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Ngan heng Thuong m?i C6 phin Nam A Bao ceo tai chinh hop nh6t cho nam ket thfc ngay 31 thang 12 nem 2017 6 {"Y t [i(',* q

ngay 31 12 nem 2017 - namabank.com.vn · nhel li6n quan cho nem k6t lhuc cung ngay ve cdc lhuydl mrnh kem lheo duoc Ban T6ng Gidm d6c Ngan harng phe duyet phdt henh vao ng?ry I thdng

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Ngan heng Thuong m?i C6 phin Nam A

Bao ceo tai chinh hop nh6t cho nam ket thfc

ngay 31 thang 12 nem 2017

6{"Y t[i(',*q

Ngen hing Thuong m?i Cd phan Nam ATh6ng lin vA Ngan hing

ciry ph6p Hoat dong s6 oo26/NH-GP

ciSy ph6p ThAnh lap s5

Ban Ki6m sodt

ngay 22lhiing I nem 1992

Chi tichPh6 ChU tichPh6 Chi tichPh6 Chi tichThlnh vi6nThenh vi6n doc Ep

Trudng banThanh vi€nThanh vi6n

GiAy ph6p Ho?t dong ttuqc Ngan hang Nhe nudc Viet Nam cep va c6lhdi han la 99 ndm kE tu ngay cAp.

46,GP-UB ngey 1 thdng I nam 1992

GiAy ph6p Thanh hp duqc [,y ban Nhan dan Thanh ph6 Hd Chi MinhcAp.

0300872315 ngdy 1 thdng I ndm 1992

GiAy Chung nhan Ddng ki Kinh doanh da dugc diau chinh nhi6u Dnva Un diCu chinh gAn nhet h GiAy Chnng nhan OAng ky Doanh nghieps6 0300872315 ngay 31 lhdng 7 nam 2017. Giay Chung nhan Oengki Kinh doanh dau tiCn va cdc gdy chung nhan di6u chinh do Sd Kaho?ch va Dlu tu Thirnh ph6 H6 Chi Minh cep.

ong Nguyan oudc Toanons Tdn Nq6 Phic V06no Phan Olnh Tan0n6 Nsuy0n ou6c MYBa V6 Thi Tuy6t NgaBa 06 Anh Thu

/(t(

'IBa Trieu Kim CanBa NguyCn ThiThiy VanBa Nguygn Thiry Van

1

cidy Chi,ng nhinOeng hi Kinh doanh/Doanh nghiCp s6

H6iddng Ouan vi

Ngan hing Thuong m?i C6 phin Nam ATh6ng tin va Ngan heng (tiiip theo)

Ban T6ng ci6m d6c ong Tran Nggc Tam ouyen I ong Gram doc(lu ngay 5lhring 3 nam 2018)Ph6 T6ng Gi6m t 6c(d6n ngay 4 thdng 3 nam 2018)Tdns Gidm ir6c{d6n ngdy 4lhdng 3 nem 2018)Ph6 T6ng Gi6m t 6cPh6 T6ng Gi6m ir6cPhd T6ng ci6m d6c(d6n ngey 1O th6ng 11 nem 2017)Ph6 T6ng Giem d6c(d6n ngey 1o theng 11 ndm 2017)Ph6 T6ng Giem d6c(d6n ngay 1O lhang 11 nem 2017)Ph6 T6ng Gidm d6c(d6n ngay 1O thdng 11 nam 2017)Phd T6ng Gidm d6c(d6n ngay lOthdng 11 nim 2017)

Ba Nguy6n Tht tr.4Y Lan

6ng Nguy6n Ou6c ToAn Chi ltch

,i;l

AK6 to6n Trl,ong

Ngudi d?i diin theoph6p luit

TrU sd ilang ki

c6ng ty kiam ro{n COng ty TNHH KPMGVi6J Nam

56 2ol - 203 Cdch Mang Thang TdmPhudng 4, Quan 3, Thanh ph6 Hd Chi MinhViet Nam

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2

Be Luong Thi Cem Ti

Ba V6 Thi Tuy6t Nqaong LC Ouang Ou,ngong Nguy6n Danh Thi6l

ong Nguygn Binh Phuong

ong V6 Viet Trung

ong Nguyen vlnh Lqi

ong Tran Khaa Hoen

Ngan hang Thuong maiC6 phan Nam ABio ceo cia Ban T6ng Giam atiic

Ban Tdng ciam d6c Ngan hang Thuong m?i C6 phAn Nam A ('Ngan hang") trinh bay bao ceo nay vdbao ceo laichlnh hqp nh{t dinh kem cia Ngan hang va cong ty con (goi chung la 'Tap doan") cho hemk6t th0c ngay 31 thAng 12 nem 2017.

Ban T6ng GiSm d6c Ngan hang chiu tach nhiem Ep va trlnh bay trung thvc va hqp ly bao caotaichlnhhqp nhat thoo cdc Chuan m(-ic K6 todn vigt Nam, ChA dO Ka ban Viet Nam 6p dung cho cec T6 chucTIn dung do Ngan hang Nha nudc Viet Nam ban hAnh va cac quy dinh phAp ly c6 lien quan tt6n vieclap va trlnh bay beo ceo tai chinh. Theo y ki6n cl]a Ban T6ng Giem d6c Ngan hang:

(a) beo c6o tai chlnh hqp nhll dugc trlnh bay tu trang 6 dAn trang 89 da phen enh trung thuc vahqp ly llnh hlnh tai chinh hqp nhAt cia Tap doan tai ngay 31 thang 12 nam 2017, k6t qua ho?tdong kinh doanh hgp nhat va luu chuyan tiAn te hqp nhAl cta Tap doan cho nam k6t thuc cungngay, phu hqp vo cac Chuen muc KA toAn Viet Nam, Chg dO K6 to6n Viet Nam 6p dung cho cecT6 chuc Tln dung do Ngan hang Nha nu0c Viel Nam ban hanh ve c6c quy dinh phep li c6 li6nquan t 6n viec hp va tdnh bay beo ceo taichlnh, va

(b) lai ngay Bp bao ceo nay, khong c6 ly do gldg Ban T6ng Glam d6c Ngan hang cho r,ng Nganhang va c6ng ty con sC kh6ng th6 thanh toAn c6c khoan n9 phei ta khi d6n h?n.

T?r ngayhqp nhat

hp Mo c6o nay, Ban T6ng Giem d6c Ngan hang da phe duyet phet hanh beo ceo Aichlnhdlnh kem.

l^ r'A--Giem d6c

Qlr doc

Thanh ph6 H6 Chi Minh, ngay I thang 4 nem 2018

T

llltjoc CdPHtr

I{AM A

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BAo cAo K|EM roAN ooc LAP

Kinh gi,i c6c C6 at6ngNgan hang Thucrng m?i c6 phen Nam A

Ching t6i da ki6m loen bao c6o tai chinh hqp nhh dinh kam cia Ngan hangThuong maiC6 phAn Nam A {'Ngan hang")va c6ng tycon (dugc ggichung h "Tapdoan"), bao gdm bang can d6i k6 toan hqp nh5t tai ngay 31 thang 12 nam 2017,beo cao k6t qud hoal dong kinh doanh hqp nhil va bdo cao luu chuydn ldn te hopnhel li6n quan cho nem k6t lhuc cung ngay ve cdc lhuydl mrnh kem lheo duoc BanT6ng Gidm d6c Ngan harng phe duyet phdt henh vao ng?ry I thdng 4 nim 2018,duqc lrlnh bay tu trang 6 d6n trang 89.

Tr6ch nhiem cia Ban T6ng Gi6m aftic

Ban T6nq Gdm t 6c Ngan hang chiu lrdch nhiem lap va tnnh bay lrung thuc va hgpli bdo cao rai ch'nh hop nh5t nay lheo cac chuin muc K5lodn Viel Nam. Ch6 dO

Kg rodn Viel Nam dp dung cho cdc T6 chuc Trn dung do Ngan hang Nha nu&c vielNam ban hanh va cdc quy dinh phap li c6 li6n quan d6n viec hp va lrinh bay bdociio tai chinh, va chiu trdch nhiem vE ki6m sodl noi bO ma Ban T6ng Gidm d6c xdcdinh h cAn thiet d6 dem bio viec Ep biio cdo tdj chinh hqp nhel kh6ng c6 sai s6llrgng yeu do gian lan hay nham lan.

Trich nhigm cia kiam toen vi6n

Trdch nhiem cUa chUng t6i la dua ra i ki6n ve bdo ceo tari chinh hqp nhet nay dvalr6n kAt qua ki6m loen crla chlng t6i. Ching t6i da thuc hien c6ng viec ki6m lodnlheo cdc Chuan muc Ki6m todn Viet Nam. Ciic chuen muc nay yAu cau ch[ng t6iluan thi chuen muc va c.ic quy irinh vd dao duc ngha nghiep va Bp k6 ho?ch valhuc hien cuoc ki6m toiin d0 dat duoc su dam bao hqp ly vd viec lieu beo cao taa

chinh hqp nh& c6 cdn sai s6t trQng y6u hay kh6ng-

C6ng viec ki6m todn bao gtm viec thqc hign cdc lhrl tuc nhlm lhu thap c6c bdngchung ki6m loen vd cdc s6lieu va ciic lhuy6t minh lrong bdo cdotaichinh. Ciicthiluc alugc lva chQn dqpa tren x6t doen crla ki6m todn vi6n, bao g6m d6nh gid rii roc6 sai s6t trQng y6u trong bao cao tai chinh do gian lan hoac nhAm En. Khi thuchien ciic denh gia rii ro nay, ki6m toan vi6n xem x6l ki6m soet noi bO crla Nganhanq li6n quan ldi viec lap va lrinh bey bdo cdo tar chinh lrung lhuc va hqp ly nhdmlhiAik6 cac thd tuc ki6m loan phu hqp vditrnh hlnh lhuc t6, luy nhr6n kh6ng nhimmuc dich (lua ra y kGn vd hieu qud cda k6m soiil nor b0 cia Ngan hang. C6ngviec krdm toen c0ng bao g6m vigc ddnh gd linh lhrch hqp cua cdc chinh sech ketoan aluoc dp dung va trnh hgp ly cda cdc t dc tinh ka loan cia Ban T6ng Giem d6ccia Ngan hirng, c0ng nhu ddnh gia viec lrinh bay l6ng tha bdo ceo tai chinh.

ching 16r lrn reng cac beng chung kdm lodn ma chung l6ithu dugc la dAy di varhrch hop bm co sd cho i ki6n ki6m todn cua chung l6i.

4(mlddlfthnbcn*6cry.

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KPMG Limit€d Branch106 Floor, Sun Wah To$€r115 Nguyen Hue Street, Ben Nghe WardDistricl 1, Ho Chi Minh City, Metnam+U (28) 3821 9266 | kp.ng.com.vn

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Theo i ki6n cia chrng t6i b6o c6o tari chinh hqp flhet da phan anh hung thuc vahop li, tren c6c khia canh trong yeu, tinh hinh taichinh hgp nhat cia Ngan hangThLronq mai C6 phan Nam A va c6ng ty con tai ngay 3'1 theng 12 n5m 2017, ketqud hoar dang kinh doanh hop nhet va luu ch.ydn ti6n t6 hop nhet cho "em ketthic cing ngey. pht hqp vorcac Chudn mLrc Kd to6n Viel Nam Ch6 da Ke toanVi6t Nam ap dung cho cac To chric Tin dung do Ngan hang Nhe nuoc Vret Namban hiinh va cac quy dinh phep ly c6 lien quan den viec lap va trinh bay beo cao taichlnh

Van de khrc

Beo cao lei chinh hop nh;t cda Tep dodn cho nem k6t th[c ngay 31 lheng 12 nam20'16 duoc kiam toen bor m6t c6ng ty kr6.n toen khec va c6ng ty kiem toan ndy dadua ra i kren chap nhan toan ph,n d6i voi beo ceo tar chinh hop nh6t nay trongbao cao kr6m toan phet hanh ngay 17 th6ng 4 nem 2017

V ki5n cria kiAm toen vi6n

ty TNHH KPMG t?i Thinh ph6 H6 Chi Minh

s6 17-O1-142t2

Nquy6n Thanh NghiGiSy Chong nhan D;ng ki Hanh nghdKiEm toan s6 0304-2018-007-1Ph6 T6ng Gi6n d6c

Thanh ph6 Hd chi lvinh, ngdy I thang 4 ndm 2018

Truong Vinh PhucGi6y Chung nhan D;ng ki Hanh ngheKi6m toan s6 190'1-20'18-007-1

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Ngen hing Thuong mai c6 phin Nam }i201 - 203 C6ch Meng Thdng T6m, Phulng 4, Ouln 3Thnnh ph6 Hd chiMinh, viCr NamBang c6n al6i ke to6n hqp nha! t?i ngiy 31 th6ng 12 nam 2017

Mau Bo2,TCT[)HN@an hanh heo fh6ng ]

d 49/2014T-NHNNngAy 31 thting 12nan2014 aNgen heng Nhe nutc VAt Nan)

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A TAI SAN

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Chi,ng khoin kinh doenhChung khoen kinh doanhDu phdng rii ro chung khoiin kinh doanh

Cdc c6ng cU tii chinh phii rinh va cdc lii .intii chinh khic

Cho vay kh{ch hingCho vay khdch hengDu phdng rui ro cho vay kh6ch hang

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c6p v6n, deu tu dii hanOeu tu diri h?n khiicDq phdng gi,m gi6 dAu iu dai han

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35.s02.20136.345.540

(843.339)

23.649.75224.03S.2S1

(389.s39)

10.180.0674.696.9485.673.424(190.30s)

9.392.5263.921.9995.s35.468

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112.605117_2AO

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112.174117 _280

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52.37952_379

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(23s.164)52.37668.438

(16.062)395.413450.412(54.999)

1.301.046345.732775.708215.652

4.378.8363.740.414

480.362272.563

54.439.880 42.851.605

Cec thuySt minh dinh kirn b bA phAn Np thenh cua beo ceo bi chinh lpp nh ney6

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MAu BoZTCTD-HN@an henh theo Thdng ht

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c6c khoan nq Chanh phi vA Ngan hang Nhanurc ViCt Nam

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viin Gi trq. ty thdc d,u tu. cho vay t6 chd'ctin dgng chiu rii ro

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3.667.0543.423.7483_021.166

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TONG vON cHU sO HUU 3.667.054 3,433.O72

ToNG Ng PHA TRA vA voN cHo sO Huu 54,439.880 42,851.605

7Cec thuyet minh dinh kbn h tb phin hqp benh cia bao c6o hi chinh hqp nhfu ney

Ngen hirng Thuong mei c6 phAn Narn A201 - 203 C6ch Mang Thens T6m, Phudns 4, OuAn 3Thanh phrS Hd chi Minh, viCt NamBi.ng c6n .l6i kc to6n hqp nhat t?i ngay 31 th6ng 12 nam 2017(ti6p thso)

TONG Ng PHA TRA

4.467.9014.013.200

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Nsen hinE Thuons mai cri ptrAn lam A201 - 203 Crch MenE Th6ns Trim, Phulnq 4, OuAn 3Thanh ph6 H6 chi Minh, viCt NamBang cen doi kc to6n hqp nhal t?i ngay 3t lh6ng 12 nam 2017(ticp theo)

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Leithuan tu hoet dong dich vV

Lni lhuan lr.r hoet dong kinh doanh ngo?i h6i

L6 $uan tri mus bdn chong khodn kinh doanh

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3.939.409(2.7s3.338)

1.186.071

75.865(48.834)

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25.235

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151.999

300.188(3.989)

296.199

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3.211.37712.062.7A1)

1.1i18.596

63.666(s9.73s)

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NEAn hing Thuong m?i C5 phin Nam A201 - 203 C6ch Mtng Th6n9T6m, Phntng 4, Ouan 3Thinh ph6 H6 Chi Minn, ViCt Nam ,Bro c6o luu chuydn tian 19 hqp nh,t cho nam kat th6cngay31 thdng 12 nim 2017 (Phudng phdp lrw li6p)

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LUU CHUYEN TIEN Ti' HOAT OONG KINH DOANH

Ihu nhap laiva cdc khoan thu nhap luong tlr nhan dugcChi phi lai va cec chi phi tuong tp da traThu nhAp thuan lu hoal dong dich vq nhan dugcChonh lech s6liAn thuc lhu trr hoat al6no kinh doanhngoaite, vang var chung khoirnThu nhap khdcTidn thu ciic khoan nq da duqc x& ly x6a, bir irdp blngngu6n dlr phbng ria roTiEn chi tre cho nhan vi6n va hoat dong quen ly, cdng vuTi6n thue thu nhap doanh nghiep thqc nop trong nam

Luu chuyan tiin thuin t& ho?t dong kinh doanh truicnhii'ng thay al6i vO Gi sin ve c6ng nq ho?l alQng

Nhong rhay at6i va tai sen ho?t dong

(Tdng)/giam cdc khodn li6n gd,i va cho vay cdc t6 chuclin dung khecTSng cec khoan ve kinh doanh chong khodnTSng cec c6ng cu tai chinh phAi sinh ve cdc tai san taichinh khacTang cec khoan cho vay khdch hangcidm ngudn du phbng dB bu dip l6n lhel cdc khodnGiem/(15n9) khdc v6 tar san hoat dl6ng

Nh*ng thay ddi va c6ng nq ho?l alQng

Tdng/(giam) cec khoan nq Ngan hang Nha nu6c ViCl NamTdng/(giem) tidn goi va vay cec 16 chuc tin dung khdcTang tidn gli crla khech hangTAns phdt hanh siey td c6 sia(Giam)/tdng v6n tai trq, iy thac dau tu, cho vay md t6chuc tin dung chiu flli rociem cac c6ng cu tai chinh phai sinh va cec khoan ng tari

chinh khiic

Mau B04/TCTo-HN@an henh theo fh6ng fi!

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20'17Trieu VND

2016T.iCu VND

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Ngen hins Thuons mai Cl phAn Nam A201 - 203 C6cn M?ng Th6ng Tdm, Phu+tg 4, Ouan 3Thbnh ph6 tl6 Chi Minh, Viet NamBso cdo luu chuy6n tien lC hq" nhel cho nam kal lhtcngiy 3t thang '12 nam 2017 (Phuong phrip lr\rc ti6p - ti6p lh.o)

w.Nguyen Thi MY Lan

KA bdn Tnrtng

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