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Chapter 3- Chapter 3: Crystal Structure of Solids NaCl Quartz Crystal

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Page 1: mse ch 3

Chapter 3-

Chapter 3: Crystal Structure of Solids

NaCl

Quartz Crystal

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Chapter 3-

ISSUES TO ADDRESS... • How do atoms assemble into solid structures? (for now, focus on metals)

• How does the density of a material depend on its structure?

• When do material properties vary with the sample (i.e., part) orientation?

1

Why do we care about crystal structures, directions, planes ?

Physical properties of materials depend on the geometry of crystals

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Chapter 3- 3

Structure of Solids

Crystalline Amorphous (non crystalline) Particles are in highly ordered arrangement.

No particular order in the arrangement of particles.

SOLID: Smth. which is dimensionally stable, i.e., has a volume of its own

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Chapter 3- 4

Atomic Arrangement

SOLID: Smth. which is dimensionally stable, i.e., has a volume of its own

classifications of solids by atomic arrangement

ordered disordered atomic arrangement regular random* order long-range short-range name crystalline amorphous

“crystal” “glass”

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Chapter 3-

• Non dense, random packing

• Dense, ordered packing

Dense, ordered packed structures tend to have lower energies.

Energy and Packing Energy

r

typical neighbor bond length

typical neighbor bond energy

Energy

r

typical neighbor bond length

typical neighbor bond energy

COO

LIN

G

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Chapter 3-

• atoms pack in periodic, 3D arrays • typical of:

3

Crystalline materials...

-metals -many ceramics -some polymers

• atoms have no periodic packing • occurs for:

Noncrystalline materials...

-complex structures -rapid cooling

crystalline SiO2

noncrystalline SiO2 "Amorphous" = Noncrystalline Adapted from Fig. 3.18(b), Callister 6e.

Adapted from Fig. 3.18(a), Callister 6e.

MATERIALS AND PACKING

LONG RANGE ORDER

SHORT RANGE ORDER

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Chapter 3- 7

7

 Metallic Crystal Structures •  How can we stack metal atoms to minimize empty

space? 2-dimensions

vs.

Now stack these 2-D layers to make 3-D structures

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Chapter 3- 8

Robert Hooke – 1660 - Cannonballs

“Crystal must owe its regular shape to the packing of spherical particles”

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Chapter 3- 9

observed that quartz crystals had the same angles between corresponding faces regardless of their size.

Niels Steensen ~ 1670

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Chapter 3- 10

If I see something has a macroscopic shape very regular and cubic, can I infer from that if I divide, divide, divide, divide, divide.... if I get down to atomic dimensions, will there be some cubic repeat unit?

SIMPLE QUESTION:

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Chapter 3- 11

Christian Huygens - 1690

Studying calcite crystals made drawings of atomic packing and bulk shape.

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Chapter 3- 12

BERYL Be3Al2(SiO3)6

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Chapter 3- 13

Early Crystallography

René-Just Haüy (1781): cleavage of calcite •  Common shape to all shards: rhombohedral •  How to model this mathematically? •  What is the maximum number of

distinguishable shapes that will fill three space?

•  Mathematically proved that there are only 7 distinct space-filling volume elements

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Chapter 3- 14

The Seven Crystal Systems

Specification of unit cell parameters

BASIC UNIT

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Chapter 3- 15

August Bravais •  How many different ways can I put atoms into these seven crystal

systems, and get distinguishable point environments?

And, he proved mathematically that there are 14 distinct ways to arrange points in space.

When I start putting atoms in the cube, I have three distinguishable arrangements.

SC BCC FCC

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Chapter 3-

Unit Cell Concept •  The unit cell is the smallest structural unit or building

block that uniquely can describe the crystal structure. Repetition of the unit cell generates the entire crystal. By simple translation, it defines a lattice .

•  Lattice: The periodic arrangement of atoms in a Xtal.

Lattice Parameter : Repeat distance in the unit cell, one for in each dimension

b

a

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Chapter 3-

Crystal Systems

•  Units cells and lattices in 3-D: –  When translated in each lattice parameter direction, MUST fill

3-D space such that no gaps, empty spaces left.

Lattice Parameter : Repeat distance in the unit cell, one for in each dimension

a

b c

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Chapter 3- 18

Structure of Solids

Because of the order in a crystal, we can focus on the repeating pattern of arrangement called the unit cell.

Simple crystal lattice and its associated unit cell.

A crystalline solid can be represented by a three dimensional array of points that is called crystal lattice.

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Chapter 3-

Crystal Systems

7 crystal systems

14 crystal lattices

Fig. 3.4, Callister 7e.

Unit cell: smallest repetitive volume which contains the complete lattice pattern of a crystal.

a, b, and c are the lattice constants

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Chapter 3- 20

The Importance of the Unit Cell

•  One can analyze the Xtal as a whole by investigating a representative volume.

•  Ex: from unit cell we can –  Find the distances between nearest atoms for calculations

of the forces holding the lattice together –  Look at the fraction of the unit cell volume filled by atoms

and relate the density of solid to the atomic arrangement –  The properties of the periodic Xtal lattice determine the

allowed energies of electrons that participate in the conduction process.

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Chapter 3-

 Metallic Crystal Structures

•  How can we stack metal atoms to minimize empty space? 2-dimensions

vs.

Now stack these 2-D layers to make 3-D structures

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Chapter 3- 22

Structure of Solids

There are seven basic types of unit cells. The simplest of these is the cubic unit cell which has three kinds.

Lattice points are at corners

Lattice points are at corners and at the center of the unit cell

Lattice points are at corners and at the center of each face

Page 23: mse ch 3

Chapter 3- 23

Assist. Prof. Dr. İlkay KALAY

Structure of Solids

The atoms on the corners and faces are shared between unit cells.

The empirical formula of an ionic solid can be also determined by determining how many ions of each element fall within the unit cell.

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Chapter 3- 24

Structure of Solids

There are several types of basic arrangements in crystals. For example, Ni has a FCC, sodium has a BCC unit cell.

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Chapter 3- 5

• Rare due to poor packing • Close-packed directions are cube edges.

• Coordination # = 6 (# nearest neighbors)

(Courtesy P.M. Anderson)

SIMPLE CUBIC STRUCTURE (SC)

Closed packed direction is where the atoms touch each other

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Chapter 3- 6

• APF for a simple cubic structure = 0.52

Adapted from Fig. 3.19, Callister 6e.

ATOMIC PACKING FACTOR

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Chapter 3-

• Coordination # = 8

7 (Courtesy P.M. Anderson)

• Close packed directions are cube diagonals. --Note: All atoms are identical; the center atom is shaded differently only for ease of viewing.

BODY CENTERED CUBIC STRUCTURE (BCC)

ex: Cr, W, Fe (α), Tantalum, Molybdenum

2 atoms/unit cell: 1 center + 8 corners x 1/8

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Chapter 3- 8

• APF for a body-centered cubic structure = 0.68 ATOMIC PACKING FACTOR: BCC

a

a 2

a 3

a R

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Chapter 3- 9 (Courtesy P.M. Anderson)

• Close packed directions are face diagonals. --Note: All atoms are identical; the face-centered atoms are shaded differently only for ease of viewing.

FACE CENTERED CUBIC STRUCTURE (FCC)

• Coordination # = 12

Adapted from Fig. 3.1, Callister 7e.

ex: Al, Cu, Au, Pb, Ni, Pt, Ag

4 atoms/unit cell: 6 face x 1/2 + 8 corners x 1/8

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Chapter 3-

Unit cell contains: 6 x 1/2 + 8 x 1/8 = 4 atoms/unit cell

a

10

• APF for a body-centered cubic structure = 0.74 ATOMIC PACKING FACTOR: FCC

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Chapter 3- 31

A sites

B B

B

B B

B B

C sites

C C

C A B

B sites

• ABCABC... Stacking Sequence • 2D Projection

• FCC Unit Cell

FCC Stacking Sequence

B B

B

B B

B B

B sites C C

C A C C

C A

A B

C

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Chapter 3- 32

Characteristics of Cubic Lattices

Unit Cell Volume a3 a3 a3

Lattice Points per cell 1 2 4

Nearest Neighbor Distance a a√3/2 a√2/2 Number of Nearest Neighbors 6 8 12

Atomic Packing Factor 0.52 0.68 0.74

BCC FCC SC

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Chapter 3- 33

• Coordination # = 12

• ABAB... Stacking Sequence

• APF = 0.74

• 3D Projection • 2D Projection

Adapted from Fig. 3.3(a), Callister 7e.

Hexagonal Close-Packed Structure (HCP)

6 atoms/unit cell

ex: Cd, Mg, Ti, Zn

• c/a = 1.633

c

a

A sites

B sites

A sites Bottom layer

Middle layer

Top layer

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Chapter 3 - 34

Theoretical Density, ρ

where n = number of atoms/unit cell A = atomic weight VC = Volume of unit cell = a3 for cubic NA = Avogadro’s number = 6.023 x 1023 atoms/mol

Density = ρ =

VC NA

n A ρ =

Cell Unit of Volume Total Cell Unit in Atoms of Mass

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Chapter 3 -

•  Ex: Cr (BCC) A = 52.00 g/mol R = 0.125 nm n = 2

ρtheoretical

a = 4R/ 3 = 0.2887 nm

ρactual

a R

ρ = a 3

52.00 2 atoms

unit cell mol g

unit cell volume atoms

mol

6.023 x 1023

Theoretical Density, ρ

= 7.18 g/cm3

= 7.19 g/cm3

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Chapter 3- 15

Element Aluminum Argon Barium Beryllium Boron Bromine Cadmium Calcium Carbon Cesium Chlorine Chromium Cobalt Copper Flourine Gallium Germanium Gold Helium Hydrogen

Symbol Al Ar Ba Be B Br Cd Ca C Cs Cl Cr Co Cu F Ga Ge Au He H

At. Weight (amu) 26.98 39.95 137.33 9.012 10.81 79.90 112.41 40.08 12.011 132.91 35.45 52.00 58.93 63.55 19.00 69.72 72.59 196.97 4.003 1.008

Atomic radius (nm) 0.143 ------ 0.217 0.114 ------ ------ 0.149 0.197 0.071 0.265 ------ 0.125 0.125 0.128 ------ 0.122 0.122 0.144 ------ ------

Density (g/cm3) 2.71 ------ 3.5 1.85 2.34 ------ 8.65 1.55 2.25 1.87 ------ 7.19 8.9 8.94 ------ 5.90 5.32 19.32 ------ ------

Adapted from Table, "Charac- teristics of Selected Elements", inside front cover, Callister 6e.

Characteristics of Selected Elements at 20C

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Chapter 3-

ρmetals ρceramics ρpolymers

16

Why? Metals have... • close-packing (metallic bonding) • large atomic mass Ceramics have... • less dense packing (covalent bonding) • often lighter elements Polymers have... • poor packing (often amorphous) • lighter elements (C,H,O) Composites have... • intermediate values Data from Table B1, Callister 6e.

DENSITIES OF MATERIAL CLASSES

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Chapter 3-

POLYMORPHISM & ALLOTROPY

•  Some materials may exist in more than one crystal structure, this is called polymorphism.

•  If the material is an elemental solid, it is called allotropy. An example of allotropy is carbon, which can exist as diamond, graphite, and amorphous carbon.

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Chapter 3- 39

Polymorphism

•  Two or more distinct crystal structures for the same material (allotropy/polymorphism)��� ���  titanium   α, β-Ti

carbon diamond, graphite

BCC

FCC

BCC

1538ºC

1394ºC

912ºC

δ-Fe

γ-Fe

α-Fe

liquid

iron system

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Chapter 3- 40

• Some engineering applications require single crystals:

• Properties of crystalline materials often related to crystal structure.

(Courtesy P.M. Anderson)

--Ex: Quartz fractures more easily along some crystal planes than others.

--diamond single crystals for abrasives

--turbine blades Fig. 8.33(c), Callister 7e. (Fig. 8.33(c) courtesy of Pratt and Whitney). (Courtesy Martin Deakins,

GE Superabrasives, Worthington, OH. Used with permission.)

Crystals as Building Blocks

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Chapter 3- 41

• Most engineering materials are polycrystals.

• Nb-Hf-W plate with an electron beam weld. • Each "grain" is a single crystal. • If grains are randomly oriented, overall component properties are not directional. • Grain sizes typ. range from 1 nm to 2 cm (i.e., from a few to millions of atomic layers).

Adapted from Fig. K, color inset pages of Callister 5e. (Fig. K is courtesy of Paul E. Danielson, Teledyne Wah Chang Albany)

1 mm

Polycrystals

Isotropic

Anisotropic

Page 42: mse ch 3

Chapter 3- 42

• Single Crystals -Properties vary with direction: anisotropic. -Example: the modulus of elasticity (E) in BCC iron:

• Polycrystals -Properties may/may not vary with direction. -If grains are randomly oriented: isotropic. (Epoly iron = 210 GPa) -If grains are textured, anisotropic.

200 µm

Data from Table 3.3, Callister 7e. (Source of data is R.W. Hertzberg, Deformation and Fracture Mechanics of Engineering Materials, 3rd ed., John Wiley and Sons, 1989.)

Adapted from Fig. 4.14(b), Callister 7e. (Fig. 4.14(b) is courtesy of L.C. Smith and C. Brady, the National Bureau of Standards, Washington, DC [now the National Institute of Standards and Technology, Gaithersburg, MD].)

Single vs Polycrystals E (diagonal) = 273 GPa

E (edge) = 125 GPa

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Chapter 3-

Crystallographic Points, Directions, and Planes

•  It is necessary to specify a particular point/location/atom/direction/plane in a unit cell

•  We need some labeling convention. Simplest way is to use a 3-D system, where every location can be expressed using three numbers or indices. –  a, b, c and α, β, γ

x

y

z

β α

γ

Page 44: mse ch 3

Chapter 3-

Point Coordinates – Atom Positions Point coordinates for unit cell

center are ���

a/2, b/2, c/2 ½ ½ ½ ���

Point coordinates for unit cell corner are 111

Translation: integer multiple of

lattice constants à identical position in another unit cell

z

x

ya b

c

000

111

y

z

2c

b

b

Page 45: mse ch 3

Chapter 3-

Crystallographic Directions

1. Vector repositioned (if necessary) to pass through origin. (Always passes thru origin 000) 2. Read off projections in terms of unit cell dimensions a, b, and c 3. Adjust to smallest integer values 4. Enclose in square brackets, no commas

[uvw] ex: 1, 0, ½ => 2, 0, 1 => [ 201 ]

-1, 1, 1

families of directions <uvw>

z

x

Algorithm

where overbar represents a negative index

[ 111 ] =>

y

Crystallographic direction is a vector [uvw]

Page 46: mse ch 3

Chapter 3-

ex: linear density of Al in [110] direction

a = 0.405 nm

Linear Density

•  Linear Density of Atoms ≡ LD = ���

a

[110]

Unit length of direction vector Number of atoms

# atoms

length

1 3.5 nm a 2

2 LD - = =

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Chapter 3- 47

HCP Crystallographic Directions

1. Vector repositioned (if necessary) to pass through origin.���2. Read off projections in terms of unit cell dimensions a1, a2, a3, or c���3. Adjust to smallest integer values ���4. Enclose in square brackets, no commas

[uvtw]

[ 1120 ] ex: ½, ½, -1, 0 =>

Adapted from Fig. 3.8(a), Callister 7e.

dashed red lines indicate projections onto a1 and a2 axes a1

a2

a3

-a3 2

a 2

2 a 1

- a3

a1

a2

z Algorithm

Page 48: mse ch 3

Chapter 3- 48

HCP Crystallographic Directions •  Hexagonal Crystals

–  4 parameter Miller-Bravais lattice coordinates are related to the direction indices (i.e., u'v'w') as follows.

= =

=

' w w t

v

u

) v u ( + -

) ' u ' v 2 ( 3 1 -

) ' v ' u 2 ( 3 1 - =

] uvtw [ ] ' w ' v ' u [ →

Fig. 3.8(a), Callister 7e.

- a3

a1

a2

z

Page 49: mse ch 3

Chapter 3-

Crystallographic Planes

Adapted from Fig. 3.9, Callister 7e.

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Chapter 3- 50

Crystallographic Planes •  Miller Indices: Reciprocals of the (three) axial

intercepts for a plane, cleared of fractions & common multiples. All parallel planes have same Miller indices.���

•  Algorithm  1.  Read off intercepts of plane with axes in terms of a, b, c 2. Take reciprocals of intercepts 3. Clear fractions but do not reduce to smallest integer

values 4. Enclose in parentheses, no commas i.e., (hkl) ���

Page 51: mse ch 3

Chapter 3-

Crystallographic Points, Directions, and Planes

•  Crystallographic direction is a vector [uvw] –  Always passes thru origin 000 –  Measured in terms of unit cell dimensions a, b, and c –  Smallest integer values

•  Planes with Miller Indices (hkl) –  If plane passes thru origin, translate –  Length of each planar intercept in terms of the lattice

parameters a, b, and c. –  Reciprocals are taken –  If needed multiply by a common factor for integer

representation

Page 52: mse ch 3

Chapter 3-

Crystallographic Planes z

x

ya b

c

4. Miller Indices (110)

example a b c z

x

ya b

c

4. Miller Indices (100)

1. Intercepts 1 1 ∞ 2. Reciprocals 1/1 1/1 1/∞

1 1 0 3. Reduction 1 1 0

1. Intercepts 1/2 ∞ ∞ 2. Reciprocals 1/½ 1/∞ 1/∞

2 0 0 3. Reduction 2 0 0

example a b c

Page 53: mse ch 3

Chapter 3-

Crystallographic Planes z

x

y a b

c•

••

4. Miller Indices (634)

example 1. Intercepts 1/2 1 3/4

a b c

2. Reciprocals 1/½ 1/1 1/¾ 2 1 4/3

3. Reduction 6 3 4

(001) (010),

Family of Planes {hkl}

(100), (010), (001), Ex: {100} = (100),

Page 54: mse ch 3

Chapter 3- 54

Crystallographic Planes (HCP)

•  In hexagonal unit cells the same idea is used

example a1 a2 a3 c

4. Miller-Bravais Indices (1011)

1. Intercepts 1 ∞ -1 1 2. Reciprocals 1 1/∞

1 0 -1 -1

1 1

3. Reduction 1 0 -1 1

a2

a3

a1

z

Adapted from Fig. 3.8(a), Callister 7e.

Page 55: mse ch 3

Chapter 3-

Crystallographic Planes

•  We want to examine the atomic packing of crystallographic planes

•  Iron foil can be used as a catalyst. The atomic packing of the exposed planes is important.

a)  Draw (100) and (111) crystallographic planes for Fe.

b) Calculate the planar density for each of these planes.

Page 56: mse ch 3

Chapter 3-

Planar Density of (100) Iron Solution:  At T < 912°C iron has the BCC structure.

(100)

Radius of iron R = 0.1241 nm

R 3

3 4 a =

Adapted from Fig. 3.2(c), Callister 7e.

2D repeat unit

= Planar Density = a 2

1 atoms

2D repeat unit

= nm2

atoms 12.1 m2

atoms = 1.2 x 1019 1

2

R 3

3 4 area 2D repeat unit

Page 57: mse ch 3

Chapter 3- 57

Planar Density of (111) Iron Solution (cont):  (111) plane 1 atom in plane/ unit surface cell

3 3 3 2 2

R 3

16 R 3

4 2 a 3 ah 2 area = ⎟ ⎟

⎞ ⎜ ⎜ ⎝

⎛ = = =

atoms in plane

atoms above plane

atoms below plane

a h 2 3 =

a 2

1 = =

nm2 atoms 7.0

m2 atoms 0.70 x 1019

3 2 R 3

16 Planar Density =

atoms 2D repeat unit

area 2D repeat unit

Page 58: mse ch 3

Chapter 3- 58

Section 3.16 - X-Ray Diffraction

•  Diffraction gratings must have spacings comparable to the wavelength of diffracted radiation.

•  Can’t resolve spacings < λ •  Spacing is the distance between parallel planes of atoms.  

Page 59: mse ch 3

Chapter 3- 20

• Incoming X-rays diffract from crystal planes.

• Measurement of: Critical angles, θc, for X-rays provide atomic spacing, d.

Adapted from Fig. 3.2W, Callister 6e.

X-RAYS TO CONFIRM CRYSTAL STRUCTURE

Page 60: mse ch 3

Chapter 3- 60

X-Ray Diffraction Pattern

Adapted from Fig. 3.20, Callister 5e.

(110)

(200)

(211)

z

x

y a b

c

Diffraction angle 2θ

Diffraction pattern for polycrystalline α-iron (BCC)

Inte

nsity

(rel

ativ

e)

z

x

y a b

cz

x

y a b

c

Page 61: mse ch 3

Chapter 3- 61

• Atoms may assemble into crystalline or amorphous structures.

• We can predict the density of a material, provided we know the atomic weight, atomic radius, and crystal geometry (e.g., FCC, BCC, HCP).

SUMMARY

• Common metallic crystal structures are FCC, BCC, and HCP. Coordination number and atomic packing factor are the same for both FCC and HCP crystal structures.

• Crystallographic points, directions and planes are specified in terms of indexing schemes. Crystallographic directions and planes are related to atomic linear densities and planar densities.

Page 62: mse ch 3

Chapter 3- 62

• Some materials can have more than one crystal structure. This is referred to as polymorphism (or allotropy).

SUMMARY

• Materials can be single crystals or polycrystalline. Material properties generally vary with single crystal orientation (i.e., they are anisotropic), but are generally non-directional (i.e., they are isotropic) in polycrystals with randomly oriented grains.

• X-ray diffraction is used for crystal structure and interplanar spacing determinations.