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NCFM- Financial Market Preparatory Workshop (Foundation
Workshop)
Introduction
Taking into account international experience and the needs of the Indian
financial markets, National Stock Exchange introduced in 1998 a facility
for testing and certification by launching NSE's Certification in Financial
Markets (NCFM).
NCFM is an online testing and certification programme. It tests the
practical knowledge and skills required to operate in the financial
markets.
Tests are conducted in a secure and unbiased manner and certificates
awarded based on merit of the candidate to qualify the on-line test.
The entire process of testing, assessing and scores reporting in the NCFM
is fully automated. The system is operated through an intranet facility by
using a central World Wide Web server with terminals located at each of
the designated test centres to be used as an examination front end.
Communication between the central server and the test centres is
achieved through VSAT/leased line network.
Module 1
INVESTMENT BASICS
What is Investment?
Why should one invest?
When to start Investing
What care should one take while investing?
What is meant by Interest?
What factors determine interest rates?
What are various options available for investment?
What are various Short-term financial options available for investment?
What are various Long-term financial options available for investment?
What is meant by a Stock Exchange?
What are an ‘Equity’/Share?
What is a ‘Debt Instrument?’
What is a Derivative?
What is a Mutual Fund?
What is an Index?
What is a Depository?
What is Dematerialization?
Module 2
SECURITIES
What is meant by ‘Securities?’
What is the function of Securities Market?
Which are the securities one can invest in?
2.1 REGULATOR
Why does Securities Market need Regulators?
Who regulates the Securities Market?
What is SEBI and what is its role
2.2 PARTICIPANTS
Who are the participants in the Securities Market?
Is it necessary to transact through an intermediary
What are the segments of Securities Market?
Module 3
PRIMARY MARKET
What is the role of the ‘Primary Market’?
What is meant by Face Value of a share/debenture?
What do you mean by the term Premium and Discount in a Security Market?
3.1 ISSUE OF SHARES
Why do companies need to issue shares to the public?
What are the different kinds of issues?
What is meant by Issue Price?
What is meant by Market Capitalisation?
What is the difference between public issue and private placement?
What is an Initial Public Offer (IPO)?
Who decides the price of an issue?
What does ‘price discovery through Book Building Process’ mean?
What is the main difference between offer of shares through book building and offer of shares through
normal public issue?
What is Cut-Off Price?
What is the floor price in case of book building?
What is a Price Band in a book built IPO
Who decides the Price Band?
What is minimum number of days for which a bid should remain open during Book Building?
Can open outcry system be used for book building?
Can the individual investor use the book building facility to make an application?
How does one know if shares are allotted in an IPO/offer for sale?
What is the timeframe for getting refund if shares not allotted
How long does it take to get the shares listed after issue?
What is the role of a ‘Registrar’ to an issue?
Does NSE provide any facility for IPO?
What is a Prospectus?
What does ‘Draft Offer document’ mean?
What is an ‘Abridged Prospectus?’
Who prepares the ‘Prospectus’/‘Offer Documents’
What does one mean by ‘Lock-in?’
What is meant by ‘Listing of Securities?’
What is a ‘Listing Agreement?’
What does ‘Delisting of securities’ mean?
What is SEBI’s Role in an Issue?
Does it mean that SEBI recommends an issue?
Does SEBI tag make one’s money safe?
3.2 FOREIGN CAPITAL ISSUANCE
Can companies in India raise foreign currency resources?
What is an American Depository Receipt?
What is AN AD?
What is meant by Global Depository Receipts?
Module 4
SECONDARY MARKET
4.1 INTRODUCTION
What is meant by Secondary Market?
What is the role of the Secondary Market?
What is the difference between the Primary Market and the Secondary Market?
4.1.1 Stock Exchange
What is the role of a Stock Exchange in buying and selling shares?
What is Demutualisation of stock exchanges?
How is a demutualised exchange different from a mutual exchange?
Currently are there any demutualised stock exchanges in India?
4.1.2 Stock Trading
What is Screen Based Trading?
What is NEAT?
How to place orders with the broker?
How does an investor get access to internet based trading facility?
What is a Contract Note?
What details are required to be mentioned on the contract note issued by the stock broker?
What is the maximum brokerage that a broker can charge?
Why should one trade on a recognized stock exchange only for buying/selling shares
How to know if the broker or sub broker is registered
What precautions must one take before investing in the stock markets?
What Do’s and Don’ts should an investor bear in mind when investing in the stock markets
4.2 PRODUCTS IN THE SECONDARY MARKETS
What are the products dealt in the Secondary Markets?
4.2.1 Equity Investment
Why should one invest in equities in particular?
What has been the average return on Equities in India?
Which are the factors that influence the price of a stock?
What is meant by the terms Growth Stock / Value Stock?
How can one acquire equity shares?
What is Bid and Ask Price?
What is a Portfolio?
What is Diversification?
What are the advantages of having a diversified portfolio?
4.2.2. Debt Investment
What is a ‘Debt Instrument?’
What are the features of debt instruments?
What is meant by ‘Interest’ payable by a debenture or a bond?
What are the Segments in the Debt Market in India?
Who are the Participants in the Debt Market?
Are bonds rated for their credit quality?
How can one acquire securities in the debt market?
Module 5
DERIVATIVES
What are Types of Derivatives?
What is an ‘Option Premium’?
What is ‘Commodity Exchange’?
What is meant by ‘Commodity?’
What is Commodity derivatives market?
What is the difference between Commodity and Financial Derivatives?
Module 6
DEPOSITORY
How is a depository similar to a bank?
Which are the depositories in India?
What are the benefits of participation in a depository?
Who is a Depository Participant (DP)
Does one need to keep any minimum balance of securities in his account with his DP?
What is an ISIN?
What is a Custodian?
How can one convert physical holding into electronic holding i.e. how can one dematerialise securities
Can odd lot shares be dematerialised?
Do dematerialised shares have distinctive numbers?
Can electronic holdings be converted into Physical Certificates?
Can one dematerialise his debt instruments, mutual fund units; government securities in his demat
account
Module 7
MUTUAL FUNDS
What is the Regulatory Body for Mutual Funds?
What are the benefits of investing in Mutual Funds?
What is NAV?
Are there any risks involved in investing in Mutual Funds
What are the different types of Mutual funds?
What are the different investment plans that Mutual Funds offer
What are the rights that are available to a Mutual Fund holder in India?
What is a Fund Offer Document?
What is Active Fund Management?
What is Passive Fund Management?
What is an ETF?
Module 8
MISCELLANEOUS
8.1 CORPORATE ACTIONS
What are Corporate Actions?
What is meant by ‘Dividend’ declared by companies?
What is meant by Dividend Yield?
What is a Stock Split?
Why do companies announce Stock Split?
What is Buyback of Shares?
8.2 INDEX
What is the Nifty Index?
8.3 CLEARING & SETTLEMENT AND REDRESSAL
What is a Clearing Corporation?
What is Rolling Settlement?
What is Pay-in and Pay-out?
What is an Auction?
What is a Book-closure/Record Date?
What is a No -delivery period?
What is an Ex-dividend date?
What is an Ex-date?
What recourses are available to investor/client for redressing his grievances?
What is Arbitration?
What is an Investor Protection Fund?
Module 9
CONCEPTS & MODES OF ANALYSIS
What is Simple Interest?
What is Compound Interest?
What is meant by the Time Value of Money?
How is time value of money computed?
What is Effective Annual Return?
How to go about systematically analyzing a company
What is an Annual Report?
Which features of an Annual Report should one read carefully?
What are a Balance Sheet and a Profit and Loss Account Statement?
What is the difference between Balance Sheet and Profit and Loss Account Statements of a company?
What do these sources of funds represent?
What is the difference between Equity shareholders and preferential shareholders
What is the difference between secured and unsecured loans under Loan Funds?
What is meant by application of funds?
What do the sub-headings under the Fixed Assets like ‘Gross block’ ‘Depreciation’, ‘Net Block’ and
Capital-Work in Progress’ mean
What are Current Liabilities and Provisions and Net Current Assets in the balance sheet?
How is balance sheet summarized?
What does a Profit and Loss Account statement consists of
What should one look for in a Profit and Loss Account?
Module 10
RATIO ANALYSIS
Different Ratios to analyse company’s Financial Statements?
Benefits:-
1. Practical and Interactive training on Share Market.
2. Learn How to Invest in Share Market for maximum profit. 3. Module designed by National Stock Exchange of India. (Biggest Exchange in India) 4. We develop an in-depth knowledge in to Students finance Behaviour and Trading Psychology. 5. NSE’s financial Market examination can be given after workshop (Optional). 6. Certification is compulsory to work with Broker, Banks and Financial Institutions. 7. Certificate is valid world over. 8. Help to make finance culture in students. 9. Learn new ideas about Share Market. 10. Develop a New Mindset and set some fresh goals for the years ahead. 11. Solve workshop participants Problems with creativity and flexibility. 12. Discover the key Principles of becoming a Professional Investor. 13. Complete support throughout the program. 14. After Workshop Life Time Support.
Credibility of the Examination
Passing certificate creates unique Identity number (User ID) which can be used for
running NEAT (Automated Trading System).
Why Training from GTI
Our Courses are theory as well as practical oriented.
We take Pre test for Nse’s Certification exams
We provide Study Notes for Preparation.
We also provide placement assistance
Course Details
Duration: 1 Month
Every Week: 2 Days
3 Hours a Day
Test details (optional) (1720/- excluding Fees) Duration: 105 minutes
No. of questions: 60
Maximum marks: 100, Passing marks: 50 (50%); There is no negative marking for incorrect answers.
Certificate validity for successful candidates, certificates are valid for 5 years from the test date.
Test to be given on authorised Testing centre.
Rs. 1720 for Test Registration in National Stock Exchange.
Company Profile:-
At the end of year 2010, Global Financial Institute incepted on the horizons of finance world with an industry wide goal of spreading financial literacy to students and strengthens their career. GFI believes proper mix of vision and accurate use of technology will always fetch 100% result.
In last 3 year, GFI has reached thousands of people through seminars, personalized meetings, news papers and have earned their respect and confidence. GFI feels proud of being first institute in the market which provides practical exposure to students along with the theoretical knowledge. It is enabling them to be a sound professional with strong practical knowledge. GFIs curriculum covers reputed certification courses like NCFM, discussion and understanding of live case studies, quizzes and many other competitions ensuring all round development of students in finance world. GFI also assists students in job placement and thus further securing their future. Few of GFIs esteemed clients are Acharya College, Infomatica Academy, Arambha Academy, Shree classes and others.
Result 2013
Sadhana- 96% Sandeep- 86%
Smita- 86% Rupali- 83%
Proprietor and Lead Trainer
Jay Shirish Palshetkar
Bachelor in Accounts and Finance
Master in Business administration
IRDA certified
National Stock Exchange Certified professional
Winner of ‘Arth Saksharta Pracharak 2013’ Award
8 years Experience in Finance Industry
Visiting Speaker for Doordarshan
Worked as Option Arbitrageur, Hedger and Option strategist
Thank you,
Regards
GFI Team
Contact us
Address:
Shop 4, Next to Mumbai Darbar Hotel, Currey Rd naka, 2 Min from Currey rd stn and Lower Parel Stn
Contact Numbers:
9664849040/ 9773437783