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N-Polar GaN Deep Recess HEMTs for mm-Wave
Power Amplification
Brian Romanczyk
Mishra Research Group
Department of Electrical and Computer Engineering
University of California Santa Barbara
With support from ONR (Dr. Paul Maki) and DARPA (Dr. Dan Green, Dr. Y.-K. Chen)
October 10, 2019
Outline
UC Santa Barbara ECE Dept. Mishra Group 2
I. Introduction
• mm-Wave Application Space
• Status of Competing Device Technologies
• Demonstrated Advantage of N-Polar GaN
II. The N-Polar GaN Deep Recess HEMT
• Enabling Features of the Device Structure
• Fabrication Process for Self-Aligned Gate
III. Experimental Results: Large Signal Performance
• W-Band Device Performance (94 GHz)
• Ka-Band Device Performance (30 GHz)
IV. Conclusion
Outline
UC Santa Barbara ECE Dept. Mishra Group 3
I. Introduction
• mm-Wave Application Space
• Status of Competing Device Technologies
• Demonstrated Advantage of N-Polar GaN
II. The N-Polar GaN Deep Recess HEMT
• Enabling Features of the Device Structure
• Fabrication Process for Self-Aligned Gate
III. Experimental Results: Large Signal Performance
• W-Band Device Performance (94 GHz)
• Ka-Band Device Performance (30 GHz)
IV. Conclusion
mm-Wave Applications
UC Santa Barbara ECE Dept. Mishra Group 4
79 GHz: Automotive Radar / Collision Avoidance
Atmospheric absorption windows and attenuation peaks useful
for a variety communication and sensing of applications
Frequency (GHz)
10 15 20 25 30 40 60 80 100 150 200 300 4000.001
0.002
0.004
0.01
0.02
0.04
0.1
0.2
0.4
1
2
4
10
20
40
Att
en
ua
tio
n (
dB
/km
)
H2O
O2
H2O H2O
X Ku K Ka V W G
5G
5G
802.11ad
Automotive
Radar Weather
Radar
Radar
Imaging
E-Band
Radio
mm-Wave (30 – 300 GHz)
W-Band(75–110 GHz)
O2
5G Communication
Solid-State Power Amplifiers
UC Santa Barbara ECE Dept. Mishra Group 5
Qorvo TGA2594 datasheet
Transistor
Unit Cell
Qorvo TGA2594: 27-31GHz 5W GaN Power Amplifier
Typical mm-Wave PA’s cascade multiple
transistors to provide useful level of gain
and power
This Work: Fabricate only transistor unit
cells to characterize the device
Stage1 2 3
RFin RFout
G D
S
S
This Work
GaN: Proven Material for Solid-State RF Power Generation
UC Santa Barbara ECE Dept. Mishra Group 6
Plotted data from commercial product datasheets and select publications
Data compiled with M. Guidry
GaN provides highest output
power from 1 to 100 GHz
Polarization: Large 2DEG Charge without
Doping (High Mobility & Current)
Wide Bandgap:Large Breakdown Voltage
Key Properties of GaN
(Ga- & N-Polar)
Key Device Metrics for Power Amplifiers
UC Santa Barbara ECE Dept. Mishra Group 7
Gain
• High Mobility & Velocity
• Electrostatic Control
• Physical Scaling
• Reduced Parasitics
Output Power
• Large Current Swing
• Large Voltage Swing
• Low Dispersion
mm-Wave
HEMT
𝐺 =𝑃𝑅𝐹,𝑜𝑢𝑡𝑃𝑅𝐹,𝑖𝑛 =
2 𝑉𝐷𝐷 − 𝑉𝑘𝑛𝑒𝑒 𝐼𝑘𝑛𝑒𝑒8
𝑃𝑜𝑢𝑡 =𝑉𝑠𝑤𝑖𝑛𝑔 𝐼𝑠𝑤𝑖𝑛𝑔
8
𝑃𝐴𝐸 =𝑃𝑅𝐹,𝑜𝑢𝑡 − 𝑃𝑅𝐹,𝑖𝑛
𝑃𝐷𝐶= 1 −
1
𝐺
𝑃𝑅𝐹,𝑜𝑢𝑡𝑃𝐷𝐶
Power-Added Efficiency
• High Gain
• High Power
• DC Bias Point
• Low leakage
UC Santa Barbara ECE Dept. Mishra Group 8
N-Polar GaN: Record 8.85 W/mm Pout at 94 GHz
Romanczyk et al., IEEE Trans. Electron Devices. Jan. 2018
0
2
4
6
8
Po
ut(W
/mm
)
Traditional Ga-Polar
N-Polar
Quaternary Ga-Polar
W-Band GaN Power Density
N-Polar breaks through Pout
saturation observed for traditional
Ga-polar devices with 8 W/mm
Outline
UC Santa Barbara ECE Dept. Mishra Group 9
I. Introduction
• mm-Wave Application Space
• Status of Competing Device Technologies
• Demonstrated Advantage of N-Polar GaN
II. The N-Polar GaN Deep Recess HEMT
• Enabling Features of the Device Structure
• Fabrication Process for Self-Aligned Gate
III. Experimental Results: Large Signal Performance
• W-Band Device Performance (94 GHz)
• Ka-Band Device Performance (30 GHz)
IV. Conclusion
GaN HEMTs: Ga-Polar & N-Polar
UC Santa Barbara ECE Dept. Mishra Group 10
Pad
Metal
Pad
Metal
Gate
AlGaN Backbarrier
GaN Buffer
SiC Substrate
MOCVD SiN
AlGaN Cap
GaN Channel
GaN Cap
2DEG
Regrown
n+Regrown
n+
Iso
latio
n
Iso
latio
n
Source
Ohmic
Drain
Ohmic
Ga-Polar HEMT Deep Recess N-Polar HEMT
-C
Planar N-Polar HEMT
Replace SiN Passivation
with GaN CapFlip Crystal Over
+C -C
Channel
Growth Direction
EC
EF
EV
Channel
EC
EF
EV
The N-Polar GaN Deep Recess HEMT Structure
UC Santa Barbara ECE Dept. Mishra Group 11
N-Polar Deep Recess Structure
AlGaN backbarrier provides charge and 2deg confinement
Low resistance regrown n+ contacts by MBE
AlGaN cap & MOCVD SiN Gate Dielectric for low gate leakage
GaN Cap for dispersion control and low access resistance
Self-aligned gate for process control and low dispersionPad
Metal
Pad
Metal
Gate
AlGaN Backbarrier
GaN Buffer
SiC Substrate
MOCVD SiN
AlGaN Cap
GaN Channel
GaN Cap
2DEG
Regrown
n+Regrown
n+
Iso
latio
n
Iso
latio
n
Source
Ohmic
Drain
Ohmic Channel
Growth Direction
EC
EF
EV
Gate Buffer
GaN Cap Advantage #1: Access Region Conductivity
UC Santa Barbara ECE Dept. Mishra Group 12
Access Region TLM
0
250
500
750
0 0.5 1
RS
H(Ω
/)
ID (A/mm)
Reference
Planar N-polar
Device
With GaN Cap
Channel conductivity improved over wide current range
Necessary for low Vknee
Polarization also reduces |E| in the
GaN channel improves mobility
mm-Wave Challenge: Controlling DC-RF Dispersion
UC Santa Barbara ECE Dept. Mishra Group 13
n+ n+
AlGaN Cap
GaN Channel
AlGaN Backbarrier
2DEG
DS
G
Surface
States
Surface states exist in GaN devices
Charge state responds to DC bias
IDS
VDS
VG = 0V Static/DC
Vknee, Iknee
mm-Wave Challenge: Controlling DC-RF Dispersion
UC Santa Barbara ECE Dept. Mishra Group 14
IDS
VDS
Vknee, Iknee
+VDS-VGS Ionized
Surface
States
n+ n+
AlGaN Cap
GaN Channel
DS
G
AlGaN Backbarrier
2DEG
Depleted Channel
Surface states exist in GaN devices
Charge state responds to DC bias
VG = 0V Static/DC
mm-Wave Challenge: Controlling DC-RF Dispersion
UC Santa Barbara ECE Dept. Mishra Group 15
IDS
VDS
VG = 0V Pulsed/RF
Vknee, Iknee
Pout and Drain Efficiency are degraded
relative to results expected from DC data
+VDS-VGS Ionized
Surface
States
n+ n+
AlGaN Cap
GaN Channel
DS
G
AlGaN Backbarrier
2DEG
Depleted Channel
𝑃𝑜𝑢𝑡 =𝑉𝐷𝐷 − 𝑽𝒌𝒏𝒆𝒆 𝑰𝒌𝒏𝒆𝒆
4
VG = 0V Static/DC
Surface states exist in GaN devices
Charge state responds to DC bias
Traditional Solutions to Dispersion
UC Santa Barbara ECE Dept. Mishra Group 16
SiN Passivation
SiN passivates surface states &
moves external surface far from
channel
Regrown
n+
Regrown
n+SiN Passivation
AlGaN Cap
GaN Channel
AlGaN Backbarrier
2DEG
DS
G
SiN + Field Plates
Regrown
n+
Regrown
n+SiN Passivation
AlGaN Cap
GaN Channel
AlGaN Backbarrier
2DEG
DS
G
Reduced electric field prevent trap
ionization
Capacitance penalty disallows
use at mm-wave frequencies
𝑉𝑇,𝑎𝑐𝑐𝑒𝑠𝑠 =𝑞𝑛𝑠𝐶
GaN Cap Advantage #2: Dispersion Control
UC Santa Barbara ECE Dept. Mishra Group 17
Pad
Metal
Pad
Metal
Gate
AlGaN Backbarrier
GaN Buffer
SiC Substrate
MOCVD SiN
AlGaN Cap
GaN Channel
GaN Cap
2DEG
Regrown
n+Regrown
n+
Iso
latio
n
Iso
latio
n
Source
Ohmic
Drain
Ohmic
Planar N-Polar HEMT Deep Recess N-Polar HEMT
SiN passivation
replaced by GaN cap
0
10
20
30
40
50 150 250
VT
(V)
C (nF/cm2)
47.5 nm
GaN Cap
SiN
Increased ns outweighs differential in ϵr
Higher VT possible for same capacitance
47.5 nm GaN cap: VT,access ≈ 17 V
𝑉𝑇 =𝑞𝑛𝑠𝐶
Dispersion Control with N-Polar Deep Recess Structure
UC Santa Barbara ECE Dept. Mishra Group 18
200 ns Pulsed I-V
Sub-10% dispersion
thru 16 V VDS,Q
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 19
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
Starting Epi:
Grown by MOCVD
(Haoran Li, Nirupam Hatui,
Athith Krishna)
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 20
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
Starting Epi:
Grown by MOCVD
(Haoran Li, Nirupam Hatui,
Athith Krishna)
GaN Etch:
GaN Cap Selectively Etched
BCl3/SF6 ICP Etch
AlGaN cap etch: BCl3/Cl2 RIE
SiO2
AlGaN Backbarrier
GaN Buffer
Substrate
AlGaN Cap
GaN Channel
GaN Cap
2DEG
MOCVD SiNALD Al2O3
Regrowth Hard Mask:
E-Beam Litho UV-N Process
ICP Etched SiO2 Pillars
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 21
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
MBE n+ Regrowth:
(Elaheh Ahmadi, Karine
Hestroffer, Christian Wurm)
Plasma Assisted MBE
20 nm UID + 30 nm n+
NSi ~ 1020 cm-3
Rsh: 85 to 125 Ω/sq.
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 22
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
Implant Isolation(Teledyne Scientific & Imaging)
MBE n+ Regrowth:
(Elaheh Ahmadi, Karine
Hestroffer, Christian Wurm)
Plasma Assisted MBE
20 nm UID + 30 nm n+
NSi ~ 1020 cm-3
Rsh: 85 to 125 Ω/sq.
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 23
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
Gate Recess Hard Mask
Deposition
SiO2 Patterning
E-Beam Litho CSAR Mask
ICP SiO2 Etch
GaN Cap Selective Etch
BCl3/SF6 ICP Etch
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 24
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
MOCVD SiN Gate Dielectric
(Haoran Li, Nirupam Hatui,
Anchal Agarwal, Athith Krishna)
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 25
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
Gate Formation
EBL UV6 Pattering defines the
top gate
SiO2 Defines the gate stem
Gate Metal: Cr/Au (45/500nm)
Gate Release
SiO2 Hard Mask etched
MOCVD SiN Gate Dielectric
(Haoran Li, Nirupam Hatui,
Anchal Agarwal, Athith Krishna)
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 26
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
False Color SEM
30° tilt
Gate Release
SiO2 Hard Mask etched
Self-Aligned Deep Recess Fabrication Process
UC Santa Barbara ECE Dept. Mishra Group 27
Process
MBE
Regrown n+
contacts
Implant
Isolation
GaN Cap
Recess Etch
MOCVD
SiN Gate
Dielectric
Gate
Metal
Ohmic
Metal
Pad Metal
1
2
3
4
5
6
7
Ohmic Metal Ti/Au (20/100 nm)
Pad Metal Ti/Au/Ni (30/650/30 nm)
Regrown
n+
Regrown
n+
Outline
UC Santa Barbara ECE Dept. Mishra Group 28
I. Introduction
• mm-Wave Application Space
• Status of Competing Device Technologies
• Demonstrated Advantage of N-Polar GaN
II. The N-Polar GaN Deep Recess HEMT
• Enabling Features of the Device Structure
• Fabrication Process for Self-Aligned Gate
III. Experimental Results: Large Signal Performance
• W-Band Device Performance (94 GHz)
• Ka-Band Device Performance (30 GHz)
IV. Conclusion
N-Polar GaN Deep Recess Device Overview
UC Santa Barbara ECE Dept. Mishra Group 29
WG = 2×37.5 µm tchannel: 12 nm
LG = 75 nm LGS = 75 nm LGD = 250 nm
Physical Parameters
460 mS/mm ID = 1.8 A/mm
Ron = 0.4 Ω-mm
Off-State Breakdown: 38 V
Regrown
n+
Regrown
n+
Small Signal Gain
UC Santa Barbara ECE Dept. Mishra Group 30
113 GHz peak fT 238 GHz peak fmax
Large Signal Device Evaluation: 94GHz Load Pull
UC Santa Barbara ECE Dept. Mishra Group 31
7.94 W/mm max Pout at
20V (26.9% PAE)
16V VDS,Q
500 mA/mm (~25% IDS,max)20V VDS,Q
500 mA/mm (~25% IDS,max)
Romanczyk et al. IEEE Trans. Electron Devices. Jan. 2018
28.8% Peak PAE at 16V
(5.3 W/mm Pout)
Comparison with Literature
UC Santa Barbara ECE Dept. Mishra Group 32
𝑃𝑜𝑢𝑡 =𝑉𝑠𝑤𝑖𝑛𝑔 × 𝐼𝑠𝑤𝑖𝑛𝑔
8≤
2 × 𝑉𝐷𝑆,𝑄 × 𝐼𝑚𝑎𝑥
8
UC Santa Barbara ECE Dept. Mishra Group 33
N-Polar GaN: Record W-Band Performance
N-Polar offers greater current
density giving higher Pout
Record-high combination
of PAE and Power Density
Closed Symbols: N-Polar (This Work) Open Symbols: Ga-Polar GaN
Constant 8 W/mm: 10 – 94 GHz
UC Santa Barbara ECE Dept. Mishra Group 34
First Demonstration of Constant Pout from 10 – 94 GHz
(as expected from ideal FET operation)
94 GHz: UCSB Passive Load pull
30 GHz: Maury Microwave MT2000
Active Load pull
10 GHz: UCSB Passive Load pull
Romanczyk et al. IEEE Trans. Electron Devices. Jan. 2018
500 mA/mm IDS,Q
UC Santa Barbara ECE Dept. Mishra Group 35
Ka-Band Performance (30GHz)
At 30 GHz increased gain allows access to deeper Class AB operation
500 mA/mm 220 mA/mm
~25% IDS,max ~11% IDS,max
15.2 dB Glinear 13.8 dB Glinear
55.9% PAE 59.8% PAE
5.6 W/mm 4.9 W/mm
Romanczyk et al, GOMACTech 2018
Ka-Band Load Pull of GaN Devices
UC Santa Barbara ECE Dept. Mishra Group 36
N-Polar offers greater
current density
Record-high combination
of PAE and Power Density
Romanczyk et al, GOMACTech 2018
Two-Tone Linearity at 30 GHz
UC Santa Barbara ECE Dept. Mishra Group 37
Pin
(d
Bm
)
f (GHz)P
ou
t (d
Bm
)
f (GHz)
fo
f2
f1 = fo – Δff2 = fo + Δf2Δf ~ 10 MHz
fo
f1
f2f1
Input
Linear Output
Pou
t (d
Bm
)
Pin (dBm)
OIP3
IIP3
1:13:1
Pf1
PI3
Pou
t (d
Bm
)
f (GHz)fo
2f2-f12f1-f2+ additional higher
order terms
f2f1
Distorted Output
IM3highIM3lo
This Work
DARPA DREAM Program BAA
DARPA DREAM Program Goal
Two-Tone Linearity at 30 GHz
UC Santa Barbara ECE Dept. Mishra Group 38
10V VD, 300 mA/mm
• PI3 slope near 3:1
• 35 dBm OIP3
• 11dB OIP3/PDC
Figure of Merit
M. Guidry et al, EuMW 2019
Pou
t (d
Bm
)
Pin (dBm)
OIP3
IIP3
1:13:1
Pf1
PI3
Summary
UC Santa Barbara ECE Dept. Mishra Group 39
• Frequency-Independent Pout
• 94GHz: Record 8 W/mm Pout: 4x improvement over traditional Ga-Polar GaN HEMTs
28.8% Peak PAE
• 30GHz: Record High GaN PAE: 59.8%
Record high combinations of PAE and Pout
11 dB OIP3/PDC
Large-Signal Performance
• Inverted polarization fields enable the Deep Recess HEMT design
Enhanced Access Region Conductivity
Control of DC-RF Dispersion
N-polar Deep Recess HEMT Advantage