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Policy Studies Review, Vol. 3, No. 2, February, 1984 RAYMOND TATALOVICH and BYRON W. DAYNES MORAL CONTROVERSIES AND THE POLICYMAKING PROCESS: LOWI'S FRAMEWORK APPLIED TO THE ABORTION ISSUE Public policy research traditionally has focused on Congress' enactment of social-welfare or economic programs which allocate re- sources among population groups or sectors of the economy. Case studies of the Social Security Act, the Wagner Act, the Fair Labor Standards Act, the Employment Act of 1946, and Taft-Hartley, to cite but a few, have been synthesized by Theodore J. Lowi (1964, pp. 677-715), who proposes that governmental outputs can be classified as distributive, regulatory, or redistributive (Ripley and Franklin, 1976; Smith, 1975; Zimmerman, 1973). Lowi further believes that policy types affect the legislative process, executive-legislative relations, and group conflict. In this essay we suggest that abortion policy, which essentially is a moral controversy, is "social" regulation--a public policy type to which Lowi gives little attention. Thus, while Lowi's model is a beginning point for our analysis, it must be qual- ified in three important ways to explain how issues such as abortion affect the policymaking process. Abortion policy cannot be viewed in terms of Lowi's distributive or redistributive types. Abortion policy is not distributive because it cannot be disaggregated into discrete policy outputs. Abortion policy is a deeply polarized controversy with obvious winners and losers; in addition, it is not controlled by any "subgovernment," a feature of distributive policymaking. Nor is abortion an example of redistribu- tive policy which attempts to reallocate wealth, property, and power among broad "classes" in society. Abortion policy does not fit this category because abortion "on demand"--legally , at least--would then be available to all women in society, rich and poor. Some analysts put abortion in the redistributive category ,' a conclusion mistakenly drawn because the abortion controversy (like redistributive issues) is extremely ideological. While we agree that ideology plays a major role in a moral controversy such as abortion, we argue that ideology is an attribute of social regulatory policymaking. That abortion policy is a variant within the regulatory arena is indicated by its legislative history as well as by the nature of this dispute. When the Supreme Court in Roe v . Wade and Doe v. Bolton (1973) legalized abortion during the first trimester of a pregnancy, it invalidated all existing state laws banning abortions except in cases of "therapeutic" need. The control of abortions in the United States prior to 1973--dating back to the mid-nineteenth century--reflected the state governments' use of "police powers" to regulate public health, safety, and morals. Theodore J. Lowi mainly studied economic policies, but various scholars agree that some issues do not have an economic impact. T. Alexander Smith (1975, p. 90). when he applied Lowi's framework to the comparative study of public policies, called such issues "emotive symbolic" because they "generate emotional support for deeply held values, but unlike the other types [of policies] . . . the values sought are essentially non-economic.Il Smith classified abortion as an "emotive symbolic" policy because the debate over legalized abortion is 2 07

MORAL CONTROVERSIES AND THE POLICYMAKING PROCESS: LOWI'S FRAMEWORK APPLIED TO THE ABORTION ISSUE

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Policy Studies Review, Vol. 3 , No. 2, February, 1984

RAYMOND T A T A L O V I C H and B Y R O N W . D A Y N E S

MORAL CONTROVERSIES AND THE POLICYMAKING PROCESS: LOWI'S FRAMEWORK APPLIED T O THE ABORTION ISSUE

Public pol icy research t rad i t ional ly has focused on Congress' enactment o f social-welfare o r economic programs wh ich allocate re- sources among populat ion g roups o r sectors o f t he economy. Case studies o f t he Social Secur i ty Act , t he Wagner Act , t h e Fai r Labor Standards Act , t he Employment A c t o f 1946, and Taf t -Har t ley, t o c i te but a few, have been synthesized by Theodore J . Lowi (1964, pp. 677-715) , who proposes tha t governmental ou tpu ts can be classif ied as d i s t r i bu t i ve , regulatory , o r r e d i s t r i b u t i v e (Rip ley and F rank l i n , 1976; Smith, 1975; Zimmerman, 1 9 7 3 ) . Lowi f u r t h e r believes tha t pol icy t ypes af fect t h e legislat ive process, executive-legislat ive relat ions, and g r o u p conf l ic t . In t h i s essay we suggest t ha t abor t ion pol icy, which essentially i s a moral cont roversy, i s "social" regulat ion--a pub l i c pol icy t y p e to which Lowi g i ves l i t t l e attention. Thus , while Lowi's model is a beginn ing point fo r o u r analysis, it must be qual- i f i ed in th ree important ways t o expla in how issues such as abor t ion af fect t he pol icymaking process.

Abor t i on pol icy cannot be viewed i n terms o f Lowi's d i s t r i b u t i v e o r red i s t r i bu t i ve types. Abor t i on pol icy is n o t d i s t r i b u t i v e because it cannot b e disaggregated i n t o d iscrete pol icy outputs . Abor t i on pol icy is a deeply polarized controversy w i t h obvious winners and losers; in addi t ion, it i s no t cont ro l led by any "subgovernment," a feature of d i s t r i b u t i v e pol icymaking. Nor is abor t ion an example o f red i s t r i bu - t i v e pol icy which attempts t o reallocate wealth, p roper t y , and power among broad "classes" in society. Abor t ion pol icy does not fit th is category because abor t ion "on demand"--legally , a t least--would then be available t o a l l women in society, r i c h and poor. Some analysts put abor t ion in t h e r e d i s t r i b u t i v e category ,' a conclusion mistakenly d rawn because the abor t ion controversy ( l i k e red i s t r i bu t i ve issues) is extremely ideological. While we agree tha t ideology p lays a major role in a moral con t rove rsy such as abor t ion, we argue tha t ideology i s an a t t r i b u t e o f social regu la to ry pol icymaking.

Tha t abor t ion pol icy is a va r ian t w i th in the regulatory arena is indicated b y i t s legislat ive h i s to ry as well as by the na tu re o f th is d ispute. When t h e Supreme C o u r t in Roe v . Wade and Doe v . Bol ton (1973) legalized abor t ion during the f i r s t t r imester o f a pregnancy, it inva l idated a l l ex i s t i ng state laws banning abor t ions except in cases o f " therapeut ic" need. The contro l of abor t ions in the Uni ted States p r i o r to 1973--dating back t o t h e mid-nineteenth century- - re f lected the state governments' use o f "police powers" t o regulate publ ic health, safety, and morals.

Theodore J . Lowi mainly s tud ied economic policies, but var ious scholars agree tha t some issues do n o t have an economic impact. T . Alexander Smith (1975, p. 9 0 ) . when he appl ied Lowi's framework to the comparative s tudy o f pub l i c policies, called such issues "emotive symbolic" because they "generate emotional suppor t for deeply held values, but un l i ke the o the r t ypes [ o f pol icies] . . . the values sought a re essential ly non-economic.Il Smith classif ied abor t ion a s an "emotive symbolic" pol icy because the debate ove r legalized abor t ion i s

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208 Policy Studies Review 3:2 Feb. 1984

r i c h in symbolism and ideological appeals. B u t legalized abor t ion means much more. Since abor t ion pol icy modifies the de l i ve ry o f health care services, it may have impact on family p lanning, f e r t i l i t y rates, populat ion g rowth , and conceivably on the welfare needs o f dependent ch i ldren. So o u r formulation o f abor t ion pol icy as "social" regulat ion ident i f ies i t s symbolic and substant ive qual i t ies. Nonethe- less, the moral dimensions o f t he debate ove r abort ion, we think, contrast t h i s kind o f pub l i c pol icy from most regu la to ry questions.

There is an emerging body o f l i t e ra tu re on regu la to ry policies which contrasts the l1oldl1 o r economic regulat ion from the "new" o r social regulat ion (Wilson, 1980; Li l ley and Mi l ler , 1977: and Weaver, 1 9 7 8 ) . In sp i te o f these semantic dif ferences, however, t he scholars in t h i s f ie ld genera l ly agree tha t t h e regu la to ry policies wh ich charac- ter ized government act ion from 1887 until World War I l - - t yp i f i ed by the ICC, the FCC, and the C A G - w e r e fundamental ly d i f f e ren t f rom the kind o f regulat ions being promulgated in the 1970s. which a re enforced by such agencies as t h e EPA, OSHA, and the Consumer Product Safety Commission. The former regulat ions, says Lester M. Salamon ( 1 9 8 1 , p. 1 5 0 ) . involved:

. . . con t ro l s over the terms o f e n t r y and the cond i t i ons o f operat ion i n p a r t i c u l a r i ndus t r i es . Much o f the e a r l y regu la t i on i n the United States took t h i s form, as e f f o r t s were made t o avoid excessive p r i ces i n such n a t u r a l l y monopol is t ic i n d u s t r i e s as u t i l i t i e s o r t o prevent destruc- t i v e competit ion and ensure market s t a b i l i t y . . . .

What i s happening today in regu la to ry pol icy, Salamon continues,

invo lves the establ ishment o f standards f o r c e r t a i n types o f a c t i v i t i e s o r the imposi t ion o f con t ro l s t o l i m i t the e f f e c t s o f these a c t i v i t i e s . . . e f f o r t s have been made t o p r o h i b i t o r discourage act ions t h a t endanger workers o r consumers, p o l l u t e the environment, o r v i o l a t e important soc ia l goals, such as equal employment.

That older regulatory policies were essential ly economic in charac- te r is clear enough, but the re seems t o be a qual i ta t ive d i f ference between abort ion pol icy as "social" regulat ion and the k inds of "new" regulat ions c i ted in the l i terature. L i l ley and Mil ler ( 1 9 7 7 ) . for example, trace the recent g r o w t h o f federal regulat ions to thirty statutes enacted during 1970-1975. Inc luded among these are: Clean A i r Amendments ( 1 9 7 0 ) , Noise Contro l A c t ( 1 9 7 2 ) , Federal Water Pollution Control Ac t Amendments ( 1 9 7 2 ) , Atomic Energy A c t ( 1 9 7 4 ) . and the Pension Reform Ac t ( 1 9 7 4 ) . Whereas the older regulat ions centered on the s t r u c t u r e o f an i n d u s t r y o r the marketplace, these newer regulat ions focus on the workplace and the product ion process. We would suggest t ha t a degree o f theoretical c l a r i t y would b e a c h k v e d by iden t i f y i ng p u r e "social" regulat ions as i nvo l v ing the use of au tho r i t y t o modify o r replace social values, inst i tu t ional practices, and norms o f in terpersonal behavior w i t h new modes of conduct based upon legal proscr ip t ions. T h i s formulation permi ts u s t o focus o n those regulat ions af fect ing social relat ionships because the moral ou tc ry fol lowing these government policies i s much more intense than what occurs when economic transactions a re being regulated.

Tata lov ich and Daynes/Moral Controversies 209

We inc lude w i t h t h i s b r o a d d e f i n i t i o n s u c h recen t con t rove rs ies as school desegrega t ion ( a n d race re la t i ons g e n e r a l l y ) , t h e Equa l R i g h t s Amendment, gun con t ro l , g a y l i be ra t i on , obscen i t y , school p r a y e r , as we l l as abo r t i on . Such issues a r e fewer in n u m b e r t h a n economic d i s p u t e s but t h e y h a v e increased m a r k e d l y in recen t decades, a n d t h e i nd i ca t i ons a r e t h a t t h i s t r e n d w i l l con t i nue . Moreover , po l i c ies w h i c h genera te c o n f l i c t o v e r mora l i ssues pose se r ious p rob lems f o r demo- c r a t i c po l i t i cs a n d po l i t i ca l s t a b i l i t y . T h u s i t i s impor tan t t h a t a t ten - t i on b e g i v e n t o how these mora l c o n t r o v e r s i e s become po l i t i c i zed , w h y t h e y impact t h e po l i cymak ing p rocess in d i f f e r e n t w a y s t h a n economic regu la t i ons , a n d wha t f a c t o r s u n d e r l i e t h e p rob lem o f ach iev- ing a po l i t i ca l consensus o n s u c h ques t i ons . O u r ana lys i s o f t h e a b o r t i o n c o n t r o v e r s y p o i n t s t o t h r e e a t t r i b u t e s o f po l i cymak ing in t h e r e g u l a t o r y a rena wh ich , u n l i k e economic d i spu tes , cha rac te r i ze moral con t rove rs ies : ( 1 ) t h e ro le o f t h e j u d i c i a r y , ( 2 ) t h e r o l e o f ideo logy , a n d ( 3 ) t h e ro le o f s ing le - issue g r o u p s .

T H E J U D I C I A R Y

Low i did n o t p o i n t to a n y r o l e by t h e j u d i c i a r y as a po l i cymaker in t h e t h r e e po l i cy a renas h e i den t i f i es . However , r e d r e s s t o t h e c o u r t s p r o v i d e s a r e a d y mechanism f o r g e n e r a t i n g demands t h a t i s b e y o n d t h e immediate c o n t r o l o f o u r e lec t i ve l eadersh ip . L i k e abor t i on , t h e o t h e r examples o f social regu la t i on c i t e d above a r e s u b s t a n t i v e l y more t h a n s imp ly non-economic, mora l con t rove rs ies . A l l i n v o l v e cons t i t u - t i ona l ques t i ons o f c i v i l l i b e r t i e s a n d c i v i l r i g h t s . In recen t years , ques t i ons a b o u t women's r i g h t s , race re la t ions , obscen i t y , school p r a y e r , a n d " l i f es ty les " r e f l e c t i n g s u b c u l t u r a l mores have dominated t h e Supreme C o u r t ' s agenda. A concern f o r c i v i l l i be r t i es a n d r i g h t s has d i sp laced t h e Supreme C o u r t ' s t rad i t i ona l invo lvement in economic ques t i ons ( S c h u b e r t , 1965, c h . 6 ) .

Scho lars who s t u d y t h e a b o r t i o n c o n t r o v e r s y see a jud ic ia l ro le i n t h i s a rea because t h e Supreme C o u r t h i s to r i ca l l y enac ts po l i cy w h i c h " leg i t imates" b e h a v i o r (Neef , 1979). B u t more impor tan t l y , t h e c o n t r o v e r s y o v e r " fundamenta l r i g h t s t t ad jud i ca t i on s t r i k e s a t t he h e a r t o f t h e debate o v e r lega l i zed abor t i on . In rev iew ing t h e app l ica- t i o n o f " subs tan t i ve " d u e p rocess in Roe v . Wade, among o t h e r cases, Paul B r e s t (1981, pp. 1063-1109) obse rves t h a t :

The judges and scho la rs who suppor t j u d i c i a l i n t e r v e n t i o n u s u a l l y acknowledge t h a t t h e r i g h t s a t s t a k e - - v a r i o u s l y desc r ibed i n terms o f p r i v a c y , p r o c r e a t i o n a l cho ice , sexual autonomy, l i f e s t y l e cho ices , and i n t i m a t e assoc ia t i on - -a re n o t s p e c i f i e d by t h e t e x t o r o r i g i n a l h i s t o r y o f t h e Const i - t u t i o n . They argue t h a t t h e j u d i c i a r y i s nonetheless au tho r i zed , i f n o t duty-bound, t o p r o t e c t i n d i v i d u a l s a g a i n s t government i n t e r f e r e n c e w i t h these r i g h t s , which can be d i scove red i n convent iona l m o r a l i t y o r d e r i v e d through methods o f ph i losophy o r a d j u d i c a t i o n . . . .

From t h i s pe rspec t i ve , t h e r e f o r e , we hypo thes i ze t h a t Congress a n d t h e Execu t i ve - - the p o p u l a r b r a n c h e s o f gove rnmen t - -wou ld b e re lega ted t o t h e pos i t i on o f h a v i n g t o reac t t o t h e Supreme C o u r t ' s d e f i n i t i o n o f "social" r e g u l a t o r y p o l i c y , p a r t i c u l a r l y in t h i s emerg ing

21 0 P o l i c y Studies Review 3:2 Feb. 1984

area o f " p r i v a c y " r i g h t s . O u r rev iew o f t h e j u d i c i a r y ' s ro le in po- l i t i c i z i ng t h e a b o r t i o n c o n t r o v e r s y a f f i r m s t h i s p ropos i t i on .

Be fo re 1969 t h e r e was l i t t l e j ud i c ia l i nvo l vemen t in t h e a b o r t i o n issue, a n d advocates o f a b o r t i o n " re fo rm" p r i m a r i l y l obb ied t h e s ta te leg is la tu res f o r s t a t u t o r y changes. T h e f i r s t j ud i c ia l dec is ion o n t h e lega l i t y o f a s ta te an t i -abo r t i on law o c c u r r e d when t h e Ca l i f o rn ia Supreme C o u r t , in t h e case o f People v . Belous (1969) . i nva l i da ted t h e s ta te 's pre-1967 (p re - re fo rmed) s t a t u t e o n abor t i on . L a t e r in 1969 t h e f i r s t ruling by a federa l c o u r t came in t h e case o f U . S . v . Vu i t ch2 when t h e D i s t r i c t C o u r t f o r t h e D i s t r i c t o f Columbia he ld t h a t t h e a b o r t i o n law g o v e r n i n g t h a t j u r i s d i c t i o n was uncons t i t u t i ona l . In h i s 1971 r u l i n g , Judge G e r h a r d A . Cessel l res ta ted t h e legal p r i n c i - p les w h i c h h a d been enunc ia ted in t h e Belous case: ( 1 ) t h a t t h e sect ion o f t h e law p e r m i t t i n g abor t i ons to p r e s e r v e t h e mother 's l i f e o r hea l th was ambiguous a n d v io la ted t h e " d u e processl l c lause o f t h e Un i ted States Cons t i t u t i on : ( 2 ) t h a t women h a v e t h e right t o p r i v a c y in mat te rs re la ted t o fami ly , mar r i age , a n d sex; a n d ( 3 ) t h a t t h e i n te res ts o f t h e s ta te t o i n f r i n g e u p o n s u c h r i g h t s h a d n o t been demonst ra ted . Gessel l 's dec is ion also n o t e d t h e d i sc r im ina to ry app l i - ca t ion o f t h e Washington, D.C. law w i t h respec t t o t h e poor . In 1971 t h e Supreme C o u r t rev iewed t h i s case; it l e t t h e D i s t r i c t o f Columbia law s tand but ex tended t h e meaning o f a mo the r ' s " l i f e o r hea l th " t o i nc lude I lpsycho log ica l as we l l as phys i ca l we l l -be ing . "

D u r i n g t h i s pe r iod , legal cha l lenges t o t h e "o r i g ina l " s ta te a n t i - abo r t i on laws were mounted in seve ra l s ta te a n d fede ra l c o u r t s . By the fa l l o f 1970, t h e r e were f i v e s u c h cases b e f o r e t h e Supreme C o u r t , more t h a n t w e n t y in lower federa l c o u r t s , a n d many more in t h e c o u r t s of e leven states. A t t h e t ime o f t h e Roe dec is ion , t h e Supreme C o u r t cou ld c i t e p receden t based on e igh teen s ta te a n d federa l cases. T h e an t i -abo r t i on laws o f Connec t i cu t , Georgia, T e x - as, N o r t h Dakota , I l l i no is , Kansas, New Je rsey , Wisconsin, Ca l i f o rn ia , a n d F lo r i da h a d been dec la red i nva l i d ; but o t h e r s ta tu tes in Kansas, Louis iana, N o r t h Caro l ina , Ohio, U tah , Ind iana, Miss iss ipp i , a n d Sou th Dakota h a d been u p h e l d . O n a t least e i g h t occasions p r i o r t o 1973, t h e Supreme C o u r t h a d r e f u s e d to r e v i e w lower c o u r t dec is ions o n abor t i on , i n c l u d i n g t h e l andmark Belous decis ion: however , i n 1971 i t f i na l l y ag reed t o we igh t h e legal i ssues posed by t h e c e n t u r y - o l d Texas s ta tu te as wel l as t h e 1968 re fo rmed Georg ia law.

Few decis ions o f t h e Supreme C o u r t c rea ted t h e p u b l i c o u t c r y genera ted by Roe v . Wade a n d i t s companion case, Doe v . Bo l ton . Jus t ice Blackman, who a p p a r e n t l y labored many mon ths in w r i t i n g t h e ma jo r i t y op in ion , seemed t o sense t h i s w h e n h e s ta ted t h a t t h e ruling I f . . . w i l l b e r e g a r d e d as one o f t h e worse mis takes in t h e c o u r t ' s h i s t o r y or one o f i t s g r e a t decision^."^ As a p u b l i c po l i cy statement, however , Roe did n o t r e f l e c t t h e po l i t i ca l ba lance o f power be tween the con tend ing pa r t i es . T h e Supreme C o u r t fa i led t o acknowledge t h e g r o w i n g R igh t - to -L i fe Movement n o r i t s i n t e n s i t y o f fee l ing : a n d t h e Jus t ices did n o t d isc r im ina te be tween t h e p u b l i c ' s ove rwhe lm ing accep- tance o f " t he rapeu t i c " abo r t i on a n d i t s res is tance t o p u r e l y e lec t i ve abor t i on . With t h e Roe decis ion, t h e u n b o r n c h i l d n o longer was t r e a t e d as someone possessing r i g h t s , a n d t h e Supreme C o u r t re jec ted appea ls based u p o n a rgumen ts t h a t t h e f e t u s i s a lega l "person. " T h u s , n o t o n l y d i d t h e Supreme C o u r t legal ize a b o r t i o n t h r o u g h o u t t h e U n i t e d Sta tes , but it den ied a n y v a l i d i t y t o t h e e th ica l be l i e f

T a t a l o v i c h and D a y n e d H o r a l C o n t r o v e r s i e s 2 1 1

which was centra l t o t h e pro- l i fe posit ion. Justice Blackman had argued tha t "when those t ra ined in the respective discipl ines o f medicine, phi losophy, and theology are unable t o a r r i v e a t any con- sensus" on the question o f when l i f e begins, the j ud i c ia ry " is no t in a posit ion t o speculate as to the answer." Nonetheless, the cou r t ' s opinion did state i t s view tha t t he major i ty o f Americans believe tha t l i fe begins a t birth.

In subsequent cases, t he Supreme Cour t considered questions af fect ing the implementation o f Roe.4 In these decisions, t he Cour t general ly inval idated state laws which undermined the mother's right t o an abor t ion as def ined by Roe v. Wade; fo r example, a minor does not need the permission o f he r pa ren ts in o r d e r to obta in an abor t ion and a wife does not need the concurrence o f he r husband. On the other hand, t h e Cour t uphe ld the power o f state legislatures and Congress t o re fuse funding fo r abor t ions u n d e r specif ied condit ions. In t h e famous case o f Hor r i s v. McRae, the Supreme Cour t upheld the const i tu t ional i ty o f th Hyde Amendment by which Congress res t r i c t s the use o f Medicaid funds t o pay f o r abor t ions f o r t h e poor. The decisions in these cases, argues Marian Neef (pp . 3 3 5 - 3 3 7 ) . show how t h e c o u r t defers t o Congress on policies wh ich allocate resources while sustaining i t s act ive role in making policies which legitimate behavior. A n d th i s , we argue, is t h e essential core o f llsocial" regulatory pol icy.

From another perspect ive, t he adjudication o f d isputes af fect ing the implementation o f Roe by the Supreme Court--not t o mention other federal courts--points t o a s ingular role which the jud ic iary has assumed in the area o f "social" regulatory pol icy. Donald Horowitz ( 1 9 7 7 ) makes a compelling case tha t the na tu re o f judicial decision- making has changed fundamentally today.' Where the cour ts t rad i - t ional ly resolved grievances between l i t igants in the adversary pro- cess, today we find the j ud i c ia ry engaged in problem-solving. In p ro tec t i ng the r i g h t s o f pr isoners, mental patients, welfare recipi- ents, and racial minorit ies, t he cou r t s are making substantive pol icy in wide areas; f o r example, when a judge specifies 8 4 minimum care s tandards in mental hospitals, t h i s kind o f judicial decisionmaking is no t t he isolated case, Horowitz (p .7) observes, but is:

. . . representat ive o f the t rend toward demanding pe r fo r - mance t h a t cannot be measured i n one o r two simple acts b u t i n a whole course o f conduct, performance t h a t tends t o be open-ended i n t ime and even i n the i d e n t i t y o f the p a r t i e s t o whom the performance i s owed . . . .

Compliance w i t h expl ic i t s tandards o f performance is ind icat ive o f the new social regulat ions, so t he j ud i c ia ry ' s ro le in implementing public pol icy in t h i s instance is comparable t o t h e role o f governmental regu la to ry agencies.'

Horowitz suggests tha t t he cour ts ' i n te rven t ion in social policies was legitimized by the school desegregation cases--beginning w i t h B rown v. Board of Education--but t h a t t h i s tendency has been re in- forced by the fact t ha t disaffected g roups seem to b e more wi l l ing to turn to the cou r t s t o redress grievances r a t h e r than the legislature o r t he executive. In the past, t h e p r i v i l eged used the cou r t s to o v e r t u r n acts o f t he popular branches o f government, whereas today,

2 1 2 Policy Studies Review 3 : 2 Feb. 1984

the disadvantaged ask the jud ic iary to make pol icy i n areas where Congress and the Executive refuse to act. The disadvantaged claim the i r c i v i l l iber t ies and c i v i l r i g h t s have been violated b y state action thus opening the door to jud ic ia l in tervent ion. T h i s scenario i s i nd i c - at ive o f "social" regulatory pol icy and suggests another major a t t r i - b u t e o f i t s pol icymaking process: t he ro le o f single-issue groups.

SI NCLE- ISSUE GROUPS

In Lowi's framework, d i f f e ren t constellations o f in terest g roups inf luence pol icymaking in each functional arena. Because d i s t r i b u t i v e pol icy is disaggregated to small un i ts- -such as the localit ies receiv ing publ ic works funds--Lowi contends tha t these "clientele" g roups are mainly invo lved in lobbying for those k inds o f programs. In con- t ras t , red i s t r i bu t i ve pol icy is shaped b y huge "peak1I associations l i ke the AFL-CIO, the Uni ted States Chamber o f Commerce, and the National Association o f Manufacturers. A l though "peak" associations represent hundreds o f t rade organizations, a degree of u n i t y is achieved on red i s t r i bu t i ve policies because o f t he i r "class" implica- t ions. In abor t ion pol i t ics, however, the coal i t ion-bui lding process was less extensive and did no t invo lve the peak associations. T h i s circumstance, we contend, can b e expected whenever lLmoral" cont ro- versies are placed on the pol i t ical agenda. F i r s t , such issues do no t a f fect t he immediate economic self- interest o f peak associations: sec- ond, the controversy engendered by moral issues would threaten the in ternal cohesion o f those huge organizations.

In making economic regulatory po l icy , Lowi found tha t t rade asso- ciations which represent the affected sector o f t he economy are the pr imary g roups lobbying Congress. In abor t ion pol i t ics, the "estab- l ished" g roups which became involved were in terest g roups represent- ing th ree b road constituencies: women's g roups , re l ig ious denomina- tions. and health-care organizations. S ix ty- three organizations endorsed abort ion l iberal izat ion in the ear ly 1970s and two- th i rds fe l l in to those three categories (Hard in , 1 9 7 4 ) , append ix ) . In addit ion, there were important l iberal groups--such as the American C iv i l Libert ies Union and the American fo r Democratic Action--and orga- nizations concerned w i th ch i l d ren ' s issues; y e t on l y one t rade union, the United Auto Workers, and no business t rade associations were among those 63 organizations. A similar p a t t e r n is found when one analyzes the g roups advocating pub l i c funding fo r abor t ions in 1979 (Alan Guttmacher Inst i tu te , 1 9 7 9 ) . Lowi follows the "p lura l is t " a rgu - ment which contends tha t "establ ished" in terest g roups a re ready and wil l ing to engage in pol i t ical combat t o p ro tec t t he i r economic i n te r - ests. So the re is l i t t l e need f o r in terests t o create "single issue groups1' which concentrate a l l t h e i r resources and energies on any one cause, No doubt the p lu ra l i s t assumptions apply to the largest number o f i n te res t g roups in the Uni ted States, but the re a re s ign i f i - cant exceptions to tha t general izat ion. As Mancur Olson ( 1 9 6 9 , pp. 160-161) observes, a small number o f g roups tend t o promote non- economic objectives; these inc lude phi lanthropic organizations, re l i - gious lobbies, and people committed to " lost causes.11 A similar argument is made by Cobb and Elder ( 1 9 7 2 , p. 8 3 ) in t h e i r s tudy o f agenda-bui lding. They state tha t cer ta in issues a re raised by "do- gooders1I or g roups motivated by humanitarian concerns who have no

T a t a l o v i c h and D a y n e d M o r a l C o n t r o v e r s i e s 213

vested economic in terest a t stake. We agree tha t single-issue g roups and broad-based social movements a r e the major actors in pol i t ic iz ing moral controversies. Single-issue g roups a re unique insofar as they are capable o f d i rec t l y i nvo l v ing the o rd ina ry c i t izen in pol i t ical action. B u t t h i s relat ionship between grassroots c i t izen activism, single-issue groups, and the pol icymaking process i s simply not obvious in any o f Lowi's functional arenas.

D u r i n g the 1960s. the advocates of abor t ion " re form" were mainly health-care professionals who wanted t o co r rec t a social ev i l ; they did no t begin th i s movement t o secure the right t o an abor t ion fo r them- selves as a pol i t ical consti tuency. The impetus for abor t ion reform came from a cadre o f act iv is ts belonging t o a d hoc g roups such as the Association fo r t he Study o f Abor t ion, New York Ci ty ; the Society for Humane Abor t ion, San Francisco; and the Cali fornia Committee on Therapeutic Abor t ion, Los Angeles (Tata lov ich and Daynes, 1981, ch. 2 ) . Lawrence Lader 119731, a long-time advocate o f legalized abor- t ion, po ints ou t t ha t many ind iv iduals , inc lud ing clergymen, health- care professionals, and concerned cit izens, were wi l l ing t o d i rect act ion, inc lud ing open violat ion o f t he law, to dramatize the need for abor t ion l iberal izat ion. The ex ten t o f c i t izen and single-issue g r o u p involvement in the abor t ion movement also is documented by the case studies which analyzed the successful pro-abor t ion lobbies in Hawaii, New York State, and Washington State (Ste inhof f and Diamond, 1977; Guttmacher, 1973; Fuji ta and Wagner, 1973; Lader, 1973, ch. 1 0 ) . The var ious g roups favo r ing abor t ion "reform" coalesced around the National Association fo r Humane Abor t ion organized in 1965; in 1969 the abor t ion act iv is ts establ ished the National Association for Repeal o f Abor t ion Laws. Following the 1973 Supreme Cour t decisions, th is organization was renamed the National Abor t ion Rights Action League, and remains a p r imary pro-choice lobbyis t in Congress.

The pro- l i fe lobby was unable to build a pol i t ical coalit ion w i th other establ ished in terest g roups and was, t o an even greater de- gree, organized around single-issue g roups ra the r than mult i- interest associations. A n exception t o t h i s pa t te rn i s t h e p ivota l role o f the Roman Catholic Church and i t s a f f i l ia ted organizations in promoting the pro- l i fe viewpoint in the Uni ted States. In terms o f the number o f Right - to-L i fe Committees, t he i r overa l l membership, and the sub- stantial f unds they were able to raise, it appears tha t the pro- l i fe lobby has a t t r i bu tes o f a "mass" movement. T h i s character is t ic o f t he p ro - l i f e movement was i l l us t ra ted by i t s ab i l i t y t o enter t he sphere o f electoral pol i t ics. For example, Democrat Ellen McCormack o f New York State qual i f ied f o r $100,000 in federal matching funds and was able t o enter t he ear ly pres ident ia l pr imar ies in 1976. Though pol l ing on ly about 1-4 percent o f t he vote in those elections, McCormack's candidacy led t o the founding o f New York ' s Right-to-Life Party- which, in 1978, outpol led t h e state's Liberal Par ty .

Single-issue g roups were impor tant t o b o t h sides o f t he abor t ion d ispute, and t h i s pa t te rn genera l ly seems t o b e ind icat ive o f moral controversies. To promote fundamental changes in mores requi res a body o f act iv is ts who are no t t i ed to g roups whose p r imary motiva- t ions are economic. On the o the r hand, the opposit ion to social change w i l l prompt a counter-organization by those people who feel threatened by the undermin ing o f t rad i t ional values. In h i s s tudy o f col lect ive behavior , Neil Smelser (1962, p. 289) observes tha t one

2 1 4 P o l i c y S t u d i e s Review 3:2 Feb. 1984

condit ion which facil i tates the r ise o f social movements is societal changes which render t rad i t ional social norms especially repressive.

. , . Any disharmony between normative standards and actual soc ia l condi t ions can provide the basis f o r a movement whose ob jec t i ve i t i s t o modify the norms. This i s p a r t i c u l a r l y t r u e when e i t h e r norms o r soc ia l condi t ions undergo r a p i d change i n a r e l a t i v e l y shor t t ime, . . . .

This hypothesis, Smelser asserts, explains the r ise o f t he c i v i l r i g h t s agitat ion for equal employment a f te r World War II. Moral contro- versies, by definit ion, engender serious ideological debate because social movements and single-issue g roups want t o legitimate norms which are fundamentally a t odds w i t h t rad i t ional social mores.

IDEOLOGY

According t o Lowi's framework, ideology is most important in red i s t r i bu t i ve pol icymaking, but it has less relevance t o economic regulat ion. We contend that ideology is important when "social" regulatory pol icy such as legalized abor t ion is considered and it operates a t many levels. On the one hand, moral controversies, b y the i r v e r y nature, prompt a v igorous intel lectual debate about the pol i t ical, philosophical, and legal reasoning o f prev ious generations. When ex is t ing norms are being challenged, the proponents t ry to show tha t t rad i t ional values are i r re levant , i f not downr igh t unsc ru - pulous, today. The c i v i l r i g h t s movement, f o r example, gained c red ib i l i t y by r e f e r r i n g to racism as a b y p r o d u c t o f slavery and the establishment o f white supremacy a f te r Reconstruction. The debate over g u n controls, similarly, f i nds the National Rif le Association opposing l iberals when these combatants i n te rp re t t he Framers' in- tentions rega rd ing the "right t o bear arms'! under the Second Amend- ment. Likewise, because state anti-abort ion laws were enacted over 100 years ago, t h e h is tor ica l reco rd impinges on the contemporary debate over legalized abort ion. Advocates o f the p ro - l i f e posit ion make the argument tha t t h e "original" abor t ion laws were in tended t o protect t he fetus, but the pro-choice proponents d ispute tha t con- tention. They argue tha t t he n ineteenth c e n t u r y laws were designed to protect t he mother from the unsan i ta ry and dangerous surg ica l techniques o f t h e day,

A t another level, ideology is used by the combatants t o extend one issue t o other related issues and thereby to convey a more wide- spread threat t o the pol i t ical order . Ideological appeals, therefore, focus the pol i t ical debate on long-term and potential effects o f a publ ic pol icy as well as i t s immediate consequences. Arguments against Medicare (a red i s t r i bu t i ve issue), f o r example, emphasized "creeping" socialism in America and i t s assault on capitalism and p r i va te responsib i l i ty . Much the same happened t o the abor t ion controversy--but after, not before, t he Supreme Cour t 's 1973 deci- sion. A review o f the pro- l i fe and pro-choice arguments shows how in tensely polarized and combative the abor t ion d ispute had become in the 1970s and continues in to the 1980s. Unl ike the debate ove r " therapeut ic" abort ions in the 1960s, t he arguments sh i f t ed t o the larger implications o f legalized abor t ion fo r American society.

T a t a l o v i c h and Daynes/Horal Controversies 215

In t h e U n i t e d States, t h e movement f o r abo r t i on " re fo rm" began about 1959, when t h e Amer ican Law I n s t i t u t e advocated abor t i on whenever t h e mother 's o r ch i l d ' s phys i ca l o r mental h e a l t h was endan- ge red , in cases o f fe ta l abnorma l i t y , o r when r a p e was ind icated. T h e debate o v e r abo r t i on r e f o r m was p ragmat i c , n o t ideological , a n d t h e opposi t ion cou ld n o t e f fec t i ve l y genera l ize t h e t h r e a t o f t he rapeu- t i c abo r t i on t o society. A L I - t y p e re fo rms were unambiguous because t h e y wou ld p e r m i t abo r t i ons t o o n l y a r e l a t i v e l y few women. D u r i n g t h e 1960s. t h e abor t i on issue was d e f i n e d as a "medical" p rob lem a n d opin ion e l i tes read i l y accepted t h e re fo rmers ' a rgumen t t h a t some 8,000 abor t i ons were pe r fo rmed annua l l y in t h e U n i t e d States though , technica l ly , t h e y were i l legal . T h e re fo rmers s imply wanted t o re - shape t h e c r im ina l code t o r e f l e c t p r e v a i l i n g medical pract ice. In add i t i on , a l l t h e s tates o p e r a t i n g u n d e r n ine teen th c e n t u r y abo r t i on s ta tu tes pe rm i t ted t h e te rm ina t ion o f a p r e g n a n c y when t h e mother 's l i f e was endangered a n d a few states al lowed abor t i on when t h e mother 's h e a l t h was th rea tened . T h u s , t h e movement f a v o r i n g added " the rapeu t i c " i nd i ca t i ons f o r abo r t i on seemed modest when compared t o t h e Cathol ic pos i t i on t h a t a l l abo r t i ons - - i nc lud ing those now legal-- were immoral a n d o u g h t t o b e p roh ib i t ed . A p p a r e n t l y t h e a rgumen ts f o r r e f o r m were e f fec t i ve because p u b l i c op in ion s u r v e y s during t h e 1960s show t h a t t h e ma jo r i t y o f Amer icans favo red the rapeu t i c abo r - t i ons (B lake , 1971, pp. 540-549). A n d during t h e y e a r s 1966-1970, t h i r t e e n s tates amended t h e i r abo r t i on laws in v a r y i n g degrees ac- c o r d i n g t o t h e A L I guideline^.^

U n l i k e t h e abor t i on debate o f t h e 1960s. e lect ive abor t i on is an issue amenable t o ideological appeals. D u r i n g t h e 1970s a n d 19805, as a r e s u l t , t h e an tagon is t s began t o link abor t i on t o o t h e r vo lat i le social issues such as women's r i g h t s , po l i t ica l conservat ism, a n d personal mora l i t y . T h e bes t research o n t h i s aspect is p r o v i d e d by Donald C r a n b e r g (1978, pp. 414-429), who determined t h a t p u b l i c a t t i t udes o n abor t i on a r e bes t exp la ined by one's op in ions o n such re la ted issues as homosexual i ty , ex t ramar i ta l re la t ions, sex educat ion, a n d p o r n o g r a p h y . P ro - l i f e rs a r e m u c h more conserva t i ve o n these issues t h a n pro-choice advocates. C r a n b e r g ' s f i n d i n g s ind icate t h a t abo r t i on today i s a code w o r d f o r one 's v iews o n a v a r i e t y o f moral issues.

T h e ideological n a t u r e o f t h e abor t i on debated today i s read i l y seen in t h e propaganda disseminated by b o t h sides. Pro- l i fe l i tera- t u r e compares t h e abor t i on ques t i on t o Dred Scott a n d t h e s lave ry issue, l a n d it sugges ts t h a t legal ized a b o r t i o n w i l l lead t o in fant ic ide, mercy killing, a n d t h e genocide wi tnessed during t h e Nazi holocaust (Wi l l , 1976, p. 96) . P ro - l i f e rs also con tend t h a t a genera l moral dec l ine th rea tens t h e c o u n t r y . In t h e words o f t h e Vat ican, Roe was "mora l ly monstrous," a n d Pa t r i ck Card ina l OIBoyle ca l led it a "catas- t r o p h e f o r America" ( S a r v i s a n d Rodman, 1973, pp. i x - x ) .

T h e American C i v i l L ibe r t i es Union, f o r example, opposes t h e H y d e Amend- ment because: I(. . . i t s o n l y p u r p o s e i s t o promote a p a r t i c u l a r re l i g ious v iew o n t h e ques t i on o f when l i f e begins." ' A n d t h e Execu- t i v e D i r e c t o r o f t h e Nat ional A b o r t i o n R i g h t s Ac t i on League sees Roe as a " tes t o f whe the r o u r society w i l l p r o t e c t t h e r i g h t s o f t h e indi- v i d u a l to lead h i s o r h e r o w n l i fe , f r e e o f t h e d i c ta tes a n d dogma o f o the rs . "10 In t h e 1970s. advocates o f legal ized abor t i on came t o v iew t h e w o m a r . ' ~ "right t o choose" a n abor t i on w i t h o u t governmenta l

T h e pro-choice advocates a lso link a b o r t i o n t o vo lat i le issues.

21 6 Policy Studies Review 3:2 Feb. 1984

i n te r fe rence as a l i b e r t y equa l in s ta tus t o t h e B i l l o f R i g h t s . T h i s syn thes i s r e s u l t e d p r i m a r i l y because t h e p r o - l i f e pos i t i on had , by now, become f u l l y i d e n t i f i e d by t h e pro-cho ice p r o p o n e n t s as a t h r e a t t o t h e p r i n c i p l e o f c h u r c h - s t a t e separa t ion . Shou ld o u r re l i g ious f reedoms in t h e U n i t e d Sta tes so eas i l y b e t ramp led upon , t h e y a r - gue , n o l i b e r t i e s wou ld b e secure . T h i s pos i t i on i s h e l d by t h e Re l ig ious Coa l i t ion f o r A b o r t i o n R i g h t s in oppos ing a n y p r o - l i f e amend- ment t o t h e Cons t i t u t i on , " w h i c h w r i t e s :

American l i b e r t i e s have been secure i n l a r g e measure because they have been guaranteed by a B i l l o f R igh ts wh ich t h e American people have cons idered t o be v i r t u a l l y unamendable. I f the f i r s t c lause o f t h e B i l l o f R igh ts , wh ich p r o t e c t s r e l i g i o u s freedom, shou ld p rove so e a s i l y s u s c e p t i b l e t o amendment, none o f t h e succeeding c lauses would be secure.

T h u s , t h e deba te o v e r a b o r t i o n has e v o l v e d to t h e p o i n t w h e r e pro-cho ice g r o u p s c h a r g e t h a t p r o - l i f e r s a r e trying t o underm ine o u r fo rm o f gove rnmen t a n d p r o - l i f e p r o p o n e n t s say t h a t a b o r t i o n advo - cates a r e was t ing human l i fe . Ideo logy has t r a n s f o r m e d t h e a b o r t i o n c o n t r o v e r s y f r o m a r e l a t i v e l y n a r r o w medical ques t i on t o one now i n v o l v i n g fundamenta l p r i n c i p l e s . T h i s c i rcumstance, l a r g e l y p r e c i p - i t a ted by t h e dec is ion , i s comparable to wha t happens in t h e course o f r e d i s t r i b u t i v e po l i t i cs . T h o u g h issues o f economic r e g u - la t ion d i v i d e t h e d i s p u t a n t s i n t o " l i be ra l " a n d "conserva t i ve " camps, t h e y usua l l y l ack t h i s i n t e n s i t y o f ideological war fa re .

T H E ROLE OF CONGRESS

Theodore J . Lowi a r g u e d t h a t Congress i s t h e p redominan t po l i cy - maker in t h e r e g u l a t o r y arena; but in mat te rs o f "social" regu la t i on , l i k e abo r t i on , we think t h a t Congress ' e f f o r t s w i l l b e d i r e c t e d ma in l y aga ins t t h e Supreme C o u r t ' s i n i t i a t i ves . A f t e r t h e Supreme C o u r t ou t lawed school p r a y e r in t h e 1960s. Congress cons ide red a cons t i t u - t iona l amendment t o r e v e r s e t h a t ruling. A n d in t h e p e r i o d s ince 1973, Congress has deba ted v a r i o u s measures t o r e s t r i c t t h e ava i lab i l - i ty o f abo r t i ons , p a r t i c u l a r l y funding leg is la t ion . In 1976 Congress- man H e n r y J . H y d e ( R - I l l ) , a n avowed opponen t of a b o r t i o n , became alarmed t h a t t h e Depar tment o f Hea l th , Educat ion , a n d Welfare was p a y i n g f o r 250,000 t o 300,000 a b o r t i o n s a y e a r a t a cos t o f $45 mi l - l ion. He i n t r o d u c e d wha t has become k n o w n as t h e H y d e Amendment. The f i r s t H y d e Amendment, enac ted in 1976, p r o h i b i t e d t h e u s e o f Medicaid f u n d s f o r abo r t i ons "excep t w h e r e t h e l i f e o f t h e mo the r wou ld b e endangered i f t h e f e t u s were c a r r i e d t o te rm. " Since t h e n e v e r y Congress has adop ted some v e r s i o n o f th H y d e Amendment as a r i d e r t o Depar tment o f Labor /Depar tmen t o f Hea l th , Educat ion , a n d Welfare a p p r o p r i a t i o n s leg is la t ion . However , p r o - l i f e e f f o r t s in Con- g r e s s t o s u p p r e s s a b o r t i o n h a v e n o t s topped he re .

E v e r y poss ib le maneuver was u s e d by p r o - l i f e Congressmen t o el iminate a n y ves t i ge o f a b o r t i o n po l i cy f r o m t h e law. In 1973, f o r example, Congress p r o h i b i t e d fede ra l f u n d s f rom b e i n g spen t o n f o r e i g n a i d i f t h e monies w e r e u s e d t o p a y f o r abo r t i ons . T h a t same y e a r fede ra l hea l th leg is la t ion i n c o r p o r a t e d "right t o conscience" amendments a l l ow ing a n y p h y s i c i a n or hosp i ta l r e c e i v i n g federa l f u n d s

T a t a l o v i c h and Daynes/Moral C o n t r o v e r s i e s 217

t o re fuse t o p e r f o r m abor t i ons . An t i -abo r t i on r i d e r s also were a t - tached t o t h e 1978 Depar tment o f Defense a n d fo re ign a i d b i l l s . In 1978 Representat ives D a v i d C. T r e e n (R-La) a n d Thomas M. Gagedorn (R-Minn) were successfu l in p r o h i b i t i n g t h e Un i ted States Commission o n C i v i l R i g h t s f rom col lect ing data o n abor t i on laws a n d pol ic ies o f t h e government . T h e Family Protect ion A c t o f 1980 speci f ied t h a t n o p r o g r a m rece iv ing federa l f u n d s cou ld p r o v i d e con t racep t i ve or abor - t i on counsel ing or legal serv ices t o a minor w i t h o u t f i r s t g e t t i n g t h e permiss ion f r o m t h e m ino r l s pa ren ts . A n d p ro - l i f e Congressmen in 1980 p r o h i b i t e d t h e Legal Serv ices Corpo ra t i on , w h i c h p r o v i d e d legal assistance t o t h e poor , f rom hand l i ng abor t i on cases.

T h e extens iveness o f t h e p r o - l i f e coun te r -o f fens i ve i n Congress suggests a deg ree o f fanat ic ism w h i c h i s less a p p a r e n t o n p u b l i c pol ic ies a f f e c t i n g economic d i spu tes . As Congressman H e n r y H y d e (1980, p. 4514) once sa id: " y o u d o n ' t compromise o n t h i s issue o f abor t ion. How d o y o u compromise when t h e issue i s a human l i fe- -not y o u r l i f e , somebody else's l i fe . " A s a r e s u l t , t h e c leavage in Con- g r e s s between p ro - l i f e a n d pro-choice leg is la tors has increased o v e r t h e yea rs s ince 1973. A n ex tens i ve analys is o f thirty votes o n abor - t i on leg is la t ion in t h e 93rd. 94th, 95th, a n d 96 th Congresses f o u n d t h a t a Representat ive 's ideology i s t h e s t r o n g e s t p r e d i c t o r o f h i s v o t i n g o n abor t i on leg is la t ion (Bardes a n d Tata lov ich, 1982; a n d V inovsk i s . 1976). Conserva t i ves a r e p r o - l i f e a n d l i be ra l s t e n d t o b e pro-choice. A secondary i n f l uence i s re l ig ion; Cathol ic Congressmen a re much more p ro - l i f e i n t h e i r v o t i n g behav io r t h a n Jewish o r Prot- es tan t Representat ives. O n t h e o t h e r hand , po l i t i ca l p a r t y a f f i l i a t i on i s much less impor tan t in exp la in ing how Congressmen vo te o n abor- t i on legis lat ion. T h i s f i n d i n g i s s ign i f i can t because t h e ex tens i ve research o n l eg i s la t i ve b e h a v i o r ind icates t h a t p a r t y a f f i l i a t i on normal- ly i s t h e most impor tan t va r iab le exp la in ing how Congressmen vote o n abor t i on legis lat ion. T h i s finding i s s ign i f i can t because t h e ex tens i ve research o n leg is la t ive behav io r ind icates t h a t p a r t y a f f i l i a t i on normal- l y i s t h e most impor tan t va r iab le exp la in ing how Congressmen vote on economic a n d social-wel fare pol ic ies. Vo t ing i n Congress o n abor t i on leg is la t ion, t he re fo re , a f f i r m s o u r hypo thes i s t h a t moral cont rovers ies a r e a n impor tan t v a r i a n t of r e g u l a t o r y po l icymaking.

In t h e y e a r s s ince Roe, n e i t h e r t h e House o f Representat ives n o r the Senate has vo ted o n a p r o - l i f e amendment t o t h e Cons t i t u t i on . It seems u n l i k e l y t h a t s u c h a n amendment cou ld ob ta in the necessary two- th i rds v o t e in each house o f Congress in add i t i on t o ra t i f i ca t i on by t h r e e - f o u r t h s of t h e states. t lowever , in t h e 97th Congress (1981-82), p r o - l i f e leg is la tors o n t h e Senate's Committee o n the Jud i - c i a r y a t tempted t o de f i ne away t h e Supreme C o u r t ' s con t ro l o v e r abo r t i on pol icy . T h e Hyde-Helms b i l l ( S . 158). w h i c h t h e Committee subsequen t l y h a d approved , wou ld def ine human l i f e as e x i s t i n g a t concept ion a n d de f i ne a l l human l i f e as I lpersons." I f enacted, t h i s leg is la t ion wou ld o v e r t u r n Roe since t h e Four teen th Amendment would the rea f te r g i v e " d u e process" r i g h t s t o a l l human " l i f e " f r o m t h e moment o f concept ion. T h u s , Congress has exe rc i sed an a c t i v i s t ro le in fo rmu la t i ng abor t i on po l i cy , but i t s agenda has been establ ished by t h e Supreme C o u r t ' s e a r l y i n t e r v e n t i o n in t h i s area. So t h i s caveat must b e added to Lowi ls a rgumen t t h a t r e g u l a t o r y po l i cy is Legis la t ive in charac te r .

21 8 P o l i c y S t u d i e s Review 3:2 Feb. 1984

T H E ROLE OF T H E EXECUTIVE

In Lowi 's po l i cy f ramework , t h e execu t i ve has a p r i m a r y ro le in shap ing r e d i s t r i b u t i v e po l i cy , but v i r t u a l l y n o impact in d i s t r i b u t i v e po l i cymak ing . In t h e r e g u l a t o r y a rena, t h e e x e c u t i v e t h r o w s i t s s u p p o r t b e h i n d one s ide or t h e o t h e r in t h e d i s p u t e t o i n f l uence t h e leg is la t i ve outcome. A s t h e abor t i on c o n t r o v e r s y has deve loped, t h e execu t i ve has been less impor tan t t h a n Congress in fash ion ing a response t o t h e Roe dec is ion . Democrat ic cand ida tes f o r p r e s i d e n t genera l l y t r i e d t o a v o i d t h e a b o r t i o n issue or t o p laca te b o t h p r o - choice a n d p r o - l i f e pos i t ions ; on t h e Repub l ican s ide , b o t h R icha rd N ixon a n d Rona ld Reagan f i r m l y opposed lega l i zed abor t i on .

D u r i n g t h e 1972 p res iden t ia l campaign, R i c h a r d N i x o n re jec ted t h e pos i t ion o f t h e P res iden t ' s Commission o n Popu la t ion G r o w t h f a v o r i n g "on demand'' abo r t i on , a n d h e proceeded t o endorse T e r r a n c e Card ina l Cooke's e f f o r t s t o r e s c i n d New Y o r k S ta te 's n e w l y enac ted lega l i zed abor t i on law. N ixon ' s Democrat ic opponen t , George McGovern , was d i s t u r b e d by t h e pe rs i s tence o f t h i s i ssue in t h e campaign. McGov- e r n a r g u e d t h a t abo r t i on was a p r i v a t e ma t te r i n v o l v i n g t h e woman a n d h e r doc to r a n d t h a t o u r laws shou ld n o t i n t e r f e r e w i t h t h a t decision; however , h e also be l ieved t h a t a b o r t i o n po l i cy shou ld b e l e f t to t h e s ta te gove rnmen ts . B y 1976 t h e p res iden t ia l cand ida tes a n d b o t h po l i t i ca l p a r t i e s h a d reac ted t o t h e 1973 Hoe decis ion. T h e Democrat ic P a r t y p l a t f o r m o f 1976 opposed e f f o r t s t o o v e r t u r n t h e Supreme C o u r t ' s r u l i n g w i t h a n amendment t o t h e Cons t i t u t i on , but t h e Repub l ican P a r t y p l a t f o r m adop ted a s ta tement f a v o r i n g a cons t i - t u t i ona l amendment " t o res to re p r o t e c t i o n o f t h e right t o l i f e for u n b o r n c h i l d r e n . " I ncumben t P res iden t Gera ld Fo rd , a Repub l ican , was uncomfor tab le w i t h h i s p a r t y ' s pos i t i on o n abor t i on , a n d h e p r e f e r r e d a cons t i t u t i ona l amendment a l low ing each s ta te t o make i t s own a b o r t i o n po l i cy . Rona ld Reagan, who was F o r d ' s cha l l enger in the 1976 p res iden t ia l p r i m a r y e lec t ions , s tood f i r m l y b e h i n d a p r o - l i f e amendment t o t h e Cons t i t u t i on .

In con t ras t , Democrat Jimmy C a r t e r w a f f l e d o n t h i s i ssue. He began h i s 1976 p res iden t ia l campaign by t a k i n g a pos i t i on w h i c h h i n t e d some sympa thy f o r t h e p r o - l i f e v iewpo in t . B u t i n A u g u s t , C a r t e r met w i t h a g r o u p o f Catho l i c B i shops a n d fa i led t o conv ince them o f t h e s i n c e r i t y o f h i s pos i t ion . C a r t e r was c r i t i c i z e d f u r t h e r in 1977 when, as P res iden t , h e a g r e e d t o funding r e s t r i c t i o n s for abor - t i ons w h i c h d i sc r im ina ted aga ins t t h e poor, a n d added h i s now famous de fense o f t h a t ac t ion : "Well, as y o u know, t h e r e a r e many t h i n g s in l i f e t h a t a r e n o t f a i r , t h a t wea l thy people can a f f o r d a n d poor peop le can ' t " ( T u c k e r , 1977, p. 64). T h u s , Jimmy C a r t e r remained pe rson - a l l y opposed t o a b o r t i o n but s u p p o r t i v e o f t h e Roe decis ion; h e did no t f a v o r a p r o - l i f e amendment t o t h e Cons t i t u t i on , but a p p r o v e d l im i t i ng p u b l i c funding f o r abor t ions .

B y 1980 a b o r t i o n h a d become a n in tense ly p a r t i s a n issue, a deve l - opment w h i c h has compounded t h e p rob lem o f consensus -bu i l d ing o n t h i s issue. I f a n y t h i n g , Ronald Reagan s t r e n g t h e n e d h i s pos i t i on among p r o - l i f e v o t e r s by r e f e r r i n g t o Roe as "an abuse o f power as b a d as t h e t ransg ress ions o f Watergate a n d t h e b r i b e r y o n Cap i to l H i l l " (Weiss, 1980, p. 734). T h e Repub l ican P a r t y p l a t f o r m o f 1980 re f lec ted Reagan's an t i -abo r t i on v iews; it ca l led f o r a p ro - l i f e amend- men t , r e s t r i c t i o n s o n p u b l i c funding f o r abo r t i ons , a n d t h e sc reen ing

T a t a l o v i c h and Oaynes/Moral Con t rove rs ies 219

o f p rospec t i ve federa l j u d g e s acco rd ing t o t h e i r v i e w s o n abor t i on . T h e Democra t ic P a r t y p la t fo rm, less ambiguous t h a n Jimmy C a r t e r ' s s ta tements o n abor t i on , was as f i r m l y in f a v o r o f Roe v . Wade as t h e Repub l ican p l a t f o r m was aga ins t i t . T h r o u g h o u t t h e 1970s. t he re fo re , t h e e x e c u t i v e was unab le t o rede f ine t h e te rms o f t h e a b o r t i o n debate so t h a t a po l i t i ca l reso lu t i on t o t h e c o n t r o v e r s y c o u l d b e found . Ra the r , t h e po l i t i ca l p a r t i e s t o o k d iamet r ica l l y oppos ing s tands o n abor t i on , a n d t h i s c i rcumstance cons t ra ined t h e b e h a v i o r o f t h e i r cand ida tes f o r Pres ident . Repub l icans u s e d t h e a b o r t i o n issue t o a t t r a c t Catho l i c vo te rs - -who no rma l l y s u p p o r t Democrats in p res iden - t i a l e lec t ions- -whereas Jimmy C a r t e r ' s i ncons is ten t v i e w s on a b o r t i o n re f l ec ted h i s c o n c e r n a b o u t los ing s u p p o r t f r o m po l i t i ca l conserva- t i ves , i n c l u d i n g Catho l i cs .

SUMMARY A N D IMPLICATIONS

To summarize t h i s case s t u d y o f a b o r t i o n po l i t i cs , t h e re la t i onsh ips be tween each po l i t i ca l va r iab le a n d Lowi 's f unc t i ona l a renas a r e o u t - l i ned below. One can see t h a t a b o r t i o n po l i cy can b e s t b e u n d e r s t o o d as a v a r i a n t o f r e g u l a t o r y po l i cymak ing .

V a r i a b l e A f f e c t i n g Importance o f A b o r t i o n P o l i c y V a r i a b l e

1. non-economic, moral s t r o n g

2. r o l e o f j u d i c i a r y s t rong

3. r o l e o f s i n g l e - i s s u e s t r o n g

4. r o l e o f i deo logy s t r o n g

va lues

as po l i cymaker

groups

5. r o l e o f Congress s t r o n g 6. r o l e o f Execu t i ve moderate

as po l i cymaker

L o w i ' s P o l i c y Arena

regu 1 a t o r y (va r i an t )

regu 1 a t o r y ( va r i an t )

r e g u l a t o r y ( v a r i a n t )

r e d i s t r i b u t i v e /

r e g u l a t o r y r e g u l a t o r y

regu 1 a t o r y ( v a r i a n t )

T h i s s t u d y o f t h e a b o r t i o n c o n t r o v e r s y sugges ts t h a t Lowi 's f unc - t i ona l app roach t o p u b l i c po l i cy ana lys i s needs t o b e mod i f ied t o accommodate t h e impor tan t ways in w h i c h "mora l " con t rove rs ies deve l - op. Fo r reasons o f t h e i r ( 1 ) ideological component, ( 2 ) t h e i nvo l ve - ment o f s ing le - issue g r o u p s , a n d ( 3 ) t h e ro le o f t h e j u d i c i a r y , we v iew these issues as a (soc ia l ) v a r i a n t o f r e g u l a t o r y po l i cy w h i c h dese rve special a t ten t i on . T h e i n t e n s i t y o f ideological w a r f a r e ex - p la ins w h y t h e debate o v e r mora l con t rove rs ies rages f o r l ong pe r iods o f t ime a n d w h y b road-based social movements o f t e n a r e r e q u i r e d t o p romote those k i n d s of social changes.

T h a t a n y gove rnmen ta l i n s t i t u t i o n , w h e t h e r t h e Supreme C o u r t or Congress , makes a dec is ion in s u c h po l i cy a reas does n o t bring t h e ma t te r t o a c lose necessa r i l y . Consensus -bu i l d ing i s more d i f f i c u l t w i t h mora l i ssues t h a n w i t h most po l i c ies a f f e c t i n g d i s t r i b u t i o n , r e g u - la t ion , o r e v e n r e d i s t r i b u t i o n . R e d i s t r i b u t i v e po l i c ies , s u c h as Social S e c u r i t y a n d t h e income t a x , can b e lessened in impact by becoming more " d i s t r i b u t i v e " in charac te r . B u t t h e r e i s n o o b v i o u s way t o mu te mora l con t rove rs ies because t h e an tagon is t s see these issues a s

220 Policy S t u d i e s Review 3 : 2 Feb. 1984

non-negot iable. T h u s , u l t ima te l y , mora l i ssues a t t h e na t iona l leve l o f gove rnmen t seem comparable t o t h e k i n d s o f vo la t i l e po l i t i ca l con- t rove rs ies w h i c h arouse "communi ty con f l i c t " a t t h e local leve l (Cole- man, 1 9 5 7 ) . In b o t h ins tances , d i spu tes o v e r social mores t e n d t o p e r s i s t u n t i l t h e y s imp ly fade in impor tance w i t h t h e passage o f t ime--when some d e fac to se t t lement o f t h e d i s p u t e in p u b l i c op in ion i s ach ieved- -or when a f i na l reso lu t i on i s p r o v i d e d t h r o u g h a cons t i - t u t i ona l amendment.

1.

2 .

3.

4.

5.

6.

7.

FOOTNOTES

Mar ian Huss Neef a r g u e s t h a t when Roe v . Wade was f i r s t p r o - mulgated, a b o r t i o n po l i cy c o u l d f i t in t h e r e g u l a t o r y a rena, but i t s s h i f t l a te r i n t o t h e r e d i s t r i b u t i v e ca tegory seems more appro - p r i a t e "as i n d i v i d u a l s a n d i n t e r e s t g r o u p s i nc reas ing l y seem t o v iew t h e p rob lem in 'pa r t i san a n d ideological ' terms.I l

T h e o t h e r cases were Griswold v . Connect icut , i n v a l i d a t i n g a s ta te law p r o h i b i t i n g t h e use o f con t racep t i ves by m a r r i e d cou- ples; Eisenstadt v . Ba i rd w h i c h n u l l i f i e d a s ta te law p r o h i b i t i n g t h e d i s t r i b u t i o n o f con t racep t i ves t o u n m a r r i e d pe rsons ; a n d Doe v . Commonwealth's At torney w h i c h sus ta ined a s ta te sodomy law as app l i ed t o p r i v a t e consensual homosexual behav io r .

t i ea r ings b e f o r e t h e Subcommit tee o f t h e Commit tee o n t h e Jud i - c i a r y , U.S. Senate, 9 3 r d Congress , 2nd Session, o n S.J. Res. 119 a n d S.J. Res. 130, Pa r t I, p. 30.

See t h e fo l low ing : Planned Parenthood of Centra l Missouri v . Donfo r th , 428 US 52 ( 1 9 7 6 ) : Beal v . Doe, 432 US 438 ( 1 9 7 7 ) ; Maher v . Roe, 432 US 464 ( 1 9 7 7 ) ; Poelker v . Doe, 432 US 519 ( 1 9 7 7 ) ; Colautt i v . F r a n k l i n , 439 US 379 ( 1 9 7 9 ) ; Bel lot t i v . B a i r d , 443 US 622 11979) ; Harr is v . V i r g i n i a , 49 LW 3548 (1981) ; Syski v . V i rg in ia , 49 LW 3549 ( 1 9 8 1 ) ; Brady v . Doe, 49 L\V 3473 (1981 ); Gary-Northwest Indiana Women's Services, l nc . v . Bower,, 49 LW 3691 ( 1 9 8 1 ) ; H.L . v . Matheson, 49 LW 4255 ( 1 9 8 1 ) ; Horr is v . McRoe, 79-1268 ( s l i p o p i n i o n ) , dec ided June 30, 1980.

B y "social po l i cy " Dona ld L. Horowi tz means "po l i cy des igned t o a f fec t t h e s t r u c t u r e of social norms, social re la t i ons , o r social decis ion-making"; t h i s d e f i n i t i o n i s v e r y c lose t o o u r v iew o f social r e g u l a t o r y po l i cy .

For a n ana lys i s o f how t h e c o u r t s w e r e u s e d t o p romote more v igo rous r e g u l a t o r y po l i cy by t h e O f f i ce o f C i v i l R i g h t s , see: Char les S. Bu l l ock I l l a n d James L. Regens, " T h e C o u r t s as a Source o f Regu la to ry Rev i ta l i za t ion : E x t e r n a l Agenda Se t t i ng a n d Equa l Educat ion Programs, " in Me1 D u b n i c k a n d A l a n R. G i te l - son, Eds., Symposium o n Regu la to ry Pol icy Ana lys i s , Policy Studies Review, 1981-82, pp. 565-572.

These s ta tes were : Miss iss ipp i , 1966; Colorado, 1967; Ca l i fo rn ia , 1967; N o r t h Caro l ina , 1967; Georg ia , 1968; M a r y l a n d , 1968; A rkansas , 1969; Delaware, 1969; Kansas, 1969; New Mexico, 1969; Oregon , 1969; Sou th Caro l ina , 1970; V i r g i n i a , 1970.

Tatalovich and Daynes/Moral Controversies 2 2 1

8. "Supreme C o u r t on Abor t i on , " America ( F e b r u a r y 3, 1977), p. 81. A ser ious c r i t i q u e o f t h e pro-choice pos i t ion i n terms o f t h e debate o v e r s lave ry can b e f o u n d in: William J. Voegel i , J r . , " A C r i t i q u e o f t h e Pro-choice Argument , " Review of Politics (Octo- b e r 1981). pp. 560-571.

9. " A b o r t i o n : A Fundamental R i g h t U n d e r A t t a c k , " Amer ican C i v i l L ibe r t i es Union pamphlet , n.d.

10. Nat ional A b o r t i o n R i g h t s Act ion League, l e t t e r by Karen hlulhau- ser , Execu t i ve D i rec to r , to p rospec t i ve c o n t r i b u t o r s o r members, n.d.

11. "Rel ig ious Freedom a n d t h e A b o r t i o n Con t rove rsy , " Rel ig ious Coal i t ion f o r A b o r t i o n R i g h t s pamphlet , 1978.

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Bardes, B., & Tata lov ich, R. T h e House o f Representat ives a n d abor t ion: Chang ing p a t t e r s o f s u p p o r t s ince the Roe decis ion. Paper de l i ve red t o annual meet ing, Sou thwes te rn Pol i t ical science Associat ion, San Antonio, Texas , March 18-21, 1982.

Blake, J. (1971). A b o r t i o n a n d p u b l i c op in ion: T h e 1960-1976 decade. Science, 1 7 7 , 540-549.

B r e s t , P. (1981 ) . T h e fundamental r i g h t s con t rove rsy : T h e essen- t i a l con t rad i c t i ons o f normat ive cons t i t u t i ona l scholarsh ip. Yale Law Journal, 9 0 , 1063-1109.

Cobb, R.W., & E lde r , C.D. (1972). Participation in Americun pol i t ics: The dynamics of agenda-bui lding. Balt imore, MD: Johns Hopk ins U n i v e r s i t y Press.

Coleman, J. ( 1 957). Community Confl ict. Glencoe, I L: Free Press. Fuj i ta , B . N . , & Wagner, N .N . (1973). Referendum 20: Abor t i on

r e f o r m in Washington state. In t1.J. Oso fsky & J .D. Osofsky, (Eds . ) , The abortion experience ( p p . 232-261). New Y o r k : Har - p e r a n d Row.

Granberg , D. (1978). P ro - l i f e o r re f l ec t i on o f conse rva t i ve ideolo- gy? A n analys is o f opposi t ion to legal ized abor t ion. Sociology and Social Reseorch, 6 2 , 414-429).

Gut tmacher , A.F. (1973). T h e genesis o f l ibera l ized abor t i on in New Y o r k : A personal i n s i g h t . In D.F. Walbert & J.D. B u t l e r (Eds . ) , Abort ion, Society, and the Law ( p p . 63-87). Cleveland, OH: T h e Press o f Case Western U n i v e r s i t y .

Hard in , G . (1 974). Mandatory motherhood ( a p p e n d i x ) . Boston, MA: Beacon Press.

Horowi tz , D.L. (1977). The courts ond social po l icy . Washington, DC: B r o o k i n g s I n s t i t u t i o n .

Hyde, H e n r y . A Congressman's t h o u g h t s o n t h e p ro - l i f e movement. Speech in t h e Georgetown U n i v e r s i t y ' s Right to Life Journal, a n d U . S . Congressional Record, 126, June 4, 1980, 96th Cong., 2d Sess., p. H4514 (da i l y ed i t i on ) .

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