Mary L Cooper Financial Disclosure Report for 2009

8/3/2019 Mary L Cooper Financial Disclosure Report for 2009

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l ,~o to I FINANCIAL DISCLOSURE RE PORT R e p o r t R e q u i r e d ~ v t in . , E t h i c sin Gover~tment Act of 1978 ~. //~0/O [ FOR CALENDAR YEAR 2009 ( ~ u . s C a p p . , ~ ,~ " / o / -I 1 1 )I. Person Rep {~rttng (last name. first , middle initia!) 2. Court or Organlz~tlion r 3. Dale of ReportCooper, Mary L. District of New Jersey 07/27/2010

4. "lill (Article Ill [udgcs indicato active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or pan-time) [] Nomination, Date 01/01/2009LI.S. District Judge - active ~ Initial ~ .Annual ~ Final........ 12/31/2009

5b. ~ AmendedRein7. Chambers or O~e Address 8. On the bn~ls of lhe tnformztlon ontained in Ibis Reporl and anymodifications pe~lnlng therelo. II ix, In my opinion, in compliance402 East Slate Street with applicable law~ ~nd regulations.Trenton, New Jersey 08608

Reviewing O~cer Date

I M P O R T A N T N O T E S : The ins~uc~o~ accompanying this form must be follonw~ (~mplete allchecking the NONE box for each pa~ where you have no reportable informa6on. Sign on I~t page.

~-] N O N E (N o reportable positions.)POSITION N A M E O F OR GA N IZ A T ION /E N T IT Y

1. Member, Board of Consultors (unpaid position; no fund-raising involved) Villanova Univer~y School of Law

2. Treasurer (unpaid position; bookkeeping duties re: annual used book sale) Bryn Mawr Club of Princeton

1 I . A G R E E M E N T S . t ~ . ~ . ~ g ~ . a ~ , , ~ a ~ t o . ~ ..... ~p. 14-16 of fil ing ins,ru,tions.)~ (No reportable agreements.)O N E

pA~TIE~I,


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FINANCIAL DISCLOSURE REPO.RT [ ~ , ~ o f P e , ,o . ~ p o r , t . g!Page 2 of 6 [ c o op e r , M a r y L . 0 7 / 2 7 / 2 0

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R ~ , ,, ~ n ~ in d ~ d u ~ ~ n ~ ~ p o ~ e ; s ~ , p ~ ,. ~ - Z 4A. Filers Non-investment Income

N O N E (No reportable non-investment income.)S O U R C E A N D T Y P E ( y o u r s , n o t s p o u s e s )

1.2.

3.4.

B . S p o u s e s N o n - ! n v e s tm e n t I n c o m e - If ).ou were married during an)portion of the reporting)ear, complete thi~ section.

~ N O N E (No reportable non-invesonent income.)~ S O U R C E A N D T Y P g

~. 2~)9 S t a t e o f N e w J e m e y - p e n s i o n

2.

3.

4.

IV. REIMBURSEMENTS ...., p o , t o n o . . t , ,d g i ^ g , l o o d . . . . .rtoinm~(Includes tho~e to spou.~e and d~Twm le~t chil~e~: see pp. 25-27 oJ/illng

N O N E (No reportable reimbursements.)~ ~ LOCATION ~ IT E M S P A ID OR P R OD D E D

2 .3.4.5.


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i~zmef Perso n Repo r | tn ~]

Da~e of l~eportFINANCIAL DISCLOSURE REPORT] C o o p e r , M a . y L .

Page 3 of 6 0 7 / 2 7 . , 2 0 1 o

V . G ! F T S . (Includes those to spolt3e and dependent children: see pp. 28-3 ! of fi t ing instruction:ON O N E (No reportable gifts .)

SOURCE DESCRIPTION VALUEI.

3.

4.

5.

V I . L I A B I L I T I E S . a , , . t~ e s ~ h o , , o / , r . . . . . a d , p e n d e n t h i l d r c n ; see plT, 3 2 - 3 3 o f J i l i n g i~struttionm )N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALI~IE CODEI.

2.

3.

4.

5.


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Ia m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTI Cooper, Mary L.Page 4 of 6 0 7 / 2 7 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - inco,.e, value, t . . . . . t i o n s (Includes those of sponse and dependent children; seepp. 34-60 of f ring instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t n g p e r o d o f r e p o r t i n g p e r i o d

- ] :~- (~) (2) (~ ) (2) (3) (~) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e .g ., Value [ Value T y p e ( e . g ., D a t e Value Gain l d e n t i l y o fe x e m p t f r o m p r i o r d i sc l o s u re C o d e 1 d i v . , r e n t , C o d e 2 t M e t h o d b u y , s e l l , m m / d d c y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) (JP) i C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e: ; ( Q - W ) t r a n s a c t i o n )

I. PNC Bank of N ew Jersey - bank accounts A I n t e r e s t K T2. ~Tmst. Trustee: National City Bank A Dividend L T~{see note]3. Merrill Lynch CMA A ccount A Interest J T4. College Savings (Trustee) [see note] None M T5. American Balanced Fund B Dividend L T6. MFS T otal Return Fund, Class C (not IRA) A Dividend K T7. BlackRock Global Allocation Fund, Class C B Dividend L T(not IRA)8. Oppenheimer Quest Balanced Fund (IRA) None Sold 06/29/09 K[see note]9. BlackRock G lobal Allocation Fund, Class A None K T B uy 06/30/09 K(IRA) [see note] (addl)

1 0 . MFS Total Return Fund, Class A (IRA) None K TI 1 . Davis Appreciation & Income Fund, Class ,n A Dividend J T1 2 . ING Balanced Fund, Class A (IRA) None J T1 3 . AllianceBernstein Balanced Shares Fund, A Dividend J TClass A1 4 . BlackRock Asset Allocation Potafolio A (no! A Dividend J TIRA)1 5 . Eaton Vance Balanced Fund, Class A A Dividend K T1 6 . Putnam Asset Allocation FDS Balanced A Dividend J TPortfolio, Class C1 7 . HxTechnologies, Inc. [see note] None Sold 05/01/09 J C

I. Incom e G ain Codes: A =51,000 or less B = 51,001 - $2,500 C =52,501 - $S.00O D =S 5,001 - $15,00~ E :$15,001 - $ 50,000(See Columns BI and D4) F =$50.001 . 5100.000 G =S I00,001 - $1,000,000 H I =$1,000,001 - 55,000,000 H2 =More than $5,000,0002 , V a lue Cod~ J =$15,000 or less K =$15,001 - $50,000 L =$50.001 - $100,0~O M =$100.001 - $250,000(See Columns CI and D3) N =$250.001 - $500.000 O =5500.001 - $1.000.000 PI =$1,0~0.001 - $5.000,000 P2 =$5,000.~)1 - $25.000.000

P3 =$25.000,001 - $50,000,000 P4 =Mort than $50,000,0003. V alue M lethod Codes Q ~A ppra~at R =Cost (Real E state Only) S =A ssessment T =Cash M ~rket(See Column C2) U = B o < J k Value V =Other W =Estimated


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT[ C o o ~ ,e ~ , M a r t ~ .age 5 of 6 0 7 / 2 7 : 2 0 1 0

V III. ADDIT IO NAL INF O RM AT IO N O R E X P L ANAT IO NS .Part VII line 2" trust" trustee is National City Bank of Pa. The separate assets are not described because ofthe t~pe of trust. This trust (I) was not createdd~rectly by the reporting person,~,~,~.~i,~~~:.~ and (2) the reporhng person,~:~:~.~: ~,~~,~,~,~ ~/~ have no knowledge of theholding or .sources of income.Part VII, line 4: College saving s are held in a separate Section 529 Merrill Lynch accoun t, transferred to the reporting person as trustee upon the death of a~grantor in 2001. The funds are inv ested at the discretion of the portfolio manager, and may accrue value bu t do not bear interest.Part VII, lines 8 and 9: The asset listed on line 8 was sold in its entirety. The proceeds were reinvested in the asset listed on line 9. This was a transaction withinan IRA account. No capital gain or loss resulted.Part VII, line 17: This w as a small investment in a private corporation, purchased by the reporting person on 04/I 2/2007. it was sold on 05/01,."2009, resoltin~ inlong term capital gain in the "C" value range. The Filing Instructions for Financial Diselosure Reports in years 2007 thruugh 2009 indicate that it was nutnecessary to list this asset before it sold in 2009, because the original investment was below the reporting threshold of$!,000 [Section 102(a)(5)1 and there was nomarket for the asset until the private com pany was sold in in 2009, Therefore, this asset has been entirely reported and w ill not appear in future Reports. It waslisted in the 2008 Report, although upon further examination oflhe F iling Instntctions, it was below the reporting leve~ in that year. Likewise, no am ended 2007Report must be filed to show the purchase, tbr the .same reason.


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FINANCIAL DISCLOSURE REPORT [ s ~ , ~ o ~ P ~ . ~ o , ~ n ~ D , ~ o f a ~ p o .Page 6 of 6 [ Cooper, Mary L. 07/27/2010IX. CERTIFICATION .

I certify." that all information given abo ve (Including information pertaining to m y spouse and minor or depen dent children, if any) isaccurate, true, and complete to the best of my knowledge and be lief, and that any information not reported was withheld because It met applicable statutoryprovisions permitting non-disclosure.i further certify that earned Income from outside employment and honoraria and the accep tance of giRs which have be en reported are incomp liance with the provisions of 5 U,S.C. app. 501 et. seq.. 5 U.S.C. 7353, and Judicial Conferenc e regulations.

S i g n a t u r e

NOT E: ANY INDIV IDUAL WIIO KNOW ING I.Y AND W IL FUL L Y FAL S IFIES OR FAL L S T O FIL E THIS REPORT MAY BE S UB JECT T O CIV i l,AND CRIM 1NAL SA NCTIONS (5 U.S.C. - ,pp. 104)

F I L I N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdm inistrative O ffice of the United States CourtsSuite 2-301One Columbus C ircle , N.E.W ashington, D.C. 20544

Documents

Mary L Cooper Financial Disclosure Report for 2009