NGAN HANG NHA NU& GONG HOA XA HQI CM) NGH1A V1tr …datafile.chinhphu.vn/file-remote-v2/DownloadServlet?filePath=vbpq/2014... · quan 15, nha nude ye tien te, hog dOng ngan hang va

NGAN HANG NHA NU& GONG HOA XA HQI CM) NGH1A V1tr NAM Yin NAM Bee lap - Ty do - Huh pink

SO: /2013/TT-NHNN Ha Nat, ngay 13 thong 12 nom 2013

THONG TU. Quy dinh Bao can thong ke ap dung deli vdi

cac don vi thutle Ngan hang NU nude Ws cac to chat tin dung, chi nhanh ngan hang nut ngoei

Can ca. Ludt Ngan hang Nha mac Viet Nam so 46/2010/QH12 ngtly 16/6/2010;

Can G.& Ludt Cdc to char tin dung se; 47/2010/QH12 ngay 16/6/2010;

Can ca. Ludt Thong ke so 04/2003/QH11 ngay 17/6/2003;

Can mi. Nghi Binh so 96/2008/ND-CP ngay 26/8/2008 mita Chinh pith quy dinh ve chlic nang, nhiem vu, guy& hen va ca cau to char cda Ngdn hang Nha ?ileac Viet Nam;

Theo de net( cua Vu truang Vy Da bao, thong lee tien te;

Than; doe Ngan hang Nha nut Viet Nam ban hanh Thong to quy d/nh Bao coo thong ke ap clang doi voi cac don vi thuac Ngan hang Nha me 'ac vet cac to chzic tin Ming, chi nhanh nglin hang nut ngoeti.

Chutmg I

NTIONG QUY KNH CHUNG

Dieu 1. Pham vi dieu chinh

Bao coo thong ke itp dung doi voi ode don vi thuec Ngan hang Nha nude va cac to chile tin dung, chi nhanh ngan hang nude ngoai (sau day gai tit la bao coo th6ng ke) quy dinh tai Thong to nay thuOc log Cho d'O bap coo thting ke ca sb theo quy dinh cua Luat Thong ke so 04/2003/QH11 ngay 17/6/2003.

Bao coo thong ke quy dint' trong Th8ng hr nay la ;rink thtic thu thap thong tin thOng ke tit cac don vi bao coo de dap CEng vies thus hien chin nruig quan 15, nha nude ye tien te, hog dOng ngan hang va chile tang ngan hang trung trong caa Ngan hang Nha nude.

Doi yeti cac bao coo khic Idging thuec pham vi dieu chinh ciut Thong to nay, cac don vi bao coo thus hien theo cat quy dinh hien hanh caa Thong doe Ngan hang Nha nude va cac co quan quan nha nu& c6 that' n quyen.

Dieu 2. Don vi ban cao

, 1. Cac clan vi thurlic co cau M chirccda Ngan hang Nha nuac (sau day goi tat la cac don vi thuOc Ngan hang NM nuac).

2. TO chUc tin dung (trir cac to chile tai chinh vi m6), chi nhanh ngan hang nuac ngoai dirge thanh lap va hoat dOng tren lanh th6 Viet Nam theo Luat • Cac to chirc tin citing (sau day goi chung la t8 chirc tin dung).

Dieu 3. Dan vi nhan bao cao

Don vi nhan bao cao la cac don vi thuec Ngan hang Nha nude.

Dieu 4. Chi fieu bao cao va mau bleu bao cao thing ke (sau day goi tat la chi lieu, mau bieu bag cao)

• 1. Cac chi tieu bao cao clugc phan t8 thanh cac nhom chi tieu. M8i nh6m

chi tieu c6 cac phan nhom chi tieu khac nhau.

2. Ck chi tieu, mau bieu bao cao dinh ky . Dinh ky lap, thai han gin bao cao, don vi bao cao, not dung va Intangdan bao cao cac chi tieu, mau bieu bao cao dinh ky duct quy dinh cu the tai Dieu 11 Thong to nay va cac Phu lac 1, 2, 3, 4a, 4b kern theo Thong to thy.

3. ,Trong twang hop can thiet a phut cho tong the quan ly, chi dap, Thong doc Ngan hang Nha mac hoac Giam doc Ngan hang Nha nude chi nhanh tinh, thanh phO trgc thuOc Trung trong yeu cau bao cao theo cac chi tieu, mau bieu bao cao chua dugc quy dinh tai ThOng to nay; Cac don vi bao cao c6 trash nhiem dap ring day dti, kip thai yeti cau bao cao

Dieu 5. Ma so thong ke va can huang clan phan t6, phan Mai

1.Cac quy dinh cu the ve ma s6 thong ke ap dung trong ding tat thong ke ngan hang dugc quy dinh tai Phu luc 5 kern theo Th8ng tu nay.

2. Huang dan ve phan loaf hinh t6 chirc va ca nhan, phan t6 cac nganh kinh to theo 3 khu vgc kinh te ; phan t6 Ngueri cu tit va Ngueri kheng cu lru maa Viet Nam dugc quy dinh trong ung tai cac Phu Mc 6, 7 va 8 kern theo Ming to nay.

Dieu 6. Phuong tire bao cao

1. Bao cao dien to la bao cao the hien dual clang tep (file) du lieu dien tir duce truyen qua mang may tinh hoac gui qua vat mang tin.. Bao cao dien tit phai co day du chit ky dien to dm Mil twang hoac ngueri c6 tham quyen dm don vi bao cao va theo dung ky hieu, ma truyen tin, cau Mac file do Ngan hang Nha nuac quy dinh.

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Bao cao then ter ay clung bat buOc dui voi cac chi tieu bao cao quy dinh tai Phu luc 1 va cac mau Men bao cao co quy dinh hinh thirc bao cao din to t in Phu luc 4a, Phu luc 4b kem theo Thong to nay.

2. Bac cao bang van ban la bao cao bang giay va phai theo dim? hinh thirc mau bieu quy (link c6 day dit dau, chit k9 ctim ngtred c6 tham quyen cua don vi bag cao va chit k9, ho ten Ma nguei lap, nguitri kiem scat bao cao.

Dieu 7. NOi mang va quy trin' h bao cao din to

1. Tru so chinh cac to chic tin dung (tru Quy tin dung nhan dan va chi nhanh ngan hang nuem ngoki khong phai la chi nhanh tau moi cua cac chi nhanh ding he thOng hog dog tai Viet Nam) not mang truyen tin voi Cuc Cling ngha tin hoc de gild bao cao cho Ngan hang Nha nuerc theo quy dinh tai Phu luc 2 va Phu luc 4b kem theo Thong tu nay.

2. Ngan hang Nha nuac chi nhanh tinh, thanh phO trgc thuOc Thing ucmg (sau day ggi tat la Ngan hang NM nuac chi nhanh tinh, thanh phi)) not mang truyen tin voi Cuc Ging ngha tin hoc a giri bao cao cho Ngan hang NM nu6c theo quy dinh tai Phu luc 2, Phu luc 4a kem theo Thong tu nay va khai than bag cao cua to ethic tin dung tren dia ban tir kho du lieu chung tai Ngan hang Nha nuetc theo hueng dart Ma Cuc Ging nglie tin hoc.

3. Quy tin dung nhan dan not mang truyen tin vial Ngan hang NM nuerc chi nhanh tinh, thanh pho nai dat tru se a girl ban can cho Ngan hang Nha nu& theo quy Binh tai Phu luc 2 va Phu luc 4b kem theo Thong tu nay.

Trueng hyp Quy tin dung Than clan chug du dieu kian de not mang truyen tin voi Ngan hang Nha mon chi nhanh tinh, thanh ph6 thi gin file bao can qua vat mang tin hok gin bao cao bang van ban cho Ngan hang Nha nu& chi nhanh tinh, thanh ph8 nai tat tru se. Ngan hang NM mac chi nhanh tinh, thanh phO co finch nhiam cap nhat de' lieu bao cao cua timg Quy fin dung nhan dan vao ccr so du lieu tai Ngan hang Nha nuac chi nhanh tinh, thanh pho de gni ye Ngan hang Nha nuot.

4. Trueng hgp he thong truyen du lieu c6 gr re, cac dan vi bao cao phai giri file bao cao dugc luu tren vat mang tin cho Ngan hang NM nude theo quy dinh sau-

a) Tru sb chinh to chirc tin dung (trir Quy tin dung nhan den va chi nhanh ngan hang nuoc ngoai khOng phai la chi nhanh dau med cua Mc chi nhanh cimg he thong hog tong tai Viet Nam) gni cho Cuc Cling ngha tin hoc.

b) Quy tin dung Than dan gin cho Cuc COng nglie tin hoc thong qua Ngan hang Nha ntrac chi nhanh tinh, thanh pho nai dat tru se.

Dieu 8. Gin bao can bang van ban

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Viec gin bao cao bang van ban duct ip dung tat vei mau bi8u bao cao quy dinh tai khoan 3 Dieu 4 va d8i voi mau bieu bao cao tai Phu luc 4b kern theo Thong to nay trong truang hop Quy tin dung nhan dan chua du dieu kien not mang truyen tin voi Ngan hang Nha nuerc chi nhanh tinh, thanh ph8.

Dieu 9. Bao mat th6ng tin bao cao

Nhang set lieu bao cao thong ke va cac tai lieu lien quan thu8c danh muc bi mat Nha nu& phai duce roan ly, sir dung va truyen tin theo ding quy dinh cua phap Mat ye bao ye bi mat Nha nuerc.

Dieu 10. Chat luang se lieu bao cao thOng ke

Cac se lieu bao cao thong ke phai dam bao tinh day du, kip thin, ming thut, khach quan, chink xac. Khi co chinh sua del voi so lieu da bao cao hoac so lieu trong ky bao cao co Bien dOng khac thuOng thi don vi bao cao phai gizi cac thuyet minh bao cao bang van ban cho don vi nhan bao car).

Dieu 11. Dinh ky va thin han giti bao cao

I. Dinh 16, bao cao.

a) Ky bao cao ngay dirge xac dinh theo ngay lam viec.

b) Cac ky bao cao thang, quy, nom dugc xac dinh theo lich throng.

c) Ky bao cao 10 ngay (hay 3 kY/thang): IcY 1 dugc tinh tit ngay 01 den ngly 10 cila thang bao cao; kY 2 dirge tinh tir ngay 11 den ngay 20 dm thang bao cao va IcY 3 duce tinh tir ngay 21 den ngay cuOi cling cua thang bao cao.

d) Ky bao cao 15 ngay (hay 2 kY/thang): k5r 1 duce tinh tir ngay 01 den ngay 15 dm thang bao cao• Icy 2 duce tinh tir ngay 16 den ngay cuoi cling cua thang bao cao.

2. Thai han giri bao cao dp dung dei vai chi tieu bao coo.

a) Bao cao ngay - cac don vi bao cao gui bar) coo cham nhat vao 14 gib ngay lam viec tiep theo ngay sau ngay bao cao.

b) Bao cao 10 ngay (3 kY/thang), 15 ngay (2 Icy/thong)' cac don vi bao cao bao cao cham nhat sau 02 ngay lam viec tiep theo tir ngay cuoi cling cila Icy bao cao.

c) Bao cao thang: de don vi bao cao giri bao cao cham nhat vao ngay 12 cita thong tiep theo ngay sau thang bao cao.

d) Bao cao guy: cac don Ai bao cao gui bao cao cham nhat vao ngay 20 cua thang dau quy tiep theo ngay sau quy bao cao.

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d) Bao cao nam: cac don vi bao cao gi i bao cao cham 'that vao ngay 20 dm thing dau Liam tiep theo ngay sau nam bao cao.

e) Rieng doi vii cac bao cao cna tong Qu5, tin dung nhan clan, Ngan hang Nha nuerc chi nhanh tinh, thanh phi .; gun NS hang Nha nuac theo thai han nhu sau:

- Bao cao 10 ngay (3 ky/thang), 15 ngay (2 kY/thang): giri cham kat sau 03 ngay lam vi'ec tiep theo ke tir ngay cuoi cling cua kY bao cao.

- Bao cao thing: gfri cham shat vao ngly 15 caa thang tiep theo ngay sau thang bao cao.

- Bao cao quy: gfri cham nhat vac ngay 25 cila thing tiep theo ngay sau quy bao cao.

- 136.o cao gui cham nhat vao ngay 25 caa thing dau nam tiep theo ngay sau nam bao

g) Truing hop thai han gfri brio cao khac vii cac quy dinh nen tren thi duoc quy dinh cu the tai Phu luc 3 kem theo Thong tu nay.

3. Thai han gui bao cao ap dung dOi voi mau bieu bao cao dugc quy dinh cu the tren cac mau bieu bdo cao tai Phu luc 4; Phu luc 4b kern theo Wong tu nay.

4. Neu nay quy dinh cuoi cling cua flied han bao cao tring voi ngay nghi nghi Tet hok ngiy nghi cuoi Man, thi ngay gfri bao cao la ngay lam viec tiep

theo ngay sau ngay nghi le, nghi Tet hoac ngay nghi cuoi thin do.

Throng hop bao cao yrl bang van ban, ngay gfri bao cao thgc to doge tinh la ngay ghi tren dau cua buu dien nth tiep nhan bao cao gal di. Truing hop bao cao gfri qua kenh bao cao dien tu, ngay gfri bao cao la ngay truyen file bao cao thanh cong ye Cuc COng nghe tin hoc.

• Truing hop khan cap hoac dot xuAt, don vi phai gui bao cao bang van

ban qua fax. Sau 'chi girl bao cao qua fax, dun vi bao cao co trach nhiem giri bao cao chinh that bang van ban theo quy dinh tar khoan 2 Dieu 6 va Dieu 8 Thong tu nay. Ngay gfri bao cao thgc to duce tinh la ngay fax bao cao.

Dieu 12. Quy tenth tra soat voi chi tieu, mau bieu bao cao dien to

1. Ti Cuc Cong nghe tin hoc:

a) Ngay sau khi nhan bao cao theo then han gfri bao cao quy dinh tai khoan 2 va khoan 3 Dieu 11 Thong tu nay, Cue Cong nghe tin hoc kiem tra tinh day di' cua cac chi tieu, mau bieu bao cao dien to do Ngan hang Nha nu& chi nhanh tinh, thanh ph6, tru so chinh to chfrc tin dung truyen qua mang tin hoc.

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Neu phat hien Ngan hang Nha nuoc chi nhanh tinh, thanh pho, tru se chinh t6 cline tin dung icheing truyen hok truyen thieu chi tieu, mau bleu bao cao then to hoac truyen thieu bao cao cua cac chi nhanh to chirc tin dung trong thOng, Cue Ging nghe tin hoc phai thong bao qua mang tin hoc cho Ngan hang Nha nuk chi nhanh tinh thanh pho, tru so chinh to chirc tin dung de girl day du bao cao cho Ngan hang Nha mire.

b) Ngay sau khi nhan dugc ket qua tra soat cua cac don vi thuOc Ngan hang Nha nude, Cue COng nghe tin hoc thong bao kip thai qua mang tin hoc cho Ngan hang Nha nu& chi nhanh tinh, thanh pho , tru ser chinh to chire tin dung de kir ly , truyen lai se) lieu diing cho Cue Cong nghe tin hoc.

c) Ngay sau khi nhan &roe cac chi tiara, mau bieu bao cao dien tit do Ngan hang Nha nuerc chi nhanh tinh, thanh ph8, to chile tin dung truyen lai cho Cue CEng nghe tin hoc, Cuc Cong nghe tin hoc thong bao qua mang tin Mc cho cac don vi nhan bao cao de kip tiled cap nhat so lieu.

2. Tai cac Vu, Cue, Co quan Thanh tra, giam sat ngatihang:

Trong 04 ngay lam viec ke tit ngay het theri han giri bao cao quy dinh tai diem c, d, d, e, g lthoan 2 va khok 3 Dieu 11 ThOng to nay, cac Cue, Cu quan Thanh tra, giam sat ngan hang ki8m tra tinh hop lg dm so lieu tong help tit the chi tieu, mau bieu bao cao dien tit thuec trach nhiem theo doi , tong hop duct quy dinh tai Dieu 16 Thifmg to nay; Neu phat hien sai sot, cac Vu, Cue, Co quan Thanh tra, giam sat ngan hang gin ket qua tra soat se lieu qua mang tin hoc cho Cuc Cong nghe tin hoc de" thong bao cho cac dun vi bao cao truyen lai so lieu dung.

3. Tai Ngfin hang Nha nuere chi nhanh tinh, thanh pho:

, a) Trong 03 ngay lam viec ke tit ngay het thed han gin bao cao quy dinh tai diem c, d, d , g khoan 2 va khoan 3 Dieu 11 Thong to nay, Ngan hang Nha nue. ° chi nhanh tinh, thanh pho kiem tra tinh day an, hop lg thia s8 lieu tong hop tint cac chi tieu, mau bieu bao cao dien tit tha timg ser giao dich, chi nhanh t6 chat tin dung, to chtic tin dung kh8ng co chi nhanh true thuric teen dia ban; Neu phat hien sai sot, Ngan hang NM nuerc chi nhanh tinh, thanh pho giti ket qua tra soat so lieu qua mang tin hoc cho Cuc C8ng nghe tin hoc de thong bao cho cac don vi bao cao truyen lai so lieu thing.

b) Trong 01 ngay lam viec ke tit ngay nhan dirge thong bao tra soat dien tit eila Cue COng nghe tin hoc, Ngan hang Nha nuac chi nhanh tinh, thanh phO phai truyen lai day dit , chinh xac so lieu bao cao cho Cue Cong nghe tin hoc de cac Vu, Cue, Co quan Thanh tra, giam sat ngan hang khai thac.

4. Ti to chirc tin dung:

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Trong 03 ngay lam viec ke to ngay nhfin dirge thong bao tra soat dien ter mia.Cpc Cling nghe tin hoc, tru so chinh to chfrc tin dimg phai truyen lai day &I, chinh xac so lieu bao cao cho Cuc Cling nghe tin hoc de cac don vi thuOc Ngan hang Nha thee khai iliac

Dieu 13. Quy trinh tra soat dOi ved mau bleu bao cao bang van ban

1. Tai can Vu , Cuc, Co: quan Thanh tra, giam sat ngan hang:

a) Trong 02 ngay lam viec ke tir ngay het thei han gfri bao cao quy dinh tai cac mau bieu bao con bang van ban, cac Vu, Cue, Co quan Thanh tra, giam sat ngan hang kiem tra tinh day chi, hgp ly cfm so lieu tong hop tir cac mau bieu bao cao bang van ban; Neu phat hien don vi bao cao Hieing giri hoac so lieu bao can sai sot, cac Vu Cu; Ca quan Thanh tra, giam sat ngfin hang thong bao qua then thoai hoac fax cho don vi bao cao giri day dil hoac giri lai so lieu &mg.

b) Trong 01 ngay lam viec k'e tir ngay nhan dirge thong bio tra soat qua dien thoai hoac fax cfm cac Vu, Cue, Ca quan Thanh tra, giam sat ngan hang, don vi bao cao phai gfri day dt hoac gfri lai so lieu dfmg cho cac Vu, Cue, Ca quan Thanh tra, girth sat ngan hang.

2. Tai Ngan hang Nha nugc chi nhanh tinh, thanh phO•

a) Trong 02 ngay lam viec ke tir ngay het tiled han giri bao cao quy dinh tai cac mau hien bao cao ap dung , cloi voi Quy tin dung nhfin dan, Ngan hang Nha thee chi nhanh tinh, thanh,pho kiem tra tinh day MI, hop lY cfm s8 tang hop tit cac mau bieu bao cao bang van ban dm Quy tin dung than clan tren dia ban; Neu pith hien Quy tin dung nhan clan kh8ng giri hoac so lieu bao cao sai sot, Ngfin hang Nh'a nuec chi nhanh tinh, thanh ph6 thong ban qua dien thoai hoac fax cho Quy tin dung nhan dan gin day du hoac gfri lai so lieu dung.

b) Ngay sau kin nhan dugc bao cao bang van ban cfm Quy tin dung than dan tren dia ban giri lai cho Ngan hang Nha nu& chi nhanh tinh, thanh phO, Ngan hang Nh'a then chi nhanh tinh, thanh ph() phai tong hop day dii, chinh xac so lieu va truyen qua mang tin hoc cho Cue Cong nghe tin hoc de cac don vi thuec Ngan hang NM them khai thac.

3. Ti Quy tin dung nhan dare

Trong 02 ngay lam viec ke to ngay thfin dirge thOng bao tra soot qua dien thoai holac fax dm Ngan hang Nha nuec chi nhanh tinh, thanh phi), Quy tin dung nhan dfin phai gfri day du hoac gfri lai so lieu dung cho Ngan hang NM nu& chi nhanh tinh, thanh

Dieu 14. Chi tieu, man Mau bao can khong phat sinh

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Dei yea chi lieu, Mau bieu bao cao quy dinh tai Phu Itic 1, Phu lac 4a va Phu lye 4b khong phat sinh, cac don vi bao cao thvc hien theo huong dan cua Cac COng nghe tin hoc.

Chuang II

TRACH MOM CVA CAC DON VI THUOC NGAN HANG NHA Ntrdc VA CAC TO CHVC TIN DWG

TRONG VIEC THUC IHEN BAO CAO THONG ICE

Dieu 15. Theo chirc nang, nhiem vu dirge giao, can Vv, Cvc, Ca quan Thanh tra, giam sat ngan hang co trach nhiem nhu sau:

1. Xay dung cac chi tieu, mau bieu bao cao lien quan dan viec thvc hien chdc nang, nhiem vu dm don vi minh.

2. Khi ca yeu cAu sirs del, be sung hoac ban hanh moi chi tieu, mau bieu bao cao lien quan den viec thvc hien chirc nang, nhiem vu ciaa don vi minh, cac Vu, Cuc, Ca quan Thanh tra, giam sat ngan hang phai xay dung cac chi tieu, mau bieu bap cao can sfra doi , bO sung hoac ban hanh mod, thong , nhat yeti don vi d'Au mai la Vv Du bao, thong ke tien to va do Vv bao, thong ke tien to trinh Thong clec Ngan hang Nha nuerc ban hanh.

2. Phei hop ved Vv Du bao, thifing ke tien to to chirc cac dot tap huan vA bao cao thong ke, huong dan lap can chi tieu, mau bieu bao cao do dan vi minh xay dtmg.

3. Phea hop voi Vu Dv bao, thong ke tien to huong clan va tra 1ai trip thin cho cac don vi bao cao ve cac vuong mac lien quan den trach nhiem cua minh trong viec thuc hien Thong to nay. Truing hop dtnic Th8ng doe Ngan hang NM nuerc giao huong dan hoac tra led cho don vi bao cao deil yea van de thuOc pham vi chuyen men, (pan ly cna minh thi phai d8ng giri Vu Da bao, thong ke tien to van ban huong dan hoac tra dm don vi minh.

4. Theo doi, don d'ec cac dan vi bao cao thvc hien girl clay du, &mg han cac chi tieu, man bieu bao cao theo quy dinh tai Dieu 16 Th8ng to nay; !chi phat hien chi tieu bao cao ca sai sat, phai kip thin yeu can don vi bao cao chinh sira va giri lai s8 lieu thing; phOi hop voi Cvc Cong ngh'e tin hoc tra soft viec gni bao cao dien tir cua don vi bao cao qua mang tin hoc.

5. Trong 10 ngay lam viec ke tir ngay het thin han giri bao cao dugc quy dinh tai diem c, d, d, e, g khoan 2 va khoan 3 Dieu I1 Thong to nay, the Vu, ON, Ca quan thanh tra, giam sat ngan hang xirlY, kiem duyet cac chi tieu, mau bleu bao cao do don vi minh phv trach, truyen so lieu da dirge kiem cluyet qua mang tin hoc cho Cuc COng nghe tin hoc de cap nhat vao kho du lieu chung oda Ngan hang Nha nuat.

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6. Dinh ky hang quy, nhan xet, danh gia tinh hinh thvc hien bao cao th6ng ke ola the don vi bao cao doi vbi the chi tieu, mau biehhao cao do don vi minh ph9 trach va &eh VII Du bao, thong ke tien to cham nhat vao ngay lam viec cuOi ding cua thang dau quy sau de tong hop, thong bao chung.

7. Tti chits luu gill va quan lY cac bao cao thong ke bang van ban do don vi minh true tiep nhan tit cac don vi bao cao theo cac quy dinh hien hanh ye quinlY lira tit ho sa, tai lieu trong nganh ngan hang.

8. Phtii hap yeti Ca quan Thanh tra, giam sat ngan hang va Vu Kiem toan nOi b0 thank tra, kiem tra cac t6 ethic, don vi lien quan trong viec thus hien Thong to thy.

9. Lap va giri cac chi tieu, mau bieu bao cao cho the don vi nhan bao cao theo quy dinh tai Thong hr nay.

Dieu 16. Trach nhiem cua cac Vu, Cue, Ca quan Thanh tra, giam sat ngfin hang tong viec xay dung, theo dOn d8c, tra soat va tong hap cac chi tieu, mau bieu bao cao

1. Vu Du bao, thtmg ke hen te: 1A.1, 1B.1, 1D, 1G, 2A, 2B, 5A.7, 7C, 7D, 7E.

2. Vu Chinh sach tien te: 1C, 3A, 7B.

3. Vv Tin dung: 1A.2, 1A.3, 1B.2, 1B.3, 1E, 7A.3, 7A.4, 8E.

4. Vv Quan ly ngoai hei: 5A.1, 5A.2, 5A.3, 5A.4, 5A.5, 5A.6, 5B.

5. Vv Thanh tan: 4A, 4B.

6. Cvc Phat hanh va Kho quy: 4C.

7. Ca quan Thanh tra, giam sat ngan hang: 6A, 6B, 6C, 8A, 8B, 8C, 8D, 8G, 8H, 81, 8K, 8L, 8M, 8N, 80, 8P, 8Q, 8R, 8S, 8T.

8. Se, Giao dish: 7A.1, 7A.2.

9. Cac don vi nhan bao cao dirge quy dinh cu the ten cac mau hien bao cao tai Phu luc 4a, Phu lye 4b kem theo Thong to nay co trach nhiem theo don doe, tra sok va tong hop cac mau hien bao cao do don vi minh tiep nhan.

Dieu 17. Trach nhiem elm V9 Du bao, thong ke tien to

Ngoki trash nhiem neu tai Dieu 15 va Dieu 16 Thong to nay, Vu Du bao, thong ke tien t@ co trash nhiem:

1. La don vi dem moi tai Ngan hang Nha nubs trong viec tiep nhan cac kien nghi bang van ban ve thus hien Thong to nay, phei hop vai cac don vi lien

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quan de tra tai cho dun vi coy kien; Theo deli viec xi! ly Icien nghi cua cac don vi lien quan.

2. Cap nhat va thong bao bo phan lam dau m6i thong ke tai the don vi thuac Ngan hang Nha nu& tren Website cua Ngan , hang NM nuere de the to chew tin dung lien he, trao den }chi phat sixth vuong mac.

3. Tong hop va tham muu trinh Thong d6c Ngan hang Nha nuot phE duyet quyen khai that va bo sung, thay den quyen khai elk chi tieu, mau bieu bao cao da kiem duyet cho cac don vi thuOc Ngan hang Nha nude.

4. Phen hop lied de don vi lien quan htreing clan, kiem tra thoc hien Thong to nay; Dinh kSr quy, tong hop nhan xet danh gia tinh hinh thoc hien quy dinh bao cao thong ke tai Th8ng to nay va thira lenh Thong dee Ngan hang Nha nuec gui cac don vi lien quan de biet va thoe hien.

5. Chu tri phai hop veri cac don vi lien quan dinh kY lap, bao quan, km cung cap va acing b8 so lieu thong ke tong hop theo quy dinh cua phap Mat

va chi dao dm Thong d'ec Ngan hang NM nude.

Dieu 18. Trach nhiem cua Cuc Cong nghe tin hoe

1. La don vi dau m6i t6 chiactiep nhan cac chi tieu, mau bleu bao cao duad clang file du lieu, kiem tra ten, tau true file, ma chi tieu bao do do can don vi truyen qua mang hoac gui qua vat mang tin. Truang hop bao coo bit sai ve ten, tau true file hoac ma chi tieu, phai yeti eau don vi bao cao chinh sin va theo &mg quy dinh; phan hell kip thai ve tinh trang file da lieu cho don vi bao cao. Truang hop xay ra so c8 &rang truyen du lieu dm Ngan hang Nhanudc, phai thong bao kip theri cho dun vi bao cao va that hien ngay bien phap de khac phut su co.

2. Xay dung va 18 claire quan ly kho da lieu bao cao thong ke cua Ngin hang Nha nude; Dam bao viec khai that, sir dung so lieu thong ke cho cac don vi thuec Ngan hang Nha nude.

3. Nei va duy tri mang truyen tin cho cac don vi thuOc Ngan hang Nha nude.

4. Cung cap, lap, cai dat va huong dart van hanh chucmg trinh tin hoc bao cao thong ke cho cac don vi thuOc Ngan hang NM nude de truyen, nhan, theo dor, tong hop, khai thic, tra soar chi tieu, mau bieu bao cao qua mang may tinh va ghi sao luu nhat Icy cac chi tieu, mau bleu bao cao da gin di.

5. Chit tri va phei hop veri Vu Du bao, thong k8 tien to nghien cau, xay dung cac chuong trinh tin hoe *rig dung trong ding tac bao cao th6ng ice, trien khai quy trinh truyen, nhan, tra sok bao cao dien tir qua mang tin hoc va huong

10

clan trier" khai thuc hien Th8ng to nay theo quy dinh cua Thong dot Ngan hang Nha mot.

6. Chit tri va phoi hop voi cac don vi thuec Ngan hang Nha nuac, try so chinh to chitc tin dung xir lY vaang mac trong qua trinh thvc hien tra soat bao cao dies ter.

7. Huang dan viec cap phat, quan ly ma khod, chuong trinh ky dien to Ming trong bao cao thong ke cho cac don vi bao cao not mang truyen tin trvc tiep vai Cuc Cong nghe tin hoc.

8. Chu tri, phei hop vai Vu Du bao, thang ke tien to va cac don vi lien quan xay dung va ban hanh ma chi tieu bao cao thang Ice. Huang dan cac quy dinh ye ten, can true file du lieu dm bap' cao dien tir va huang dan cac don vi lap, giri chi tieu, mau bieu bao cao Ichong phalt sinh de thvc hien Thing to nay.

9. Xay dung va huOng d'An quy trinh gui file ban cao then tir dp dung dei cac don vi thuec Ngan hang Nha nuoc trong trailing hap he thong truyen du

lieu dm Ngan hang Nha nuot c6 sv co.

10. Tn.rang hop cac dun vi bao cao thong bao TA' truyen file du lieu bao coo nhung cac don vi nhan bao cao van chua nhan duac cac chi tieu ban cao qua mang, sau !chi nhan duct phan finh cua cac don vi, Cuc Cong nghe tin 119c c6 trach nhiem kiem tra, xac minh viec truyen file MI lieu bao cao dm don vi bao cao va thong bao ket qua cho don vi nhan bao cao de ph8i hop xir lY kip then.

11. Cap nhat kip thin cac chi tieu, mau Men bao cao do cac don vi bao cao da chinh sin theo you can tra soitt cfm Ngan hang Nha nuetc.

12.GM va sao km nhat ky tiep nhan cac chi tieu, matt bieu bao cao do cac don vi bao cao giri Dinh ky hang quy, cham nhat vao ngay cu6i cimg miathang tau quy sau, girl thong bao nhat ky tiep nhan, tra soar cac chi tieu, mau Men bao cao trong quy tram cho cac don vi thu'Oc Ngan hang Nha mrac qua mang tin hoc de danh gia, nhan xet va thong bao tinh birth thvc hien, chap hanh cac quy dinh tai Thong to nay maa cac don vi bao ego.

13.Dinh ky thing, chain nhat vao ngay 30 dm thang tiep theo, teng hap, thong bao qua mang tin hoc ket qua xi' 1Y, lciem duyet cac chi lieu, man biEu bao cao trong thang truac lien he cua the Vu, Cuc, Ca quan Thanh tra, giam sat ngan hang va gui NM Dv boo, thong Ice tien to theo dei chung.

Dieu 19. Trach nhiem cim Ca quart Thanh tra, giam sat ngan hang

Ngoai trach nhiem neu tai Dieu 15 va Dieu 16 Thong to nay, Ca quan Thanh tra, giam sat ngan hang c6 trach nhiem:

11

1. Thanh tra cac t6 chuc , don vi, ca nhan lien quan trong viec chap hanh Thong tu nay va xir 132 vi pham doi voi cac hanh vi vi pham theo quy dinh cua phap

2. Can cir than xet, dank gia tinh hinh titre hien quy dinh bao cao thOng ke dinh ky quy cua Ngan hang NhA mem, Co quan math tra, giam sat ngan hang c6 trach nhiem xit lY vi pham theo quy Binh cfra phap luat , voi nhi-mg to chic, dun vi, ca than co hanh vi vi pham quy dinh tai Thong Miley.

Dieu 20. Trach nhiem eta Vu Kiem toan not bQ

Vu Kiem toan not bo co troth nhiem kiem tra viec chap hanh Thong to nay cha cac don vi thuem Ngan hang Nha nude thong qua cac dot kiein Man.

Dieu 21 Trach nhiem cta Ngan hang Nha nu& chi nhanh tinh, thanh pho

1. Don c18c Quy tin clung than dan tren dia ban giri day dt, kip thad cac chi tieu, mau bieu bao cao; kiem tra tinh hop 19 tha cac bao cao; tong hop bao cao va giri ye Ngan hang Nha nuerc theo quy dinh tai Thong to nay.

2. Truing hop tren dia ban tinh, thanh pho chua phat sinh (hoac lchong co) cac host ding lien quan den not dung dm chi tieu hok man bieu bao cao duos quy dinh tai Thong tu nay, Ngan hang Nha nuac chi nhanh tinh, thanh pho phai thvc hien theo quy dinh tai Dieu 14 Thing to nay.

3 Dinh kY hang quy, nhan xet, danh gia ia thong bao tinh hinh thvc hien Thong tu nay eta cac Quy tin dung nhan dan tren dia ban, ding theri bao cao Ngan hang Nha mien (Vu Du bao, thong ke tien te) cham nhat van ngay lam viec cuoi ding cua thing clan quy sau de tong hop, th8ng bao chung.

4. Lap va giri cac chi tieu, man bieu bao cao cho cac don vi than bao cao theo quy dinh tai Thong tu nay. Kiem tra, chinh sera va kip thai gfri bao cao dung ye Cue COng nghe tin hoc khi nhan duck you cau tra soot bao cao lien ter dm etc COng nghe tin hoc.

5. Lien he true Het ved cac don vi thuQc Ngan hang Nha mitt c6 trach nhiem theo doi, tong hop cac chi tieu, mau bieu bao cao theo quy dinh tai Dieu 16 Thong tu nay hoac phan anh bang , van ban ye Ngan hang Nha nude (Vu Du bao, thong ke ten te) c6 vuang mac trong qua trinh thvc hien.

6. ,Thoc hien thanh tra, kiem tra viec chap hanh cac quy dinh eta Thong tu nay EA ydi eat TO chic, don vi, ca nhan tren dia ban thuOc thatn quyen quan lY cua Ngan hang Nha then chi nhanh tinh, thanh pho.

Dieu 22. Trach nhiem cua cac t6 ethic tin dung

I Chap hanh dung cac quy dinh ve bao cao thong ke eta , ThOng d6c Ngan hang Nha nuac tai Thong hi nay Trong qua trinh thuc hien, neu co vuang

12

mac pith phan ATM kip thbi ve Ngan hang Nha nu& a duce giai dap theo quy dinh sau:

a) Try so chinh t6 chitc tin dung (trix Quy tin dung nhan dan va chi nhanh ngan hang nuac ngoai khong phai la chi nhanh dau moi cern cac chi nhanh cling he thong hog dOng tai Viet Nam) lien he ttvc tiep voi cac don vi thuOc Ngan • hang Nha nu& co tacit nhiem thee dt3i, tong hop cac chi tieu, mau bleu bao cao theo quy dinh tai Dieu 16 Thong tu nay hoac phan:anh bang van ban ve Ngan

- hang Nha nuou (Vu Dv bao, thong ke tien te).

b) Quy tin dung nhan dan lien h6 trvc tip hoac phap &I bang van ban ve Ngan hang Nha nuerc chi nhanh tinh, thanh pha ncri dat tru so.

2. Try so: chink t6 chirc tin dung la don vi dau m6i girt bao cao va hoan town chiu trach nhiem truerc phap luat va Thong doe Ngan han Nha nuot ve tinh day dit, 14 thin, chinh xac cua so lieu tong hop town he thong, s6 lieu chi tiet cua timg so giao dich, chi nhanh to chirc tin dung trong he tlaOng giri cho Ngan hang Nha nu& theo huong clan tai Phu luc 2.

3. Khi nhan duac thong bao tra sok bao cao lien ter cua Cyc Cong nghe tin hoc hoac phat hien bao car) da giri cho Ngan hang Nha nuoc co sai sot, ty sa chinh to chirc tin dung phai kip thbi chinh sira va gin lai bao cao ding cho Ngan hang Nha ntherc, dong thbi giai trinh cac sai sot cho don vi nhan bao cao.

4. Truang hop t6 chirc tin dung chua phat sinh (hoac Ichong co) cac hog deng lien quan den Ilea dung oh tong Whom chi tieu bao cao hoac mau bieu bao cao quy dinh tai Thong tu nay, to chirc tin dung phai thuc hien theo quy dinh tai Dieu 14 Thong tu nay.

Dieu 23 Khai that chi fiat, mau Neu bao cao

I. Cac dan vi thuOc Ngan hang Nha nuerc ducrc phep khai tithe chi tieu, mau bieu bao cap do don vi mirth chin trach nhiem xay dung, theo dal, don dot, tra soar va tong hypilleo quy Binh tai Dieu 16 Thong tu nay.

2. Cac damyt thy0 an hang Nha nu& c6 nhu eau khai tit& chi lieu, man bieu bao cao da don Nano thus c Ngan hang Nha nude Idem duyet thi phai dang k5r bang vhn vat Vu Du bao, thong ke tien to de tang hop, trinh Thong doc.Ngan hang Nha nuem phe duyet.

3. Cac don vi, ca nhan duce phep khai . thac chi tieu, Mau bieu bao cao chiu frith nhiem quart sir dung thong tin, so lieu thong ke dung mpc dich va than thit cac quy dinh cua phap luat ve bao mat thong tin.

13

Chuang HI

TO CHTYC THIYC HIEN

DMu 24. Thi dua , khen thuong •

TO chirc, don vi, ca nhan thgc hien Mt quy dinh tai Thong to nay la milt trong cac dieu kien Nan hang Nha mew xem xet trao tang cac dank hieu thi dua va cac hinh thirc khen throng theo quy dinh cua phap Mat hien hanh.

Dieu 25. Xir ly vi pham

TO chit; don vi, ca nhan vi pham quy dinh tai Thong to nay, thy theo tinh chat va mirc do vi pham se bi xit 19 theo quy dinh cua phap luat hien hanh.

Dieu 26. Hieu bre thi hanh

1.ThOng to nay co hieu luc thi Bah ke tit ngay 01 thang 12 nom 2014.

2. Thong to nay thay the Thong to s6 21/2010/TT-NHNN ngay 08/10/2010 quy dinh Bao coo thong ke fip dung dOi voi cac don vi thu'ec Ngan hang Nha nuerc va the to chirc tin dung, chi nhanh nail hang nubs ngoai cua Thong dot Ngan hang Nha

3. Chanh Van phi:mg, Vu truemg Vu Du bag, thong ke teen te, Thu tmemg cac don vi lien quan thu6c Ngan hang Nha nueic, Chit tich 1-101 dOng Query tri, Chu tich 1-16i &mg thanh vien va Tong Gam dot (Giant doe) cac to chirc tin dung chiu troth nhiem thi hanh Thong to nay.e

Nal Win: - Nhu Khoan 3 Dieu 26; - Ban lanh dao NI-INN; - Van phong Chinh phi (2 ban); - 130' Tu phap (de kiern tra); - Lull VP, PC, DBTKTT.

.1 THONG DOC PHO THONG DOC

Nguy& Ming Tiin •

14

PHU L1,JC 1 CAC Cid Titu BAO do

(Ban hinh kern then ✓Th8ng tu s6 M /2013 ITT -NHNN ngey dB / 1V/2013)

1. TIN DUNG

Kt hiau Tin chi din Dinh Irk bio cio

IA PHAN L041 DV NQ TIN DUNG THEO NGANII BINH TE

1A.1 Dv nq tin dung

I Du nq tin dung bang 'oat tian xx di vii ngittth kinh to xxxx Thing

2 Du no tin dtmg ngan han bang loaf tan xx d61 vii ngfinh kinh t€ moot Thing

3 Du nq xAu bang lord lien xx drii vii nganh kinh to xxxx Qu9 4 Du no xiu ngan Ilan bang lord tian xx dii yeti nganh kinh to room Quy

1A.2 Dv nq tin dung ce bio dim bang tai sin

Du nq tin dung co bas dam ban tai sin ai vii nganh kinh to xxxx Thing

2 Da nq tin dung ngan han c6 brio dim bang tit sin di vii nganh kinh ta xxxx Thing

1A.3 Du nq tin dung co khi ning mat van - Diem 5

I Du nq tin dung thorn 5 d61 vii nginh kinh te xxxx Qu9

2 Du nq tin dung ngitn had nhim 5 doi vii nganh kinh to ran Quy

3 Du nq tin dung nhom 5 c6 bio dam bang tai sin dth vii nginh kinh ti tan Quy

4 Da no tin dung ngan han them 5 c6 bao dam bang tit san dal vol nginh kinh drama Quy

IB PHAN L041 DU NQ TIN DUNG THEO LOAI IHNII TO CHUG VA CA NIIAN

1B.1 Dv nq tin dung

Du no tin dyng bang Dal tian xx di vol loaf hinh t6 chic va ca nhin xx Thing

2 Du no tin dung ngan had bang loaf tian xx dai vii loaf hinh t6 chic va ca nhan xx Thing

3 Du no xhu bang loaf tien xx di voi loaf hinh IS chino va ca nhin xx Quy

4 Du no Au ngan had bang loci tied xx Alai vii loci hinh to chic ye ca nhin xx Quy

IB.2 Du nq tin dung c6 bio dim bind di sin

Du nq tin dung c6 bio dam bang tai sin dad vol loci hInh to chic va ca than xx Thing

2 Du no tfn dyng ngan had co bao dam bang tai sin dai vol I* HIM ta chic va ca than xx Thing

1B.3 Dv nq tin dung co khi Ming mit van - Nhom 5

I Du no tin dung nhim 5 &Si vii lord Nall 'hi chic va th nhin xx Quy

2 Du no tin dung ngin han nbem 5 defi vitt lord hinh t6 chic vi ca than xx Quy

3 Du no tin dthg ahem 5 co bias darn bang till sin dOi vii loaf hinh ta chic vi ca nhan xx Qu9 4 Du no tin dung nevi han nhim 5 co bao dam bang tai sin dai vat loaf Huh t6 chirc vi th than xx 64

IC DC Ng TIN DUNG THEO PHHCING Mee BAO DAM

I Du no tin dung co bao dam bang quyan sir dung dit va tai sin gin lien vii dal cart ben vay 6119

2 Du nq tin dung c6 bio dam bang quyan su dung dit va tai sin gin lien vii dal cna ben bio fifth Quy

15

Du no tin dung c6 ban dim bang Si sin hinh thinh trong twang Si Orb guy& sir dyng dot hint) thanh trong trong tat)

Quy

4 Du nq tin dung c6 bao dim bing cam co giiy to. c6 gib., se fiat kiOnt, s6 du tai khoan tien ggi, kim loci quy, da quy

Quy

5 Du ng tin dyng c6 bAo dam bang yang Quy

6 Du no tin dung c6 bao dam bang Si sin ;chic QIIE

7 Du ng tin dung khong c6 bio dim bang tai san Qui'

ID far NQ TIN DUNG 1)01 Vol DOANH NGH1EP NHO VA VEIA

1 Du no tin dung ngan han hang loci lien xx dei vOi doanh nghiep nhO vi Ha Thing

2 Du no tin dung trung han bang 1641 tien xx dei veld doanh nghiep nhir vi Wa Thing

3 Du nq tin dyng dai hart bang loci tien xx ded vOi doanh nghiep nhO vi Ha Thing

4 Du nq xau ngAn hyn bang loyi tien xx dei vOi doanh nghiep nh6 va Wa QUE

5 Du nq xin trung han bang loci tien xx dei vili doanh nghiep nhA va Wa Qut

6 Du no xku dai han bang loci tien xx dtti vOi doanh nghiep nh6 va Wa Qut

lE BOAT HONG BAO LAM!

Doanh se bao lanh cho lord hinh t6 Allan vi ci nhan xx la Ngubi cu tit cim Viet Nam phit sinh trong ky bring RIM tien xx

Thing

2 Doanh so bao lanh cho loyi hinh TCTD xx IA Ngubi cu tra cis Viet Nam phit sinh trong Ict bang loai tien xx

Thin g

3 Doanh so bao Ianh cho Ngubi khong cu tit rim Viet Nam phat sinh trong Icy bang 'Hi [len xx Thing

4 S6 du bio lanh cho loci hinh to chile vi ca nhan xx a Ngubi cm tri Ha ViH Nam bang loaf ben xx Thing

5 s6 du Ho Ianh cho Mai hinh TI. ID xx IA Ngubi cu nth cia Viet Nam bang loaf lien xx Thing

6 SA du bao Ianh cho Ngubi kheng cu tri bang loyi tien xx Thing

7 Doanh so tra thay bio limh cho loaf hinh 16 chic va ca nhan xx a Ngubi cu Ina cis Viet Nam phat sinh tong Icy bang loaf tien roc

g

8 Doanh so tra thay bap Minh cho loaf hinh TCTD xx la Ngubi cu MI cis Viet Nam phit sinh tong Icy ban loci an xx

Thing

9 Doanh s6 tri thay bao Ianh cho Ngubi khong cu trti Ha Viet Nam phit sinh trong kir bang loyi lien xx

Thing

1 Se du bra thay bao Ianh cho loci hinh ter chat va ca nhan xx la Ngubi au tri Ha Viet Nam bring loci tien xx

Thing

11 SA du Ira thay bio lanh cho loyi hinh TCTD xx IA Ngubi cu tni Ha Viet Nam bring loyi den xx Thing

12 SO du tra thay bio lanh cho Ngubi Idling cu tra Ha ViH Nam bang loci lien xx Thing

13 Doanh se Ho lanh cho nginh kinh to xxxx phit sinh Ming Icy bang loaf tien xx Thing

14 S6 du bao lanh cho nganh kinh to xxxx bang lo cal tien xx Thing

15 Doanh se tra thay bio lanh cho nganh kinh to xxxx phat sinh tong kir bang loaf lien xx Thing

16 SO du tra thay bao lAnh cho nganh kinh to xxxx bang loot tien xx Thing

17 SO tien Icy quy bao dim then loyi 66n xx dm khach hang gfri tai TCTD Thing

18 GS ft) di sin bio dim khac then loyi lien xx ma TCTD nhan Ha khAch hang Thing

19 GM tra Si sin ban dam He khoan bio lanh Theo loll tien xx ma TCTD da Mire hien tilt thay cho khach hang Thing

1G TONG DIENQ TIN DUNG (Nhom chi tiau Wig' tra)

Tong du no tin dyng bang loaf lien xx Thing

2 'Ding du nq tin dung ngin han bang loyi ben xx Thing

16

2. HUY BONG VON

Ky high Tin chi den Dinh 10 Nth cio

2A HUY HONG VON THONG NUOC

2A.1 Tien gin can ca nhin vi tã chic lit Ngtrbi or trd cola Viet nam

Tien giri kh8ng Ict han cia ca nhan trong ntrie bang loci tien xx Thing

2 Tien gni ca Icy hp dir6i 6 thing cia ea nhin trong nude bang loci tien xx Thing

3 Tien pi to Ick hp tir 6 thing den 12 thing do ca nhan trong mac bing loci lien xx Thing

4 Tien pi to Icy han tir tren 12 thing den 24 thing Ora ca nhan trong nude bang loci tien xx Thang

5 Tien girl to lcy hp ft) . tren 24 thing den 60 thing cia ca nhin trong nude bang loci Van xx Thing

6 Tien gii c6 I hp tb tren 60 thing coa ca nhan trong nude bang loci Van xx Thing

7 Tien giri kh8ng Icy hp ells to chic trong pie bing loci lien xx Thing

8 Tien giri 06 14 hp cluM 6 thing cia to chic tong nude bang loci lien xx Than*

9 Tien giri cd Irk han td 6 thing den 12 thing Pa tb chic tong nude bang lo • Van xx Thing

10 Tien giri to Icy hp ti tren 12 Chang den 24 thing cola to chic trong nude bang loci hen xx Thing

11 Tien pri do * hp tir tren 24 thing den 60 thing do th chic tong mac bing loci hen xx Thing

12 Tien pi c6 kt hp tb tren 60 thing cart t8 chic tong nude bing loci hen xx Thing

2A.2 Phut Minh grey tb c6 gig cho Ngtrbi cv tr6 call Viet Nam

Phat hail giiy ter to gig to *hp cludi 6 thing cho Ngubi cu fru oda Viet Nam bang loci tien xx Thing

2 Phat hanh giiy tb c6 gia co ky hp ti 6 thing den 12 thing cho Ngubi ou tra Goa Viet Nam bang loci tien xx Thing

3 Phil hanh qiiy tb cd gii c6 ky hp ta lien 12 thang den 24 thing cho Ngubi or hi alit Viet Nam bang loci tien xx Thing

Phit hank gity tit c6 gig c6 kjr hp tit tren 24 thing den 60 thing cho Ngubi ambi ch tra eta Viet Nam bang loci hen xx Thing

5 Phat Minh giay tb c6 gii ci5 Icy hp ti tin 60 thing cho Ngubi or tni oh Viet Nam being loci hen g Than

2B HUY HONG VON Ntroc Nook

2B.1 Phit hinh giiy tici gift cho Ngubi kh8ng ar trti cola Viet Nam

Phit Mob giey ter c6 gia al, ky hp duel 6 thing cho Ngubi Pang cu rolldo Via Nam bang loci tien xx Thin

2 Phat hanh giey tb co gig co * hp ti 6 thing din 12 thing cho Ngubi 'dieing cu Ira do Viet Nam bang loci lien xx Thing

3 Phit hail gigy tb co gift c6 10 hp ti ten 12 thing din 24 thing cho Ngubi kh8ng Cutra oh Viet Nam bang loaf tien xx g Than

4 Phit hanh gigy 0 to gig ci ky hp ti tren 24 thing den 60 thing cho Ngubi Pang Cu hi oh Viet Nam bang log; hen xx Thing

5 Phit hail gigy tb ci gii co Icy hp tren 60 thing cho Ngubi khing cv tro an Viet Nam bang loci ties xx

Thang

17

3. LAI SUAT

Ky hieu Tan chi tie,' Dinh ky bio coo

3A LAI SEAT DOI VE11 NEN KINK TE

1 Lai suit an gni 461 vii Ioai khong IcS, han bang lopi Oen 2(7( Thing

2 Lai suit tin gni dai alai ky hen dual 1 thing bang !opt nen xx Thing

3 Lai suit tia'n gni dE yid ky han 3 thing bang Ioai lien xx Thing

4 Lai suet tien Eli did vai ky han 6 thing bang Ioai din xx Thing

5 Lai suit tiEn ni dei vdri ky hen 12 thing being lopi tian xx Thing

6 Lai suit tin gni di vii ky han td tren 12 thing den 24 thing bang Ioai tin xx Thing

7 Lai suit tian giri ri6i vii 13J hen tren 24 thing bang lord din xx Thing

8 LE suit huy dung bang phit lxinh giay t6 c6 giilopi dual 12 thing bang Ioai ben xx Thing

9 LE suit huy ding bang phit Kith giiy ter c6 giilopi td 12 thing tra len bang Ioai tin xx Thing

10 Lai suit cho vay ngin han del vii 116 vpc sin xuit, kinh doanh thong thutmg bang loE Oen xx Thing

11 Lai suit cho vay trung va dai han del vii link Etc san xuit, kinh doanh thong thutrng bang lopi lien xx

Thing

12 Lai suet cho vay ngan hen bang VND dei vet cic khoan cho vay di du to, kinh doanh bit Ong sin Thing

13 Lai suit cho vay trung va dai hen bang VND del vii cac khoin cho vay di diu tu, kinh doanh bit dung sin

Thong

14 Lai suit cho vay ngin han bang VND dei v61 cac khohn cho vay a dau tu, kinh doanh chimg khoin

Thing

15 Lai suit cho vay trung va dal hen bang VND 461 vii cap khoin cho vay a dau tu, kinh doanh cluing khoin

Thong

16 Lai suit cho vay ripen han bang VND did vii tic khoin cho vay a dip ling cic nhu eau von phpc ve dOi sting

Thing

17 Lai suit cho vay dung va dai han bang VND dei vol cic khoin cho vay de dap img cac nhu eau von phpc vu tied sting

Thing

18 Lai suit cho vay ngan han bang VND d61 vii cac khoin cho vay thOng qua nghiep Et phit Minh va sir dung the tin dung

Thong

19 Lai suit cho vay trung va dai hen bang VND dei vii cic khoim cho vay thong qua nghlep vp phit henh va sir dung the tin dung

Thing

18

4. THANI1 TOAN VA NGAN QUI?

Ey hiitt Tin chi lieu Binh kt ban ado

4A Tit IOWAN TIEN GUI THANK TOAN

1 Se hang tai kboan tien giri thanh toin &a ci flan Thing

2 Se du tai khoan tien gui thanh toin caa a nhan Thing

3 Se hang tai khan tien gui thanh tan via cat t6 chic Thing

4 St du tai khan tien gui thanh toin cila the t6 chic Thing

5 St hang tai khan lien girl thanh toin caa t6 chile cung Cal djch Ara thanh tan khac Thing

6 Sa du tai khoan lien giri thanh than caa t6 afro cung ang djch vi thanh toin khic Thing

7 Se hang a Maim the ghi ng nei dja caa a nhan Thing

8 S8 du tai khan the ghi nq nal dia. dm ca nhin Thing

9 Se• hang tai khan the ghi nal qua te caa a nhan nag

10 Set du tai khan the ghi no quec te coa a nhin Thing

11 SO luamg tai khoin tier girl thanh tom c6 pat bah sec Thing

12 Se du tii khoan tien gui thanh town c6 phat hanh sec Thing

48 THANH TOAN PHAN THEO LOA' PHIIONG TIEN THANE TOAN VA HE THONG TKANH TOAN

4 THANK THAN TOAN PHAN THEO LORI PIIKONG TIEN THANK TOAN VA DICK VET THANH TOAN

46.1.1 Giao dich rat tien mat

1 Se bang giao dich nit tien met bang Sec Thing

2 Gia 14 giao djch rat tien mil bang Sec Thing

3 SO luring giao dich nit tien mit bang The Thing

4 Gia trj giao djch rat flan ma bang The Thing

5 Se hang giao dich rat tien mit bang cac phuong tian thanh toin khic Thing

6 Gia trj giao djch rat tien ma 'sing cac pinning tien thanh town laic Thing

4B.1.2 Giao dich thank loan kh8ng dung tan mit na dja

Se luting giao dial thanh town bang Sic Thing

2 Gia trj giao djch thanh tan bang Sic Thing

3 Se hang giao dich thanh town bang The Thing

4 GU trj giao dich thanh town bag The Thang

5 St lacing giao djch thanh win bang Lath chi, Uy atiam chi Thing

6 Gia trj giao dich thank toin bang Lail chi, Uy nhiam chi Thing

7 Se hang giao djch thanh toin bang Nhe thu, 1)y nhiam thu Thing

8 Cif, tri giao dich thanh loin bang Nat thu, Cy nhiam thu Thing

9 Se brag giao dich thanh toin bag the phuong tien thanh tan khac Thing

10 GiA tri giao dich thanh toan bang cfic phucmg tien than], toin Ichic Thing

11 Se lying giao dich thanh tam bang lenh thanh loan ding chimg a giAy Thing

12 Gin trj giao dich thanh loin bang lenh thanh tam ding chimg ter giAy Thing

19

13 Si luong giao dich thanh kin bang lenh than}, town clang cUng tit dien to Thing

14 Gia hi giao djch thanh toan bang lenh that'll toan ding chung a Bien hi Thang

48.1.3 [Bch vg the

Tong se luting the Ca phat hinh lily ke Thing

2 S6 luting the da phat hanh chua duos kich hog Thang

3 S6 Wong the ghi no not dia dang luu hanh Thing

4 Sd luting the tin dung not dja dang hill hanh Thing

5 se king the tra kink not dia dang Jun hanh Thing

6 SO luting the nii dja khan dang luu hint' Thing

7 S6 luong the ghi no guac 4 dang luu hinh Thing

8 Se luting the tin dung gu6c 4 dang ]vu ha/1h Thang

9 Se luting the tra truck gu6c 4 dang luu hinh Thing

10 Se luting the qufic to khan dang luu hinh Thing

11 Sfi luting the ce giao did, tong kg bao cao Thing

12 SO luting giao dich bang the ghi no not dja Thing

13 Gid trj giao dich bang the ghi no nfii dia Thing

14 S6 luting giao dich bang the tin dung niii dia Thing

15 Gia trj giao djch bang the tin thing not dja Thing

16 SA luong giao dich bang the tra trete not dja Thang

17 Gid trf giao dich bang the trait -ink not dia Thing

18 SO luting giao djch bang the nfii dja Ichic Thing

19 Gth tri, giao dich bang the nfii dja khan Thing

20 SO kern giao dich bing the ghi no gu6c to Thing

21 Gid hi giao dich bang the ghi no gu6c to Thing

22 S6 luting giao dich bing the tin dung quAc 4 Thing

23 Gia tri giao dich bang the tin dung gu6c to Thang

24 SO luting giao dich bang the tra fruit nth& 4 Thing

25 Gia ni giao dich bang the trit truck qu6c to Thang

26 S6 luong giao dich bang the guac 4 khk Thang

27 Gia hi giao djch bang the gnoc t6 Ithic Thing

28 SO luting giao 'Bch a nuic ngoli bang the do t6 chirc bao cio phat hanh Thing

29 Cid trj giao dich a gu6c gia xxx bang the do t6 chirc bao cio phit hanh Thing

30 S6 luting the ghi no not dia bj gia mao Thang

31 S6 luong giao dich bang the ghi no iiii dja gia Thing

32 Gii tq giao dich bang the ghi no not CIO gia Thang

33 so luting the tin thing not dja bj gifi mao Thing

34 S6luong giao dick bang the tin dung not dja gia Thing

35 Gia hi, giao dich bang the tin dung not dia gia Thing

36 S6 luting the ghi no quen to hi gia mao Thang

37 S6 luong giao dich bang the ghi no quic 4 gii Tithing

20

38 Gi£ tri giao dich bang the ghi no qu6c td Bid Thing

39 St thong th8 tin dung go& 4 bi gift mee -,- Thing

40 S6 thong giao dich ban the tin dog quoc 4 gift Thing

41 Gift tri giao djch bang the tin dung quOc 4 gift Thang

42 SO luring giao djch bang the gia khic Thing

43 Gia tri giao dich bang the gift Meth Thang

4B.1.4 Giao [Bch qua kink Internet, Cliff' thoei di (King

1 Sti thong giao dish tai chink qua kit+ Internet Thing

2 Gii tri giao dich tai chin!, qua Iced Internet Thing

3 S6 luring giao djch tai chfnh qua kink' dien thoei di dOng Thing

4 Gia tri giao dich tai chfnh qua kenh di8n thoai di tieing Thing

4B.2 THANH TOAN PHAN THEO HE THONG THANH TOAN

4B.2.1 Thanh loin &mg lin qua tai kboin tan gtH tai NHNN - Chung it* play

S6 Itremg giao dich thanh toin tong In quatill khoan tilt gili tai NHNN (Chang th gi&y) Thing

2 Gia ti giao dich thank toin ttIng Ian qua thi khoan an giri tai NHNN (Chimg tar gay) Thing

4B.2.2 Thanh toin nil by TCTD

Sto luring giao dich thanh tom nii be Thing

2 Gia tri giao did thanh loan nOi 60 Thing

48.2.3 Thanh Wan qua TCTD 'chic

1 Si luring chuyen tido di bang VND qua TCTD !chic Thing

2 Gia tri chuyAn tien di bimg VND qua TCTD 'chic Thing

3 SO luring chuy6n tien di bang mop to qua TCTD khan Thang

4 Gift tri chuytin tien di bang ngord ti qua TCTD Utile Thing

4E.2.4 Thanh twin diem th song phuong

I So Wong chuyin bin di bang VND qua thanh toin dith tir song phuong vol TCTD xxx Thing

2 Gia tri chuytn tien di hang VND qua thanh toan diem ha song phuong yid TCTD xxx Thing

3 56 luring chuyin tien din bang VND qua thank roan dien t* song phuong vat TCTD xxx Thing

4 Gift tri chuyen bin diet bang VND qua thanh than gign Ur song phuong yth TCTD xxx Thing

5 St thong chuyin tien di bang ngogi q qua thanh than dien tit song phuong piri TCTD xxx Than

6 Gia tri chuyth lien di bang ngop to qua thanh than dith of song pinion vol TCTD xxx Thing

7 S6 luring chuyen tien ddn bang ngoei tri qua thanh tom di8n tt5 song phuong y6i TCTD xxx Thang

8 Gia tri chuyin bin den bang ngoai to qua that'll thin dien lir song vii TCTD xxx phuong Thing

46.2.5 Thank loin qua ATM/POS/EFTPOS/EDC

4B.2.5.1 Giao dich qua ATM

I S6 luring may ATM Mt tai tinh, think ph6 xx Thing

2 S6 liremg giao dich qua ATM Thing

3 Gie tri giao dich qua ATM Thing

4 S6 thong giao dich nit Ilan mat qua ATM Than

21

5 Gia trj giao dich rut tien mat qua ATM Thing

6 So hong giao dich chuyen khoin qua ATM Thang

7 Gia tri giao dich chuyOn khoan qua ATM Thing

8 SO luting giao djch qua ATM bang the do to chac a nu6c ngoai Mild hank Thing

9 Gia trj giao dich qua ATM bang the do M afro 6 nubc ngoai phat hanh Tang

10 SC; Nang giao dich qua ATM coo tra soat khigu nai Thing

11 GM trj giao dich qua ATM c6 tra soot khieu nai Thing

4B.2.5.2 Giao djch qua POS/EFTPOS/EDC

I S6 Mang thiEt bi du cu8i POS/EFTPOS/EDC Thing

2 SO luting don vj chip nhan the Thing

3 SO luting giao djch qua POS/EFTPOS/EDC Thang

4 Gia tri giao dich qua POS/EFTPOS/EDC Thing

5 SO hong giao dich rut tin qua POS/EFTPOS/EDC Thing

6 Gia tri giao dich rut tin mat qua POS/EFTPOS/EDC Thang

7 SO lupng giao dich chuyEn khan qua POS/EFTPOS/EDC Thing

8 GM tri giao dich chuyen khoan qua POS/EFTPOS/EDC Thing

9 SO luting giao dich thanh loan hang h6a, djch vp qua POS/EFTPOS/EDC Thang

10 GM trj giao dich thanh loan hang h6a, djch va qua POS/EFTPOS/EDC Thang

11 S6 lupng giao dich qua POS/EFTPOS/EDC bang the do M chic 6 nude ngoai phat Minh Thang

12 GM tri giao djch qua POS/EFTPOS/EDC bang the do t8 chirc 6 nuilvc ngoai phat hank Thing

13 SO luting giao dich qua POS/EFTPOS/EDC c6 tra soar, Ichik nM Thing

14 Gig tri giao dich qua POS/EFTPOS/EDC ob tra soot, Ichiau nai Thing

411.2.6 He thong thanh foam Bien tir' lien ngin hang

4B.2.6.1 Thong tin thanh Ain

1 SO 'long thanh vien two lib Thing

2 SO luting don vj thanh vien five tip Thing

3 SO luting thanh vien Man flip Thang

4 SO hong thanh vien tham gia thanh Wan gilt tri thop Thing

5 SO liming don vi thanh vien tham gia thanh toan gid trj thap Thing

48.2.6.2 Thai gian giao dich

1 Thbi dilm bit din xer19 dal] ngay Ngay

2 Thbi dMm Moan thanh xer 19 dau nglty Ngay

3 Thbi diEm tiOu he thong gia tri Map ngimg nhan lenh thanh tan Ngay

4 Thai diOm hoan thanh guy& town ba trit gia trj thip Ngay

5 Thbi ditm tieu he thong gia tri cao rigbng nhan IDM thanh toin Ngay

6 Thbi diem hoan thanh xer 19 doi chi8u cu6i ngay Ngay

48.2.6.3 Giao dich phan theo tieu he thong

So bong lenh thanh town Na di gia tri cao (co gia trj to 500 trieu Ming trer len) qua tiOu he thong gii trj cao cua NHTV xxx Ngay

22

2 Gia trj len), thanh town Ng di glair' cao (cd gin trj tt7 500 trieu clang fro len) qua tieu he thtng gia trj cao dm NHTV xxx

Ngay

St lugng krill thanh toan Cd di gift trj cao (c6 Bid trj td 500 trieu clang fro len) qua hilt hi thong gia tri cao cua NHTV xxx

Ngay

4 Gift tri lenh thanh tam C6 di gia tri cao (c6 gia trj Ur 500 trieu ding Ira len) qua Eau hd thong gia trj cao caa NHTV xxx

Ngay

5 St lugng lent, thanh tam Nq den gia hi cao (cd gift trj tir 500 trieu thing Ira len) qua tieu he thong gia trj cao cua NHTV xxx

Ngay

6 Gift trj tenth thanh tam Ng den gid trj cao (cd gii trj tit 500 trieu dang ft& len) qua tieu he thong gia trj cao cua NHTV too(

Ns

7 St lugng lent, thanh toan Cd den gia trj cao (co gil tit 500 trieu dens trd len) qua tieu hi thiing gii trj cao dm NHTV xxx

Ngay,

8 Gift tri lenh thanh toin C6 din gift gia trj cao (cd gia trj tiz 500 trieu clang fret len) qua lieu he th6ng gia trj cao eaa NHTV xxx

Ngay

9 SO lugng lentil thanh town Nq di gift trj thAp (c6 gia trj duOi 500 trieu &Ong) qua lieu he thong gia trj cao cua NHTV xxx

Ngay

10 Gid trj lenh thanh Win Ng di gia trj thip (05 gia trl duel 500 trieu deng) qua tieu he thtng gin trj cao cart NHTV xxx

Ngay

11 SO lugng lenh thanh town 05 di gii trj thap (ea gii trj dual 500 trieu dug) qua tieu he thtng gift trj cao cua NHTV xxx

Ngay

12 Gia tri lent, thanh loan Cd di gia trj thap (c6 gia trj duel 500 Ulan (tang) qua hey he thong gilt trj cao citaNHTV xxx

Ngay

13 SO lugng lenh thanh town Nq den gia trj thetp (co gift trj dudi 500 trieu dang) qua tieu he th6ng gia trj cao dm NHTV rot

Ngay

14 Gil trj lent, thanh town Nq din gia hi thlp (cd gift trj clued 500 trieu den) qua tieu he thong Oa trj cao cart NHTV xxx

Noy

15 S6 lacing Idnii thanh tab CO din gift trj thdp (cfp gia trj duel 500 trieu dhng) qua tieu he thtng gia trj cao cart NHTV xxx

Noy

16 Gil trj lenh thanh town Cd den gia trj then (co gia trj duti 500 trieu &Ong) qua lieu he thting gia trj cao cua NHTV an

Ngay

17 St !Irons lent' thanh toan Ng di qua tieu hi thilng gia trj thdp eta NHTV xxx Ngay

18 Gia tri lenh thanh loan Nq di qua tieu he thtng gia frit* cua NHTV xxx Ngsly

19 SO lugng lenh thanh toan Cd di qua tieu he thtng gia trj fillip cua NHTV xxx Ngay

20 Gil trj lenh thanh toin C6 di qua lieu he thong Oa trj thin dm NHTV xxx Ngay

21 SO lugng lenh thanh than Nq an qua du he thtng gia tri thep cua NHTV xxx Ngtly

22 Gil trj lent thanh Wan Ng din qua tieu hi thong gii IA thap Gila NHTV xxx Ngay

23 SO lugng lenh thanh town CO den qua fiat] he thong gia Irj tap oh NHTV xxx Ngay

24 Gil trj lenh thanh than C6 din qua tidu hi thong gia trj thep cua NHTV floc Ngay

25 St lugng led, thanh titian Ng di khac eta NHTV xxx Ngsly

26 Gil trj lenh thanh hob Ng di khdc cua NHTV xxx Ngay

27 Ngay St lugng lenh thanh toin C6 di khic cua NHTV xxx

28 Gil trj lenh thanh than C6 di Ichdc cua NHTV xxx Ngay

29 SO lugng lenh thanh toan Ng den khac Oa NHTV xxx Ngay

30 Gil tri lenh thanh Irian Ng den khac cua NHTV xxx Ngay

31 SO lugng lenh thanh loan C6 din khic cua NHTV xxx Ngay

32 Gia trj Idnh thanh man C6 den khac cua NHTV xxx Ngdy

4B.2.6.4 Gino dich phan then that gian

23

1 so luting giao dich qua tieu he thong gia trj cao tong then gian throe 09h00 Ngay

2 Gia trj giao their qua lieu he thOng gia trj cao trong thbi gian tithe 09h00 NgAy

3 SO Irving giao dich qua tiau he th6ng gia trj cao tong thaigian tfr 09h00 dgn throe 10h00 Ngay

4 Gia trj giao Bich qua tigu he thOng gia trj cao trong thbi gian tt 09h00 den trade 10h00 Ngay

5 S6 thong giao dich qua tigu he thcing gia trj cao trong thai gian tfr 10h00 dgn tnrfrc 11h00 Ngay

6 Gia tri giao dich qua tieu he thgng gia tri cao tong thbi gian tfr 10h00 den truth 11h00 Ngay _

7 Se Mpg giao dich qua tieu he thong gia 'IV cao tong thai giants 1 Ih00 den mak 12h00 Ngly

8 Gia tri giao djch qua eau he thong gia trj cao trong thbi gian thIlh00 den truck 12h00 Ngay

9 SO liters giao djch qua tieu he thong gia trj cao tong than gian tfr 12h00 clan tmoc 13h00 Ngsly

10 Gia trj giao dich qua tigu he thang gia Ai cao trong thai gian tfr 12h00 den crude 13h00 Ngay

II SO thong giao did, qua tieu he th ong gia trj cao trong thbi gian tfr 13h00 den trade 14h00 Ngay

12 Gia tri giao dich qua tieu he thOng gia tri cao tong VIM gian tfr 13h00 den Into 14h00 Ngay

13 SO thong giao dich qua tieu he thOnggia trj cao tong Cheri gian tit 14h00 dgn tithe 15h00 Ngay

14 Gid tri giao djch qua tieu he thong gia trj cao tong than gian Cdr 141500 den tnthrc 15h00 Ngay

15 SO luting giao dich qua tiau he thOng gig trj cao tong thbi gian ti) 15h00 den tithe thbi digm ngfrng girl Lenh thanh tan gia trj cao theo quy djnh Ngrly

16 Gia tri giao dich qua tieu he Sang gifi tri cao trong thai gian tfr 15h00 den Into that diem ngUng giri Lenh thanh toan gia tri cao theo quy djnh

Ngay

17 SO luting giao dich qua tigu he thgng gia trj cao trong alai gian N sau Oaf diem ngUng gfri Leith thanh toan gia trj cao theo quy djnh den thbi diem (rang ding Sec to cfra tau he thOnggii trj cao Ngay

18 Gia In giao dich qua lieu he thOng giA tri cao trong thai gian tfr sau thbi diem ngimg giri Lenh thanh than gia trj cao theo quy djnh den thbi diem deng tong thvc ti anti tau he thOnggia trj cao

Ngay

19 SO 'tong giao dich qua tigu he thong gia trj they trong thbi gian tube 09h00 Ngay

20 Gia Iii giao dich qua tiEu he thong gia trj than tong thbi gian throe 09h00 Ngay

21 SO thong giao dich qua tigu he thong gii trj that tong thbi gian tfr 09h00 den tube 10h00 Nggy

22 Gia in giao dich qua nay he thong gia trj that tong thbi gian tfrO9h00 den trade 10h00 Ngay

23 SO 'tong giao /rich qua nau he thOng gia trj they tong thbi gian tfr 101100 den Into 11h00 Ngay

24 Gia trj giao dich qua tieu he thOng gia trj thgp tong thbi gian tfr 10h00 den tram 11h00 Ngay

25 SO lugng giao dich qua clan he thring gia tri that tong thbi gian tfr I1h00 den trade 12h00 Ngay

26 Gia tri giao dich qua tieu he thong gia trj that tong filed gian to 11h00 den trite 12h00 Ngay

27 SO lucmg giao dich qua btu he thOng gia trj thap tong thbi gian tt 12h00 din tank 13h00 Ngiy

28 Gia tri giao dich qua tiau he thring gth trj that tong thbi gian tfr 12h00 den tithe 13h00 Ngay

29 SO luting giao dich qua net' he thong gia tit that tong thbi gian tir 13h00 din tnthm 14h00 Ngay

30 Gia hi giao dich qua tiEu he thong gift trj thgp tong thai gian to 13h00 ten truth 14h00 Nthly

31 S'E Meng giao dich qua tigu he thOnggia trj [hip tong firth gian th 14h00 dgn throe 15h00 Ngay

32 Gig trj giao djch qua tieu he thong gifi trj thap tong thbi gian tfr 14h00 den tithe 15h00 Ngay

33 SO 'tong giao dich qua fiat, he thOng gia trj thip tong thbi gian tin 15h00 den truth thai diem ngarng gfri Lenh thanh tan gia tri they theo quy djnh Ngay

34 Gia trj giao dich qua tieu he thOng gia trj that trong than gian tfr 15h00 den trade theri diem ngimg gin Lenh thanh than gia tri that theo quy eh Ngay

35 SO thong giao dich qua tigu he thong gig 14 they trong thbi giao lb sau Mai digm ngimg girl Lenh thanh toan gia Mthey theo quy djnh dgn thbi diem dfrng tang thcrc to cim tieu he thOng gia trj they Ngay

36 L

Gia trj giao dich qua tigu he th6ng gii tri that trong thbi gian tir sau thbi digm ngang gin Lenh thanh loan gia tri trap theo quy dinh den thbi diem &mg cling tote to cam nau he thong gia hi they Ngay

24

4B.2.6.5 Giao dich trong hang dqi

1 S6 luring lenh chuyin Ng qua lieu he thong gii ti cao tong hang dqi qui 60s dm NHTV xxx Ngay

2 Gia tri lath chuyin Nq qua den he thong gia tri cao tong hang dqi qui 60s cua NHTV xxx Ngay

3 So lugng lenh chuyin C6 qua du he thOng girl tri cao tong hang dqi qui 60s cua NHTV xxx Ngay

4 Gift Ili lenh chuyin CO qua tieu he th6ng gia tri cao trong hang dqi qui 60s cart NHTV xxx Ngay

4B.2.6.6 Giao dich khong duct tiny& toin trong ngay

Sii lucmg lenh chuyin Nq qua tieu hg thong gii tri thip cua NHTV xxx khong doge guy& tan tong ngay do thieu ham mac Ngsy

2 Gia tri lenh chuyin Ng qua tieu he thong gii tri then cua NHTV xxx kheing duct guy& loan tong ngay do thieu han mac

Ngly

3 So luring lenh chuyen C6 qua tieu he thOng gii tri thip cua NHTV Ea Thong duct guy& loan tong ngay do thieu him mac Ngay

Gia hi lenh chuyen CO qua tieu h4 thOng gilt tri thep cua NHTV tax khdong dirge quy& town trong ngay do titian han mac

Ngiy

5 S6 luring lenh chuyin Nq qua tieu he thOng gia tri cao cart NHTV roc bj hay tong ngay do thieu s6 du

Noy

6 New Gia tri lenh chuyen Nq qua tea he th6ng gia tri cao cua NHTV xxx bi hny tong ngily do thieu s6 du

7 S6 luring lenh chuyen Co qua tieu he th6ng gia tri cao cua NHTV xxx bi hay tong ngay do thieu s6 du

New

8 GIS tri lenh chuyen C6 qua lieu he thong gii tri cao caaNHTV vac bj hay tong ngay do thieu s6 du Ngiy

S6 luring lenh chuyen Ng qua tieu he th6ng gii tri cao cua NHTV xxz bj hay cu6i nay do thieu s6 du

Ngay

10 Ngay Gia tri ignh chuyin Ng qua lieu he thong gii tri cao cua NHTV xxx bi hay cuoi ugly do mieu s6 du

11 S6 luring lenh chuyen C6 qua tieu he thong gia tri cao cart NHTV xxx bi hay cuoi ngay do thieu s6 du

Noy

12 GIS tri lenh chuyen C6 qua tieu he th6ng gia tri cao cua NHTV xxx hi hay cad ngay do thieu s6 du Ngay

4B.2.6.7 Giao digit phin theo khu vqc

I S6 luring Lenh thanh So Ng di cua NHTV xxx theo filth, thanh ph6 xx Ngity

2 Gia ti Lenh thanh than Ng di caaNIITV xxx theo tinh, thanh ph6 xx Ngity

3 S6 luring Lenh thank loan C6 di dm NHTV xxx theo tinh, thanh ph6 xx Ngay

4 CIA tri Lenh thanh toan C6 di cua NHTV arc theo tinh,11anh ph6 asc Ngay

5 S6 luring Lenh thank Win Nq den cua NHTV roc theo link, thanh ph6 xx Ngay

6 Ngay Gia tri Lenh thanh town Ng den dm NHTV xxx then tinh, thank phi, xx

7 S6 luring Lenh thanh toan C6 den cua NHTV xxx theo filth, thanh phi!, xx Ngay

8 Gia tri Leah thank than Cd den cua NHTV xxx theo tinh, thanh ph6 xx Ngay

413.2.6.8 Giao dich pain theo chi phial, Nein hang NHL nude

1 S6 luring Lenh thank toin Nq di don vi MINN roocxxxx &a don vj NHNN )(maraca Ngay

2 Gia tri Lenh thank loin Ng di don vi NHNN xxxxxxxx tea don vi NFINN roan= Ngay

3 S6 luring Lenh thanh town C6 di don vi NHNN 'Larocca ala don vi NHNN xxxxxxxx Ngay

4 Gia tri Lenh thank than C6 di don vj NHNN tearoom caa don vi NHNN roman Ngay

5 S6 luring Lenh thanh loin Ng den tit don vi NHNN xxxxxxxx cua don vj NHNN xxxxxxxx New

6 Gia tri Lenh thanh toan Ng den to don vi NHNN xxxxxxxx dm don vj NUNN xxxxxxxx Ngay

7 SO luring Lenh thank toan C6 den tir don vi MINN xxxxxxxx cua don vi NHNN xxxxxxxx Ngay

25

Gia 'Eel Lenh thanh toan C6 din tir don vj NHNN xxxxxxxx dm don vi NHNN xxxxxxxx Ngay

9 So lugng Lenh thanh town Nq di don vj TCTD xxx dm don vi NHNN xxxxxxxx Ngay

10 Gia tri Lenh thanh loin Na di don vj TCTD xxx dm don vi NI-INN xxxxxxxx Ngay

11 So Hung Lenh thanh toan Cd di don vi TCTD xxx cua dun vi NHNN xxxxxxxx Ngay

12 GM trj Lath] thanh loan CO di don vj TCTD xxx cua don vj NHNN xxxxxxxx Ngay

13 So Haug Lenh thanh than Nq den t* don vi TCTD xxx cua don vi NEINN xxxxxxxx Ngay

14 Gia tri Lenh thanh toan Ng den to don vi TCTD xxx cua don vj NHNN xxxxxxxx Ngay

15 So Iming Lanh thanh toan Cd den to don vj TCTD xxx dm don vj NHNN xxxxxxxx Ngly

16 GM tri Lenh thanh toan Cd din to don vj TCTD xxx dm don vj NHNN xxxxxxxx Ngay

4B.2.6.9 ICH Jiang thanh thin cua cat nem hang thanh lien

1 Ngay St du tel klman ties gui qua dem tai Ser gmo (Itch cua NHTV xxx

2 S6 du tel Ithoin tien gui qua dem Hi gag Chi nhanh NHNN eta NHTV xxx Ngay

3 GM trj tai san kji qui, cua NHTV mix Ngay

4 Han mile thin chi dau ngay dm NHTV xxx Nth

5 Gia trj vay qua dem eta NHTV xxx Ngay

6 Ca tri had mac no rang cua NHTV xxx Ngiy

7 Gia tri tel sin cam c6 ethhiCt lap han meth nq rang dm NHTV xxx Ngay

4B.2.6.10 Dy- tru bit bugc eta gag ugh hang thanh vien

1 So tien phai du tru bit buac Hi NHNN bang VND cua NHTV xxx Mang

2 SO tien phai du tru bit bwic tai NHNN bang ngoei to Gila NHTV xxx 'Mang

3 sa tien dg tn.-1 thug to gong kif Hi NHNN bang VND eft NHTV xxx Thang

4 So tiEn du MT thgc to bong Icjr tai NHNN bang ngoai H dm NHTV xxx Thing

4B.2.7 He dialog thanh thin ha ft* dHn tft/gily Bin Ilia ban firth, thinh phia (TFBT)

1 SU lugng chuyen tien di ba tth dien tn./gay cua NHTV =mom Thing

2 Gia tri chuyen lien di bit tra dien tidgidy Gila NHTV mamma Thing

413.2.8 Thanh town qua SWIFT

1 Sa lugng dien chuyen gen Ichlich hang qua SWIFT (dien MT103)nhin to qthic gia xxx Thing

2 Gia tri dien chuyin tian Ichich hang qua SWIFT (dien MT103)nhin to qua° gia xxx Thang

3 So lacing dHn thanh toan giva cac ta ch*c Uri chlnh qua SWIFT (dien MT202) Mien to quire gia xxx Thing

4 Gia trj dien thanh roan giera cac ta there tai chinh qua SWIFT (dien MT202) Mien I* quac gia xxx Thang

5 Sa lugng than chuyen tien khach hang qua SWIFT (dien MT103) gui di qu8c gia xxx Thing

6 Gia tri dien chuyen tien khach hang qua SWIFT (dien MT103)gai di (mac gia xxx Thing

7 So lasing dien thanh toan gi*a cac ta ethic tai chiral qua SWIFT (dien MT202) gui di qthic gia xxx Thang

8 Gia tri dian thank loan gifta cac to chug tai chiral qua SWIFT (dien MT202) gui di qu6c gia xxx Thing

4B.3 Thanh toan khic

So lugng chuyen tien guk to di qua thank Mall Bien man Thang

2 Gia trj chuyen tien quac to di qua thanh ban Bien mau Thing

3 S6 lugng chuyen tied quic to den qua thanh toad Bien mau Thang

4 Gia tri chuyen tied quac to den qua thanh loan bien mO Thing

26

5 S6 krimg chuyen tien qu6c ti di bang phuong than Chuyen nen (Remittance) Thing

6 Gia tri chuyin tien qu6c te di bang pinning thin Chuyen tien (Remittaice) Thing

7 Sei hong chuyen nen qu6c t6 den bang phuong tffirc Chuyen tien (Remittance) Thing

8 Gii huyin tien qu& to den thing phuong than Chuyin hen (Remittance) Thing

9 se Itrimg chuyen nen qu6c to di bang phuong that NM thu (Collection) Thing

10 Gia tri chuyen din qu6c to di bang phuong thirc Mb thu (Collection) Thing

11 54 Inning chuyen tien qu6c to den bing phuong thin Nhb thu (Collection) Thing

12 Gia trj chuyen tien qu6c 4 den bang plarcmg than Nhb thu (Collection) Thing

13 S8 tuning chuyen tien qu6c 4 di bang phuong dffic Tin dying thu (L/C) Thing

14 Gii trj chuyen tien qu6c to di bang phuong than Tin dyng this (L/C) Thing

15 Se luting chuyen tien qu6c to din Ming phuong than Tin dyng thu (L/C) Thing

16 Gia trj chuyin tien qu6c to den bang phuong thirc TN dyng thu (L/C) Thing

17 SO luting chuyen lien qu6c to di bang phuong than khan Thing

18 Gii trj chuyin hen qu6c te di bang phuong than khic Thing

19 S6 liming chuyin tien qu6c t6 den bang phuong than khic Thing

20 Cid trj cithydn tien qu6c 4 den bang phuong than khic Thing

4C NGAN QUS(

4C.1 Ap dyng cho Mc Kho den Truog gang

1 Nkiip Quy DTPH trong ky Joni lien ha di, TCLT ffi tic NU may in tien & den mm ding b6 luu thong Thing

2 Nhgp Quy DTPH trong Icy loni lien xxx &I TCLT do dieu chuyin gitta the KM din TW Thing

3 Nhap Quy DTPH trong Icy loni tien xxx dh TCLT ffi NHNN chi nhinh thh, TP Thing

4 Maly Quy DTPH trong ky loni tien xxx du TCLT to Sir Giao dich NHNN Thing

5 NhSp Quy DTPH trong lit loni lien xxx an TCLT duqc toy& chin tir Jan kh8ng du TCLT Thing

6 Xuat Quy DTPH trong ky for tien xxx an TCLT di dieu chuyin gift Mc Kho tien TW Thing

7 Mat Quy DTPH trong Icy loni tien xxx CM TCLT de giao cho NHNN chi nhinh tinh,TP Thing

8 'Cult Quy DTPH trong Icy lo • tien xxx an TCLT de giao cho Ser Giao dich NHNN Thing

9 Xuat Quy DTPH trong Icy loni tien xxx ch TCLT do lihang CU TCLT (duvc tuyin chin to tin du TCLT) Thing

10 Xuat Quy DTPH trong ky !cal tien xxx dil TCLT sang tien (BM chi Iva Mob Thing

11 Tan Quy DTPH cuOi ic, loth den xxx in TCLT Ngay

4C.2 Ap dyng cho NIINN chi nhinh tinh, think ph8

I Nhap Quy DTPH trong ky Joni tien xxx &I TCLT to Quy Nghiep AI PH Thing

2 Nhap Quy DTPH bong Icy loni hen xxx du TCLT to On mai c8ng 1,8 km hinh Thing

3 Nhgp Quy DTPH trong Icy loni an xxx dii TCLT do dieu chuyin den to NHTLI Thing

4 Ming Quy DTPH trong ky Joni ten xxx du TCLT do tau chuyin den to tinh khan Thing

5 Nhgp Quy DTPH trong Icy Joni lien xxx du TCLT do tuyen chin la tien khOng du TCLT Thing

6 Xukt Quy DTPH trong ky loni tien xxx Ca TCLT cho Quy nghigp vg PH Ma NHNN chi nhinh tinh, TP Thing

7 Xuat Quy DTPH trong Icy logi tien xxx ffil TCLT do dieu chuyin di MITI/ Thing

8 Xuet Quy DTPH trong Icy logi tien xxx du TCLT do dieu chuyin di tlnh khic Thing

27

9 Xuit Quy DTPH tong ky logi tien xxx du TCLT do !thong di] TCLT (duct tuydn chon tir tien dit TCLT)

Thing

10 XuAt Quy DTPH trong Icy Ioai tien xxx II TCLT sang ten dinh chi linthimh Thang

11 Ten Quy DTPH cudi k9 lino' tien xxx du TCLT Ngay

4C.3 Ap dyng cho NHNN chi nhinh tinh, thenh phi; tic Kim bin Trung flung

NhOp Quy DTPH tong ky logi nen xxx kheing dit TCLT Thing

2 Xuat Quy DTPH trong kj, Ioai tien xxx khong du TCLT Thing

3 Tan Quy DTPH cuei Icy Ioai ten xxx khong du TCLT Ngay

4 NhOp Quy DTPH trong Icy logi hen xxx dinh chi hat hinh Thing

5 Xuat Quy DTPH trong ky logi ten xxx dinh chi Km hanh Thang

6 Tan Quy DTPH ethei ky iogi tien xxx dinh chi luu hanh New

7 NhOp Quy DTPH trong Icy logi hen xxx bi pha hogi Thing

8 Xuit Quy DTPH tong Icy loot nen xxx lot pith hogi Thing

9 Tan Quy DTPH du& ky Ioai tin xxx bj pha hogi Ngay

4C.4 Ap dyng cho NHNN chi nhinh tinh, thanh phi; Str giao dich NHNN

1 Thu trong icy logi ten xxx thl TCLT thuec Quy Nghiep vu PH A Quy DTPH Thing

2 Thu trong ky logi ten xxx di TCLT thuec Quy Nghiep 9 PH ft cat t6 AAP tin dyng ten dia ban Thang

3 Thu trong ky Ioai tien xxx thi TCLT thuec Quy Nghiep vu PH to Kho bgc NIA nubs Thing

4 Thu trong Icy logi tien xxx MI TCLT thuVc Quy Nghiep 9 PH to cite Nghiep try khic Thang

5 Thu trong icy Ioai ben xxx thl TCLT thuec Quy Nghiep vu PH a dtii Ioai tien Thing

6 Chi trong Icy logi tien xxx do TCLT thuQc Quy Nghidp 9 PH cho Quy DTPH Thing

7 Chi trong ky Ioai tien xxx au TCLT thuec Quy Nghiep vg PH cho cad t6 chirc tin dung tren dia ban Thang

8 Chi trong Icy Ioai tied xxx dit TCLT thuec Quy Nghiep 9 PH cho Kho bgc NM nu& Thing

9 Chi tong ky Ioai tien xxx MI TCLT twee Quy Nghiep vg PH cho dm nghiep try khic Thing

10 Chi trong ky loth ties xxx du TCLT thuec Quy Nghiep vg PH a 661 Ioai tien Thing

11 Tan Quy Nghiep vu PH cuat ky logi tido xxx MI TCLT Ngay

12 Thu tong ky 14 tien xxx khang di TCLT thuec Quy Nghiep vu PH Thang

13 Chi trong ky logi ties ma kitting MI TCLT thuec Quy Nghiep vu PH Thing

14 Tan Quy Nghiep vu PH cutii ky loot filth xxx khang dit TILT Ngay

15 Thu trong ky Ioai tien xxx dinh chi km hanh thuec Quit Nghiep vu PH Thing

16 Chi trong Icy logi hen xxx dinh chi Mu hanh thuec Quy Nghiep vg PH Thing

17 Ten Quy Nghiep vu PH du& ky Ioai tien xxx dinh chi luu hanh Ngay

18 NhOp Quy DTPH trong ky to Quy Nghiep vu PH Thang

19 Xuat Quy DTPH trong ky cho Quy Nghiep vu PH Thing

20 Thu to Ngan hang TMCP CEng thucmg VN Thing

21 Thu tit Ngin hang Nang nghiep 9 Phit hien Nang than VN Thing

22 Thu it Ngfin hang TMCP Ngogi thuang VN Thing

23 Thu to Ngan hang Wan to va Phat tries VN Thing

24 Thu to Ngan hang Chinh sach xa hai VN Than

25 Thu tir Ngan hang Phat then Ntia Hang bang song Ciru Long Mang

28

26 Thu tir cae TCTD lilac Thing

27 Thu til Kho bac Nha nude Thing

28 Cie nguen thu con Itti Than

29 Chi cho Ngan hang TMCP Gang thuong VN Thing

30 Chi cho Ngin hang N6ng nghiap th Phit Min Nang then VN Thing

31 Chi cho Ngan hang TMCP Ngoai thuong VN Thing

32 Chi cho Ngan hang Diu tu va Phat Min VN Thing

33 CM cho Ngin hang Chilli sich Xi hai VN Thing

34 Chi cho Ngfin hang Phat Men Nha DEng bang song QM Long Thing

35 Mktg Chi cho the Tt_. 1D khk

36 Chi cho Kho bac Nhi nude Thing

37 Cie figuOn chi con lei Titans

4C5 Ap dyng cho NHNN chi nhinh drt, thinh pb6; S& 080 dick NHNN; do Kho lien Trung trong

1 Doanh sifi that Quy Ng,hiep try Oat hark loaf din xxx (lily ki ft du thang) Ngiy

2 Doanh so nhip Quy Nghiep vy phit hanh 14 tin xxx (lily ka la du thang) Ngiy

3 Nhip trong Icy loci tien xxx bi phi ho3i /Lk djnh dupe menh gia Thing

4 Xuat trong Ict Mai tien xxx IA phi hoai the djnh dirge manh EIS Thing

5 Mn guy coal Icy lotti din xxx IA pha hoai the djnh duct menh gia Titans

6 Nhip trong Icy Mk den MCC glint tic TCTD Than

7 Thu gift trong ky loci lien xxx gia bad NHNN chi nhanh tinh, thank ph6 (Idling boo gam tien gia do TCTD nOp A)

g

8 Xu& trong Icy (giao nOp A Kim tien Thing uong) lok tien m gia Thing

9 'Mn guy cu6i kt loci tiMoot gia Thing

10 Van sarilok tien gia fillip trong Icy (ma win van seri 11 2 chtt cal dal Mang in mdi lok an xxx gia) Thing

4C.6 Ap dyng cho cit Tell)

Nhip trong kjr 1031 den xxx gia Thing

2 Xuat trong Icy loci tien xxx gig, Tiding

3 Tim quy °mai kjr lok den xxx gal Thing

4 VAn seri loai den xxx gii nhip tong kir (rna cim van seri - 2 dal 031 du tuong Ong m8i lop' tiin MIX

61 0 Than g

29

5. HOST DONG NG031 HO!

K9 bleu Ten chi tieu Dinh kit

bio eau

SA AP DUNG CHO CAC TCTD

5A.1 Mua, ban ngoai te

1 Luang ngoai to xx mua giao ngay tir khach hang Ngay

2 Luang ngoai q )0( ban giao ngay cho khach hang bigity

3 Luang ngoai to xx mua ky han duet 31 ngay a khach hang Ngay

4 Luang ngoai to xx mua ky han tir 31 ngay din 90 ngay dr khich hang Ngay

5 Luang ngoai to xx mua ky han tir 91 ngay den 180 !Tay M khach hang Ngay

6 Luang ngoai q xx mua ky ban tir 181 ngay din 365 ngay it khkh hang Ngay

7 Luang ngoai to xx ban k9 han duat 31 ngay cho Ichich hang Ngay

8 Luang ngoai H xx ban Ics, han M31 ngay din 90 ngtly cho khach hang Ngay

9 Luang ngoai to xx ban ky han to 91 ngay den 180 ngtly cho khach hang Ngay

10 Lucmg ngoai to tor ban Icy han *181 ngay din 365 ngay cho khach hang Ngsly

II Luang ngoai to xx mua hoan et8i vii khach hang Ngay

12 Luang ngoai to xx ban Ilan [Di v6i Mach hang Ngity

13 Trang thai emit ngay cern ngoai to xx Ngay

14 Tang trang thai ngoai 4 am coal ngay Ngay

15 Tong trang thai ngoai to duong cad ngly Ngay

5A.2 Chi tra ngoai to

1 Ting sit; gia trj cac Mai ngoai to [unu& xxx ahoy& ve dued hinh thus chuyen din met chi& de chi tra cho ca nhan Ngtrii cu MU trong ninfic Thing

2 Tang so gig tri ngoai to Nnuem ngoai chuyin ve ma TCTD da chi tra bang ngoai to cho ca ahem Ngued cu Pit trong nuerc

Thin g

5A.3 Xu1t, nh§p khilu ngoai to tin mp

I Ting se ngoai n mgt xuAt ra nuem ngoiti Thing

2 Ting so ngoai to tien mat nhap dr nu& ngoai Thing

5A.4 Ban, chuyin va xac nhan ngoai t§ mang ra nut ngoai cua cA nhan

1 Mug doanh s6 ngoai to TCTD chuyen ra nub° ngoai mia ca nhan cho de mac dfch du Mac, chtta benh, cling Mc, du lich, tra phi, than viAng Quy

2 TOng doanh s1 ngoai to TCTD chuyin ra nu& ngoai mia ca nhan dm cgc mac dich thira ke, dinh cu QuY

Tang doanh s6 ngoai t$ TCTD chuyin ra nuk ngoai oft ca nhSn cho dm muc Stich tra cap, cho, ' hien, [ling Qu9

4 Quy Ting doanh se, ngoai H TCTD da cap giay xk nhan cho ca nhan mang ra mr6c ngoai cho cfic muc Bich du hat, chera berth, tong tic, du lich, tra phi, Main viing

5 TAng doanh so ngoai t .. TCTD 81 cap gay xic nhan cho el nhan mang ra flyer° ngoai cho mic muc dich thira Ice, OM cu

Quy

6 Tong doanh so ngoai H TCTD da cap giey aim nhan cho ca nhan mang ra twat ngoai cho the mac dich tro cap, cho, bleu, tang

Quy

5A.5 Thanh toin xutd, nhgp khiu veri cat nuese cd thong Bien OM

1 Doanh s6 thanh loan xuAt khau voi nude ci chung bien gi6i xxx bang loai den xx Quy

30

2 Doanh se thanh tan nhep khan veri nubc c6 chung bien glen xmc bang loci lien xx Qu9

5A.6 Tinh hinh thu a ngooi to ctia the TCTD dtrgc phep

Doanh s6 thu dell ngooi to ben met dm cat TCTD tong 1c Qu9

5A.7 Cic giao djch vi chuyin tan

1 Thu °buyer' din dm dpi st4 quail, lenh so quail, t6 chit° quan so nude ngoii vi t6 char quec te ttti Viet Nam then loci tien xx Thing

2 Chi ahoy& lien mkt dui sir uilt lenh so quan, te chile pan so mrerc ngoiti vi t6 chirc qu6c 4 toll q Viet Nam theo loaf lien xx Thong

3 Thu heti phi theo loci ban xx Thing

4 Chi hell phi thco loci ten la Thing

5B AP DUNG 010 NUNN CBI MIAMI -11N11,111ANII PAO

SBA Doi If chi tri ngooi to

1 66 turyng 4 chfre kinh 4 11un dui 19 chi tri ngooi to Qu9

2 Tang gii tri ngooi to do car 4 chikc kinh to lam doi lif chi tri cho ngubi thy huenag QUST

5B.2 Tinh hinh thu did ngooi to mkt the dot If

1 Teng s6 661 It 66i ngoai 4 Qu9 2 Doanh s6 ban ngooi to cba the doi 19 cho TCTD ujr nhiem Qu9

5B3 Root Meng nhan va chi till ngogi to

s6 !agog 4 char kinh 4 true tiep lam dick 441 then vtl chi tri ngooi to Qu9

2 Tang gii trj ngooi 4 do cac t6 cher° kinh to trot lieu lam djch 91 nn vi chi tri ngooi to chi tri cho ngubi thy hubng Qu9

31

6. GOP VON, MUA CO PHAN

Ky hieu Ten chi lieu Dinh ky bio cao

6A AP DVNG CHO CAC TCTD

6A 1 TCTD g6p von, mua c6 phin vao cemg ty con, tang ty lien kit tea TCTD li c8ng ty chang khoan

I Ten don vi the xxn ma TCTD g6p vOn mua c6 pith Qu9

2 Ma 68 thud cim don vi the xxxx ma TCTD g6p von mua co phin Quy

3 SO lien TCTD g6p van mua co flan bang loai hen xx dat vat don vi the xxxx Quy

4 Dia al g6p von bang [oat tint xx vao don vi the xxxx Quy

5 Von dieu le dm don vi the xxxx ma TCTD g6p vOn mua CO pit Quy

6 Tang tai san dm don vi the xxxx ma TCTD g6p vim mua co phin Quy

Se, ca tic, lei TCTD nhan duoc Nviec g6p von mua co phin tail don vj alit xxxx (lay Ick Nkhi gop vim mua co phin) bang tidn mat Quy

8 So co dm, Ile TCTD ratan duple a viec g6p von mua co 'Man tai don vi the xxxx (lily ke tit kin g6p von mua co phin) bang co phieu Quy

6A 2 TCTD g6p van, mua co phin vao cling ty clang kboan khtIng phai la veep ty con, ding ty lien Ich oda TCTD

I Ten don vi the mom ma TCTD gop von mua co phin Quy

2 Quy Ma set thud caa don 3/1 the xxxx ma TC 1) gap von mua co phin

3 So tian TCTD gap van mua co phin bang loai ties xx dot vol don vi the xxxx Quy

4 Gia tri Op van bang loai tier xx vain don vi the xxxx Qu9

5 Van dieu la dm don vi thti xxxx ma TCTD g6p van mua ca phin Quy

6 Tang tat san dm don vj tier man ma TCTD gap vOn mua co ghat, Quy

Sid co tee, Iii TCTD /than dupe to viec g6p von mua co plan tai don vi the xxxx (lay ke Nkhi g6p van mua co phin) bang tier m4t

Quy

8 so co tic, lei TCTD nhan &roc h7 viec g6p von mua co Olin tat don vi the xxxx (lay ke to khi gop van mua co phin) bang co phicu

Quy

6A.3 TCTD gap van, mua co Olen vao amp ty con, cling ty lien ket aa TCTD is tong ty bin him

I Ten don vi Mir xxxx ma TCTD g6p win mua co phin Quy

2 Ma 63 that caa don vi the xxxx ma TCTD gop von mua co phin Quy

3 56 lien TCTD gap von mua co phin bang loai hen xx dOi vei don vi the xxxx Quy

4 Hid th gap van bang 'oat lien xx vao don vj the xxxx Quy

5 Van diet] le caa don vi the xxxx ma TCTD gop vOn mua co phin Quy

6 Tong tai On dm don la the xxxx ma TCTD gap van ulna co phin Quy

SO co tic, lai TCTD reran dugc tu viec g6p von mua co phin tai don 1./ the xxxx (ley ke to khi gop van mua co phin) bang ban mat

Quy

8 u Q y

SO co tic, lei TI ID nhan dupe n) viec g6p vOn mua co phin tai don vj the xxxx (lay ke re kin g6p van mua co phan' ) bang cophi&

6A4 TCTD g6p von, mua co phin vao gong ty bin hiem khang phii la cling ty con, gong ty lien ICH nia TCTD

1 Ten don vi the xxxx ma TCTD gap vOn mua CO phin Quy

2 Ma so thud cda don vi the xxxx ma TCTD g6p van mua co phin Quy

3 SO tian TCTD gap von mua co phin bang loai ties xx dot vai don vi dui xxxx Quy

32

4 Oa ill g6p yen bang loii tien xx vac don 34 the xxxx Qui'

5 V6n dieu 14 dm don vi thir xxxx ma TCTD Op von mua co phin Qu9

6 T6ng tai sin ctla don vj thir MX ma TCTD g6p von mua co phin Qu9

7 S6 co tic, 121 TCTD nhan dupe to viec gap von mua co phin tit don 34 di* xxxx (lay ka ta khi g6p v6n mua c6 phin) bing tian mit

Q09

8 SO c6 tic, Ili TCTD nhan Hoyt tit vise gap von mua co phin tai don v1 the xxxx (lily ke td khi gap von mua co phin) bang ci3 phi& Qu9

6A.5 TCTD g6p von, mua co phin vim doanh nghilp do obi mem nim guyin chi ph6i

1 Ten don vj alit xxxx ma TCTD g6p von mua c6 phin Qu9

2 ma s6 dm& &a don vi alit xxxx ma TCTD g6p von mua di ph& Qu9

3 SO tien TCTD gap von mua ca phin bang loii EL xx d6i veri don vj the xxxx Qu9

4 Gia trj gip von bing Iota tien xx vio don vj thir xxxx Qu9

5 Von dieu le °Oa don vi the ma TCTD g6p von mua co phin Qtr9

6 T6ng tat sin caa don vi the xxxx mi TCTD g6p von mua oh phin Qup

7 S6 co tire, nu TCTD oh& duct tit viac von mua co tai don vi the nom (lay ke to khi gdp g6p phin Qu9 von mua co phin) bang tien mat

8 56 c6 tee, lei TCTD nhin duct to viac Op von mua c6 pit tai don 34 thE coax (lay ki a khi g6p von mua co ran) Wing co phi& Qu9

64-6 TCTD gdp von, mua co Olin vio clic doanh nghiep mi nhi lurk killing nim guyin chi pu6i

1 Ten don vi tha am ma TCTD g6p v6n mua c6 phin Qu9

2 Ma s6 thug tea don vj the mom ma TCTD gdp von mua co phin Qu9

3 S6 din TCTD von mua co bang 1031 bin xx dal v6i don vj dill xxxx gap phin Qup

4 Giati g6p von bing loii tied xx vao don vi thit xxxx Qu9

5 V6n did° 14 a& don vj tha xxxx ma TCTD gap von mua co phin Qu9

6 T6ng tai sin caa don vj flub xxxx ma TCTD gdp von mua co phin QU9

7 SO co tic, lili TCTD nil& &cc toviac gip von mua co phan tai don vj chit )(Ea (lay ke ta khi g6p von mua co phin) bang tien mitt

Qu9

8 SO co tic, lai TCTD nhan doge titviac gap von mua co phin tai don vj tic* xxxx (lay Ica to khi gap von mua oh phin) bang co phi& Qu9

6A.7 TCTD gap von, mua co phin vio guy din tu. I Ten don vi [hi? xxxx ma TCTD van mua co gap phin Qu9

2 Ma s6 thud caa don vj tic* xxxx mi TCTD g6p von mua on phin Qu9

3 SO tien TCTD g6p von mua co phin bang loot tien xx d6i vii don vi tit* xxxx Qu9

4 Cid tri gdp vim bing loii tabs xx vio don vi the xxxx Qu9

5 V6n diau la caa don vj the xxxx ma TCTD gap von mua co phin Qu9

6 T6ng tai sin cc& don 4/I the xxxx ma TCTD g6p von mua co phin Qu9

7 S6 co tic, lai TCTD Sian dugc Nviac yip von mua CO phin tai don vj the xxxx (lay ki ta khi g6p von mua co phin) bang ban mat Q119

8 S6 co tic, lai TCTD nlien dugc it viec gap von mua co phin tai don vi thir xxxx (lily ka to Ida gap von mua co Olin) bang c6 phi&

Q4

6A.8 TCTD g6p von, mua c6 plan vim TCTD Mile

I Ten ciat TCTD thit xxxx mi TCTD gdp von mua co phial Qu9

2 Ma s6 thua caa don vj [ha xxxx mi TCTD gap van mua co phial Qu/

33

3 Sic tien TCTD g6p van mua ca phin bang tote tien xx &Ai via don vi thfr xxxx Qu9

4 Gia tri gap von bang loaf Oen xx vao don vi the xxxx Quy

5 Van than It caa don VI thU xxxx ma TCTD g6p van mua at phin Quy

6 Tang tai sin caa don vi thir xxxx ma TCTD gap van mua ca phin Quy

7 St co tut, Iii TCTD nhan duct to viec gap van mua ca phin tat don vi thu xxxx (Itly ke to khi g6p van mua et phin) bang tien mat Qu9

8 St co tin, lai TCTD nhan dcryc Cu clap g6p van mua a phin tai don M thu xxxx (lay ka to khi gap von mua ca phial) bang etc phi& Quy

6A.9 Cat c8ng ty con, cong ty lien kit cua TCTD g6p vim, mua ca' phin vim doanh nghiep

Ten ding ty con, cOng ty lien kat the yy cala TCTD

2 Ten don vi thfr xxxx ma cOng ty con, Gong ty lien kit yy gap von mua ca pith Qu9 3 MA SO that cea don vi thir xxxx ma c8ng ty con, c8ng ty lien kat yy gap van mua c6 phin Qu9

4 St lien ma clang ty con, c8ng ty lien ket thu yy g6p vein mua ca phin bang loai tien xx d6i vei don vi thuxxxx cm

5 Gia tri gap van bang foal tier' xx vao don vi thu xxxx Qu9

6 Van dial/ xx le cea don of [ha ax ma cong ty con, c6ng ty lien kat the yy cea TCTD gap von mua 06 phin Qu9

Tong tai sin caa don vi the XXXX ma cOng ty con, c8ng ty lien kat the yy aim TCTD gap von mua ca phin Quy

8 St ca tat, Ili ma cOng ty con, c8ng ty lien kat that yy aim TCTD nhan duce tir viec g6p von mua ca phin tai don vi flier xxxx (Illy Ice to !chi g6p von mua et pilau) bang lien mat Quy,

9 Sa ca tuc, lai ma ding ty con, cong ty lien kat thu yy dot TCTD nhan duct to vita g6p van mua co phin tai dun vi thu xxxx (ley ke to khi g6p van mua co phin) bang ca phieu

Quy

6A.10 TCTD g6p von mua el. phin tai tit eft elk doanh nghiep, ki ca ean ty con, tong ty lien kit khle (khong bao gom cat don 1/1 throe nett tai nhom chi Ben O. 6AA den 6A.9)

Ten don 14 the xxxx ma TCTD gap van mua co phin Qu9

2 MA s6 thut ctla don vi thu xxxx ma TCTD gap von mua co phin Qu9 3 Sa lien TCTD gap van mua CO phin Mug kcal tien xx dal vai don vj the xxxx Qu9 4 Gia tri gap van bang loai fiat xx vac don 34 the xxxx Qu9 5 Van dieu It °Oa don vi thit xxxx ma TCTD gap van mua co phin Quy

6 Tong tat aim caa don vi eta xxxx ma TCTD g6p vein mua et phin Quy

St c6 tot, Ili TCTD nhan Mtge n9 vita g6p vein mua co phin tai don vi the xxxx (lily kt tit khi gap von mua co phin) bAng tien mat

Quy

8 S8 co Ore, lai TCTD Win duce to viec g6p van mua CO phin tai don hir (lily ki to g6p von mua c6 phin) bang et phieu

Quy

6B AP DUNG CHO TCTD CO PRAY

68.1 Quy m8 von dm TCTD thtrc hien bio can

Van Chen le caa TCTD Qu9

2 Tong se, co phin Quy

6B.2 CO thing la ca nhin

I Ten co Chang la ca nhan thir xxx dm TCTD Quy

2 Chuc vy co &mg la ca nhan the xxx dm TCTD Quy

3 Chimg minh thu nhan dtinfHa chieu caa co dung ca nhan the xxx Qu9

4 Ma thOng tin ca tang la ca nhan thu xxx arra TCTD Qu9

34

5 Stich phan ma co gong let at than the xxx sdr hflu Quy

6B.3 Ca d8ng li t8 chec

1 Ten cO Clang la te chat this xxx cea TC1D Quy

2 ma sa time caa c6 d8ng lath chat the xxx oils TCTD Quy

3 Ten ca nhan la ngubi dai dien Olin viSn gap caa te• chile thti xxx tai TCTD Quy

4 Ma thong tin co clang lath chic the xxx cea TCTD Quy

5 SO ce plias, ma co d8ng la tit chat the tom se htni Qu9

6B.4 CA dong la TCTD aid vit ngubi co lien quan tai TCTD thyc hien ban can

I Ten a dong la TCTD the xxx tea TCTD thyc hien bao cao Quy

2 Ma se thue mla ce dOng la TCTD the root Quy

3 Ten c6 d8ng the yyy caa TCTD thyc hien ban cao la ngubi c6 lien quan den TCTD thir m Qu9

4 Cluing minh thu nhan clan/HO chieu/MA so [hue aim cn d8ng la cal nhan/t6 chub via ce riding the yyyla ngubi ca lien quan den TCTD thir xxx Quy

5 Mai quan he dm 05 dons the yyy vii c6 Ong lit TCTD the xxx Qu9

6 Qu9 SO ce phial cart c6 d8ng li TI, the xxx tai TCTD thyc hien bio cao

7 56c0 phan dm c6 d8ng the yyy la ngubi c6 lien quan den TCTD the xxx tai TCTD thyc hien Mo cao Qu9

8 Ty le (%) so hftu cO San ctla TCTD thyc hien Me do tpi TCTD xxx Quy

6B.5 Ce dong IA ahem ngubi to hen quan du nhau

I Ten ce Clang IA c6 Hong chinh the sax cea TCTD thyc hien bio cart Q119

2 Chang minh thu nhan dan/He chieu/Mit so thue elm ca d8ng chfnh the xxx him TCTD gum hien bio cao Qui'

3 Ten ce d8ng the yyy can TCTD thyc hien bio Me la ngubi co lien quan den c0 Ong chinh Mir xxx Quy

4 Chang mini,' thu nhan clan/He chieu/Mil so thue dm ce &Mg IA ci nhan/to chat mkt co & yyy Mg the IA ngubi c6 lieu quan dOn eh Mang chin', the 700C Qu9

5 Mai quan he caa c6 d8ng the yyy vol cia d8ng chfnh the xxx Quy

6 SO ce phan dm cle dOng chinh the xxx tai TCTD thus hien ban do Quy

S6 c6 phan caa c0 d8ng the yyy la ngubi c6 lien quan din DO d8ng chfnh the xxx tai Tan thyc hien bio dm CM

6B.6 Si ban ci phi° lin ulna eta TCTD vi a d8ng li doanh ughiip knit

1 Ten c6 Clang la doanh nghiep the xxx eta TCTD gum hien bao cao Quy

2 ma s6 time mkt c6 dong la doanh nghiep the xxx Q119

3 Ten ce d8ng the yyy caa TCTD thyc hien bio cao li ngubi 65 lien quan den doanh nghiep Mir xxx (M

4 Cluing minh thu nhan clan/He chieu/Ma s6 thui cart 65 d8ng the yyy IA a nhan/t6 chat li ngubi c6 lien quan den doanh nghiep the am Qu9

5 Mei quan he gifta cre d8ng the yyy v6i ere Clang li doanh nghiep the xxx Quy

6 Sep a ph&n boa ca &Mg la doanh nrniep the xxx tai TCTD thyc hien bao cap Quy

Se ce phan dm di doting the yyy IA ngubi c6 lien quan din doanh nghiep the xxx tat TCTD thyc hien bio cao Quy

8 Se ce phAn cea TCTD thyc hien ban cao tai doanh nghiep xxx Quy

9 Quy Ty H (%) so Ulu ce phin dm It ID thyc hien Wm do tai doanh nghiep xxx

10 Ty le (%) so Iglu co Olin cea TCTD thyc hien bin cao Ni cf, nhan/t6 chtic the yyy Qu9

6C AP DUNG CHO QUI? TIN DUNG NHAN DAN

35

1 S6 IttEmg thanh vien li phap nhan g6p von tai QTDND Qu9

2 Tang so von g6p tai QTDND dm tit ca cam thank vien la phitp undo Qu9

3 Tang so thanh vien la the nhan g6p vOn tai QTDND Qu9

4 rOng so vent gap tai QTDND cua tat ca cac thanh vien la the nhAn Qu9

5 Van dieu le cua QTDND Qu9

6 Ten than!) vien la phap nhan thu xx g6p vOn tat QTDND Qu9

7 MA so thue caa thanh vien la phip titan the xx tai QTDND Qu9

8 Qu9 Tang so vOn g6p dm Minh vien la phap nhan thu xx tai QTDND

9 Ten thanh vien la the nhan this. xx tai QTDND Qu9

10 MA so thue/Chimg minh thu nhan clan oh thanh vien la the nhan the xx tai QTDND Qu9

11 Qu9 Tang sa von gap cim thanh vien la the nhan thu xx tai QTDND

12 TOng so von gap tea QTDND ran NgAn hang hop tac xa Qu9

36

7. THI TREEING TIEN T$

K9 hien Ten chi lieu Dinh be bin can

7A AP DING CHO CAC TCTD (TAIT QUt TIN DUNG NILO1' N DAN)

7A3 Quan he cho vay, gni Dan, mum c6 Mt hgn &Ay tit 05 gil gifra cic TCTD

1 Doanh sa cho vay dal v6i TCTD xxx thad han xxx bang logi ten xx chit mon tin) xx Ngiy

2 Doanh sa gai hen tai TCTD xxx that hp xxx bang logi lien xx dm men tlir xx Ngiy

3 Doanh s6 mua 0 1(9 hgn giay ta c6 gia 7000( tai TCTD xxx that han xxx bang logi lien xx (ha man thfr xx Ngiy

4 LN suit chit mon thir xx Ngiy

5 Gii tri tai sin bio dim caa man cho vay, gat titan 'Ilia xx c6 liti sin bio dam New

6 Du ng cho vay deti vai TCTD mix bang logi lien xx qua hgn tir 10 nglty tit len Ngiy

7 56 du ND hen tai TCTD m bang loai flea xx qud hart 0 10 ngary tra len Ngiy

8 56 den gia lum, dieu chinh at han tra ng dal v6i TCTD oat bang loai tien to{ ctla man thu xx duce gia hgn, dieu chinh k9 hp tri ng 3 kt/thang

9 Lai suet ola man thil xx sau khi dupe gia han, dieu chink k9 han tra no 3 kit/thing

10 Du ng cho TCTD XXX vay bang logi den xx khang ad bao dam 3 kt/thang

11 Du no cho Tan xxx vay bang loai tien xx c6 Ho dim 3 ke/thang

12 Du ng cho TCTD xxx vay bang logi tien xx tong han 3 1c9/thing

13 Du nq cho TCTD tog( vay bang logi tien xx qua ban 3 kt/thang

14 S6 du tien girl tai TCTD xxx bang logi den xx !thong c6 bio dam 3 kjAhang

15 S6 du tien girl tai TCTD tacx bang teal gin to( c6 bao dkn 3 Iga/thang

16 56 du tien gUi tai TCTD xxx bang logi tien /a trong hgn 3 1a/thing

17 sla du 'Lien gfri tut TCTD xxx bang logi tien xx qui hgn 3 14/thing

18 Hgn mac cho vay, ND gin phin 66 cho TCTD xxx bang loai den xx Qui,

7A.2 Mua hen gity ter e6 gill glue cic TCTD, gilt 14 &Sy to' to gig do TCTD nim gig.

1 Gii mua him gigy 0 c6 gig loai 7000( theo laid tien xx k TCTD xxx trong k9 bio cao m6n thfr xx Thing

2 Thai ban mua hin glib/ 0 c6 gia logi xxxx theo logi lien to( to TCTD xxx trong kt bio cito man Nu xx Thin g

3 Lai suit mua ham glib/ 0 c6 gia loai xxxx theo loai tien xx 0 TCTD tax trong ke 60 cao men thu xx Thing

4 Tang gia tri giay 006 gia logi 'ix's( theo loai tien xx TCTD dang dim gilt Thing

7A3 Bin ng cue cat TCTD

I ma so thus don vj xx thug° logi hinh xx mua no thuec sb lifiu ctla t6 chfrc xx Thing

2 Ten don vi xx thubc logi hinh xx mua no thuac so NW cda t6 chfrc xx Thing

3 set mon ng ban cho don vj xx thudc set him dm 6 chfrc xx Thing

4 OH hi ng bin cho don vi xx theo logi tien xx thugc sa hen eta 0 chic xx Thing

5 Gift tri ng ban cho don vj xx phan theo tang that xx thug° sa hfht eta TCTD Thing

6 Gilt tri no ban elm don vj xx phin logi theo nh6m ng xx flit so him cha TCTD Thing

7 56 tien thu dupe tit bin ng cho don 14 xx theo Iota den xx thuec ser hau coa t6 chit° xx Thing

8 Gia tit tai sin dim 60 disi vet nq bin dm don vi xx thuac 0 Mu cua t6 chac xx Thing

37

7A.4 Mua ng din cic TCTD

1 Ma s6 thug don vi xx think loaf hinh xx ban ng cho t6 chile xx Thing

2 Tin don vi xx thuec loci hinh xx bin ng cho to chic xx Thing

3 S6 men ng ma M chic xx mua tir don vi xx Thing

4 GM tri ng ma to chic xx mua tir don vi xx theo loaf tier xx Thing

5 GM tri ng ma to chile xx mua fir TCTD phan loaf theo trong thai xx tai thtri diem mua ng . Thing

6 Gia Ici ng ma t6 chug xx mua to TCTD phin loaf theo nhOm ng xx tai then diem mua ng Thing

7 S6 ties t$ chin xx thanh tom mua no ti don vi xx theo loaf tier xx Thing

8 Se du mua ng cila te chic xx dad vdi cic Ichoan no mua to don vi xx theo loaf tien xx Thing

9 Giatri tai sin biro dam ' !chain ngmatathirciorrnuatir don vi xx Thing

7B Al' DVNG CHO NHNN CHI NHANII TIM!, TIL1NH PRO VA S6 CIAO DICH NHNN

I So du ilk girl cim TCTD xxx bang loaf fien xx Ngay

2 So du lien gel mia Kho bac Nha nuerc bang loaf flan XX Ngay

3 Du ng cho TCTD xxx vay tai cap von Ngay

4 Du nq cho vay h8 tro dac biat dal vdri TCTD Ngay

5 Du ng cho TCTD vay theo do mac ilk chi dinh can Chinh phi NgAy

6 Du nq cho TCTD xxx vay qua dim tai NHNN Ngay

7 S6 lacing loci ngoai to xx NHNN mua dm TCTD xxx Ngtly

8 S6 Luang loaf ngoai to xx NHNN mua clia Kho bac NM nude Ngay

9 Sti liking loaf ngoaf to xx NHNN mua cOa to chic quOc to Ngay

10 SiS luring kai ngoai to xx NHNN bin cho TCTD xxx Ngay

11 Sa lining loaf ngoai g xx NHNN bin cho Kho bac NM mac Ngay

12 SO Mang loaf ngoaf to xx NHNN ban cho to chile cm& to Ngay

13 So luring loaf ngoaf to xx TCTD xxx bin cho TCTD xxx tren thi trubng ngoaf to lien ngin hang NgAy

14 sO lining mua lai ngogi to xx Ming Ngay

7C TIEN Gm Cilia CAC TO CHI(TC KIIONG PHAI Li TCTD HOST DQNG TAI VIET NAM

Tien girl !Meng lc, han oda cic to thaw Ichkg phai la TCTD trong mien bang loaf ties xx Thing

2 Tien mai cd Icy han cim cic to chile khong phili IA TCTD trong nu& bang loaf tier] xx Thing

7D TIN DVNG 13061 VOI CAC TO CHUG KHONG PHAI LA TCTD HOST HONG TAI VIET NAM

1 Du no tin clang Mai mil cic to elide khong phai la TCTD trong kik bang loaf lien xx Thing

2 Du ng tin Ming ngan han dal vdi cic to oink khOng phi, la TCTD trong nude bing loaf ties xx Thing

7E DAD TIP VA0 GIAY TO CO GIA DO CAC TCTD ICHAC VA CAC TO CHUG KHONG PRAT TCTD HOST DQNG TM VIET NAM PRAT HA NH

I Thing Diu tir vao giiy to c6 gia do TCTD xxx pilaf hanh bang laid then xx

2 Diu to vac, giiy t6 c6 gia do cic teo chug khong phai TCTD tong nut phat hinh bang loaf tier] xx Thing

38

8. GIA1VI SAT, BAO DAM AN TOAN TRONG BOAT BONG CiJA TCTD

14 Mau Tin chi lieu Dinh 14 bao ego

8A CAC CHI TIEU LIEN QUAN DEN Tt Le AN TOAN VON T61 THIEU

Ven cep 1 Thing

2 VOn cip 2 Thing

3 am khoan phai tit Id* tInli vein to c6 Thing

4 Titi san "C6" c6 he s6 nil ro 0% Thing

5 TM sin "C6" c6 he stS Ni ro 20% Thing

6 TM sin "C6" co he se Ni ro 50% Thing

7 Tai sin "C6" c6 he s6 Ni ro 100% Thing

8 TM san "CO" cb he s6 NI ro 150% Thing

9 TM sari "C6" c6 lit s6 Ni ro 250% Thing

10 Tong gia tri di san "C6" Prang Crag cOrt cam kit ngorti bang xic djnh theo m*c dO Ni ro Thing

11 Ven cep 1 hop alit Quy

12 VOn cap 2 hgp nhet Q14

13 Cic khoan phii trix khi tinh von to co hap nhit Quy

14 TM san "CO' co ht s6 Ni ro 0% hop nhat Quy

15 Tai san "C6" c6 ht so Ni ro 20% hap nhit Quy

16 Tai min "C6" o5 lit s6 rid ro 50% hop nil& Q14

17 Tai sin "C6" c6 he sic nli ro 100% hop nhAt Quy

18 TM sin "C6" c6 he s6 Ni ro 150% hop nhat Quy

19 TM sin "C6" 66 he so rill ro 250% hop nhat Quy

20 Tong gia trj tai san "05" Mang (mg cos can, ket ngorti bang xic djnh then nitre dO Ni ro hop nhat 1:24

8B CAC CHI TIEU LIEN QUAN BEN Tii. LE KHA NANG CHI TRA

1 TM san thanh than ngay theo lord den xx Ngiy

2 TOng tai sin theo loai dm ior Ngay

3 Deng an ra rang trong 30 ngiy titp theo theo loci tien xx Ngiy

4 Tai sin an han thanh Min ht ngiy 2 den ngay 7 (clang tien No) theo lord Ben xx Ngay

5 Can no vit No nghia v4 khic den ban thanh loin M ngay 2 den ngay 7 @Ong tien ra) theo lora Ben xx Ngay

6 TN san den han thanh [dm tit ngiy 8 den ngay 30 (clang hen oho) then lord den xx Ngiy

7 Cong no va the nghia ye !chic den han thanh loin at ngiy 8 den ngiy 30 (tong lien ra) thee loaf tien xx NO)/

8 Tai sari den han thanh toan t* ngiy 31 den ngay 180 (Ring Bin No) theo lord tiAn xx Ngiy

9 Cong no vi cac nghla vu khac din han thanh Min t* nay 31 den ngay 180 (Ring den ra) theo loci 'h en xx Ngay

10 TM sari den han thanh loan N ngiy 181 din new 360 (clang tien Nolo) theo lord rib xx Ngiy

11 COng rig vi cac ngera Ira khfic den ban thanh Man tit ngay 181 den ngiy 360 (dbng tien ra) film loci tien xx Ngey

12 TM sari den han thanh toan ten 360 ngay Wang tien No) theo loaf tien xx Ngay

13 Cong no vi the nghia vu khic den han thanh toan tren 360 ngiy (dong ten ra) theo loci tien xx Ngay

39

8C CAC CHI TIED LIEN QUAN DEN TY LE DU NQ CHO VAY SO VOI TONG TIEN GUI

Tang du ng cho vay Thang

2 Tong tiers giii Thing

SD CAC CHI TIED XAC DINH TY LU T6I DA NGUON VON NGAN HAN DRQC Sir DUNG DE CHO VAY TRUNG VA DAI HAN

1 Tong nguOn von agar' han &roc sir dung de cho vay tong ban va dai han Thing

2 TOng ngu6n vein Rung han, dai han dupe sir dung 46 cho vay Ming va dai han Thing

3 Tong du ny cho vay lining han, dai han Thing

8E TINII HINH MO L/C

Doanh sO cam ket thanh trial L/C xx cho to chirc va ca than xx phat sinh trong Ict bing lotti tier xx Thing

2 Doanh se. cam ket thanh loin L/C xx cho Ngubi !thong cu tra oh Viet Nam (Mat sinh trong Icy bang loaf ties xx

Than

3 St du cam ket thanh loin L/C xx cho to attic va ca nhan xx bing loai lien xx Thing

4 SO du cam ket thanh toan L/C xx cho Ngubi khOng cu tra cua Viet Nam bang loai an xx Thing

5 Than Doanh at TCTD tra May khach hang thanh toan L/C xx cho to chtic va 6 nhan xx phit sinh trong 1(9 bang Ioai ties xx

6 Doanh s6 TCTD tra thay khach hang thanh roan L/C xx cho Ngubi khong cu tr* dm Viet Nam phat sinh trong Icy bang Ioai Pin xx

Thing

7 SO du TCTD tra thay khach hang thanh town L/C xx cho tO oink va ci nhin xx bang I* lien xx Thing

8 SO du TCTD tra thay khach hang thanh loin L/C xx cho Ngubi kh8ng cu BO dm Viet Nam bang loth ties xx

Thing

9 Doanh so cam kat thanh man L/C xx theo nganh kinh to MIX phat sinh tong Icy bing loth tiEn xx Thing

10 SO du cam ket thanh foal L/C xx theo neuth kinh to xxxx bing loci lien xx Thing

11 Doanh s6 TC1D tra shay khich hang thanh loin L/C xx theo nganh kinh i xxxx bing loai ties xx Thing

12 SO du TCTD tra thay khach hang thanh town cho L/C xx theo nginh kinh 4 xxxx bang loth Pen xx Thing

13 SO ties tcy quy bao dim theo lo . lien xx am khkh hang gizi tai TCTD Thing

14 Gii tri al san bao dim khic theo Ioai tien xx ma TCTD nhen cua khich hang Thing

15 Gia tri tai san bao dam theo lout tien xx cua Or Ichoan L/C xx ma TCTD di tra thay khich hang Thing

8G TIN DUNG CHO CAC Del TYGING MAX QUY £11NH THEO DIEU 127 LUAT CAC TCTD

Ten dm khach hang Mir xxxx la did tuong duce quy djnh theo Dieu 127 Lunt Cic to ebbe tfn clang duk TCTD cap tin dung

Thing

2 Ma sO thueJSO camp minh thu (Ho chieu) cua khach hang ther xxxx Thing

Mai quan he dm khach hang Mu xxxx la d6i Prong dupe quy dinh theo Dieu 127 Lunt Cac tO chile tin dung did voi TCTD ma khach hang nay drag dupe TCTD cap tin dung

Thing

4 Du no cap tin dung dm TCTD cthi yr% khich hang OM xxxx la &Si Prong &Km quy djnh theo Dieu 127 Luat Cic tO chug tin dung

Thing

811 xirLt TAI SAN BAO DAM

Ten khach hang tar xxxx c6 di san bao dam dupe x* 19 Qu9

2 MA s6 thu6/66 chimg minh thu (HO chieth cua Ichich hang thir xxxx c6 tai sin bio dam dugc x* 19 Quy

3 Ng gem cua khach hang [FM xxxx tai dial diem TCTD nhari tai san bito dam Quy

4 Lii chua thu tar khkh hang Orb xxxx din died diem then It sin bao dam Quy

5 Cid tri tai san dm khach hang thir xxxx ghi trong bleu bin IMO tai sin bao dim Quy

6 Gia trj tai man dm Mach hang tar xxxx da duo° TCTD bin Qu9

40

7 Gii trj tai sin cia khich hang Old =cc dang quan 19 chb bin Qu9

8 Gii Pt Hi sincia khich hang thir xxxx ding a su dung cho TCTD Qu9

9 sa tiin thu duqc tb viic xa 19 tai sin bib dim eta khich hang Mir nix duqc bath tam thu nq die Qu9

10 S6 lien thu duqc N viic x519 di sin bito dim caa khich hang this =a duqc had town thu Ili Qu9

81 DV NV CAP TIN D1JNG DI l Vol 100 !MACH HANG ON NHAT

1 Du nq nip tin dung caa khich hang lan fhb xxx - Thing

8K SO DIfT1KN Gill CM 100 1CHACH HANG LON NHAT

1 Tang so du tian gal cba khach hang hin thfr xxx Thing

8L THANE KHOAN THEO THOI GIAN DEN HAN (TRH QUI' TIN DING NHAN DAN)

8L.1 Tian gni khing 857 han

TtY ci nhin, ha kinh doanh Thing

2 Tir cling ty nhi nubs Thing

3 ra cat cong ty ca phin, cling ty TNHH, doanh nghiqp hr nhin Thing

4 Ta cic doanh nghiep c6 von diu hr nude ngoai Thing

5 Tit do cong ty con dm TCTD Thing

6 Tb cic cling ty lien kit elm TCTD Thing

7 Ta nhang loci hinh khic Thing

8L.2 Tian gal ci that Man din han dm511 thing Itching bao gam Han gni Idling kt han)

I Tfr ca nhin, h0 kinh doanh Thing

2 Tfr cong ty nhi nu& Thing

3 Tir ay Ong ty ca phin, cling ty TNHH, doanh nghibp trr nhin Thing

4 Tb cic doanh nghi4p co von du to nut ngoii Thing

5 Tb cic bang ty con cia TCTD Thing

6 Tb cite cong ty Ilan kit cia TCTD Thing

7 Tit nhUng lo@i hinh kW Thing

8L.3 Tiin gni c6 thid gian din hgn it 1 thing din du& 3 thing (kang bao glm din gtli kbeng kt han)

1 Tu ci nhin, h0 Icinh doanh Thing

2 Tb cong ty nha nu& Thing

3 Tb cat Gang ty et phan, cong ty TNHH, doanh nghi4p ttr nhin Thing

4 Tb cite doanh nghidp c6 von din to nut ngoii Thing

5 Tfr cic cong ty con cart TCTD Thing

6 Tfr the cong ty lien kit cila TCTD Thing

7 Tir nhing loai hinh !chic Thing

SL 4 Din gid c6 thoi gian din hgn tfr 3 thing din cluid 6 thing (fling bao gam din pH Wing Ick han)

1 Tir ci !than, h0 kinh doanh Thing

2 Tir ding ty nha nude Thing

3 Tir cic cling ty oa phin, cling ty TNHH, doanh nghiip tu nhin Thing

4 Tit cic doanh nghiip ci von du hr nu&c ngoai Thing

41

5 Thing Tg cat gang ty con dm TCTD

6 TO the cong ty lien kit cna TCTD Thing

7 Tit nhing loci hinh khac Thing

8E5 Tian gui c6 [hit gian den Ilan to 6 thing den dm% 12 thing (khfing bao gam tien gui khong ky han)

Tir ci nhan, hi kinh doanh Thing

2 Th cling ty nha nu& Thing

3 Tir ego cling ty ca phin, tang ty TNHH, doanh nghiip tir nhan Thing

4 Tir the doanh nghigp aS yan du to min ngoai Thing

5 Tir cac sing ty con cfia TCTD Thing

6 Tir dm ging ty lien kit dm TCTD Thing

7 Tit nhing loci hinh ;chic Thing

8L.6 Titn gfri ci fluid gian din km to 12 thing trer len (Idling bao gam din giii Idling ky hyn)

I Tir ci nhan, h6 kinh doanh Thing

2 Tir cOng ty nha nude Thing

3 Tir the tong ty co phin, cling ty TIVIIH, doanh nghiap to nhin Thing

4 TU the doanh nghiep c6 min du to nude ngoii Thing

5 Tir the tong ty con ala TCTD Thing

6 Tir cic ging ty lien kit cia TL11) Thing

7 Tir nhing Iasi hinh khan Thing

8L.7 Cic cam Wet chin giai ngin

Cac cam ket cho vay chua giai ngin Thing

2 Can cam ket Bic chug giai ngin Thing

3 Thu tin dung clit pbang chua giai ngan Thing

4 Thu tin dung !chic chua giii ngin Thing

SM G161 RAN CAP TIN DUNG

8M.1 DO/ vaimet khich hang (Ap dyng cho Quy tin dyng nhin din)

I Tan Gila khich hang thir xxx co du nq cap tin chmg Thing

2 Ma sia [hue/Cluing minh thu nhan dan (H6 chieu) can khich hang this xxx c6 du nq cep tin clung Thing

3 Tang du nq cap tin dung diai vol khich hang thit xxx Thing

4 Gia Of tai sin dim bap cho khoin cap tin dyng mla khich hang ill& xxx b g Iasi lien xx Thing

8M 2 Dii v(ri met khich hang vi ngirii c6 lien quan cent Quy tin dyng nhin din (Ap dyng oho Quy tin dyng nhin din)

1 Ten ela khich hang thu xxx Thing

2 Ma si thue/Chirng minh thu nhan din (Hi chieu) dm khich hang tiler xxx Thing

3 Ting du ng cap tin dung dti v6i khich hang the, xxx Thing

4 Ten ciza nguiri co lien quan thii yyy din v6i khich hang dig xxx Thing

5 Ma s6 thui/Chimg minh thu nhin din dm riguti c6 lien quan Thu yyy Mai v6i khich hang thfr xxx Thing

6 Ting du nq cap tin dung den vii nguai c6 lien quan thir yyy vii khich hang dui xxx Thing

42

8M3 MSc Mr nq cap tin ding di vol met ging ty con, hi* mit cong ty lien kit da Tab hogc mit doanh nghigp me TCTD nem guy& kiim snit (frit Cling ty cho thue thi chinhye Qny tin Mpg nhin din)

8M.3.1 Mac dir rig cap tin ding d6i vii mit tong ty con

Ten don vi this mom ma TCTD tip tin ding Thing

2 MA si thug mei don vi this xxxx ma TCTD dip tin dung Thing

3 Ting mac du lig cap tin dung d6i vol don vi this xxxx Thong

8M.3.2 MSc dir nu cep tin dyng dtrival mit cong ty lien kit

1 Ten dan vi thir root mi TCTD cap tin ding Thing

2 MI sot thus Ma don vi the xxxx ma TCTD cap tin dung Thing

3 Ting mac du nq cap tin ding drai veri don vi the xxxx Thang

8M.3.3 Mat Mr nq cap tin ding dm v6i mit doanh nghigp me TCTD am goyim kiim snit

1 Thang Ten don vi Mu XXX% Ma it D cap tfn dyng

2 Ma st thug ula don vi fine xxim ma TCTD cap thr ding Thing

3 Ting mire du nq cap tin ding ai yid don vi dui xxxx Thing

8M.4 Dv nq cap tin ding chiim 15% yin tv to trot len (hit Quy tin ding nhan din)

1 Ten Ichich hang the xxxx co du ng tin ding so veri yin Ar c6 can TCTD chit's, be 15% tilt len Thing

2 Mi st thus ala !Mach hang this xxxx c6 du nq tin ding so yea Men tit c6 ctla TCTD chiim tn 15% tree len Thing

3 Du ng tin ding cim khich hang tit* xxxx so vrei yin to c6 Ma TCTD chiim 01 15% tat len Thing

4 Gii Isi tai sin bio dam cho khoim vay ego !Mach hang this moor bang logi lien mc c6 du ng so wei v6n tv c6 cua TCTD chiem to15% trer len Thing

5 Ting si Ithich hang vay vein CAI TCTD Thing

6 Ten khich Ming ilia xxxx dirge TCTD cam kit bao lanh 06 s6 du bio limb so vai yin ti c6 caa Tar) chi& ta 15% Mr len Thing

7 MA si thui cila Ichach hang the XXXX dugc TCTD cam ket bio !Soh c6 si du bio 1Anh so vai yin tit ci cim TCTD chiem M 15% Mr len Thing

8 Thing Si du cam kat ban link cim 'Mich hang this xxxx co s6 du bio IfInh so vii yin to c6 mia 11,1D chi& to 15% tin len

9 GM ni lei san bao dam cho si du cam ket bio Iamb bang logi nen xx cos Ichach hang tha xxxx c6 s6 du bao link so vii yin toc6cua TCTD einem to 15% Mr len Tung

10 Tang s6 khich hing dirge cam kit bio link &a TCTD Thang

8N THANH ICHOIN THEO THO1 G1AN DEN 11424 (AP DUNG CHO QUI' TIN DUNG NHAN DAN)

EN.1 Tiin gal kheng ky hgn

TU ca Man Thing

2 Tit cac t6 chile /chic (phip nhan) Thing

8N.2 Tien girl c6 OM gian din hgn dual 1 thing (Idling bao dm din &I khong ky hgn)

1 TU ci nhin Thing

2 Td mac ti chic Mac (pilaf, nhan) Thing

ENS Tian girl c6 thin gin din ban M1 thing din din% 3 thing (khang bao Om tan gal 'Meng ky hgn)

TU ca nhan Thing

43

2 Tit cac to chirc ichic (phap nhan) Thang

8N.4 Tien girl c6 thbri gian den hart to 3 thing den dtrari 6 thing (khong bao gam tin gui khang kg han)

Tit ea nhan Thang

2 Tit cic M chug khac (phap nhan) Thing

8N.5 Tien gin co than gian den him to6 thing den dithi 12 thing (Wiling bao gam ben gfri Wrong k/ ham)

I Tit ca nhan Thing

2 Tir cac to chug khac (phap nhan) Thang

8N.6 Tien girl c6 thbri gian 44n ban tir 12 thing trIr Ian (Ichang bao Om tien gui khlang kg honk

1 Tir ca nhin Thang

2 Tgr cac to chug khac (phap nhan) Thing

80 AP DUNG CHO NGAN HANG LIEN DOANH, CHI NHANII NGAN HANG NUOC NGOAI, NGAN HANG 100% VON NV& NGOAI

1 Thing TMn vay Dc. I a nude ngoai ngin han

2 Tien vay TCTD a nude ngoai hung vi dal han Thing

3 Tien gui dm TCTD 6 nark ngoai co Icy km din 12 thing Thang

4 Thing Tien gui can TCTD 6 nude ngoai ca ks, han tan 12 Mang

5 VOn (lieu l', von duce cap on dung de mua tai ban cli dbili Thing

6 Tiffn gui ra nuarc ngoai c6 kg han tan 12 thing Thing

7 Tien giii ra nude ngoiti c6 Ick bon tree 12 thing Thing

8 Gii tij thus can von eel, IQ, van dirge cap Thing

9 Tien vay ngan hang mg, chi nhanh a nude rigki caa ngan hang mg ngin han Thing

10 Tiffn vay ngan hang mg, chi nhinh O. nude ngoai km ngan hang mg hung va dai han Thang

11 Tian girl dm ngan hang me, chi nhanh &nu& win aka ngan hang me din 12 tharig Thing

12 Tiffn girl dm ngan hang mg, chi nhanh a nude ngoai aka ngan hang mg tan 12 thing Thing

13 Tien gin ra nude ngoai tai ngan hang mg, chi nhanh a nude ngoli aka ngan hang mg din 12 thang Than

14 Tien gin ra nugc ngoai tai ngan hang mg, chi nhanh 6 nude ngoai cam ngan hang me tree 12 thing Thing

15 Om vay ngan hang mg ar nude ngobi, chi nhanh 6 nude ngoai ciia ngan hang mg ngan han Thing

16 Cho vay ngan hang me gr nude ngoai, chi nhanh 6 nuer ngabi km ngin hang mg trung va dai han Thing

8P AP DUNG CHO NGAN HANG HIP TAC RA

I se, thanh vien vay von NS hang km tae xa Thing

2 SO thinh vien tham gia NS hang hqp tic xa Qug

3 SO thanh vien ra khei Ngin hang hqp tic xa Qug

4 Du fly cho vay thanh vien Thing

5 Du nq cho vay ngoai thank vien Thing

8Q AP DUNG CHO OUT. TIN DING NHAN DAN

1 S6 Minh vien dang vay win QTDND Thing

2 Du no cho vay thanh vien Thing

3 Du no cho vay dai vdi cac hff ngheo khang phai la thanh vien caa QTDND Thing

44

4 Vila to c6 cua QTDND Thing

5 Tang s6 can bO, chin vien lim viec tai QTDND Min

8R AP DWG CHO TCTD C6 CHI NHANH, CONG TY CON U NIMIC NGOAI

8R.1 Gino ifich yen gift TCTD me vi tan chi nhinh, cong ty con & nu* ngoii

811.1.1 Giao dich von tir TCTD mc den tang chi nhinh, c8ng ty con & mane ngoii

I Ten chi nhinh, cons ty con 6 nu& ngoai thir xxx Thing

2 Dia chi Ma chi nhanh, ding ty con 6 nubs ngoii thu xxx Thing

3 Tien gal cua TCTD mc dad veri don vi thir xxx Thing

4 Du ng tin dung cua TCTD mg dal v6i don vi thu xxx Thing

5 Uy thic cho vay Ma TCTD mc Mai v6i don vi thir xxx Thing

6 Thing Uy thic deo tu cua TC D mc d61 vol don vi th& xxx

7 Diu tu ono TCTD mc Mc chUng khan ng do don vi thir xxx ph& hinh Thing

8 Thing Diu tu cua IC lD mc via thing khoan von do don vi thir xxx phut hinh

9 Gap von du tu di han dm TCTD mc dal v6i don vi the xxx Thing

10 Cie khoin giao dich von khk Ma TCTD mc 401 v6i don vi thu xxx Thing

8R.1.2 Giao dish von to tang chi nhinh, tong ty con & bulk ngoii den TCTD my

Ten chi nhinh, cong ty con 6 nuns ngoii thfr xxx Thing

2 Dia chi cua chi nhanh, c8ng ty con 6 nudc ngoii thti xxx Thing

3 Tien giri <Oa don vj thir xxx d6i vai TCTD mg Than

4 Du ng tan dung cua don vi Mir xxx 401 v6i TCTD mg Thing

5 Uy thk cho vay dm don vi UM mix di v6i TCTD me Thing

6 Dy thk dau tu ctla don vi tiler xxx d6i v6i TCTD mg Thing

7 Deo hr cua don vi thtl xxx vao chimg khok ng do TCTD mg 'hit hid Thing

8 Deu tu cua don vi th& xxx vac chang !chola vein do TCTD mc phis himh Thing

9 Cie khoen giao dich von khac alit din vi Mu xxx d6ivai TCTD me Thing

811.2 Tien gfri, dip tin dung, deo hr, g6p von Mil vol khich bang 16a cua chi °Leah, chug ty con if oink ngoii

1 Ten chi nhanh, Ong ty con 6 nude ngoii thu xxx Thing

2 Dia chi Ma chi nhanh, ding ty con 6 odic ngoii thu xxx Thing

3 Ten khach hang hfrn thu yyy cua chi nhanh, c8ng ty con 6 mem ngoii Mar xxx Thin

4 Cap tin dung d6i v6i khach hang I6n Mir yyy olia chi nhinh, cong ty con a nu& ngoii thu xxx Thing

5 Du nq yeti cep tin dung dei vol Ichich hang 16n di* yyy Gila chi nhanh, cling ty con 6 nubs ogee' th*xxx

Thing

6 G6p von, dau to dal Lan d6i v6i khach hang 16n thu yyy cua chi chink', hang ty con 0 nu& rival thir xxx

Mang

7 Diu iv cheing Ichoin (doing bah gam trii phieu) Mai v6i Ithach hang I6n thu yyy Ma chi nhinh, c8ng ty con 6 nu& ngoii Ma xxx

Thing

8 Diu tu trii phieu di van khach hang 16n MAI yyy dm chi nhanh, c8ng ty con 6 nu& ngoii thir xxx Thing

9 Ck khoan Cau Pr khfic &Si v6i khfich hang thu yyy dm chi nhanh, ding ty con 6 nuoc ngoii thuxxx

Thing

10 VOn duct cep ho0c von tfr c6 dm chi nhanh, tong ty con 6 nuns ngoii that xxx Thing

45

8S CAC CHI TIER RANH G1A STRESS TESTING (TM:I . QUI TIN DI,OIG NHAN DAN)

1 Tang tel sin "CO" qui hgn theo k d/ dinh 41 lai suit thgc to Cal th6i diem bAo cao Qu9

2 Tang tel sin "CO" khOng chit' lAi Qu9

3 Tang tai san "CO" co Mai hgn can Igi duet' I thing theo kt dinh 4i lai suit thgc A tai then diem bao cap Qu9

4 Tang tai sin "co' co [h&j hgn can lai to 1 thing den dudi 3 thing theo IS dinh Si lai suit thgc A tai SIM diem bao cao Qu9

5 Tang tai san "CO" c6 thai han can I* to3 theng den dual 6 thing theo IS djnh Si lai suet thuc to tai thth diem bao do Qu9

6 Tang tai san "co' ca thai han can lai to 6 Sang den clued 12 thing theo kit dinh Iii Si suit th to tai ISO diem bao cao Qu9

7 Tang tel san "CO' c6 thin han can 13i to 12 thing to len theo , djnh lai lai sub thyc to tat thai lc diem bap cao Qu9

8 Tang tai seen "Ng" qua han theo kj, djnh lai lai sub thirc A tai thai diem bao cao Qu9

9 Tang Si san "Na" khang chit! lai Qu9

10 Tang tai On "No" co their han can lai dual 1 thong theo k9 djnh lai Iii suit thyc to tai thai diem bao cao Q09

11 Tang Si san "Ng" c6 that han can lai S I Sang den dual 3 thing theo k9 djnh IS Ili suit thgc to be then diem biro cao Qu9

12 Tang tai san "Ng" c6 thai han con loi to3 [hang den dual 6 thing then k9 djnh loi lai sub Atm A tai that diem bao cao Qu9

13 Tang Si san "Nq" co thibi han can lid tit 6 Sang den guild 12 Sang theo *CS* lai 16 suet thuc A tat died diem bao cao Qujr

14 Tang tel sin "Nq" co thin ban can lai to 12 thing ter len theo IS dinh lai Di sub thy° A tai then diem bao cao Qug

15 TM sin "CC' cd tinh thanh khaki cao c6 IS hair con lai dual 1 thing Qu9

16 Tai san "co" c6 tinh thanh khoan cao c6 IS ban con lai lir I thing den duel 3 thing Qu9

17 TM san "05" c6 tinh thanh Ichoan cao c6 IS han can lai to 3 thing den dual 12 thing Qu9

18 Tang A flan gUi wit mire bao hiem ten gni Ai da Qu9

8T AP DDNG CHO NGAN HANG HOP TIC XA VA QUil TIN DDNG NHAN DAN

8T.1 Phan lord no

1 Ng *Om 1 (Ng MI tieu gluten - nal bang) Qu9

2 Na nhOm 2 (Ng an chit 9— nOi bang) Qu9

3 Ng nhorn 3 (Ng dad nen chuin - nal bang) Qu9

4 Ng nham 4 (Ng nghi ng6 - nee bang) Qu9

5 Ng nh6m 5 Ng cd kha 'rang met van) Qu9 6 Cac cam ket ngoai bang nhom I Qu9

7 Cac cam ket ngoai bang nheim 2 Qu9

8 Cac cam ket ngoai bang nheom 3 Qu9

9 Cac cam kat ngoai bang nhom 4 Qu9

10 am cam ket ngoai bang nhenn 5 Qu9

8T.2 Trich leg va sir [long du plying rat ro

1 Dg phi:mg chung phai trich theo guy djnh den IS bio cap Qu9

2 Dy phOng chung thuc trich trong kj , bio cao Qu9

46

3 Dv phang chung da ma dung a xir 19 Ni ro trong k9 bao cap Qu9

4 Dv phong chung can 1rti an cu6i1c9 bao ow Qu9

5 Dv phong chung phai trich b6 sung Qu,

6 DIr phong Cy thE phi' trich theo quy djnh an k9 bac cao da nh6m 2 den nh6m 5) Qu9

7 Dv phang Cu the phii trich then quy djnh rdthm 2 Qu,

Dv phang qt th6 phai tdch thco quy dinh nhOom 3 _ Qu9

9 Dv phdng cu ME phai filch theta quy djnh nhom 4 Qu9

10 Dv ',hong cu th6 phai in oh theo quy djnh nhdm 5 Qu9

11 Dv phang cu th6 thvc frith tong kt bac cao Qu9

12 Dv phOng ell thi da sir dung de xu19 nil ro tong* bac do Qu9

13 Dv phong cv thi con lui dOn cal k9 bac dm Qu9

14 Dv phong cu thd phiti Inch 66 sung Qui'

15 S6 tian Mu htoi dugs cua clic khoan nq hi ten Chit da dans dv phOng an ro d@ 1M dip Qu9

16 SO lien no bj ten that da hit than km theo d6i Qu9

47

Ngan hang Nhi aunt chi nhanh tinh, thanh phO

X

S& giao dich Ngan hang Nha nude

Coc Ong ngh'n tin hoc

Kho lien [rung ircrng

X

X

X

X

X

X

Ky hin'u chi tieu

1B

IC

ID

1G

2A.1

3A

4

PHU LIJC 2

HUONG DAN DON VI BAO CAO CAC CHI TIED THONG KE

(Ban hanh kern theo Thong hr so. .34 /2013/TT-NHNN ngay

Phu Inc nay htrang din don vi bao cao dni vifti tang them chi tieu bao the thong ke quy djnh tat Phu luc 1 Thong to nay. Cac don vi bao cao Mtge phan thanh 2 ahem gam ate don vi ththc Ngin hang Nha nude va cac to chfrc tin clung, cu the nhu sau:

I. Cho don vi [hunt Ngin hang Nhh nude:

48.2.1

4B.2.6.I

4B.2.6.2

4B.2.6.3

4B.2.6.4

4B.2,6.5

4B.2,6.6

4B.2.6.7

4B.2.6.8

4B.2.6.9

4B.2.6.10

4B.2.7

4B.2.8

4C.1

4C.2

4C.3

4

4C.4

4C.5

4C.6 X

5B

Tong hop so lieu phan atilt hog dOng can the to chfre

kinh to tran dia ban, gni bao cao cho NHNN qua Cyc

Con: nthO tin hoc.

48

Kt hien chi lieu

Cqc Cong ngh§ tin hoc

S4 giao djch NOD hang NH neck

Kho tan trung 'rung

Nein hang Nhi tube chi nhanh flub, thinh pht

6C

7B

8A

813

8D

8G

8H

8M.1

8M.2

8N

8Q

8T

X

X

X

X

X

X

X

X

X

X

X

Ghi - Kt hieu 4: Cac don vj phai bao cao s6 li¢u hog dOng ala don vj mink - Kt hieu X: NUNN chi nhanh tInh, thanh phO tong hop so lieu phan finh hoot tong cua Quy tin dung than dan ten dja ban, girl bins cao cho NI-fliN qua Cuc Cong nghe tin hoc. - Kt hieu b6i den: Coe don vi khong phai bao

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PHULTJC 3

HIYONG DAN BAO CAO CAC CHI T1tU THONG ICE

(Ban bath kern then Thong to so /2013/TT-NHNN ngay .B.../..12/J2013)

PHAN 1

QUY D4NH CHUNG

1. Dan vi tinh: Don vj tinh ap dung del veri cac chi tieu bee cao dime ghi au the trong Phan 3 "Huang din lap cac chi tieu thong ke" cua Phu Inc nay.

2. Ty Oa op dung di lap him do:

a. Ty gia gi&a VND va USD: TCTD ap dung ty gia binh quan lien ngan hang do NHNN c8ng 66 tai ngity Min viec cued ding cna Icy ban cao.

b. Ty' gid gitra VND va cac ngoai to khan: TCTD Sp dung ty gid do Tong giam dec (Liam d6c) TCTD quy djnh tai ngay lam viec cuOi ding da ky bao cao.

c. Ty gia giaa USD va cac ngoai to khan: TCTD ap dung tt gia do Ting giam die (Clam doe) TCTD guy djnh tai ngay lam viec cu6i cimg cua ky bao do.

3. Nguyen tic lam tron 56:

a. D0i vdi s6 lieu ban cao doge guy djnh don vj tinh la Trieu VND: Don vj bdo cao dupe lam ton len 1 trieu VND neu gia trj hang thap phan (sau phey) cim cac chi tieu len hon hoar bang 500 nghin VND, neu gid trj hang the') phan cua cite chi lieu duel 500 nghin VND thl coi nhu bang 0.

b. Did veri s6 lieu bao cao dirge quy djnh don vj tinh la Ty VND: Don vj bk cao dupe lam nen len 1 ty VND neu gia trj hang thap phan (sau deu obey) dm can chi lieu Ian hon hoac bang 500 trieu VND, neu gia tri hang thap phan ciut con chi tieu duCri 500 Men VND thi coi nhu bang 0.

c. DOI veri s6 lieu bao cao duce quy djnh don vi firth la Nghin USD: Don vj bao cao &Inc lam tren s6 neu gid trj hang then phan (sau din phay) da cac chi lieu 16n hon hoec bang 500 USD, neu gia trj hang than phan oda cac chi tieu duai 500 USD thi coi nhu bang 0.

d. Din voi s6 lieu bao cao dupe guy club don vj tinh la Trieu USD: Don vj bao do dupe lam Iran so neu gid tri hang [hap phan (sau deu phiy) cua cac chi tieu Ion hon hok bang 500 nghin USD, neu gia trj hang thap phan cda can chi lieu dyed 500 nghin USD thi coi nhu bang 0.

55

PHAN 2 GUI THICH MQT SeIt TTYNGtr

Met se tic ng0 neu tai Phu luc 1 &roc bleu nhtr sau:

I. MQT SO Tel NGT:1 CHUNG

1. Tin dung ngin ban la cac khoan cap tin dung co theri han den 12 thing.

2. Tin dung trung han la cat khott cap tin dung c6 then hart tit tren 12 thing den 60 thing.

3. Tin dung dal han la cat khoan cap tin dung c6 then han N tren 60 thing.

4. Cap tin dung la viec thee thuan de" ca nhan, to chic sir dung met khoan tien ho*c cam kat cho phep sir dung met khoan tien theo nguyen tic c6 hoan tra bang cac nghiep vu cho vay, chi& khan, [al chiet khau cac clang au chuyanyhtrong va cac giAy ter co gid khk, cho thug tai chinh, bao thanh town, ben lanh ngan hang va cac nghiep Ai cap tin dung khac.

5. Du nq tin dung la town be s6 du tai met thed diem cu the cna cat khoan cap tin dung cna TCTD cho ca nhan, to chat duel hinh that sau day:

a. Cho vay;

b. Chief khan, tai chiet khan cac cong cu chuyen nhucmg va can giay to co gia Ichk;

c. Cho thue tai chinh;

d. Bao thanh town;

d. Cac khoan tra thay ca than, to chirc trong tnremg hop ca nhan, to chile duct bao lank khong thus hien duct nghia vu cim minh khi den han thanh Man;

e. Cdc nghiep vu cap tin dung khac dupe NHNN chap thuan.

6. Nguid cu tra vi Ngtrol khong cu tra ciu Viet Nam dime huOng clan cu the tai Phu luc S Thong tu nay.

7. Gia tri giay to• co gia phan anti menh gia cim giAy ter c6 gia dtroc TCTD mua hoc ban lai.

8. Nail] hang throng mai ea 'than Nha nubs g6m cac ngan hang throng mai co phan ce tren 50% von dieu le thuec sb hvu Nha nu6c.

9. Cac to char khong phai la TCTD dugc hien la cac to chirc drat thank lap vi hoat deng theo phap kat Viet Nam khong phai la t6 chat tin dung thuc hien met hoac met s6 hoat grog sau day: Nhan hen gOi; cho vay, chiet khan, tai chi& khau cac cling cu chuyen nhueng va cac giAy tb c6 gia khan, cho thug tai chinh, bao lanh ngan hang va cac hinh thirc cap tin dung khac; dau tu; kinh doanh ngoai hOi; cung img cac Bich vu thanh toan; mai gi6i va cung cap dich vu bao hiem; mei gi6i va kinh doanh cluing khoitn; bao Om:

a. Bao hiem tien gin Viet Nam;

b. Bao hiem xa hei Viet Nam;

c. Quy Dan lv phat tri6n tinh, thanh phi; true thuec trung trcmg;

d. Doanh nghiep bao hiem;

e. Quy Bao lanh tin dung cho doanh nghiep nhe va via;

g. To chirc cung Ong djch vu thanh town (the tin dung, the thanh toan, chuyen tien kieu hOi,...);

h. Cong ty chuyen cho vay lieu dUng tra gbp, cho vay tieu dung, mua nha tra gap;

i. Cong ty chuyen thoc hien nghiep vu bao thanh tok;

k. Cong ty chimg khoan, tong ty quan 19 qui, du to chimg khoan;

I. Cac to chirc khac.

56

IL CAC Tit NGif QIN Vol MA SO THONG Kg AP DUNG THONG CONG Tie THONG RE NGAN HANG QIJY DINH T41 PHI) LVC 5

1. Nginh kinh to xxxx . dugc hieu la ngarth kinh to ghi theo ma nganh kinh to (duce ky hieu bang 4 chit s6) quy dinh cu the tai Bang I Phu lyc 5 kern theo Thong to nay.

2. Loai hinh to chtic WI el nhan xx: dupe hieu la cac I* hinh doanh nghiep, hap tat xa, he kinh doanh va ca nhan, cac don vj hanh chinh su nghiep, dank doan the, hiep hei va cac 'oat hinh t6 chat khac ghi theo ma loai hinh to chile Ira ca nhan (doge ky hieu bang 2 chit s6). Phan to loai hinh t6 chire va ca nhan dugc Song din cu the tai Bang 2 Phy lye 5 kern theo Thong tr nay.

3. Loai hinh TCTD xx: dugc hieu la loai nth TCTD ghi theo ma loai hinh TCTD (dirge kt hieu bang 2 chit so) quy djnh cu the tai Bang 3 Phu lye 5 kern theo Thong to nay.

4. Loai tien xxx du tieu chain km thong: dugc hieu la loai lien Viet Nam dang tau hanh trong Ivu Mang ghi theo ma s6 loai ding tien Viet Nam dang km Minh (dugc ky hieu bang 3 chit so) quy djnh cu the tai Bang 4 Phy Lye 5 kern theo Thong to nay.

5. Loai Hen xxx dinh chi hru hhnh: dugc hieu la loai ten Viet Nam bang gitty cotton, polymer, kim lord khOng can gia tri khi Ngan hang Nha nude da tong be thu hid va nit khoi km thong ghi theo ma loai tien ding Viet Nam dinh chi luu himh Oct hieu bang 3 chit se) quy dinh cu the tai Bang 5 Phu Lye 5 kern theo Thiing tv nay.

6. Loai lien xxx gia t dupe hieu la lord tien dugc lam giong Mar loci den tha Viet Nam nhung Irking do Ngan hang Nha mak in, dac, phat kith. Loai tien nay duct ghi theo ma loai tien ding VW Nam dang km hanh va n6 Viet Nam da dinh chi km hanh.

7. Loai tien xxx nghi gia ch& xir If: dugc hieu la loai den chin xac djnh la tits th4t hay tien gia va dang trim thu gia de cac don vj co chine nang giam djnh, kiem tra va ct5 ket ludn cool cling. Loai tien nay dugc ghi theo ma loai tien Ming Viet Nam dang Im hank

8. Loai tien xxa bi pha honk dugc hieu la loai tien Viet Nam N lam thay dei, sfra chan hoc cat dan khk di so vdi ding lien nguyen ban... Loai tien nay duce ghi theo ma loai tien dang Viet Nam dang Minh.

9. Loai tien tux khting du lieu chuan lira tilting: dugc hieu la lord tien Viet Nam bang giAy cotton, polymer, kim loai dang Im hanh tuning da N rach flat, hu h6ng hoc Bien clang ghi theo ma loai tien (long Viet Nam clang km hAnh.

10. Loai dart xx: dugc hieu la loai Ming tien the nude ghi then ma clang tien cac nude (dugc ky hi6 bang 2 chit s6) quy djnh cu the tai Bang 6 Phy Lyc 5 kern theo Thong to nay.

11. Loai ngoai to xx: duce hieu la loai tang tien cac nude ghi theo ma ding tien the nude (doge ky hieu bang 2 chit s6) quy dinh cu the tai Bang 6 Phu Lye 5 kern theo Thong to nay nIumg khetng bao g6m ding lien caa Viet Nam (VND).

12. Clay t& c6 giii lout max: dugc hieu la the lord giey tb cO gill do cac t6 chat phat hanh tren thi throng tien (nhu Kho bac Nha nude, NHNN, TCTD, ...) ghi theo ma cac loai giay t& c6 gia (dugc kt hieu bang 4 chit

s6) quy djnh cu the tai Bang 8 Phu Luc 5 kern theo Thong to nay.

13.Nink c6 chung Bien gi6i tar duct hieu la cac quac gia co chung bien gieri throng by veri Viet Nam gom Trung Qu6c, Lao, Cam Pu Chia ghi theo ma quo° gia (dirge ky hieu bang 3 chit s6) quy djnh cu the tai Bang 9 Phu Lye 5 kern theo Thong nr nay.

57

PHAN 3

litYONG DAN LAP CAC C111 TIEU THONG ICE

1. Nhom chi trail 1 "Tin dyng"

• Cac chi tieu thuge nhom nay (tit nhdom chi tieu 1E) chi phan anh du nq tin dyng cua TCTD del vei cac ca nhan, to chat la Ngubi cu tro cua Viet Nam thuoc khu vuc the the phi tai chfnh, khu vut ho gia dinh va khu vgc the the khong vi lgi the phut vu ho gia dinh. Du no tin dunk thuoc nhom nay kh6,29- bao yam die na tin dung cita TCTD dot vai Sc to chew khony ahcii ld TCTD quy dinh tai khoan 9 Phan 2 Phu luc nay (khoan nay dam bao coo tat nhom chi tieu 7D) va cab TCTD khac.

Dv ng xAu bao gam town be du ng tin Ming thuec nhom ng 3, nhdom ng 4, nhom nq 5 duce phan loai theo quy dinh hien hanh cua ThOng thic NHNN.

• Loki tin to phai bao cao: VND, EUR quy doi ra VND, USD quy del ra VND, yang va cac loai ngoai to khac doge quy doi ra VND. Ma dung nen cac nu& va ma ding lien quy del dugc quy dinh tai Bang 6, Bang 7 Phu lac 5 Th6ng to nay.

Don vi tinh: Trieu VND.

1.1. Cac chi nett lA "Phan lout du nq tin dung theo nganh kinh

Viec phan loai tin dyng theo nganh kinh ti dtrgc can ca vao muc dich sir dung khoin vay cua khach hang vay von.

1.1.1. Cac chi tieu 1A.1 "Du nq tin dyng":

- Chi lieu 1: Thong ke tang so du de khoan cAp tin dung ngin, trung va dai han cua TCTD doi ved t6 chhc va ca. nhan tai cuoi ngay lam viec cuoi cling cua ky bap cao phan theo timg ma nganh kinh to quy dinh tai Eimg 1 Phu Inc 5 Thong tu nay.

- Chi tieu 2: Thong k8 st, du cac khoan cAp tin dung ngan han cua TCTD del v6i to chirc va ca nhtun tai cuoi ngdy lam viec cool ding nth ky bao cao phan the° thng ma nganh kinh to quy dinh tai Bang 1 Phu luc 5 Thong tu nay.

- Chi tieu 3: Thong ke tang so du cac khoan ng xau ngAn, ming va dai han eta du ng tin dung eta TCTD doi vdri to elide va ca nhan tai cuoi ngay lam viec cuoi tang cua ky bao can phan theo thug ma nganh kinh to quy dinh tai Bang 1 Phu luc 5 ThOng tu nay.

- Chi tieu Thong k8 se, du cac khoan nq xAu ngin ban cua du ng tin dung cua TCTD del vii t6 clirc va ca nhan tai cuoi ngay lam viec cuoi cling elm ky bao cap phan theo thng ma nganh kinh to quy dinh tai Bang 1 Phu luc 5 Thong ttr nay.

1.1.2. Cac chi tieu 1A.2 "Du nq tin dyng c6 bao dam bang tai san": Thong ke s6 dir cac khoan cep tin dung co darn bao bang tai san cua TCTD doi v&i t6 chine va ca nhan tai cuoi ngay lam viec mei cling cua ky bao cao phan theo thng ma nganh kinh quy dinh tai Bang 1 Phu We 5 Thong to nay, bao gem ca cac khoan cep tin dung c6 bao dam bang tai san hinh tha'nh trong Mang lai.

Trong trugng hgp ph& sinh cho vay ca tin chap va cdo bac, dam bang tai san doi v6i mot khach hang (boat nhieu tai sin dam bao cho mot Ilan mac) thi viec phan loci se can ca vao hinh tithe bao dam tien vay chiem ty hung cao hon trong tong tai san darn bao dim vao chi tieu Igo cao phi] hgp. Doi vdri truing hem mot tai san darn bao cho nhieu khach hang vay thi phan loai theo tai san dam Ho nhu binh thtkmg.

Vi du: MOt khach hang phat sinh khoan vay la 100 IS, dong tai ngan hang A. Dam bhp cho khoan vay tren bao bang tin chap la 40 ty Hong va bang tai sari dam bat) la 60 tY ding. Trong twang hgp nay, ngan hang A thong ke 100 t ding du ng cua khach hang A vao du ng c6 bao dam bang tai san vi ty gong c6 bap dam bang tai san chiem 60%, cao han so vdri Ho dam bang tin chap (Ichong c6 bao dam bang tai

1.1.3. Cac chi fiat' 1A.3 "Du nq tin dung c6 kha ning mat tin - Nhom 5": Thong k8 dv ng tin dyng thueic no nhem 5 cua TCTD tat cud, ngay lam viec cut,' cung cua ky bao cao. Nei dung no nhom 5 duct thgc hien theta quy dinh hien hanh cua NHNN ye phan loai no. Can chi tieu thuoc nhom nay phan theo Mng ma ngitnh kinh to quy dinh tai Bang 1 Phu luc 5 Thong tu nay.

1.2. Cac chi nen in "Phan loci du nq tin dung theo loaf hinh to chcre va ca nhim":

58

1.2.1. Cfic chi lieu 1B.1 "Du nq tin dung":

- Chi tieu 1: Thong ke tong so du cac khoan cap tin dung non, trung va dui hart cua TCTD d61 yeti t6 chirc va ca nhan 41 cuOi ngay lam viec cut,' cling cua Icy bito can phan theo thug ma loai hinh to chirc va ca nhan quy dinh 4i Bang 2 Phu lac 5 ThOng tu nay; tieu chi phan loai tin dung theo foci hinh t6 chez dirge can cir vao loai hinht6 chirc tuong frog c6a khkh hang vay vOn.

- Chi tieu 2: Thong ke so du cac khoan cap tin dung ngan han cua TCTD dad yeti to chive va ca than tai cuoi ngay lam viec cuoi cling caa Icy bao cao phial theo thug ma loai hith to chat va ca than quy dinh tai Bang 2 Phu lac 5 ThOng tu nay; tieu chi phan loai tin dung theo loaf hinh to chirc dugc can cir vao loai hinh to chirc tuong img cua khach hang vay vOn.

- Chi tieu 3: Thong ke tong so du cac Ichoin no xlitt non, trung va dui han cua du ng tin dung cua TCTD dai voi to chfrc va ca than tai cuOi ngay lam viec cuOi cling cart Icy bao cao phan theo Mng ma loai hinh to chirc va ca than quy djnh tai Bang 2 Phu lire 5 Thong tu nay; tieu chi phan loaf tfn dung theo loai hinh to chirc dirge can cir vao loai hinh to chile tuong (mg cua khach hang vay van.

- Chi tieu 4: Thong ke so du dm khoan ng xau nem han cua du no tin dung cua TCTD dot v6i to chino va ea nhan tai cuoi nety lam viec cuOi sung cua ky bao can phan theo Mug ma loai hInh t6 chirc va ca nhan guy dinh tai Bang 2 Phu lac 5 Thong tu nay; tieu chi phan loai tin dung theo loai hinh to chirc &roc can cir vim loai hinh to chirc tuong img cua khach hang vay vOn.

1.2.2. Cic chi lieu 1B.2 "Da nq tin dung cd bio dim bang tai sin": Thong ke so du cac Minim cap tin dung c6 dam bit° bang tai san cua TCTD dOi ved t6 chirc va ca than 4i cuOi ngay lam viec cued tang cim ky bao cao phan then thug ma loaf hinh t6 chic va ca nhan quy dinh tai Bang 2 Phu lac 5 Thong tu nay, bao g6m ca the khoan chitin dung ce bao dam bang tai san hinh thanh tong Wong lai.

Trong tnnang hop phat sinh cho vay ca tin chap va co bao dam bang tai sin di voi mOt khach hang (hoac nhieu tai san dam bat) cho mOt hart mac) thi viec phan loM se can ca vao hinh that ban dam den vay chitin tY tong cao that tong tong tai san dam blto do duo vao chi lieu bao can phil hop. Doi Wri Merng hop met tai san dam bao cho nhieu Idnich hang vay thi phan tool theo tai san dam bao nhu binh thubng.

Vi dy: Mat khach hang phat sinh khoan vay la 100 tt dang tai nen hang A. Dam bao cho khoan vay ten bao gam. bang tin chap la 40 ty clang va bang tai san dam bao la 60 tt clang. Trong trubng hop nay, ngan hang A thong ke 100 ty &Ong du ng cua Ichich hang A vao du ng c6 bao dam bang tat san vl ty tong c6 bao dam bang tai san chiem 60%, cao hon so ved bao dam bang tin chip (Meng c6 bao dam bang tai san).

1.2.3. Cic chi lieu 1B.3"Thr nq tin dung c6 khi Bing mitt win - Nhdm 5": Thong Ice du ng tin dung thuOc no nham 5 cua TCTD tat cuoi ngly lam viec cuoi cling cua ky bao cao. Nei dung no them 5 dupe than hien then guy djnh hien bath NI-INN ve phan loai no. Can chi tieu ththc them nay phan theo tang ma loai hinh to chirc va ca nhan quy dinh tai Bang 2 Phu lac 5 Thong tu nay; tieu chf phan loai tin dung theo loai hinh to chirc va ca than throc can ml vao loaf hinh to chirc, ca than Wong img ctia khach hang vay van.

1.3. Cite chi lieu 1C "Dir nq tin dung theo phircmg that bio dim":

Cac chi tieu ta. I den 7 duoc thong Ice deo lap, khan tang rap. Tang du no tin dung dune tong hop fir cac chi tieu cua nhom IC bing tong du no tin clang dugc tong hop N nh6m chl lieu 10 (Nham chi lieu Icitm tra).

- Chi lieu 1: Thong ke so du cac khoan cap tin dung cua TCTD tint v6i to chfrc va ca nhan c6 bao dam bang guyen sir dung dat va tai san gin lien v6i dat cua ben vay tai cued ngay lam viec cuOi sung dm ky ban cao.

- Chi tieu 2: Thong Ice so du cac khofin cap tin dyng cua TCTD 461 vai to chirc va ca than c6 bao dam bang guyen sir dung dat va tEi san gun lien vdi Qat cua ben bao lanh tai Gael nely lam viec cuoi tang cua ky bao cao.

- Chi lieu 3: Thong ke so du cac khoan cap tin dung cua TCTD dot vei t6 elite va ca than c6 ban dam bang tai san lath thanh trong tuong lai (tn} guyen sa dung dat Nutt thanh tong thong lai) tai cuOi ney lam viec cuOi tong cua ky bao cao.

- Chi tieu 4: Thong ke so du cac khan cap tin dung cua TCTD doi v6i t6 chile va ca nhan c6 bac dam bang cam co giay t6 c6 gia, so tiet kiem, so du tai khoan tien gai, !dm loai gut, da gut tai cued ngly lam viec cuoi ding dm ky bao cao. Giay ta c6 gia bao gom trai phieu Chinh pht, trai phieu Kho bac Nha nubs va cac giay tb co gia khk then guy dinh tai Quyet dinh so 07/2008/QD-NHNN new 24/3/2008 va cac van ban phap It khk co lien quan.

59

- Chi tieu Thgng ke se du cac khoan cap tin dung cim TCTD di veri to chic va ca nhan co bao ditm bang yang tai cuoi ngay lam viec cuoi cling cda ky bao cao.

- Chi tieu 6: Thong ke sa du cac khoan cep tin dung caa TCTD dot vai to chat va ca nhan c6 bio dam bang tat , san khac, gom: may mac, thiet bi... (Ichong bao gam tic khoan cap tin dung co bao dam bang tai san da [hang ke tai chi tieu 1, chi tieu 2, chi tieu 3, chi tiEu 4 va chi tieu 5 caa nhem nay) tai cuoi ngay lam viec cuoi cling cim ky bao cao.

- Chi lieu 7: ThOng ke sa du cac khoan cap tin dung caa TCTD doi vad to chirc va ca nhan kheing bao dam bang tai san tai cuoi ngay lam viec cuoi cimg caa Icy bao can.

Doi veil throng hgp cap tin Ming theo han mire tin dung va duct bao dam bang danh muc tai san bao darn, thi cac TCTD xac dinh gia trj tai san bao dam tren co se, not dung them thuart ve cac tai salt bao dam cho timg khoan cap tin dung theo quy dinh cua phap luat ve giao djch bao dam, dugc ghi cu the trong hqp d8ng bao dam va hcp ding cap tin dung cu the trong han mac tin dung (hoac giay nhen nq tang Ian); trugng hap tai sari bao dam chung cho nghia vu tra ng caa tong du ng cap tin dung theo han mitt tin dung thl 05 the xac dinh gia tra tai san bao dam tren co sa t9 trong caa khoan tin dung do so veil tang han mire tin dung.

Vida I: Mat khkh Jiang c6 han mac tin dung la 1 ty Clang, dtrgc bao dam bang danh nun tai san co Maui 1,5 ty Tong, gam quyen ,sir dung dat tai san Om v6i dat la 0,75 ty dug, tai san khan (may mac, thiet bi ...) ved gia trj 0,5 ty dorm. Thgc to du no vay cda Ichitch hang den cuoi ngay lam viec cuoi cUng min quy bao cao 0,5 It ct6ng. TCTD va khach hang vay co them thuart ve tai san bao dam di yeti khoan vay thir nhat co du no 0,3 ty d8ng dirge bao dam bang quyen sir dung dat va tai san gin lien viii dat, khoim vay thir hai co du no la 0,1 [Sr Hang dirge bao , dam bang tai san khan, khoim vay the ba co du ng la 0,1 ty clang duct bao darn bang san hinh thank to von vay. Theo do, TCTD xac dinh gia trj tai san bao dam tren co so not dung thee thuan ye cac tai san bao dam cho tang khoim cep tin dung nhu sau:

+ Thong ke bao cao vao chi lieu du ng cep tin dung co bao dam bang quyen sir dung dat va tel san gan lien *A dat la 0,3 ty d8ng.

+ Thong ke bao cao du ng cap tin dung c6 bao dam bang tai san khac la 0,1 ty ding.

+ Thong Ice bao cao dung cap tin dung co bao dam bang tai san hinh thanh M von vay la 0,1 ty clang.

Vida 2: Mot khach hang co han mac tin dyng la 1 ty dimg, ducic ban dam bang danh muc tai san co gia hi 1,5 t9 clang, gam quyen sa dung dat va tai san On lien v6i dat la 1 ty ding, tai san khac (may mac, thiet bi ...)la 0,5 ty (long. Thgc t8 du nq vay caa khach hang den cuei ngay lam viec cuoi ming cast quy bao cao la 1 ty clang; TCTD va khach hang vay them thuan trong hop ding bao dam la tang gia trj tai san biro dam 1,5 ty dong dugc bao dam chung cho nghla vu tra ng cua tang du ng thuc to trong han mac tin dung. Theo d6, TCTD c6 the xac dint] gia trj san bap dam tren co so ty Mpg cim khoan tin dung de so vgi tang han mike tin dung nhu sau:

+ Thong k8 bao cao vao chi nett du ng cap tin dung co bao dam bang quyen sa dung dat la 0,667 ty ding = 1 ty ding x 1 ty dong/1,5 dong.

+ ThOng ke bao cao vao chi du du ng cap tin dung c6 bao dam bang tel san iliac la 0,333 ty' dim = 1 ty (long x 0,5 ty deng/I,5 ding.

1.4. Cac chi tieu 1D "Du ng tin dung di vol doanh nghiep nha vi vita":

Treu chi de phan loaf doanh nghiep nh6 va yam dirge quy dinh nhu say: Theo quy dinh tai Dieu 3 Nghi dinh so 56/2009/ND-CP ngay 30/6/2009 caa Chinh phi) ye trq ginp ghat trien Doanh nghiep nhe va Doanh nghiep nhei va vita quy dinh tai Thong to nay lit co se kinh doanh da clang ky kinh doanh theo quy dinh phap lust, c6 guy mo tang nguen vein (tong nguen van twang throng tang tai san dirge xac dinh trong bang can doi k8 toan cua doanh nghiep) nhu sau:

1Chu vire host Ong san xuat kinh doanh Quy mei tang nguan van

I. Nang, lam nghiep va thay san TU100 ty ding tra xuang

II. Gong ughip va Lay dung Tir 100 ty' ding trer )(ding

III. Thuong mai va dich vu Tir 50 ty' clang trai xueng

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Phan to cac nganh kinh to cap 1 theo 3 khu vTc kinh to nen tai bang Iron dupe hutng clan tai Phu luc 7 Thong to nay.

- Chi tieu I, 2, 3: Tilting Ice so du cac khoan cap tin dung ngan han, trung han va dai hat dm. TCTD dal vol Doanh nghiep nth vá vi1a tai cuoi ngay lam viec cuoi ding cua ky bao can.

- CM fiat' 4, 5, 6: Thong ke so du cac khoan ng xau ngthi han, trung han va dai hart cua TCTD doi yea Doanh nghiep nh6 va vim tai cuoi ngay lam vies cut; cling cua kt bao cao.

1.5. Cac chi tieu lE "Boat deng bat) Huh":

Thang ke the khoan bao lath trong nubs va nuok ngoai cua TCTD trong Icy bao cao(cheng bao gam cac cam ket phat hanh theo hinh thire tin dung chimg tir). Ck loai bao lanh dug° hieu theo quy dinh hien hanh cua Thong dot NHNN N4 hog gong bao lath ngan hang.

• Nganh kith 4 xxxx: phan then ma nganh kinh to guy dinh tai Bang 1 Phu lye 5 Thong to nay.

C. Log hinh t6 chirt va ca phan xx (kbeing bao gam TCTD): phan theo ma log hinh t6 chine va ca nhfin guy dirt tai Bang 2 PM] lac 5 Thong to nay.

• Loai hinh TCTD xx: phan theo ma loai hinh TCTD quy djnh tai Bang 3 Phi? lac 5 Thong to nay.

• Khai niem "Ngthi thong cu tra cua Viet Nam" duct xac djnh theo huang din phan t6 Ngutri Cu tra va Ngtrbi thong cu tra cal Viet Nam quy djnh tai Phu lac 8 ThOng to nay.

Loai tien xx: VND, the log ngoai to quy dal ra VND. Ma clang den the nubs va ma clang lien quy dOi dtmc quy dinh tai Bang 6, Bang 7 PM' lac 5 Thong tir nay.

- Cac chi tieu 1, 2, 3: Thong Ice s6 tien TCTD that hien cap bao lath cho khach hang la Ngtrai cu tni va Nguai thong cu tra cua Viet Nam phat sinh trong Icy bao cao.

- Cac chi tieu 4, 5, 6: Thong ke so du TCTD thus hien cap NI° lath cho khach hang la Ngtreri cu tra va Ngueri kheong cu tit cua Viet Nam tai cuoi ngay lam viec cuoi cling cua kt bao cao.

- Cac chi tieu 7, 8, 9: Thang ke sa tien TCTD da thoc hien nghia vu tra thay cho khach hang la Ngueri cu tra va Nguai thong cu tra caa Viet Nam phat sinh tong kt bao

- Cac chi lieu 10, 11, 12: Thang ke s6 du TCTD da thoc hien nghia vu tra thay cho khach hang la Ngued cu tra va Nguoi IchOng cu Ira cua Vi@ Nam tai cuoi ngay lam viec cuoi cling cua ky bao dm.

- Chi fiat' 13: ThOng ke s6 tin TCTD thoc hien cap bao lanh phan theo tang ma nganh kith tt phat sinh trong ky bao cao. Viec xac djnh ma nganh kinh te can ca vao giao dlch cua khach hang dupe bao lanh vol ben nhan bao lath thuec nganh kinh 4 nao.

Vir dy: Trong kt &to cao, TCTD A do cap bao lath cho CEng ty X de duce vay van tai TCTD B time hien du an xtly dung trung tam thuong mai thi ma nganh kinh 4 trong truang hop nay duct xac djnh la. nganh xa'y dung.

- Chi tieu 14: Th6ng ke s6 du TCTD Moe hien cap bao lath phin theo tang ma nganh kinh 4 tai cuai ngay lam viec cuoi cling cua kje bao cao.

- Chi tieu 15: Thang ke so tien TCTD da thoc hien nghia vu tra thay phan theo tang ma nganh kinh to phat sinh trong Icy Ilk cao.

- Chi tieu 16. Thang ke st du TCTD da thoc hien nghia vu tra thay phan theo tang ma nganh kinh to MI cuoi ngay lam viec cuoi ding cua ky bao cao.

- Chi tieu 17: ThOng ke se, tien khach hang 14 guy tai TCTD dt bao dam cho cac khaki bao Binh.

- CM fieu 18: Thang ke gid trj tai san bao dam Ichac ma TCTD nhan cua khach hang de bao dam cho cac khoan bao

- Chi tieu 19: Thong Ice gia trj tai san bao dam dm cac khoan bao lath ma TCTD da phai thus hien nghia vu tra thay cho khach hang.

Cali Cac khoan Ma lath tai cac chi lieu 18, 19 bao gdm ca gia tri tai san bao dam ciu2 ben thu- 3 bao darn cho khoan bao

1.6. Cie chi Wen 1G "Tang du no tin dung (Nhdm chi tieu Mem tra)":

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Cac chi tieu nay dugc ap dung a dei chieu, kiem tra chat Mcmg bao cao nhOm chi lieu 1A.1, 113.1, IC.

- Chi tieu 1: Thong ke tong s6 du ng tin dung ngan, trong va dai han cua TCTD ded vet t6 chat va ca nhan phan theo timg loai tien tai cue,' ngay lam viec cuoi cang caa ky bao cao. SO lieu tong du ng tin dung cua chi tieu nay theo anig loai ten phai bang so lieu tang dv ng tin dung thee fling loai Ran cua tat ca eat nganh kinh te, loai hinh to chic va ca nhan.

- Chi tieu 2: Thong ke tong s6 du ng tin dung roil han cua TCTD cho to chic va ca nhan phin theo tong log; tien tai cuoi ngay lam viec cued ding dm ky bao cao. Sep lieu tong du ng tin dung cua chi tieu nay theo tong loai nen phai bang so lieu tong du ng tin dung ngan han theo timg loai tien dm tat ca cite nganh kinh re, loai hinh to chic va ca nhan.

2. Nhom chi trill 2 "Huy dang von"

• Logi nen te pith.; bao cao: VND, BUR quy doi ra VND, USD quy ra VND, yang va cac loai ngoai te khac duct quy doi ra VND. Ma dung ties cat nu& va ma Clang tien quy (16i duce quy dinh tai Bang 6, Bang 7 Rhy lye 5 Thong to nay.

• Don vi tinh: Trieu VND.

2.1. Cac chi tieu 2A "Huy ding van trong nut":

C. Cac chi tieu thuec nhom nay phan anti tinh hinh huy clang von cua TCTD to Ngubi cv fru cua Viet Nam thuec khu vac the che phi tai chinh, khu win he gia dinh va khu vac the din kheing vi Igi nhuan phut vu hi gia dinh duOi hinh thnc: nhan tien gui (flan gii Ichang ky han, tien gai c6 ky ban, tien gii tint kiem va cat loai tien gni khk), phat hanh cac loai giay ter co gia (chling chi tien gui, kyphieu, tin phieu, trai phieu). SO du huy donz van thuoc nham nitv kheng bao tom s6 buy don? von cua TCTD tit cac to chat khong phai ld TCTD auv dinh tat khoan 9 Phan 2 Phu luc nay (Moen nay them bao cao Lai nhom chi lieu 7C), MINN va cdc TCTD khac.

2.1.1. Cie chi lieu 2A.1 "Tien gal cua ca nhfin va to char H NgirM cv tra cua Viet Nam":

- Chi tieu 1: Th6ng ke s6 du cac khoan tien gui khang Icy ban dm ea nhan la Ngubi cu tra dm Viet Nam tai TCTD tai mien ngay lam viec cuOi enng cua IcS, bao cao, bao gam tien girl tint kiem khemg ky ban, tien girl thank loan, tien gui ATM va cac loai tien gui khan ky han khdc.

- Cac chi tieu ti 2 den 6: Thong Ica s6 du cac khoan tien gui c6 ky han cua ca than la Nguti cu tra cua Viet Nam tai TCTD tat cuOi ngay lam viec cuoi cimg cua Icy bio cao, bao g6m ca cac khoan tien gth c6 ky han cua ca nhan bang VND &rem dam bao theo gia yang, theo gia hj ngoai te. - Chi tieu 7: ThOng ke s6 du cac khoan tien gari Ich6ng ky han cua to chic la Ngubi cv fro cua Viet Nam tai TCTD tat cue' ngay lam viec cuoi ding ena ky bao cao.

- Cac chi tien fu 8 den 12: ThOng ke so du cac khoan tien gui thee lung loai ky han cua t6 chat la Ngued cu tra cua Viet Nam tai TCTD tai cuoi ngay lam viec cued cung cua ky bao cao, bao gam ca cac khoan tien gui co ky han cua to chic bang VND doge dam bao theo gia yang, theo gia trl ngoai

2.1.2. Cac chi lieu 2A.2 "Phat hanh giAy tiy co gia cho Ngnai cv No dm Viet Nam": Tilling ke s6 du ghat hanh giay to c6 gia cua TCTD cho cac ca nhan, to chne la Ngubi cu Ira dm Viet Nam mua tai cuoi ngay lam viec cuoi cimg cua ky bao cao phan theo Icy han giay tb c6 gia.

2.2. Cac chi tieu 2B "Huy ding von nut ngoai":

Cac chi tieu thuac nham nay phin anh tinh hinh huy clang von cua TCTD to Ngubi Icheng cv tra cna. Viet Nam duel hinh thirc phat himh cac loai giAy ter co gia (thong chi tien gui , ky phieu, tin phieu, trai phieu).

2.2.1. Cac chi tieu 2B.1"Phat hanh gisty to co gift cho Ngubi khang cv fro cua Vi0 Nam": Thong ke s6 du ghat hanh giay ta co gid cua TCTD cho cac ca nhan, to chat la Ngubi Icheng cv tra dm Viet Nam mua tai cuoi ngay lam v* cuoi ding cua ky bdo cao theo ky han giay tb co gia.

3. Nhem chi Rau 3 "Lai suet"

Cac chi net) thunc nhom nay phan anh Lai suat huy tang von va lai suat cho vay cua TCTD 061 voi t6 chic va ca nhan.

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• Loai tien to phai bao cao: VND, USD. Ma (tang lien cac nu& dugc quy djnh tai Bang 6 Phu lye 5 Thong to nay.

• Don vj tinh: Phan tram (%)/nam.

3.1. Cac chi tieu 3A "Lai suit din vii nen kinh to":

• Thong ke lai mat cac khoan tien gid/hoac cho vay, ma TCTD huy demg vim/boac cho vay cac to chirc, ca nhan phat sinh trong ky bao cao va dugc xac dish cquy d8i) thong nhit theo mire Iei suit tra sau. Neu trong ky bio do, TC ID ip dung nhiau mac Iiu suet tien girilhoac cho vay Mak nhau dal v61 ding met loM ky hp huy dOng hoc thtri han cho vay, thi TCTD xac djnh mac Ili suet tien girifhoac cho vay phi) bien. LE suit nen gUi phO bien cUa met ky ban la mire lai suit ma trong ky bao can c6 tY tr9ng doanh so tien girl phitt sinh so veri tong (loath so tien girl phat sinh trong Icy tai ky han 86 la lon shit. Lai suit cho vay pha Men Ma met Icy han la mire lai suit ma tong ky bao cao c6 tt tong doanh so cho vay phat sinh tong ky so vai tang doanh so cho vay phat sinh trong ky tai ky ban do IA 16n ,nhat. Tnrimg hgp trong Icy bao cao tai met ky han hen wh/hoac then han cho vay, TCTD dp clang nhieu mire lei suit huy dOnWhoac cho vay khac nhau nhung c6 ty tong doanh so tiOn gUi6aoac cho vay bang nhau, thi TC ID bao cao ink lei suit tien giri/hoac cho vay dp dung cho nbiau hop dung tien giri/hoac hop Ching cho vay nhat

- Cac chi tieu M 1 den 7: Thong ke mirc lai suit nen giri ph6 bier; 461 yen tong loaf Icy hp va tang loaf lien cim TCTD trong ky bao cao.

- Chi tieu 8, 9: nu:mg ke mac lai suit huy dOng pho bien bang phat hanh giAy ter c6 gia cult TCTD tthi vOi to chirc va ea nhan pha.'n theo Mug loaf ky han va tang loai tien trong ky bao

- Chi tieu 10, 11: Thong Ice mac lai suit cho vay ph6 bien cua TCTD 461 vai can khaki cho vay theo tang loaf tien trong ky bao cao de dap Ong cac nhu cau van thurk Ymh vac sin mat, kinh doanh thong twang, la cac khoan cho vay loaf tr& cac doi Wong, linh vac, myc dich sau: Dau m , kinh doanh bed dung san; Dem to, kinh doanh chimg khoan; Dap Ong cac nhu cau von phut vu dbi sang; Cho vay thong qua nghiap vu phat hank va sir dung the tin dung; cac khoan cho vay de dap Ong cac nhu cau van thu0c cac Lb vac nOng nghiep nemg them, gnat khan, doanh nghiep nhel va vira, Ming nghiep ha trq, doanh nghiap Ong clung pang ngha cao.

- Ck chi tieu ttr 12 den 17: Thong Ice mac lai suit cho vay pha bien bang VND cfia TCTD delvai cat khoan cho vay de eau tu, kinh doanh bat dung san; dau to kinh doanh chimg khoin; dap Ong cac nhu cau van phut vu dbi song trong ky bao cao.

- Chi tieu 18, 19: Thong Ice mire lai suit cho vay ph6 bien bang VND cart TCTD 461 vai cac khoan cho vay thong qua nghiap vu phat hanh va sir dung the tin dung tong ky bao Mo.

Ghi cha:

- Cac chi lieu bao coo thuac nhom nen, that' the yeu ceu beio cao caa MINN tai Thong to se 12/2010/71-NR7VN ngay 14/4/2010.

- Khi bao ado khong ghi delu (%) ben conh.

4. Nham chi tieu 4 "Thank than va ngan guy"

4.1. Cac chi tieu 4A "TM khan den gfri thanh Man":

• Thong Ice tinh hinh ma tai khoan ten girl thanh toan tai cac to chirc cung img dich va thanh total.

• Tai khoan thanh man la tai Ichoin tien girl Wong Icy han cua Ichach hang mer tai ngan hang de sir dung cac djch vu thanh Min do nein hang cung (mg.

• TCTD thac hian bao cao nhom chi tieu nay la met to chirc cung Ong djch vu thanh toan.

• Cat to chino cung Ong dich vu thanh toan kit ngan hang chi nharth ngan hang nuerc ngoai, Quy tin dung nhan den, to chirc tai chinh vi mo va cac to chat !Mk thus hien cling img djch vu thanh toan c6 rn& tea khoan tat TCTD bao cao.

• Don vj tinh: Trieu VND.

- Chi tieu 1, 2: Thong ke s6 Iturng va so du tai khoan tien gill thanh Man bang dam Viet Nam can host dOng dm cac ca nhan tai TCTD bao cao tai au& ngay lAm viec cudi ding cua ky bao cao.

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- Chi tieu 3, 4: Thong ke so lugng va se du tai khoan tien gui thanh toan bang Ong Viet Nam can hoat dang cua cac to chat (chong bao gam to oink cung ling djch vu thanh Man Ude) tai TCTD bao cao tai cuoi ngay bin viec cuoi cling cua ky bao cao.

- Chi tieu 5, 6: Thong Ice so lugng va so du tai khoan tien girl thanh toan bang dang Viet Nam can hog dang cUa cac t8 chirc cung img djch vu thanh toan khk tai TCTD bao cao tai cued ugly lam viec cuoi clang cna ky bao cao.

- Chi tieu 7, 8: Thong ke se lugng va so du cac tai khoan the ghi nq nei dia con hoat dang cua khach hang ca nhan duqc mo tai TCTD bao cao tai cuoi ngay lam viec cuoi cimg cua ky bao cao.

- Chi tieu 9, 10: Thong ke se lugng va se du cac tai khoan the ghi no cm& to can hog Ong cua khach hang ca nhan dugc ma tai TCTD bao cao tai cuoi ngay lam viec cuoi cling clan ky bao cao.

- Chi ilk. 11, 12: Thank ke se lugng va se du cac tai khoan hen gin thank toan c6 phat hanh sec can boat Clang cua khach hang Huge ma tai TCTD bao cao tai cuoi ngay lam viec cued cling cua ky bao cao.

4.2. Cac chi hen 4B "Thanh toan phan theo IGO pinning tien thanh town va he thong thanh loin":

C. Thong ke tinh hinh thanh toan cua NTINN, TCTD phan theo cac loai phtrang tien thanh toan (19 1 1) va phan theo cac he thong thanh toan (HTTT).

Loai tien to phai bao cao: VND, vang va can loai ngoai to khan dirge quy dai ra VND. Ma Hang tien cac nu& va ma dong tien quy doi dugc quy djnh tai Bang 6, Bang 7 Phu We 5 Thong to nay.

C. Don vj tinh: Trieu VND. Cac loaf ngoai t@ khac dugc quy doi ra VND.

4.2.1. Cie chi lieu 4B.1 "Than), than phi]] theo Joni phtiong hen thanh toan va (Itch vu thanh Min":

Th6ng ke tinh hinh thanh toan cua TCTD bao cao, phan theo cac loai oblong tien thanh Wan va dich vu thanh toan:

+ Thanh torin quac ta: la boat clang thanh loan trong do c6 it that mat ben lien quan la to chic hoac ca nhan co tai khoan thanh toan 6 ngoai lath tho Viet Nam.

Thanh loan not din: la hoat dOng thanh toan bang clang nai to hok ngoai to ma khOng phai la hog Tang thanh toan quoc to neu tren.

4.2.1.1. Cac chi tieu 4B.1.1"Giao dich nit tan mat":

- Chi tieu 1, 2: Thong ke so lucmg va gid tri cac giao djch nit tien mat bang Sec to cac tai khoan cua khach hang ma tai TCTD bao cao phat sinh trong ky bao cao. Thong Ice ap dung doi ved TCTD bao cao (hoac chi nhanh cua TCTD bao cao) nal to Sec &roc nap vao de thuc hien giao djch Mt. tien mat.

- Chi E'en 3, 4: Thong ke so lugng va gin trj cac giao djch nit E'en mat bang The cua khach hang phat sinh trong ky bao cao. Thong ke Sp dung dal yen The do TCTD bao cao ph& hanh.

- Chi lieu 5, 6: Thong ke se lugng va gin trj cite giao djch nit tien mat bang de phuong tien thanh toan khan (ngoai Sec, The da dugc thong Ice 6 cac chi tieu to 1 din 4) tir can tai khoan thanh toan cua khfich hang ma tai TCTD bao cao phat sinh trong ky bao cao. ThOng ke ap dung dOi voi TCTD bao cao (hoac chi nhanh cua TCTD bao cao) tra tien hoac gas tai khoan cua khach hang tra tien. Phucmg tien thanh toan khac bao gam: hOi phieu, lenh phieu, thu tin dung, giay nit tien

4.2.1.2. Cic chi tieu 4B.1.2 "Giao dich thanh loan khong dung lien mat nei cla":

Met giao dich thanh man trong phan than ke nay dirge hien la viec thgc hien nghia vu tra tien hok chuyen tien gala cac t6 chuc, ca than. Thing ke ve "giao djch thanh toan" !thong bao gam cac giao djch gat, Mt tien tv tai khoan bang sec, the hok giao dich chuyen hen ma ngueri gui va ngvai nhan la mat (mot khach hang co mat hok nhieu tai khoan tai cling mOt ngan hang), deng then khong bao gam cac khoan thanh toan gitla TCTD bao cao va khdch hang (nhu cac khoan cho vay, tra nq lien vay, tra la' hoac phi). Ck khoan chuyen von dm ban than TCTD bao cao cling dugc thong ke vao cac chi tieu. Cac Lenh chuyen Co chrgccoi nhu Lenh chi, cite Lenh chuyen Ng Huge coi nhu Nha thu. Tuy nhien, cac khoan chuyen von de quyet toan cac giao djch thank toan lien chi nhanh hoac lien ngar' hang dm khach hang phai dugc loai khai thong ke do da dugc thong ke mOt len 6 phan giao djch cua khach hang. Deli von cac lenh thanh loan theo goi hoac theo 16, mat giao dich thanh toan rieng le tong do dirge tinh 18 met giao djch thanh toan.

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- Cat chi lieu it 1 den 10: Meng ke cac glad) dick thanh town Huge thus hien bang cac loci phircmg ten thanh Man. pre tranh trang lap, mei giao dich thanh tok chi duct TC Ill bao do thong ke mot Mn theo hudng din cu the doi ;di tang phuong hen thanh Man.

+ Chi lieu 1, 2: Thong ke so lugng va gia trj cac giao djch thanh Wan nOi (la phat sinh trong ky hi° cao dugc thgc hien bang Sec. Thong Ice ap dung doi v6i TCTD bac cao (hdc chi nhanh ctla bag cao) duct thu hudng tien hoac gift tai khoan cua Ichach hang dugc thu huemg lien khi t6 Sec dirge nOp vao de thanh Man.

+ Chi lieu 3, 4: Thong Ice so lugng va gia trj cac giao dich thanh Man nei dja phat sinh tong ky ego do duct thgc hien bang The. Thong Ice ap dung doi vei The do TCTD bao cao phat hanh.

+ Chi lieu 5, 6: Thong ke se Mang va gia tra dc giao djch thanh loan nOi dja phat sink tong ky bao cao duct thgc hien bank Lenh chi, Uy &nem chi. ThOng Ice ap dyng dal veil TCTD bao cad) (hoac chi nhanh cua TCTD bao cao) tra ten hoac gift tai khaki cua kbach hang tra tien.

+ CM lieu 7, 8: Thong ke s6 lugng vi gia tra cac giao djch thanh loan nOi dja phat sinh trong ky bao duct thyc hien bang Nhd thu, Dy nhiem thu. Thong ke ap dung doi veil TCTD bao cao (hoac chi nhanh ciut TCTD bao cao) dugc thu hudng tien hok gift tai khoan ctia Ichach hang dugt thu hudng tien.

+ Chi lieu 9, 10: Thong ke so Mang va gia trj cac giao dich thanh [can nOi dja ph& sinh trong ky bilo cao dugc thirc hien bang cao phuong tien thanh loan khong dung tien mat khac (ngoai cao phuong hen thanh loan dA dugc thong Ice a cat chi lieu I den 8). 'lilting ke ap dyng doi viii TCTD bao cao (hoac chi nhanh ct5a TCTD bao do) tra tien Irk gift tai khoan da !chick) hang tra tien. Phuong tien thanh town Icheng dung tien mat khac bao gem: hoi phieu, lenh phiett, thu tin dung nei dia, giay chuyin tien, giAy chuyen khoan, Internet, diem thoai di do, ng, dien them co dinh,...

- Cac chi lieu tir 11 den 14: Thong Ice se lacing vi gia tra dc giao djch thanh [can nOi dja phat sinh trong ky bao cao dugc phan chic ten co set lenh thanh Man duct lip duel clang chung tft dien M . hay chimg tir giAy.

+ Chi Eau II, 12: ThOng Ice s6 lugng va gia trj cac giao dich thanh toan net dja dugc thgc hien bang lenh thanh [can dugc lip duel dang chin ti giAy (mac da sau dd lOnh thanh toan ca the dugc dint h6a thanh diet' tU va nhapvao he thong thanh town nOi 60 ctffi TCTD bao do hoac cat he thong thanh Man ma TCTD bao cao thaw gia de thyc hien dc giao dich thanh loan).

+ Chi lieu 13, 14: Thong ke so lugng va gia tri cac giao djch thanh town nei dia dirge that hien banlenh thanh town clang chung tir dien tir (thong ice cac giao djch thanh loan can ngoiti giao dich da dugc Ice 6 de chi tiEu 11, 12).

Ghi cho:

- Tong gib hi cern cdc chi lieu 1, 3, 5, 7, 9 phei being (—) tanggi6 trj cira the chi tieu II, 13.

- To'ng gad Err tha the chi lieu 2, 4, 6, 8, 10 phai bring (—) ding gill In cern cac chi lieu 12, 14.

4.2.1.3. Cac chi lieu 4B.13 "Bich vu the":

4 "Ciao djch the": 16 viec se citing the a gai, nap, Mt tien mat, chuyin lien, thanh town tien hang hod, did vu, thanh toan him don hoc sir dyng cac dich vu tai chinh khfic do te claim phat Minh the to chic thanh Man the cung (mg; khong bao gem cac giao dich thu phi cua TCTD phlt hanh the, de giao djch phi tai chinh (vAn tin, sao ke,...).

- Chi lieu 1: ThOng Ice tong so lugng tat ca cac loci the da dugt TCTD phat hanh My ke tinh den cutoi ngay lam viec cuti tang da ky bao cao

Chu ft: Chi lieu nay [hay the cho Boo coo tho'ng ke so lieu dich vu the guy djnh tot Cong vein se 508/13773 ngay 06/11/2007.

- Chi tieu 2: ThOng ke e6 lugng the da dugc TOAD bao cao phat Minh cho kith hang thing chug duct kich heat de sir dung, tai thdi diem mei ngay lam viec cudi cling cua ky bao cao. - Cac chi lieu tir 3 den 10: Thong Ice tong so lugng the dä duce TCTD bao cao phat hanh va dang luu hanh tinh den cu6i ngay lam viec cuoi clog cua ky bao cao, phan theo cac 'cal the: the ghi ncy nei dja, the tin dung nOi dja, the tra fru& nei dia, the nOi dia khk (the khong phiin loaf dugc vao the ghi nq, the tin dung, the tra tnroc), the ghi ng geee te, the tin dung quec te, the nil trot quik te, the quec te khitc (the khong phan loaf dugc vao the ghi ng,, the tin dung, the tra tnr6c). S6 lugng cac the dang hm hint] (hay dm the can c6 the sir dung dugc) kheng bao gem cac the do TCTD bao phat hanh nhung chua dugc kich hoat, the da het han si dung, cac the da bi dongthay b6 theo yeu cau cia chi the hok do TCTD bao cao to dong/hay bd.

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- Chi nen 11: Thong ke se lugng the do TCTD bao cao phat hanh cep thvc hien "Giao djch the trong ky bao cao, tai [h&j diEm cutai ngay lam viec cutoi cling caa ky ban can.

- Cac chi tieu nr 12 den 27: Thong ke so lugng va gia trj the "Giao dich the" dugs thin hien bang the do TCTD bao can phat hanh phat sinh trong ky bao cao, phEm theo the loai the: the ghi ng nepi dja, the ghi nq quoc te, the tin dung nei dja, the tin dung quoc te, the tra twee nOi dja, the tra truerc quoc te, the nOi dja khac va the gate te khac (the khong phan loai duce vao the ghi ng, the tin dung, the tra twee).

Chit f: chi thing ke doi vol cat "Giao djch the" &sac hidu voi nghia nine tren.

- Chi tieu 28: Thong ke so lugng cac "Giao djch the" duct thvc hien 6 ntrac ngoli ban' g the do TC ID bao cao phat hanh phat sinh trong kj , bao cao (TCTD bao cao la ngan hang phat hanh the).

Chu f: chi thong ke deft voi cac "Giao dich the" &roc hiiu vat nghia nhu tren.

- Chi tieu 29: Thong ke gid trj cac "Giao djch the" (tax thvc hien 6 timg quoc gia bang the do TCTD bao cao phat hkih phat sixth trong ky bao cao (TCTD bap cao la ngan hing phat hanh the) theo tcmg m8 quoc gia quy djnh tai Bang 9 Phu lye 5 Thong tu nay.

Chu : chi thdng ke ddi voi cac "Giao each the" thew hilu voi nghia nhu teen.

- Cac chi [Lou to 30 den 43: Thong Ice s6 lugng the ghi ng nOi dja/the ghi nq quoc te, the tin dung nOi dia/the tin dung cal& to va cac logi the khac do TCTD bald cao phat hanh bj gia mao da }that Nan; so lugng va gid trj cac "Giao djch the" dugc thvc hien bang the gid the ghi nq nOi dja/the ghi nq qude te`, the tin dung ned dja/the tin dung quoc te va cac loai the khac cua TCTD bao coo phat hanh.

Chu f: chi thong ke ddi yeti cac "Giao djch the" dleac hidu yeti nghia nine tren.

4.2.1.4. Cac chi tieu 4B 1 4 "Giao dich qua kenh Internet, di?n thoni di deng":

- Chi tieu 1, 2: Thong ke s6 Wong va gift trj cac giao djch tai chinh duple khach hang thvc hien qua Internet nhu la kenh cung 1mg djch vu cua TCTD bao cao (bao gain ea can giao dich dugc thvc hien bang vies truy cap Internet ten dien thoni di deng).

Cho 0: chi thdng Ice cac giao dich tai chinh (nap tan, chuydn khoan, thank toan tan hang hoa, dick vu,..), khong thong ke cac giao dich khong phcit sink gid trj tien te nine: van tin, sao ke,...

- CM fieu 3, 4: Thong ke so lugng va gid trj cac giao dich tai chinh dirge khach hang thvc hien bang dien thoai di dOng Wm la kenh cung Ung dich vu cna TCTD bao cao (SMS banking, Mobile banking), khong bao gom cac giao djch dugc thvc hien bang viec troy cap Internet tren dien thoni di Ong.

Chit ft: chi thong ke cac giao djch tea chinh (nap tien: chuyin khocin, thank toan lien hang hda, dich vu, ..), khong thong ke cdc giao dich khong phat sinh &hi trj tien re nine: van tin, sao ke,... 4.2.2. Cac chi hen 4B.2 "Thanh town phan theo he thOug thanh toin":

4.2.2.1. Cie chi den 411.2.1 "Thanh town tirng In qua di khoin tien girl tai NIINN - Chung to gitty":

G Phan anh tong so lugng (man) va tang gid trj tha cac giao djch thanh toan nrng Itun qua tai khoan tien gin tai NHNN (Chimg nr giay). SO lieu do cac chi nhanh NHNN tinh, thanh ph6 va Se giao dich NHNN tong Nip the chimg W giao dich thanh toan caa khach hang phat sinh trong [hang qua tai khoan tien gu i tai (khong thong ke cac khoitn giao djch thanh toan two tip gift khich hang van don vi minh: tra ng, tra lai, tra phi dich vy , tra tien mua giay to in lick phuong tien Mann

- Chi tieu 1: Thong ke tong so Wong (men) giao djch thanh toan phat sinh (chuyen di) caa TCTD qua tai khoan nen gui tai don vi NHNN (dei vei cac Bang ke chimg tv thanh toan, so lacing giao dich dugc tinh theo cac chimg W ke teen Bang ke — ban than Bang Ice khong dirge tinh la met chUng W giao dich).

- Chi tieu 2: Th6ng ke tong gia trj cac giao djch thanh man phat sinh Wang Ung yeti se mon thong ke theo Chi tieu 1.

4.2.2.2. Cac chi tien 4B.2.2 "Thanh toan nei b¢ TCTD":

Thanh toan nOi be TCTD dugc hieu la cac giao dich thanh toan girth cac khach hang tong ding met chi nhanh, hoac cac chi nhanh Wide nhau, hoar chuyen yen giila cac chi nhanh cu ding met TCTD va ducrc xir ly qua he thong thanh toan n'Oi be cua TCTD nay. Hei se cua TCTD awn coi nhu met chi nhanh.

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- Chi lieu 1, 2: Thing ke tong so lugng (man) va tong gia trj cac giao Mob thanh Man MAN xfx 15, tong nei he thong TCTD (de Minh trUng lap, chi thOng ke can giao dich tai chi nhanh gui lenh thanh toan di).

4.2.2.3. Cac chi lieu 4B.2.3 "Thanh toan qua TCTD khac":

• Phan anti tong sO Iugng va gia trj can giao dich thanh Man chuyin lien qua TCTD khac. Thanh toan qua TC ID !chic duac hien Ia toan 60 cac giao dich thanh toan nOi dia (VND va ngoai te) bang chang tit gia va chimg then to do TCTD thuc hien bao cao chuyin di tat tiep qua TCTD khan (khong bao gom cac giao dich thanh toan chuyen di TCTD khac duric xft thank toan qua dien ter song phtrang, SWIFT nei dja, cac he thong thanh toan dm NI-INN).

- Chi tieu 1, 2: Phan anh tong s8 luyng va tOng gia trj chuyen lien di bang VND qua TCTD Ichttc.

- Chi tieu 3, 4: Phan anh tong s6 thong va tong gia trj chuyen ten di bang ngoai te qua 11.111 khic.

4.2.2.4. Clic chi lieu 4B.2.4 "Thanh loan dien to song phuong":

• Phan AIM tOng s8 luqng (s6 men) va tOng gia trj giao Mob thgc hien qua thanh toan dien t6 song phucmg cua TCTD thgc hien bao cao vOi TCTD 'Mac.

• Thanh tan (lien ta. song phwang dace bleu la cat giao djch thanh town dien tut dirge chuyen/nhan th8ng qua kat ad truc Ego ten co ser th6a thuen, ma tai Ichoan tai nhau gifra TCTD thgc hien bao cito vii TCTD khac, khong bao gOm cac giao dich thanh toan Men tit chuyen di TCTD khitc qua NIINN, qua SWIFT nOi dia va cac giao dich thanh loan qurfm te.

• TCTD xxx dugc hien la ten cua TCTD gla theo ma ngan hang dung tong hog Ong, nghiep vu ngan hang quy Binh Mi Quyet dinh s6 23/2007/QD-N1INN ngay 5/6/2007.

- Chi tieu 1, 2: Phan anh so Nang va gia trj chuyen lien di bang VND throe thgc hien qua thanh toan dien tv song phuong vii TCTD xxx.

- Chi nett 3, 4: Phan anh tOng so Mang (men) va tOng giatj °buyen flan den bang VND duct thvc hien qua thanh toan dien tit song phuong N TCTD xxx.

- Chi tieu 5, 6: Phan WI tOng s6 luqng (man) va tOng gia trj chuyen tier di bang ngoai te doge thgc hien qua thanh toan dien to song phuong vii TCTD xxx.

- Chi tieu 7, 8: Phan anh s6 Mang va gia trj chuyen tieu den bang ngoai te duce that hien qua thanh tam dien ter song phuong to TCTD xxx.

4.2.2.5 Cie chi lieu 4B2.5 "Thanh toin qua ATM/POS/EITPOS/EDC":

• Phan anh thiing tin ve he thong ATM/POS/EFTPOS/EDC cua TCTD.

4.2.2.5.1. Cfic chi tieu 413.23.1 "Giao djch qua ATM":

• Thong ke so luting (s6 man) va gia tri tat a can giao dich qua may ATM cua TCTD tong thing bao do.

• Tinh, thanh phO xx: dirge xitc dinh theo ma tinh, thanh pho quy dinh Mi Bang 10 Phu Itic 5 Th8ng to nay.

- Chi tieu I: Thing ke sO lugng cac may Mt tieu to dOng (ATM) cua TCTD dirge dat ten ling dia ban Huh, thanh phO (63 tinh, thanh ph6) tai ngay lam viec cuoi ding cua ky bao dm.

- Chi tieu 2, 3: ThOng ke tOng sO luvng (men) va tang gia trj tat ca mic giao dich qua ATM cua TCTD (bao g8m ca ode giao djch cd phat sinh tra soat khieu nai va chi thOng ke cac giao djch tai chinh, Icheing themg ke cac giao djch khong phitt sinh gia tri tien te nhu: van tin, sao ke...).

- Chi tieu 4, 5: Th6ng ke tong s6 luting (man) va tong gia tri cac giao dich tut lien mat qua ATM cua cac TCTD.

- CM lieu 6, 7: Thling Ice tong so Mang (men) va tong gia trj cac giao djch chuyin khoan qua ATM dm cac TCTD.

- CM tieu 8, 9: Th6ng ke tOng s6 Itrong (men? va tong gid tri tat ca cac giao djch qua ATM Gila TCTD bang the do to chic dr nu& ngoai phat hanh (bao gom ca cac giao djch c6 phat sink tra soat Ichieu nai va chi thong ke cac giao dich tai chink, khemg thong ke cac giao dich kheong phat sinh gia tri din te nhtr: van tin, sao ke...).

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- Chi tieu 10, 11: Th'6ng ke tang s6 luting (men) va tong gid tri ode giao dich qua ATM dm TCTD c6 phat sinh tra soat Ichiau nai.

4.2.2.5.2. Cac chi tieu 4B.2.5.2 "Ciao dich qua POS/EFTPOS/EDC":

tl• Th6ng ke tinh hinh, so lugng (s6 man) va gia trj tat ea cac giao djch qua POS/EFTPOS/EDC cua TCTD trong thong bao cao.

- Chi tieu 1: Thong ke s6 luting may hoc thiet bj dau cu6i dot tai cac don vj chap nhen, the, cac phang giao dich/chi nhanh cua TCTD c6 the sir dung a cung cap thong tin hoer thvc hien giao djch thanh town tai ngay lam viec mei ding cua ky bao carp.

- Chi tieu 2: Thong ke se lugng don vi chap nhen the (nhu cac cua tai ngay lam viOc cuoi ding cua ky bao So. Mot dm hang c6 the c6 met vaj thiet bj (tau cu6i, nhung chi duct tinh la mot don vj chip nhin the.

- Chi tieu 3, 4: Thong ke tOng so luvng (men) va tong gid trj tit ca cac giao dich qua POS/EFTPOS/EDC cua TCTD (bao gam ea can giao (hell co phat sinh tra sold khieu nai va chi thong ke cac giao djch tai chinh, khong thong ke the giao djch khong phat sinh gia trj [ran 4 nhu: van tin, sao Ice...).

- CM tieu 5, 6: Thong ke tang s6 luting (men) va tong gia trj cac giao djch nit teen mat qua POS/EFTPOS/EDC cua TCTD.

- Chi tieu 7, 8: ThOng ke tOng so lacing (man) va tong gia trj cac giao djch chuyin lchoan qua POS/EFTPOS/EDC cua TCTD.

- Chi tieu 9, 10: Thong ke tong s6 lacing (man) va tang gid trj cac giao djch thanh town hang hda, dich vu qua POS/EFTPOS/EDC tai cac dun vj chap nhen the cua TO oink bao cao phat sinh bong Icy bao

- Chi tieu 11, 12: Thong ke se luting va gia trj cac giao djch qua POS/EFTPOS/EDC tai the don vj chap nhen the dm TO eh& bao cao &roc thtrc hien bang the do cac to chirc phat hinh the a nu& ngoai phat hanh (Ta chire bdo cao la ngan hang thanh town the) phat sinh tong ky bao cao.

Chu 0: CM thong ke cac giao dick tdi chinh (nit lien, chuyin khoon, thanh khong thOng ke cac giao djch khong pilaf sinh gia tri Jaen le flint win fin, sao ke,

- Chi tieu 13, 14: Thong ke tong so luting (men) va tOng gia tri cac giao dich qua POS/EFTPOS/EDC cua TCTD c6 Oat sinh tra soat !Mien nai.

4.2.2.6. Cie chi tieu 4B.2.6 "He thong thanh thin dien to lien ngan hang":

• Thong ke [hang tin, s6 lieu phyc vu cho hog deng thu then, tong hop, phan tich s6 lieu, giam sat tinh hinh hoar clang cua He thong thanh town dien to lien ngfin hang (1BPS).

C• Don vi tinh: Trieu VND.

4.2.2.6.1. Clic chi Bea 4B.2.6.1 "Thong tin thinh vien":

• Thong ke so luting thanh vien/don vi thanh vien tham gia Meng thanh town dien to lien ngan hang tai thbi diem cuoi ky bao cao.

- Chi tieu 1: Thong ke s6 luting thanh vien true nap tham gia he thong.

- Chi tieu 2: Thong ke so Mang don vi thanh vien (don vi true thuec thanh vien) ket nOi two nip tham gia he thong.

- Chi tieu 3: Thong ke so luting thanh vien gian tiep ma tai lchoan va thgc hien thanh town thong qua thanh vien true tiep.

- Chi tieu 4, 5: Thong ke so luting thanh vien, don vj dthrth vien da tham gia thanh Wan gia trj [hip.

4.2.2.6.2. Cat chi hen 4B.2.6.2 "Thbi gian giao djch":

C.• Phan doh thong tin thbi gian giao djch dm He thing thanh town dien to lien neat hang tai Trung tam thanh town Quoc gia.

- CM tieu 1: Ghi thbi diem bat du zer ly dau ngay thvc to hang ngay cua 14 aging.

- Chi tieu 2: Ghi thbi diem hoan thanh xu 15r dau ngay (shad diem he thong sin sang tiep nh$n cac lenh thanh roan).

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- Chi tieu 3, 4: Ghi th2ri diem lieu he thong gia trj thap nemg nhan lenh thanh town va thed diem ban thanh xi) 19 quyet Man bit trir gia trj the").

- Chi tieu 5, 6: Ghi thin diem tieu he thong gia trj cao ngimg nhen lenh thanh fain va Med diem hoan thanh xfr: 19 861 chieu cu6i ngay.

4.2.2.6.3. Cfic chi tieu 413.2.6.3 "Gino dich phfin theo tieu h¢ thong":

• Thong ke sOlieu giao djch plain theo cac lieu he thong gia trj thap, gia trj cao die timg ngan hang thanh vien (tang Imp Mk he thong theo ling thanh vien - Hei sb chinh).

- Cdc chi lieu ta 1 den 8: Thong ke tong s6 lugng va gia trj cac Lent' thanh Man Ng, C6 di va den ma trj cao (c6 gia trj to 500 trieu deng tier len) qua btu he thong gia trj cao cua nem hang [Minh vien xxx.

- Cac chi tieu tit 9 den 16: Thong ke tong se lung ve gia trj cac Lenh thanh Man Ng, CO di va den gifi trj thap (co gid trj clued 500 trieu deng) qua lieu he thong gia trj cao cue ngan hang thanh vien xxx.

- Cie chi tieu tfr 17 den 24: Th6ng ke tong s6 lupng va gia trj cac Lenh thanh than Ng, C6 di va den qua lieu he thong gid trj thip cue nein hang thanh vien xxx.

- Ck chi lieu tir 25 den 32: Thong ke tong s6 lugng va gia trj cac lenh thanh Mk Ng, C6 di va den khac qua CITAD (ngoiti cac djch vg HV, djch vg LV) cue nem hang Minh vien xxx.

4.2.2.6.4. Cie chi tieu 4B.2.6.4 "Giao djch phfin theo thfri gian":

• Thong ke s6 hung va gia trj giao djch dirge xi' 19 qua tieu thong gia Irj cao, tieu thong gia trj the!), Phan theo cfic khoang [hal gian xir19 trong ngay

4.2.2.6.5. Cac chi lieu 413.2.6.5 "Gino djch trong hang acri":

• Thong ke s6 lung va gia trj giao djch qua tieu he thong gia trj cao bj dm vao hang dgi qua 60 giay cue nen hang thanh vien xxx (tong hgp town he thong theo timg thanh vien - Hei si chinh).

4.2.2.6.6. Cfic chi lieu 413.2.6.6 "Gino djch khfing dugs quyet toan trong ngay":

• Thong ke s6 lunng va gia trj giao djch kung ducrc quyet town trong ngay cita timg ngan hang thanh vien (tong hcop town he thong theo ling thanh vien - Hei se chinh).

- ac chi lieu to 1 den 4: Thong Ice s6 lung va gia trj lenh chuyen Ng, CO qua lieu he thong gid trj thep dm ngan hang thanh vien /oalcheong dirge quyet town trong nety do thieu hen mix.

- Cac chi tieu to 5 den 8: Thong Ice se lugng ye gia U .) lenh chuyen Ng, C6 qua lieu he thong gia tai cao cue ngan hang thanh vien xxx bj Mb/ trong ngay do thieu s8 du.

- Ck chi fieu to 9 den 12: Thong ke s6 lung va ,gia trj lenh chuyin Ng, C6 qua lieu he thong gid trj cao cue ngan hang thanh vien xxx bj huy cu6i new do thieu se du.

4.2.2.6.7. am chi lieu 413.2.6.7 "Gino djch phfin theo khu we":

• Thong ke s6 lieu giao djch cue ding thanh vien/don vj thanh vien (thong ke chi tiet theo timg don vj than]) vien - chi nhanh) theo tfrng tinh, thanh

- Cac chi tieu tit 1 den 4: Thong ke tong s6 lung va gid trj Lenh thanh Man Ng, C6 di eta ngan hang thanh vien xxx tai tinh, than]] phe xx.

- Cat chi tieu to 5 den 8: Thong ke tong se lugng va gia tri Lenh thanh Man Ng, C6 den cue nen hang thanh vien xxx tai tinh, thanh pho xx.

4.2.2.6.8. Cfic chi tieu 4B.2.6.8 "Gino djch phiin theo chi niuinh Ngfin hang Nba nutre":

• Thong Ice s6 lieu giao djch chuyen lien nOi be NIINN va giao djch cfra cat chi nhanh NHNN vii cac TCTD qua ken]] CITAD.

•it NHNN xxxxxxxx: la ma Om 8 ky tit day du dirge quy djnh theo Quiet dish 23/2007/QD-NHNN ngay 05/6/2007.

4.2.2.6.9. Cie chi tieu 4B.2.6.9 "Kha nang thanh toin cfra cac ngan hang thanh vien":

• Thong ke so lieu ve kha nang thanh town caa cac nen hang thanh vien (ding hgp Man he thong theo timg thanh vien - Hei ser chinh). SO lieu duvc thu thap na Phan mem Di, tit bat buOc va Phan mem Ke

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toan giao dich, Phan mem quan ly giAy to co gia (KTP) tai SO Giao dich NI-INN trong ngly lam viec tiep theo cua ngay phat sinh so lieu.

- Chi tieu 1, 2: Ghi s6 du tai !Moan tien gin qua dem tai then diem du ngay caa ngan hang thanh vien xxx tai SO Giao dich NHNN va tong hgp to Mc chi nhanh MANN tinh, thanh phe. SO lieu duct thu than to Phan mem Dv trG bit huge tai So Giao djch NHNN.

- Cac chi tieu to 3 den 5: Ghi gia trj tai sari cam co cho khoan thin chi va cho vay qua dem, han mat thou chi dau ngay va gia trj cho vay qua dem &a vOi ngan hang thanh vien xxx. SO lieu dugc thu thap to Phan mem Ke toan giao dich va Phan mem quart ly, tinh loan giey ter co gia (KTP) tai StrGiao djch NHNN.

- Chi tieu 6: Thong ke s6 lieu ve pia tri han mac tic rang dal] ngay mitt cac ngan hang tham gia thanh toan qua tieu he thong thanh toan gia trj thap.

- Chi tieu 7: Thong ke gia trj (se tien) giAy to co gid dugc sir dung ky quy tai Sb giao dich a thiet lap hart mire ng rang dau ngay trong thanh toan gia trj Map cim ngan hang thanh vien.

4.2.2.6.10. Cac chi Bea 4B.2.6.10 "Dv till bit bate cila cat °gin hang thanh vien":

Thong he sO lieu ve tinh hinh chap hanh dg tit bat bugc tai NHNN caa timg ngan hang thanh vien. SO lieu dugc thu than Cu Phan mem Dg HY bit buerc tai So Giao djch NHNN trong yang 10 ngay lam viec dau thong tiep theo cua thong phat sinh s6 lieu:

- Chi tieu 1, 2: Ghi sO tien phai dg tra bat bu6c bang VND va ngoai to tai NHNN caa ngan hang thanh vien

- Chi tieu 3, 4: Ghi so tien du frit thgc to trong k5 ,. bang VND va ngoai to tai NHNN caa ngan hang thanh vien

4.2.2.7. Cat chi tieu 4B.2.7 "Ht th4ng thanh than bit trir dien tii/g14y tree dja ban tinh, [Minh phO (TTBT)":

- Chi [Tau 1, 2: Phan anh tong se lugng (mon) giao djch va tong gift trj giao djch dugc xir 15, qua He thong thanh toan bit tit (bit trir dien to hoc bit tit giey) tren timg dja ban tinh, thinh ph6 do NI-INN chi nhanh tinh, thanh phO chit trj (ngan hang chit tri). De tranh thing lap so lieu, ngan hang Chit H chi thong ke cac lenh thanh toan gui di thanh toan bit trU dien tit/giay cua timg ngan hang thanh vien (bao gOm ca chi nhanh NHNN yea vai tro la ngan hang thanh vien).

4.2.2.8. Cie chi tieu 482.8 "Thank town qua SWIFT":

Phan anh sO lugng giao djch va gia trj giao djch chuyen di/nhen ve qua he thong SWIFT ciut Ser Giao dich - NHNN va cac TCTD trong nude (bao gem cac than chuyen tien khach hang - Dien MT103 va cac dien thanh toan giira cac to chic tai chinh - Dien MT202).

C. Logi tien to phai bao coo: USD; EUR, WY, CNY, LAK, KHR quy dai ra USD; yang va cac loaf ngoai to khac dugc quy dei ra USD. Ma tieing hen can mak va ma thing tien quy del dugc quy djnh tai Bang 6, Bang 7 Phu Igo 5 Thong to My.

• QuAc gia xxx: la ma queic gia MAN quy djnh tai Bang 9 Phu lac 5 Thong tin nay.

C. Don vi Huh: Nghin USD.

- Chi tieu I, 2: Thong ke se lucmg va gia trj cac giao djch caa cac dien chuyin tien MT103 ma chit the nhan la khach hang cua TCTD bao coo/SO Giao dich-NHNN.

- Chi tieu 3, 4: Thong ke so lugng va gia tri cac giao djch caa cac dien chuyen lien MT202 ma chit the nhan la TCTD bao cao/So Gmo dich-NHNN.

- Chi tieu 5, 6: Thtng ke s6 luring va gid trj cac giao djch caa cac dien chuyen tien MT103 ma chit the gin la khach hang cua TCTD bao cao/So Giao dich-NI-INN.

- Chi tieu 7, 8: Thong ke sO luting va gia trj cac giao djch cua cac dien chuyen MT202 ma chit the girl la TCTD bao cao/Ser Giao dich-NHNN.

4.2.3. Cac chi Ben 4B.3 "Thank foam khac":

Logi tien to phai bao cao: USD; EUR, WY, CNY, LAK, KHRquy dei ra USD; yang va cac loci ngoai to khac dune guy del ra USD. Ma tong tien cac nubs M ma citing tien guy del dune quy djnh tai Bang 6, Bang 7 Phu Inc 5 Thong fix nay.

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• Don vi tinh: Nghin USD.

- Cac chi tieu to 1 den 4: Thong ke so Itryng va gia trj cac giao djch chuyeis lien quec to qua thank town Bien mat phat sinh trong Irk bao do (cac TCTD c6 thuc hien thanh than ved cac thee c6 chung dubng bien giei thu Lao, Trung Qu8c... theo cac thon thuan song bien bang Tong ben te).

- Cac chi lieu to 5 den 8: Thong Ice se luyng vi gid trj cac giao dich chuyen tien quec to bang phuong thirc Chuyen tien bao gem. chuyen tien bang Dien chuyen tien (T/T: Telegraphic Transfer) hoac chuyen lien bang Thu chuyen tien (M/T: Mail Tranfer) phat sinh tong ky bao cao.

- Cac chi tieu to 9 den 12: Thong ke se lugng vi gia trj cac giao djch chuyen lien (Bloc to bing phuong thth Nher thu tra chain (Documents against Acceptance - D/A), NW, thu tra ngay (DocuMents against Payment -D/P) ph& sinh trong ky him cao.

- ac chi lieu to 13 den 16: Thong Ice so hrong va gia trj cac giao djch chuyen lien untie to bin phuong there Tin dung thu (L/C: Letter of Credit) that sinh trong ky bao cap.

- Cite chi lieu ter 17 den 20: Thong ke se bong va gia trj car giao dich chuyen tien quiac to bang phuong thee khac (nhu: Phuong there gin so , ...) ph& sinh trong ky bac cao.

43. Cie chi lieu 4C "Nein quy":

Thiri hen bao cao chi tieu dinh Icy [hang: Chem that vao ngay 5 thang tiep theo ngay sau thang bao cap.

• Dan vi tinh: VND.

4.3.1. Cac chi lieu 4C.1 "Ap dung cho cac Kho den Trung trong":

- Cac chi tieu to 1 den 10: Meng ke tinh birth xuet, nhap Quy du tit phial hanh (DTPH) theo cac nguen nhap ded wai lung loai tien du tieu chuen km th8ng tong lc bio cao.

- Chi lieu 11: Thong ke ten Quy DTPH dei v6i ling loai tien do lieu chuen hru thong tai thin diem cuti ngay bao do.

43.2. Cic chi lieu 4C.2 "Ap dung cho NHNN chi nhanh tinh, thenh ph6":

- Ck chi tieu ter 1 den 10: Thong ke tinh birth xuAt, nhap Quy DTPH theo cac nguen xliet, nhap del v6i timg loai lien du tieu chi& Itru thong tong Icy bao cao.

- Chi tieu 11: Thong ke ten Quy DTPH dei v6i timg loai lien chi lieu chuin Iuu thong tai thbi diem cued ngay bao cao.

4.3.3. Cac chi tieu 4C.3 "Ap dung cho MINN chi nhanh tinh, thanh phts the Kho lien Trung tone:

- Cac chi lieu 1, 2, 4, 5, 7, 8: Thong ke tinh hinh 'met, nhap Quy DTPH theo cac nguen auk, nhap dei yen tUng loai lien khOng du lieu chuan Mu thong, lien dinh chi hit hanh, tien bi pha horn tong Irk bao dm.

- Ck chi tieu 3, 6, 9: 'Meng ke ten Quy DTPH deri yen timg loai lien !thong du tieu chuen luu thong, tien dinh chi Mu hanh, tien bj pha hoai tai thbi diem cuOi ngity bao dm.

4.3.4. Cie chi Wen 4C.4 "Ap dung cho NAM chi nhinh tinh, thanh pht.; Se Giao djch MINN":

- Cac chi tieu to 1 den 10, cac chi lieu 12, 13, 15, 16: 'Meng Ice tinh hinh thu, chi Quy nghiep vu phat hanh (NVPH) theo cac ngu6n thu, chi del vii timg loai tien du tieu chuen urn thong, tien kheng do tieu chuitn Jim thong va lien dinh chi km henh tong ky bac coo.

- Cfie chi tieu 11, 14, 17: Thong ke ten Quy NVPH dal voi ten loaf ten du lieu chuen Itru thong, tien kh6ng du tieu churn Iwo thong ve tien dinh chi luu hanh lei Mei diem cutO ngly bao cao.

- Chi tieu 18, 19: Thong ice doanh so mitt, nhap gitta Quy DTPH vei Quy NVPH (bao gem ca 3 loai tien: au TCLT, kliong du TCLT, dinh chi lulu hanh) tai NHNN chi nhanh tinh, than!' 'the va tinh hinh xuat, than (bao gam ca 3 loai tien: dt1 TCLT, 'thong du TCLT, dinh chi Iuu hanh) gida Quy NVPH cth Str Giao dich NHNN vii Quy DTPH Kho tien TW tong ky bao cao.

- Cac chi lieu ter 20 den 37: Thong ke tinh hinh thu, chi nen mat trong ky bac cao gift NHNN chi nhanh tinh, thank phe, Sex Giao djch NHNN voi cac TCTD, Kho bac Nha nut iren dja ban (bao gem ce 3 loai fen: de TCLT, khong du TCLT, dinh chi Mu hank).

GM chti:

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+ Cac nghijp vu khac: dux hilu Id viec tuyin chon tidn da TCLT hr tien khang da TCLT hoac ngwoc thu, chi noi ha; thu phi doi din khdng da TCLT cho khdch hang, ...

+ Doi loaf tien: &roc hieu la do, co can tien chi TCLT, Hen khong dd TCLT va tien Jinn chi hat hanh cho khach hang.

4.3.5. Cac chi flea 4C.5 "Ap dung cho NHNN chi nhanh tinh, thanh ph6; S& Giao djch NHNN; cac Kho tien Trung uong":

- Cac chi 'Lieu 1, 2: Thong k8 doanh se nhap, xuat Quy NVPH (khans tinh doanh s6 xuat Quy NVPH de nhap Quy DTPH va doanh so nhap Quy NVPH tUQuy DTPH) luY ke tr& dau thing den ngay bao cao.

- Cac chi du 3, 4: Thiing ke doanh so nhap, xuat quy NVPH doi Yen timg logi lien bj phi hoai da xac dinh dugc menh gia trong ky bdo do.

- Chi tieu 5: ThOng ke s6 du Mn quy NVPH di veyi tang loaf tien bj phi hoai eta xac djnh dtn7c menh gid tai then diem cu6i ngay lam viec cuoi ding cua ky bao cao.

- Chi tieu 6: Thong ke doanh se than doi v6i ttng loaf tien gia tir cac TCTD hong ky bao cao.

- Chi tieu 7: Thong Ice se tien thu gift di yen thig loci tien gia beri NHNN trong bao cao (khong bao gem tien gia do TCTD nep ye).

- Chi lieu 8: Thong ke doanh se, xuat di ven timg Mai tien gia (giao nOp ye Kho tien hung gong) trong ky bao cao.

- Chi tieu 9: Thling ke s6 du ten quy dal yen ling loci tien gia tir cac TCTD trong ky bao cao.

- Chi tieu 10: Thong ke 2 chit cal du trong s6 seri Wrong ling yai timg loci tien gia nhap trong ky bdo cao.

4.3.6. Cac chi lieu 4C.6 "Ap dung cho cac TCTD":

- Chi tieu 1, 2: Thong ke doanh s6 nhap, that vol timg logi tien gia trong ky bao cao

- Chi tieu 3: Thong ke s6 du ten quy den veri Mug loaf tien gia tai cuoi ngay lam viec eu6i ming dm ky bito cao.

- Chi du 4: Thong WO 2 chit cai deu trong so seri trong ling v&i timg loaf tien gia nhap tong ky bao cao.

5. Nhom chi du 5 "Host dung ngoai her

• Cac chi tieu thuOc nhom nay phan anh tinh lath hoat dung ngoai hen caa he th6ng NHNN va cac TCTD duct phep kinh doanh ngoai te.

5.1. Cfic chi den 5A "Ap dung cho cac TCTD":

5.1.1. Cac chi lieu 5A.1 "Mua, bin ngoai

• Loai ngoai te phai bao cao doI voi cac chi tieu 1* 1 din 6: EUR, USD va WY. Ma deg tien cac nuem &roc quy djnh tai Bang 6 Phu lye 5 Thong to nay.

• "Mua, ban giao ngay" la giao djch trong do hai ben thvc hien mua, ban met so Men ngoyi te theo gia giao ngay tai died diem giao dich (ky hgp deng) va ket Mac thanh toan trong yang 02 (hai) ngay

lam viec tiep theo ke tv ngay cam ket mua ban.

• "Mua, bin ky ban" la giao dich trong dd hai ben cam ket se mua, ban v6i nhau met s6 Itmng ngoai te theo met mire ty gia xac dinh, va viec thanh toan se dupe [hue hien yao met ngay xac djnh trong timing lai.

• "Ciao dick hodn dai" la giao djch hOi doei kep bao gOm deng thbi ca hai giao djch doai don: giao dich mua va giao dich ban ding met lugng ding tien nay veri met dog tien khac (chi c6 hai Clang lien duct sir dung trong giao djch), trong do ky han thanh toan caa hai giao dich la !chic nhau va ty gia cua hai giao dich duce xac djnh tai thbi diem doge ky kat hap cling.

- Chi [Feu 1, 2: Thong ke cac giao dich mua, ban giao ngay gitra ngoai te ved VND (Meng bao gam giao djch girra cac ngoai le yea nhau) caa TCTD vhf khach hang. Chi thong ke cac giao djch dugc Icy hgp dig trong ngay (khong bao gam nhcing giao djch den ngay thvc hien buy deng).

Don vi tinh: Nguyen te.

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- Cac chi tieu ti2 3 din 10: Thong ke cac giao djch mua, ban ky han gitra ngoai te yed VND theo ttng loai ky han: du& 31 ngay, tte 31 ngay den 90 ngay, to 91 ngay den 180 ngay, ft} 181 ngay den 365 ngity (khong bao

. gom giao djch gifra cao ngoai te vol nhau) giita TCTD yen Mich hang. Chi thong ke cac giao djch dugs ky hop dung trong ngly (thong bao gom nhfmg giao djch den ngay that hien hop deg).

Don vj tinh: Nguyen te.

- Chi tieu La gia trj bap ding nth theo ngoai te mia giao djch mua, ban hok dal gitra ngoal to voi VND (thong bao gem giao djch gift cac ngoai te yei nhau). Chi thong ke cac giao djch &roc ky hop den trong ngay (khbng bao gom nhimg giao djch den ngay thoc hien hyp clang),

Don vj tfnh: Nguyen te.

- Chi tieu Thar hien theo cac quy djnh hien hanh ye tang thai ngoai t@ cua cac TCTD dupe phep hoat tang ngoal hen.

Don vj tinh: Phan tram (%), lam trop den 2 s6 sau dau phiy.

Ghi Khi boo coo kheng ghi dau % ben mmh. Ngogi t¢ 6.6 trong thai cue; ngay am ghi ro dd. am (Vi du: -5,67). Ngod d c6 :Twig that durmg khong can ghi them diu (Vi du: 0,87).

- Chi tiau 14, 15: Thoc hien theo cac quy djnh hien hanh ye Ming thiti ngoai te cua cac TCTD dirge phep hoat clang ngoai hen.

Dan vj tinh: Phan tram (%), lam tran den 2 so sau dau phey.

Ghi chti: Khi boo cao khong ghi dau (%) ben ccmh. Khi Mo min khong ghi dau (am/throng)

5.1.2. Cac chi lieu 5A.2 "Chi tra ngoai te":

• Don vi tinh: Nghin USD. Cite loai ngoai to khac dugc quy ded ra USD.

- Chi tieu 1. Thong Ice tang gia trj cac loaf ngoai te to nude ngoai chuyen ye Viet Nam cho ca nhan la Ngubi cu tro cna Viet Nam thong qua cac TCTD throe phep trong ky bao cao theo term ma quoc gia quy djnh tai Bang 9 Phu lac 5 Tilting to thy.

- Chi tieu 2. Thong ke tong s6 gia trj cac loai ngoai te tv nubs ngoal chuyen ye Viet Nam ma TCTD da chi tra bang ngoai t@ cho ca nhan nortei thy huong la Nguai cu tre dm Via Nam trong k5' bao cao.

5.1.3. Cie chi lieu 5A.3 "Xuit, nh§p khan ngoai to tan inn":

• Don vj tithe Nghin USD. Ck loai ngoai te khk duct quy dai ra USD.

- Chi tieu 1: Thong ke tong so ngoai to tin mot TCTD xuiit ra nut ngoiti qua cira khau cua Vidt Nam trong ky bao dm.

- Chi tieu 2: ThOng Ice tong so ngoai to tin mat TCTD nhapnY nu& ngoai ye Viet Nam qua dm lchau cna Viet Nam trong ky bao ode.

5.1.4. Cac chi tieu 5A.4 "Bin, chuyen vi xic nhan ngogi t@ mang ra nut ngoki cua ca nhan":

❖ Don vj tinh: Nghin USD. Cac loai ngoai to !chic duce quy Hai m USD.

- Chi tieu 1: Tang doanb so ngoai te TCTD chuyen ra nude ngoiti mkt ca nhan cho cac mac dich du hoc, ohne benh, deg Mc, du lich, tra phi, tham yieng trong ky bao dm.

- CM tiau 2: Tang doanh so ngoai tO TCTD chuytn ra nuor ngoai cna ca nhan cho cac muc dich thua ko, dinh cu trong ky bao eke.

- Chi lieu 3: Tang doanh so ngoai t@ TCTD chuyin ra nuac ngoai cart ca nhtin cho cac mac dich lig cap, cho, Mau, tang trong ky bao cao.

- Chi tieu 4: Tang doanh so ngoai TCTD da cap gray zac than cho ca than mang ra them ngoai cho cac muc dich du hoc, chtra both, Gong Mc, du lick tra phi, tham vieng trong ky boo cao.

- Chi tiEu 5: Tang doanh s6 ngoai te TCTD di cAp giiy xic nhan cho ca than mang ra mak ngoai cho cac muc dich thira ke, dinh cu trong ky bao cao.

- Chi tieu 6: Tang doanh at, ngoai t@ TCTD di clip gitty )(ac 'than cho ca niter' mang ra nubs ngoai cho cac muc dich fro cAp, cho, bleu, tang trong ky bao cao.

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5.1.5. Cac chi tieu 5A.5 "Thanh toin xuAt, nhap khtm voi cac mem c6 chung Bien gigi":

G Logi tien to phai ban cao . USD, VND quy doi ra USD, CNY quy ra USD, LAK quy dai ra USD, KHR quy del ra USD, cac ngoai to khac quy (lei ra USD. Ma dong tien cac nu& va ma deng tien quy dai dirge quy djnh tai Bang 6, Bang 7 Phu lac 5 Thong tu nay.

• Dan vi tinh: Nghin USD.

- Chi tieu 1: ThOng Ice doanh s6 thanh toan xuAt Mau vEri tang nu6c cd chung bien giEri ved quac Lao Campuchia) trong ky bao cao.

- Chi tieu 2: Thong ke doanh se thanh town nhap kheu vEri tang nude c6 chung hien gi6i vol quac, Lao, Campuchia) tong ky bao cao.

5.1.6. Cfic chi lieu 5A.6 "Tinh hinh thu C.16i ugogi to curs tic TCTD iltryt phep":

• Dan vi tinh: Nghin USD. Cac loaf ngoai to lchk dugc quy dei ra USD.

Chi tieu 1: Thong Ice tong gid trj ngoai to tien mat cac TL IL) true tip thu drei tong ky bao ca

5.1.7. Cac chi lieu 5A.7 "Cic giao dich ve chat& lien":

Khai niem ye Ngubi cutni va Ngubi Ichong cu tra dm Viet Nam dugc htrang den tai Phu lye 8 Thong tu nay.

• Thai diem thong ke: Thong ke cac giao djch ve thanh toan chuyen tien tai Mai diem thgc thanh than cua khach hang la Ngubi cu tra cua Viet Nam vai Ngubi kheng cif tra oh Viet Nam tai cac TCTD duck phep host dOng ngogi h6i.

Loai [len phai ban cao: USD, cac loci ngoai to khac quy Mei ra USD, VND quy did USD. Ma clang nen tic nubs va ma dung tien quy dai direr quy djnh tai Bang 6, Bang 7 Phu luc 5 Thong tu nay.

Don vi tinh: Nghin USD.

- Chi tieu 1: ThOng ke cac lchoan tien do Chinh pha, to chat nubs ngoai, to chat quail sir, to oh& quac to va cac to chat khac IA Ngueri Icheing cu tra caa Viet Nam chuyen cho cat to chirc it dui sir quan, lanh ski quan, to chat quail su, t6 chat quOc to va cac to chat khan cim hg dOng tai Viet Nam trong ky bao cao A6 chi kinh phi hoat dOng.

- Chi tieu 2: ThOng ke cac kholn ten dm cac to chat nhir did sir quan, lanh au quan, to chat (man sar va to chat gate to la Ngubi khong cu tru dm Viet Nam Clang tai Viet Nam chuyen tien ra khoi Viet Nam tong ky bao cao.

- Chi tieu 3: Thong ke nhang khoan tien do Chinh phi], to chirc, t6 chat chinh tri, to chat xa hei nghe nghiep, cac to chat !chic la Nguiri khOng cu tra caa Viet Nam dang g6p hal phi (phi hpi vien) vao cac to chat la Ngubi cu tra caa Viet Nam tong ky bao cao.

- Chi tieu 4: Thong ke cac lchoan dOng gap hei phi caa Chink pha va cac to chirc, t6 than chinh tq va nghe nghiep la Ngubi cu to dm Viet Nam ;king gap phi hei vien de Main gia vao to chino la Ngubi 'Meng cu Ira dm Viet Nam tong ky bao cao, nhu: Chuang thrill Phat hien Lien Hop Quac (UNDP), Quy Tien to Quoc t6" (IMF), Hiep hei cac rank Deng Nam A (ASEAN),...

5.2. Cac chi lieu 5B "Ap dung cho NUNN chi nhanh flub, thanh ph6":

5.2.1. Cac chi tieu 5B.1 "Dai It chi tra ngoai to":

C. Don vi tinh: Nghin USD. Cdc loai ngoai to khac dirge quy del ra USD.

- Chi lieu 1: Thong Ice so lugng to chat kinh to lam dai It chi tra ngoai tren dia ban tinh, thanh phe tinh den thbi diem bao cao.

- Chi tieu 2: Thong ke tong gia tri ngoai to do cac to chirc kinh to lam dai lt chi tra cho floral thu huong trong ky bao cao.

5.2.2. Cac chi tieu 511.2 "Tinh hinh thu 861 ngoai to elm cac dui It":

C. Don vi tinh: Nghin USD. Cac Ioai ngoai to khac throe quy doi ra USD.

- Chi tieu 1: Thong ke so lugng dai It th ngoai to ten dja ban tinh, thank] pha duct cac TCTD uy nhiem tinh den thbi diem bao cao.

Viet Nam (Trung

Viet Nam (Trung

o.

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- Chi tieu 2: Thong ke gid trj ngoai to tien mat do cdc dai ly den ngoai to ban lai cho TCTD uy nhiem tren dja ban tinh, thanh ph6 trong k5' bdo cao.

5.2.3. Cac chi tau 5B.3 "Hoyt dOng nhan va chi tra ngoai to":

• Don vj tinh: Nghin USD. Cac loci ngoai to kit dugc quy dal ra USD.

- Chi tieu 1: Thong ke sO thong to chfic kinh to true hap lam dich vu nhan va chi tra ngorti tren Oa ban tinh, thanh phO tinh den then diem Ma cao.

- Chi tieu 2: Thong Ice thong gia trj ngoai to do cdc to chfrc kinh to tivc [lap lam dich vu nhdn va chi tra ngoai to chi tra cho ngutri thp twang tren dja ban tinh, thanh ph6 tong kt bao cao.

6. Nhem chi tieu 6 "Gap von, mua c6 phan"

6.1. Cac chi tieu 6A "Ap clang cho cat TCTD":

• Dan vi: Trieu VND, cdc loai ngoai to khac dugc quy doi m VND.

6.1.1. Cie chi tieu 6A.1 "TCTD gap von, mua a phan vim cong ty con, cong ty lien kat cua TCTD ming ty chow khoin":

- Chi tieu 1, 2: ThOng ke ten, ma sO thue ghi tong Quyet djnh thanh lap va Gray chfmg nit clang ky kinh doanh; trong twang hop c6 thay doi thi ghi theo so thay Ted mei nhat.

- Chi Eau 3: Thong ke s6 tien g6p vOn mua co pit thut to cua TCTD 6 don vj thir root con du an cool ngay lam viec cuoi cUng mica ky boo cap.

Vi 4: Menh gid cua 01 co phan la 10.000 nhihm TCTD do phai be ra 15.000 dong de mua 01 co phan, tin chi tieu nay bao cao so tian thoc to be ra de mua 01 c6 phan la 15.000 doing.

- Chi tieu 4: Thong ke s6 tien gap vim mua co phan theo menh gia cua TCTD er don vj thfr xxxx con du den cued ngay lam viec cuoi cUng cua ky bao cao.

Vf 4: Menh gia cua 01 co phan la 10.000 nhemg TCTD db phai bo ra 15.000 dong mua 01 co phan, thi chi lieu nay bio a 10.000 tang.

- Chi lieu 5: Thong Ice On dieu 1e can don vi thfr xxxx dugc ghi ten bao cao tali chinh gan nhat vdi ky bao cao.

- Chi tieu 6: Thong ke tong tai san cua don vj thfr nom dugc ghi tren bito cao tai chinh gan nhAt vdi ky ban cap.

- Chi tieu 7: ThOng ke s6 co tar, so nail lai bin§ tieu mat (guy doi ra VND) ma TCTD nhan dugc th viec gap vOn, mua ca phan lay k@ th khi rift &roc s6 co nrc, se) lai dau den den cuoi ngay lam viec cad cUng cua ky bao cao.

- Chi tieu 8: Thong ke so co tut, so tiOn lai bang c6 phieu ma TCTD nhtin dugc to viec gap von, mua co plan lay ke t6 khi nhan duct so co tut, sO lai dau tien den cuoi ngay lam viec Si cling cua Icy bao cao.

Vf dy: SO co nrc, hen lai bang co phieu ma TCTD nhan throc th viec ST van mua c6 plain la 1.000 co phieu thi ghi 1.000.

6.1.2. Cac chi tieu tfr 6A.2 den 6A.8 vi chi tieu 6A.10: ThOng ke sO lieu thong to nhu doi v6i chi tieu 6A.1.

6.1.3. Cac chi tieu 6A.9 "Cic cang ty con, ceng ty lien ket curt TCTD g6p vOn, mua a phan vim doanh nghiep":

• Doanh nghiep: dirge quy djnh tai Khoan 4 Dieu 103 Lit Cac to chitin tin dung nam 2010.

- Chi tieu 1: Thong ke ten cong ty con, cong ty lien ket cua TCTD.

- Chi tieu 2, 3: ThOng ke ten, ma so thue ghi trong Quiet djnh thanh lap ra Giay cluing nhdn clang ky kinh doanh cua doanh nghiep ma cong ty con, ding ty lien ket cua TCTD gap von, mua c6 phan; trong trutmg hop co thay dal thi ghi theo sly thay doi mei nhat.

- Chi tieu 4: ThOng Ice s6 tien gdp von mua cOphan thvc to cua cong ty con, c8ng ty lien ket cua TCTD 6 don vj Mir xxxx, con du den cued ngay lam viec cuoi cling dm ky bao cao

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Vi dy: Metal gia dm 01 ca phan la 10.000 nhung cong ty con, tong ty hen kat cia TCTD do phial b6 ra 15.000 tong de mua 01 et phan, thi chi tieu nay bao cao so nen than to b6 ra de mua 01 ct phan la 15.000 clang.

- Chi tieu 5: Thong ke gia trj van et phan theo menh gil cia cong ty con, cong ty lien ket cua TCTD 6 don vj thi xxxx, con du den cuoi ngay lam viec cuoi cong cua ky bao cao.

- Chi tieu 6: ThOng kid van dieu le dm don vi thi xxxx duce ghi tren bao cao tai chinh gin nhAt v6i ky bao can.

- Chi tieu 7: Thong ke tang tai san caa don vj thi xxxx dugc ghi teen bao cao tai chinh gun nhat vai ky bao cao.

- Chi tieu 8: Than, k8 so di tut, so tien lai bang den mat ma cong ty con, cong ty lien ket caa. TCTD than &roc viec g6p von, mua co phan lay Ice ti khi nhan duce s6 c6 Mc, so lai dal' lien den cuoi ngay lam viec cuoi cong cua ky bao cao.

- Chi tieu 9: Thong ke so co so tien lai bang co phieu ma cong ty con, clang ty lien ket caa TCTD nhan duce M viec g6p von, mua co phan lay ki tir khi then duce so co Mc, so lai deu tien den cuoi ngay lam viec cuoi cong caa ky bao cao.

Vi du: SO co tic, lien lai bang co phieu ma cong ty con, cong ty lien ket cia TCTD nhan dug° viec g6p von mua co than la 1.000 co phieu thi ghi 1.000.

6.2. Cic chi den 6B "Ap dung cho TCTD co phOn":

• Ngtrai lien quan: &roc quy djnh Mi 'Oman 28 Dieu 4 Luat Cac to chic tin dung 2010.

• Don vi tinh: Trieu VND; CO phieu; Phan tram (%).

6.2.1. CM tieu 6B.1"Quy mO von cua TCTD thvc hien bap cao":

- Chi tieu 1, 2: Thong k8 tang so van dieu le va tong so co phan cia TCTD den cuoi ngay lam viec cuoi cong cua ky bao can.

6.2.2. Cac chi tieu 6B.2 "CO dong IA ca [than":

Bao cao ap dung doi v6i ca than , to chic sir hUu tir 1% von dieu le cia TCTD trer len.

- Chi tieu 1: Ghi ho va ten co (long ca than thi xxx dang s6 hau co phan cua TCTD.

- Chi tieu 2: Ghi to chic vu cia co dong ca than thi xxx tai TCTD bao can.

- Chi tieu 3: Ghi so thing minh thu nhan dan (he chieu) cia co d8ng ca nhan Ma xxx sa btu co phan cia TCTD; trong tracing hop co thay doi thi ghi theo su thay doi mai that

- Chi lieu 4: ThOng ke ma thong tin co dong la ca nhan thi xxx dang sb hau co phan cia TCTD, op the :

+ Co Clang ca than trong nuecc thi xxx IA thanh vien: Hai (Tang quan trj (ghi ma so 01), Ban kiem soat (ghi ma so 02), Ban dieu hanh cia TCTD (ghi ma so 03).

+ CO tong ea than nguai nude ngoai thi xxx la thanh vien: Hai dang quan trl (ghi ma so 04), Ban kiem soat (ghi ma so 05); Ban dieu hanh cia TCTD (ghi ma so 06).

+ CO &Mg ca nhan khk trong ntrec thi xxx (ghi ma so 07).

+ CO (king ca nhan ngtrai nu& ngoai khde thi xxx (ghi ma so 08).

- Chi tieu 5: ThOng Ice s6 co phan co (tong ca than thi xxx dang ser hut cia TCTD den cuoi ngay lam viec cuoi cung cia ky bao cao; don vj tinh den hang don vi.

V14: CO dong et 1.000 cia phieu thi ghi 1.000.

6.2.3. Cac chi tieu 6B.3 "Co &Mg la to chic":

• Bk cao ap dung dti v6i ca than, PO chine se, him tit 1% von dieu le cia TCTD trer len.

- Chi tiou 1: Ghi ten cia co dong la to chat thi xxx dang ser hiu phan cia TCTD .

- CM tieu 2: Ghi ma so [hue ens, co (long la to chat al* xxx dang se, hau co than cia TCTD; trong truang hop May doi thi ghi theo str thay doi mai nhat.

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- Chi tieu 3: Obi hp va ten ca nhan la nguai dai dien phial van gap cua to chfrc thu xxx 4i TCTD.

- Chi tieu 4: Thong Ice ma thong tin di dung la to chirc thu xxx dang sa hfru c6 phan caa TCTD, cy the :

+ Ca &mg la ClAnkt Phu (Nha nuac se hut ct phan chi ph6i) - ghi ma se 01.

+ Co tong la tep doan kinh to vi tong Ong ty nha nutc - ghi ma se 02.

+ Co citing la doanh nghiep Nha nu& khan - ghi ma so 03.

+ CO (tong la to chfrc tong nude khac (thong phid doanh nghiep nha ntrat) - ghi ma se 04.

+ CO ding la t6 chac nuac ngoai - ghi ma so 05.

- Chi tieu 5: Thong ke se co phen co clang la to chi:re thi xxx dang se httu tai TCTD den cuei ngay lam viec cuen cang ant ksr bao cao; don vi tInh den hang don vj:

Vi du: CO d8ng c6 1.000 CO phieu thi ghi 1.000.

6.2.4. Cie chi tieu 6B.4 ding la TCTD khic va nguiri cd lien quart tai TCTD thvc hien bio cao":

4 Ban cao ap dgng del vat tat ca co Hong la TCTD !chic va nguphi 66 lien quan cua TCTD Ichac.

- Chi tieu 1: Ghi ten caa co thing la TCTD thu xxx dang set hau c6 phen caa TCTD thvc hien bio cao.

- Chi lieu 2: Ghi ma se thug ola co d6ng la TCTD thin= dang se hay co phin ola TCTD thvc hien bio cao; tong throng hem c6 thay dei thi ghi theo sv thay del mai nhat.

- Chi tieu 3: Thong ke ten co dang thi yyy cda TCTD thvc hien bito cao la ngutri c6 lien quan den TCTD thu xxx; trong laving hgp cd thay dei thi ghi theo sir thay del mai nhet.

- Chi tieu 4: Ghi se cluing minh thu nhan dan (he chitmyma se thus cua co tong la ca nhan/tt chac thu yyy la ngtrai co lien quan den TCTD thi xxx.

- Chi tieu 5: Mei quan he gift c6 clang thu yyy vai co ding la TCTD thu xxx.

- Chi lieu 6: Thong ke se c6 phan cua co Hong la TCTD [hit xxx tai TCTD thvc hien ban cao den cue' ngay lam viec cuen eung cua kt brio dm; don vi tinh den hang don vj.

Vl du: Co &mg c6 1.000 c6 phieu thi ghi 1.000.

- Chi lieu 7: Timing ke se co phan elm et) ding thu yyy la ngtred c6 lien quan den R. iD thu xxx Mi TCTD thvc hien bao cao den cued ngay Una viec nu& ang cal ky bao et; don vj tinh den hang don vj.

VI dg: Co d6ng c6 1.000 co phieu thi ghi 1.000.

- CM tieu 8: Thong Ice ty le (%) se Mu co phan ola TCTD thvc hien bao cao t i TCTD the: xxx Can cued ngay lam viec cuoi cling dm k-S, bao can.

6.2.5. atc chi tieu 6B.5 "Co deng la ahem nguti c6 lien quan den nhau":

Bat) cao ap dung CM v6i co dung la nhdm nguati c6 lien quan s6 Mtn tau 5% von dieu le caa TCTD ter len.

- Chi tieu 1: Ghi ten oh co ding chinh tong nham la to chfreca nhan thu xxx cart TCTD thvc hien bac; cao.

- Chi tieu 2: Ghi chlmg minh thu nhan din 00 chiead se thug cda co dung chinh thu xxx etla TCTD thgc hien bio cart; trong truung hop c6 thay dei thi ghi theo Sc thay doi mai nhat.

- Chi tieu 3: Thong ke ten co Hong thu yyy cunt TCTD thvc hien bao cao la ngtreri co lien quan den c6 d8ng chinh thu xxx.

- Chi fieu 4: Ghi se chang minh thu nhan din(he chieu)/ma so thug cart co ding la ce nhan/t6 chat thu yyy lit ngtrai c6 lien quan den c8 clang chinh thu xxx.

- Chi tieu 5: Mei quan he caa co Hong thu yyy v6i c6 Clang chinh thin xxx.

- Chi tieu 6: Meng ke se co phan cua et; clung chinh thu xxx Clang set hau Mi TCTD thvc hien ben cao den cued ngay lam viec can ding cim Ict bit° cao; don vi tinh den hang don vi.

Vi du: CO ding et 1.000 co phieu thi ghi 1.000.

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- Chi tieu 7: Thong ke so c6 phan cua ea tong [hit yyy la nguoi co lien quan dan co eking chinh [her xxx tai TCTD thvc hien bao cao den cuoi ngay lam viec cuoi cling cua ky bao cao; don lei tinh den hang don vi.

Vidy: Co clang ce 1.000 co phieu thi ghi 1.000.

6.2.6. Cac chi tieu 6B.6 "Ser him co phen lin nhau gifts TCTD va co ding la doanh nghiep khic":

Bao cao ap dung doi veri tat ca cac co clang la doanh nghiep va TCTD co so hem Co phin Ign nhau.

- CM tieu 1: Ghi ten cda ea tong la doanh nghiep Mir xxx dang so hUu co phan cua TCTD thvc hien bao cao.

- Chi tieu 2: Ghi ma se thue cua co deng la doanh nghiep thu xxx dang se, him co phial cua TCTD thvc hien bao cao; trong throng hop co thay doi thi ghi theo sv thay dei men nhat.

- Chi fieu 3: Thong ke ten co (tang thd yyy cua TCTD thvc hien ban cao la ngubi co lien quan den doanh nghiep thir xxx; trong traemg hop cep thay d8i thi ghi theo sv thay mai nhat.

- Chi tieu 4: Ghi se chdng minh thu nhen dan (he chieu)/ma s6 thue cua co tong la ca nhan/t6 chdc this yyy la ngubi ce lien quan den doanh nghiep the. xxx.

- Chi tieu 5: Mai quan he gida ca dong thd yyy v6i c6 d8ng la doanh nghiep the. xxx.

- Chi tieu 6: Thong ke se c6 phan elm co don la doanh nghiep thir xxx tgi TCTD thvc hien bao cao den cuoi ngay lam viec cuoi ding cua ky bao cap; don vj tinh den hang don vj.

Vi dy:Ch citing c6 1.000 co phieu thi ghi 1.000.

- Chi tieu 7: Thong Ice s6 co phan cua c6 clang thfr yyy la ngubi c45 lien quan den doanh nghiep thfr xxx tai TCTD thisc hien bao cao den cued ngly thm viec cuoi cling nth Icy bao cap; don vi tinh den hang don vj.

Vi C6 tang ceo 1.000 CO phieu thl ghi 1.000.

- Chi tieu 8: Thong ke s6 co phan cda TCTD thvc hien bao cao tai doanh nghiep thfr xxx den cuoi ngay lam viec cuoi cling cua ky bao cao; don vi tinh den hang don vi.

- Chi tieu 9: Thong ke ts, le (%) so him co phan cua TCTD thvc hien bao cao tai doanh nghiep thir xxx den cuoi ngay lam viec cuoi cling eta ky bao cao.

- Chi tieu 10: Thong ke tt (%) so him co phan cua TCTD thvc hien bao cao tai doanh nghiep thd yyy den cuoi ngay lam viec cuoi cling cna ky bao cao.

6.3. Cac chi tieu 6C "Ap dyng cho Quy tin dung nhfin dfin":

Ding mik von gap cda cac thanh vien gam: VOn gap xac lap to cach thanh vien va van gem throng xuyen (Ice ca vein nhen chuyen nhinang).

Dan vi tinh: Trieu VND.

- Chi tieu 1: Thong ke sa lirqng thanh vien la phap nhan hien c6 den then diem cu6i ngay lam viec cu6i cling cua ky bao cao.

- Chi tieu 2: Thong ke tong se van gap elm tat cac thanh vien la phap nhan Men co den thbi diem cuoi ngay lam viec cuoi ding cda ky bao cao.

- Chi tieu 3: Thong ke so lucmg thanh vien la the nhan hien c6 dan then diem cuoi ngay lam viec cuoi cling cua ky bao cao.

- Chi lieu 4: Thong ke tong se yen gap cua tat ca cac thanh vien la the nhan hien co den then diem cuoi ngay lam viec cuoi cling cda qu9 bao cao.

- Chi tieu 5: Tong van dieu le oh Quy tin dimg nhan dan den then diem cuoi ngay lam viec cuoi cling dm ky bao cao.

- Chi lieu 6, 7: Ten/Ma s6 the cua thanh vien la ',hap nhan the. xx gap vein toil Quy tin dung than dan hien c6 den the,' diem cuoi ngly lam viec cuoi cling dm IcS, bao cao.

- Chi tieu 8: TOng so van g6p cua thanh vien la phap than thir xx tai Quy tin dimg nhan dan hien c6 den thin diem cuoi ngay lam viec cuoi cling min ky bao can.

Chit Cac chi lieu 6, 7, 8: b6o cao 10 thimh vien lon nhdt tit 01, 02...10).

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- Chi tieu 9, 10: Ten, ma s6 thue/Chimg mirth thu nhan dan cua thanh vien IA the nhan thv xx gap von tai Qui tin dung nhan dan hien c6 den thoi diem cu6i ngly lam viec cu6i cUng cUa ky bao cao.

- Chi fieu 11: Tong so von gap caa thanh vien la the nhan tha xx tai QuY tin dung nhan din hiOn c6 den theri diem cuOi ngay lam vise cuoi cUng cUa kt bao cap.

Chit f: Gic chi iieu 9, 10, 11: Ma cao 20 thanh vien ion nhdt (n: hi 01, 02_20).

- Chi tieu 12: TOng so von gap cda Quy tin dung nhan dan veto nein hang Hcrp tac x3 hien to den thai diem cuOi ngay lam vise cuOi tang caa Icy bao cao.

7. Nham chi lieu 7 "TM truUng tien tr 7.1. Cie chi lieu 7A "Ap dung cho cac TCTD (trir Quy tin citing nhiin dan)":

7.1.1. Cie chi lieu 7A.1 "Quan ha cho vay, gi l Hen, mua c6 Icy ban giey ter cd gilt giUa cac TCTD":

+ Pham vi bao cao: cac khoan cho vay, giri tien, mua ce Ict ban GTCG gi&a cac TCTD.

❖ Cac giao dich kitting phai bao do:

> Can khoan lien gai thanh toan, tien gai kheng Ict han giita cac TCTD;

➢ Csic giao dich cho vay, di vay gifta cac chi nhanh ngan hang nuac ngoai tai ViH Nam dm cUng met ngan hang nude wit;

➢ Cac giao dich gift TCID trong nu& vai TCTD 6 nuerc ngoai;

➢ Giao (rich thAu chi tien tai khoan thanh toan gift cac TCTD.

➢ Giao dich cho vay dam bao kha nand thanh toin giao dich chang khoan tren Ser giao dich thing khoan giUa ngan hang thanh Mk do Uy ban ChUng khoan Nha nude Iga than yea cac thanh vien cUa Trung tam km Icy chung khoan la TCTD.

• Doi twig bao cao: Cie TCTD thgc hien cho vay, gUi tien, mua to Icy han GTCG (cac TCTD di vay, nhan tien gin, ban play t6 c6 gia kheng phai boo cao).

+ TCTD xxx: la ma ten caa ling TCTD di vay/nhan tien giri/mua c6 Icy han GTCG ghi theo ma ngan hang din bong boat Ong, nghiep vu ngan hang quy dinh tai Quyet dinh so 23/2007/QD-NHNN ngay 5/6/2007. Rieng ma ten cac tong ty tai chinh time thuOc TCTD se that hien bao cao theo huemg dan ea the caa NHNN (Cvc Cana nghe tin hgc).

• GTCG loai xxxx: ma cac logi giay ter c6 gia dirge quy dinh tai Bing 8 Phu lac 5 Thong to nay.

+ Thai han xxx: la then ban caa timg giao dich tinh then se) ngay.

• Man this xx (tai cac chi lieu ta . 1 den 5): LA so this ty caa cac giao dich phat sinh trong ngay bao cao duce danh so lim Mgt 01, 02, 03... (vi du TCTD A tong ngay phat sinh 10 giao dich cho vay, gUi tien, mua c6 Ict han GTCG thi cac giao dich se duce danh s6 len laca la 01, 02, _10).

• Men thir xx (tai chi tieu 8, 9): La se thfr ty caa cac khoan cho vay, gin tien dirge gia han, dieu chinh kyr han tra ng (vi du tong kt bao cao phat skit 5 khoan vay duce gia han thi tha M cat mon dirge danh s6 Ian luta IA 01, 02, ...05).

+ Loai tien to phai bao cao: VND, USD quy d6i ra VND, can loci ngogi to khk quy d6i ra VND. Rieng cac chi tieu ve 1ai suet chi bao cao theo loci tien VND, USD. Ma dOng tien cac twat va ma clang ten quy dOi dupe quy dinh tai Bang 6, Bang 7 Phu lac 5 Thong to nay.

+ Don vi tinh:

➢ Doanh sO, so du, gilt ti tai san bio dam, lei du thu: Trieu VND (lam trem den hang don vi).

> Lai suet: €Yilnam (de sau dau phAy 2 chit so thap phan, khong ghi % ben pall).

- Chi tieu 1, 2, 3: ThOng Ice cac khoan cho vay, gUi tien, mua c6 Icy han GTCG phat sinh trong ngay bao dm. Trong de:

+ Chi tieu 1, 2: Doanh so cho vay, gin tien.

+ Chi tieu 3: Doanh so mua c6 Ict han GTCG.

- Chi tieu 4: Lai suet Mug khoan cho vay, girl tien, mua c6 IcY han GTCG phat sinh trong ngay bao cao.

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- Chi tieu 5: Gia trj tai san bao dam cna timg giao djch cho vay, gin den.

- Chi den 6, 7: Thong ke du ng cho vay/s6 du titn gfri qua han ti 10 ngay tit len, tinh N ngay chuyen no qua han den ngay bao cao.

- Chi tieu 8: ThOng ke cat khoan cho vay, gin tien three gia ban, (lieu chinh ky han tra no theo quy djnh hien hanh cna NHNN ve hoat dOng cho vay, gin tien gifra cac TCTD.

- Chi den 9: ThOng ke jai suit cua mon Mir xx sau khi &roc duct gia han, dieu chinh kY han tra no.

- Cac chi tieu ti 10 den 17: Thong ke s6 du tai cuoi ngay lam viec cuai cong cna IcY bao cao.

Cha f: Chi tieu 10 + chi tieu II = chi tieu 12 + chi tieu 13.

Chi tieu 14 + chi tieu 15 = chi tieu 16 + chi deli 17.

- Chi tieu 18: Thong ke hen mire cho vay, gin tien phan b6 cho TCTD 'Doc.

7.1.2. Cfic chi lieu 7A.2 "Mua kin giAy tb c6 gig gills cac TCTD, gia tri giiy t6 c6 gig% do TCTD nim

1• Chi bao cao cac giao djch gitta cac TCTD, ;thong bao cao cac giao dich gifta TCTD vOi NHNN, Kho bac Nha rank.

Cac chi den dugc thong ke theo timg mon phat sinh. MOn thi xx: la so thi nr cna. Mug men phat sinh trong ngay giao djch twang ang veri giao djch mua han hoac giao djch mua c6 Icjr han (vi do: 01, 02,...).

C• Mon thi xx: la so dui ty cua timg mon phai sinh trong Icy bao cao.

Loai den to phai bao cao: VND, EUR quy doi ra VND, USD quy dei ra VND, cac loci ngoai to Ichac dirge quy doi ra VND. Rieng cac chi tieu ye jai suit chi bao cao theo 3 loci den VND, EUR, USD. Ma dong tien cac met va ma Hong den quy dei dugc quy djnh tai Bang 6, Bang 7 Pho bac 5 Thong to nay.

Cs. Don vi tinh: Trieu VND, phAn tram (%)/nam ()chi bao cao khong ghi &Au % ben canh).

- Chi tieu 1: ThOng ke gia mua han gidy tb co gia trong kY bao do.

- Chi tieu 2: Thong ke thiri gian tinh to ngay TCTD mua lai giay ter c6 gia den ngay den han thanh toan cua May ter co gia ma TCTD mua ban trong ky bao cao.

- Chi den 3: Thong ke lai suit mua ap clang trong giao djch mua han giay ter c6 gia tinh theo nam trong kt bao cao, khong phai jai suit phat hank. Lai suit nay do cac TCTD to thea thuan.

Ghi chi: Ccic chi au tie 1 din 3:

- Chi boo cao coo giao dick ere?! (hi twang thzi cap gni a cac TCTD. Khang bdo cao cac giao dick trJn thi truing sa cap elm cac TCTD, cac giao dich giaa TCTD vii NHNN, Kho boa Nha nick.

- Cdc chi lieu dirge thong kg theo tang mon phat sinh trong ky bac coo.

- Chi tieu 4: ThOng ke tong gia tri gray tb co gia. TCTD dang ndm gift trong kjr bao cao theo menh gia. Truerng hop giay tä co gia. AN:mg ghi menh gia thi thong k8 theo gia trj den han thanh toan caa giay ter co gia.

7.1.3. Cac chi den 7A.3 "Ban nq cua cac TCTD":

• TCTD bao do boat dOng ban nq cda TCTD, ke ca. tong ty con, cong ty lien ket ctia TCTD co chin nang mua, ban ng.

C• Don s6 thir to cna giao djch ban nq cua TCTD, ke ca cling ty con, Gong ty lien ket cna TCTD c6 chic nang mua, ban no phat sinh trong kt bao cao (vi du 01, 02, 03...).

Loai hinh xx: la loai hinh 01 neu ben mua ng la TCTD, chi nhanh ngan hang nuem ngoai; 02 neu ben mua no Fa cong ty con, cong ty lien ket cim TCTD c6 chile nang mua, ban no; 03 neu ben mua no la to chic Ichac khong phai TCTD, chi nhanh ngan hang nu& ngoai, cong ty con, cong ty lien ket cua TCTD co chic nang mua, ban no; 04 neu ben mua nq la ca. nhan.

C• To chic xx: 01 net, khoan nq thuOc ser hail cda TCTD, chi nhanh ngan hang nu& ngoai; 02 neu khoan nq thuOc so him cim cong ty con, cong ty lien ket caa TCTD co chine nang mua, ban no.

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Trgng thai )oc: la tang thai ng dfigc hach town 01 neu la "nai bang" hay 02 neu la "ngoai bang" theo quy dinh hien hanh caa Thing don NHNN.

• /4136m ng xx: la nham ng 1, nham ng 2, them no 3, nhean nq 4, nhdm nq 5 tucmg fing voi ma la 01, 02, 03, 04, 05 dugc phan loai theo quy djnh hien hanh cna Thing &So NHNN.

• Loai tien to phai bao cao: VND, cac loaf ngogi to quy tea ra VND. Ma ding tien cac nubs va ma dang lien quy ded dugc quy djnh ha Bang 6, Bang 7 Phg Inc 5 Thong to nay.


- Chi lieu 1: Thong ke ma so thue dm don vj mua nq ghi trong Quyet djnh thanh lap va Giey chimg nhart dang kjr kinh doanh, trong tnr?mg hgp ci thay ded thi ghi theo sir thay dal mai nhet.

- Chi tieu 2: Thing ke ten caa don vj mua ng tong ky bk cao.

- Chi hen 3: Thing kE so mon no duce ban theo hgp ding mua, ban ng.

- Chi tieu 4: Thing ke tong gia trj ng g6c, ng lai (ice ca Ili qua hen) cfia cac khan no den then diem mua, ban nq phan loai theo loai lien.

- Chi tieu 5: Thong ke tang gia trj ng go;, ng lai (c4 ca lai qua him) dm cac khoin nq den then diem mua, ban nq dugc hach than "nth bang" va "ngoai bang" theo quy thrill hien hanh caa Thing de NHNN (chi tip dung vii TCTD, chi nhanh ngan hang nude ngoai).

- Chi lieu 6: Th6ng ke tong gia trj rig gee, ng liti (ke ca lai qua han) caa cac khoan nq den thbi diem mua, ban nq phan loai theo Maim ng theo quy djnh hien himh ye phan loai ng, Melt lap va sir dung du phang a xi ly nli ro trong host clang ngin hang ale Tt, 111 (chi dp dung di vii TCTD, chi nhanh ngan hang nut ngoii).

- Chi lieu 7: Tilting Ice tong se tin ben mua ng phai Ira cho ben ban ng theo thia thuan mua, ban nq.

- Chi tieu 8: GM gia trj tai san d(un bao tai theri diem mua, ban ng dii ved ng doge ban trong Icy bao do.

7.1.4. Cac chi lieu 7A.4 "Mua nq cfia the TCTD":

• TCTD bao cao heat ding mua ng cua TCTD, ke ca cling ty con, cling ty lien ket caa TCTD ci chic nang mua, ban ng.

• Dan vj xx: se thi tg dm don vj phat sinh ban ng tong Icy bao cao (vi du 01, 02, 03...).

Loai hInh ia logi hinh 01 neu ben ban nq la TCTD, chi nhanh nem hang nude ngoai; 02 neu ben ban ng la tong ty con, c8ng ty lien ket mkt TCTD co chine nang mua, ban nq; 03 au ben ban nq la CO chat Ichtic khang phai TCTD, chi nhanh ngan hang nubc ngoai, cling ty con, Gong ty lien ket caa TCTD ca chic ming mua, ban ng; 04 neu ben ban rig la ca nhan.

• TO chic xx: 01 neu khok ng dirge mua hal TCTD, chi nhanh ngan hang nubc ngoai; 02 neu khoan no dirge mua ben cong ty con, deg ty lien ket cua TCTD c6 char nang mua, ban ng.

• Twig thai xx: la trang thai ng dugc hach Man 01 du la "nal bang" hay 02 neu la "ngoai bang" theo quy dinh hien hanh dm Thing die NHNN.

• Nhean ng xx: la nham ng 1, thorn ng 2, thorn ng 3, nhOm ng 4, ahem ng 5 ttrong fing vii ma la 01, 02, 03, 04, 05 dirge phan loai theo quy djnh hien &JIM ctla Thing die NHNN.

• Lodi hen to phai ban do: VND, cac loai ngoai to quy del ra VND. Ma ding lien cac nubc va ma clang lien quy doi dugc quy chi* tai Bang 6, Bang 7 Phu lye 5 Thong to nay.


- Chi tieu 1: Thing ke ma so thue caa don vj ban nq ghi trong Quyet djnh thanh lap va City thing than Bang ky kinh dearth; trong truing hgp c6 thay dal thi ghi theo sty thay del mai nhat

- Chi tieu 2: Thong kE ten caa don vj ban ng tong kt bao cao.

- Chi tieu 3: Th6ng Ice so man nq dugc mua theo hgp ding mua, ban ng.

- Chi tieu 4: Thong ke tong gia trj ng goc, ng (ke ca lai qua han) cac khoan nq den thbi diem mua, ban no phan loai theo loai hen.

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- Chi tieu 5: Thong kE tong gid trj nq g6c, nq 13i (cA ca tat qua han) elm the lchoan no den thtri diem mua, ban no &roc hach toan nOi bang" va "ngoai bang" theo quy Binh hien hanh cua Thong dein NHNN (chi ap dung dAi v6i TCTD, chi nhanh ngan hang nubs ngoai).

- Chi lieu 6: Thong ke tong gia tri no gee, no lai act ca lai qua han) dm cac khoan no den Mai diem mua, ban no duqc ben ban phan loai theo nham nq theo quy djnh hien hank ve phan loai no, trich va sir dung do phang de xi) ly rui ro trong boat (Xing ngan hang cua TCTD (chi ap dung &di voi TCTD, chi nhanh ngan hang nu& ngoai).

- Chi tieu 7: Thing ke so tien ben mua no phai tra cho ben ban nq theo thaa thuan mua, ban no.

- Chi tieu 8: ThOng ke at; du mua no to ben ban nq tai th&i ditm cu6i kj, bao cao. SO du mua nychrot tinh bang gia trj Chi tieu 6 tra di se) tien ben mua no thu hei dove to ben no, truting hop so nen thu hed &roc to ben no Ion hon gia trj Chi tieu 6 thi so du mua no bang 0.

- Chi tieu 9: GM gia trj tai sari dam bao tai Mai diem mua, ban no &AI vdi no duce mua trong Icy boo cao.

7.2. Cac chi Ben 7B "Ap dung cho MINN chi nhanh tinh, thanh pho vi Sir giao Bich MINN":

• TCTD /pa dupe hieu la ten cua TCTD ghi theo ma ngan hang dung trong hoat clang, nghiep vu ngan bang guy djnh tai Quyet djnh se) 23/2007/QD-NHNN ngay 5/6/2007.

• Loai tien phai bao cao:

➢ Chi tieu Cu 1 d'en 6: VND.

> Chi tieu ta 7 den 14: USD, cac loai ngoai to lchac duqc quy titn ra USD. MA dung [lin cac nutt va ma dong lien quy doi dirgequy djnh tai Bang 6, Bang 7 Phu lye 5 Th8ng to nay.

• Don vj tinh: Trieu VND va Nghin USD.

- Chi tieu 1: Thong ke s6 du tien gai bang VND cua tang TCTD tai SO giao Bich NHNN va NI-INN chi nhanh tinh, thanh !Ma tai cuOi ngay bao cao.

- CM tieu 2: Thong ke s6 du tien gin bang VND cua Kho bac Nha nude tai SO giao dich N1-INN va NI-INN chi nhanh tinh, thinh !Ma tai cuoi ngay bao cao.

- Chi tieu 3: Thong ke so du SO Giao dich NHNN, NHNN chi nhanh tinh, thanh ph6 hien can dang cho TC1D vay tai cap von dudi hinh that cho vay lai theo he Sc tin dung, chief khan, tai chief khan thuong phieu va ac giay to cd gia, cho vay co dam bao bang am c6 thuong phial va cac gity to c6 gia tai mai ngay bao cao (khong bao gom cho vay qua deem trong thanh loan dien to lien ngan hang).

- Chi lieu 4: Thong ke s6 du Sa Giao djch NHNN, NHNN chi nhanh tinh, thanh ph6 hien clang cho vay h6 tro dac biet del yea TCTD tai cue:if ngay bao cao.

- Chi tieu 5: Thong ke s6 du SO Giao (hob NHNN, NHNN chi nhanh fink thanh pho hien dang cho TCTD vay theo cac mix tieu chi djnh cim Chinh phi) tai cutoi ngay bao cao.

- Chi tieu 6: Thong Ice s6 du SO Giao dich NHNN dang cho tang Tull) vay qua dem trong thanh toe,' dien to lien ngan hang tai cuOi ngly bk cao.

- Cac chi fiat' tir 7 den 14: Chi Sp dung dai veri Sa giao dich NHNN, NHNN chi nhanh thanh ph6 Ha CM Minh va Ha Noi. + Ck chi tieu tit 7 den 12: Thong ke Iugng ngoai to NHNN mua/ban ven tang TCTD, oda to ethic goon t6', Kho bac Nha nu& theo tang mac ty gia phat sinh ngay. Truing hop trong met ngay lam viec, NHNN mua/ban v6i met t6 elide theo nhieu mac gid Ichat nhau, SO giao djch NHNN, NHNN chi nhanh thanh pho Ha Chi Minh, NHNN chi nhanh Ha Nei thong ke luqng ngoai to mua/ban dime theo timg mac ty gid dd. Bao cao vao ngay kY hop &mg mua/ban.

+ Chi tieu 13: ThOng ke eau man giao dich ngoai to TCTD mua (ban) vdi nhau tren thj trutmg ngoai to lien ngan hang theo ttng mon ciao, djch (ten TCTD, khOi Itrong, ty gia va ngay phat sinh). giao djch NHNN, NHNN chi nhanh thanh pho HO Chi Minh, NHNN chi nhanh Ha Nei boo cao vao ngay ky hop Clang.

+ Chi titu 14: Thong ke so hrong lai ngoai to rang (lai ngoai to thu dirge ter di lei ngoai te phai tra) to dau to do tra ngoai hai Nha mr6c phat sinh trong ngay.

7.3. Cie chi tieu 7C "Tien giri cue cac to ehthe kheng phii IA TCTD host dOng tai Viet Nam":

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• Loai ben to phiti bao cao: VND, EUR quy d6i ra VND, USD quy ai ra VND, yang va cac loaf ngoai to khac duqc quy ra VND. ma Ong lien cao nubs va ma dOng lien quy del dugc guy dinh tai Bang 6, Bang 7 Phu lac 5 Thong tir nay.


- Chi tieu 1, 2: Thong ke s6 du tin gai caa cac to chic Wong phai TCTD trong mac tuong tug v6i timg Ict him tai ngay lam viec anti ding mita ky bao cao. Cat to chat khong phai la TCTD dirge guy dint' tai Ichoan 9 Phan 2 Phu Mc nay.

7.4. Cic chi tieu 7D "Tin dung &Si ydi cac to chat khong phii lit TCTD host deng MI Viet Nam":

• Loai lien to phE bao cao: VND, EUR quy dOi ra VND, USD quy doi ra VND, yang va cac toga ngogi to khac dirge quy ra VND. ma (king ten cac nu& va ma dOng tien quy doi duct quy djnh tai Bang 6, Bang 7 Phu lye 5 Th6ng tu nay.


- Chi tieu 1: Thong ke so du no tin dung ngan, rung va dai ban dOi viii cac t6 chat Icheng phai TCTD MI ngay lam viec cuOi tong caa ky ban can. Clic to chat khong phai la TCTD dupe guy djnh tai khoan 9 Phan 2 Phu lac nay.

- Chi tieu 2: Thong ke so du nq tin dung ngin han del ved cac to chirc khong phai TCTD tai ngay lam viec alai ding caa ky bao can. Cac to oh& kii8ng phial la TUID dugs quy djnh tai khoim 9 Phan 2 Phu lac nay.

7.5. Cic chi lieu 7E "Deu hr vao giay to co gii do Sc TCTD MSc va Sc to chit khong phii TCTD host Ong tai Viet Nam phit hinh":

• TCTD xxx: doge hien la ten cea TCTD ghi theo ma ngan hang dung trong hoat dOng, nghiep vu ngan hang quy djnh tai Quyet djnh so 23/2007/QD-NHNN ngay 5/6/2007.

Loai tieu to phai &to cop: VND, Wing va can loaf ngoai t@ khan dirge quy doi ra VND. Ma dng lien cac nu& va ma dOng lien quy dOi dirge quy djnh tai Bang 6, Bang 7 Phu lac 5 Thong tir nay.


- Chi tieu 1: ThOng ke so du nq dau to yap &Ay to c6 gid do TCTD not ph& hanh tai ngay lam viec cuOi ding caa ky bao cao.

- Chi tieu 2: Thong ke so du nu dau tv vao gity to c6 gill do cac t6 chat khOng phai TCTD phat Minh tai ngay lam viec cuti tang caa ky bao cao. Cite to cluirc kheng phai la TCTD dirge guy djnh tai khaki 9 Phan 2 Phu Iuc nay.

8. nem chi tieu 8 "Giim sat, bio dim an Man trong host deug ctia TCTD"

8.1. Cic chi lieu 8A "Cie chi tieu lien quan den tjr It an toan von tat thieu":


- Cac chi tieu M 1 den 10 (Xac djnh tjr le an toan yen rieng le): Thong Ice s6 du tai cuoi ngay lam viec cuoi tang oh. Icy ban cao. Cfich tinh cac chi tieu nay de xac dinh ty le, an toan von Jiang le dirge thuc hien theo quy dinh hien hanh cua NHNN ye cac tji le bao dam an toan trong hoat Ong caa TCTD.

- Cac chi tieu th. 11 den 20 (Xac dinh tY le an toan von hop that): Thong Ice s.6 du tai cuOi ngay lam viec cuti ding caa Icy bao cao. CAch tinh ?AC chi tieu nay de xac dinh tY 10 an toan yen hop nhAt dirge thut hien theo quy dinh hien hank: cia NHNN ye cac tt Ie Wm dim an loan trong hoat dOng cua TCTD.

Chu Quy tin dyng nhcin din khong phial bao coo cac chi tieu tit 11 din 20.

8.2. Cie chi tieu 8B "Cic chi tieu lien quan den 0 1§ Ma fling chi hi":

Loai lien to phai bao cao: VND,, yang va cac loaf ngoai khic dirge quy ra VND. Ma dOng ten aim nut va ma dOng tieu quy doi dirge guy dinh tai Bang 6, Bang 7 Phu lac 5 Thong to nay.


- Chi tieu 1, 2; cac chi tieu to 4 den 13: Tilting ke st du tai cuOi new lam viec cuoi tong caa Ick bao cao. Cacti tinh eau chi tieu nay a xac djnh 'It le Icha Ong chi tra duct thqc hien theo guy djnh hien hanh caa NHNN ye cac ty 1e ban dam an toan trong heat dOng caa TCTD.

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- Chi tieu 3: Deng tien ra rang trong 30 ngay tiep theo la chenh tech throng gida dung tien ra tha 30 ngay lien tiep Ice fu ngay horn sau va Ming tien vao dm 30 ngay lien tiep ke to ngay horn sau.

8.3. Cfic chi hen 8C "Cie chi flea lien quan den 'ft le dtr nq cho vay so vdi tong tien

9 Dan vi tinh: Trieu VND.

- Chi tieu 1, 2: Thong ke tong du nq cho vay, tong an giri tai cued ngay lam viec cuOi cling cua ky bao do. Ckh tinh cac chi tieu nay Mtge thuc hien theo quy dinh hien Minh cult NHNN ye the ty le bao dam an toan trong hoat deng dm. TCTD.

8.4. Cfic chi tieu SD "Cie chi fiat, sic Binh ts, le tai da nguen yen ngin ban duct sir clang cho vay trung vi dai hen":

Cac chi tieu nhom nay dugc ser dung khi xac dinh ty le nguOn von ngin hat dugc su dung a cho vay trung han va dai han theo quy Binh hien hanh ceta NI-INN ye cac ty le bao dam an toan trong boat dong tha TCTD.

9 Dan vi tinh: Trieu VND.

- Chi tieu 1: Thong ke so du nguan von ngth han duct stY dung a cho vay trung han va dai ban tai cuoi ngay lam viec cuoi cling cua ky bao cao, dugc xac Binh theo quy dinh hien hanh tha NHNN ve cac ty' le bao dam an toan trong hog deng cua TCTD.

- Chi fieu 2: Thong ke s6 du nguan von trung han, dai hart duce th dung de cho vay trung han va dai han tai cuoi ugly lam viec cuoi cling cila ky bao cao, duple xac dinh theo quy dinh hien hanh eta NHNN ye cac ty le bao dam an toan trong hog deng cua TCTD. Trong de, cac khoan Qau ty van chfrng khoan din to gift den ngay duo han c6 thoi han con lei ten 12 thing.

- Chi tieu 3: ThOng ke tong du nq cho vay trung han va dai han dai vai cac to chirc va clan cu tai cued ngay lam viec cuOi clang tha Icy bao cao.

8.5. Cac chi tieu 8E "Tinh hinh m&L/C":

9 L/C xx: la 01 neu IA thanh Man L/C tra ngay, la 02 au la thanh toan L/C tra chant.

9 TO chit° va ca than xx: la to dim va ca than dugc quy dinh tai Bang 2 Phu km 5 Thong to nay.

9 Nganh kinh to xxxx: la ma nganh kink to doge quy dinh tai Bang 1 Phu luc 5 Thong to nay. Than log theo nganh kinh to ma mg hang nhap lchau thanh toan theo L/C duqc sfr dung cho ngthh nay.

Khdi niem "Ngtrad khong cu tni ctia Viet Nam" dugc xac dinh theo huerng dart phan to Ngutri ctr tni va Ngued khOng cu tra tha Viet Nam quy dinh tai Phu luc 8 Thong to nay.

9 Loai tien xx: VND, cac loci ngoai to khk dirge quy dOi ra VND. Ma dOng tien cac nuac va ma dOng tien quy dai dirge quy Binh tai Bang 6, Bang 7 Phu Mc 5 Thong to nay.

9 Don vi tinh: Trieu VND.

- Chi tieu 1, 2: Thong k8 sO tien TCTD phat hanh L/C cho tong loaf hinh khach hang phat sinh trong ky bao cao.

- Chi tieu 3, 4: Th6ng ke so du TCTD phat hash L/C cho tong loci hinh khach hang den cuoi ngay lam viec cuoi ding mitt ky bao cao.

- Chi lieu 5, 6: Thong Ice so -Lien TCTD tra thay khach hang de thanh toan L/C cho timg log hthh khach hang phat sinh trong ky bao cao.

- Chi tieu 7, 8: Thong ke so du TCTD tra thay khach hang de tbanh than L/C cho tang loaf hinh khkh hang den cuoi ngay lam viec cuoi ding cua ky bao Gk.

- Chi tieu 9: Thong ke s6 tien TCTD phat hanh L/C phan theo tUng ma nganh kinh to phat sinh trong ky bao cao.

- Chi tieu 10: Thong ke so du TCTD that hanh L/C phan theo timg ma nganh kinh to den cuOi ngay lam viec cued ding cna ky bao cao.

- Chi tieu 11: Thong ke sO tien TCTD tra thay khdch hang de thanh toan L/C phan theo firng ma nganh kith to phat sinh trong ky bao cao.

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- Chi tieu 12: Thong ke se du TCTD tra thay khach hang de thanh toin L/C phan then tang ma ngiuth kinh to den cuoi ngay lam viec cued ming mkt Icy bao cao.

- Chi lieu 13: Thong Ice so tien khach hang ky guy tai TCTD a bao dam cho cac khoan L/C.

- Chi tieu 14: Thong ke gia trj Hi san bao darn Ichac bao dam cho cac khoan L/C.

- Chi tieu 15: Thong ke gia tri tai san bao dam caa cac khoan L/C ma TCTD da tra thay khach hang.

8.6. Cic chi tieu 8G "Tin dung cho cac Wong duct quy djnh theo Dieu 127 Lust Cie te char tin clang":


- Chi lieu I, 2: Thong ke ro Ten, Ma so thue/S6 chung minh thir (HO chieu) caa ichfich hang tha max la dOi tucmg dirge quy djnh theo Dieu 127 Luat Cat to chat tin dung dirge TCTD cep tin dung.

- Chi tieu 3: Thong ke rep mei quan he caa khach hang thir xxxx la del tuvng dirge quy dinh theo Dieu 127 Lunt Cac to chive tin dung dirge TCTD cap tin dung.

Vi do: TO chfrc kiern tam, Ke toan trueng...

- Chi tieu 4: Thong ke tong se lien ma Ichich hang Mir xxxx la tuvng dugc quy dinh then Dieu 127 Luat Cac to chfrc tin dung dang dirge TCTD cep tin dung tai thed diem cu6i ngay lam viec cued cAng ctla lc, bao cao.

8.7. Cac chi lieu 8H "Xi/ ly tai san ban dim":


- Chi tieu 1, 2: Thing ke ten, Ma s6 thut/S6 cluing mink thu (HO chieu) cim khach hang then gity Quyet djnh Math lap, theo giay chimg mirth thu than clan, trong truang hqp co thay 461 thi ghi theo sir thay del mbi nhit trong lct bao cao. Khach hang 6 day dirge hien la cac phap nhan, the than.

- Chi lieu 3: Thong Ice s6 du ng g6c ma khach hang can no TCTD tai tbbi diem ban giao tai san bao &an cho TCTD.

- CM lieu 4: Thong ke s6 la; ma khach hang can no TCTD den tluii diem ban giao tai san bao dam cho TCTD.

Chi tieu 5: Thong ke ten gia trj tai san bao dam ala khach hang giao cho TCTD duvc ghi trong bien ban nhen tai san bao dam gitta khach hang va TCTD phat sinh trong ky bao cao.

- Chi tieu 6: Thong Ice gia tri tai san bao dam do TCTD than caa khach hang ea duqc ban de thu ng My Ice den cuoi ngay lam viec cuoi cUng cna lc, bao cao.

- Chi tieu 7: Thong ke gia trj tai san bao darn do TCTD nhan cua khach hang dang dirge ngan hang quan It chb ban Ity ke den cool ngay lam viec can Gang mla kt bao cep.

- Chi tieu 8: Thong Ice gia trj tai san bao dam do TCTD nhan caa khach hang ma nhimg tai san nay dirgc clang cho chink ban than TCTD phut vu hog Ong kinh doanh, lay ke den cuoi ngay lam vi4c cuoi cung cva lc" bao cao

- Chi lieu 9: Thong Ice so lien da hach town giam ng gOc cho khach hang to viec xir ly lid san bao dam lily ke den cuoi ngay lam viec cuoi ding caa kt bao cao.

- Chi tieu 10: Thong ke s6 lien da hach toast thu lai caa. khach hang to nguOn thu 'dr 15( tai san bao dam lily ke den cuoi ngay lam viec cuoi ding cva kj, bao cao.

8.8. Cfic chi tieu SI "Dv nq cap tin dung (lei vol 100 khfich hang 16n °het":

• Thing ke s6 du my cap tin dung chi net cam 100 khach hang la ca nhan, t6 chic co se du ng tin dung 16n nbAt cva TC ID tai cuoi ngay lam vie° cued ding cva kt bao cao.

• Dan vi tinh: Trieu VND.

8.9. Cfic chi lieu 8K "SO dir lien gvi cin 100 khich hang lan nhat":

• Thong Ice s6 du tien gni chi tiet cna 100 !chi& hang IA a than, to chirc co se du tien gin Ion shat caa TCTD tai cuoi ngay lam viec cuoi ding mkt kjr bao cao.


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8.10. Cfic chi tieu SL: "Thanh khoan theo thbi gian den halt (trfr Quy tin dung nhan dan)":

• HO kinh doanh, ca nhan: ma 11 dugc quy dinh tai Bang 2 Phu luc 5 Thong tu nay.

•:•• COng ty nha nu8c: ma 01 dugc quy dinh tai Bang 2 Phu luc 5 Thong tu nay.

• COng ty TNHH, cong ty c6 phan, doanh nghiep N nhan: ma 02, 03, 04, 05, 06, 08 dugc quy dinh tai Bang 2 Phu lye 5 Thong tu nay.

• Doanh nghiep cO van dau tu mac ngoai: ma 09 dugc quy dinh tai Bang 2 Phu lye 5 ThOng to nay.

• Cong ty con, cong ty lien ket TCTD: theo quy dinh tai Luat Cac to chin tin dung.

• Nhcmg loai hinh khac: ma 07, 10, 12, 13 dugs quy dinh tai Bang 2 Phgluc 5 Thong tu nay.

• Don vi tinh: Trieu VND. Cac foal ngoai to khan dirge quy doi ra VND.

8.10.1. Can chi tieu 8L.1 "Tien girl khing ky hen":

• Thong ke so du tien gai khong ky ban tai cuoi ngay lam viec cuoi cong cua ky bao ado.

8.10.2. Clic chi tieu 8L.2 "Tien gin c6 [hal gian den han chnfri 1 thing (khOng bao gam tien gai khong kt han)":

C. Thong Ice s6 du tien gin c6 thbi gian den ban (thin han con lai) dmii 1 [hang tai cuoi ngtly lam viec cuoi cong caa ky bao cao.

8.10.3. Cic chi lieu 8L.3 "Tien gai ce thbi gian den ban to 1 thing den died 3 thing (Iching bao gem tien girl khong ky han)":

• Thong ke se, du tien giri cd thbi gian den hp ((Ma han can lai) to I thang den dyed 3 thang tai cuoi ngay lam viec cuoi cong cilaky bap do.

8.10.4. Clic chi dell 8L.4 "Tien gin c6 thbi gian den han tir 3 thing din dudi 6 thing (khing bao gam tien girl khing ky hen)":

• ThOng Ice se du tien gal ce then gian an han (thin han con lai) tir 3 thang den dual 6 thin tai cuoi ngay lam viec cuoi cong cua ky bao cao.

8.10.5. Can chi lieu 8L.5: Tian girl c6 Thai gian din ban Fu 6 thing den dual 12 thing (khong bao gam tien giri khong kt ban)

• Thong ke s6 du tien gfri ci thbi gian den han (thin han con lai) it 6 thang den dual 12 thing tai cuoi ngay lam viec cuoi Gang coo ky bap cart.

8.10.6. Cie chi tieu 8L.6 "Tien girl c6 thbi gian den ban tfr 12 thing tr& len (khong bao gem tien gid khOng ky han)":

• Thong ke so du tien mai c45 then gian den han (thbi han can lai) a 12 thang trey len tai cuoi ngay lam viec cuoi cong cua ky bao can.

8.10.7. Cac chi lieu 8L.7 "ate cam ket chua giai ngan":

- Chi tieu 1: Thong ke s6 du cac cam ket cho vay chua giai ngan (cac cam ket ve cho vay, cho time tai chinh da k9 k8t voi khach hang nhtmg chua giai ngan) tai cuoi ngtly lam viec cuoi cong cua kt hie cao.

- Chi tieu 2: Thong ke s6 du cac cam ket khan chua giiti ngan (kh8ng bao gam cac cam kit ve cho vay, cho thue tai , chinh da Icy ket veri Ichach hang nhung chua giai ngan da thong ke tai Chi lieu 1) tai cuoi ngay lam viec cuoi ding coo ky bao cao.

- Chi tieu 3: Thong ke so du dm thu tin dung chr phong chua giai ngtin tai cuoi ngay lam viec mien sang ctia ky bao cao.

- Chi lieu 4: Thong ke so du maa thu tin dung khac chua giai ngan (1thong bao gam s6 du cia thu tin dung dtr phang chua giai ngan da Mang ke tai CM tieu 3) tai cuoi ngay lam viec cuoi cong nth.* bao cao.

8.11. Cac chi tieu SM "Glad han cap tin dung":

Doi v&i nhting ca nhan khong có Ma so thue có the bao cao theo sit Chimg minh this nhan dan (hoac He chieu).

• Don vi tinh: Trieu VND. Cac loai ngoai to khac dupe quy dOi ra VND.

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8.11.1. Cic chi tieu 8M.1 936i vii met khach hang (Ap dung cho Quy tin dung nhfin dan)":

• Thong ke del vii 20 khach hang c6 s6 du ng cap tin dung 16n nhat caa Quy tin dung nhan

- Chi tieu 1, 2: Thong ke Ten; MA so thue/Chung minh thu nhan dan (HO chieu) cua khach hang tinu xxx den cued ngay lam viec cuoi ding cua ky bao do.

- Chi tieu 3: Thong ke tong so du ng cap tin dung dei yeti khach hang this xxx den thEri diem cued ngay lam viec cuoi ding caa Icy bac cao.

- CM tieu 4: Thong ke tOng gia tri tai san dam bao cho khoan du nq cap tin dung di vii khach hang thfr xxx den theri diem cued ngay lam viec tunneling cna ky bao can.

8.11.2. Cfic chi lieu 8M.2 "1341 vet met khich hang va aped c6 lien quan can Quy tin dung nhan dan (Ap dung cho Quy tin dung nhan dan)":

❖ Mang ke toan be khach hang eta Quy tin Mpg nhan clan ma ngueri co lien quan cfia khach hang de cling dupe cap tin dung tai Quy tin dung than dth.

- Chi tieu 1, 2: Thong ke Ten; Ma se thue/Chung mirth thu nhan dan (HO chieu) cda khach hang thu xxx den can ngay lam viec cuOi cling caa ky bao cao.

- Chi tieu 3: Thong ke tOng so du ng cep tin clung dOi viii 'Mitch hang thfr xxx den thin diem cuOi ngay lam viec cued cling tha ky bac cao.

- Chi lieu 4, 5: Mang ke Ten; Ma s6 thue/Chung minh thu than dan (HO chieu) cda ngthi c6 lien quan thir yyy del yeti khach hang Mir xxx den cuOi ngay lam viec cuoi cling cult ky bao cao.

- Chi tieu 6: Thing ke tOng s6 du ng cap tin dung dOi vii ngthi c6 lien quan thu yyy ded vii khach hang thfr xxx den thin diem cuoi ngay lam viec cuoi clang cda ky bao cao.

8.113. Cie chi lieu 8M.3 "Mac du nq cap tin dung dOi vii mOt cling ty con, hoOc mOt cling ty lien kit cart TCTD hoc met doanh nghiep ma TCTD Ram quyen Mem soft (trip Ong ty cho thue tai chinh va Quy tin dyng nhfin dan)":

Cie chi tieu 8M.3.1; 8M.3.2; 81W13.3:

- Chi Pau 1: Thong ke ten dm don vj thu xxxx ma TCTD cap tin dung den cad ngay lam viec cuoi cling cna ky bao cao.

- Chi tieu 2: Thong ke ma so thue caa don vj thu xxxx ma TCTD cap tin dung den cuoi ngay lam viec cuoi clang cda ky bao cao.

- Chi tieu 3: Thong Ice tong s6 titn du ng cap tin Ming di vii don vj thfr rooc den thin diAm cuoi ngay lam viec cuoi cling cna ky bac) cao.

8.11.4. Cfic chi den 8M.4 "Du nq alp tin dung chi& 15% von by co trfr len (tar Quy tin dung nhan dfin)":

• Quan he tin dpng la quan he cho vay vOn clan mOt TCTD del vii ca than va to char khac dyed can filth thue cho vay, chi& khan thuong phieu va gity ttt c6 gia Ichac, bao lanh, cho thue tai chinh va cac hinh that cho vay Ichk theo quy dinh hien hanh caa NHNN.

• Don vj tinh: Trieu VND. Cac loaf ngoai to kink (In quy del m VND.

- Chi tieu I, 2: Thong Ice ten va ma se, thue caa tang khach hang Hang vay vOn 6 ngan hang c6 se du nq den cuoi ngay lam viec cuOi cling cOa ky bao dm so vii von to c6 tha ngan hang to 15% trer len. Khach hang 6 day Huge hien la phap than hoc the than.

- Chi tieu 3: Thong ke s6 du ng caa khach hani thu xxxx co du ng so vEri vOn to co nth. TCTD 'Ur 15% to6 len. SO du ng caa khach hang dupe tinh den thin diem cuOi ngay lam viec can cling mkt ky bao cao.

- Chi tieu 4: Thong ke gia tri tai san bao dam cho du ng vay caa khkh hang thu xxxx c6 du ng so vii von Ur cd °Oa TCTD N 15% trer len. St; gia trj tai san bao dam cua khkh hang doge tinh den theri diem cuoi ngay lam viec cued cling caa ky bao cao.

- Chi tieu 5: ThOng Ice thing so khkh hang dang vay von cda TCTD thong mei han trong thorn vi cac khkh hang cep du ng so von von ty c6 caa TCTD N 15% ter len, cac khach hang nay clang con du ng den cuoi ngay lam viec cue' clang cda ky bao cao.

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- Chi tieu 6, 7: ThOng ke ten va ma s6 thue cua khkh hang the xxxx dang dugc TCTD cam kit bao lath nhir: bao lanh vay von, bao lath thanh town, cam ket thanh tam L/C tra cham, L/C tra ngay... (cac cam ket bao lath nay dang dirge theo doi b cac tai khoan ngoai bang) cd s6 du so vai von tu c6 cua TC to 15% Pe len.

- Chi tieu 8: Thong ke se chrcila khach hang the xxxx co so du cam ket bao lanh so vei von tu c6 cua TCTD to 15% tra len. SO du cam ket bao lanh cua khach hang dirge tinh den thai diem cuoi ngay lam viec cuoi Gang cua ky bao cao.

- Chi tieu 9: ThOng ke gin trj tai san bao dam cho cac cam kat bao lath cua khach hang the xxxx CO s6 du bao lath so yen von tu c6 cua TCTD tv 15% tre len. SO gia trj tai san bao dam cua khach hang dugc tinh den than diem cool ngay lam viec cuoi cling cua ky bao can

- Chi tieu 10: Th6ng ke tong so khach hang dang dugc TCTD cam let bao lath thong gi6i han trong pham vi cac khach hang co s6 du bao lath so vat von tir c6 cua TCTD to 15% tra len, cac khach hang nay dang con se) du dan cuoi ngay lam viec cuoi cling cua Icy bao cao.

8.12. Cic chi tieu 8N "Thank khoin theo thbi gian den han (ip dyng cho Quy tin dyng than din)"

C.Thong ke s6 du tien gei cua khach hang la ca nhan, khkh hang la to chine kink (thin nhan).

C. Don vi tinh: Trieu VND. Cac loai ngoai to khfic dugc quy den ra VND.

8.12.1. Cale chi tieu 8N.1 "Tien girl kheng ky han":

• Thong ke so du tien gin thong ky han tai that diem mien ngay lam viec cuoi cling cua ky btu) cao.

8.12.2. Cie chi tieu 8N.2 "Tien girl c6 tiled Imo den bon died 1 thing (thong bao gam Ben giri khong LEY han)":

• Thong ke s6 du tien gui c6 thin gian den han (thin ban can lai) duel 1 thing (thong bao gam ten gin khong Icy han) tai thai diem cuoi ngay lam viec coal cling cua ky bao

8.12.3. Cie chi tieu 8N.3 "Tien gin co thin gian den han tir 1 thing den dirtri 3 thing (Wiling bao gam tien giri kheng Icir han)":

• Thong Ice s6 du tien giri co thai gian den hp (then ban con lai) to 1 Mang den duel 3 thing tai thai diem cuoi ngay lam viec cuoi cling cua ky ban car).

8.12.4. Cie chi tieu 8N.4 "Tien girl co thai gian den Not hi . 3 thing den duel 6 thing (thong bao gOm tien gm khong ky han)":

• ThOng ke so du lien gin c6 thbi gian den han (thin han con lai) hu 3 thing elan duel 6 thing tai thin diem cuoi ngay lam viec cuoi cling cua ky bao

8.12.5. Cac chi tieu 8N.5 "Tien gill co thiri gian den Imo to 6 thing den dyed 12 thing (thong bao giim tien gin kheng ky hany':

ThOng Ice so du tien giri Co thai gian den han (the' han con lai) a 6 thong den duel 12 thing tai than diem cuoi ngay lam viec cuoi cling dm ky bao Gk.

8.12.6. Cac chi tieu 8N.6 "Tien gai co thin gian den han ti 12 thing tro . len (thong bao gam lien gfri khong lit han)":

• Thiing Ice s6 du tien gin có thbi gian de'n han (thai han can lai) to 12 thong tar len tai thai diem cuoi ngay lam viec cu6i cling cua ky bao cao.

8.13. Cac chi fiat 80 "Ap dyng cho ngin hang lien doanh, chi nhanh ngin hang inlet ngoii, ngin hang 100% von nurifrc ngobi":

• Don vi tinh: Trieu VND. Cac loai ngoai to Ichac duck quy doi ra VND.

- Chi tieu 1: Meng ke s6 du the khoan vay TCTD 6 nu6c ngoai c6 ky ban den 12 thing elEn cuoi ngay lam viec cuoi cling cua ky bap cao.

- Chi tieu 2: ThOng ke so du cac Idle& vay TCTD a ntrec ngoai c6 ky ban tren 12 thing den cuoi ngay lam viec cuoi cling cua ky bao cao.

- Chi tieu 3:,ThOng ke so du the khoan tien gin TCTD 6 nu& ngoai c6 ky han den 12 Mang dAn cuoi ngay lam viec cuoi cling cua ky bk cao.

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- Chi tieu 4: Thong ke so du cac 'Moan ten mil cia TCTD o nutic ngoiti 06 ky han ten 12 thing den cuoi ngay lam viec cuoi sung nth ky ban cal

- Chi tieu 5: Thing ke s6 du den cuOi ngay lam viec cuoi cling cua ky bao can.

- Chi tieu 6: Thong Ice s6 du cac khaki tien gui cia TCTD m nu& ngoai co Icy Nut den 12 thing den cuoi ngay lam viec cuOi cling cua ky bao do.

- Chi tieu 7: Thong ke so du cac khoan lien gui cua TCTD ra nuerc ngoai co ky han tren 12 thong den cuoi ngly lam vigc cuoi ging cia Icy bao cao.

- Chi tieu 8: Thong ke so du tai cuOi ngay lam viec cuoi cling cua ky bac cao. Cach tinh chi tieu nay thgc hien theo quy djnh tai Nghj dinh s6 57/2012/ND-CP ngay 20/7/2012 cia Chinh

- Chi tieu 9: Taring ke et du cac khoan vay to ngan hang mg, chi nhanh a mr6c ngoai cia ngan hang my co ky han den 12 thing tai cuoi ngay lam viec cuoi cling cua ky bao

- Chi tieu 10: Thong ke s6 du cac khoan vay tir ngan hang mg, chi nhanh 6 nthic ngoiti cia ngan hang ma co Icy hart tren 12 thing tai cuoi ngay lam viec cuoi cling cat ky bac cao.

- Chi tieu 11: Thong Ice so du can khoan ben gui cua ngan hang mg, chi nhanh 6 nu& ngoai elk ngan hang mg c6 ky han den 12 thing tai cuoi ngay lam viec cuoi ding can ky bao do.

- Chi tau 12: ThOng Ice s6 du cat khoan tien gin eta ngan hang mg, chi nhanh 6 nude ngoiti cia ngan hang me c6 ky hat ten 12 thong tai cuOi ngay lam viec cuoi cling cua ky bao cao.

- Chi tieu 13: Thong ke so du cac khoan tien giri ra intic ngoai tai ngan hang my, chi nhanh 6 nude ngoai cua ngan hang mg co ky han den 12 thing tai cuoi ngity lam viec cuOi cling can Icy bao do.

- Chi lieu 14: Thong ke s6 du gag khoan tien gui ra nude ngoai tai ngan hang mg, chi nhanh 6 nu& ngoai cia nem hang mg c6 ky han ten 12 thing tai cuoi new lam viec cuOi cling cua ky bao cao.

- Chi tieu 15: ThOng ke so du cac khoan cho vay nganhang mg, chi nhanh onu& ngoai cia ngan hang my c6 ky hart den 12 thing tai cuoi ngay lam viec cuoi clang cua 14 bao cao.

- Chi tieu 16: Thong ke et du cac khoan cho vay ngan hang mg, chi nhanh 6 nuirc ngoai eta ngfin hang mg co Icy han ten 12 thing tai cuoi ngay lam viec call cling cia ky bac) do.

8.14. Cac chi tieu 8P: "Ap dyng cho ngan hang Hp tic xi":

Don vi tinh: Trieu VND. Cac loaf ngoai to khan dugc quy dii ra VND.

- Chi tieu 1: Thong Ice tong se thanh vien dang vay von nth ngan hang Hap Me xa tai cuoi ngay lam viec cuOi cling am ky bao can.

- Chi lieu 2: Thing Ice tong so thanh vien tham gia ngan hang Hap Mc xa tai cuoi ngay lam viec cuoi cling dm Icy ban cao.

- Chi lieu 3: Thong ke tong s6 thanh vien xin ra khoi ngan hang Hgp tag xa va s6 Math vien bj khai trir ra khei ngan hang Hop Mc xa tinh to dau nom den ngay lam viec cuoi cling cia Icy bao cao.

- Chi tieu 4, 5: SO du my cho vay den cuOi ngay lam viec cuoi cling cia ky bac) cao (SO dti ng cua thing bao cao tren bang can dei tai khan ke toan).

8.15. Cac chi den 8Q "Ap dung cho Quy tin dyng °bin dint":

Don vj tinh: Trieu VND.

- Chi tieu I: Thing Ice tong s6 thanh vien clang vay von cia Quy tin dung than dan tinh den cuOi ngay lam viec cuoi cling can. Icy bao cao.

- Chi lieu 2: ThOng ke tong du ng cho vay cac thanh vien tinh den cuOi ngay lam viec cool cling cua ky bao cao.

- Chi tieu 3: Thing ke du ng cho vay doi voi ho nghio khong phai la thanh vien cua Quy tin clung than dan. HO ngheo dune dank gii theo tieu chi am BO Lao dOng, Thuang binh va Xa hei, tam trong danh sigh he ngheo cia Uy ban than dan xa, paring.

- Chi ben 4: Thong Ice [Ong von to c6 cia Quy tin dung nhan dan tinh den cuoi ngay lam viec cuOi cling dm ky bao cao

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- Chi lieu 5: Thong ke tang so can 68, nhan vien lam viec tai Quy tin chmg nhan dan tinh den coal ngly lam viec cuoi ding cua ky bao cao.

8.16. Cie chi tieu SR "Ap dung cho TCTD co chi nhanh, cong ty con & lurk ngoiti":

• TCTD me thoc hign bao cao thay cho Ping chi nhanh, c8ng ty con & ntrem ngoai (cac chi tieu khang c6 so du thi bao cao la 0).

• Cac chi tieu to 8R.1 86n 8R.2 th6ng ke theo s6 du tai cuoi ngay lam viec cuoi cling mkt ky bao cao.

• Giao dich van la cac giao dich bao g6m: gal ti6n; cap tin dung; deli ttr, dau to vao giiy t6 ca gia do TCTD mg, c8ng ty con 6 mr6c ,ngoai phat lathy, ny iliac; nhan that dau ttr, cho vay; gap van; dau

dai han; va cac giao djch van khac gida TCTD mc va chi nhanh, c8ng ty con 6 nu& ngoai cna TCTD; khong bao g6m Oen gni thanh town (trung gian that toan cho TCTD mg) va cac giao djch yang lai.

• Khach hang ham ta Idiach hang ca mot cap tin dung; hoac gap von, du to dai han; hoac dau to thong khoan cichang bao gam trai phigu); hoac dau to trai phieu; hoac dau to khac chiem dr 5% fret len von duos cap oh chi nhanh hoac von to cd cfm c8ng ty con &mac ngoli.

C• Don vi tinh: Irian VND. Cac loai ngoai to khitc &roc quy doi ra VND.

8.16.1. Cac chi tieu 8R.1 "Giao dich yen gicra TCTD mg va tirng chi nhanh, pang ty con & nink ngoai":

8.16.1.1. Cac chi [lea 8R.1.1 "Giao dich von tir TCTD mg din lung chi nhanh, c8ng ty con & nude uncial":

- Chi Lieu I: Thong ke ten dm dm chi nhanh, cling ty con & nuar ngoai Mir xxx ghi trong Quyet dinh thanh lap va Giay chfrng nhan ang ky kink doanh; trong throng hop ca May d8i thi ghi theo so they dal mai nhat.

- Chi tieu 2: Thong ke ten qu6c gia, not at try s& chinh dm chi nhanh, ding ty con 6 ntnic ngoiti thir xxx.

- Chi tieu 3: Thong ke s6 du cac khoan lien gin cua TCTD mg tai chi nhanh, cong ty con 6 nu& ngoai thir xxx tai cuoi ngay than viec cuoi cling cua ky bao cao.

- Chi tieu 4: Thong ke s6 du cac khoan cap tin dung cua TCTD mg eoi veri chi nhanh, cong ty con 6 nu& ngoai the xxx tai cuoi ngay lim viec cued cling cua kY bao dm.

- Chi tieu 5: Thong ke so du cac khoan TCTD mg uy that cho vay cho chi nhanh, c8ng ty con & mac ngoai nhir xxx tai cuoi ngay lam viec cuoi cling cua ky bao cao.

- Chi lieu 6: ThOng ke so du cac khoan TCTD me fly that 8au to cho chi nhanh, ding ty con 6 ntrat ngoai thd xxx tai cuoi ngay lam viec cuoi ding ala Icy bao dm.

- Chi tieu 7: Thong ke so du the khoan 8au to cua TCTD mg vao chUng khoan no do clang ty con 6 ntnac ngoai thir xxx ghat hanh tai cued ngay lam viec cuoi cling dm IcY bao cao.

- Chi tieu 8: Thong ke s6 du cac khoan du to cua TCTD mc vao citing khoan vOn do c8ng ty con 6 nu& ngoai thir xxx phEit hanh tai cued new lam viec cuoi ding dm Ick bao cao.

- Chi tieu 9: ThOng ke s6 du cac khoan TCTD mg gap von, du to dal han vao cong ty con & nu& ngoai thfr xxx tai cuoi ngay lam viec cuoi cling cna kt bao dm.

- Chi tie)) 10: ThOng ke s6 du cac hoat dOng giao dich vOn khac ctia. TCTD mg v6i chi nhanh, c8ng ty con 6 nudfc ngoai tha xxx tai cuoi ngay lam viec cued cling cna Icy bao cao.

8.16.1.2. Cie chi [Feu 8R.1.2 "Giao dich van tir fling chi nhanh, gong ty con & nu& ngoai den TCTD

• Thong to each lap chi tieu den vai cac chi tieu 8R.1.1 nIumg la cac giao djch von cua timg chi nhanh, cong ty con & nude ngoM den TCTD mg.

8.16.2. Cfic chi deli 8R.2 "Tien girl, cep tin dung, du tir, g6p yen del voi khich hang ion cfia chi nhinh, ding ty con & nu& ngoii":

- Chi lieu I: ThOng ke ten cna chi nhanh, cong ty con 6 nu& ngoai thir xxx ghi tong Quret Binh thanh lap va Gib), chirng nhan dang ky kinh doanh; trong truCmg hop co thay 86; thi ghi theo so thay doi mai nhat.

- Chi tieu 2: Thing ke ten quoc gia, nen ddt tru so chinh cua chi nhanh, cong ty con 6 nu& ngoai th6 xxx.

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- Chi tieu 3: Thtmg ke ten khach hang 16n thir yyy cad chi rthinh, cong ty con 6 nude ngoai thir xxx.

- CM tieu 4: Mang ke s6 du cac khoan cap tin dung dai veri khach hang 16n thir yyy caa chi nhanh, cong ty con 6 ntrac ngoai nix xxx tai cuoi ngay lam viec cool cilng cult ky bao cat

- Chi tieu 5: Thong kE s6 du cac khoan nq xeu cap tin dung d6'i voi khach hang Ian thir yyy cad chi nhanh, c8ng ty con a nuerc ngoai [Mr xxx tai cuoi ngay lam viec cuoi ding caa ky boo cao.

- CM tieu 6: Thong ke se du cac khohn §em von, dau tr dai han dOi veri khach hang blin thir yyy eta chi nhanh, c8ng ty con 6 nu& ngoai tint xxx tai cuoi ngay IS viec cuti cilng cna ky bao cao.

- Chi tieu 7: Thong ke s6 du cac khohn deu to thing lchok (thong bao gam trai phi6u) doi veri khach hang Ion till yyy dm chi nhanh, cong ty con b ntrerc ngoai thiz xxx tai cuoi ngay lam viec cuoi cong cda ky bao cao

- Chi tieu 8: Thong kE se, du cac khoan deu to trai phieu dtoi voi khach hang 16n thir yyy cazt chi nhanh, c8ng ty con 6 nude ngoai thv ooc tai cutn ngay lam viec cuoi cong cue Icy bao do.

- Chi tieu 9: Thong ke s6 du cac khoan deu tv khfic ded v6i khich hang Idn thir yyy caa chi nhanh, cong ty con 6 nark ngoai thir xxx tai can ngay lam viec cuoi cong caa Icy bao cao.

- Chi tau 10: Thong Ice se, du van throe cap Goa chi nhanh hok von to c6 caa c8ng ty con 6 nu& ngoai thir xxx tai cuoi ngay lam vies cuoi cimg coal()) bao cao.

8.17. Cic chi tieu 8S: "Cic chi lieu daub gii Stress Testing (trli Quy tin dung When dan)":

• Don vi tinh: Trieu VND, Phan tram C/0).

- Cac chi tieu tir 1 den 7: ThOng ke tai san "C6" theo ky dinh gift Di lai suet [hoc to tai thai diem bao cao Can chi tieu nay trong (mg ved chi tieu Tong tai san theo ky dinh gia lai lai suit thoc to trong phan "Rai ro lai suet" tai thuyet minh bao cao tai chinh theo quy dinh hien hanh.

- Citc chi tieu tit 8 den 14: ThOng ke tang no phai tra theo ky dinh gia lei lai suit thuc to tai th6i diem bao do. Cac chi tieu nay Wong ang v6i chi Eau Tang no phai tra theo Icy dinh gia lai lai suet thuc to tong phan "Rai ro lai suet" tai thuyat minh bac cao tai chiral theo quy dinh hien hank

- Cdc chi tieu tir 15 den 17: Tilting ke Tai san "Co" cd tinh than!' khoan cao theo Icy deo han thoc to tai tiled diem bao cao. TM san "C6" co tinh thanh khoan cao bao gam: Tien mat, yang tai quy; Tien gnki thanh Man tai NHNN; Giay t6 c6 gid do dieu kien chiet khau veri NHNN (chug sfr dung am co, the chap) theo quy dinh hien hanh, cac tai san tai chinh Ichac (Wong bao gOm lien gad, cho vay cat TCTD khac) c6 ky han con lei dueri 03 thong.

- Chi Eau 18: ThOng lee tang so titan vuot han mirc tra tieu bao him theo Luat Bao hiem tieu

Vi TCTD c6 1 khkh hang (thuem dai trong dirge bao lam) mii ten, c6 tong lien gvi la 200 Mau VND. Theo quy dinh hien hank, han mit tra tieu It him tOi da la 50 Wien VND. Do do TCTD se bao cao chi tieu nay la 150 Met' VND.

8.18. Cac chi lieu 8T: "Ap dyng cho ngfin hang Hyp tic xi vi Quy tin dyng nhin din":

• Cac chi tieu thuc nhom nay dirge thoc hien theo quy dinh hien hanh nth NHNN viec phan loaf no, trich lap va va sir dung do phong de xir ly rai ro tin dung tong hoat Ong ngan hang cad. TCTD.


8.18.1. Cic chi lieu 8T.1 "Phan loci no":

• Thong k8 du nq den cuoi ngay lam viec cuti cilng caa quy bao phan theo timg nherm no theo quy dinh caa NHNN.

8.18.2. Cie chi lieu 8T.2 "Trich lap vi sfr dung do pheng raj ro":

- Chi tieu 1: S6 tieu do phang chung phai trich theo quy dirt den ky bao cao.

- Chi tieu 2: SO do phbng chung thoc trich trong ky bao cao.

Vf du: Bao cao la quy 1/2013 thi so dp phang chung thoc trich la doanh sO phat sink tong th6i gian tir 1/1/2013 den 31/3/2013.

- Chi tieu 3: St) do phong chung da s* dung dt xir ly Ni ro trong Icy bao cao (doanh sO phat sink trong quy)

- Chi ter 4: SO du do phang chung con lai den cuoi ngay lam viec can ding cud ky bat cao.

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- Chi tieu 5: S6 do phong chung phai trich b6 sung (Ley gia trj duong (>0) caa chi tieu 1 trtt di gid trj can chi tieu 4. N'eu gia trt < 0 thi ghi bang 0).

- Chi tieu 6: TOng s6 tien dv phong co the phai trich (tic nhdm 2 den nhom 5) theo quy dinh den kt bao cao.

- Cac chi tieu to 7 den 10: SO tien do phong co the phai trich cho timg nhem ng theo quy dinh den kl bao cao

- Chi tieu 11: TOng so dv phong co the thvc trich tong k9 bao cao.

Vi din Bdo cao la qu9 1/2013 thi s6 do phong co the thvc trich la doanh st, phat sinh tong that gian nt 1/1/2013 den 31/3/2013.

- Chi tieu 12: Tong s6 dv phong co the a sir dtmg de xir 19 rai ro trong ky beta can (doanh s6 phat sink trong qu9).

- Chi tieu 13: SO du dv phong co the con lot den cult. ' ngay lam viec cuoi sung can ky bao cao.

- Chi lieu 14: Tong so dv phong co the phai trich bto sung (tir nhom 2 den nhom 5) (Ley gid tri duong (>0) ctia chi tieu 6 trir di gia tri cim chi tieu 13. Neu gia tri 5.0 Oil ghi bang 0).

- Chi tieu 15: S6 tien thu hOi dugc cda cac khoan no bt ton thilt da dung do phong rdi ro de ha dip trong qu9 bao cao (doanh so phat sinh trong qu9).

- Chi tieu 16: ThOng kE s6 tian ng hi ton that da het thai hurl theo doi tong kt ban can (doanh s6 phat sinh trong qu9).

Chit in Rik? dei vet boo coo quy 1Y, nhimg chi tieu yeu ceu Se du Wry so du clan 30/11/..); dei vat nhieng chi tieu yeu thu Doanh se (ley doanh so ph& sink cna hal sluing Id thong 10 va thcing 11). Na

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PEW LUC 4a

CAC MAU BIEU BAO CAO AP DUNG CHO CAC DON VT THUQC NHNN

(Ban hanh kern theo Thong to so...31.../2013/TT-NHNN ngay AL/4212013)

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DANH SACH CAC MAU BLEU BAO CAO AP DUNG CHO CAC DON Vf THUQC NGAN HANG NHA NUQC

STT Ky biu Ten niAu bieu Dinh kJ/ boo coo

1 01-A/CSTT Bao coo nghiep vv nhan ay that, ay thic Thong

2 02-A/QLNH Bao coo tinh hinh nep vao tai ;choir' se ngoai to tien mat thu toxuat khau sang Campuchia/Trung quac

Quy

3 03-Aj QLNII

Bao coo tinh hinh xac than dang ky vay, tra nq nuerc ngoai ngAn han cua' doanh nghiep

Than, g

4 04-A/QLNH Bao coo tinh hinh xac than dangicY vay, tra nq met ngoai trung - dai han cila doanh nghiep

Thang

5 05-A/QLNH Bao coo chi tit tinh hinh thgc hien vay, tra nq nuec ngoai ngan han dm doanh nghiep Q113'

6 06-A/QLNH Bao coo chi fiat tinh hinh thvc hien vay, tra nq nub ngoai tnmg - dai han dm doanh nghiep QuSf

7 07-A/QLNH Bao coo tinh hinh xac nhan dang IcY tien de chuyen von ra mrdrc ngoai Thang

8 08-A/QLNH Bao coo tinh hinh thvc hien chuyen von dAu ur bye tiep ra nu& ngoai QuY

9 Bao coo tinh hinh tin clang dei vei linh laic Ming nghiep n8ng th8n Thing 09-Af ID

10 10-A/TT Bao coo tinh hinh sv c6 yea he thong thanh toan din to lien ngan hang an Tu

A

94

Dun vi bio caw Bleu so 01-A/CSTT

BAO CAO NGHltP VV NHAN 1HAC,111/ THAC (77wing nam

Don vi: T4

Chi tieu S6 dir

fiSr 1 ding)

tang/giam -

so WA thug tnroc

% fling/giam

se yid ham trm5t

1. Du ng cho vay bing nguan von nhfin lay thfic 1.1. Cho vay bang nguan van nhan ay thcic tit TCTD, chi nhcinh nem himg meat ngaii khac a trong nu& 1.1.1. Du ng cho vay phan theo thai Ilan - Ngan han

- Trung va dai han

1.1.2. Du no cho vay Wan theo loai lien - Bang ding Via Nam - Bang ngoai to 1.2. Cho vay bang nguan von nha ay that de to chirc khac a trong tura c 1.2.1. Du ng cho vay phan theo thor han - NOT' han - Trung va dai han

1.2.2. Du ng cho vay phan theo loai tian - Bang ding Vial Nam - Bang ngoai to (guy dai ra clang Via Nam)

1.3. Cho vay bang nguan vim nhCin ay that tir to chic 0 ?ureic ngobi

- Ngan han - Trung va dai han 2. Du ng ay that cho TCTD, chi nhanh ngfin hang nu& ngoid khac a cho vay 2.1. Du ng ay thdc cho vay phan theo thoi han

- Ngin han - Trung va dai han 2.2. Du- net ay that cho vay phan theo loci tan

- B'a'ng ding Via Nam

- Bang ngoai to (guy dai ra clang Viet Nam) 3. SO du clic host dfing nhin ay thac vafhoic ay that khac (killing phai nhfin ay thic, ay that de cho vay) dirge Ngfin hang Nhe nuirc vigt Nam chip thuin bing van ban

1413 bleu Kim sok ngay (hang nam

Thu trinthg don I/

NC

95

I. Doi I:Lyng rip dung: Ngan hang NhA nuoc chi nhanh tinh, thanh ph&

2. Thai ban girl brio crio: ChAm nhAt ngay 15 eim thing tiEp theo ngay sau thing bdo cdo, NHNN chi nhanh tinh, thanh oho tong hop so lieu tha Quy TDND ten dia ban gi i NHNN thong qua Coc Cong nghe tin hoc. 3. Hinh that brio clic: Bao cao dien 4. Dan vi nhon bao crio: Vu Chinh sach Oen te. 5. Hiding din Op brio cats:

- Chi Weil (1) = (1.1) + (1.2) + (1.3). - Chi tieu (1.1) (1.1.1) = (1.1.2). - CM tieu (12) = (1.2.1) = (1.2.2).

- Chi tieu (2) = (2.1) = (2.2). Ghi chi: Mau bdu nay thay the man bidu bdo &to quy clinh tai Thong to s a 04/2012/17-NITNN ngay 08/3/2012 ye nghiep vu nhen a y tithe va uy that cua TCTD, chi nhanh ngan hang nuerc ngoai.

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(Ban hank kem theo Th8ng to s6...31..../2013/TT-NHNN ngay .48.1.12b2013)

118

DANH SACH CAC MAU MED BAO CAO AP KING CHO CAC TO CHIC TIN DUNG

STT Kt hieu Ten min blitz Dinh

Mr bio act

1 01-B/DBTKTT Ban cao cho vay xuet nhep kliau Thang

2 02-B/DBTKTT Bao cao dau totraiphieu doanh nghiep va cho vay, dau to theo hop clang nhan fry than phin then ngenh kinh to Thing

3 03-B/DBTKTT Bao cao dau to fedi phieu doanh nghiep va cho vay, dim to theo hop cleng nhan ay thitc phan thee loaf hinh to chirc vi ca nhan Thing

04-B/CSTT Bao cao ket qua cho vay, chiet khiu giay to 86 gia de dau to va kinh doanh chang khan Than' g

5 05-B/CSTT Bao cao cac tbo dich hoan dea lai suit dan•con hieu km than hien Than

6 06-B/CSTT Bao cao cho vay doi voi cac nhu cau von phoc vu din song, cho vay th6ng qua nghiep va phat hank va sir dung the tin dung

Thing

7 07-B/CSTT Bao cao cho vay del vOi linh we dau hr, kinh doanh bat deng san Thing 8 08-B/CSTT Bao cao nghiep vu nhen fry thk, ily than Thing 9 09-B/CSIT Bao cao lai suit huy .dOng va cho vay binh quan Tbang

10 10-B/CSTT Ban can tinh hinh to chite tin (long mua trai phieu doanh nghiep tai cuOi thing bao cao Thing

11 11-B/CSTT Bao do tinh hinh to chirc tin dung mua trai phieu doanh nghiep phat sinh trong thing bao cab

Thing

12 12-B/QLNH Bao coo tinh hinh than hien thanh loan v6i Lao Quy 13 13-B/QLNH Bao cao tinh hinh thu chi tr en tit khoan von dau to gian tiep van Viet Nam Thang

14 14-B/ QLNH Ban cat) tinh hinh thu chi tren tai Ichoan van au to tvc Pep nuat ngoii vao Viet Nam g Than'

15 15-B/QLNH BA° cao tinh hinh hoot Ong dm tai khoan von du to trvc tiep ra nuac ngoai

Than, g

16 16-B/QLNH Bao can tinh hinh vay tra nq nuem ngoai ngen han Thang 17 17-B/QLNH Bao can tinh hinh vay tra nq ntrac ngolti trung, din han Thang 18 18-B/QLNH Bao cao tinh hinh cho vay, thu heti no noon ngoli Thing 19 19-B/QLNH Ban cao giao dich ky han hay au& han Thang 20 20-B/TD Bao cao tinh hinh tin ding dOi Yeti linh we nang nghiep nong thou Thang

21 Ban cao tinh hinh cho vay can doanh nghiep c6 bao lanh mia ngan hang Phat trien Viet Nam

Thang 21-Bil

22 22-B/1D Ban cao tinh hinh thpc hien cap tin dung hop van Quy 23 23-B/TT Bao cao danh sach ATM Thang

24 24-B/TT Ban cao danh sach ATM ngimg hoot d'Ong qui 24h Ngay ph& sinh

25 25-B/CQTTGS Bao cao ve gi6i han cho vay, bao lanh dai vid nhorn khach hang lien quan Quy 26 26-B/CQTTGS Danh sach doanh nghiep to chnt tin citing nom quyen kiem soot ' Quy 27 27-B/CQTTGS Bao cao phan loot nq Thing 28 28-B/CQTTGS Bito cao trich lap do phimg de xir K nil ro Thong

29 29-B/NHNN- CN

A BID cao thong ke thu chi cac loci ten thuoe quy nghiep vu Thang

119

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Bleu 01-B/DBI'KTT

BAO CAO CHO VAY XUAT NHAP KHAU (Thong nom )

Don vi: Trieu VND

CM tieu sti Doanh cho vav

Doanh s6 thu mr Dv nq

1. Cho vay xuat khan a. Cho vay ngAn hp - Cho vay bang VND - Cho vay bang ngoai to (quy VND) b. Cho vay trung Ira dii hsu - Cho vay bang VND - Cho vay bang ngoai to (quy VND) 2. Cho vay nhOp khan a. Cho vay ngan ban - Cho vay bang VND - Cho vay bang ngoai to (quy VND) b. Cho vay trung va dai Ilan - Cho vay bang VND - Cho vay bang ngoai to (quy VND) 3. Da my xttu dot voi cho vay twat, nhlap khan - Bang VND - Bang ngoai to (quy VND)

ngity thong nom

Lew biau

Kiem soot

Thu trterng don v1

I. Doi itrpng tip dung: Cac t6 chirc tin dung (trir Ngan hang Hop tac xa va Quy TDND). 2. Thai him pH boo cao: Ch4m nhat ngay 12 cila thang tiep theo ngay sau thang bao cao, chinh TCTD tang hgp s6 lieu toot he Mang gai NHNN thong qua Cyc Cong nghe tin hoc. 3. Hinh unit btio Bao cao den M. 4. Don vi nh'On boo cdo:V11Dg bao, thong ke tien te. 5. Hie Ong din lop btio cao: - Cho vay xuat khan: thong ke toan be cac khoan death so cho vay, doanh se thu ng, du ng cho M chug, ca nhan trong nude vay dap img nhu cau van trip tiep cho du ttr, san xuat, kinh doanh hang hoe ve dich vu xuat khan (khOng bao gOm phan cho vay a thanh toan cho nu& ngoai tien nhap khau hang hod, may mot, thiet bi, dich vy...phyc vu thu eau san xuat hang xuat khau). - Cho vay nhap khan: thong ke Man bt) gee kilo& doanh so cho vay, doanh s6 thu ng, dung cho t6 chat, ca nhan trong nu& vay de thanh toan cho nuem ngoai tien nhap khan hang hoa BM ca hang tam nhap tai xuat), dich vu phuc vu nhu cau san mat, kink doanh trong nuerc. - Ty gia quy dai ap Mpg de lap bao cao: -F Ty gia gifta VND va USD: TCTD ap dung tY gia binh quan lien ngan hang do NHNN gang bia tai ngay lam viec cu8i mang coo ky bao cao. + Ty gia gifra VND va cac ngoai to khac: TCTD ap dung ty gid do Tong giam doc (Giam doc) TCTD quy dinh tai ngay lam viec mai ding bao cao.

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A , - Cho vay del voi ngueri lao deng de mua co plan phat hanh tan dau khi chuyen ding ty nha nubs thanh cong ty co phan - Cho vay de g6p von, mua co phan cast ding ty co8 phan, mua chimg chi guy' cim quy' dau tir , - Chiet khau giay ter c6 gia d6i voi khach hang de sfr dung so ten chi& khau mua chimg khoan - Cho vay va chiet khan giay to co gia dual cac hinh thirc khic ma khach hang sir dung se tien d6 de mua chimg khoan III. Du no' xgu cho vay, chit( khan gisly tir cO gill a &Au hr va kinh doanh chimg khoan , IV. Ty le du nq cho vay, chiet khAu gigy ter c6 gia de sign fir va kinh doanh chi-rug khorin so yid vim dieu II coa TCTD (%) V. Ty trona du nq cho vay, chi& khau giay ter c6 gia de du fir va kinh doanh cluing khoan so vet tong du nq cho vay cim TCTD (%)

ngay thong nam

Lap bieu Kam soar

Thu trtrerng don I/

I. Doi furl: ap dung: Cac to chirc tin dung (Mr Ngan hang Chinh sach Xa hei, cans ty cho thue tai chinh va Quy TDND). 2. Thai hun gal boo cdo: Ch5m nhat ngay 12 cim thing tiep theo ngay sau thing bao cao, tru sir chinh TCTD tong hop so lieu town he thong gti NHNN thong qua Clic C8ng nghe tin hoc .

3. Hinh thfrc boo cao: ado cap dien ta. 4. Don vi nhlin bao cao: Vu Chinh sach tien te. Ghi Mau bdu nay thay the bilu bao coo tot Quyit Binh so 03/2008/QD-NHNN ngthy 01/02/2008 C2 .40

Thong door NHNN ye viec cho vay, chi& khau gay td co gia de day he va kinh doanh cluing khoan.

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BAO CAO CHO VAY DOI Vol CAC NHU CAU VON MX VII DOI SONG, CHO VAY THONG QUA NGH1LEP VU PHAT HANH VA St DUNG THE TIN DUNG

(Thong nom )

Don vi: T VND, Phan tram

STT Chi deo

St du. cuti thing tang/giam

so yid thing brut

ting/giam so voi nam fruit

Tv i — g-n hp

Dung vi did hp

r Tong so

1 Cho vay dti vii the nhu tau von de Ow vu d(ri song: (I = 1.1 + 1.2 + 1.3 + 1.4 + 1.5 + 1.6 + 1.7)

1.1 Cho vay de sira chin nha vi mua nha de 6. ma nguen tra ng bang tien Ittcmg ala khach hang vay

1.2 Cho vay de mua phuong tien di 13i

13 Cho vay a chi phi hoc tap Ira chin benh a trong nuac

IA Cho vay de chi phi hoc tap va chita benh a milk ngoai

1.5 Cho vay de mua de dung, hang thiet bi gia dinh

1.6 Cho vay de chi phi cho hoot dOng van hoa, the Chao, du lid)

la Cho vay theo phuang thdc than chi tai khoan ca nhan (lost trir so du cho vay theo phtrong thirc thou chi tai khoan ca nhan de dap ling cac nhu eau von (1.1), (1.2), (1.3), (1.4), (1.5) (1.6))

2 Cho vay thong qua nghiap vu phat Huh va s• dyng the tin dung

3

Tang du ng cho vay doi vifri cac nhu au van de phqc vy dal song, cho vay thong qua nghiap vu phat hank ye sir dung the tin dyng (3 = 1 + 2x)

4 Dv nq xau cho vay aiii vii cac nhu au von 'dO phoc vu did sting, cho vay thong qua nghlap vu phit hinh vi sir dung the tin dung

5

Ty trqng dir nq cho vay dal vfri cac nhu au von de plice vu din sang, cho vay thong qua nghiep vu pith hinh va sir dyng the tin riling so vii (Ong du no cho vay am TCTD (%)

ngby !hang nom

Lap bleu

!Gem soot

Thu truing don vi

130

1. Dal tuymg dp dung: Cac t6 chic tin dung (trir Ngan hang Chinh sach X5 hen va Quy TDND). 2. Thai Nan gal info cao: Cham nhit ngay 12 ena thang tiep theo ngay sau thang bao eau, tro sec chinh TCTD tong hop so lieu town he thong gin NHNN thong qua Cue Cong nerd tin hoe. 3. Hinh boo coo: Bao cao dien 4. Don vi nhipi brio cao: Vu Chinh sach ti'dn td. Ghi chi:

Men briu nay thay th'd Hera bao cao tai Thong hi sec' 12/2010/77-NHNN ngay 14/4/2010 ve cho vay bang clang Viet Nam theo mat th6a thuan.

131

DIM vi bao caw

Bitu sip 07-B/CSTT

BAO CAO CHO VAY DOI Vita LINH NIX DAU TLY, KINH DOANH BAT BONG SAN

(Tilting

Dan vi: Tv YND Thin trim

Chi tigu S6 du

tang/giim so vld

thing trate

ting/giam so vii

nim trot I. Du no' eho vay dil voi link vtre din tu, kinh doanh bit ding sin I. Phan theo thed km cho vay - Ngan han - Trung, dai han

• 2. Phan theo nhu caua von cho vay (thing ke toan b0 chi phi lien quan din fling nhu „tint van voy, bao gam: Din dai, nhd, cong trinh xay dung gin lien voi tat dai, ke ca tai san gin lian voi ',ha, tong trinh xay dung do; Cdc tai san khdc gin lien vdi ail dai) , - Xay Ming khu Gong nghiep,khu the xuat - Xay dtmg khu do thi, bao gem:

+ Xay dung cac ding trinh, du in phat trien nha 6 trong khu do thi + Xay dung khac trong khu 86 thi

- Xay dung van phong, cao oc cho thue - Xay Ming, sera chfra va mua 'MA de a, nha de 6 kat hop vii cho thus ma cac khoan cho vay nay khach hang tra no bang cac nguan thu nhap khong OE 1a tien luong, tien ding cna khach hang vay - Xay dung, sera chin va mua nha de ban, cho thus - Mua quyen sir dung dat - Dau tu, kinh doanh bat dOng san khk ()ray chmg khach san, nha hang de ban, cho thus nhtmg khong bao gam cac nhu can von xay dung co SO ha tang phuc vu san xuat - kinh doanh)... 3. Phan theo die ban cho vay bit citing sin (thing ke theo 4a ban cis bit Jong siin) - Ha Nen - Hai Phong - Da Nang - TP Ho Chi Minh - Can Tha - Cie dia phuong khac II. Du nq xiu elm vay dOi veil huh vac du tir, kinh doanh bit ding san III. Ty try], du nq cho vay di; vol linh nrc du ter, kinh doanh bit ding san so vii tong du no cho vay efia TCTD (%)

ngay.......thong ......nom

Lip bigti Kim melt

Thu truirng don vi

I. Si prong tip dung: Cac t6 chirc tin dung (frit Ngan hang Chinh sach Xa hii va Quy TDND). 2. Thai km girl bdo cdo: Chain nhat ngay 12 cua thong tiep theo ngay sau thing bao cao, try sor chinh TCTD tong hop so lieu toan hO thong gin MINN thong qua C9c C6ng nghe tin hoc. 3. Hint: that beio cdo: Halo cao dien ter. 4. Den vi nhan Info cdo: Vu Chinh sach tien te. 5. Huang din t& bao cdo: Se) du tai nivel = (1) = (2) = (3).

132

Dun vi bao caw Bien se 08-B/CSTT

BAO CAO NOHltr VIJ NHAN i7Y THAC, iJY THAC (Thing nam )

Don vi: Tv VND. Phan tram

CM lieu Si du tang/giam so voi

thing trot

%. ting/giam

so vii nim tnr6c

1. Du nq cho vay bang nguan van nhan ay thin 1.1. Cho vay bang nguan van nhan rly that tit TCTD, chi nhanh ngan hang mak ngoili kluic a hong nuac

1.1.1. Du nq cho vay phan theo thin hen

- Ngan bon

- Trung va dai hon

1.1.2. Du nq cho vay phan theo 1041 tien

- Bang VND

- Bing ngoai to (quy d'ai ra VND) 1.2. Cho vay bang nguan van nhan rly that tit to chew khdc a trong nu&

1.2.1. Du no cho vay phan theo then han

- Ngin han

- Trung va dai him

1.2.2. Du nq cho vay phan theo log ten

- Bing VND

- Bang ngoai to (quy dtfi ra VND)

1.3. Cho vay bang nguan van nhan ity auk tit to chitc a ntrac ngoai

- Ngan han

- Trung va dai han 2. Dv nq iiy thic cho TC1'D, chi nhanh ngiin hang mrge ngoii kink de cho vay 2.1. Du- flaky that cho vay phiin theo that han

- Ngin hon

- Trung va dal hart

2.2. Du- no. fly that cho vay phan theo loci tin

- Bing VND

- Bang ngoai to (quy dfii ra VND) 3. SO dir clic hoot deng nhan uy thic vi/hoac ay that khic (khoug phai nhan ay that, ay thic de elm vay) dinirc Ngan hang Nhi metre Viet Nam chap thuan bang van ban

Lap bleu Kiem snit

ngity thing nam

Thu trtrang don I/

133

1. Hai tam ay dung: Cac t6 chIrc tin dung. 2. Thai hgn girl bao cao:

- Cham nhAt ngay 12 aim thang tiEp theo ngay sau thang bao cao, tin sb chinh TCTD (tnr QuSi TDND) tang hap so lieu town N thong gin NHNN thong qua Cnc Cong nghd tin hoc. - Chdm nhAt ngay 12 oda thang tip theo ngay sau thang bao cao, Du, TDND gni s6 lidu bao cao cho NI-INN chi nhanh tinh, thanh pho not ddt try sa. 3. Hinh Mac brio coo: Bao cao didn 4. Dim vi nh2n bah cao: Vu Chinh sdch tian td, NHNN chi nhanh tinh, thanh ph6. 5. Hwang din Itip bao cao:

- Chi tiou (1) = (1.1) + (1.2) + (1.3). - Chi tiau (1.1) = (1.1.1) = (1.1.2). - Chi tieu (1.2) = (1.2.1) = (1.2.2). - Chi tieu (2) = (2.1) = (2.2). Ghi chi: Marh bike nay thay the min bleu bao coo gm: clinh tai Thong to so 04/2012/17-NHYN ngiry 08/3/2012 ye nghtCp vu nh4n thy thac ya thy Mac caa TCTD, chi nhanh ngiin hang nuac ngoat

134

Run vi bio cao• Min so 09-B/CSTT

BAO CAO LAI SCAT HUY HONG VA CHO VAY BINH QUAN (Thong nom )

Dan vi: Phdn tram

STT Chi deli Lai swat blob quail

Huy Ong Cho vay

Bang VND

2 Bang USD

Lep bieu KiE'm sold ngay themg. nam.

Thil Inning dun vi

1. Dori tuyng dp dung: Cac to chirc ditching (trir Quy TDND). 2. Thin km gui brio cao: Chem nhat ngay 12 cila thong dap thee ngay sau thong ban cao, try se chinh TCTD tong hap so lieu toan he thong gui NHNN thong qua Cuc Ging nghe tin hoc. 3. Dinh thin bdo eau): Bao cao dien tir. 4. Dan vi nhtin bdo cao: Vu Chinh sach tier te. 5. Hwang thin hip bdo cao:

- Lai suit buy dOng binh quan bang VND hoc USD dm ky bao cao 1a lai suit hay don binh quan tai thi diem cuoi ky bao cao va dirgc ‘tinh bang binh quan gia quyen gift s8 du den girl bang VND/hop USD mai lai suit den gin bang VND hoc USD Wong Ong rip dung cho lchoan tien gin d6. - Lai suit cho vay binh quan bang VND/hoec USD mia ky bao cao la lai suit cho vay binh quan tai theri diem cuoi Icy bao cao va doge tinh bang binh quan gia quyen gala du nq cho vay bang VND/hoec USD yell lai suit cho vay bang VND hop USD Mang Ong rip dung cho khan vay dO. Truemg hop trong so cac lchoan vay cim TCTD to cac khoan nil qua hp, thi TCTD sir dung va tinh toan lai suit cho vay trong hp.

135

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BAO CAO TiNH HINH THEt HIEN THANH TOAN VOI LAO (Quj nam )

1. Doanh so mua ban LAK:

- Tong se giao dich: + Mua vao: + Ban ra:

- Doanh so giao dich: + Mua vao: + Ban ra:

- Ty gia (ngay 30 cuoi thang): + Mua vao: + Ban ra:

- Du cuoi Icy:

2. Tinh hinh chuyen flen vien try, thyc hien die thy an vien try va cat dy an khic dui Viet Nam voi Lao:

Don vi. N hin USD

Mac dich chuyen tien (quy USD)

LAK (guy USD) USD To ng

g

Chuyen tien vien try (bang tien)

Chuyen tien thvc hien cac dv an vien try Chuyen tien thvc hien cac dv an khan

Tong

3. Tinh hinh m(r va sir dung tai khoan VND tai ngfin hang lien doanh Lao - Viet tai Lao: - So to chirc, doanh nghiep mer tai khoan dong Viet Nam tat ngan hang lien doanh Lao - Viet tai Lao: - Tinh hinh sir (long tai khoan VND tai ngan hang lien doanh Lao - Viet tai Lao:

Chi fieu Gia tri (VND) Quy USD Dv din kV Thu

- XII& khan - Cac host dung vien try, dau hr tar Lao - Ban LAK cho ngan hang tai Lao - Chuyen Lien to Viet Nam sang

Chi - Thanh than nhap khan - Thuc hien cac du an tai Lao - Ban VND cho ngan hang tai Lao - Chuyen tien ve Viet Nam

Du cuiii kir

138

4. Tinh hinh mIr Nit sir dung tai khoin LAK tai nein hang lien doanh Lao - Viet tai Lao - So to chirc, doanh nghiep ma tai ichoan LAK tai ngan hang lien doanh Lao - Via 4i Lao . - Tith hinh sir dung tai Ichoan LAK:

Chi tieu Gil tri (LAK) Quy USD Dv dart kt Thu

- XII& kill - Cac boat dOng vien fro, du tu tai Lao - Ban VND cho ngan hang tai Viet Nam My LAK va chuyen sang Lao - Ban VND cho ngan hang 4i Lao Jay LAK

Chi - Thanh town nhap khau - Thuc lien can dg an tai Lao - Ban LAK cho ngan hang 4i Lao thy VND

Dv cuti Irk ngity thong nom

Lap bieu Kiim suit

That truing dan vj

1. Doi twang tip dung: Ngan hang DL to & Phat trien Via Nam. 2. Thai hyn girl bao cdo: Chant nhat ngay 20 elm that's dau quy tiep theo ngay sau quy bao cao, Ngfin hang Rau to va Phat trien Via Nam tong hgp so lieu toan he thOng giri NHNN thong qua Cgc Cong ngbe tin hoc. 3. Binh that bao cdo: Bao cao then ter. 4. D0714 nhtin bdo cdo: Vu Quin ly ngoar hal. 5. Huang a ipp bdo cdo:

Ty gia quy dth dp dung de lap bao cao . - Ty gia gitta VND va USD: ip dung tt gia binh quart lien ngan hang do NHNN ding bó tai ngay lam via can ding cita irk bao cao. - Ty gia giUa VND va LAK, tY gia gitta LAK va USD do Tong giam doe (Giam dOc) TCTD quy dinh tai ngay lam via mai clang cis ky bao cao.

139

Don vi bao caw

Bien set 13-B/QLNH

BAO CAO TINE( HUSH THU CHI THEN TAI ICFIOAN VON B/w GIAN TAP VAO VICT NAM

(Thdng )

Don vi: Tri u VND

STT Chi tihu Gia trj

I Cac khofin thu to hoot deng dem tic gifin tiep trong ky bao cab (1+2+3+4)

1 Thu Ur ban ngoai to cho TCTD dirge phep

2 Thu ter viec ban cherng khodn, co phan, gigy ter co gig khac

2.1 Co phiEu

2.2 Trai philu

2.3 Cluing chi guji

3 a tire, Igi tiro bang tien nhen throe

4 Cac nguein thu hop phap khac

II Phat sinh chi trong ky bao cao (5+6+7)

5 Chi mua chemg khoan, c6 phen, gigy to ce gig kb&

5.1 Ciphieru

5.2 Trai phi&

5.3 Chirng chi quy-

6 mua ngoai to tai TCTD dirge phep de chuyen ra mac ngoai

7 Cac khoan chi khac lien quan den hog gang Clair to gian tiep raj Viet Nam

, ngay thcing nom... Lep bieu

Kiem soot

Tku truing don vi

1. Doi turgg ap dung: To aim tin dung ce nha dau to nuerc ngoai la Ngrai }thong cu ger cita Viet Nam me tai khoan van dau to gian tiep vao Vig Nam.

2. Thai han girt btio cao: Chem nhat ngay 12 coa thong tiep theo ngay sau thong bao cao, try soi chinh TCTD tang hop se lieu tog .' he thong gin NHNN thong qua Coc Cling nghe tin hoc.

3. Hinh that bcio can: Bao cao Bien ter.

4. Dan vi nhen ban cao: Vu Quin ly ngoai het

140

Dan vi bio caw Biau so 14-B/QLNH

BAO CAO TINH HiNH THU CHI THEN TAI 1CHOAN VON DAU TU. TRVC TIER NUOC NGOAI VAO VI:CT NAM

(Mang..... ntim ...)

Don vi: N hin USD

STT CM tiau Cackhoin thu

chi bang ngoai t§ (quy nghin USD)

Cfic khoin thu chi bang VND

(quy nghin USD)

Cac khan thu to dau tir trhc trap nut ngoai vao Vial Nam trong kk bio cao (1+2+3+4+5)

1 Thu g6p von diOu le, van thuc hien dau to We tiep nuoc ngoal vao Viet Nam

2 Vay trong nuerc

3 Vay nuerc ngoai

4 Lqi nhuan tai dau to that hien do an

5 Can khoap thu khdc lien quan an hoot dOng dau tu turn tiep nu& nook vao Viet Nam Cac khoin chi to dau hr hip trap nut ngoai vao Vict Nam trong kir bao cao (6+7+8+9+10)

6 Chi chuyen von dau to ye nu& do giam von, thanh 19 hay ket than hoot dOng tau to tai Via Nam

7 Chi chuyen la nhuan va can Ichoen chi hop phdp khac dm LIM dau hr nu& ngoai ra kh6i Via Nam

8 Chi tra no g6c, lai cdc khoan vay trong nude

9 Chi tra no goc, lai cac khoin vay nude ngoai

10 Chi Ichec lien quan den hoot &Ong dau ttr tnrc tiep top nude ngoai vao Viet Nam

L5p bleu Kiam sofit ngay thing nom

Thfi truing don vi

1. Doi hung tip dung: T6 chin tin dung c6 Doanh nghiep c6 von elAu at true tiep nuoy nodal (sau day g9i IA doanh nghiep co von dau to nu&c ngoai), Ben mite ngoai tham gia hop /long hop tdc kinh doanh mei tai Ichoan vein dau ttr We flap vao Via Nam bang ngoai to vA bang dtmg Via Nam. 2. Thai hen gal brio cao: Cham shat ngay 12 elm thang tiep theo thdng bao cao, try s6 chinh TCTD tong hop so lieu Wan he thong gin NI-INN thong qua Coc Cong nghe tin hoc. 3. Hinh that biro Bao cao dien tit 4. Don vi nhon buio Quan 1St ngoai h6i. 5. Throng dan btio

141

Nguyen tac chung: TCTD hach toan cac khoan thu, chi dtra trenthgc to giao dich cna khach hang. Vi du: Viec g6p von dieu le, von thvc hien dv an dau to bang ngoai to dugc ghi nhan vac, cot "Cac khoan thu chi bang ngoai te" (quy nghin USD), tnrang hop g6p von bang Bong Viet Nam dugc ghi nhOn vao cot "Cac khoan thu chi bang VND" (quy nghin USD). Tuong to deli vat cac chi tieu ye vay trong ntreic, vay nu& ,ngoai va cac chi tieu thu, chi Ichac ( yay ngoai to duct thOng ke vao cot "Cac khoan thu chi bang ngoai to"; vay bang VND duct thong ke vao cot "Cac khoan thu chi bang VND"). - Chi tieu 2: Thong ke se) nit van vay trong nude (bao gam vay tir TCTD va vay tit cac doi Prong khac trEn lanh the Viet Nam) cila doanh nghiep co van dau to nu& ngoai, Ben nuOc ngoai tham gia hop long hop tac kinh doanh trong IcY bao cao. - Chi tieu 3: Th6ng Ice s6 rat von vay nu6c ngoai cua doanh nghiep to von dau to tank ngoai, Ben nolic ngoai tham gia hop dong hop tac kinh doanh trong ky bao cao. - Chi tieu 8: Thong ke so tra ng die va lai cac khoan vay trong nueic (bao g6m vay tv TCTD va vay tit cac d8i twang lchac tren lanh thO Viet Nam) cUa doanh nghiep c6 van dau to mac ngoai, Ben nuerc ngoai tham gia hop dung hop tac kinh doanh trong kY bao cao. - Chi tieu 9: Thong ke s6 tra nq g6c va khoan vay nuen ngoai ctia doanh nghiep c6 von dau to nuec ngoai, Ben nude ngoai tham gia hgp clang hop tac kinh doanh trong lcY bao cao.

142

Bleu so 15-B/QLNH

SAO CAO ENO HINH HOAT DONG CHA TAI KEIOAN VON DAU T11 TRIX TIKP RA N1/13C NGOAI

(Thong..... ncim . )

Don vi: N hin USD

STT Chi tieu Gia tri

I Cac khoin thu trong kk bao cao (1+2+3+4+5+6+7)

1 Thu tir ngoai te tv co

2 Thu S nguen ngoai te mua cim TCTD

3 Thu tir ngoai te di vay (3.1+3.2)

3.1 Uric khoan vay trong war

3.2 Clic khoan vay nuor ngoai

4 Thu S loi nhuan chuyen ve nude

5 Thu tir giam vein, thanh IY Si an dau tir er nvere ngoai

6 Thu S tra no vay cite dv an Mu to a nuOc ngoai (*) (6.1+6.2)

6.1 Nor gac

6.2 No lin

7 Cdc giao dich thu MSc lien quan den Au to true tiep ra nude ngoiti

H Cac khoin chi trong It3r bao cao (8+9+10+11)

8 Chi chuyen von du tu ra nvec ngoai Irv& khi c6 giky phep du tv

9 Chi chuyen von dau to ra nude ngoai sau khi c6 gidy phep du hi.

10 CH cho vay dv an du tir er nude ngoai (*)

11 Cac giao dich chi khac lien quan den dau tir true tiep ra nu& ngoai

Lap bieu Kiem soot , ngay thing. .nam

Thu tiling tin vi

I. Hai layingdp dung: Tb oh& tin dung cd Nha dau to Viet Nam (ea nhan, to chirc kinh te, t6 chirc tin dung....) dupe phep dau tir ra nude ngoai mo tai khoan von dau to true tiep ra nu& ngoai. 2. Thai hen girl Me cao: Cham nhet ngay 12 Gila thong tiep theo thong Lao cao, frit ser chink TCTD tong hop s8 lieu town he thong gin NHNN th8ng qua Cite Cong nghe tin hoc. 3. Hinh fink bcio trio: Rao cao dien 4. Dan vi nhen bdo cao: Vu Quan ly ngoai 5. Hwang din Opp bcio cao: (*) TCTD thvc hien bao cao nOi dung nay sau khi co van ban huOng don cis NI-INN ve cac nei .

dung lien quan. Ts& khi co Song clan cis NHNN ye nghiep cho vay ra nirdc ngoai oda To chirc kinh te, chuyen von dau tir MSc khi cap giay chug nhan dau tv thi (*) ghi nhen bang 0.

On vi bao cam

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BAO CAO TRICH LAP PHONG DE XU Lt RETRO (Thang .....nam )

Dan vi: Trieu VND

STT Ten chi den Gil tri

1 Dv phOng chung con lai cila ky try&

2 Du phong chung phai trich theo quy Binh

3 Dv phOng chung phai trich be) sung trong ky bao cao

4 Dv phong chung da sir citing a xir ly JIM ro trong ky bao cao

5 Dv phong chung con IM den cuOi ngay lam viec cu6i cling cita ky bao cao

6 Dv phong cu the con lai dm Icy truerc

7 D‘r phOng cu the phai trich theo quy dinh

7.1 Du pining cu the ph& Mich cho ng nh6m 2

7.2 Du phong cy tli b3hthi trich cho ng nhom 3

7.3 Du phdng cu thj phai trich cho ng nhdm 4

7.4 Du phong cy thi phai inch cho ng nh6m 5

8 Dir phong cu the phai trich 156 sung trong ky bao cao

9 Dv phong cu the dA sir citing de xis 19 nil ro trong kj' bao cao

10 Dv phong cu the con lai den cu6i ngay lam viec cuOi ding cim ky bao cao

11 S6 tien da loai khoi tai khan ngoai bang dm Mt ca lchach hang c6 ng dA dang guy do phOng de xir IY ria ro qua then gian theo clOi Puy ke den Icy bao cao

12 S6 teen thu hen dirge tir cac Ichcan loai kh6i tai khoan ngoai bang cua tat ca. khach hang c6 no da" dung guy dv phOng de xir ly ria ro glad tiled gian theo &di

Lap bi'C'u Kiem soot

Thii trwang don vi

I. Den lining tip dung: Cac to chic tin dtmg (trio Quy TDND). 2. Thdi han gfri brio cao: Cham nhAt ngay 25 thang tiep theo cita thang bao cao. Doi v6i cac TCTD dang thvc hien phan loai no hang Quy, so lieu bag cao hang thang se la so lieu cna Qut gin nhat. 3. Don vi nh'dn bdo cao: Co quan Thanh tra, giam sat Ngan hang. 4. Hinh there btio cao: Bao cao dien ter. 5. Hwang ern hip bdo cao:

5.1. Ty gig de quy cl6i to cac loaf ngoai to ra VND dupe thvc hien theo quy djnh tai Phin I Phu lire 3 Thong to nay. 5.2. Huemg an thong ke cac chi tieu: - Chi tiou 1: Thong ke do phong chung con lai ky bao cao tor& (s6 du dam ky).

170

- Chi tieu 2: ThOng Ice do phong chung TCTD phai trich lap My ke den cuoi ngay lam viec cued tang cua ky bao cao theo quy dinh hien hall dm MINN. - CM tieu 3: Thong ke dv phimg chung trich biS sung tong ky bao cao (sic phat sinh tong ky, Icheng ha trir vii so hoan that tong ky). - Chi tieu 4: ThOng k8 du phong chung da sir dung a xir lY rid ro tong ky bat) cao (sO phat sinh trong ky). - Chi tieu 5: Thong ke du thong chung con lai den cuoi ngay lam viec cuoi ding dia ky bao cao. - Chi tieu 6: ThOng ke du phong co the con Iai ky bao cao tram (sic du dau ky). - Chi tieu 7: Thting Ice dv phong co that TCTD phai tech lap luy kd den cuoi ngay lam viec cuoi Gang cad Id/ bao cao theo quy eh hien hanh caa NHNN (MN bang). - Chi tieu 7.1 den 7.4: ThOng ke do thong cv the phai trich cho no nhem 2 den 5 (nOi bang). - Chi tea 8: Thong ke du phOng cv the trich bo sung trong ky bao cao (se, phat sinh trong Ichong bir trir yid s8 hok nhap tong k9). - Chi tau 9: Thong Ice do phong co the da std dung d6 xir 1y nii ro trong ky bao cab (son phat sinh tong ky). - Chi Tau 10: ThOng ke dv phong co the con lad den cool ngay lam viec cuoi tang cad Icy bao cao. - Chi tieu 11: Thing ke tang se) tier da loai khii tai khoin ngoai bang cila tat ca nhikng khach hang c6 no da dimg quy dv phong riii ro de xir ly da qua thiri gian theo &Si lily ke den ngay lam viec cuoi ding cila Icy bao cao. - Chi tieu 12: Thong Ice tong s6 ten thu hOi doge (that sinh trong Icy) tir cad Ichoan going Ice tai chi tieu 11.

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PHV LTC 5 MA SO THONG KE AP DING THONG CONG TAC THONG ICE NGAN HANG

(Ban hanh kern then Thong to sa...51..../2013/TF -NIINN ngay .43.../..4242013)

Bang 1: MA NGANH

STT Ten nginb Ma

A Kong nghiep, lam nghiep Ira thuy san 0101

B Thai khoang 0201

C Ging nghiep the bier, the to 0202

D San xuat va phan phei di'en, khi d6t, nu& neing, hai mac va dieu hoi khong khi 0203

E Cung cap nut; hoat d'Ong quan 19 va xit 1Y roc thai, milk thai. 0204

F Xay dtmg 0301

G Ban bu8n va ban le; sira chua a to, me to, xe may va xe c6 dOng ca Ichac 0401

H Van tai kho bar 0402

I Dich vu lau tiro va an wing 0403

J Thong tin va truyen thong 0501

K Hoat &Ong tai chinh, ngan hang va boo him 0601

L boat king kinh doanh bat &Ong san 0602

M Boat dOng chuyen mon, khoa hoc Ira king nglie 0701

N Hog dOng hanh chin. h va dich vu h8 trq 0702

0 Hog d'Ong maa dang COng san, to chin chinh al — xa hOi, quan 19 nha nark, an ninh quec phong; bao dam xa hOi bat bu'Oc 0801

P Gido due va dao too 0802

Q Y t6 va hog dOng trq gik xa hOi 0803

R Nghe thug, vui choi va giai tri 0804

S Hog dOng dich vu lrhalc 0805

T Hog dOng lam thue the cong vie trong cac her gia dinh, san xutt san pham vat chit va dich vu to tieu dung cna hi, gia dinh 0806

U Hoat dOng cfm cac to chire va ca quan quec to 0807

Ghi chu: Mci nganh kinh ie neu tat bang nay la ma nganh kinh to cap 1 Cdc TCTD thqc hien than? nhat phan nganh kinh to din cap 5, ndi dung cy the &ea fling nganh kinh to dwac, quy Binh tai Ouyet dinh so 337/0D-BKH flies)/ 10/04/2007 czia Bo truang B6 Ke hooch va Dau nr ye yidc ban hank Ouy dinh not dung He thane nganh kinh to caa vier Nam.

175

Bang 2: MA L041 BINH TO CHUC VA CA NHAN

STT Loai hinh to chtic va ca nhan Ma

1 Cong ty nha nuarc. 01

2 Cling ty trach nhiam lift han 1 thanh vian do nha nth& so him 100% vim dieu la 02

3 Cling ty trach nhiam halt han 2 thanh vian tor Ian c6 phan' von gap &la nha nu& tren 50% vein dieu la ho5c nha nu& gift quyan chi phoi 03

4 Clang ty trach nhiam hitu ham khac 04

5 Cling ty c6 phan co vein co phan dm nha mrdc chiem tran 50% von dieu la hoc tong se co phan co guy& bieu quyet; hoc nha nuac gift quyen chi phoi ctOived cling ty trong Dieu la cria cling ty.

05

6 Cling ty co phan khac 06

7 Cling ty hop dank 07

8 Doanh nghiap to nhan 08

9 Doanh nghiap ea v6n au to nuerc ngoai 09

10 Hop tac xa va lien hiap hop Mc xa 10

11 HO kink doanh, ca nhan 11

12 Dan vi hanh chinh sir nghiap, clang, doan the va hiap hai 12 13 Ithac 13

Bang 3: MA L041 HINH TO cnirc TIN DUNG

STT Ten Mfi

1 Ngan hang thuong mai Nha nu& 01

2 Ngan hang Chinh sach 02

3 Ngan hang thuong mai co phan Nha &arc 03

4 Ngan hang thuong mai c6 phan khac 04

5 Ngan hang lien doanh 05

6 Chi nhanh ngan hang Nu& ngoli 06

7 Ngan hang 100% v6n nuerc ngoai 07

8 Cling ty Cho thua tai chinh 08

9 Cling ty Tai chinh 09 10 TO chirc tin dung hop tac 10

176

Bing 4: MA LOAM TIEN BONG VItT NAM BANG LEV HAM,'

STT Ten loci tien ding Viet Nam Mi

A Tien giiy cotton

I Loai 10 111

2 Loai 20 121 3 Loai 30 131

4 Loai 50 151

5 Loai 100 112

6 Loai 200 122

7 Loai 500 152

8 Loai 1.000 113

9 Loai 2.000 123 10 Loai 5.000 153

...

B Tien Polymer

1 Loai 10 000 ding 214

2 Loai 20.000 (tang 224 3 Loai 50.000 clang 254

4 Loai 100.000 ding 215 5 Logi 200.000 ding 225 6 Loai 500.000 (ring 255

C Tien kim Loai

1 Loai 200 ding 322 2 Loai 500 ding 352

3 Loai 1.000 ding 313

4 Loai 2000 ding 323 5 Loai 5.000 ding 353

...

Ghi chit- Chit so thti nhtit caa ma hi 4 hieu chit lieu cna cldng tien. Chu so thzi Hai c-tia ma la chit so cidu tien caa menh gia Chu so thu ba cita ma la so chit so "0" trong menh gib.

177

Bang 5: MA LORI TIEN BONG VIET NAM DA DINH CHI LLYLI HANH

STT Lon' MA

Tien cotton 1 0,01 clang Ilx 2 0,02 clang (cu) 02x 3 0,02 d6ng 12x 4 0,05 d6ng 15x 5 0,10 dang (cu) 01h 6 0,10 clang 11h 7 0,20 clang (cu) 02h 8 0,20 dung 12h 9 0,50 &mg (cu) 05h 10 0,50 (long 15h 11 1 dOng (cu) 010 12 1 clang 110 13 2 clang (di) 020 14 2 Bong 120 15 5 dang (cu) 050 16 5 (long 150 17 10 clang (cu) 011 18 10 dOng 111 19 20 clang 121 20 30 dang 131 21 10.000 &nig 114 22 20.000 (tang 124 23 50.000 demg 154 24 100.000 clang 115

Tien Polymer 1 201 2 202 3

Tien kim loai 1 0,01 dang 31x 2 0,02 deng 32x 3 0,05 citing 35x 4 0,10 clang 31h 5 0,20 clang 32h 6 0,50 clemg 35h 7 1 dung 310

Ghi chit- Md loai lien clang Viet Nam (la clink chi luu hank gem 3 19", hr, trong do: - Chic so thir nhat Oa ma la kf, hieu chat lieudia clang lien, quy uot nhu sau:

0: Tien p.a.)! (di); I: Tien gidy; 2: Tien Polymer 3: Tien kirn - Chit so Ma- hai cua ma la chit so clay lien tha menh - Chit so thir ha cilia ma la:

Chit so "0" trong menh gib nett' menh Kid >=1 long, x: neu menh gib tong lien la xu; h: neu menh gia clang lien la hao.

178

Bing 6: MA BONG TIEN CAC NUOC

STT Ten ntrot Ten ti&n, dun vi din to vl don 1 din IS

Ma

Bing chit Bing so

I Viet Nam Dong VND 00

2 Ding tier chung chau Au Euro EUR 01

3 My Dollar/Cents USD 02

4 NIS Ban Yen/Sen WY 03

5 Trung Quirk Yuan/Rao/Fen CNY 04

6 Lao Kip/At LAK 05 7 Cam-pu-chia RiellSen KHR 06

8 Cac ntrac Ichac Cac ding lien }Mac 09

Bang 7: MA BONG TIEN QUY DOI

STT Ten Ma

I Quy dai ra VND

1 EUR quy dii ra VND 11 2 USD quy clii ra VND 12 3 GBP quy dii ra VND 13

4 Vang va the loci ngoai to Ichac quy di ra VND 19 II Quy adi ra USD

1 VND quy dii ra USD 21 2 EUR quy dii ra USD 22 3 JPY quy dii ra USD 23

4 CNY quy dot ra USD 24 5 LAK quy di ra USD 25

6 KEW quy di ra USD 26 7 Vang ve the loaf ngoai to khac quy den ra USD 29

179

Bing 8: MA CAC LOAM GIAY TO CO GIA

STT Ten gigy to' co gii Ma

1 Ky phieu icY han dueri 6 thang 1011

2 KS/ phieu Icy han ter 6 thing den 12 thing 1012

3 Tin phieu NHNN Icy han duel 6 thang - 2011

4 Tin phieu NH/N119 KS/ han ter 6 thing den 12 thing 2012

5 Tin phitu KBNN IcY han duoi 6 thing 2021

6 Tin phiguICBNN IcY han tir 6 thing den 12 thing 2022

7 Tin phieu NHTM loci chroi 6 thing 2031

8 Tin phieu NHTM loai tir 6 thong den 12 thang 2032

9 Trai phieu NHNN logi tir tren 12 thing den 24 thing 3011

10 Trai phieu NHNN loci tit tren 24 thang den 60 thing 3012

11 Trai phieu NHNN logi tren 60 thing 3013

12 Trai phieu KBNN loci tit teen 12 thing den 24 thing 3021

13 Trai phieu KBNN loci tir tren 24 thing den 60 thing 3022

14 Trai phieu KBNN loci tren 60 thang 3023

15 Trai phieu NHTM loaf tit tren 12 thing den 24 thing 3031

16 Trai phieu NHTM loci to tren 24 thing den 60 thing 3032

17 Trai phi& NHTM loci tren 60 thing 3033

18 Trai phieu Chinh phl bio lanh 3034

19 Trai phieu doanh nghiep . 3035

20 Chimg chi tien giri dual 6 thang 4011

21 Chimg chi tien girl ter 6 thang den 12 thang 4012

22 Ch'ing chi tien gel tir tren 12 thing den 24 thong 4021

23 Chirng chi tien gun tir teen 24 thang den 60 thang 4022

24 Chimg chi tien gni teen 60 thang 4023

25 Cac loci gigy to co gia ngan han khac 8000

26 Cac loci gigy to co gia dai han khac 9000

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Bing 10: MA TiNH THANH PH6 VA PHAN VUNG IONH TE

STT Ten Bub, Thinh phi A Ma so STT Ten tinh, Thinh phi _ 1 Ma so

Wing trung du vi mien urn Oita Bic Wing Bic Trung BO vi Duyen hid mien Trung

1 Tinh Lai Chau 12 31 Tinh Thanh Hoa 38 2 Tinh Dien Bien 11 32 Tinh Nghe An 40 3 Tinh Son La 14 33 Tinh Ha Tinh 42 4 Tinh Hoe Binh 17 34 Tinh Quang Binh 44 5 Tinh Cao Bing 04 35 Tinh Quang Tri 45 6 Tinh Lang Son 20 36 Tinh Thira Thian Hue 46 7 Tinh Bac Giang 24 37 Thanh phiDa Nang 48 8 Tinh Thai Nguyen 19 38 Tinh (Mang Nam 49 9 Tinh Bic Kan 06 39 Tinh Quang Ngai 51 10 Tinh Ha Giang 02 40 Tinh Binh Dinh 52 11 Tinh Tuyen Quang 08 41 Tinh Phil Yen 54 12 Tinh Phil Tho 25 42 Tinh Khanh Hem 56 13 Tinh Lao Cai 10 43 Tinh Ninh Thuan 58 14 Tinh Yen Bai 15 44 Tinh Binh Thuan 60

Wing ding bing song Ring Wang Bing Nam BO

15 Thanh ph6 Ha NOi 01 45 Thanh ph6 Ha Chi Minh 79 16 Thanh ph6 Hai Phang 31 46 Tinh Binh Phuec 70 17 Tinh Hai Ducmg 30 47 Tinh Tay Ninh 72 18 Tinh Hung Yen 33 48 Tinh Binh Duang 74 19 Tinh Ninh Binh 37 49 Tinh Ding Nai 75 20 Tinh Thai Binh 34 50 Tinh Ba Ria - Wang Tau 77 21 Tinh Ha Nam 35 22 Tinh Nam Dinh 36 Vfing ding bing sing Ciru Long 23 Tinh Mc Ninh 27 24 Tint' Vinh Phnc 26 51 Tinh Long An 80 25 Tinh Quang Ninh 22 52 Tinh Ding Thap 87

53 Tinh An Giang 89 Wing Tay Nguyen 54 Tinh Tien Giang 82

55 Tinh Vinh Long 86 26 Tinh Kon Turn 62 56 Tinh Ben Tre 83 27 Tinh Gia Lai 64 57 Tinh Kien Giang 91 28 Tinh Mk Lik 66 58 Tinh Can Thu 92 29 Tinh Lam Eking 68 59 Tinh Han Giang 93 30 Tinh Dik Nang 67 60 Tinh Tra Vinh 84

61 Tinh Sic Trang 94 62 Tinh Bac Lieu 95 63 Tinh Ca Mau 96

185

PH11 LIJC 6

Huremg don phan loci hinh to chat va en nhan

(Ban hanh kern theo Th8ng tv .... /2013/TT-NI-INN new .41144/2013)

Hvong don tai Phu luc nay duce sop thao phu Imp voi cac quy dinh tai Lug Dearth nghiep (nam 2005), Lug Dau tv (2005), Luat Hop tic xa (2003), Lug doanh nghiep nha mac (2003).

Doanh nghiep la to chire kinh to co ten rieng, co tai san, co bra so giao dich On dinh, duce Bang ky kinh doanh thee quy dinh cua phop luat nham mac dich thvc hien the heat clang kinh doanh.

I. Cong ty nha nut: la to chirc kinh to do nha ntek so hOu town be von dieu &roc to chic elven hinh that clings ty nha mac thee quy dinh cua Lug death nghiep nha nu& nam 2003 nhung chva time hien chuyan del mo hinh theo quy dinh mkt Lug doanh nghiep nam 2005.

2. Cling ty track nhiem haw han met thank vien do nha nut so. him 100% van dieu le: la doanh nghiep do met to chic nha rank lam Chu sb him 100% yen dieu le cua doanh nghiep.

3. Cong ty track nhiem huu han hai thank vien tra len co phOn vein gap dm nha nut tren 50% von dieu le hot nha mit co quyen chi pilaf: 11 doanh nghiep co to met thanh vien Ira len la to chirc nha nude to tong von gop tren 50% von dieu le caa doanh nghiep hoac nha mak gift quyen chi ph& del ve4 doanh nghiep.

4. Cong ty troth nhiem hint han khae: 1a cOng ty. trach nhiem him nhung khong dirge ?cep vao nhom tong ty [rich nhiem him han quy dinh tai diem 2 va 3 Phu lac nay.

5. Cling ty co phein c6 yen ea phdn caa nha nut chiem tren 50% van dieu le hot tong so co philu co quyen bieu quyet elm ding ty; hoae nha nut gift quyin chi pilot doi v oi vol cOng ty trong Dieu le gang ty.

6. Gang ty ce phan khac: la tong ty co phan nhung khong duce xep vie cac cOng ty cep phan quy Mill tai diem 5 Phu luc nay.

7. Cong ty hop dank: la doanh nghiep, trong do:

a) Phai co it nhat hai thanh vien la ch a so hen chung cua cOng ty, cling nhau kinh doanh Mei met ten chung (sau day g9i la thanh vien hop danh); ngoai the thanh vien hop danh co the co thanh vien gop von;

b) ThMh vien hop danh phai la ca nhan, chiu troth nhiem bang toan be di san dm mirth ve cac nghTa vu dm cling ty;

c) Thanh vien gop yen chi chiu troth nhiem ve cac khan no dm cling ty trong pham vi so von da gem vao ding ty.

8. Doanh nghiep to nhan: la doanh nghiep do met ea nhan lam chit va to chiu troth nhiem bang loan be tai san cua minh ye mei hog dung cua doanh nghiep.

9. Doanh nghiep co van delu hr nut ngoai bao gem doanh nghiep do nha dau tv rack ngoai thanh lap de- thus hien heat tang tau tv tai Viet Nam; doanh nghiep Viet Nam do nha dau tv mere ngoai mua 00 phan, sap nhap, mua lai.

10. Hop tat xel lien hiep hop Jew xi; dirge t6 chat quan ly va clang k9 thanh lap theo Lug H9p tat xa (nam 2003).

11. Ho kinh doanh, ea nhein: Bali gem ca nhan, he san xu'At, kinh doanh thuec the khu vire Mang, lam, thug san, clang nghiep- xay dung, dich va khong tham gia hop tat xa dirge thanh lap theo Luat Hop tat xa va chin dang IcY thanh lap doanh nghiep.

186

Tin dung cap cho cac can be, sinh vien, the dOi Wong di lao deng nu& ngoai ehrigc phrin t6 vac) loaf hinh nay. - ....

12.Don vi hemh chinh sv nghiep, Clang, Moan did vn hip hdi: bao gam cac don vi sp nghiep, t6 chirc chinh tri - xã KU; t6 Ohlic xg hei nghe nghiep, throng hoc, hei, hip hei,...

13. Khcic: la cac loai hinh t6 ch(rc khong dirge xep veto cat loaf hinh t6 666t quy dinh tir diem I den diem 12 Phu lac nay.,

187

rill) LVC 7

Huang &an phan to cac nganh kinh to cap 1 theo 3 khu vv//c kinh

(Ban hanh kern theo Thong to s6 31 /2013/TT-NHNN ngay .31212013)

STT Ten khu nye Kt

hieu Ten nginh Ma

1 Nang, lam nghiep Ira thiy san

A biting nghiep, lam nghiep va thug san 0101

II Cong nghiep va

xay Mpg

B Khai Ichoang 0201

C Cong nghiep chi Bien, chi to 0202

D San xukt va phan ?hoi dies, khi dot, nu& nong, hoi nu& va dieu hoa khong khi

0203

E Cung cap nude; hog Ong quan 19 va x0. 19 Mc thai, ntroc thai.

0204

F Kay chmg 0301

III Thaang mill vi

dich Ira

G Ban buon va. ban 16; stta chtta 0 to, II115 to, xe may vet xe CO deng ca kit

0401

H Van tai kho bai 0402

I Djch va luu tra va an Wing 0403

1 Thong tin va truyen thong 0501

K Hoat deing tai chinh, ngan hang va bao lam 0601

L Hoat dOng kinh doanh bAt deng san 0602

M float Ong chuyen mon, khoa hoc va deg ngh'e 0701

N float dOng hinh chinh va dich vu ho' trg 0702

0 Hog dOng ctia clang COng san, to chirc chinh tri. — xa hen, quan 19 nha mr&c, an Milli qutSc phOng; bao dam xa hell bat buOc

0801

P Gido doc va dao tao 0802

Q Y to va hoot dung fro ghip xa heoi 0803

R Nghe thuat, vui Choi va giai ttf 0804

S Hog dOng djch vu khac 0805

T Float Ong lam thui cac cong viec trong cac hO gia dinh, san xukt san phkm vat chat va dich vo to lieu clang dm ho gia dinh

0806

U Hog dOng caa cac to chic va ca quan quik to 0807

188

PHU LVC 8

Huang clan phan to Nguiri cv tro vet Nguti Wiling ctr Viet Nam

Wan hanh kern theo Thong to se...3.1...../2013/TT-NHNN ngay

1. Nguti cv till caa Vial Nam gOm t6 chfre, ca nhan thuec can del Urging sau day:

a) TO char tin dyng, chi nhanh ngan hang rank ngoai duce thinh lap, boat deng tai Viet Nam theo quy dinh cua Luat Cac to chile tfn dung;

b) TA chirc kinh to kh8ng phai la to chile tin dung duce thanh lap, hog ding kink doanh tai Viet Nam (sau day goi la to chfre kinh te);

c) Ca quan nha nuac, don vi lac ltremg vu trang, to chat chinh tri, to ethic chinh tri - xa hei, to egg chinh tri xa hei - nghe nghiep, to chat xa hOi, to chith xa hei - nghe nghiep, quy" xa hei, cm, to thincila Viet Nam boat deng tai Viet Nam;

d) Van phong dai dien tai ntrac ngoai cua cac t6 chfre quy djnh tai cac diem a, b va c khoan nay;

d) Ca quan dai dien ngoai giao, ca quan dai dien Mph set, co quan dai dien tai to chire qu6c to cua Vig Nam a nuerc ngoai;

e) Cong dan Viet Nam cu tra tai Vig Nam; Gong dan Vig Nam cu tni a nuerc ngoai c6 thai han dual 12 thang; tong dan Via Nam lam viec tai cac to chtic quy dinh tai diem d vet diem d lchoan nay vet ca nhan di theo hg;

g) Cling dan Viet Nam di du lich, hoc tap, cgra benh vet than vieng a funk ngoiti;

h)Ngueri nude ngoai duce phep cu tra tai Viet Nam yeti thai han tir 12 thing Met Ion. Dal veri ngoai nu6c ngoai hoc tap, chua benh, du Lich hoac lam viec cho ca quan dai dien ngoai giao, lanh set, co quan dai then dm to chat qu8c to tai Viet Nam, van phong dal dien cua cac to chile mac ngoai tai Viet Nam khemg ke thai han la nhi-mg truemg hop khang thuee doi tugng ngoai cu tra;

i) Chi nhanh tai Viet Nam dm to ehlre kinh to nuorc ngoai, cac birth that hien dien tai Viet Nam dm b8n nude ngoai tham gia host deng dau tintheo quy dinh cua phap lug ve dau tu, van phOng dieu hanh cua nha then lurk ngoai tai Viet Nam.

2. Ngireri kitting cu. tru cua Viet Nam gam cac del twang khetng quy dinh tai khoitn 1 Phu lye nay. me...-

189

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