Pay as you goSaaS solutions from Deutsche Börse

Market Data + Services

3Table of Contents

Table of Contents

5 Virtualised Private Simulation

9 SWIFT Service Bureau

17 Anti-money Laundering (AML)

23 Reconciliation

29 e-Invoicing

34 Market Data + Services

35 Contact Information

We provide access to complex software either on a shared rental or pay as you go basis through our Software as a Service (SaaS) solutions.

SaaS solutions are an attractive option as companies continue to face the challenge of providing higher levels of service with fewer resources.

You get access to fully functional and managed software applications from any location, at any time. Some of the key benefits are:

Low cost of entry, as expensive infrastructure and license fees are not required, thus reducing your TCO

Fast time to market, as we are already running the software, and only need to connect you

Highly secure – you will use Certificates and Tokens to access the software

Multi-tenant architecture, which is highly scalable and available

No need for you to monitor, manage, or upgrade the application, we do it all for you

Introduction

4 5Spitzzeile Titel Virtualised Private Simulation

Virtualised Private Simulation

Deutsche Börse’s Virtualised Private Simulation (VPS) environment is an on-demand, simulation environment providing members* with access to a dedicated instance of Eurex Exchange’s T7 trading architecture for testing and development purposes.

VPS is not an emulator, but a private, self-provisioned instance of actual exchange software, allowing members to write and test their own software, develop strategies or create specific market scenarios.

Each member’s instance of VPS is completely isolated from other members and accessible 24 hours a day using an SSL-encrypted Internet connection.

VPS comes bundled with several utilities that puts the control of the market into your hands:

Create your own order books Set the market trading phase Change state on specific products Initiate pre-defined market scenarios and test specific strategies not possible in a shared environment

On demand simulation environment

Speed up your development cycles

* Only members authorised to access Eurex’s permanent simulation environment can register for VPS

6 7Virtualised Private Simulation Virtualised Private Simulation

Choice of environment VPS offers flexible access to two distinct T7 simulation environments:

Pre-release simulation allowing you to test the future release version, pre-production

Production simulation allowing you to test the current, production version of Eurex Exchange’s T7

Choice of interfaceVPS currently offers on-demand access to the following:

Reference Data Interface (RDI) Enhanced Transaction Interface (ETI) Eurex Trading GUI Enhanced Market Data Interface (EMDI) Market Data Interface (MDI)

with the following interfaces planned for future releases:

Eurex FIX Gateway Eurex Enhanced Order Book Interface (EOBI)

Each T7 instance is assigned four unique member IDs, as well as:

Four trader IDs for each member ID (one security coordinator, one head trader and two traders)

Two high-frequency ETI session IDs for each member ID Four low-frequency ETI session IDs for each member ID

Complete controlSeveral intuitive tools have been developed and are available to assist members with the creation and control of their T7 virtual instances.

Once logged in, members can use the T7 ‘Launchpad’ for the creation, and termination of T7 instances.

Once the instance has been created, members can log in to their private T7 instance to access the ‘Mission Control’, allowing members to control the exchange-related behaviour of the T7 instance such as the market trading phase (pre-trading, trading and post-trading), and the initiation of various market scenarios such as open/closing auction, fast market situations and volatility interrupts.

The benefits to you:

Faster development cycles Application readiness ahead of release changes Private access to multiple, fully functional simulation environments

Ability to test your algorithms without risk of exposing your strategy to other participants

Full market control to provide reliable regression and automated testing

Consumption based pricing – simply pay for what you use No upfront costs and no long-term commitment Work according to your own schedule

9SWIFT Service Bureau

SWIFT Service Bureau

For many organisations, managing connectivity to SWIFT is considered complex, time-consuming and very expensive.

Indeed, there is a huge cost of maintaining specialised in-house resources, in addition to a fully redundant infrastructure, as well as facing the day-to-day responsibilities and risks.

These can disrupt your core activities and prevent you from concentrating on your principle business.

While it is true that you need connectivity to SWIFT, it is not true that you need to support the related costs and complexity. We prove it with our SWIFT Service Bureau services and solutions.

We take away the pain and instead provide you with access to a first-class service.

Reduce your costs and complexity

The interface between SWIFT and your in-house systems

10 11

Gain a great deal for just a small outlaySWIFT Service Bureau enables you to share our state-of-the-art connectivity system with an excellent service level at a low cost.

Our customers receive all the benefits of a high investment infrastructure at a fraction of its cost and with none of its disadvantages.

We deliver a highly secure and redundant infrastructure, connectivity access points in major world financial centres, highly skilled and experienced IT specialists and a strong commitment to service quality.

Access to the ServiceConnectivity to our Service Bureau is available through VPN (leased lines or over the Internet) and iRAS (IPsec Remote Access Server).

Using the Internet, we are reachable from anywhere around the world. For leased lines, we can propose a number of access points, in many locations, to our own global group network reducing your leased line connectivity costs.

Our SWIFT Bureau offers seamless managed access to the SWIFT network via flexible client interfaces such as GUI, file transfer, MQSeries and remote printing.

These options enable you to choose exactly the solutionthat suits your needs.

SWIFT Service BureauSWIFT Service Bureau

SWIFT Service Bureau

Customer ApplicationCore Banking Systems

Core Services

Customer User Community

Added Value Services

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Service Desk

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BIC & LT Management

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12 13SWIFT Service BureauSWIFT Service Bureau

Simple routing of SWIFT messages

The SWIFT Gateway of Deutsche Börse permits the efficient, high-performance connection of your in-house systems to the international SWIFT Network

Easily connected using existing network infrastructure, the data streams are exchanged in SWIFT format

Depending on customer request data exchange via file transfer or real-time message-based (WebSphere MQ)

SWIFT Service Bureau Architecture

Customer

Deutsche Börse AG

In-house systems

SWIFT-Format

Leased line

SWIFT-Gateway

SWIFT Network

The benefits of the SWIFT Service Bureau at a glance:

SWIFT-Address: SWIFT Service Bureau delivers all- inclusive technical outsourcing, customers keep their SWIFT-Address

High-Performance SWIFT Gateway: No Gateway needed on customer site. This means: no hardware, software, upgrade, maintenance, know-how, people

Reliability and availability: Provision of redundant host-based systems and connections, including disaster location

Security: Shared security officer; handling of RMA on behalf of the customer

Monitoring function: Standardised and automated error handling

Logging and archiving: Documentation of data stream and log files; creation of journal of SWIFT traffic and delivery to the customer

Customer service: Support hotline

14 15

Additional services available

Customisation: Transfer of existing routing-tables, consulting

On-site training and adoption: Guarantees efficient and smooth transition

TARGET2: Connectivity via SWIFT-Gateway; including ICM SEPA-Clearer of Deutsche Bundesbank: Connectivity via SWIFTNet-FileAct

Short and long-term eArchiving solutions: We can keep all your SWIFT messages safe, consistent and certified in our data centres for several years

Duplicate detection: Protect yourself (as receiver and as sender) against duplicate instructions via automated procedures

Automated reconciliation: Each transaction sent to the SWIFT Network will run through an automated reconciliation process based on the confirmation received from SWIFT. This complete solution is available in SaaS for a number of instrument types (cash, securities, Forex, corporate actions, etc.)

Anti-money laundering (AML): We provide an efficient solution, combining simple activation and configuration, which allows simultaneous multiple list searching to block suspicious transactions in real-time

SWIFT Service BureauSWIFT Service Bureau

17Anti-money Laundering (AML)

Anti-money Laundering (AML)

Be confident in your level of protection against the risks associated with money laundering and terrorism financing with our tried and tested AML offering.

Make the most of reliable monitoring, quick investigation and customisable reporting of suspicious transactions. You effortlessly meet your legal and regulatory reporting obligations, with highly customisable scanning, filtering and profiling.

Protect your reputation

Manage and control risk in real-time Deliver standard reporting easily and quickly

Reliable monitoring and quick investigation

Easy and flexible AML checks

The benefits to you:

Peace of mind: you are compliant at all times with international and local AML laws and regulations

Gain time from streamlining processes and improve operational efficiency

Focus is back on business priorities for sales, compliance and back-office teams

18 19Anti-money Laundering (AML)Anti-money Laundering (AML)

Intelligent IT to make sure you know your customer

Minimise the need for application and software release management

Reduce set up costs with fast deployment and implementation Integrate seamlessly with your existing systems Scan customer lists thoroughly and quickly:

– Single, central monitoring point for all your financial traffic – Apply detection algorithms and filter messages to block

unwanted transactions – Create personalised watch lists to reduce false positives – Set profiling rules for detecting suspicious behaviours and

activities

Your complete process: A single point of detectionOur web-based application provides one consolidated interface to view and manage alerts from all systems and workflows whatever the format or location. It delivers large, easy to view text boxes, organised and combined search criteria as well as improved displays of violation types.

Your first level of protection – quick scanningThe name checker feature allows you to type in a single name and run a scan to check for a match on any blacklist. This is typically useful for front desk clerks who enter new customers into the system.

Easy watch list managementYou can combine unlimited numbers of official, private and third-party sourced lists to maximise successful scanning and reduce the level of false positives. Version control, offline tests and list comparisons allow you to decrease the time taken for list management. In addition, our AML offering enables you to take advantage of an automated service to receive updated watch lists from us and official sources as soon as they are updated by the regulatory authorities.

AML Engine

Back-office applications (core banking systems, PMS, CRM, SWIFT etc.)

Customer

Clearstream

AML ENGINEScanningFilteringProfiling

Connectors (MQ, files, DB, SWIFT)

BIC & LT Management

Service Desk

PKI & RMA Management

24 x 7 Availability

Connectivity

Web access

Integration

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AML filtering – your second level of protectionThe AML offering also checks the scanned data against stored lists including politically exposed persons or blacklists depending on the rules specified. It logs detections and generates alerts which are sent to the workstation.

In addition, compliance officers can easily configure reports, system parameters and rules.

Customisable algorithmsYou can enhance the scanning and filtering algorithms to create your own watch lists whether black, grey or white. This fine-tuning to your own specific criteria is essential to reduce the level of false positives.

Profiling rules – your third level of protectionPre-defined or personalised potential scenarios in the profiling rules improve the detection rates for illegal activities associated with shell companies, dormant accounts and money laundering.

Open solutionWe make it easy for you to decide how wide or narrow the security access is and still maintain reliable control. Open it to your whole organisation irrespective of each physical location worldwide or limit it to one or two users. This flexibility enables you to strictly segregate information specific to a location or branch while continuing to use one server to perform all the checks; thereby saving you time and money.

Reliable audit and regulatory reportingOur AML offering provides standard reports that cover the most common reporting needs in addition to custom reports and a comprehensive audit trail.

Choice of data connectorsReceive data regarding customers, beneficiaries and transactions easily from a wide range of data sources through connectors for database, file, API, MQ series and SWIFT.

File connectors, for example, scan the contents of huge data text files irrespective of their size and format. Scanning is quick and powerful, making use of process optimisation, such as parallel scanning, allowing multiple scan processes and batch checking.

We tailor your connectors to capture data from a particular application or in a particular format and to your specific requirements.

Expansion is easy as the system is modular.

Anti-money Laundering (AML)Anti-money Laundering (AML)

23Reconciliation

Reconciliation

Reconciliation of high-volume transactions can be a complex and time-consuming process involving multiple instruments and diverse data sources from a wide variety of external business partners. The challenges of different transaction types, multiple accounts and currencies plus varying reconciliation schedules complicate the process. Manual processing and non-compliant legacy systems introduce more risk. Our real-time reconciliation solution seamlessly incorporates all data types across the entire organisation. It ensures a smooth information flow regardless of format, business line and instrument type to provide consolidated visibility across all business areas.

Confidence and efficiencyOur offering helps you meet your reporting obligations effortlessly and gives you confidence that information from all your reconciliation and exception management processes is accurate.

Reduce risk exposure

Improve operational efficiency

The benefits to you

Increased visibility Effective regulatory compliance Improved operational efficiency Reliable reputation management Reduced risk exposure Company wide consistency Measurable efficiency results

24 25ReconciliationReconciliation

You benefit from a high rate of automatic reconciliation and straight-through-processing. At the same time, you reduce manual interventions and achieve lower costs easing your ability to deliver better value for money.

More security, more clarityIncreased process standardisation and easy information handling dramatically improve processing efficiency and reduce operational risk.

Our reconciliation offering lets you tailor business-driven rules so you can quickly escalate and resolve discrepancies from exceptions and investigations follow up, by creating alarms, pre-formatted claims, queries and exception reports. The rules are designed to fit your current requirements and can be adapted for future business needs.

Dynamic dashboard reporting significantly reduces risk with timely alerts and summary views to meet your own specific criteria.

Critical cash visibilityCreate cash visibility across multiple accounts regardless of the number of countries involved. Our customisable cash reporting feature provides a consolidated view of cash positions on all accounts, grouped for example by currency, account or business unit.

Free up time to focus on adding value in other business areasOur automated cash pooling service evaluates cash positions and initiates same-currency transfers based on rules you define and so optimises use of your working capital.

26 27ReconciliationReconciliation

Our flexible real-time offering provides reliable automatic matching for both internal and external data sources in any format ranging from SWIFT, extensible markup language (XML), Microsoft Excel, to asynchronous transfer mode (ATM), card, financial Information exchange (FIX), secure command manager (SECOM) and others.

Business functionalitiesOur service provides real-time reconciliation for all business lines, market instruments and activities including positions for cash, securities and nostro, transactions for securities and cash, foreign exchange, money market, caps and collars.

Real-time reconciliation for all business lines and market instruments

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Entry Interface

Rules Engine

Exceptions – investigations

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Cash Securities Treasury Precious Metals

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Database Long-term archiving

29e-Invoicing

Accumulating an ever-growing mountain of paper is an inefficient and expensive way to do business.

Managing paper workflows incurs high costs and high risks especially in communication infrastructure, human resources and storage space. It’s time to switch to e-Invoicing, using an end to end electronic process, for a streamlined, paper-free process that reduces costs and waste.

Implementation is quick and easy. There is no need to pre-invest or wait for the system to be up and running and you can also combine paper and electronic flows in a single solution. All you need to do is subscribe, configure and use.

e-Invoicing

Reduce costs and risks

Avoid the paper mountain

30 31e-Invoicinge-Invoicing

A single platform for invoice managemente-Invoicing delivers superior value with a secure and complete hosted solution for both inbound accounts payable (A/P) and outbound accounts receivable (A/R) workflows.

Our fully web-based solution is flexible and easily adapts to your needs. It connects to all e-Carrier networks, supports all formats and provides consolidated long-term archiving with web access without the need for locally installed software.

e-Invoicing: Efficient, cost-effective and environmentally friendly

The benefits to youWe have many years of expertise in implementing e-Invoicing.

Concentrate on your core business while we take care of your invoicing.

You benefit from:

Reduced processing costs per invoice Lower software maintenance and development costs Centralised operations and therefore economies of scale Lower process costs due to online approval workflows Lower support costs as dedicated IT staff are no longer required

Automation provided by end-to-end back office integration

And gain the advantages of:

First class IT infrastructure and a high level of technical standards

Reduced printing and storage costs Fast activation, fast ROI High quality service, competence, professionalism and flexibility

Hybrid solution to support both electronic and paper invoices

Clearstream

Suppliers

Buyers

Paper invoicese-invoicesSelf-billingPO flip

Invoicing Engine

Paper invoicese-invoicesWeb interface

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e-Archive

Your back-office ReceiptAccountspayable

Your back-office SendingAccounts receivable

ValidationEnrichmentWorkflowDashboardCertification

32 33e-Invoicinge-Invoicing

Multi-channel connectionsReception and delivery of invoices in a flexible choice of formats and channels:

Direct delivery Third party network interconnection Scan factory with OCR Specialised e-invoice (telecom, leasing, fuel, utilities, market data, payment schemes, temporary work)

Standard e-invoice (goods and services) Paper invoice (goods and services)

eArchivingDo away with the hassles of stashing invoices in your basement. Our high-end facilities can hold both your scanned paper invoices and e-invoices in a secure repository which is safe to store and easy to search using web-access.

Security, availability, flexibility … “pay as you go”We deliver transparent integration into your accounting processes and workflow, direct connection with your ERP and are able to process any kind of invoice:

Zero data-loss, archived on world market leader EMC2 Centera infrastructure

High availability, with an SLA up to 99.999 % Consolidated long-time archiving with web access Easy transition from paper to electronic, phased approach on dedicated or shared scalable environments

Volume based pricing

To support paper processes we offer a full OCR with web-verification and print-on-demand service.

Our e-Invoicing offering can easily handle:

Inbound e-Invoicing for accounts payableAccept, process, integrate and book any type of electronic or paper invoice automatically and streamline your accounts payable process. Our AIM platform and integrated scanning solution puts an end to the age of paper processing.

Outbound e-Invoicing for accounts receivableDrive down the cost of printing and sending large volumes of invoices with a single solution: we take care of the delivery of invoices to any partner in the format of their choice, whether in hard or in soft copy.

34 35Contact informationMarket Data + Services

Your smart partnerThanks to the economies of scale achieved by Deutsche Börse Group, Market Data + Services has a successful portfolio of robust technology solutions to meet the needs of customers within the financial services industry.

Our commitment and dedication to quality, our in-depth industry know-how and stringent internal processes and procedures are key reasons why the financial community chooses Market Data + Services as their partner of choice.

CertificationThe management system supporting our operations, develop-ment, project and IT security management processes, is certified as meeting recognised International Standards for Quality Management and IT Service Management. Deutsche Börse IT is certified by Det Norske Veritas (DNV), one of the world‘s leading accredited certifying bodies, as meeting the requirements of ISO 9001:2008/TickIT for Quality Management and ISO/IEC 20000-1:2011 for IT Service Management.

Creating more choiceMarket Data + Services is continually developing its portfolio of services, including:

Global connectivity and network solutions IT Hosting and Managed Services Banking and finance solutions in ASP and SaaS e-Archiving and e-Invoicing in SaaS SWIFT Service Bureau with integrated AML and other modules.

For further information about Market Data + Services and how we can help you, please contact us:

Deutsche Börse GroupMarket Data + Services

FrankfurtPhone: +49-(0) 69-2 11-1 16 90E-mail: it.sales@deutsche-boerse.com

LuxembourgPhone: +352-243-32434E-mail: it.sales@clearstream.com

Contact informationMarket Data + Services

Published byDeutsche Börse AGMarket Data + Services60485 Frankfurt /MainGermanywww.deutsche-boerse.com

August 2013