Ment Ira De Financial Disclosure Report for 2009

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  • 8/3/2019 Ment Ira De Financial Disclosure Report for 2009

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    Rot,oft Required by the Ethicsao to I FINANCIAL DISCLOSURE REPORT i n G o v e r n m ~ n t A c t o f l9 7 8R e v . 1 / 2 0 t 0 FOR CALENDAR YEAR 2009 ( ~ u . s . c , o p t ,. ~ I O 1 . 1 1 1 )I , Per lon Report ing ( last nam e, f i rs t , middle ioi : ial ) 2 , Court or Organiza t ion 3. Date of Report

    DE MENT, IRA US DIST COURT, MIDDLE DIST- AL 07/21/2010

    4. Title (Arlicie Il l judges indicate active or senior status; 5 n . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Report ing Per iodmagistrate judges indicate fv.l l- or pan-time) I [ ] Nom i n a t i o n , D a t e 01/01/2009US DISTRICT JUDGE, SENIORSTAT [] Initial [] Annual [] Final to12/31 /2009

    5b. [] Amended Report7 . C h a m b e r s o r O f f ic e A d d r e s s 8. On the basis of the informat ion contained in this Report and anym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , I n m y o p i n i o n , i n c o m p l i a n c eP O BO X 2 1 49 w i t h a p p l i c a b l e l a w s and regu l a t i on s .MONTGOMERY, AL 3 6102-2149

    Reviewing Off icer Date

    I M P O R T A N T N O T E S : The instructions accompanying thls form must be followet Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . PO SITION S. ~n~ai~g~ NO~ ~o reportable positions.)

    pOS I~ON H3~ OF ORGANIZATION~ITYI. TRUS~E G~NTOR ~UST

    2. CO-TRUSTEE ~TRUST

    3 . . . . . .5. ~~" "

    .

    ~ NONE ~o reportable agreements.)~ PARTIES A~ TE~S

    I.

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    Name of P erson Reporting Da te o [ Repo r tFINANCIAL DISCLOSURE REPORTD r ~ M E N T , IR A 0 7 / 2 1 / 2 0 1 0Page 2 of 11

    I II . NO N-INVESTMEN T INCO ME. ~R~o~ngA. Fliers N o n - ln v e s t m e n t I n c o m e

    NONE (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME(you rs , no t spouses )

    I.2.3.4.

    B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were married daring anyportion of the repor~ing year, comphrte this section.(Dollar amount no t required except for honoraria .)

    [~ NONE (No reportable non-investment income.)D A _ A _ T ~ ~OURCE AND TYPE

    1.2.3.4.

    IV. REIMBURSEMENTS - tra,~,~,ort.ao.,(lnciodes those to spouse a nd dependent ch i ldren; see pp. 25-27 o f f i l ing instructions.)

    NONE (No reportable reimbursements.)~OURCE DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

    I.2.3.4.5.

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    Name of Person Rep~rting Datg og Repo r tFINANCIALpage 3 o f 1 1 DISCLOSURE REPORT I DE MENT, IRA 0 7 1 2 1 1 2 0 1 0

    V . G I F T S . (Inrludes those to spouse and dependent children; see pp. 28-31of flling insrr=ction~)N O N E (No reportable g~.)

    SOURCE ~ ~!ALLrE!.2.3.4.5.

    NONE ~o repo~able liabilities.)CREDITOR

    I.2.3.4.5.

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    FIN A N C IAL D ISC L O S U R E R E P O R T I ~ .... IP .....Reporting DateofgeportPage 4 of 11 I DE MENT, IRA 0 7 / 2 1 / 2 0 1 0VII. I N V E S T M E N T S a nd T R U S T S - Inco,.e. ,a~.e, t ,o~,acao~, ( l~.do, ,hos~ of,po. , , .ndd~pe~,t

    NONE ~o reportable income, ~sels, or tramactions.)A. B. C. D.

    Desc r i p t i o n o f As s e t s Income d~ng G ~ s s v a l u e a t e n d T~sac~o~ d~ng(inclu~ng I~ asse~) reining period of reporting ~iod

    (~) (2) O) (~ ) (]) (2) (~) (4) (~)Plac~ "(X)" aR~ ~ch ~st A m o u n t T~ (e.g.. Va l u~ V a lu~ T~ (e.g.. Date V a l u e Ga~ Id~Ii~ of

    exempt from prior di~los~ C o d e I d i v . . r nL C~s 2 Me~ buy . s e l l . ~ C~2 ~ l ~y~/srller(A-~ or ~t.) (~-P) ~d 3 r~emplion) (~-P) (A-~

    I. U.S. SAVINGS BOND #1 B Intcrst K T

    2. BROKE~GE ACCOST #1

    3. Regions Fin~cia[ Co, ration. Common A Dividend J T

    4. AL DriVing WFA RVL Bond 4.85% duc A Interest J T8/15/2022

    5. Sun Life Financial A Dividend ~ T

    6. Capit~ Incomc BLDR Fd CI C B Dividend L T

    7. Calamos Growth & Income Fd C A Dividend K T

    8. AL Sm[ B~ ~ Reid St Tcch Col]ego B Interest L T

    9. AL Bldg ~vm Fin Au~ Rv B]dg B Intcrst L T

    I0. Bo~ AL 3.55% 3/I~0[3 B Interest L T

    I I. Eaton Van~ Mum ~ EV Nail Muni FD B Ink~iv. K T

    1 2. Wachovia Money Market F~d A Interest Sold 03/3 ] /09

    13 . Citib~kNA Ba~ ~sil P~ A Interest K T Buy 03/31/09 K

    1 4 . 1~ #I

    15 . Wachovia C~oncy Market Fund A In,rest Sold 03/31 /09 L

    16 .... Continued A Dis~buti~17 . Royce Fd Total Rcmm Fd A Dividend J T

    I . l a~ome Gain Codel : A =51.000 or less(~ Co]~t BI ~d ~) F =$$0,~1 - $1~,~ G -$1 ~.~l - $ I,~,~0 HI ~$1,0~,~I - $5,~,~ H2 -Mo~ ~ $5,~,~2. Value Cod~ ] =$15,~ or less K =515.001 -(See ~l~ CI and D3) N ~250.~ I - $5~.0~ O =SS~.00l - I I,~,~ P I =$ l.~,~l - 15,~.~ ~ =$5.~,~1 - $25.~.~

    (See Col~ ~) U -Book Value V

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    Ia m e o f P e r s on R e p o r t in g D a t e o f R e p o r tPagcFINANCIAL5 of 1 1 DISCLOSURE REPORT I D~ M i :~ r r , m A 0 7 1 2 1 / 2 0 1 0NONE ~o reportable income, ~sets, or transactions.)

    A. B. C. D.D e s c r i p t i o n o f A s s e t s Income dur ing Gro~ va lue ~ ~d T~sacti~ ~fing r~ng ~( i~lud ing ~s t ~se ts ) r~o~ing p~i~ ofr~ing

    O) (2) O) (2) O) (2) O) [ (4) (~ )Pla~ "(X)" a~er ~ch a~set Amo~ t ~ (e.g., Value Value T~ (e .g . , D a t e Val~ ~ G~ I d~t i~ o fexemp t ~m p r io r d i sc lo su~ C~e 1 d i e . , r e n L C~e 2 Me~ b u y , ~ 1 1 , ~ C~2 i ~ I b~/s=ller(A-~ o r i n t . ) ( J - P ) C~ 3 r e d e m p t i o n ) ( J - P ) (A-~ (i~p~va~

    1 8 . T Rowe Price Blue Chip G~ Fd A Di~dend K T1 9 . RG P~i~ B~k C In te~s t So l d 09~1/09 L

    20. ~dge & Cox Infl St~k Fund A Dividend K T2 I. ~ngl~f P~e~ FDS T~t A Div i d e nd K T22. ~gl~fP~ers FDS ~ S~II Cap A D i ~ d e n d K T23 . D i s c o v e r B a n k G ~ e n w ~ d D E A I n te~s t So l d 06/01/09 K24 . Hi gh l a n d B~k ST Mi ch a e l M N A Interest K T

    25. F a i rh o lme F un d F M~ A Div i d e nd K T26 . Ha~ford Cap t i a l Appr* F~d Cl~s I K T2~. A m e d ~ n H i g h I n c o m e T ~ t Cl a s s F B Div id en d K T Bu y 0~16 /09 K28 . ~yf~ Mon~ M~et Fond A In t .~ iv . L T Bu y 03/31/09 L

    29. BROKE~GE ACCO~ #23 0. ~n V~cc National Municipals Fund C Int~iv. L T

    3 1. Hun t s v i ll e Mad i s o n C o AL B ond 5 . 0% du e B Interest K T32. J e f f e ~on CN ~ A L Brd ED Bond 4 . 7 5 % B In te rest K Tdu e ~1 5 /1 63 3 . Eve~r~n Fix~ Hi Yld CIC B Div id en d K T34. ~ Bldg Rn~4% B Interest K T

    1 . In come Ga in Codes : A -$1.000 or I~s B = $1 ,001 - $2,500 C = $2,501 - $5 .000 D -$5,001 - $15,000 E =$15 ,001 - $50,000(ScColurrms B I ~od D4) F -$50,001 - $10(},000 G -$100,001 - $1.000,000 HI =$1,000,001 - $~,000,000 H2 =Mor than

    2. Va lue Code~ J -$15 ,000 o r l e s s K = $15,001 - $~.0,000 L -150.0~1 - $ 100,000 M -$100,001 - $250,000(Sc c Co lum ns C I an d D3 ) N -$250,001 - $500,000 O = $500,001 - $1 ,000.000 P I = $1 ,000,001 - $5 ,000,000 P2 = $$,000.00 t -P3 -$25,000,001 - 150,0G0,000 P4 =M ore th en 13 0 ,0~XI ,000

    } . V a l u e Me t h o d C o ~ : s Q -App ra i sa l R =Cos t {P . c a l Es t a t e On ly ) S - As s c s s mc m T -,Ca, sh MarkO.( S c Co l umn C2 ) U -Bl ink Value V -Oth e r W -Es t im a te d

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    FINANCIAL DISCLOSURE REPORT I N a m e e l " r e r ~ o n R e p o r t i n g D a t e o f R e p o r tP a g e 6 o f 1 1 [ DE MENT, IRA0 7 / 2 1 1 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S - i .co,. , , ~,~,. , ..... "alan, (Includes those of ~pou~e and dependhi chiMrtn; se, ~ 34-60 of filing inst,uction~)NO~ ~o reportable income, ~sets, or transactions.)

    A. B. C. D.Description o f ~ s e t s I n .me du r i ng G r o s s v a l u e a t e n d T~n s a c t l o n s d ~n g r e i n i n g p ~( i n c l u d i n g trust a s s e t s ) ~ng peri~ of reporting ~(0 (2) O) (2) 0) (2) (3) (4) (5)

    Pla~ "(X)" a~ ~ch a~l Amount T y p ~ ( e . ~ . , Value Valu~ T~ (e.g., Dal~ Value Ga~ Iden~ of~ e m p t f r o m p ~ o r ~ I o ~ u r ~ C ~ I div., ren~~ 2 Mc~h~ buy, sell,d~ C~2 C ~ e I b u y ~ / ~ l l ~(A-H) o r i n t . ) ( J - P ) C ~ e 3 ~mption) ( J - P ) (A-H) (ifp~vat~( Q - W )

    35. Calamos Growth & I ncom e Fd C A Dividend K T36, Capi ta l Incom e Bldr CI C B Dividend K T3 7. Frank lin I nco me FD CLC C Dividend K T38. Wachov i a Mo neyMa rkc t Fund A Interest So ld 03 /3 1/09 J39. Citibank NA Bank Depo sit A Interest J T Buy 03 /31109 J40 , Beneficial Interest i n . . . . . . ]Trust #14 1 , R eg i on s B an k, M o n tg o m e ry , AL ( fo r m e lyAmsou th )4 2. I n co m e B e ne fi ci ar y o n ly , n o i nt er es t inpr inc ipa l4 3 . U.S. Savings Bond s, Ser ies HH B Interest Re de e m e d 05/01109 M4 4 . Pione e r Fund CI Y B Dividend M T4 5, Regions Trus t Money Marke t Account A Div idend J T46 . AIM Tr im arkCL I A Div id en d So ld 07/13/0947 . P io n e e r Mid Cap V a lu e F un d C l a s s None J T4 8 . R MK M id Ca p Gr o w th Fu n d Se e No t e 2. None Sold 05/15/09 J4 9, Eum pa c if ic Grow th FD CL F See No te 3 , None Sold 06/18/09 K50. Vangua rd Tax Exempt Fund #42 D In teres t M T Buy 07/15/09 J( add l )51 . Tax Exem pt BD FD of Amer D In teres t M T Buy 07/15/09 J( add l )

    I . I n c o r a e G a i n C o ~ : A - $ I . 0 ~ 1 o r . l e s t B " $ 1 , 0 0 1 - $ 2 , 5 0 0 C - $ 2 . 5 0 1 - $ 5 , 0 0 0 D = $ 5 . 0 0 1 - $ I 5 , 0 0 0 ~ " = $ I 5 , O 0 1 - $ 5 0 , 0 0 0( S e e C o l u r t m a B I e n d I M ) F -$50.001 - $ 1 0 0 . 0 0 0 G = $ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I = $ 1 .0 ~3 .0 0 1 - $5 ,0 0 0 .0 0 0 H 2 = M o r e ~ . a a $ 5 , 0 0 0 , 0 0 02. Val t~ Cod~ J -$1 $.000 or l~s K(See Column| C I and D3) N ~$250.D01 - $500,000 O =$500,001 - $1,000,000 P I = $1 .000,0OI - $5 ,000,000 P 2 = $ 5,00~,001 - 125,000,000

    P3 =$25,000,001 o $50,000.000 P4 =Mo~ tha~3 . Value Method Coder Q =Appraisal R -~Co$! (Real Estate Only) S =Ass~smen t T=Cash Mark~(See Co lumn C2) U ~Book Value V =Ot lmr W =E~tin~ted

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    ]~lame of ]~er$on Reporting D a t e o 1 " R e p o r tPa gcF INANCIAL7 o f l l DI SC LO SU ~ ~ P O R T I DEME~,I~ 0 7 / 2 1 1 2 0 ~ 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ~ o ~ , . ~ , t , . ,, ,~ o ~ ( l n c l u d ~ t h o , e of ~o~t and de.dent childrent ~ e e p p . 3 4 - 6 0 of f cling instruction.~)

    NONE ~o reportable income, ~sets, or transactions.)A. B. C. D.

    De~fiption of As~ lncom~ d~ng G~ss va lu~ a t end T~nsactions du~ng re~ing(incl~ing t~t asse~) ~ing p~ ] of ~ing

    0) (2) (D (2) (0 (2) (3) (4) (s ~Plac~ "~X)" after ~ch ~t ~u~ T~e (e.g., V a lu~ V a lu e T y p e ( e .g . , Dale V a lu e Gain Identi~ of

    exempt from prior disclosu~ ~de 1 div., r~ ~ 2 Me~ buy, ~ll, m~d~ C ~ e 2 C~ I buyer/~el lerwan~ct ion)

    52. Artisan Funds Inc . Small Cap Value None J T Buy 07/13/09 J53 . Fide l i ty Advisor Sma[ lCap Fund A Dividend J T ~ Buy 07/13 /09 J54 . P ionee r Se lect Mid Cap Growth Y See Note A Dividend J T Buy 07/13/09 J2.55 . Thornbu rg I n t e r na t i ona l Va lue Fund Cla s s I A Div idend J T Buy 05/15/09 J56. Europac i f i c Grow th FD CL F2 See Note 3 . A Div idend J T Buy 06/18/09 K57.... continued S o l d 06/23/09(part)58. Regions CD #1 B Interest L T

    59. Grantor Trus t #260 . Capital Income BLDR Fd C1 C N o n e S o l d 03/06/09 J61 . W achovia Money Market Fund A InLfDiv. S o l d 03/06/09 J62 . IRA #26 3 . D av is N Y V ent ur e F d A A Dividend J T64. Evergreen Equi~ Index Fd CI C A Dividend J" T65. W ashington Mutual Investment Fd C1A A Dividend 3 T66 . Capital Income Bldr FD CL C A Dividend J T67 . Series HH Bonds A I n t e r e s t K T68 , Regions Bank Acct #5 ( forme ly Amso uth) A In teres t L T

    1. Inco m e Gain Co de*: A -$1.000 o r I~ss B -$1,001 - $2,500 C -$2,501 - $5,000 D * $ 5 , 0 0 1 - $ } 5 ,0 0 0 E =$15,~1 - $50,~(~ Col~s BI a~ ~) F=$50,~1 - $1~,0~ G =$1~,~1 - $1,~,~2, VaI~ C~ J =$15,~0 or less K(~ Co lu~ s C I and D~ ) N =~50,~1 - $5~,0~ O -$5~,~1 - $1.0~,~ PI =$1,~.~1 - ~.~,~ ~ ~5,~,~1 - $~,~,~3. VM~ M~d C~ Q "App~ i~ l R(~ CoI~ C2) U =B ~ k V a l ~ V

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    FINANCIAL DISCLOSURE REPORT [ N .... fP .... Reporting DateofReportPage 8 of 11 [ DE M E N T , IRA 0 7 / 2 1 / 2 0 1 0

    N O N E (No reportable income, ~sets, or tra~actions.)A. B. C. D.

    Place "(X)" after ~ch as~t Amo~ T~ (e.g., Val~ V a l u e Ty~ (e.g., Date Value Gain Id~a~ of~x~t f~m prior d~cIo~ C~e I d i e . , r e n ~ C o d e 2 M~th~ buy, ~1, m~ C~e 2 [ C~e I [ buy~/sdler(A-H) or [n~.) 0-P) C~ 3 r e d e m p t i o n ) 0-P) (A-H) (if ~iva~

    (Q-~ ~n~ction)

    69. Regions CD ~ (Y) Scc No~ 4

    70. BROKERAGE ACCOUNT #371 . Wachovia Money Marke t /Sweep Funds A Interest Sold 03/31/09 K72. Pinnacle National Bank CD A I n t e r e s t S o l d 01/26/09 K7 3 ~ Fir s tBank PRCD A I n t e r e s t R e d e e m e d 05/26/09 K74 . Flagsta r Bank FSB CD B Interest Re de e m e d 08110/09 K75 . Capi ta I One 4 .5% B In teres t K T7 6. Darb y Bank 3.5 % B I n t e r e s t K T77 . Discover Bank 3.8% B I n t e r e s t K T7 8. G E Money Bank 5% B I n t e r e s t L T79. GE Money BK 4 .7% B Interest L T80. Impe r i a l C ap 3 . 8% B Interest So l d 12/23/09 K81. W achovia BK 4.55% C I n t e r e s t L T82. Wac hov i a B K 5 % B Interest K T83. W achoviaMTG 4.75% B I n t e r e s t K T84 . Cit Bank - UT 3.5% A Interest K T Buy 06/24/09 K85 . KeybankNa t lAssoc i a t i on 2 .4% A In teres t L T Buy 04/15/09 K

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    FINANCIAL DISCLOSURE REPORT [ N , ~ o r p e s o . a ,p o r t i n ~P a g e 9 o f 1 1II DEMENT, IRA [

    0 7 / 2 1 1 2 0 1 0

    NONE ~o reportable income, ~sets, or transactions.)A. B. C. D.

    ~scfi~ion of A~rts [ncom~ d~ng Gm~ value at end Transactions during ~ing( i n c l u d i n g t m ~ a s s e t s ) ~ng p~i~ of rc~ng(0 (2) 0) ( 2 ) (O (2) (3) (4) ( ~ )Pla~ "(X)" after ~ch as~t Amens ~ (e.g., Value V~lue T~ (e.g., Date Valu~ Gain l d e n r i ~ o fexemp~ from prior di~lo~r~ Code I ~ div., ren~ ~e 2 Method b u y , s e l l , m~d~ C~2 C~e l b ~ y ~ / s e l l e r(A-H)] o r ~ t . ) ( J - P ) C~e 3 ~emption) ( J - P ) (A-H) { ~ f p f i v a t ~

    ~ a n a c ~ i o n )86 . Dotal Bank A Imer~t K T B~ 08/I~ K

    87 . Amcfi~n High Income Trust Fund Cl~s CA Dividend K T Buy 07/28/~ K

    88 . PIMCO Total Rc~ Fund Cl~s C A Dividend K T Buy 07~8/~ K

    89 . P[MCO Real Rct~ Fund Cl~s C Non~ K T Buy 1~30/09 K90. Amcfican Express Ccnm~on Bank None K T Buy 0~05/~ K

    91. Citib~k Moncy Markc~ Fund A I n t e r e s t K T Buy 03/31/09 J

    92 , Rcgions CD #6 C ~temst M T

    9 3 . BROKERAGE ACCO UNT #4

    94. Cash /MM A I n t e r e s t L T95. Atlan t i c Soudacm 4% C In teres t Redeemed 12/30/09 K96 . M o rg an S ta nl ey 4 .05 % A Interest K T97. Roya l Bank 4 . 35% B Interest K T98. Wach o v i a BK4 .55% B Interest K T99 . W achoviaMTG 4.55% B I n t e r e s t L T100. Reg io n s Ban k Acc t# 4 C Interest M T

    101. Reg io n s Ban k Acc t# 3 A Interest J T

    I . Income Gain Codes: A -$1,000 or less I] ~$1,001 - $2,500 C-$2,501 - $5,000 D -$$,001 - $15,000 E -$15,00l - $50,000(See Columns 81 ~ml IM) F =$50.001 - $100,000 O -$100,001. $1,000,1300 H I = $1 ,0 00 ,0 0t - $5 ,0 00 ,0 00 H 2 = M or n It a n $5 ,0 00 ,0 002. Value Codes J ~$15,090 or le~s K -$1J,0~l - $50,000 L ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M =$100,001. I250,000(S ee Co l umns CI and D3) N ~$250,001 - $500,000 0 ~$500,001 - $1.00~,000 P 1 ~ $ 1 , 0 0 0 , 0 ~ 1 - $ 5 .0 0 0 . 0 0 G P2 =$5,000,001 - $25,000,000P3 =$25.04)0.001 - $$0.090.000 P4 = More tha n $50,000,0003. V~Iu Method Codes Q =Appraisal R =Cost (Real Estate Only) $ -Ar, sessm ~nt T = ~sh M~fleet( S e e C o l u m r ~ C 2 ) U = B o o k Vtlue V ,

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    V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .1 ) Judge Demen t s broker le f t Wacho v ia Secta f t ie s to jo in Morg an S tan ley Sm ith Barney . Asse ts he ld in a l l b rokerage aeeoan ts , two IRAs , and Grantor Trus t #2 ,f ound on l i n e 57 , rema in e d i n t a c t i n r e sp e c t iv e ho ld i ng a ccoun t s upon t r a n s i ti on o f b r oke r . Asse t s we r e no t s o l d , m e r e l y t r an s f e r e d f r om on e b r oke r a ge f i rm t oa no th e r , w i th a n ew a ccoun t n am e a nd numb e r .2) Pa r t VI I , Line 48 , RMK Mid Cap Growth Fund sha re s w ere exchan ged for sha re s of Pa r t VI I , Line 54 , P ionee r Se lect Mid Cap Growth Y. The exchang e wasnon -mone t a r y , s h a r e f o r s h a r e , thu s p r oduc ing no g a i n o r l o s s .3 ) Pa r t VI I , Line 49 , Europaci f ie Growth FD CL F sha re s were exc hang ed for sha re s o f Pa r t VI I ,Line 56, Europae i f ic Grow th FD CL F2. The excha nge w asnon -mone t a r y , s h a r e f o r s h a r e , thu s p r oduc ing no g a i n o r l o s s .4 ) Pa r t VI I , Line 69 , Regions CD #4 , a sse t was e r roneo us ly le f t on la s t yea r s r epo r t , a sse t was c losed o n 07/15/08.

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    11/11

    FINA~NCIAL DISCLOSURE REPORT s . ~ . . o r P e ~ . o . R e p o , t .~ D , t e o t R ~ p o .P a g e 1 1 of 11 DE MENT, IRA 0 7 / 2 1 / 2 0 1 0IX. CERTIFICATION.

    I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o l h e b e ~ t o f m y k n o w i e d g e a n d b e l i e f, a n d t h a t a n y i n f o rm a t i o n n o t r ~ p o r te d w a ~ w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .1 f u r t h e r c e r t i f y th a t e a r n ed i n c o m e f r o m o u t s i d e em p lo y m en t a n d h o n o r a r i a a n d t h e a c c ep t a n c e o f g i f i~ wh i c h h av e b e en r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S .C . a p p . 501 eL s eq . , 5 U .S .C . 7353 , a n d J ud i c i a l Co n f e r e n c e r e g u l a t i o n s .

    Signatu~

    NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRI~ | INAL SANCTIONS (5 U.S.C. ap p . 104)

    FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

    C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA dm i n i s t ra t i v e O f f ic e o f t h e U n i t e d S t a t e s Cou r t sSuite 2-301One Columbus Circle, N.E.W a s h i n g t o n , D .C . 205 44