Models Overview 2016 - Peak Invest€¦ · Your choice of Peak Model Portfolios ‘SMA’ < $500,000 through Powerwrap ‘Smartwrap’ investment via PDS Fees Annual Management Fees

Models Overview 2016

Models Overview 2016 1

Income 2

Income & Growth 3

Growth 4

Recovery 5

Smaller Companies 6

Income Securities 7

Independent Portfolio Management Company Peak established in 2003 providing ‘individually managed portfolios’ (IMA’s) Strong relationship with over 250 families with over 300 individual portfolios Portfolios under management of $400m

Investment Solutions for you Personal service with direct access to your own portfolio management team We listen to and understand your Needs & Risks We establish and manage your own individual portfolio Achieve after tax returns that meets your investment goals

Your Personal Portfolio Management Team Experience Ian Wenham – CEO, CIO ex BZW Australasia Research Director & Lowy Family > 30 yrs Richard Nicholas – Director ex ANZ Private Bank, Hill Samuel (HK) & UBS (UK) > 30 yrs Andrew Martin - Director ex ABN Amro, Deutsche Bank (US) & BZW Australia > 25 yrs Paul Israel – Portfolio Manager ex Navin & Etrade > 15 yrs Kim McQuaid, Irene Parker & Shellee Parker – Relationship & Admin Team

Direct Securities Manage Direct Australian Equities, Australian Hybrid income securities and overseas investments

Our Clients High net worth families - Individuals, Family Trusts, DIY Super, Companies & Not for Profits

Portfolio Services Your own designed Portfolio ‘IMA’ >$500,000 through Peak Your choice of Peak Model Portfolios ‘SMA’ < $500,000 through Powerwrap ‘Smartwrap’ investment via PDS

Fees Annual Management Fees – normally tax deductible, but please check with your accountant

Model Portfolios Performance – Please choose whatever combination suits your needs and risk

TO 31 AUG 2016 Lower Risk Medium Risk Higher Risk Higher Risk Lower Risk

Lower Risk

MODEL PORTFOLIOS

Income Equities

Inc + Growth Equities

Growth Equities

Smaller Co. Eqts

Income Hybrid

Securities

Model Mix 50% Hybrids 50% Inc. Eqts

12 months 13.7% 12.6% 15.8% 31.0% 4.9% 9.3%

ASX 300 Acc. index 9.7% 9.7% 9.7% 26.5%* 5.0%** 7.4%

Gain over index +4.0% +2.9% +6.1% +4.5% -0.1% +1.9%

2 years p.a. 9.2% 7.2% 8.7% 18.7% 3.1% 6.2%

ASX 300 Acc. index 3.0% 3.0% 3.0% 7.0%* 5.0%** 4.0%

Gain over index +6.2% +4.2% +5.7% +11.7% -1.9% +2.2%

3 years p.a. 12.6% 9.7% 10.9% 16.4% 4.2% 8.4%

ASX 300 Acc. index 6.6% 6.6% 6.6% 7.1%* 5.0%** 5.8%

Gain over index +6.0% +3.1% +4.3% +9.3% -0.8% +2.6%

Source: Praemium, Peak Investment Partners * ASX Smaller Ordinaries Acc. index ** 5.0% Fixed Past performance is not a reliable indicator of future performance The above indicative returns are from Powerwrap model portfolios, and reflect the views of the Peak investment committee Returns include tax credits and includes fees and brokerage.

Peak Investment Partners Pty Ltd is an Authorised Representative of Peak Investment Holdings Pty Ltd AFSL 304008 Level 11, 56 Pitt Street, Sydney NSW 2000, Australia

Peak Investment Partners Portfolio Management Service in Direct Shares

Contact Richard Nicholas: +612 8274 5809 or 0419 129 112 I [email protected] I www.peakinvest.com.au

Performance with Relationship

PeakInvestmentPartners

IncomeModelAugust2016

ThePeakIncomeModelisaportfolioconstructedofhigheryieldingAustralianshares,hybridsecuritiesandfixedincomenotes.Itaimstoprovideinvestorswithastableincomestreamwithdiversificationbenefitstoreducerisk.

1

Portfoliodescription

ThePeakInvestmentPartnersIncomeModelisaseparatelymanagedaccount(SMA)activelymanagedbyPeakInvestmentPartners(Peak).SMAs are professionally managed portfolios of direct shares wherethe investor receives beneficial ownership of the underlyingsecurities.

Investorprofile

ThePeakIncomeModelisdesignedforinvestorswho:• Seekataxeffectiveincomestreamwithsomecapitalgrowth.• Haveamediumtolong-terminvestmenthorizon• Accepttheriskofsignificantsharepricefluctuations

Keyportfoliofeatures

ModelInception 09/08/2012

Benchmark S&P/ASX300Accum.Indx

NumberofStocks 10-25

InvestmentHorizon Over3years

AuthorisedInvestments AustralianShares,Cash&FixedInterest

Performanceto31stAugust2016

Return% 1Year(%pa)

2Years(%pa)

3years(%pa)

PeakIncomeModel 13.7% 9.2% 12.6%

S&P/ASX300Accum. 6.7% 3.0% 6.6%

Outperformance +7.0% +6.2% +6.0%Figures presented are provided by Powerwrap and are after expensesInformationcorrectasat31stAugust2016

Pastperformanceisnotareliableindicatoroffutureperformance.Whilereturnsaboveand the chart below are from the model portfolio withinPowerwrap, they are not theactualperformancebutindicativeoftheportfolioperformanceinPowerwrap.

2

Top10Holdings

# Company PortfolioWeighting

1 SparkInfrastructureGroup 7.0%

2 CommonwealthBankofAustralia 7.0%

3 APAGroup 6.2%

4 WestpacBankingCorporation 6.2%

5 TelstraCorporationLimited 6.1%

6 TransurbanGroup 6.0%

7 NationalAustraliaBankLimited 6.0%

8 FolkestoneEducationTrust 5.8%

9 AustraliaandNewZealandBankingGroup 5.8%

10 Stockland 5.3%

Sectorallocation

© 2016 Peak Investment Partners Pty Ltd (ABN 12 109 434 880) is an authorisedrepresentativeofPeakInvestmentHoldingsPtyLtd(ABN17118685993)whoholdsanAustralian Financial Service Licence No.304008. This document provides generalinformationonlyandisnotintendedtobearecommendationtoinvestinanyproductorfinancialservice mentionedabove.The general informationin thisdocumenthasbeenprepared without reference to any recipient’s objectives, financial situation or needs.Beforemakinganyfinancialinvestmentdecisionswerecommendrecipientsobtainlegalandtaxationadviceappropriatetotheirparticularneeds.PleaseconsulttheappropriateProduct Disclosure Statement for information regarding the Smaller Companies ModelPortfolio.

PeakInvestmentPartnersFounded in2003,Peak isa successfulboutiqueAustralian portfoliomanagerwhopartnerswithsuccessful individuals,familiesand 'notfor profit' organisations to achieve their investment managementgoals. Predominantly owned and operated by its directors, Peakdelivers independent, trusted advice and matches investmentsolutionstoindividualneeds,wantsandcircumstances.

Directors Ian Wenham, Richard Nicholas and Andrew Martin areexperiencedinresearchand fundsmanagement,havingheldseniorpositions with leading global investment banks in Australia, HongKong,NewYorkandLondon.

Theirexpertiseatmanaginginvestmentportfolioscombinedwithin-depth experience in global investment markets means that Peakconsistentlyachievessuperiorportfoliooutcomesforitsclients.

Contactusformoreinformation:(+612)[email protected]


Income&GrowthModelAugust2016

ThePeakIncome&GrowthModelisdesignedforinvestorswithamediumlevelriskappetiteandwhorequireamixofstableincomeandcapitalgrowth.

1


The Peak Investment Partners Income & Growth Model is aseparately managed account (SMA) actively managed by PeakInvestment Partners (Peak). SMAs are professionally managedportfolios of direct shares where the investor receives beneficialownershipoftheunderlyingsecurities.

Investorprofile

ThePeakIncome&GrowthModelisdesignedforinvestorswho:• Seekataxeffectiveincomestreamwithsomecapitalgrowth.• Haveamediumtolong-terminvestmenthorizon• Accepttheriskofsignificantsharepricefluctuations



Benchmark S&P/ASX300AccumulationIndex



AuthorisedInvestments AustralianShares


Return% 1Year(%pa)

2Years(%pa)

3Years(%pa)

PeakBalancedModel 12.6% 7.2% 9.7%

S&P/ASX300Accum. 9.7% 6.6% 3.0%

Outperformance +2.9% +0.6% +6.7%Figures presented are provided by Powerwrap and are after expenses.InformationcorrectasatAugust2016.

Past performance is not a reliable indicator of future performance. The returns aboveandinthechartbelowarefromthemodelportfoliowithinPowerwrap.TheyarenottheactualperformancebutindicativeoftheportfolioperformanceinPowerwrap.

2

Top10Holdings


1 TransurbanGroup 7.1%


3 NationalAustraliaBank 6.0%

4 MacquarieGroupLimited 6.0%

5 RamsayHealthCareLimited 5.9%

6 BramblesLimited 5.6%


8 CSLLimited 5.0%

9 QubeHoldingsLimited 4.9%

10 AmcorLimited 4.8%

Sectorallocation







GrowthEquitiesModelAugust2016

ThePeakGrowthEquitiesModelisdesignedtoprovidinginvestorswithstablelongtermcapitalgains,consistentrealreturnsanddiversificationbenefitstoreducerisk.

1


ThePeakInvestmentPartnersGrowthEquitiesModelisaseparatelymanaged account (SMA) actively managed by Peak InvestmentPartners(Peak).SMAsareprofessionallymanagedportfoliosofdirectshares where the investor receives beneficial ownership of theunderlyingsecurities.

Investorprofile

ThePeakGrowthEquitiesModelisdesignedforinvestorswho:• Seekprospectsforcapitalgrowthwithsomeincome.• Haveamediumtolong-terminvestmenthorizon• Accepttheriskofsignificantsharepricefluctuations








Return% 1Year(%pa)

2Years(%pa)

3Years(%pa)

PeakGrowthModel 15.8% 8.7% 10.9%

S&P/ASX300Accum. 9.7% 3.0% 6.6%

Outperformance +6.1% +5.7% +4.3%Figures presented are provided by Powerwrap and are after expenses.Informationcorrectasat31August2016.

Past performance is not a reliable indicatorof future performance. The returnsaboveandinthechartbelowarefromthemodelportfoliowithinPowerwrap.Theyarenottheactualperformancebutindicativeoftheportfolioperformance.

2

Top10Holdings





4 AmcorLimited 5.4%

5 CSLLimited 5.0%

6 NationalAustraliaBank 4.9%

7 WesfarmersLimited 4.9%

8 BramblesLiited 4.7%

9 JamesHardieIndustries 4.6%


Sectorallocation

© 2016 Peak Investment Partners Pty Ltd (ABN 12 109 434 880) is an authorisedrepresentativeofPeakInvestmentHoldingsPtyLtd(ABN17118685993)whoholdsanAustralian Financial Service Licence No.304008. This document provides generalinformationonlyandisnotintendedtobearecommendationtoinvestinanyproductorfinancialservicementionedabove.Thegeneral informationin thisdocumenthasbeenprepared without reference to any recipient’s objectives, financial situation or needs.Beforemakinganyfinancialinvestmentdecisionswerecommendrecipientsobtainlegalandtaxationadviceappropriatetotheirparticularneeds.PleaseconsulttheappropriateProduct Disclosure Statement for information regarding the Smaller CompaniesModelPortfolio.






RecoveryModelAugust2016

ThePeakRecoveryPortfolioisdesignedforhigherriskinvestorslookingtobenefitfromcompanieswhosesharepricesbecome‘oversold’andpresenttheopportunityforrecoveryinshareprices.

1

PortfoliodescriptionThe Peak Investment Partners Recovery Model is a separately managed account (SMA) actively managed by Peak Investment Partners (Peak). SMAs are professionally managed portfolios of direct shares where the investor receives beneficial ownership of the underlying securities.

InvestorprofileThe Peak Recovery Model is designed for investors who: • Seek a tax effective income stream with some capital growth. • Have a medium to long-term investment horizon • Accept the risk of significant share price fluctuations








Return% 1Year(%pa)

2Years(%pa)

3Years(%pa)

PeakRecoveryModel 15.9% 1.6% 5.1%

S&P/ASX300Accum. 9.7% 3.0% 6.6%

Outperformance +6.2% -1.4% -1.5%FigurespresentedareprovidedbyPowerwrapandareafterexpenses.

Informationcorrectasat31stAugust2016

Pastperformanceisnotareliableindicatoroffutureperformance.Whilereturnsaboveand the chartbeloware from themodelportfoliowithinPowerwrap, theyarenot theactualperformancebutindicativeoftheportfolioperformanceinPowerwrap.

2

Top10Holdings


1 ArdentLeisureGroup 5.6%

2 BluescopeSteelLimited 5.3%

3 RamsayHealthCare 5.2%

4 FlightCenterTravelGroupLimited 4.8%

5 FairfaxMediaLimited 4.6%

6 SeekLimited 4.2%

7 WoolworthsLimited 4.1%

8 ChallengerLimited 4.1%


10 WestpacBankingCorporation 4.0%

Sectorallocation

© 2016 Peak Investment Partners Pty Ltd (ABN 12 109 434 880) is an authorisedrepresentativeofPeakInvestmentHoldingsPtyLtd(ABN17118685993)whoholdsanAustralian Financial Service Licence No.304008. This document provides generalinformationonlyandisnotintendedtobearecommendationtoinvestinanyproductorfinancialservicementionedabove.Thegeneral informationin thisdocumenthasbeenprepared without reference to any recipient’s objectives, financial situation or needs.Beforemakinganyfinancialinvestmentdecisionswerecommendrecipientsobtainlegalandtaxationadviceappropriatetotheirparticularneeds.PleaseconsulttheappropriateProduct Disclosure Statement for information regarding the Smaller CompaniesModelPortfolio.

PeakInvestmentPartnersFounded in 2003, Peak isa successful boutiqueAustralianportfoliomanagerwhopartnerswithsuccessful individuals, familiesand 'notfor profit' organisations to achieve their investment managementgoals. Predominantly owned and operated by its directors, Peakdelivers independent, trusted advice and matches investmentsolutionstoindividualneeds,wantsandcircumstances.

Directors Ian Wenham, Richard Nicholas and Andrew Martin areexperiencedin researchand fundsmanagement,havingheldseniorpositions with leading global investment banks in Australia, HongKong,NewYorkandLondon.




SmallerCompaniesModelAugust2016

ThePeakSmallerCompaniesModelisdesignedforgrowthopportunitiesholdingstocksthatareunderrecognisedintheglobalmarketplaceallowinginvestorstoreapgainsbeforemutualfundsinvest.

1


The Peak Investment Partners Smaller Companies Model is aseparately managed account (SMA) actively managed by PeakInvestment Partners (Peak). SMAs are professionally managedportfolios of direct shares where the investor receives beneficialownershipoftheunderlyingsecurities.

Investorprofile

ThePeakSmallerCompaniesModelisdesignedforinvestorswho:• Seekprospectsforcapitalgrowthwithsomeincome.• Haveamediumtolong-terminvestmenthorizon• Accepttheriskofsignificantsharepricefluctuations



Benchmark S&P/ASXSmallOrdsAccum.Index

NumberofStocks 15–35




Return% 1Year(%pa)

2Years(%pa)

3Years(%pa)

PeakSmallCapModel 31.0% 18.7% 16.4%

S&PSmallOrdsAccum. 26.5% 7.0% 7.1%

Outperformance +4.5% +11.7% +9.3%Figures presented are provided by Powerwrap and are after expensesInformationcorrectasat31stAugust2016

Past performance is not a reliable indicator of future performance. The returnsaboveandinthechartbelowarefromthemodelportfoliowithinPowerwrap.TheyarenottheactualperformancebutindicativeoftheportfolioperformanceinPowerwrap.

2

Top10Holdings


1 ImpedimedLimited 4.2%

2 NanosonicsLimited 4.1%

3 EmerchantsLimited 3.7%

4 AconexLimited 3.7%

5 PactGroupHoldings 3.6%

6 TheA2MilkCompany 3.5%

7 WebjectLimited 3.5%

8 AltiumLimited 3.3%

9 CatapultGroupInternationalLtd 3.3%

10 IsentiaGroupLimited 3.2%

Sectorallocation

© 2016 Peak Investment Partners Pty Ltd (ABN 12 109 434 880) is an authorisedrepresentativeofPeakInvestmentHoldingsPtyLtd(ABN17118685993)whoholdsanAustralian Financial Service Licence No.304008. This document provides generalinformationonlyandisnotintendedtobearecommendationtoinvestinanyproductorfinancialservicementionedabove.Thegeneral informationin thisdocumenthasbeenprepared without reference to any recipient’s objectives, financial situation or needs.Beforemakinganyfinancialinvestmentdecisionswerecommendrecipientsobtainlegalandtaxationadviceappropriatetotheirparticularneeds.PleaseconsulttheappropriateProduct Disclosure Statement for information regarding theSmaller CompaniesModelPortfolio.






IncomeHybridModelAugust2016

ThePeakIncomeHybridModelisdesignedforlowerriskinvestorswhorequireanaboveaverageincomeyieldfromaportfolioofprincipallyfloatingrateandincome/hybridsecurities.

1


The Peak Investment Partners Income Hybrid Model is a separatelymanaged account (SMA) actively managed by Peak InvestmentPartners(Peak).SMAsareprofessionallymanagedportfoliosofdirectshares where the investor receives beneficial ownership of theunderlyingsecurities.

Investorprofile

ThePeakIncomeHybridModelisdesignedforinvestorswho:• Havealowerriskprofileandrequireapremiumovercash• Haveamediumtolongterminvestmenthorizon



Benchmark FixedBenchmark–5%

NumberofStocks 15–25


AuthorisedInvestments HybridSecuritieslistedontheASX


Return% 1Year(%pa)

2Years(%pa)

3Years(%pa)

PeakIncomeHybridModel 4.9% 3.1% 4.2%

FixedBenchmark 5% 5% 5%

Outperformance -0.1% -1.9% -0.8%FigurespresentedareprovidedbyPowerwrapandareafterexpenses.

Informationcorrectasat31stAugust2016

Pastperformanceisnotareliableindicatoroffutureperformance.Whilereturnsaboveand the chart below are from the model portfolio within Praemium, they are not theactualperformancebutindicativeoftheportfolioperformanceinPowerwrap.

2

Top10Holdings



2 GoodmanPlus 12.4%

3 HeritageBankLimited 11.4%

4 ColonialHoldingCompanyLimited 11.2%

5 OriginEnergyLimited 11.2%

6 TabcorpHoldingsLimited 11.2%



9 CrownResortsLimited 7.1%

10 APTPipelinesLimited 6.9%

Sectorallocation


PeakInvestmentPartnersFounded in 2003, Peak is a successful boutique Australian portfolio manager who partners with successful individuals, families and 'not for profit' organisations to achieve their investment management goals. Predominantly owned and operated by its directors, Peak delivers independent, trusted advice and matches investment solutions to individual needs, wants and circumstances.

Directors Ian Wenham, Richard Nicholas and Andrew Martin are experienced in research and funds management, having held senior positions with leading global investment banks in Australia, Hong Kong, New York and London.

Their expertise at managing investment portfolios combined with in-depth experience in global investment markets means that Peak consistently achieves superior portfolio outcomes for its clients.


Documents

Models Overview 2016 - Peak Invest€¦ · Your choice of Peak Model Portfolios ‘SMA’ < $500,000 through Powerwrap ‘Smartwrap’ investment via PDS Fees Annual Management Fees