Mahoney

    et al. (2002)in which the separable growth kernel for a precipita-

    tion system was extracted as a function of the supersaturation of

    the medium and the particle size.

    In case of emulsion polymerization, from Eq.(2), the variables

    that have an impact on the growth kernel for the emulsion

    polymerization problem are kp,Mpt and nr,t. Among thesevariable only n is distributed over the particle size. f1 in the

    extraction algorithm is a nonlinear function that describes the

    evolution of the characteristics and is a function of the integral of

    the growth kernel. Therefore it make sense to introduce an

    artificial state w to replace time as an independent variable inthe algorithm of extracting growth kernel. This artificial state is

    defined as follows:

    dwtdt kptMwt4prpNA navtMpt: 26

    It is suggested to take all variables on the right hand side of

    Eq.(26) from the simulation of a lumped model of the emulsion

    polymerization process (Kramer, 2005). The lumped model con-

    sists of the equations mentioned inSection 2apart from the PBE

    as it is assumed that all the particles are of the same size. As it

    was shown inBouaswaig (2011), the prediction of the conversion

    using the lumped model is in very good accord with the results of

    the distributed model indicating the feasibility of the suggestion.

    By adding Eq. (26)to the lumped part of emulsion polymer-

    ization, the trajectory of the artificial state wt can be obtained.wt, together with the initial location of the characteristics(ri

    t

    0

    ), are used as inputs to the neural network that approx-

    imates f1 in the extraction algorithm. As mentioned before, thisnonlinear mapping, together with a lumped emulsion polymer-

    ization model, is sufficient for describing the evolution of the PSD

    if only the pure growth problem is considered. The growth kernel

    itself can be obtained straightforwardly following the proposed

    algorithm.

    4. Experiments

    As it was mentioned before, the PSD in emulsion polymeriza-

    tion can be controlled best in a seeded process where nucleation

    and coagulation are suppressed properly. Furthermore, the goal of

    our work is to provide a reliable model to predict the evolution of

    the PSD in emulsion polymerization which is not only capable of

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    predicting the final PSD but also provides a good prediction of the

    transient PSDs between the seed and the final PSD. Therefore,

    several PSD measurements are needed during the process to

    accomplish this purpose. To accomplish the above mentioned

    issues, several experiments were carried out in our experimental

    facilities by modifying the original recipe of Rajabi-Hamane

    (2007) to obtain a recipe which assures that coagulation and

    nucleation are not significant in the process and to obtain the

    transient PSDs which are needed for model validation.

    The absence of significant coagulation or nucleation in the

    processes that were conducted using the modified recipes was

    checked by monitoring the number of the particles (Hosseini

    et al., 2012a).The experiments, using styrene as monomer, were performed in

    a 1 l reactor. The reactor is equipped with a marine type stirrer

    (Fig. 1) and a glass condenser. For heating and cooling purposes,

    the setup is connected to an external thermostat through which

    the cooling medium (water) is circulated. For the data acquisition

    and operation of the process an ABB control system with Freelance

    software is used. The reactor is schematically illustrated in Fig. 2.

    The seed was produced based on the recipe which is given in

    Table 1, in batch mode. Initially, all ingredients except the initiator

    were poured in to the reactor and the temperature was set to 65 1C.

    The emulsion was stirred for approximately 1 h with an impeller

    speed of 400 rpm to reach the desired temperature and to remove

    almost all traces of dissolved oxygen under nitrogen atmosphere in

    the reactor. After 2 h from the addition of the initiator, the reactor

    was cooled down and the seed was collected from the reactor.

    This seed was then used in the semi-batch experiments (according

    to the recipes given inTable 1). Since the purpose of this work is to

    investigate a pure growth process, three different recipes which

    could assure the pure growth condition (E1, E2 and E3) were used

    for the comparison with the model predictions. In semi-batch

    mode, the emulsifier, seed, deionized water and a small amount of

    monomer to swell the particles of seed were poured in the reactor

    at the beginning and left for approximately 1 h to reach the desired

    reaction temperature of 65 1C under nitrogen atmosphere. Then

    the initiator was added and the feeding of the monomer with

    constant flow rate (flow rates and the amount of monomer to be

    fed in each batch are provided inTable 2) was started. The PSD and

    the solid content were measured at the predetermined points of

    time during the batch. For that purpose the samples were takenfrom the reactor by using a pipet. A dynamic light scatteringFig. 1. The marine type impeller used in the 1 l reactor.

    B 201

    P 201

    B 301

    P 501

    P 401

    HKS

    R 101

    M

    P 301

    B 501

    B 401

    TIR

    TIR

    SIR

    TIR

    TIR

    TIR

    TIR

    NIR

    TIR

    603

    601

    101

    102

    105

    104

    101

    101

    602

    LA

    FIR

    FIR

    FIR

    FIR

    501

    201

    301

    401

    LIR

    LIR

    LIR

    LIR

    WIR

    WIR

    WIR

    WIR

    TIR

    TIR

    TIR

    TIR

    201

    301

    401

    501

    301

    301

    401

    501

    201

    301

    401

    501

    Fig. 2. P&ID of the 1 l reactor available at TU Dortmund.

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    instrument from Brookhaven (NanoDLS) and a moisture analyzer

    instrument from Mettler-Toledo (HB43-S) were used for measuring

    the PSD and the solid content. The samples collected from the

    reactor were treated with hydroquinone to stop the reaction

    immediately.

    To measure the solid content of the samples, a glass fiber filter

    is located in an aluminum sample pan. The aluminum sample pan

    with the filter inside is put into a structure which can then

    directly be placed in the moisture analyzer device which is

    equipped with a halogen heating system. Using a circular halogen

    lamp in this device ensures the quick and uniform heating and

    drying of the samples. After weighting of the filter, sample pan

    and the structure which is done automatically by the instrument,

    several droplets of the sample are dropped on the filter and by

    closing the cap of the instrument the measurements commences.

    After several minutes (210 min which depends on the accuracy

    which is needed) the sample is dried and the solid content is

    reported by the instrument.

    As mentioned above dynamic light scattering is used to

    measure the PSD in this work. This technique is a relatively fast

    technique (26 min per sample) for determining the PSD.

    Dynamic Light Scattering can be used for measuring the size of

    the particles typically in the sub-micron region where it measures

    the fluctuation of laser beam intensity due to the Brownian

    motion of the particles after passing through the liquid sample,

    and relates this to the size of the particles. The larger the particle,the slower is the Brownian motion, and hence the fluctuation of

    the intensity is smoother. InHosseini et al. (2012a), the accuracy

    of the results of this dynamic light scattering device was checked

    by comparison with another measurement technique with higher

    resolution but slower (11.5 h per sample) such as scanning

    electron microscopy (SEM).

    5. Results and discussion

    As mentioned before, in this work only the growth dominated

    PBE is considered. The experiments were designed such that the

    growth phenomenon is dominant by using a sufficient amount of

    emulsifier. Monitoring the number of particles during the experi-ments confirmed these assumptions (Hosseini et al., 2012a).

    Hosseini et al. (2012a) showed that the simulation of experi-

    ments using the WENO35-Z scheme to discretize the PBE is in

    good accord with the experimental data in terms of the monomer

    conversion and the mean size of the particles while the PSDs

    predicted by model are narrower than the experimental PSDs.

    Here, the two approaches described inSection 3are applied to

    improve the accuracy of the PBE models of emulsion polymeriza-

    tion in predicting the experimental PSDs.

    5.1. Stochastic approach in emulsion polymerization of styrene

    Different dependencies of the dispersion coefficient (linear,

    quadratic and exponential) on the particle size are considered to

    increase the flexibility of the approach proposed byHosseini et al.

    (2012a) in capturing the shape of the experimental PSDs.

    The different forms of the dispersion coefficient are monotoni-

    cally increasing and are give by

    Dr a rr0

    , 27

    Dr a rr0

    b r

    r0

    2, 28

    Dr a expbr, 29where r0 is the minimum radius. The parameters of these

    functions (a and b) were adapted to fit the PSDs predicted bythe model to the experimental data. The parameters are esti-

    mated using least square technique in which the objective

    function is the sum of the squares of the differences between

    the experimental and simulated PSDs. The considered objectivefunction is

    JXmi0

    nnti,rnti,r:nnti,rnti,rT, 30

    in whichm is the number of measurements and nnti,ris the thevector of experimental PSD at time ti. The parameters of the

    functions D(r) were estimated for experiment E1, using the

    glbDirect global solver from the TOMLAB optimization package.

    The resulting parameters for linear, quadratic and exponential

    dispersion functions are given inTable 2.Fig. 3demonstrates the

    dispersion functions that resulted by using the adapted para-

    meters.Fig. 4shows the comparison of the transient PSDs that are

    predicted by model with the results of experiment E1 when

    instead of the PBE (Eq.(1)), the FPE (Eq. (16)) is used consideringconstant (D 1:132 1018 dm2=sec, fromHosseini et al., 2012a),linear, quadratic and exponential dispersion coefficients.

    The results of the model, using the estimated parameters for

    experiment E1, are compared with the experimental results of E2

    and E3. InFigs. 5 and 6, there is a very good accord between the

    experiments and the model predictions. In comparison to the

    incorporation of the constant dispersion coefficient used in

    Hosseini et al. (2012a), linear, quadratic and exponential disper-

    sion functions deliver better results among which the exponential

    dispersion function is the most suitable for this system.

    Due to the implicit change in the deterministic growth rate,

    the reaction rate must be adapted to assure the conservation of

    mass. Moreover, one has to track the relative magnitude of the

    stochastic and of the deterministic part of the growth kernel to

    Table 1

    Recipes of the POLYDYN experiments.

    Experiment Seed E1 E2 E3 Ingredient Provider

    Seed (g) 50.86 50.01 51.38 Polystyrene TU Dortmund

    Monomer (g) 100 5.18 5.06 5.03 Styrene MERCK

    Initiator (g) 0.3423 1.26 1.29 1.26 Ammonium peroxydisulfate MERCK

    Emulsifier (g) 12.112 1.03 1.16 1.07 Sodium dodecyl sulfate MERCK

    Water (g) 800 435.46 410.59 431 Deionized water TU Dortmund

    Flow rate (g/min) 0.832 0.585 0.75 Monomer to be fed (g) 168.37 158 132

    Table 2

    Parameters.

    Dispersion function Parameters

    Linear a 1:24 1019 dm2 s1Quadratic a 1:4 1021 dm2 s1, b 2:18 1020 dm2 s1Exponential a 1:44 1019 dm2 s1, b 0:041 dm1

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    assure that the fluctuations do not lead to negative values of the

    growth rate within the range of particle sizes considered in

    this work.

    The overall monomer consumption rate is given as

    ripkpZ rmaxrmin

    Mprnr,tnr,tdr: 31

    By multiplying Eq.(16)by r3 and some parameters and integrat-

    ing both sides of the equation over the whole range of particlesizes, one obtains the effective reaction rate of the system when

    the FPE is used:

    r0ip4prpNA

    3Mwt

    Z rmaxrmin

    r3 @@r

    Gr,tdDrdr

    nr,t

    @2Drnr,t

    @r2

    dr: 32

    This reaction rate expression should be used instead of Eq. (31) to

    ensure the conservation of mass. As one can see in Fig. 7 the trajectory

    of the polymer mass using the FPE and considering Eq. (32)exactly

    matches the results of the original PBE model (using Eqs. (1) and (31)).

    There is also a good agreement with the experimental results.

    To monitor the relative magnitude of the stochastic and determi-

    nistic growth kernels, the Langevin equation can be solved directly for

    many particles using the Monte Carlo method and averaging (Ermak

    and Buckholz, 1980). As an alternative to this computationally

    intensive approach, one can use the FPE which describes the evolu-

    tion of the probability of the particles having a specific growth rate in

    the interval of [r,

    rdr] (Hosseini et al., 2012b). For that purpose, onecan extract the stochastic growth kernel from the characteristics ofthe transient PSDs obtained from the simulation of the FPE using the

    method described inSection 3.2. Using this approach, the stochastic

    growth rate averaged along the characteristics can be compared with

    the deterministic one. To reduce the error which arises from taking

    the derivative of the output of a neural network, in step 4 of the

    algorithm of Section 3.2, instead of neural networks polynomials

    were fit to the characteristics and the derivatives of these polynomials

    were calculated in order to determine the growth kernels along the

    characteristics. Polynomials of sixth order were found to be in a good

    fit for the extracted characteristics (Fig. 8). By taking the derivatives of

    the characteristic functions with respect to time, the growth rate of

    the stochastic process along each characteristic curve is obtained.

    As one can see inFig. 9,the comparison of the average stochastic and

    deterministic growth kernels along the extracted characteristics

    shows that the average stochastic growth rate, at the upper boundary

    of the particle sizes, is nowhere greater by more than 24% and, at the

    lower boundary of the particle sizes, is nowhere smaller by more than

    10% of the deterministic growth kernel. So, the consistency of our

    approach was shown.

    5.2. Extraction of a state dependent growth kernel in emulsion

    polymerization of styrene

    The PNN that is used to approximate f1 in the algorithm of

    Section 3.2for the case of the pure growth of a polystyrene seed

    consists of one hidden layer. The hidden layer contains three

    neurons with sigmoid transfer functions and the output layer

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t=5400 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t=7800 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    Densityfunction[nm-1]

    Densityfunction[nm-1]

    t=9600 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t=16800 sec

    Fig. 4. Evolution of the PSD, FokkerPlanck model with constant, linear, quadratic and exponential dispersion coefficient vs. experiment E1 (dashed). The dispersion

    coefficient was fitted to the data. Error PSDsimulationPSDExperiment PSDsimulationPSDExperimentT.

    0 0.2 0.4 0.6 0.8 1 1.2

    x 106

    0

    0.5

    1

    1.5

    2

    x 1017

    Radius [dm]

    Dispersioncoefficient[dm

    2.se

    c1]

    LinearQuadratic

    Exponential

    Fig. 3. Comparison of the dispersion functions, the parameters were fitted to the

    results of experiment E1.

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    contains one neuron with a linear transfer function. Since there

    are two inputs to the PNN, the total parameters that have to be

    determined by training the PNN are fifteen (five biases and ten

    weights). The artificial statew is used instead of time.From the selected PSD measurement of the experiment E1, the

    evolution of the characteristics was extracted as described in Step 3 of

    the algorithm presented in Section 3.2. This information is used to

    train the neural network. The information obtained from the char-

    acteristics of the selected PSD measurements of the experiments E2

    was used for validation. The trained PNN is used to predict the

    evolution of the PSD starting from the seed for experiment E3

    according to the algorithm ofSection 3.2. The results of the proposed

    model to the experiments E2 and E3 are illustrated inFigs. 10 and 11.

    Clearly the transient PSDs are captured well indicating that the

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Density

    function[nm-1]

    Density

    function[nm-1]

    t= 6000 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t= 7200 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t= 9600 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Dens

    ityfunction[nm-1]

    Dens

    ityfunction[nm-1]

    t=12000 sec

    Fig. 6. Evolution of the PSD, FokkerPlanck model with constant, linear, quadratic and exponential dispersion coefficient vs. experiment E3. The dispersion coefficient

    was fitted to the data inFig. 4. Error PSDsimulationPSDExperiment PSDsimulationPSDExperimentT.

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t= 6600 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t= 7800 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    D

    ensityfunction[nm-1]

    t= 10800 sec

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    D

    ensityfunction[nm-1]

    t= 16200 sec

    Fig. 5. Evolution of the PSD, FokkerPlanck model with constant, linear, quadratic and exponential dispersion coefficient vs. experiment E2 (dashed). The dispersion

    coefficient was fitted to the data in Fig. 4. Error PSDsimulationPSDExperiment PSDsimulationPSDExperimentT.

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    designed nonlinear mapping function f1 can predict the evolution

    of the characteristics accurately. The quadratic error (PSDmodelPSDExperimnet:PSDmodelPSDExperimnetT) between the PSDs predictedby the model and the experimental PSDs are also provided in the

    above mentioned figures.

    6. Comparison of the two approaches

    In this work, two different novel approaches to the modeling of

    the PSD in emulsion polymerization were proposed. Both

    approaches were shown to be efficient to overcome the limitations

    of the classical PBE model of emulsion polymerization in predicting

    the experimental PSDs. The pros and cons of these approaches can

    be summarized as follows:

    Growth kernel extraction Theoretically, any shape of the distribution can be approximated. For the pure growth problem, the solution of the model is fast,

    due to the incorporation of the lumped model instead of the

    distributed model. The approach is effective also if the growth kernel is non-separable and = or the growth and coagulation take place

    simultaneously provided a model of coagulation is available

    Limited extrapolation capacity in comparison to a rigorousmodel.

    Online correction of the extracted kernel is not simple, if notimpossible.

    Stochastic correction of the growth kernel There is a physical justification behind the approach. It is rigorous and flexible. If needed, online estimation of the dispersion coefficients is

    possible. The shape of the dispersion function is not physically justified.

    The use for bimodal PSDs is unclear.

    Based on the results of Section 5, the extraction approach is

    more accurate which is not a surprise as it is more flexible.

    The FPE prediction is not good in the early stages of the process

    but gets better towards the end. The growth rates of the two

    different approaches proposed in Sections 3.1 and 3.2 of the

    paper, are compared inFig. 12for experiment E1. To obtain these

    growth rates, the algorithm described in Section 3.2 was used.

    To compute the growth rate of the first approach (the Fokker

    Planck equation) first, the characteristics of the solution are

    obtained from the evolution of the PSD obtained from the

    simulation of the experiment E1 by the FokkerPlanck equation

    and usingstep 3of algorithm ofSection 3.2. Then, the growth rate

    of the FokkerPlanck equation, along the characteristics, is

    obtained by taking the derivative of the extracted characteristics

    with respect to time. This growth kernel is then compared with

    the growth kernel obtained from the evolution of the character-

    istics of the PSD of the experiment E1 in Section 5.2. As one can

    see in Fig. 12, the growth kernels extracted from the two

    approaches are in good agreement.

    The choice of the appropriate method to overcome the inade-

    quacies of the original models of emulsion polymerization in the

    prediction of the PSD depends on the application at hand.

    For example, if the model is applied for the online monitoring

    or the control of the PSD and there exists a transient discrepancy

    between the model predictions and the experimental results, the

    extraction approach cannot be used for further online model

    correction, but the stochastic correction may be the method of

    choice since there exists the possibility of adapting the model tothe observed discrepancies by estimating the parameters of the

    dispersion functions online. In other applications one might need

    a higher accuracy in the prediction of the PSD and the extraction

    method serves this purpose within its domain of validation.

    The approaches presented in this work are general and can be

    used for other particulate processes.

    7. Conclusion

    Hosseini et al. (2012a) showed that the inadequacy of the

    classical PBE models of emulsion polymerization in predicting the

    experimental PSDs cannot be surmounted by simply re-tuning

    the parameters of the PBE models of emulsion polymerization

    0 5000 10000 150000

    0.5

    1

    1.5

    2

    Time [sec]

    Radius[dm]

    Characteristic Curves

    Char.

    Fitted Poly.

    Char.

    Fitted Poly.

    Char.

    Fitted Poly.

    106

    Fig. 8. Fitted polynomials of sixth order to the characteristic curves, using

    FokkerPlanck equation model, simulation of experiment E3.

    Fig. 9. Relative difference between the deterministic and the extracted stochastic

    growth rates.

    0 1 2 3 4 50

    50

    100

    150

    Time [hr]

    M

    assofpolymer[g]

    Model

    Modified Model

    Experiment

    Fig. 7. Prediction of the mass of polystyrene, using the FokkerPlanck equation

    with the modified reaction rate (dashed) and using the deterministic population

    balance model with the standard reaction rate (solid) vs. experiment E1.

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    within reasonable bounds. In this work, two different novel

    approaches to overcome the inadequacy of the classical PBE

    models of emulsion polymerization in describing the experimen-

    tal PSDs are presented and investigated.

    In the first approach, a stochastic term with a particle size

    dependent dispersion coefficient is added to the growth kernel in

    order to account for the stochastic nature of the growth phenom-

    enon which is neglected in the original model. The probability

    distribution of the resulting stochastic differential equation

    evolves over time based on the FPE. The dispersion coefficients

    of the FPE were assumed to have a linear, quadratic or

    exponential dependency on the particle size. By using this new

    approach, one can capture the shape of the transient PSDs better

    than with a constant dispersion coefficient (Hosseini et al.,

    2012a).

    The second approach provides a general method to extract a

    semi-deterministic growth kernel from the trajectories of the

    characteristic curves of the transient experimental PSD. This

    approach is useful for extracting (separable or nonseparable)

    growth kernels in the presence or in the absence of coagulation.

    In this paper, for a pure growth problem the extracted growth

    kernel is described in terms of the state of the system that affects

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t= 6600 sec

    Error= 2.7105

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t= 7800 sec

    Error= 2.3104

    0 20 40 60 80 100 120 140

    0

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t= 10800 sec

    Error= 3.88104

    0 20 40 60 80 100 120 140

    0

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    t= 16200 sec

    Error= 8.4105

    Fig. 10. Evolution of the PSD, model with extracted growth kernel (solid) vs. experiment E2 (dashed). Error PSDsimulationPSDExperiment PSDsimulationPSDExperimentT.

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t= 6000 sec

    Error= 1.086104

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t= 7200 sec

    Error= 6.92104

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    Densityfunction[nm-1]

    Densityfunction[nm-1]

    Densityfunction[nm-1]

    Densityfunction[nm-1]

    t= 9600 sec

    Error= 1.61104

    0 20 40 60 80 100 120 1400

    0.05

    0.1

    Radius [nm]

    t=12000 sec

    Error= 1.0139104

    Fig. 11. Evolution of the PSD, model with extracted growth kernel (solid) vs. experiment E3 (dashed). Error PSDsimulationPSDExperiment PSDsimulationPSDExperimentT.

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    the growth phenomenon instead of in terms of time which was

    used in Bouaswaig and Engell (2010b). This effective state is

    computed from the simulation of the lumped model of emulsion

    polymerization.

    Both proposed approaches were found to be effective in

    overcoming the limitations of the original PBE models of emulsion

    polymerization to describe experimental results. Our current

    research is focused on using the FPE model for controlling the

    PSD in emulsion polymerization.

    Nomenclature

    Br,t net rate of birth-death for FokkerPlanckequation, mol.l1 dm1 s1

    D(r) dispersion coefficient of the FokkerPlanck

    equation, dm2 s1

    G growth rate of polymer particles, nm s1

    Gt time dependent part of a separable growth kernel, s1Gr size dependent part of a separable growth kernel, dmkd desorption rate coefficient, s

    1

    kp propagation rate constant, l mol1 s1

    kt termination rate constant, l mol1 s1

    MP monomer concentration in the particle phase,mol l1

    Mwt molecular weight of monomer, g mol1

    n population density function, mol l1 dm1

    n average number of radicals per particle

    navet average number of radicals calculated from thelumped model of emulsion polymerization

    NA avogadros number, mol1

    Ni concentration of the particles within bini, mol l1

    r particle radius, dm

    t time, s

    vs volume of monomer swollen particle, dm3

    Rnuc: nucleation rate, mol l1 dm1 s1

    Rcoag: coagulation rate, mol l1 dm1 s1

    x(r) a property which is associated with particle sizer

    X a property which is associated with the whole

    population of the particles

    Greek letters

    r absorption rate, s1

    rp polymer density, g l1

    rm monomer density, g l1

    wt artificial state introduced in inverse growthproblem, l

    Abbreviations

    DAE differential algebraic equation

    DLS dynamic light scattering

    FMPG fix pivot on amoving grid method

    FPE FokkerPlanck equation

    PSD particle size distributionPBE population balance equation

    WENO35-Zmodified weighted essentially nonconciliatory

    scheme (order 3,5)

    Acknowledgments

    The financial support of the Deutscher Akademischer Austausch

    Dienst(DAAD) is gratefully acknowledged.

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    0

    100

    200

    300

    025

    5075

    100125

    0

    0.005

    0.01

    Time[m

    in]Radius[nm]

    Gro

    wth[nms1]

    Extracted stochastic growth kernel from the FPE

    Extracted growth kernel from the experiment E1

    Fig. 12. The stochastic growth kernel extracted from the simulation of experiment

    E1 using FokkerPlanck equation with exponential dispersion function vs. growth

    kernel extracted from the experiment E1.

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