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Normalization Rules for Database Tables
Northern Arizona University
College of Business Administration
Normalization - Some Definitions
• a relation is a two-dimensional array with a single-valued entry in each cell which has no duplicate rows and has columns whose meaning is the same across all rows. – All tables used in the relational model must be relations.
• Normalization is a process for evaluating table structure and reorganizing them as needed to product a set of stable, well-structured relations.
• An anomaly is a condition which interferes with the storage, or retention of data or creates the potential for inconsistent data. – There are insertion, modification, and deletion anomalies.
– The Normalization process should eliminate anomalies.
Unnormalized Tables
• An Unnormalized table is a table that does not meet the definition of a relation.
– it contains rows with multiple values for an attribute (repeating groups) or
– contains duplicate rows.
• A table is said to be in first normal form if it meets the definition of a relation – Generally this means it contains no repeating groups of attributes.
The next slide shows an example of an unnormalized table.
E ID# E Name Dept. Hire Date Skill34567 J. Jones MKT 8/12/1992 Feng Shui
Origami
19203 A. Davis PROD 7/18/1987 Judo
29073 B. Evans MKT 9/2/1995
46072 L. Adams ACC 11/17/1992 JudoOrigami
52051 S. Smith PROD 1/28/1996 PhotoShop
EMPLOYEE
This EMPLOYEE table is unnormalized - It has cells that do not contain single-valued entries.
As shown this table has no logical primary key. The E ID# does not functionally determine the value of Skill.
E ID# E Name Dept. Hire Date Skills Skill 1 Skill 2 Skill 334567 J. Jones MKT 8/12/1992 2 Feng Shui Origami19203 A. Davis PROD 7/18/1987 1 Judo K. Davis29073 B. Evans MKT 9/2/1995 046072 L. AdamsACC 11/17/1992 2 Judo Origami52051 S. Smith PROD 1/28/1996 1 PhotoShop K. Smith
EMPLOYEE
The above employee table shows the same set of data as the previous slide. It has been reorganized into a form that could be implemented under some file processing systems, using COBOL, for instance.
However, it is still not in a form that can be used by the relational model. The Skills are a multi-valued (repeating group) of attributes which cannot be identified by the primary key.
Eliminating Repeating Groups
• In most cases, Unnormalized tables can be converted to Sets of Tables that are in at least First Normal form by:
Original Table
EMPLOYEEE ID# E Name Dept. Hire Date Skill34567 J. Jones MKT 8/12/1992 Feng Shui
Origami
19203 A. Davis PROD 7/18/1987 Judo
29073 B. Evans MKT 9/2/1995
46072 L. Adams ACC 11/17/1992 JudoOrigami
52051 S. Smith PROD 1/28/1996 PhotoShop
placing any repeating groups of fields in a separate table which includes the primary key attribute from the original table along with a single occurrence of the repeating attribute (Skill in our example).A Table is in first normal form if it contains no multi-valued attributes
Eliminating Repeating Groups
E ID# E Name Dept. Hire Date Skill34567 J. Jones MKT 8/12/1992 Feng Shui
Origami
19203 A. Davis PROD 7/18/1987 Judo
29073 B. Evans MKT 9/2/1995
46072 L. AdamsACC 11/17/1992 JudoOrigami
52051 S. Smith PROD 1/28/1996 PhotoShop
EMPLOYEE
E ID# E Name Dept. Hire Date34567 J. Jones MKT 8/12/199219203 A. Davis PROD 7/18/198729073 B. Evans MKT 9/2/199546072 L. AdamsACC 11/17/199252051 S. Smith PROD 1/28/1996
EMPLOYEE
Original
Normalized
E ID# Skill34567 Feng Shui34567 Origami19203 Judo46072 Judo46072 Origami52051 PhotoShop
EMPLOYEE_SKILL
Logical ER Diagram in ER Studio Notation
• 1st Normal Form Example
This Table is in First Normal Form
Course # Section Descr. Time Room Cr. Hrs.CIS 120 1 Intro to CIS 8:00 MWF 200 4CIS 220 2 VB Prog. 9:35 TTh 207 3ACC 255 1 Fin. Acct. 9:10 MWF 207 2CIS 220 1 VB Prog. 8:00 MWF 203 3CIS 120 2 Intro to CIS 10:20 MWF 200 4
Schedule of Classes
There are no repeating groups of attributes. NOTE: The primary key of this table is a Concatenated key - no single attribute uniquely identifies a row of the table, but the Combination of Course # and Section # does uniquely identify a row. If I know that the Course is CIS 120 and the Section is section 1, I can identify a unique schedule occurrence.
Although this Table is in First Normal Form,it Contains Anomalies
Course # Section Descr. Time Room Cr. Hrs.CIS 120 1 Intro to CIS 8:00 MWF 200 4CIS 220 2 VB Prog. 9:35 TTh 207 3ACC 255 1 Fin. Acct. 9:10 MWF 207 2CIS 220 1 VB Prog. 8:00 MWF 203 3CIS 120 2 Intro to CIS 10:20 MWF 200 4
Schedule of Classes
If the description of CIS220 Changes from VB Prog. to Visual C#, I must record the new value in two places (as shown) - This is a modification anomaly
Although this Table is in First Normal Form,it Contains Anomalies
Course # Section Descr. Time Room Cr. Hrs.CIS 120 1 Intro to CIS 8:00 MWF 200 4CIS 220 2 VB Prog. 9:35 TTh 207 3ACC 255 1 Fin. Acct. 9:10 MWF 207 2CIS 220 1 VB Prog. 8:00 MWF 203 3CIS 120 2 Intro to CIS 10:20 MWF 200 4
Schedule of Classes
If a new course has been designed and I know its description and credit hours (ACC 266, Pers. Acc., 2 hrs), I still cannot record this data until at least one section of the course is offered - an insertion anomaly.
?
A Table in First Normal FormContaining Anomalies
Course # Section Descr. Time Room Cr. Hrs.CIS 120 1 Intro to CIS 8:00 MWF 200 4CIS 220 2 VB Prog. 9:35 TTh 207 3ACC 255 1 Fin. Acct. 9:10 MWF 207 2CIS 220 1 VB Prog. 8:00 MWF 203 3CIS 120 2 Intro to CIS 10:20 MWF 200 4
Schedule of Classes
If no section of ACC 255 is offered this semester, I will lose the information about the description and credit hours of this course. - A deletion anomaly
Course # Section Descr. Time Room Cr. Hrs.CIS 120 1 Intro to CIS 8:00 MWF 200 4CIS 220 2 VB Prog. 9:35 TTh 207 3ACC 255 1 Fin. Acct. 9:10 MWF 207 2CIS 220 1 VB Prog. 11:10 TTh 203 3CIS 120 2 Intro to CIS 10:20 MWF 200 4
Schedule of Classes
This table has anomalies because it contains partial dependencies.
A partial dependency occurs when one or more attributes in a table depends upon (is functionally determined by) only a portion of a concatenated primary key.
In this case the Description and Cr. Hrs. attributes depend only on Course #. To correct this problem, those attributes determined by only a part of the key should be placed in a separate table. Its Primary key will be the portion of the original primary key required to identify them.
Course # Section Descr. Time Room Cr. Hrs.CIS 120 1 Intro to CIS 8:00 MWF 200 4CIS 220 2 VB Prog. 9:35 TTh 207 3ACC 255 1 Fin. Acct. 9:10 MWF 207 2CIS 220 1 VB Prog. 11:10 TTh 203 3CIS 120 2 Intro to CIS 10:20 MWF 200 4
Schedule of Classes
Original
Course # Section Time RoomCIS 120 1 8:00 MWF 200CIS 220 2 9:35 TTh 207ACC 255 1 9:10 MWF 207CIS 220 1 11:10 TTh 203CIS 120 2 10:20 MWF 200
Schedule of Classes
Course # Descr. Cr. Hrs.CIS 120 Intro to CIS 4CIS 220 VB Prog. 3ACC 255 Fin. Acct. 2
COURSE
Revised
Notice how this structure eliminates the anomalies we found
Logical ER Diagram in ER Studio Notation
• 2nd Normal Form Example
Second Normal Form
• Partial Dependencies occur when nonkey attributes are functionally determined by only a portion of a concatenated primary key.
• Partial dependencies can occur only in tables with a concatenated key.
• Partial dependencies can be corrected by removing those attributes to a separate table whose primary key is just the portion of the key from the original table needed to functionally determine them.
• A table is in second Normal Form if it is in first normal form and it contains no partial dependencies.
A Table in Second Normal Form Which Has Anomalies
Prof. # P. NameDept Code Office #
Dept Aide
Dept Fax #
B17 B. Brown ECO 263 D. Davis 523-7441J12 J. Jones ACC 243 W. Smith 523-7318M22 M. Morris ECO 257 D. Davis 523-7441L29 L. Lawless CIS 222 C. Coles 523-7318L22 L. Lewis ACC 248 W. Smith 523-7318W26 W. West ECO 257 D. Davis 523-7441
PROFESSOR
This table is in 2nd normal form since it has no repeating groups of attributes(first normal form) and its primary key is not concatenated.However, the table above still has anomalies.
Anomalies in the Example Professor TablePROFESSOR
Modification Anomalies -if the Dept Aide serving the ECO department changes, or if the Fax # of the ECO department changes, this change would need to be made in several records.
Insertion Anomalies - I want to start a new department and have a Dept Code, a Dept Aide, and a Dept Fax # (e.g., MKT, T. Taylor, 523-7216). I can’t add this data to the table until at least one professor is hired to teach in this new department.
Prof. # P. NameDept Code Office #
Dept Aide
Dept Fax #
B17 B. Brown ECO 263 D. Davis 523-7441J12 J. Jones ACC 243 W. Smith 523-7318M22 M. Morris ECO 257 D. Davis 523-7441L29 L. Lawless CIS 222 C. Coles 523-7318L22 L. Lewis ACC 248 W. Smith 523-7318W26 W. West ECO 257 D. Davis 523-7441
Anomalies in the Example Professor TablePROFESSOR
Deletion Anomalies - If Prof # L29 (the only professor in the CIS department in our example table) is deleted, we would lose the information about the name of the Dept Aide for CIS and the Dept Fax # for CIS.
Prof. # P. NameDept Code Office #
Dept Aide
Dept Fax #
B17 B. Brown ECO 263 D. Davis 523-7441J12 J. Jones ACC 243 W. Smith 523-7318M22 M. Morris ECO 257 D. Davis 523-7441L29 L. Lawless CIS 222 C. Coles 523-7318L22 L. Lewis ACC 248 W. Smith 523-7318W26 W. West ECO 257 D. Davis 523-7441
This Professor Table has Transitive DependenciesPROFESSOR
Prof. # P. NameDept Code Office #
Dept Aide
Dept Fax #
B17 B. Brown ECO 263 D. Davis 523-7441J12 J. Jones ACC 243 W. Smith 523-7318M22 M. Morris ECO 257 D. Davis 523-7441L29 L. Lawless CIS 222 C. Coles 523-7318L22 L. Lewis ACC 248 W. Smith 523-7318W26 W. West ECO 257 D. Davis 523-7441
The anomalies we have found occur because the Professor table has transitive dependencies.Dept Code, Dept Aide, and Dept Fax # are all attributes of a DEPARTMENT entity which is uniquely identified by Dept Code - If I know Dept Code I can uniquely identify Dept Aide and Dept Fax #.Knowing Prof # allows me to identify these attributes, but only through a chain of inferences - Prof # uniquely identifies Dept Code which, in turn uniquely identifies the other DEPARTMENT attributes.The anomalies can be resolved by removing the attributes determined by a non-key attribute to a separate table.
Correcting Transitive Dependencies
Prof. # P. Name Dept. Office # D. Aide Fax #B17 B. Brown ECO 263 D. Davis 523-7441J12 J. Jones ACC 243 W. Smith 523-7318M22 M. Morris ECO 257 D. Davis 523-7441L29 L. Lawless CIS 222 C. Coles 523-6899L22 L. Lewis ACC 248 W. Smith 523-7318W26 W. West ECO 257 D. Davis 523-7441
PROFESSOR
Original
Prof. # P. Name Dept. Office #B17 B. Brown ECO 263J12 J. Jones ACC 243M22 M. Morris ECO 257L29 L. Lawless CIS 222L22 L. Lewis ACC 248W26 W. West ECO 257
Dept. D. Aide Fax #ECO D. DavisB. Brown523-7441ACC W. Smith 523-7318CIS C. Coles 523-6899
PROFESSORDEPARTMENT
Revised
Logical ER Diagram in ER Studio Notation
• 3rf Normal Form Example
Third Normal Form
• Transitive dependencies occur when non-key attributes are functionally determined by other non-key attributes.
• Transitive dependencies can be corrected by removing the attributes to a separate table whose primary key is the attribute of the original table which functionally determines them.
• The functionally determining attribute serves as a foreign key in the original table.
• A table is in Third Normal Form if it is in second normal form and it contains no transitive dependencies.
A Proposed Normalization Process for Database Designers
Examine each table of the proposed structure and perform the following operations:
• Remove any repeating groups of attributes (multi-valued attributes) to a separate table. If there are independent sets of multi-valued attributes place each set in a separate table.
• Remove any attributes that are functionally determined by only a portion of a concatenated key to a separate table.
• Remove any attributes that are functionally determined by a non-key attribute to a separate table.
Review Question:What Normalization rule(s) are violated by the table below?How would you revise the table Structure?
Emp No DateEmp. Name
Hours Worked
Emp Class
Wage Rate
Units Produced
103 9/27/2008 Jones 7.5 1 5.75$ 325101 9/27/2008 Downs 8 2 8.00$ 350102 9/27/2008 Eaves 6 1 5.75$ 415101 9/28/2008 Downs 4.5 2 8.00$ 315102 9/28/2008 Eaves 8 1 5.75$ 300104 9/28/2008 Smith 10 2 8.00$ 300
Write out your answer on a piece of scratch paper.
Review Question Solution:
Original Table: This table violates both 2nd & 3rd normal forms.Emp. Name and Emp. Class both depend only on Emp No. Which is part of the concatenated key - violates 2nd normal form.Wage Rate is actually determined by Emp Class a non-key attribute which violates 3rd normal form.
Normalized TablesEmp. Class
Wage Rate
1 $5.752 $8.00
Emp NoEmp. Name
Emp. Class
103 Jones 1101 Downs 2102 Eaves 1104 Smith 2
Employee Class
EmployeeEmp No Date
Hours Worked
Units Produced
103 9/27/2008 7.5 325101 9/27/2008 8 350102 9/27/2008 6 415101 9/28/2008 4.5 315102 9/28/2008 8 300104 9/28/2008 10 300
Employee Hours
Emp No DateEmp. Name
Hours Worked
Emp Class
Wage Rate
Units Produced
103 9/27/2008 Jones 7.5 1 5.75$ 325101 9/27/2008 Downs 8 2 8.00$ 350102 9/27/2008 Eaves 6 1 5.75$ 415101 9/28/2008 Downs 4.5 2 8.00$ 315102 9/28/2008 Eaves 8 1 5.75$ 300104 9/28/2008 Smith 10 2 8.00$ 300
Logical ER Diagram in ER Studio Notation
• Review Question Example
Merging RelationsMerging Relations• View Integration–Combining entities from multiple ER View Integration–Combining entities from multiple ER
models into common relationsmodels into common relations• Issues to watch out for when merging entities from Issues to watch out for when merging entities from
different ER models:different ER models:– Synonyms–two or more attributes with different names but Synonyms–two or more attributes with different names but
same meaningsame meaning– Homonyms–attributes with same name but different meaningsHomonyms–attributes with same name but different meanings– Transitive dependencies–even if relations are in 3NF prior to Transitive dependencies–even if relations are in 3NF prior to
merging, they may not be after mergingmerging, they may not be after merging– Supertype/subtype relationships–may be hidden prior to Supertype/subtype relationships–may be hidden prior to
mergingmerging
28
Enterprise KeysEnterprise Keys
• Primary keys that are unique in the whole Primary keys that are unique in the whole database, not just within a single relationdatabase, not just within a single relation
• Corresponds with the concept of an object ID Corresponds with the concept of an object ID in object-oriented systemsin object-oriented systems
29
30
Figure 4-31 Enterprise keys
a) Relations with enterprise key
b) Sample data with enterprise key
Mapping Unary RelationshipsMapping Unary Relationships
• One-to-Many–Recursive foreign key in the One-to-Many–Recursive foreign key in the same relationsame relation
• Many-to-Many–Two relations:Many-to-Many–Two relations:
– One for the entity typeOne for the entity type
– One for an associative relation in which One for an associative relation in which the primary key has two attributes, both the primary key has two attributes, both taken from the primary key of the entitytaken from the primary key of the entity
31
32
Figure 4-17 Mapping a unary 1:N relationship
(a) EMPLOYEE entity with unary relationship
(b) EMPLOYEE relation with recursive foreign keyER StudioNotation
33
Figure 4-17 Mapping a unary 1:N relationship
(a) EMPLOYEE entity with unary relationship
(b) EMPLOYEE relation with recursive foreign key
34
Figure 4-18 Mapping a unary M:N relationship
(a) Bill-of-materials relationships (M:N)
(b) ITEM and COMPONENT relationsER Studio Notation with Sample data
ITEM COMPONENTItemNo ItemDescrip ItemNo ComponentNo QuantityADC8 Audio Card PCD2 ADC8 1MBD2 Motherboard PCD2 MBD2 1PCD2 PC Dual Core PCD2 RAM9 4PCQ5 PC Quad Core . . . RAM9 1GB RAM Chip PCQ5 ADC8 1. . . PCQ5 MBD2 1
PCQ5 RAM9 8. . .
35
Figure 4-18 Mapping a unary M:N relationship
(a) Bill-of-materials relationships (M:N)
(b) ITEM and COMPONENT relations