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OPTIMIZATION OF BIOETHANOL PRODUCTION FROM OIL PALM TRUNK SAP NORHAZIMAH BINTI ABDUL HALIM DOCTOR OF PHILOSOPHY (BIO-PROCESS ENGINEERING) UNIVERSITI MALAYSIA PAHANG

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OPTIMIZATION OF BIOETHANOL

PRODUCTION FROM OIL PALM TRUNK SAP

NORHAZIMAH BINTI ABDUL HALIM

DOCTOR OF PHILOSOPHY

(BIO-PROCESS ENGINEERING)

UNIVERSITI MALAYSIA PAHANG

UNIVERSITI MALAYSIA PAHANG

DECLARATION OF THESIS AND COPYRIGHT Author’s full name : NORHAZIMAH BINTI ABDUL HALIM

Date of birth : 1st

DECEMBER 1986

Title : OPTIMIZATION OF BIOETHANOL

PRODUCTION FROM OIL PALM TRUNK SAP

Academic Session : Semester II 2015/2016

I declare that this thesis is classified as:

CONFIDENTIAL (Contains confidential information under the

Official Secret Act 1972)

RESTRICTED (Contains restricted information as specified by the

organization where research was done)

OPEN ACCESS I agree that my thesis to be published as online open

access (Full text)

I acknowledge that Universiti Malaysia Pahang reserve the right as follows:

1. The Thesis is the Property of Universiti Malaysia Pahang.

2. The Library of Universiti Malaysia Pahang has the right to make copies for

the purpose of research only.

3. The Library has the right to make copies of the thesis for academic exchange.

Certified By:

(Student’s Signature) (Signature of Supervisor)

DR. CHE KU MOHAMMAD

861201-11-5168 FAIZAL BIN CHE KU YAHYA

New IC / Passport Number Name of Supervisor

Date : 17 June 2016 Date : 17 June 2016

SUPERVISOR’S DECLARATION

We hereby declare that we have checked this thesis and in our opinion this thesis is

adequate in terms of scope and quality for the award of the degree of Doctor of

Philosophy in Bio-process Engineering.

(Supervisor’s Signature)

Name of Supervisor : DR. CHE KU MOHAMMAD FAIZAL BIN CHE KU YAHYA

Position : ASSOCIATE PROFESSOR FACULTY OF ENGINEERING

TECHNOLOGY

Date : 17 JUNE 2016

(Co-Supervisor’s Signature)

Name of Co-Supervisor : DR. MIOR AHMAD KHUSHAIRI BIN MOHD ZAHARI

Position : SENIOR LECTURER FACULTY OF CHEMICAL AND

NATURAL RESOURCES ENGINEERING

Date : 17 JUNE 2016

STUDENT’S DECLARATION

I hereby declare that the work in this thesis is my own except for quotations and

summaries which have been duly acknowledged. The thesis has not been accepted for

any degree and is not concurrently submitted for award of other degree.

(Author’s Signature)

Name : NORHAZIMAH BINTI ABDUL HALIM

ID Number : PKB12002

Date : 17 JUNE 2016

vi

TABLE OF CONTENTS

Page

DECLARATION

TITLE PAGE i

DEDICATIONS ii

ACKNOWLEDGEMENTS iii

ABSTRACT iv

ABSTRAK v

TABLE OF CONTENTS vi

LIST OF TABLES ix

LIST OF FIGURES xi

LIST OF SYMBOLS xiv

LIST OF ABBREVIATIONS xv

CHAPTER 1 INTRODUCTION

1.1 Background of Study 1

1.2 Problem Statement 2

1.3 Objectives and Scope 5

CHAPTER 2 LITERATURE REVIEW

2.1 Bioethanol Production 7

2.2 Biomass for Bioethanol Production 14

2.3 Microorganism for Bioethanol Production 17

2.4 Oil Palm Trunk 19

2.5 Kinetic Modelling 22

2.6 Statistical Method Design of Experiment 27

2.6.1 Plackett-Burman Design 30

2.6.2 Steepest-ascent Method 30

2.6.3 Box-Behnken Design 30

2.6.4 Analysis of Statistical Data 31

2.6.5 Validation of Model 31

2.7 Conclusion 32

vii

CHAPTER 3 MATERIALS AND METHODS

3.1 Introduction 34

3.2 Preparation and Characterization of Oil Palm Trunk Sap 35

3.3 Inoculum Preparation 38

3.4 Selection of Microorganism 39

3.5 Kinetic Modelling and Parameter Determination 42

3.6 Effects of Sterilization to Bioethanol Production 42

3.7 Identification of Important Parameter Using Plackett-Burman Design 43

3.8 Identification of Optimum Region by Path of Steepest-ascent Method 44

3.9 Identification of Optimum Condition by Box-Behnken Design 45

3.10 Validation and Fermentation in 20 liter Bioreactor 47

3.11 Repeated-Batch in 2 liter Bioreactor 48

3.12 Analysis Method 48

CHAPTER 4 RESULTS AND DISCUSSION

4.1 Characterization of OPT Sap and Fermentation Broth 51

4.2 Effects of Different Microorganism on Bioethanol Production from OPT

Sap at Different Temperature of Fermentation 52

4.2.1 Influence on Ethanol Yield 52

4.2.2 Influence on Cell Biomass 63

4.3 Comparison of Kinetic Parameter for Selected Microorganisms 70

4.3.1 Sugar Consumption Rate, Ethanol Consumption Rate and Biomass

Consumption Rate 76

4.3.2 Effects of Substrate Concentration on Bioethanol Fermentation 78

4.4 Effects of Sterilization to Bioethanol Production 81

4.5 Identification of Important Parameter Using Plackett-Burman Design 82

4.6 Identification of Optimum Region by Path of Steepest-ascent Method 85

4.7 Identification of Optimum Condition by Box-Benhken Design 87

4.8 Validation and Fermentation in 20 liter Bioreactor 97

4.9 Repeated-Batch in 2 liter Bioreactor 99

4.11 Kinetic Analysis in 20 liter Bioreactor 101

viii

CHAPTER 5 CONCLUSION AND RECOMMENDATION

5.1 Conclusion 105

5.2 Improvement and Recommendation 106

LIST OF PUBLICATION 107

REFERENCES 109

APPENDICES 116

A Oil Palm Trunk Sap 116

B Calibration Curve 117

C Experimental data 121

D Calculation 191

ix

LIST OF TABLES

Table No. Title Page

2.1 Characteristics and properties of ethanol

7

2.2 Identification of influential parameter for bioethanol production

9

2.3 Research on bioethanol from forest, food residue and agricultural waste

15

2.4 Selection of microorganism for bioethanol production

18

2.5 Selected fermentatable sugar in OPT sap

20

2.6 Amino acid and organics acid in OPT sap

21

2.7 Comparison of primary RSM experimental design

28

3.1 Type of microorganisms for fermentation for bioethanol production

39

3.2 Percentage of microorganisms in fermentation medium

40

3.3 Parameter and range selected for bioethanol fermentation from OPT

sap

44

3.4 Experimental design layout for PBD

44

3.5 Path of steepest-ascent design for nutrient addition using one-factor-at-

a-time method

45

3.6 Level of variables for BBD

45

3.7 The experimental design layout for BBD design

46

3.8 Summary of analysis parameter in UV-Vis spectrophotometer

49

3.9 Summary of analysis parameter in HPLC

49

3.10 Summary of analysis parameter in gas chromatography

50

4.1 Selected fermentation sugar composition in OPT sap at different part

of trunk

51

4.2 Ethanol yield by using Zymomonas mobilis at 96 h 53

4.3 Ethanol yield by using Zymobacter palmae at 96 h

55

4.4 Ethanol yield by using Pichia stipitis at 96 h 56

x

4.5 Ethanol yield by using S. cerevisiae (local) at 96 h

57

4.6 Ethanol yield by using S. cerevisiae JCM 2220 at 96 h

58

4.7 Ethanol yield by using S. cerevisiae Kyokai no. 7 at 96 h

59

4.8 Ethanol yield by using S. cerevisiae Kyokai no. 7 and Pichia stipitis at

96 h

61

4.9 Ethanol yield by using S. cerevisiae (local) and Pichia stipitis at 96 h 61

4.10

Parameters of different microorganisms performance in OPT sap at

30.0°C

77

4.11 Comparison between ethanol production with different substrate

concentrations at 30°C

78

4.12 Summarized data for bioethanol production by S. cerevisiae Kyokai

no.7 in a different medium of OPT sap

80

4.13 Result obtained for Plackett-Burman experimental design

82

4.14 Percentage contribution based on Plackett-Burman experimental

design

82

4.15 Result for steepest-ascent 86

4.16 Experimental design and result for BBD 87

4.17 Lack of fit test 87

4.18 ANOVA for Response Surface Quadratic Model

88

4.19 Regression of coefficient and parameter

94

4.20 Diagnostics Case Statistics

95

4.21 Constrains set for optimization using numerical method

96

4.22 Solution suggested by the Design Expert software

96

4.23 Performance of S. cerevisiae Kyokai no.7 in optimized condition

during fermentation in 13 cycles

99

4.24 General assumption for bioethanol production from the fermentation

of OPT sap

102

xi

LIST OF FIGURES

Figures No. Title Page

2.1 Pilot-scale squeezing equipment for OPT sap

20

3.1 Summary for overall research framework

35

3.2 Preparation of OPT sap

36

3.3 Oil palm trunk from upper to lower part (A to F)

38

3.4 Procedure of fermentation 40

3.5 Design of experiment for selection of microbes

41

3.6 Experiment plan for kinetic modelling

42

3.8 Experiment plan for optimization

46

3.9 20 liter bioreactor (BiostatTM)

47

4.1 Bioethanol production from OPT sap by Zymomonas mobilis at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

53

4.2 Bioethanol production from OPT sap by Zymobacter palmae at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

54

4.3 Bioethanol production from OPT sap by Pichia stipitis at 25.0°C,

27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

55

4.4 Bioethanol production from OPT sap by S. cerevisiae (local) a at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

56

4.5 Bioethanol production from OPT sap by S. cerevisiae JCM2220 at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°

57

4.6 Bioethanol production from OPT sap by S. cerevisiae Kyokai no.7 at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

58

4.7 Bioethanol production from OPT sap by mixed culture of S.

cerevisiae Kyokai no.7 and Pichia stipitis at at 25.0°C, 27.5°C,

30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

59

4.8 Bioethanol production from OPT sap by mixed culture of

S.cerevisiae (local) and Pichia stipitis at 25.0°C, 27.5°C, 30.0°C

static, 30.0°C shaking, 32.5°C and 35.0°C.

60

xii

4.9 Summary of bioethanol yield by different microorganism and mixed

culture at 30.0 °C

62

4.10 Biomass production by Zymomonas mobilis at at 25.0°C, 27.5°C,

30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

63

4.11 Biomass production by Zymobacter palmae at at 25.0°C, 27.5°C,

30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

64

4.12 Biomass production by Pichia stipitis at at 25.0°C, 27.5°C, 30.0°C

static, 30.0°C shaking, 32.5°C and 35.0°C

65

4.13 Biomass production by Saccharomyces cerevisiae (local) at 25.0°C,

27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

66

4.14 Biomass production by Saccharomyces cerevisiae JCM2220 at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

66

4.15 Biomass production by Saccharomyces cerevisiae Kyokai no.7 at

25.0°C, 27.5°C, 30.0°C static, 30.0°C shaking, 32.5°C and 35.0°C

67

4.16 Biomass production by mixed culture of Saccharomyces cerevisiae

Kyokai no.7 and Pichia stipitis at 25.0°C, 27.5°C, 30.0°C static,

30.0°C shaking, 32.5°C and 35.0°C.

68

4.17 Biomass production by mixed culture of Saccharomyces cerevisiae

(local) and Pichia stipitis at 25.0°C, 27.5°C, 30.0°C static, 30.0°C

shaking, 32.5°C and 35.0°C

68

4.18 Summary of biomass production by different microorganism at 30 °C

with agitation

69

4.19 The fermentation curve of microbes in 72 h of fermentation

71

4.20 The natural log of the biomass growth versus time

73

4.21 Comparison between actual and predicted data of bioethanol obtained

using the Hinshelwood model

74

4.22 Sugar consumption rate for S. cerevisiae Kyokai no.7, mixed culture

and S. cerevisiae JCM2220 at 0 to 12 h of fermentation

76

4.23 Bioethanol productivity rate for S. cerevisiae Kyokai no.7, mixed

culture and S. cerevisiae JCM2220 at 0 to 12 h of fermentation

76

4.24 Glucose consumption for different substrate concentration

79

4.25 Ethanol production for different substrate concentration

79

xiii

4.26 Pareto chart

84

4.27 Result for steepest-ascent for CSL

85

4.28 Result for steepest-ascent for peptone

85

4.29 AB Interaction on ethanol yield by contour plot graph

89

4.30 AB Interaction on ethanol yield by response surface graph

89

4.31 AC Interaction on ethanol yield by contour plot graph

90

4.32 AC Interaction on ethanol yield by response surface graph

90

4.33 BC Interaction on ethanol yield by response surface graph

91

4.34 BC Interaction on ethanol yield by response surface graph

92

4.35 Perturbation graph at initial pH 6.20, CSL 7.0 and peptone 10 g/l.

93

4.36 Cube graph representing the effects of three factors at a time.

94

4.37 Desirability graph

97

4.38 Performance of S. cerevisiae Kyokai no.7 during fermentation in 13

cycles (bioethanol)

98

4.39 Sugar consumption of S. cerevisiae Kyokai no.7 during

fermentation in 13 cycles (sugar consumption)

99

4.40 Fermentation of bioethanol in 20 liter fermenter using enhanced

medium

101

4.41 Relationship between bioethanol production and cell biomass

growth

101

4.42 Process flow diagram for operation of bioethanol plant using OPT

sap as raw material

104

xiv

LIST OF SYMBOLS

°C degree celcius

g.g-1 gram per gram

g/l gram per liter

g/l.h gram per liter per hour

ha hectare

h hour

l liter

min minute

nm nanometer

rpm revolution per minute

v/v volume per volume

w/v weight per volume

xv

LIST OF ABBREVIATIONS

ANOVA Analysis of variance

ATCC American Type Culture Collection

BBD Box-Behnken Design

CDW Cell dry weight

DM Dried matter

EFB Empty fruit bunch

FFD Full factorial design

GC-FID Gas chromatography flame ionized detector

HPLC High performance liquid chromatography

JCM Japan Collection of Microorganism

KOS Saccharomyces cerevisiae Kyokai no.7 and Pichia stipitis

MAS Saccharomyces cerevisiae (local) and Pichia stipitis

OD Optical density

OFAT One-factor-at-a-time

OPT Oil palm trunk

PBD Plackett-Burman Design

RSM Response surface methodology

TRS Total reducing sugar