Can cii:

-Luat Cac to chuc tin dung dugc Quoc hoi nude CHXHCN Viet Nam Khoa XII thongqua ngay 16/06/2010;

-Luat Doanh nghiep so 68/2014/QH13 dugc Quoc hoi nude Cong hda Xa hoi Chii nghiaViet Nam ("CHXHCN") khoa XIII, ky hgp thu 8 thdng qua ngay 26/11/2014 va cac vanban hudng dan thi hanh;

-Luat Chiing khoan so 70/2006/QH11 dugc Quoc hoi nude CHXHCN Viet Nam khoa XIthong qua ngay 29/06/2006 va Luat so 62/2010/QH12 sura doi, bo sung mot so dieu ciiaLuat Chiing khoan dugc Quoc hoi nude CHXHCN Viet Nam khoa XII thong qua ngay24/11/2010;

-Nghj dinh sd 96/2015/ND-CP ngay 19/10/2015 ciia Chinh phii v/v quy dinh chi tiet motso dieu ciia Luat Doanh nghiep;

-Thong tu so 121/2012/TT-BCT ngay 26/07/2012 ciia Bo Tai chinh quy dinh ve quan tricong ty ap dung cho cac cong ty dai chiing;

-Dieu le Ngan hang TMCP Xu^t Nhap khau Viet Nam ("Eximbank");-Can cii k^t qua bieu quyet cac noi dung trinh Dai hoi dong Co dong ("DHDCD") ngay

21/04/2017;-Can cii Bien ban hgp DHDCD thudng nien nam 2017 ciia Ngan hang TMCP Xuat Nhap

khau Viet Nam ngay 21/4/2017;

Dai hoi dong Co dong thudng nien Eximbank nam 2017 (Dai hoi dong Co dong Ian thu 33)ngay 21/04/2017 nMt tri:

QUYET NGHI

Dieu 1. Thong qua viec mien nhiem chiic danh Thanh vien HDQT nhiem ky VI (2015-2020) doi vdi 6ng Naoki Nishizawa.

Dieu 2. Thong qua Quy ch6 dl cii, ling cii va bau bo sung/thay thl sung thanh vien HDQTEximbank nhiem ky VI (2015 - 2020).

Dieu 3. Thong qua viec bau bo sung/thay thl vao HDQT nhiem ky VI (2015-2020) taiDHDCD thudng nien nam 2017 la Ong Yutaka Moriwaki.

Dieu 4. Thong qua Bao cao hoat dong ciia Hoi dong Quan tri ("HDQT"), hoat dong ciiacac Hoi dong, Uy ban true thuoc HDQT nam 2015.

Nghj quy it DHDCD thudng nien Eximbank ndm 2017 ngay 21/04/20171 /6

NGHIQUYETDAI HOI DONG CO DONG THlTOOVG NIEN EXIMBANK NAM 2017

(DAI HOI DONG CO DONG LAN THlT 33)

S6 72 L Thanh T6n & 45A Ly T^ Trpng, Qu^n 1, P. HCMDi^n thogi: (08) 3821 0056Fax: (08) 3821 6913

C0NG HOA XA H0I CHU NGHTA VIET NAMryijUk R A M IfDgclgp-TUdo-Hgnhphuc

Tdng8,V<3nPhongS6L8-01-11+16Tda nhd VincomCenterTP.HCM, ngay <,. thdng ...h\~ ndm

•^ Ty le du ng cho vay so vai tong tien gui dat 78,65% (theo quy dinh cuaNHNN < 80%);

"4- H^ so an toan von (CAR) la 16,52% (cao han nhieu so vai muc quy dinh9% cua NHNN).

Dieu 7. Thong qua Bao cao ve hoat dong kinh doanh nam 2016 va ke hoach kinh doanhnam 2017.

1. Bao cao hoat dong kinh doanh nam 2016 vai cac chi tieu chinh nhu sau:

-Tong tai san: 128.802 ty dong, tang 3,2% so vai nam 2015

-Von chii sa him: 13.448 ty dong, tang 2,3% so vai nam 2015

Trong do: Von dieu le: 12.355 ty dong

-Huy dong von tu cac to chuc kinh te va dan cu: 102.351 ty dong, tang 4%

so vai nam 2015

-Tong du ng cap tin dung: 95.511 ty dong, giam 0,7% so vai nam 2015

Trong do: Du ng cho vay: 86.891 ty d6ng, tang 2,5% so vai nam 2015

Nghi quyet DHDCD thuang nien Eximbank nam 2017 ngay 21/04/20172/6

dung quy dinh Ngan hang Nha nuac, cu the:

^^ Ty le nguon von ngan han dugc su dung de cho vay trung dai han dat

48,79% (theo quy dinh cua NHNN < 60%);

Cac chi so ve ty le dam bao an toan hoat dong cua Eximbank deu tuan thii theo

duong 2.387 ty dong), hoan thanh 84% ke hoach.

-No xau: so du no xau den cuoi nam 2015 la 1.575 ty dong, giam 27% so vai

nam 2014 (tuong duong 569 ty dong), chiem 1,86% tren tong du no cho vay.

-Lai nhuan truac thue: Lai nhuan truac chi phi du phong rui ro tin dung dat

1.495 ty dong. Trong nam Eximbank trich lap chi phi du phong rui ro tin dung1.434 ty dong. Lai nhuan truac thue hap nhat sau chi phi du phong rui ro tindung dat 61 ty dong, hoan thanh 6% ke hoach.

-Ty su^t lgi nhuan/ Tong tai san (ROA): 0,03%

-Ty sut lgi nhuan/ von chii sa huu (ROE): 0,3%

Tong du no cho vay: dat 84.760 ty dong, giam 2,7% so vai nam 2014 (tuong

Dieu 5. Thong qua Bao cao hoat dong cua Hoi d6ng Quan tri ("HDQT"), hoat dong cuacac Hoi dong, Uy ban true thuoc HDQT nam 2016 va phuang huang hoat dongcua HDQT nam 2017.

Dieu 6. Thong qua Bao cao hoat dong kinh doanh nam 2015 vai cac chi tieu chinh nhusau:

-Tong tai san: dat 124.850 ty dong, giam 22% so vai cuoi nam 2014 (tuongducmg 35.295 ty dong) va hoan thanh 69% ke hoach.

-Huy dpng von tu to chuc kinh te va dan cu: dat 98.431 ty dong, giam 3% sovdi cuoi nam 2014 (tuong duong 2.949 ty dong) va hoan thanh 78% ke hoach.

-T6ng du no cap tin dung (bao gom du no cho vay va trai phieu doanh nghiep):d^t 96.188 ty dong, giam 1,8% so vai cu6i nam 2014 (tuomg duong 1.768 tydong) va hoan thanh 88% ke hoach. Trong do:

3/6Nghi quyet DHDCD thvcang nien Eximbank nam 2017 ngay 21/04/2017

21.99410.0005.3342.666

18.00039.99420.82860.822

1.433.987

1.494.809

So tien

BCTChgp nhat

27.96910.0004.4672.233

16.70044.66918.64363.312

1.433.987

1.497.299

So tien

10%5%

Tyle

BCTC rieng

Lgi nhuan con lai sau khi trich lap cac quyTrich lap quy phiic lgi (*)Trich Quy du phong tai chinhTrich Quy du tru bo sung von dieu leTrich lap cac quyLgi nhuan sau thue TNDN (3) - (4)Thue thu nhap doanh nghiepLgi nhuan truac thue (1) - (2)Chi phi du phong rui ro tin dung

Lgi nhuan thuan tu hoat dong kinh doanhtruac chi phi du phong rui ro tin dung

Cac chi tieu

76.3

6.2

6.1

65432

1

STT

Dieu 12

Dieu 11

Dieu 10

Dieu 8.

Dieu 9.

-Ng xau (nhom 3 - 5): 2.560 ty (long

-Lai nhuan truac thue: 391 ty (long

-Ty le an toan von (CAR) hap nhat: 17,12%

2. Ke hoach kinh doanh nam 2017 vai cac chi tieu chinh nhu sau:

-Tong tai san: 150.000 ty dong, tang 16% so vai nam 2016

-Huy dong von: 120.000 ty dong, tang 17% so vai nam 2016

-Du ng cap tin dung: 108.875 ty dong, tang 14% so vai nam 2016

-Ty le ng xau/tong du ng: < 3%

-Lgi nhuan truac thue: 600 ty dong

Thong qua Bao cao cua Ban Kiem soat ("BKS") ve hoat dong nam 2015.

Thong qua Bao cao cua Ban Kiem soat ("BKS") ve hoat dong nam 2016 va dinhhuong nam 2017.

Thong qua Bao cao chi phi hoat dong cua Ban Kiem soat nam 2015.

Nghi quy^t Dai hoi dong Co dong thuong nien (21/7/2015) da phe duyet du toanchi phi hoat dong cua Ban Kilm soat nam 2015 la 600 trieu dong. Trong nam2015 Ban ki6m soat su dung 72,9% tong muc kinh phi dugc Dai hoi d6ng Codong phe duyet (437,6 trieu dong/k6 hoach dugc duyet 600 trieu dong).

Thong qua Ta trinh ve chi phi hoat dong va thu lao cua Ban kiem soat nam 2016:chi phi hoat dong cua BKS la 555 trieu dong (Nam tram nam muai lam trieudong) va Quy thu lao rieng cho BKS la 4,5 ty d6ng (B6n ty nam tram trieu dong).

Thong qua Bao cao tai chinh hgp nhat da dugc kiem toan cho nam tai chinh 2015.

Dieu 13. Thong qua Bao cao tai chinh hgp nhat da dugc kiem toan cho nam tai chinh 2016.

Dieu 14. Thong qua Ta trinh ve viec bao cao ket qua kinh doanh va phan phoi lgi nhuannam 2015 nhu sau:

Dvt: trieu dong

4/6Nghi quyet DHDCD thicang nien Eximbank nam 2017 ngay 21/04/2017

Tong muc thu lao cua Hoi dong quan tri nam 2017 la 2% lai nhuan truac thuenhung khong thap han 12 ty dong.

Ngan sach hoat dong cua Hoi dong quan tri nam 2017 (bao g6m cac chi phithuong xuyen phuc vu cho hoat dong cua Hoi d6ng quan tri nhu chi phi di

2017:

Dieu 16. Thong qua Ta trinh ve tong muc thu lao cua HDQT nam 2016 (bao gom 09 thanhvien) la lOty dong.

Dieu 17. Thong qua Ta trinh ve tong muc thu lao va ngan sach hoat dong cua HDQT nam

..x

(*): Quy phuc lai duac trich de chi cho cdc hoat dong dodn the vdphuc lai CBNVEximbank.

Theo bao cao tai chinh hop nhat da duac kiem toan tai thai diem 31/12/2016,Eximbank van con dang ghi nhan khoan 16 luy ke la 463.109 trieu dong. Do vay,can cu theo quy dinh cua Dieu le Eximbank, Eximbank khong thuc hien chia cotuc cho nam tai chinh 2016.

242.820

10.000

10.000

20.000

30.741

15.371

66.112

308.932

81.698

390.630

1.089.066

1.479.696

BCTChop nhat

231.819

10.000

10.000

20.000

29.626

14.813

64.439

296.258

78.885

375.143

1.089.066

1.464.209

BCTCrieng

10%5%

Tyle

Lai nhuan con lai sau khi trich lap cac quy

- Quy phuc lai(^)

Trong do: - Quy khen thuong

Trich lap quy khen thuong, phuc lai (tuangduang gan 7% lai nhuan sau thue)

Trich Quy du phong tai chinh

Trich Quy du tru bo sung von dieu le

Trich lap cac quy

Lai nhuan sau thud TNDN (3) - (4)

Thue thu nhap doanh nghiep

Lai nhuan truac thue (l)-(2)

Chi phi du phong rui ro tin dung

Lai nhuan thuan tu hoat dong kinh doanhtruac chi phi dir phong rui ro tin dung

Cac chi tieu

7

6.3

6.2

6.1

6543

2

1

STT

Dieu 15. Thong qua Ta trinh ve viec Bao cao ket qua kinh doanh va phan phoi lai nhuannam 2016:

Dvt: trieu dong

..X

(*)•' QU9 phuc lai duac trick de chi cho cdc hoat dong dodn the vd phuc laiCBNV Eximbank.

Theo bao cao tai chinh hop nhat da dugc kiem toan tai thai diem 31/12/2015,Eximbank van con dang ghi nhan khoan 16 luy ke la 817.469 trieu dong. Do vay,can cu theo quy dinh cua Dieu le Eximbank, Eximbank khong thuc hien chia cotuc cho nam tai chinh 2015.

Nghi quyet DHDCD thuang nien Eximbank nam 2017 ngay 21/04/20175/6

cong tac (ke ca chi phi xang dau), tiep khach, cirac dien thoai...; chi phi mua

bao hiem sue khoe va bao hiem trach nhiem) la 5,5 ty dong.

Dieu 18. Thong qua To trinh ve viec cap doi Giay phep hoat dong, cap bo sung noi dunghoat dong vao Giay phep hoat dong cua Ngan hang TMCP Xuat Nhap khau VietNam.

Danh muc nganh, nghe de nghi cap doi, cap bo sung noi dung hoat dong vao giay

phep hoat dong cua Ngan hang TMCP Xuat Nhap khau Viet Nam:

1. Nhom nganh nghe kinh doanh de nghi bo sung vao Gmy chung nhan dang kydoanh nghiep cua Eximbank cho phu hop voi quy dinh.

Chi tiet nganh, nghe kinh doanh de nghi bo sung:

>Hoat dong uy thac, nhan uy thac.

>Hoat dong mua no.

>Cap tin dung duoi hinh thuc sau day: tai chiet khau cong cu chuyen nhuqmgva giay to co gia khac; bao lanh ngan hang.

>Ma tai khoan thanh toan cho khach hang.

>Mo tai khoan: ma tai khoan tai NHNNVN; ma tai kho^n tai to chuc tindung, chi nhanh ngan hang nuoc ngoai khac.

>To chuc thanh toan noi bo, tham gia he thong thanh toan lien ngan hang quocgia.

>Dich vu quan ly tien mat, tu van ngan hang, tai chinh; cac dich vu quan ly

tai san, cho thue tu, ket an toan.

>Tu van tai chinh doanh nghiep, tu van mua, ban, hop nhat, sap nhap doanh

nghiep va tu van dau tu.

>Tham gia dau thau, mua, ban tin phieu Kho bac, cong cu chuyen nhuqmg,

trai phieu Chinh phu, tin phieu NHNN va cac giay to co gia khac tren thi truongtien te.

>Ban trai phieu doanh nghiep; mua, ban trai phieu Chinh phu.

>Dich vu moi gioi tien te.>Phat hanh chung chi tien gui, ky phidu, tin phi^u, trai phidu de huy dong

von theo quy dinh cua Luat Cac to chuc tin dung, Luat Chung khoan, quy

dinh cua Chinh phu va hudmg dan cua NHNNVN.

>Vay von cua NHNN duoi hinh thuc tai cap von theo quy dinh cua LuatNHNN Viet Nam va hudng din cua NHNN Viet Nam.

>Kinh doanh, cung ung san pham phai sinh lai suat.

>Hoat dong ngoai hoi khac tren thi trucmg trong nuoc va tren thi truong

quoc td: Thuc hien cac giao dich hoi doai ky han (Forward); Thuc hien cacgiao dich h6i doai hoan doi (FX Swap); Thuc hien giao dich hoi doai quyenchqn ngoai lai (Exotic Option); Thuc hien giao dich hoan doi tien te cheo(Cross Currency Swap).

6/6Nghi quyet DHDCD thuang nien Eximbank nam 2017 ngay 21/04/2017

Le Minh Quoc

•y

Nai nhan:-NhuDi^ul9;-Cac co dong;

-Thdng d6c NHNN {^k bao cao);-Co quan TTGS NHNN ( dk bao cao);-Cue TTGS Ngan hang Tp.HCM ( d6 bao cao);

-UBCKNN;-SGDCK Tp.HCM;-TTLKCK CN Tp.HCM;-Luu Van phong HDQT

TM. DAI HOI DONG CO DONG

2. Nhdm nganh nghe kinh doanh de nghi sua doi trong Giay chung nhan dang kydoanh nghiep cua Eximbank cho phu hgp vdi quy dinh.

Chi tiet nganh, nghe kinh doanh de nghi sua doi:

>Nhan tien gui khong ky han, tien gui cd ky han, tien gui tiet kiem va cacloai tien gui khac.

>Cap tin dung dudi hinh thuc sau day: cho vay; chiet khau cong cu chuyennhugng va giay td cd gia khac; phat hanh the tin dung; bao thanh toan trongnude.

>Cung ung dich vu thanh toan trong nude: cung ung phuong tien thanh toan;thuc hien dich vu thanh toan sec, lenh chi, uy nhiem chi, nhd thu, uy nhiemthu, thu tin dung, the ngan hang, dich vu thu ho va chi ho.

>Dich vu bao quan tai san.

>Mua trai phieu doanh nghiep.

>Vay, cho vay, gui, nhan gui von cua to chuc tin dung, chi nhanh ngan hangnude ngoai, to chuc tai chinh trong nude va nude ngoai theo quy dinh cua

phap luat va hudng dan cua NHNNVN.

>Gdp von, mua co phan theo quy dinh cua phap luat va hudng dan cuaNHNN Viet Nam.

>Kinh doanh vang mieng.

>Hoat dong ngoai hoi ca ban tren thi trudng trong nude va tren thi trudngquoc te.

Dieu 19. Dieu khoan thi hanh

Nghi quyet nay dugc Dai hoi dong Co dong nhat tri thong qua toan van tai cuochgp va cd hieu lire thi hanh ke tu ngay 21/04/2017. Cac thanh vien Hoi dongQuan tri, Ban Kiem soat, Ban Dieu hanh chiu trach nhiem thi hanh Nghi quyetnay va to chuc trien khai thuc hien theo chuc nang hoat dong cua minh phu hgpvdi quy dinh cua phap luat va Dieu le Eximbank.