10
Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts Emilio Marengo * , Maria Cristina Liparota, Elisa Robotti, Marco Bobba Department of Environmental and Life Sciences, University of Eastern Piedmont, Via Bellini 25/G, 15100 Alessandria, Italy Received 8 July 2005; received in revised form 20 September 2005; accepted 28 September 2005 Available online 27 December 2005 Abstract This paper concerns the improvement of a method, already applied for the conservation state monitoring of wooden and painted surfaces, to a system closely simulating a real artwork, namely a canvas painted with mixtures of three organic pigments (Alizarin, Permanent Red, Phtalocyanine Green). Ten mixtures of these pigments, according to an augmented simplex-centroid design, were prepared, mixed with linseed oil and spread on 10 cotton canvas strips. Drying ended, all the samples were analysed by ATR-FT-IR spectroscopy to describe the superficial variability in normal conditions of conservation, i.e. when no degradation is present. Successively, the samples were exposed to artificial UV light simulating the action of an aggressive portion of sunlight. The IR spectra of the surfaces were regularly acquired to monitor the superficial changes due to the UV aggression. Treatment ended, a chemometric study based on the Principal Component Analysis of the spectroscopic data collected both in normal conditions of conservation and during the artificial accelerated ageing, was performed and the multivariate Shewhart and Cusum control charts were built with the scores of the significant PCs (principal components). PCA based control charts showed to be able to identify the presence of significant changes of the painted surfaces, to identify the starting of the degradations and to provide insights about the chemical alterations induced by the UV exposure. # 2005 Elsevier B.V. All rights reserved. Keywords: Cultural heritage conservation; ATR-FT-IR spectroscopy; Augmented simplex-centroid design; Principal Component Analysis; Degradation monitoring; Multivariate control charts 1. Introduction Among the most important contributions that chemistry can offer to cultural heritage conservation there are the under- standing of the original execution techniques and the identification of the problems affecting artworks, allowing the choice of the most effective and durable intervention. The analytical techniques used in this field must guarantee that the acquisition of the chemical information does not compromise the conservation state of the handmade, in other words, they must be non-destructive and non-invasive; they can give ‘‘elemental’’ information (as atomic absorption spectroscopy [1], inductively coupled plasma-mass spectroscopy [2], X-ray fluorescence spectrometry [3], particle induced X-ray emission [4], scansion electron microscopy [5]) or ‘‘molecular’’ information (as IR [6], Raman [7], UV [8] and X-ray diffraction [9] spectroscopy, HPLC [10], GC–MS [11]). It follows that the physico-chemical characterisation, today, plays a fundamental role in studies about artworks authentication, restoring and monitoring. This paper presents a new method for the paintings conservation state monitoring by means of principles of statistical process control: it has already been successfully applied to wooden objects [12] and for simple systems simulating paintings, i.e. canvas strips painted with one single inorganic [13,14] or organic [15] pigment; here, we have improved the method and applied it to a more complex system, represented by canvas painted with mixtures of organic pigments, namely Alizarin, Permanent Red and Phtalocyanine Green, in order to approach the great complexity of a real painting. The method gives the possibility of monitoring the conservation state of paintings through the construction of multivariate Shewhart and Cusum control charts using the scores derived from Principal Component Analysis, performed on the spectroscopic data of the painted surfaces. The analytical technique employed is attenuated total reflection (ATR) FT-IR spectroscopy [16,17] which is suitable to analyse works-of-art www.elsevier.com/locate/vibspec Vibrational Spectroscopy 40 (2006) 225–234 * Corresponding author. Fax: +39 0131 360390. E-mail address: [email protected] (E. Marengo). 0924-2031/$ – see front matter # 2005 Elsevier B.V. All rights reserved. doi:10.1016/j.vibspec.2005.09.005

Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

Embed Size (px)

Citation preview

Page 1: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

Monitoring of paintings under exposure to UV light by ATR-FT-IR

spectroscopy and multivariate control charts

Emilio Marengo *, Maria Cristina Liparota, Elisa Robotti, Marco Bobba

Department of Environmental and Life Sciences, University of Eastern Piedmont, Via Bellini 25/G, 15100 Alessandria, Italy

Received 8 July 2005; received in revised form 20 September 2005; accepted 28 September 2005

Available online 27 December 2005

Abstract

This paper concerns the improvement of a method, already applied for the conservation state monitoring of wooden and painted surfaces, to a

system closely simulating a real artwork, namely a canvas painted with mixtures of three organic pigments (Alizarin, Permanent Red,

Phtalocyanine Green). Ten mixtures of these pigments, according to an augmented simplex-centroid design, were prepared, mixed with linseed

oil and spread on 10 cotton canvas strips. Drying ended, all the samples were analysed by ATR-FT-IR spectroscopy to describe the superficial

variability in normal conditions of conservation, i.e. when no degradation is present. Successively, the samples were exposed to artificial UV light

simulating the action of an aggressive portion of sunlight. The IR spectra of the surfaces were regularly acquired to monitor the superficial changes

due to the UV aggression. Treatment ended, a chemometric study based on the Principal Component Analysis of the spectroscopic data collected

both in normal conditions of conservation and during the artificial accelerated ageing, was performed and the multivariate Shewhart and Cusum

control charts were built with the scores of the significant PCs (principal components). PCA based control charts showed to be able to identify the

presence of significant changes of the painted surfaces, to identify the starting of the degradations and to provide insights about the chemical

alterations induced by the UV exposure.

# 2005 Elsevier B.V. All rights reserved.

Keywords: Cultural heritage conservation; ATR-FT-IR spectroscopy; Augmented simplex-centroid design; Principal Component Analysis; Degradation

monitoring; Multivariate control charts

www.elsevier.com/locate/vibspec

Vibrational Spectroscopy 40 (2006) 225–234

1. Introduction

Among the most important contributions that chemistry can

offer to cultural heritage conservation there are the under-

standing of the original execution techniques and the

identification of the problems affecting artworks, allowing

the choice of the most effective and durable intervention. The

analytical techniques used in this field must guarantee that the

acquisition of the chemical information does not compromise

the conservation state of the handmade, in other words, they

must be non-destructive and non-invasive; they can give

‘‘elemental’’ information (as atomic absorption spectroscopy

[1], inductively coupled plasma-mass spectroscopy [2], X-ray

fluorescence spectrometry [3], particle induced X-ray emission

[4], scansion electron microscopy [5]) or ‘‘molecular’’

information (as IR [6], Raman [7], UV [8] and X-ray

* Corresponding author. Fax: +39 0131 360390.

E-mail address: [email protected] (E. Marengo).

0924-2031/$ – see front matter # 2005 Elsevier B.V. All rights reserved.

doi:10.1016/j.vibspec.2005.09.005

diffraction [9] spectroscopy, HPLC [10], GC–MS [11]). It

follows that the physico-chemical characterisation, today, plays

a fundamental role in studies about artworks authentication,

restoring and monitoring. This paper presents a new method for

the paintings conservation state monitoring by means of

principles of statistical process control: it has already been

successfully applied to wooden objects [12] and for simple

systems simulating paintings, i.e. canvas strips painted with one

single inorganic [13,14] or organic [15] pigment; here, we have

improved the method and applied it to a more complex system,

represented by canvas painted with mixtures of organic

pigments, namely Alizarin, Permanent Red and Phtalocyanine

Green, in order to approach the great complexity of a real

painting. The method gives the possibility of monitoring the

conservation state of paintings through the construction of

multivariate Shewhart and Cusum control charts using the

scores derived from Principal Component Analysis, performed

on the spectroscopic data of the painted surfaces. The analytical

technique employed is attenuated total reflection (ATR) FT-IR

spectroscopy [16,17] which is suitable to analyse works-of-art

Page 2: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234226

Fig. 1. Augmented simplex-centroid design; relative proportions of the pig-

ments are indicated.

as it does not require any sample pre-treatment and it is a non-

destructive analysis. Literature reports several examples of

application of infrared spectroscopy [18–21] in the field of

cultural heritage conservation as it allows to characterise both

inorganic and organic constituents of a wide variety of

artworks, providing insights on the materials and techniques

of execution [22].

In order to evaluate if this method is able to identify a

deviation from normal condition of conservation due to a

deterioration effect, after the spectroscopic characterisation of

the surfaces, the samples were exposed to an accelerated ageing

phase, simulating one of the possible natural cause of paintings

degradation (i.e. the exposure to sunlight) by irradiation with

the UV light produced by a lamp emitting at 254 nm for about

272 h. Regularly, the exposure was stopped and the IR spectra

were collected to follow the structural changes of the surfaces;

finally, PCA was performed on both characterisation and

degradation analyses and the scores of the significant PCs were

used to build the multivariate Shewhart and Cusum control

charts to evaluate if deviations from the starting in control

situation had occurred, obviously related to the UV exposure.

This method could have possible application for real

painting conservation state monitoring as multivariate control

charts allow to quickly point out any deviation from normal

condition of conservation while PCA gives insight on the

causes of deviation (i.e. a the decay phenomenon) and also on

the specific functional groups interested by degradation.

2. Theory

The principal aim of this work is the study of the degradation

of canvas painted with mixtures of three organic pigments

(Alizarin, Permanent Red and Phtalocyanine Green) during the

exposure to UV light. The pigments chosen are representative

both of the past (Alizarin was used since ancient Egyptians) and

of the present (Permanent Red and Pthalocyanine Green have

been synthesized the first at the end of the XIX century, the

second at the beginning of XX century) to show that the our

method of monitoring the conservation state of a painting can be

applied to the ancient works-of-art as well as to the recent ones.

The problem is characterised by three components

(pigments) so that the factor space is an equilateral triangle,

where the vertices are the single-component mixtures, the

points on the edge are the binary mixtures and at the interior of

the triangle there are all possible ternary mixtures.

In order to have representative mixtures of the whole factor

space, an augmented simplex-centroid design [23] was

selected, that provides 10 mixtures (Fig. 1).

The description of the statistical variability of the surfaces

under study is obtained by means of ATR-FT-IR spectroscopy;

so the data set is an X matrix constituted by n rows (the IR

spectrum of a specific sample) and p variables (i.e. the spectrum

wavenumbers). In this case, the application of a multivariate

approach [24–26] represents a good procedure to monitor the

process and to identify trends and systematic behaviours

regarding the samples conservation state along time, in fact, a

great simplification of the problem can be obtained by means of

Principal Component Analysis (PCA) [27], a powerful data

mining technique which provides a new set of orthogonal

variables, linear combination of the original ones, to describe the

system under investigation. The new variables, the Principal

Components (PCs), are built so that each successive PC explains

the maximum possible amount of residual variance of the data

set; they are an optimal description of the original data set, with a

significant dimensionality reduction and redundancy elimina-

tion. It is important to select only the relevant PCs, which account

for the systematic information present in the complex data set.

PCA can be successfully applied to individuate relevant

changes due to a degradation process, through the analysis of the

projections (scores) of the original data (IR spectrum at different

times) in the PCs space, while the analysis of the composition of

each PC in terms of the contribution of the original variables

(loadings) may allow the identification of the structural changes.

When PCA is applied for monitoring a degradation process,

the presence of groups of observations may accounts for

‘‘special causes’’ of variation related to the occurrence of a

degradation effect. The presence of samples out of the �3s

control limits in the Shewhart control charts built using the

relevant PC scores [28,29], or of trends and systematic

behaviours in the score plots, are a clear indication of out-of-

control processes (in this case, the occurring degradation).

Given the Shewhart control charts are not very sensitive to

small changes of the process mean, another powerful tool, the

so-called CUSUM (CUmulative SUM) control chart [30] was

also applied. This chart represents the cumulative deviation of

each successive observation from a reference value, for instance

the average. One chart is built for every significant PC (as for

the Shewhart chart) and the reference value is the average score

for the corresponding PC. The occurrence of a particular event

is registered as a change of the steepness in the correspondent

graph, steepness that is proportional to the change of the mean

of the variable considered.

2.1. The applied procedure

Our previous works [12–15] report in details the procedure

applied to monitor the conservation state of the analised

samples; in this specific case we have:

Page 3: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234 227

1. c

Ta

Pri

cm

Lin

haracterisation of the 10 painted surfaces by acquisition of

three genuine replicates of the IR spectra;

2. a

pplication of the simulated accelerated ageing (UV

exposure) and monitoring by regularly registered IR spectra;

3. P

rincipal Component Analysis of both characterisation and

‘‘degradation’’ measurements togheter; in order to identify

the significant spectroscopic variables, the Marten’s uncer-

tainty test [26] was applied;

4. m

ultivariate control charts construction; the control limits of

the Shewhart charts were calculated on the basis of the thirty

characterisation analyses that represent the situation of

statistical control (no degradation present). The calculation

of the control limits of the Cusum charts was not necessary,

given the evident changes present in their graph;

5. P

rincipal Components Analysis of the residuals of degrada-

tion analyses [31]: this step is usefull for the individuation of

new species due to the degradation of the surface exposed to

UV light, as this information could not be contained in the

results of first PCA.

3. Experimental

3.1. Materials, ATR-FT-IR spectroscopy and software

In this study, three organic pigments were chosen: Alizarin

367 (1,2-dihydroxiantraquionone, Schmincke, Germany), Per-

manent Red 252 (naphthol-as PR9, Maimeri, Italy) and

Phtalocyanine Green 321 (Cu-phthalocyanine chlorinated

PG7, Maimeri, Italy). Alizarin [32] is the synthetic version

of a pigment extracted from madder plants roots and used since

ancient Egyptians for colouring textiles. Permanent Red [33] is

a very stable azo pigment and Phtalocyanine Green [34] is

another very stable synthetic dye, discovered by chance during

the phtalimide synthesis.

The 10 mixtures required by the augmented simplex-

centroid design were prepared as follows:

1. p

igments weighing, in accordance with the amounts indicated

in Table 1 (1 g of mixture was obtained for each sample);

ble 1

ncipal vibrational assignments of all the superficial components of the samples

�1 Assignment cm�1

seed oil Alizarin

3001 v(C–H) CH 3300

2960 va(C–H)CH3 1730

2926 va(C–H)CH2 1535–1349

2885 vs(C–H)CH2 1224–1030

1747 v(C O) 896–660

1658 v(C C)

1464 d(CH2) Permanent Red

1418 wag(CH2)–CH2–CO–O 3400

1378 wag(CH2) 3080

1240 va(C–C–O) 1667

1164 v(C–O) 1600

1100 va(O–CH2–C) 1420

990 d(CH) (alkene) 1260–1000

723 g-(CH2)– 857–657

2. d

A

v

v

v

d(

d(

v

v

v

v

v

v

d(

ilution of each mixture with 1.50 g of linseed oil [35] to

obtain the suitable consistency;

3. p

ainting of the cotton canvas strips [36] (size 6 cm � 2 cm)

with the prepared mixtures;

4. th

e strips, once painted, were dried for two months.

When completely dried, each strip painted with a specific

mixture was characterised by thirty genuine replicates of the

ATR-IR spectrum recorded with an AVATAR 370 FT-IR

Thermo Nicolet spectrometer (Thermo Nicolet Corporation,

USA) equipped with a He–Ne laser emitting at 632.8 nm with a

power of 50 mW. The spectrophotometer is directly controlled

by a PC with the EZ OMNIC (Thermo Nicolet Corporation,

USA) software. The IR spectra were collected with the

SMART Accessory that pressed the sample over the Zn–Se

crystal. All spectra were registered from 3750 to 650 cm�1,

with a resolution of 4 cm�1 and 32 scans; the background was

collected before each spectrum. The simulation of the

exposure to sunlight was obtained by exposing the samples

surfaces to the UV light produced by a lamp emitting at 254 nm

with a power of 15 W, for a total of 272 h. Every 16 h of

irradiation, the exposure to UV rays was interrupted to collect

the IR spectra of the surfaces under study for a total of

seventeen ‘‘degradation’’ analyses. The final X data matrix,

containing both characterisation (30 replicates for each

mixture for a total of 300) and degradation (17 analyses for

each mixture for a total of 170) analyses has dimensions

(470 � 3100).

Owing to background effects, different variances in

variables, low spectra reproducibility, etc., raw data may have

a distribution that is not optimal for multivariate analysis; so, in

order to reduce the ‘‘noise’’ introduced by such effects, the

following pre-processing procedure was applied on the original

data:

1. fi

rst derivative of the original spectra: this is a baseline

correction, usually performed when variables are them-

selves a function of some underlying variable, e.g.

absorbance at various wavenumbers; furthermore, it allows

ssignment cm�1 Assignment

Phtalocyanine Green

(OH) 3410 v(N–H)

(C O) 1567 v(C C)

(CC) 1389–1020 v(C–N)

CH) 870–657 d(CH)

C-O), g(C O)

(N–H)

CH

(C O)

(C C)

(N N)

(CO), v(CN), d(CN)

CH), ring deformation

Page 4: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234228

Fig

bin

to magnify little differences among spectra having similar

behaviour;

2. m

ean centring: it ensures that all the results will be

interpretable in terms of variation around the mean.

Chemometric data treatment were performed by ‘‘The

Unscrambler’’ version 7.6 (Camo Inc., Norway), ‘‘Microsoft

Excel 2000’’ (Microsoft Corporation, USA), ‘‘Statistica’’

version 6 (StatSoft, USA) and ‘‘MatLab’’ version 6.1 (The

Mathworks, USA); the spectra transformations were obtained

by ‘‘Origin’’ version 6.1 (Microcal Software Inc., USA).

. 2. ATR-IR spectrum of: (a) Alizarin (mixture 1) (b) Permanent Red (mixture 2)

ary mixture 6 mixed with linseed oil and spread on canvas.

4. Results and discussion

Figs. 2 and 3 show the original ATR-IR spectra of the 10

mixtures before and after the exposure to UV light, while

Table 1 reports the vibrational assignments of the pure

components. It can be noticed that, owing to the high refractive

index of the pigments, only linseed oil and pigments vibrations

are present in the spectra, while no contribution from the canvas

is evident. With the aim to individuate colour differences

between samples before and after UV exposure samples not

exposed to UV light, used as a reference system were compared

(c) Phtalocyanine Green (mixture 3) (d) binary mixture 4 (e) binary mixture 5 (f)

Page 5: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234 229

Fig. 3. ATR-IR spectrum of: (a) ternary mixture 7 (b) ternary mixture 8 (c) ternary mixture 9 (d) ternary mixture 10 mixed with linseed oil and spread on canvas.

Table 2

Explained variance percentage and cumulative explained variance percentage

for first five PCs calculated with characterisation and degradation analyses

Explained variance

(%)

Cumulative explained

variance (%)

PC1 68.80 68.80

PC2 14.81 83.61

PC3 3.86 87.48

PC4 3.60 91.08

PC5 1.23 92.31

with the aged ones: no colour changes, but only a loss of gloss of

all the surfaces, was observed after the UV treatment. Looking at

the IR spectra of the samples before and after the UVexposure, it

can be noticed that a general increase of the absorbance

intensities of the peaks occurred, with the exception of peak at

2930 cm�1 that decreased. As known, natural drying of linseed

oil starts with an autoxidation of the unsaturated fatty acid

components, with the development of an extensive cross-linking

and the formation of conjugated unsaturations [35]; then, a slow

consumption of some labile cross-links brings to a very stable

network, with small amounts of low molecular weigh molecules,

either formed by fragmentation or as unreacted triglycerides. The

continuation of the hardening process in natural conditions, leads

to the oxidative degradation of linseed oil, and only for long

periods of artificial ageing (for example, UV exposure),

corresponding to years of natural ageing, the oxidation takes

place on the aliphatic segments, leading to partial fragmentation

of the structure [35]. In the light of these considerations, the

spectral modification seen after exposure to UV light, can be

explained in the following way: the applied treatment accelerated

the natural drying process of the binder, in fact the increase of the

peak intensity at 1740 cm�1 relative to C O stretching and the

decrease of the peak intensities at about 2930 cm�1 relative to

aliphatic CH stretching indicates an occurring oxidation. Owing

to linseed oil oxidation, pigments signals becomes more evident

as shown by the increase of theirs peak intensities. In order to

more deeply investigate the effects of UV exposure on the

samples surfaces, PCA of both ‘‘characterisation’’ and ‘‘degra-

dation’’ analyses was performed. The obtained results are

reported in Table 2.

4.1. Principal Component Analysis of characterisation and

degradation analyses

The first three PCs, explaining about 87.5% of the total

variance of the data set, are retained as the significant ones. The

score plot of PC1 and PC2 (Fig. 4a) clearly shows the 10 mixtures

at the points of the augmented simplex-centroid design: the

analyses relative to mixtures 1, 2 and 3, i.e. the single-component

mixtures, are at the vertices of the triangle, while the analyses

corresponding to the binary mixtures (4, 5, 6) are on the edges of

the triangle and finally, the analyses relative to the ternary

mixtures (7, 8, 9, 10) are in the interior part of the triangle.

Page 6: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234230

Fig. 4. Score plot and loading plot of: (a) PC1 and PC2; (b) PC1 and PC3; characterisation analyses are represented as empty points, while degradation analyses as the

full ones.

Page 7: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234 231

Along PC1 there is the separation of mixtures 1, 4, 3, 9, 7, 10

at positive values, from mixtures 5, 6, 8, 2 at negative values.

Instead along PC2 there is the separation of mixtures 1, 7, 6, 4, 2

at positive values, and mixtures 8, 5, 10, 9, 3 at negative values.

Furthermore, it can be seen that the characterisation analyses

of each mixture are distributed along an oblique line oriented

toward mixture 1. Degradation analyses move from the

correspondent characterisation ones along each oblique line:

this probably means that during UV exposure structural

modifications of the surfaces occurred. The combined use of

the loading plot and the Marten’s Uncertainty test allows to

individuate the region containing the significant peak (or peaks)

correspondent to the functional group mainly affected by UV

irradiation: in particular, the loading plot of PC1 shows that

peaks at 728 and 759 cm�1 relative to d(CH) bending of the

pigments mixtures have the larger weight on this PC, while the

loading plot of PC2 shows that peak at 950 cm�1 relative to

d(CH) bending of the unsaturated chains of the binder has a

large weight. So, we can conclude that first two PCs account by

for the oxidative effect of UV light on the unsaturated

component of the analysed surfaces: in particular, as confirmed

by literature [34], UV light caused a breaking of both aromatic

rings of the pigments and of the C C bonds of the unsaturated

fatty acids of linseed oil.

Looking at the score plot of PC1 and PC3 of Fig. 4b, it can be

noticed that along PC3, from positive to negative values, there is a

very good separation between characterisation and degradation

analyses which go to more positive values of this PC, while along

PC1 the separation of all the single mixtures observed in the

previous score plot is confirmed. The loading plot of PC3 shows

that it accounts by for the peaks at 1747 and 2930 cm�1 relative to

the C O stretching and to the aliphatic C–H stretching of linseed

oil. So, it can be stated that UV exposure caused a very marked

oxidative effect on the binder as PC3 suggests that phodegrada-

tion involved also the carbonyl and the aliphatic segments that are

the last to degrade in natural ageing conditions.

4.2. Multivariate control charts

Multivariate control charts represent a very useful tool to

follow the process relative to the conservation state of the

analysed surfaces along time. In particular, for each mixture,

both the multivariate Shewhart and Cusum charts were built,

using the scores of the first three PCs, for a total of 60 charts.

For sake of brevity, only the multivariate control charts of

two mixtures are discussed, in particular mixture 2 (pure

Permanent Red) and mixture 10 (Alizarin 1/3, Permanent Red

1/3, Phtalocyanine Green 1/3); similar comments can be made

for all other mixtures as the behaviours of their multivariate

charts are practically the same.

4.2.1. Mixture 2 (pure Permanent Red)

Fig. 5 shows the multivariate control charts of mixture 2 (pure

Permanent Red) relative to the first three PCs. In the PC1

Shewhart chart (Fig. 5a) it can be seen that the first charact-

erisation analyses have a decreasing trend then stabilising on the

process mean: this can be ascribed to the stabilisation of the

linseed oil drying. Instead, degradation analyses, are charac-

terised by an increasing trend, with one point beyond the Upper

Control Limit (UCL) and the other ones very close to it: this

indicates a loss of statistical control of the sample conservation

state which is probably due to the breaking of the aromatic rings

of Permanent Red. All these consideration are confirmed by the

Cusum chart of PC1 (Fig. 5b) that shows, after the random

oscillating first points, a stable behaviour of the characterisation

analyses scattered on an horizontal line around zero; the

beginning of the UVexposure shows a significant deviation from

this behaviour, with the points on an increasing oblique line.

The Shewhart chart of PC2 (Fig. 5c) shows the trend of the

conservation state of the sample from the point of view of the

unsaturated fatty acid components of the linseed oil: in the

characterisation period the process is in statistical control as the

analyses distribute around the mean and are affected by a small

variability even if first 10 analyses show the same trend of the

Shewhath chart of PC1; instead, in the period correspondent to

UV exposure the process go out of control as the scores of

degradation analyses increase toward the initial process mean,

with last points behind the UCL. This loss of statistical control

is probably due to the breaking of the C C bonds of the

unsaturated fatty acid components of linseed oil induced by the

exposure to UV light.

The Cusum chart of PC2 (Fig. 5d) has a very similar

behaviour of that one relative to PC1: in the characterisation

period, after the same oscillation of first 10 analyses, the mean

of the process become constant as the analyses describe an

horizontal tract around zero, while during degradation period

the analyses go toward more positive values with respect to the

initial process mean.

Fig. 5e is the Shewarts chart of PC3; it contains the

information relative to the conservation state of both aliphatic

and carbonyl groups of the binder. The analyses correspondent

to the characterisation period indicate an in-control situation as

they are located around the mean of the process, with the

exception of ninth characterisation which, falling behind LCL,

is an outlier; then, with first hours of exposure to UV light, the

state-of-health of the analysed surface compromises owing to

photoxidation of aliphatic groups of the linseed oil: in fact the

process assumes an increasing trend that brings last analyses

behind UCL, and this is an evident demonstration of a loss of

statistical control. The Cusum chart of PC3 (Fig. 5f) confirms

these results: the mean of the process during the characterisa-

tion period, after the oscillation of the first 10 analyses,

becomes constant (horizontal line around zero), while when the

exposure of the sample to UV light starts, a significant deviation

of the process mean towards positive values occurs, which is

related to the oxidation of the aliphatic chains and to the

correspondent increase of carbonyl groups of the binder.

4.2.2. Mixture 10 (Alizarin1/3, Permanent Red 1/3,

Phtalocyanine Green 1/3)

In this case, we all the three organic pigments are present in

equal proportions together with the binder. Fig. 6a is the

Shewhart control charts of PC1: it contains information about

the aromatic rings of the pigments mixture. From this chart, it

Page 8: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234232

Fig. 5. Multivariate control charts of mixture 2 (pure Permanent Red): (a) Shewhart control chart of PC1; (b) Cusum control chart of PC1; (c) Shewhart control chart of

PC2; (d) Cusum control chart of PC2; (e) Shewhart control chart of PC3; (f) Cusum control chart of PC3.

clearly emerges that UVexposure produced an oxidative effects

on the aromatic components of the sample surface: at the

starting of the accelerated ageing the process goes out of

statistical control, in fact the degradation analyses are

characterised by a clear increasing trend, with the last analysis

beyond the UCL. All these consideration are confirmed by the

Cusum chart of PC1 (Fig. 6b) that shows a prominent deviation

of the process mean from the initial value, which starts from the

fifth degradation measurement (time necessary to induce the

starting of the degradation), showing a shift towards positive

values during UV exposure.

Fig. 6c is the Shewhart chart of PC2, it accounts for the C C

bonds of the unsaturated fatty acids of linseed oil: there is a

clear sign of an out-of-control process, with the increasing trend

of the degradation analyses and the seven last analyses beyond

the UCL. This is confirmed by the correspondent Cusum chart

(Fig. 6d) that shows a significant deviation on the process mean

from the initial in-control situation, that starts immediately with

the application of the accelerated ageing process.

Fig. 6e is the Shewhart chart of PC3, containing the

information relative to aliphatic and carbonyl segments of the

binder. It stresses, once again, that the state-of-health of

linseed oil compromises during UV exposure: after the stable

situation of the in-control characterisation period, with the

exception of an outlier corresponding to analysis no.10, the

degradation analyses show a clear steep positive trend, with

many analyses that fall beyond the UCL. The correspondent

Cusum chart (Fig. 6f) shows, as expected, that the degradation

starts immediately after the application of the degradation

process.

4.3. Principal Component Analysis of the residual of

degradation analyses

The previous PCA had been performed on the characterisa-

tion and degradation analyses: first two PCs showed that the

conservation state of the samples surfaces has changed because

the spectral profiles have been modified during the UV

exposure. With the aim to individuate some information not

accounted by first two PCs, maybe concerning the formation of

new species due to the degradation of the samples, the resi-

duals data matrix of degradation analyses was investigated.

Page 9: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234 233

Fig. 6. Multivariate control charts of mixture 10 (Alizarine 1/3, Permanent Red 1/3, Phtalocyanine Green 1/3): (a) Shewhart control chart of PC1; (b) Cusum control

chart of PC1; (c) Shewhart control chart of PC2; (d) Cusum control chart of PC2; (e) Shewhart control chart of PC3; (f) Cusum control chart of PC3.

The residual of each degradation analysis is a spectrum

containing the peaks not explained by first two PCs. A new PCA

was then performed on the residuals data matrix, of the

degradation but no systematic information emerged.

5. Conclusions

An improvement of a new method based on ATR-FT-IR

spectroscopy and on Statistical Process Control principles for

monitoring the conservation state of works-of-art is shown; the

method, developed on wooden objects and canvas painted with

a single pigment, is here applied to some canvas painted with

mixtures of three organic pigments to closely simulate the

complexity of a real painting. The final aim is to built a useful

tool to monitor the state-of-health of works-of-art. For this

purpose, 10 mixtures of three organic pigments, according to

augmented simplex-centroid design, were prepared and spread

on 10 cotton canvas strips. Each sample was characterised by

the acquisition of genuine replicates of ATR-IR spectra; then,

they were exposed to UV light for about 272 h and, regularly

interrupted the exposure, new ATR-IR spectra were collected to

follow the structural changes of the surfaces. A PCA was

performed on both characterisation and degradation spectra,

and multivariate control charts (Shewhart and Cusum charts)

were built with the scores of the relevant PCs. From the

chemometric study emerged that during the accelerated ageing

the conservation state of the surfaces went out of statistical

control owing to oxidative effect of UV light on pigments and

linseed oil; Shewhart and Cusum chart showed clearly the

precise moment when this deviation occurred. Furthermore,

PCA stresses that UV light caused a breaking of both pigment

aromatic ring and binder unsaturated fatty acid C C bonds; the

UV effect has been very marked for linseed oil as the

components degrading only after a lot of years in natural

condition of ageing (i.e. the saturated fatty acid components),

have been here oxidised. The increase of the peak intensity of

C O bond is a further confirmation of the oxidative effect of

UV light on linseed oil.

Acknowledgment

The authors gratefully acknowledge financial support by

MIUR (Ministero dell’Istruzione, dell’Universita e della

Ricerca, Rome, Italy; COFIN 2003).

Page 10: Monitoring of paintings under exposure to UV light by ATR-FT-IR spectroscopy and multivariate control charts

E. Marengo et al. / Vibrational Spectroscopy 40 (2006) 225–234234

References

[1] N. Marinoni, A. Pavese, R. Bugini, G. Di Silevstro, J. Cult. Herit. 3 (2002)

241–249.[2] A. Cincotti, L. Massidda, U. Sanna, J. Cult. Herit. 4 (2003) 263–268.

[3] Z. Szokefalvi-Nagi, I. Demeter, A. Kocsonya, I. Kovacs, Nucl. Instrum.

Methods Phys. B 226 (2004) 53–59.

[4] T. Calligaro, J.-C. Dran, J. Salomon, P.L. Walter, Nucl. Instrum. Methods

Phys. B 226 (2004) 29–37.

[5] V. Ganitis, E. Paulidou, F. Zorba, K.M. Paraskevopoulos, D. Bikiaris, J.

Cult. Herit. 5 (2004) 349–360.

[6] G.E. De Benedetto, R. Laviano, L. Sabbatini, P.G. Zambonin, J. Cult.

Herit. 3 (2002) 177–186.

[7] M. Bicchieri, M. Nardone, P.A. Russo, A. Sodo, M. Corsi, G. Cristoforetti,

V. Palleschi, Spectrochim. Acta B 56 (2001) 915–922.

[8] R. Arbizzani, V. Cesellato, E. Fiorin, L. Nodali, U. Russo, P.A. Vigato, J.

Cult. Herit. 5 (2004) 167–182.

[9] G. BaronE, V. Crupi, S. Galli, D. Majolino, P. Migliardo, V. Venuti, J. Mol.

Struct. 651–653 (2003) 449–458.

[10] J. Peris Vicente, J.V. Gimeno Adelantado, M.T. Domenech Carbo, R.

Mateo Castro, F. Bosch Reigh, Talanta 64 (2004) 326–333.

[11] C. Marinach, M.C. Papillon, C. Pepe, J. Cult. Herit. 5 (2004) 231–240.

[12] E. Marengo, E. Robotti, M.C. Liparota, M.C. Gennaro, Anal. Chem. 75

(2003) 5567–5574.

[13] E. Marengo, E. Robotti, M.C. Liparota, M.C. Gennaro, Talanta 63 (2004)

978–1002.

[14] E. Marengo, M.C. Liparota, E. Robotti, M. Bobba, Anal. Bioanal. Chem.

381 (2005) 884–895.

[15] E. Marengo, M.C. Liparota, E. Robotti, M. Bobba, Talanta 66 (2005)

1158–1167.

[16] J. Fahrenfort, Spectrochim. Acta 17 (1961) 689.

[17] N.J. Harrick, J. Opt. Soc. Am. 55 (1965) 581.

[18] M. Attas, E. Cloutis, C. Collins, D. Goltz, C. Majzels, J.R. Mansfield, J.

Cult. Herit. 4 (2003) 127–136.

[19] M. Fabbri, M. Picollo, S. Porcinai, Appl. Spectrosc. 56 (2002) 420–

427.

[20] H. Kuhn, Stud. Cons. 15 (1970) 12–36.

[21] V.J. Birstein, Stud. Cons. 20 (1975) 8–19.

[22] F. Casadio, L. Toniolo, J. Cult. Herit. 2 (2001) 71–78.

[23] J.A. Cornell, Experiments with Mixtures, Whiley, New York, 1990.

[24] H. Wold, Multivariate analysis, in: Proceedings of An International

Symposium, Dayton, OH, 14–19 June, Academic Press, New York, 1996.

[25] H. Martens, Multivariate Calibration, Whiley, New York, 1983.

[26] K. Ito, T. Kato, T. Ona, Vib. Spectrosc. 35 (2004) 159–163.

[27] D.L. Massart, B.G.M. Vandeginste, L.M.C. Buydens, S. de Jong, P.J.

Lewi, J. Smeyers-Verbeke, Handbook of Chemometrics and Qualimetrics:

Part A, Elsevier, Amsterdam, 1997.

[28] J.F. MacGregor, T. Kourti, Control. Eng. Pract. 3 (1995) 403–414.

[29] C.M. Mastrangelo, D.C. Montgomery, Qual. Rel. Eng. Int. 11 (1995) 79–

89.

[30] R.H. Woodward, P.I. Goldsmith, Cumulative Sum Techniques, Oliver and

Boyd, London, 1964.

[31] E. Marengo, M.C. Liparota, E. Robotti, M. Bobba, M.C. Gennaro, Talanta

66 (2005) 1158–1167.

[32] M.V. Canamares, J.V. Garcia-Ramos, C. Domingo, S. Sanchez-Cortes, J.

Raman Spectrosc. 35 (2004) 921–927.

[33] P. Vandenabeele, L. Moens, H.G.M. Eduards, R. Dans, J. Raman Spec-

trosc. 31 (2000) 509–519.

[34] R. Decreau, M. Chanon, M. Julliard, Inorg. Chim. Acta 293 (1999) 80–87.

[35] M. Lazzari, O. Chiantore, Polym. Degrad. Stab. 65 (1999) 303–313.

[36] H.G.M. Edwards, D.W. Farwell, D. Webster, Spectrochim. Acta A 53

(1997) 2383–2392.