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Managing Multi-User Databases.Concurrency, Security & Integrity
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Components of a DBMS
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Database AdministrationAll large and small databases need database administrationData administration refers to a function concerning all of an organizations data assetsDatabase administration (DBA) refers to a person or office specific to a single database and its applications
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
DBA TasksManaging database structureControlling concurrent processingManaging processing rights and responsibilitiesDeveloping database securityProviding for database recoveryManaging the DBMSMaintaining the data repository
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Managing Database StructureDBAs tasks:Participate in database and application developmentAssist in requirements stage and data model creationPlay an active role in database design and creationFacilitate changes to database structureSeek community-wide solutionsAssess impact on all usersProvide configuration control forumBe prepared for problems after changes are madeMaintain documentation
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Concurrency ControlConcurrency control ensures that one users work does not inappropriately influence another users workNo single concurrency control technique is ideal for all circumstancesTrade-offs need to be made between level of protection and throughput
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Atomic TransactionsA transaction, or logical unit of work (LUW), is a series of actions taken against the database that occurs as an atomic unitEither all actions in a transaction occur or none of them do
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Atomic Transaction
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Atomic Transaction
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Concurrent TransactionConcurrent transactions refer to two or more transactions that appear to users as they are being processed against a database at the same timeIn reality, CPU can execute only one instruction at a timeTransactions are interleaved meaning that the operating system quickly switches CPU services among tasks so that some portion of each of them is carried out in a given intervalConcurrency problems: lost update and inconsistent reads
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Concurrent Transactions
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Lost Update Problem
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Resource LockingResource locking prevents multiple applications from obtaining copies of the same record when the record is about to be changed
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Lock Terminology Implicit locks are locks placed by the DBMSExplicit locks are issued by the application programLock granularity refers to size of a locked resourceRows, page, table, and database levelLarge granularity is easy to manage but frequently causes conflictsTypes of lockAn exclusive lock prohibits other users from reading the locked resourceA shared lock allows other users to read the locked resource, but they cannot update it
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Explicit Locks
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Deadlock Deadlock, or the deadly embrace, occurs when two transactions are each waiting on a resource that the other transaction holds
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Deadlock
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
DeadlockPreventing deadlockAllow users to issue all lock requests at one timeRequire all application programs to lock resources in the same orderBreaking deadlockAlmost every DBMS has algorithms for detecting deadlockWhen deadlock occurs, DBMS aborts one of the transactions and rollbacks partially completed work
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Declaring Lock CharacteristicsMost application programs do not explicitly declare locks due to its complicationInstead, they mark transaction boundaries and declare locking behavior they want the DBMS to useTransaction boundary markers: BEGIN, COMMIT, and ROLLBACK TRANSACTIONAdvantageIf the locking behavior needs to be changed, only the lock declaration need be changed, not the application program
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Marking Transaction Boundaries
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Database SecurityDatabase security ensures that only authorized users can perform authorized activities at authorized timesDeveloping database securityDetermine users processing rights and responsibilities Enforce security requirements using security features from both DBMS and application programs
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
DBMS SecurityDBMS products provide security facilities They limit certain actions on certain objects to certain users or groupsAlmost all DBMS products use some form of user name and password security
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
DBMS Security Model
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
DBMS Security GuidelinesRun DBMS behind a firewall, but plan as though the firewall has been breachedApply the latest operating system and DBMS service packs and fixesUse the least functionality possibleSupport the fewest network protocols possibleDelete unnecessary or unused system stored proceduresDisable default logins and guest users, if possibleUnless required, never allow all users to log on to the DBMS interactivelyProtect the computer that runs the DBMSNo user allowed to work at the computer that runs the DBMSDBMS computer physically secured behind locked doorsAccess to the room containing the DBMS computer should be recorded in a log
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
DBMS Security Guidelines (cont.)Manage accounts and passwordsUse a low privilege user account for the DBMS serviceProtect database accounts with strong passwordsMonitor failed login attemptsFrequently check group and role membershipsAudit accounts with null passwordsAssign accounts the lowest privileges possibleLimit DBA account privilegesPlanningDevelop a security plan for preventing and detecting security problemsCreate procedures for security emergencies and practice them
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Application SecurityIf DBMS security features are inadequate, additional security code could be written in application programApplication security in Internet applications is often provided on the Web server computerHowever, you should use the DBMS security features firstThe closer the security enforcement is to the data, the less chance there is for infiltrationDBMS security features are faster, cheaper, and probably result in higher quality results than developing your own
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Database RecoveryIn the event of system failure, that database must be restored to a usable state as soon as possibleTwo recovery techniques: Recovery via reprocessingRecovery via rollback/rollforward
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Recovery via ReprocessingRecovery via reprocessing: the database goes back to a known point (database save) and reprocesses the workload from there (re-execute all database update programs)Unfeasible strategy becauseThe recovered system may never catch up if the computer is heavily scheduledAsynchronous events, although concurrent transactions, may cause different results
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Rollback/Rollforward Recovery via rollback/rollforward: Periodically save the database and keep a database change log since the saveDatabase log contains records of the data changes in chronological orderWhen there is a failure, either rollback or rollforward is appliedRollback: undo the erroneous changes made to the database and reprocess valid transactionsRollforward: restored database using saved data and valid transactions since the last save
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: RollbackBefore-images: a copy of every database record (or page) before it was changed
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: RollforwardAfter-images: a copy of every database record (or page) after it was changed
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Example: Transaction Log
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
CheckpointA checkpoint is a point of synchronization between the database and the transaction logDBMS refuses new requests, finishes processing outstanding requests, and writes its buffers to diskThe DBMS waits until the writing is successfully completed the log and the database are synchronizedCheckpoints speed up database recovery processDatabase can be recovered using after-images since the last checkpointCheckpoint can be done several times per hourMost DBMS products automatically checkpoint themselves
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Managing the DBMSDBAs ResponsibilitiesGenerate database application performance reportsInvestigate user performance complaintsAssess need for changes in database structure or application designModify database structureEvaluate and implement new DBMS featuresTune the DBMS
Database Processing: Fundamentals, Design, and Implementation, 9/e by David M. Kroenke
Maintaining the Data RepositoryDBA is responsible for maintaining the data repositoryData repositories are collections of metadata about users, databases, and its applicationsThe repository may be Virtual as it is composed of metadata from many different sources: DBMS, code libraries, Web page generation and editing tools, etc.An integrated product from a CASE tool vendor or from other companiesThe best repositories are active and they are part of the system development process