NFL Retirement Board 2013 Filing Form 5500

Form 5500

Department of the Treasury Internal Revenue Service

Department of Labor Employee Benefits Security

Administration

Pension Benefit Guaranty Corporation

Annual Return/Report of Employee Benefit Plan This form is required to be filed for employee benefit plans under sections 104

and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and sections 6047(e), 6057(b), and 6058(a) of the Internal Revenue Code (the Code).

Complete all entries in accordance with the instructions to the Form 5500.

OMB Nos. 1210-0110 1210-0089

2013

This Form is Open to Public

Inspection

Part I Annual Report Identification Information For calendar plan year 2013 or fiscal plan year beginning and ending

A This return/report is for: X a multiemployer plan; X a multiple-employer plan; or X a single-employer plan; X a DFE (specify) _C_ B This return/report is: X the first return/report; X the final return/report; X an amended return/report; X a short plan year return/report (less than 12 months). C If the plan is a collectively-bargained plan, check here. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X D Check box if filing under: X Form 5558; X automatic extension; X the DFVC program; X special extension (enter description) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

Part II Basic Plan Informationenter all requested information 1a Name of plan ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI

1b Three-digit plan number (PN) 001

1c Effective date of plan YYYY-MM-DD

2a Plan sponsors name and address; include room or suite number (employer, if for a single-employer plan) 2b Employer Identification Number (EIN) 012345678

ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI D/B/A ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK

2c Sponsors telephone number 0123456789

2d Business code (see instructions) 012345

Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established. Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules, statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete.

SIGN HERE

YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Signature of plan administrator Date Enter name of individual signing as plan administrator

SIGN HERE

YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Signature of employer/plan sponsor Date Enter name of individual signing as employer or plan sponsor

SIGN HERE

YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE Signature of DFE Date Enter name of individual signing as DFE

Preparers name (including firm name, if applicable) and address; include room or suite number. (optional) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHIABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI

Preparers telephone number (optional)

For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500. Form 5500 (2013) v. 130118

03/31/2014

X

410-685-5069

09/09/1962

01/12/2015

711210

RICHARD CASS

Filed with authorized/valid electronic signature.

001

04/01/2013

RETIREMENT BOARD OF BERT BELL/PETE ROZELLE NFL PLAYER RETIREMENT PLAN

BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN

13-6043636

JEFFREY VAN NOTE

200 ST. PAUL STREET, SUITE 2420BALTIMORE, MD 21202

01/12/2015

X

X

Filed with authorized/valid electronic signature.

Form 5500 (2013) Page 2 3a Plan administrators name and address XSame as Plan Sponsor Name XSame as Plan Sponsor Address ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITYEFGHI ABCDEFGHI AB, ST 012345678901 UK

3b Administrators EIN 012345678

3c Administrators telephone number 0123456789

4 If the name and/or EIN of the plan sponsor has changed since the last return/report filed for this plan, enter the name, EIN and the plan number from the last return/report:

4b EIN 012345678

a Sponsors name ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI

4c PN 012

5 Total number of participants at the beginning of the plan year 5 123456789012 6 Number of participants as of the end of the plan year (welfare plans complete only lines 6a, 6b, 6c, and 6d). a Active participants ................................................................................................................................................................ 6a 123456789012 b Retired or separated participants receiving benefits ............................................................................................................. 6b 123456789012 c Other retired or separated participants entitled to future benefits .......................................................................................... 6c 123456789012 d Subtotal. Add lines 6a, 6b, and 6c....................................................................................................................................... 6d 123456789012 e Deceased participants whose beneficiaries are receiving or are entitled to receive benefits. ................................................ 6e 123456789012 f Total. Add lines 6d and 6e. ................................................................................................................................................. 6f 123456789012 g Number of participants with account balances as of the end of the plan year (only defined contribution plans

complete this item) ............................................................................................................................................................... 6g 123456789012 h Number of participants that terminated employment during the plan year with accrued benefits that were

less than 100% vested ......................................................................................................................................................... 6h 123456789012 7 Enter the total number of employers obligated to contribute to the plan (only multiemployer plans complete this item)......... 7 8a If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristics Codes in the instructions:

b If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristics Codes in the instructions:

9a Plan funding arrangement (check all that apply) 9b Plan benefit arrangement (check all that apply) (1) X Insurance (1) X Insurance (2) X Code section 412(e)(3) insurance contracts (2) X Code section 412(e)(3) insurance contracts (3) X Trust (3) X Trust (4) X General assets of the sponsor (4) X General assets of the sponsor

10 Check all applicable boxes in 10a and 10b to indicate which schedules are attached, and, where indicated, enter the number attached. (See instructions)

a Pension Schedules b General Schedules (1) X R (Retirement Plan Information)

(1) X H (Financial Information) (2) X MB (Multiemployer Defined Benefit Plan and Certain Money

Purchase Plan Actuarial Information) - signed by the plan actuary

(2) X I (Financial Information Small Plan) (3) X ___ A (Insurance Information) (4) X C (Service Provider Information)

(3) X SB (Single-Employer Defined Benefit Plan Actuarial Information) - signed by the plan actuary

(5) X D (DFE/Participating Plan Information) (6) X G (Financial Transaction Schedules)

X

11470

5917

2182

X

11748

X

X

X

0

583

1B

4F 4H

X

4L

32

3371

X

12053

X

SCHEDULE MB (Form 5500)

Department of the Treasury Internal Revenue Service

Department of Labor Employee Benefits Security Administration


Multiemployer Defined Benefit Plan and Certain Money Purchase Plan Actuarial Information

This schedule is required to be filed under section 104 of the Employee

Retirement Income Security Act of 1974 (ERISA) and section 6059 of the Internal Revenue Code (the Code).

File as an attachment to Form 5500 or 5500-SF.

OMB No. 1210-0110

2013

This Form is Open to Public Inspection

For calendar plan year 2013 or fiscal plan year beginning and ending Round off amounts to nearest dollar. Caution: A penalty of $1,000 will be assessed for late filing of this report unless reasonable cause is established. A Name of plan ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI

B Three-digit plan number (PN) 001

C Plan sponsors name as shown on line 2a of Form 5500 or 5500-SF ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI

D Employer Identification Number (EIN) 012345678

E Type of plan: (1) X Multiemployer Defined Benefit (2) X Money Purchase (see instructions) 1a Enter the valuation date: Month _________ Day _________ Year _________ b Assets (1) Current value of assets ...................................................................................................................... 1b(1) (2) Actuarial value of assets for funding standard account ....................................................................... 1b(2) c (1) Accrued liability for plan using immediate gain methods .................................................................... 1c(1) (2) Information for plans using spread gain methods:

(a) Unfunded liability for methods with bases ......................................................................................... 1c(2)(a) -123456789012345 (b) Accrued liability under entry age normal method ............................................................................... 1c(2)(b) -123456789012345 (c) Normal cost under entry age normal method .................................................................................... 1c(2)(c) -123456789012345

(3) Accrued liability under unit credit cost method ........................................................................................ 1c(3) -123456789012345 d Information on current liabilities of the plan:

(1) Amount excluded from current liability attributable to pre-participation service (see instructions) ............ 1d(1) -123456789012345 (2) RPA 94 information: (a) Current liability .................................................................................................................................. 1d(2)(a) -123456789012345 (b) Expected increase in current liability due to benefits accruing during the plan year ........................... 1d(2)(b) -123456789012345 (c) Expected release from RPA 94 current liability for the plan year .................................................... 1d(2)(c) -123456789012345 (3) Expected plan disbursements for the plan year ....................................................................................... 1d(3) -123456789012345

Statement by Enrolled Actuary To the best of my knowledge, the information supplied in this schedule and accompanying schedules, statements and attachments, if any, is complete and accurate. Each prescribed assumption was applied in

accordance with applicable law and regulations. In my opinion, each other assumption is reasonable (taking into account the experience of the plan and reasonable expectations) and such other assumptions, in combination, offer my best estimate of anticipated experience under the plan.

SIGN HERE

Signature of actuary Date

Type or print name of actuary Most recent enrollment number

Firm name Telephone number (including area code)

Address of the firm

If the actuary has not fully reflected any regulation or ruling promulgated under the statute in completing this schedule, check the box and see instructions

X For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 or Form 5500-SF. Schedule MB (Form 5500) 2013

v. 130118

AON HEWITT

03/31/2014

01

13-6043636

2835418564

178494956

04/01/2013

410-547-2800

BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN


1401307960

12/22/2014

001

13709728632835418564

04

76861205

14-06359

2013X

5278723889

CHRISTOPHER E. FLOHR

500 EAST PRATT STREET, BALTIMORE, MD 21202

Schedule MB (Form 5500) 2013 Page 2 - 1 x

a Current value of assets (see instructions) ................................................................................................... 2a -123456789012345 b RPA 94 current liability/participant count breakdown: (1) Number of participants (2) Current liability (1) For retired participants and beneficiaries receiving payment .................................. 12345678 -123456789012345 (2) For terminated vested participants ......................................................................... 12345678 -123456789012345 (3) For active participants: (a) Non-vested benefits ......................................................................................... -123456789012345 (b) Vested benefits ................................................................................................ -123456789012345 (c) Total active ...................................................................................................... -123456789012345 (4) Total ....................................................................................................................... 12345678 -123456789012345 c If the percentage resulting from dividing line 2a by line 2b(4), column (2), is less than 70%, enter such

percentage ........................................................................................................................................................... 2c 123.12%

3 Contributions made to the plan for the plan year by employer(s) and employees:

Totals 3(b) 3(c)

5 Actuarial cost method used as the basis for this plan years funding standard account computations (check all that apply): a X Attained age normal b X Entry age normal c X Accrued benefit (unit credit) d X Aggregate e X Frozen initial liability f X Individual level premium g X Individual aggregate h X Shortfall i X Reorganization

j X Other (specify): ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI AB ABCDEFGHI ABCDEFGHI ABCDEFGHI C ABCDEFGHI ABCDEFGHI ABCDEFGHI DE

k If box h is checked, enter period of use of shortfall method .................................................................................... 5k YYYY-MM-DD l Has a change been made in funding method for this plan year? ................................................................................................................... X Yes X No m If line l is Yes, was the change made pursuant to Revenue Procedure 2000-40 or other automatic approval? ............................................ X Yes X No n If line l is Yes, and line m is No, enter the date (MM-DD-YYYY) of the ruling letter (individual or class)

approving the change in funding method ................................................................................................................ 5n YYYY-MM-DD

6 Checklist of certain actuarial assumptions: a Interest rate for RPA 94 current liability. ...................................................................................................................................... 6a 123.12% Pre-retirement Post-retirement

b Rates specified in insurance or annuity contracts .................................... X Yes X No X N/A X Yes X No X N/A c Mortality table code for valuation purposes: (1) Males .................................................................................... 6c(1) (2) Females ................................................................................ 6c(2) d Valuation liability interest rate ...................................................... 6d 123.12% 123.12% e Expense loading ......................................................................... 6e 123.12% X N/A 123.12% X N/A f Salary scale ................................................................................ 6f 123.12% X N/A g Estimated investment return on actuarial value of assets for year ending on the valuation date ...................... 6g -123.1% h Estimated investment return on current value of assets for year ending on the valuation date ......................... 6h -123.1%

2 Operational information as of beginning of this plan year:

(a) Date (MM-DD-YYYY)

(b) Amount paid by employer(s)

(c) Amount paid by employees

(a) Date (MM-DD-YYYY)

(b) Amount paid by employer(s)

(c) Amount paid by employees

4 Information on plan status: a Enter code to indicate plans status (see instructions for attachment of supporting evidence of plans status). If

code is N, go to line 5. ......................................................................................................................................... 4a

b Funded percentage for monitoring plans status (line 1b(2) divided by line 1c(3)) ................................................... 4b 123.1% c Is the plan making the scheduled progress under any applicable funding improvement or rehabilitation plan? ............................................................. X Yes X No d If the plan is in critical status, were any adjustable benefits reduced? ........................................................................................................... X Yes X No e If line d is Yes, enter the reduction in liability resulting from the reduction in adjustable benefits, measured as

of the valuation date ............................................................................................................................................... 4e -123456789012345

2688042755

X

A

X48.4

A

731634424

X

0.6

E

03/28/2014

2174670494183

X

299724223

299724223

1401307960

1

7.8

3.69

1859046710

X

5278723889

A

4060

3.5

47.6

X

0

61140241

26.54

7.25

5782

0

A

12016

7.25

Schedule MB (Form 5500) 2013 Page 3 - 1 x 7 New amortization bases established in the current plan year:

(1) Type of base (2) Initial balance (3) Amortization Charge/Credit A -123456789012345 -123456789012345 A -123456789012345 -123456789012345 A -123456789012345 -123456789012345

8 Miscellaneous information: a If a waiver of a funding deficiency has been approved for this plan year, enter the date (MM-DD-YYYY) of the

ruling letter granting the approval ........................................................................................................................... 8a

YYYY-MM-DD

b Is the plan required to provide a Schedule of Active Participant Data? (See the instructions.) If Yes, attach schedule. X Yes X No c Are any of the plans amortization bases operating under an extension of time under section 412(e) (as in effect prior to

2008) or section 431(d) of the Code? ................................................................................................................................ . X Yes X No d If line c is Yes, provide the following additional information: (1) Was an extension granted automatic approval under section 431(d)(1) of the Code? ....................................... X Yes X No (2) If line 8d(1) is Yes, enter the number of years by which the amortization period was extended...................... 8d(2) 12 (3) Was an extension approved by the Internal Revenue Service under section 412(e) (as in effect prior to

2008) or 431(d)(2) of the Code? ........................................................................................................................ X Yes X No (4) If line 8d(3) is Yes, enter number of years by which the amortization period was extended (not including

the number of years in line (2)) ......................................................................................................................... 8d(4) 12 (5) If line 8d(3) is Yes, enter the date of the ruling letter approving the extension ................................................ 8d(5) YYYY-MM-DD (6) If line 8d(3) is Yes, is the amortization base eligible for amortization using interest rates applicable under section

6621(b) of the Code for years beginning after 2007? .................................................................................................... X Yes X No e If box 5h is checked or line 8c is Yes, enter the difference between the minimum required contribution for the

year and the minimum that would have been required without using the shortfall method or extending the amortization base(s) ..............................................................................................................................................

8e -123456789012345

9 Funding standard account statement for this plan year: Charges to funding standard account:

a Prior year funding deficiency, if any ........................................................................................................................ 9a -123456789012345 b Employers normal cost for plan year as of valuation date ...................................................................................... 9b -123456789012345 c Amortization charges as of valuation date: Outstanding balance (1) All bases except funding waivers and certain bases for which the

amortization period has been extended ..................................................... 9c(1) -123456789012345 -123456789012345 (2) Funding waivers ........................................................................................ 9c(2) -123456789012345 -123456789012345 (3) Certain bases for which the amortization period has been extended .......... 9c(3) -123456789012345 -123456789012345 d Interest as applicable on lines 9a, 9b, and 9c ......................................................................................................... 9d -123456789012345 e Total charges. Add lines 9a through 9d .................................................................................................................. 9e -123456789012345 Credits to funding standard account: f Prior year credit balance, if any .............................................................................................................................. 9f -123456789012345 g Employer contributions. Total from column (b) of line 3 .......................................................................................... 9g -123456789012345

Outstanding balance h Amortization credits as of valuation date ......................................................... 9h -123456789012345 -123456789012345

i Interest as applicable to end of plan year on lines 9f, 9g, and 9h ............................................................................ 9i -123456789012345 j Full funding limitation (FFL) and credits:

(1) ERISA FFL (accrued liability FFL) ........................................................... 9j(1) -123456789012345 (2) RPA 94 override (90% current liability FFL) ......................................... 9j(2) -123456789012345 (3) FFL credit ....................................................................................................................................................... 9j(3) -123456789012345 k (1) Waived funding deficiency .............................................................................................................................. 9k(1) -123456789012345 (2) Other credits .................................................................................................................................................. 9k(2) -123456789012345 l Total credits. Add lines 9f through 9i, 9j(3), 9k(1), and 9k(2) ................................................................................... 9l -123456789012345 m Credit balance: If line 9l is greater than line 9e, enter the difference ....................................................................... 9m -123456789012345 n Funding deficiency: If line 9e is greater than line 9l, enter the difference ................................................................ 9n -123456789012345

433425882

2067723526

1983021736

1250357

3548873199

11714505

293781840

727207722

252226144

240448528

X

X

29058302

33473934

19859378

351051681

299724223

47373516

0

3

1

112023238

112644876

Schedule MB (Form 5500) 2013 Page 4 9 o Current years accumulated reconciliation account:

(1) Due to waived funding deficiency accumulated prior to the 2013 plan year ................................................. 9o(1) -123456789012345 (2) Due to amortization bases extended and amortized using the interest rate under section 6621(b) of the Code: (a) Reconciliation outstanding balance as of valuation date ........................................................................ 9o(2)(a) -123456789012345 (b) Reconciliation amount (line 9c(3) balance minus line 9o(2)(a)) ............................................................. 9o(2)(b) -123456789012345 (3) Total as of valuation date ............................................................................................................................ 9o(3) -123456789012345

10 Contribution necessary to avoid an accumulated funding deficiency. (See instructions.) ..................................... 10 -123456789012345 11 Has a change been made in the actuarial assumptions for the current plan year? If Yes, see instructions. ...................... X Yes X No

X

0

0

0

0

Schedule C (Form 5500) 2011 Page 1 SCHEDULE C

(Form 5500) Department of the Treasury Internal Revenue Service

Department of Labor Employee Benefits Security Administration


Service Provider Information

This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA).

File as an attachment to Form 5500.

OMB No. 1210-0110

2013

This Form is Open to Public Inspection.

For calendar plan year 2013 or fiscal plan year beginning and ending A Name of plan ABCDEFGHI

B Three-digit plan number (PN) 001

C Plan sponsors name as shown on line 2a of Form 5500 ABCDEFGHI

D Employer Identification Number (EIN) 012345678

Part I Service Provider Information (see instructions) You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to answer line 1 but are not required to include that person when completing the remainder of this Part.

1 Information on Persons Receiving Only Eligible Indirect Compensation a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions).. . . . . . . . . . . . . . . X Yes X No b If you answered line 1a Yes, enter the name and EIN or address of each person providing the required disclosures for the service providers who received only eligible indirect compensation. Complete as many entries as needed (see instructions).

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosure on eligible indirect compensation



For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500 Schedule C (Form 5500) 2013 v.130118

90-0928477

36-4339676

13-6043636

03/31/2014

X

AUDAX MANAGEMENT COMPANY LLC

LANDMARK EQUITY PARTNERS

BLACKSTONE REAL ESTATE DEBT STRAT

GROSVENOR CAPITAL MANAGEMENT

04/01/2013

001BERT BELL / PETE ROZELLE NFL PLAYER RETIREMENT PLAN


26-3763878

06-1519082

Schedule C (Form 5500) 2013 Page 2- 1 x









PANTHEON FUND

PAYDEN & RYGEL

PIMCO

600 MONTGOMERY STREET23RD FLOORSAN FRANSCISCO, CA 94111

54-1886751

13-3855629

90-0644478

46-2825629

98-0396762

PRIVATE ADVISORS

SIGULAR GUFF

ENTRUST

EIG ENERGY FUND XVI, LP

PICTET

1

95-3921788

33-0629048

Schedule C (Form 5500) 2013 Page 2- 1 x









ARTISAN PO BOX 8412BOSTON, MA 02266-8412

2

Schedule C (Form 5500) 2013 Page 3 - 1 x

2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you answered Yes to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation (i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions).

(a) Enter name and EIN or address (see instructions)

(b) Service Code(s)

(c) Relationship to

employer, employee organization, or

person known to be a party-in-interest

(d) Enter direct

compensation paid by the plan. If none,

enter -0-.

(e) Did service provider

receive indirect compensation? (sources other than plan or plan

sponsor)

(f) Did indirect compensation

include eligible indirect compensation, for which the plan received the required

disclosures?

(g) Enter total indirect

compensation received by service provider excluding

eligible indirect compensation for which you answered Yes to element

(f). If none, enter -0-.

(h) Did the service

provider give you a formula instead of

an amount or estimated amount?

ABCDEFGHI ABCDEFGHI ABCD

123456789012345

Yes X No X Yes X No X

123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345

Yes X No X Yes X No X 123456789012345

Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

29 50

11 16 50

49 50

5086529

1371739

729470 0X

52-1219029

GROOM LAW GROUP

22-2232264

25-6078093

AON HEWITT

MELLON CAPITAL MANAGEMENT

X

X

1

X




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345

Yes X No X Yes X No X 123456789012345

Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

28 51

28 51

28 51

583118

0571895

571130 0

X

X

13-3200244

J.P. MORGAN INVESTMENT MANAGEMENT

42-1669171

GRANTHAM, MAYO, VAN OTTERLOO CO.

THE BOSTON CO ASSET MGT MELLON FINANCIAL CENTERONE BOSTON PLACEBOSTON, MA 02108-4408

X

2

X

X




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345

Yes X No X Yes X No X 123456789012345

Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

EMPLOYEE

NONE

28 51

35

27 51

550674 0

475463

434914

X

04-2755549

WELLINGTON TRUST COMPANY, NA

13-6043636

26-1429809

SUSAN CASSIDY

NEPC, LLC

X

X

3

X




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

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disclosures?





(h) Did the service




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(b) Service Code(s)

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disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

49 50

28 51

49 50

420257

416440

406912

ST. PAUL PLAZA

77-0444891

NEUMEIER POMA INVESTMENT COUNSEL

BENEFIT MALL

200 SAINT PAUL STREETSUITE 2121BALTIMORE, MD 21202

PO BOX 418742BOSTON, MA 02241

X

X

X

4




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


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disclosures?





(h) Did the service




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Yes X No X Yes X No X 123456789012345

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(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

22 51

49 50

19 50 59 62

317240

296986

293429 0X

52-0555835

RIGGS, COUNSELMAN,MICHAELS & DOWNES

13-5160382

DAVID APPLE, MD

BNY MELLON ASSET SERVICING

2020 PEACHTREE ROAD NWATLANTA, GA 30309

X

X

5

X




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


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disclosures?





(h) Did the service




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(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

49 50

28 51

49 50

280915

271247

267744

59-2681990

ALL FLORIDA ORTHOPAEDICS

20-8080381

56-2258322

LOOMIS SAYLES TRUST COMPANY

PERRY ORTHOPEDIC & SPORTS MEDICINE

X

X

X

6




(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




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disclosures?





(h) Did the service




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(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

49 50

49 50

28 50

229581

224356

215221

95-3010597

COMPULINK MANAGEMENT CENTER, INC.

KANSAS CITY SPINE SPORTS MEDICINE

ASIA ALTERNATIVES MANAGEMENT LLC

5701 W 119 STREETOVERLAND PARK, KS 66209

ONE MARITIME PLAZA, SUITE 1000SAN FRANCISCO, CA 94111

X

X

X

7




(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




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disclosures?





(h) Did the service




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(b) Service Code(s)

(c) Relationship to



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enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

EMPLOYEE/CONTRACTOR

NONE

28 51 68

16 35

49 50

209362 0

204944

199485

X

91-1631301

WENTWORTH, HAUSER & VIOLICH

13-6043636

13-2834414

SARAH E. GAUNT

MERCER

X

X

8

X




(b) Service Code(s)

(c) Relationship to



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disclosures?





(h) Did the service




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(h) Did the service




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disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

EMPLOYEE

NONE

NONE

35

28 51 68

28 51

177777

850176114

163278

XX

13-6043636

GIANNA, JAMIE

58-2386669

95-2705767

EARNEST PARTNERS, LLC

WESTERN ASSET MGT

X

X

X

9




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




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disclosures?





(h) Did the service




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(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

EMPLOYEE

49 50

49 50

35

152500

150500

148396

58-1318583

BERNSTEIN & MCCASLAND, MC, PC

13-6043636

TERRY L. THOMPSON, MD

SCOTT, PAUL

2041 GEORGIA AVE, NW, STE 4300WASHINGTON, DC 20060

X

X

X

10




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



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disclosures?





(h) Did the service




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Yes X No X Yes X No X 123456789012345

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(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

49 50

99 50

49 50

137525

125933

122125

ORRIN SHERMAN, MD

27-3142086

REMOTE IT SOLUTIONS

ADVANCED BUSINESS SYSTEMS

145 E. 32ND STREET4TH FLOORNEW YORK, NY 10016

PO BOX 759319BALTIMORE, MD 21275

X

X

X

11




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



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sponsor)



disclosures?





(h) Did the service




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Yes X No X Yes X No X 123456789012345

Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

EMPLOYEE

NONE

NONE

35

49 50

49 50

118845

116000

112600

13-6043636

NOBLEZA, FRANK

33-0834309

ALLEN JACKSON, M.D.

SAN DIEGO SPORTS MED & ORTHOPAEDIC

P.O. BOX 188MEDINA, WA 98039

X

X

X

12




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345

Yes X No X Yes X No X 123456789012345

Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

EMPLOYEE

NONE

NONE

35

49 50

49 50

111368

111000

107890

13-6043636

MILLER, MICHAEL

20-4015690

ERIC J. BRAHIN, MD

GREGORY MACK, MD

96 REYNOSASAN ANTONIO, TX 78261

X

X

X

13




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345

Yes X No X Yes X No X 123456789012345

Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345 Yes X No X Yes X No X

Yes X No X

NONE

NONE

NONE

49 50

49 50

49 50

106000

105000

104667

SUTAPA FORD, PHD

74-2756720

95-2958880

JOSEPH D. EUBANKS, PHD

THE TRAVEL STORE

103 MARKET STREETCHAPEL HILL, NC 27516

X

X

X

14




(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



disclosures?





(h) Did the service




123456789012345


123456789012345 Yes X No X


(b) Service Code(s)

(c) Relationship to



(d) Enter direct


enter -0-.



sponsor)



Documents

NFL Retirement Board 2013 Filing Form 5500