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NiO NiO - hole doping and - hole doping and bandstructure bandstructure of charge of charge transfer insulator transfer insulator Jan Jan Kune Kuneš Institute for Physics, Uni. Augsburg Institute for Physics, Uni. Augsburg Collaboration: Collaboration: V. I. V. I. Anisimov Anisimov S. L. S. L. Skornyakov Skornyakov A. V. A. V. Lukoyanov Lukoyanov D. D. Vollhardt Vollhardt

NiO - hole doping and bandstructure of charge transfer insulator

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Page 1: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - hole doping and- hole doping andbandstructure bandstructure of chargeof charge

transfer insulatortransfer insulatorJan Jan KuneKunešš

Institute for Physics, Uni. AugsburgInstitute for Physics, Uni. Augsburg

Collaboration:Collaboration:V. I. V. I. AnisimovAnisimovS. L. S. L. SkornyakovSkornyakovA. V.A. V. Lukoyanov LukoyanovD. D. VollhardtVollhardt

Page 2: NiO - hole doping and bandstructure of charge transfer insulator

OutlineOutline

• NiO - charge transfer insulator

• Theory so far

• Single particle spectra (PES, BIS)

• Hole doping LixNi1-xO• Bandstructure A(k,ω) (ARPES)

• Conclusions

Page 3: NiO - hole doping and bandstructure of charge transfer insulator

• Single out an atom from the lattice• Replace the rest of the lattice by an effective medium• Time resolved treatment of local electronic interactions

Dynamical Mean-Field Theory (DMFT)Dynamical Mean-Field Theory (DMFT)

Physics Today (March 2004) Kotliar, Vollhardt

Page 4: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - so far- so far

Page 5: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - - BunseniteBunsenite

• rock-salt structure (Tm= 2261 K) bulk modulus: 209 GPa (CoO 194, MnO 148, diamond 462, Li 11)

• type II AFM (TN= 532 K)

• charge gap: 3.7 eV

• Formal valency: Ni2+: d8s0 O2-: p6

• U ~ 9 eV

Page 6: NiO - hole doping and bandstructure of charge transfer insulator

Transition metal oxides: ZSA schemeTransition metal oxides: ZSA scheme

Δ

U

UHBUHB

O-p

LHB

Δ

U

UHB

O-p

LHB

Mott-Hubbard type (Ti-O, V-O) charge-transfer type (Ni-O,Cu-O)

O - 2p

Transition metal - 3d

Page 7: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO - - photoemissionphotoemissionEastman & Freeouf, PRL 34, 395 (1974):

1253 eV

30 eV

40 eV

78 eV

20 eV

d-states

multielectron satellite

p-states

• resonant d-peak at the top ofvalence band• distribution of spectral weightbetween LHB and resonantpeak• p-band between LHB andresonant peak

Page 8: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - LDA+U- LDA+UAnisimov et al., PRB 44, 943 (1991)

• long-range magnetic order

• ms ~ 2 µB (2 Eg holes)

• gap ~ 4 eV

• all d-spectral weight in LHB

LDA + orbitally dependent potential-> mean-field solution of Hubbard model

Page 9: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - Cluster results- Cluster resultsFujimori et al. PRB 29, 5225 (1984)

Exact diagonalization on [NiO6]10-

molecule with local Coulomb interaction

• model (~ 10 parameters)

• correct groundstate ms, gap

• correct d-weight distribution

• no dispersion (ARPES)

• not applicable to metals (doping, metal-insulator transition)

Page 10: NiO - hole doping and bandstructure of charge transfer insulator

DMFT (QMC) - full p-dDMFT (QMC) - full p-dhybridizationhybridization

Part I: PhotoemissionPart I: Photoemission

Page 11: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - DMFT (QMC)- DMFT (QMC)

* Sawatzky & Allen, PRL 53, 2339 (1984)

120 eV

66 eV O-p

Ni-d

Theory:

Experiment*: Converged LDA Hamiltonianused as input for DMFT

QMC impurity solver

T = 1160 K

Page 12: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO - DMFT (QMC)- DMFT (QMC)

* Sawatzky & Allen, PRL 53, 2339 (1984)

120 eV

66 eV O-p

Ni-d

Theory:

Experiment*: Converged LDA Hamiltonianused as input for DMFT

QMC impurity solver

T = 1160 K

DMFT (QMC) !

Page 13: NiO - hole doping and bandstructure of charge transfer insulator

Orbital resolved spectral densities - DMFTOrbital resolved spectral densities - DMFT

LDA DOS

Page 14: NiO - hole doping and bandstructure of charge transfer insulator

More experiment: XES/XASMore experiment: XES/XAS

courtesy of Prof. Ernst Kurmaev:

Page 15: NiO - hole doping and bandstructure of charge transfer insulator

DMFT (QMC) - full p-dDMFT (QMC) - full p-dhybridizationhybridization

Part II: Hole dopingPart II: Hole doping

Page 16: NiO - hole doping and bandstructure of charge transfer insulator

Hole doping of Hole doping of NiONiO

nnhh=0.6=0.6

1.45

1.61

1.85

ms

0.800.980.531.2

0.890.990.530.6

0.971.000.550.0

npnt2gnegnh

Orbital occupations:

Page 17: NiO - hole doping and bandstructure of charge transfer insulator

Hole doping of Hole doping of NiONiO

nnhh=0.6=0.6

1.45

1.61

1.85

ms

0.800.980.531.2

0.890.990.530.6

0.971.000.550.0

npnt2gnegnh

Orbital occupations:

Holes reside on O - sites !

Page 18: NiO - hole doping and bandstructure of charge transfer insulator

Experimental realization LiExperimental realization LixxNiNi1-x1-xOO

van Elp et al. PRB 45, 1612 (1992)

Li0.4Ni0.6O:nh=x/1-x

Page 19: NiO - hole doping and bandstructure of charge transfer insulator

Experimental realization LiExperimental realization LixxNiNi1-x1-xOO

van Elp et al. PRB 45, 1612 (1992)

Li0.4Ni0.6O:nh=x/1-x

Spectral weight transfer

Page 20: NiO - hole doping and bandstructure of charge transfer insulator

DMFT (QMC) - full p-dDMFT (QMC) - full p-dhybridizationhybridization

Part III: ARPESPart III: ARPES

Page 21: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: k-resolved spectral functions: k-resolved spectral functions

O-p

Ni-Eg

Ni-T2g

Page 22: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO : angle-resolved photoemission: angle-resolved photoemissionShen et al. PRB 44, 3604 (1991)

Page 23: NiO - hole doping and bandstructure of charge transfer insulator

NiO NiO : angle-resolved photoemission: angle-resolved photoemissionShen et al. PRB 44, 3604 (1991)

Page 24: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: k-resolved spectral functions: k-resolved spectral functions

O-p

Ni-Eg

Ni-T2g

Page 25: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: Zhang-Rice bands: Zhang-Rice bands

• localized (k-independent) d-contribution

• strongly k-dependent p-contribution

Page 26: NiO - hole doping and bandstructure of charge transfer insulator

ConslusionsConslusions

Anonymous referee: ‘…, all the DMFT community (excludingKunes and co-authors) are realizing this fact and simply do notencroach upon charge-transfer systems.’

LDA+DMFT can treat charge-transfer systems and does a verygood job for NiO.

- combination of dynamic correlations and p-d hybridization iscrucial -> Zhang-Rice bands at the top of the valence manifold anddistribution of spectral weight between ZR and LH bands

- ARPES is characterized by non-trivial combination ofdispersive and incoherent features, the ZR bands exhibit strong

k-dependence of the p-spectral weight (extensively discussed onmodels)

- NiO is charge-tranfer system <- doped holes sit on O sites

Page 27: NiO - hole doping and bandstructure of charge transfer insulator

Lessons/questions :Lessons/questions :

• Filled unhybridized bands may exhibit pronounced correlationeffects

• Bandstructure intuition fails when it comes doping correlatedsystems (NiO: p-holes vs d-peak at µ, closing of the gap by doping

-different from the single-band Hubbard model)

• Ergodicity of QMC sampling is an issue in multi-orbital insulators

• How do we recognize a local moment system? Do we have tocalculate χ(0) vs T?

Future: Massive application to charge-transfer systems.

Full Coulomb interaction perturbative expansions (CTQMC).

Lower temperatures teperature dependent local moment transitions.

Page 28: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: k-resolved spectral functions: k-resolved spectral functions

Page 29: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: k-resolved spectral functions: k-resolved spectral functions

Page 30: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: k-resolved spectral functions: k-resolved spectral functions

Page 31: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: k-resolved spectral functions: k-resolved spectral functions

Page 32: NiO - hole doping and bandstructure of charge transfer insulator

NiONiO: local moment dynamics: local moment dynamics

Page 33: NiO - hole doping and bandstructure of charge transfer insulator

Simple p-d moleculeSimple p-d molecule

εd+U

εp

εd

e-

initial state final state