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SCHOOL OF
INDUSTRIAL AND INFORMATION ENGINEERING
Master of Science in
Management Engineering
Manufacturer’s Information Value in De-manufacturing
Oriented Circular Economy
Supervisor: Prof. Marcello Colledani
Co-Supervisor: Dott. Francesco Baiguera
Authors:
Omid Nejat Matr. 835511
Masoud Esnaashari Esfahani Matr. 863998
Academic Year 2017 - 2018
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Acknowledgment
We would like to express our deep gratitude to Prof. Colledani and Dr. Baiguera,
our thesis supervisors, for their patient guidance, enthusiastic encouragement and
useful critiques of this work.
We would also like to thank Eng. Pinci from Italtel Company, for his advice and
assistance for supporting us by providing needed data. Finally, we wish to thank
our parents for their support and encouragement throughout our study.
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Table of Contents
Acknowledgment .................................................................................................. 2
List of figures ........................................................................................................ 5
List of tables .......................................................................................................... 8
List of Abbreviations ........................................................................................... 10
Abstract ............................................................................................................... 12
1 Introduction .................................................................................................. 13
1.1 Definition, Conceptualizations, and Definitions of the CE ..................... 13
1.2 Opportunities in moving towards CE and its relation to sustainable
business ................................................................................................... 13
1.3 CE framework and its successes and challenges ..................................... 16
1.4 The circular economy of electronic and electrical equipment ................ 20
1.5 Manufacturing and De-manufacturing in the circular economy ............. 24
1.6 The role of information in the circular economy .................................... 25
1.7 Problem statement and motivation of the thesis ...................................... 29
1.8 Thesis outline .......................................................................................... 30
2 State of the art in PCB manufacturing and de-manufacturing ..................... 32
2.1 PCB Structure .......................................................................................... 32
2.2 Manufacturing of PCB ............................................................................ 37
2.3 De-manufacturing framework and its implication on EOL PCBs .......... 43
2.3.1 Disassembly in de-manufacturing .................................................. 44
2.3.2 Remanufacturing in de-manufacturing .......................................... 52
2.3.3 Recycling and recovery processes ................................................. 57
2.4 The flow of needed information in de-manufacturing ............................ 64
3 Defining and modeling an economic model in optimizing PCB De-
manufacturing ................................................................................................. 73
3.1 Market analysis........................................................................................ 73
3.2 General PCB treating work description in de-manufacturing ................. 79
3.2.1 Main PCB’s treatment flows in the work description .................... 98
3.2.2 The need for a collected database about each PCB ..................... 101
3.2.3 The structure of the database and its different sections ............... 102
3.3 Economic model .................................................................................... 106
4 Case study and application of the model on the case ................................. 113
4.1 Italtel and Italtel’s boards ...................................................................... 113
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4.2 Preliminary analysis and the review of the work which had been done on
the data gathering of the PCBs .............................................................. 114
4.3 Data gathering and data structure .......................................................... 117
4.4 Economic model application ................................................................. 124
4.5 Results ................................................................................................... 140
4.6 Sensitivity analysis ................................................................................ 153
5 Conclusion ................................................................................................. 159
6 Bibliography ............................................................................................... 161
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List of figures
Figure 1. 1 Scheme for the circular economy ..................................................... 14
Figure 1. 2 Comprehensive CE framework ......................................................... 16
Figure 1. 3 Closed circular economy loop .......................................................... 19
Figure 1. 4 Illegal WEEE treatment and health concerns ................................... 21
Figure 1. 5 Waste PCBs from all kind of electronic equipment ......................... 23
Figure 1. 6 Manufacturer-centric Circular Economy framework ....................... 27
Figure 1. 7 Information and good’s flow in the circular economy ..................... 28
Figure 2. 1 A Printed Circuit Board with various high value components ......... 32
Figure 2. 2 Single-layer PCB Diagram ............................................................... 33
Figure 2. 3 Double-layer PCB Diagram .............................................................. 34
Figure 2. 4 Multi-layer PCB Diagram ................................................................. 34
Figure 2. 5 Different PCB Classifications ........................................................... 35
Figure 2. 6 A part of PCB Manufacturing line .................................................... 37
Figure 2. 7 Making the Substrate ........................................................................ 38
Figure 2. 8 Component Assembly ....................................................................... 39
Figure 2. 9 Inkjet PCB pattern printing on a substrate ........................................ 40
Figure 2. 10 Through Hole Technology & Surface Mount Technology ............. 42
Figure 2. 11 Repairing or Recycling the PCB ..................................................... 43
Figure 2. 12 Products and materials Life Cycle .................................................. 44
Figure 2. 13 Infrared heating application ............................................................ 47
Figure 2. 14 Structure schematic diagram of the experiment facility ................. 51
Figure 2. 15 PCB Inspection ............................................................................... 54
Figure 2. 16 PCB cleaning with degreaser spray ................................................ 55
Figure 2. 17 Reconditioning the PCB to be reused ............................................. 56
Figure 2. 18 Single shaft shear shredder, and Chamber of a cutting mill ........... 59
Figure 2. 19 density-based material separation ................................................... 60
Figure 2. 20 Electrostatic material separation ..................................................... 61
Figure 2. 21 Eddy current material separation .................................................... 62
Figure 2. 22 Current product flow ....................................................................... 65
Figure 2. 23 Future centralized information flow for product environmental
profile .................................................................................................................. 66
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Figure 2. 24 Future decentralized information flow for product environmental
profile in which information is embedded in the product ................................... 67
Figure 2. 25 Product Lifecycle ............................................................................ 68
Figure 2. 26 1D and 2D Barcode Labels ............................................................. 69
Figure 2. 27 Contact Memory Buttons ................................................................ 70
Figure 2. 28 RFID Label ..................................................................................... 70
Figure 3. 1 Trends in global PCB production [Prismark(2012)] ........................ 74
Figure 3. 2 PCB Production in various countries ................................................ 74
Figure 3. 3 PCB Production and Market price index 2007-2017 ........................ 76
Figure 3. 4 The work description of PCB treatment’s possible streams ............. 82
Figure 3. 5 An Automatic PCB Testing machine in STIIMA-CNR ................... 88
Figure 3. 6 Before and after PCB cleaning ......................................................... 91
Figure 3. 7 Automatic PCB component disassembly station at STIIMA-CNR .. 92
Figure 3. 8 Before and after simultaneous disassembly of the PCB .................. 95
Figure 3. 9 Board’s partial cleaning and preparation for assembly .................... 97
Figure 3. 10 The main assumed flows of the waste PCBs treatment .................. 98
Figure 4. 1 The sample of Italtel’s User-interface and Power-supply PCBs .... 114
Figure 4. 2 PCB’s analyzed image by the software .......................................... 116
Figure 4. 3 Italtel PCB S7338-L6030 ............................................................... 118
Figure 4. 4 Front and rear of an Italtel PCB code S7338-L6-30-A2-A1 .......... 119
Figure 4. 5 The PCB’s stream allocation, regarding the 8th, 9th, and 10th streams
........................................................................................................................... 130
Figure 4. 6 The PCB’s Stream Allocation, Regarding the 1st, 2nd, and 3rd Streams
........................................................................................................................... 134
Figure 4. 7 The PCB’s Stream Allocation, Regarding the 4th, 5th, 6th, and 7th
Streams .............................................................................................................. 139
Figure 4. 8 Italtel’s Power-supply PCB S7201-X6001-U4-A1 ........................ 141
Figure 4. 9 Treatment streams allocation for (PCB S7201-X6001) .................. 142
Figure 4. 10 The treatment streams’ associated profit (PCB S7201-X6001) ... 143
Figure 4. 11 Italtel’s Power-supply PCB S7338-L6030-U2-A2 ....................... 144
Figure 4. 12 Treatment streams allocation for (PCB S7338-L6030) ................ 145
Figure 4. 13 The treatment streams’ associated profit (PCB S7338-L6030) .... 146
Figure 4. 14 Italtel’s Power-supply PCB S7510-L6023-U1-A3 ....................... 146
Figure 4. 15 Treatment streams allocation for (PCB S7510-L6023) ................ 147
Figure 4. 16 The treatment streams’ associated profit (PCB S7510-L6023) .... 148
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Figure 4. 17 Italtel’s Power-supply PCB S7510-L6047-U1-A3 ....................... 149
Figure 4. 18 Treatment streams allocation for (PCB S7510-L6047) ................ 150
Figure 4. 19 The treatment streams’ associated profit (PCB S7510-L6047) .... 151
Figure 4. 20 Profit’s sensitivity analysis regarding the PCB’s condition-related
variables ............................................................................................................ 154
Figure 4. 21 Profit’s sensitivity analysis regarding the market-related variables
........................................................................................................................... 156
Figure 4. 22 Profit’s sensitivity analysis regarding the provided-data level ..... 157
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List of tables
Table 2. 1 Comparisons between different heating methods for de-soldering ... 52
Table 2. 2 Comparison of ID Technologies ........................................................ 71
Table 3. 1 Mobile phone PCB price (New and Used PCB) ................................ 77
Table 3. 2 Computer motherboard PCB price (New and Used PCB) ................. 78
Table 3. 3 Electronic Package price .................................................................... 78
Table 3. 4 List of operating and decision-making steps’ abbreviation ....... Error!
Bookmark not defined.
Table 3. 5 The needed data for the “Board Inspection” step .............................. 83
Table 3. 6 The needed data for the “Image Process” step ................................... 85
Table 3. 7 The needed data for the “1st Cost Analysis” step ............................... 87
Table 3. 8 The needed data for the “PCB Testing” step ..................................... 88
Table 3. 9 The needed data for the “2nd Cost Analysis” step .............................. 90
Table 3. 10 The needed data for the “Board Final Cleaning” step ..................... 91
Table 3. 11 The needed data for the “Selective Disassembly of Intact
Components” step ............................................................................................... 93
Table 3. 12 The needed data for the “Selective Destructive Disassembly of HCM
Components” step ............................................................................................... 94
Table 3. 13 The needed data for the “Simultaneous Disassembly” step ............. 95
Table 3. 14 The needed data for the “Component Quality Control” step ........... 96
Table 3. 15 The needed data for the “Selective Disassembly of Defective
Components” step ............................................................................................... 96
Table 3. 16 The needed data for the “Board’s Partial Cleaning” step ................ 97
Table 3. 17 The needed data from different players and the output data from the
............................................................................................................................. 98
Table 3. 18 Package Peak Temperature for SnPb Solder Materials [37] .......... 105
Table 3. 19 Package Peak Temperature for Pb-free Solder Materials [37] ...... 105
Table 4. 1 Sample of the database regarding the PCB S7338-L6030 ............... 119
Table 4. 2 Dimension and weight of the Italtel PCB S7338-L6030 ................. 120
Table 4. 3 The Production related data of the Italtel PCB S7338-L6030 ......... 120
Table 4. 4 Deviation of the component codes for the same component ........... 121
Table 4. 5 Sample of Italtel PCB S7338-L6030 database, as the component
introduction data ................................................................................................ 121
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Table 4. 6 The data regarding the De-soldering and Picking tasks ................... 122
Table 4. 7 The formative material content of the components ......................... 123
Table 4. 8 A part of the database regarding the components’ places ................ 124
Table 4. 9 The conditional coefficient and assumed data for the 1st condition of
PCB S7338-L6030 ............................................................................................ 127
Table 4. 10 The conditional coefficient and assumed data for the 2nd condition of
PCB S7338-L6030 ............................................................................................ 127
Table 4. 11 The conditional coefficient and assumed data for the 3nd condition of
PCB S7338-L6030 ............................................................................................ 127
Table 4. 12 Assumed Constant Cost Related Factors ....................................... 128
Table 4. 13 Assumed Revenue Related Factors for PCB S7338-L6030 ........... 128
Table 4. 14 Cost and Revenue Influential Factors for PCB S7338-L6030 ....... 128
Table 4. 15 The 8th, 9th, and 10th treatment streams’ related revenue, cost, and
profit comparison .............................................................................................. 129
Table 4. 16 The conditional coefficient and assumed data for the 4th condition of
PCB S7338-L6030 ............................................................................................ 131
Table 4. 17 The conditional coefficient and assumed data for the 5th condition of
PCB S7338-L6030 ............................................................................................ 131
Table 4. 18 The conditional coefficient and assumed data for the 6th condition of
PCB S7338-L6030 ............................................................................................ 132
Table 4. 19 Assumed constant cost related factors ........................................... 132
Table 4. 20 Assumed revenue relate factors for PCB S7338-L6030 ................ 132
Table 4. 21 Cost and revenue influential factors for PCB S7338-L6030 ......... 132
Table 4. 22 The 1st, 2nd, and 3rd treatment streams’ related revenue, cost, and profit
comparison ........................................................................................................ 133
Table 4. 23 The conditional coefficient and assumed data for the 7th condition of
PCB S7338-L6030 ............................................................................................ 135
Table 4. 24 The conditional coefficient and assumed data for the 8th condition of
PCB S7338-L6030 ............................................................................................ 136
Table 4. 25 The conditional coefficient and assumed data for the 9th condition of
PCB S7338-L6030 ............................................................................................ 136
Table 4. 26 The conditional coefficient and assumed data for the 10th condition of
PCB S7338-L6030 ............................................................................................ 136
Table 4. 27 Assumed Constant Cost Related Factors ....................................... 137
Table 4. 28 Cost and Revenue Influential Factors for PCB S7338-L6030 ....... 137
Table 4. 29 The 4th, 5th, 6th, and 7th treatment streams’ related revenue, cost, and
profit comparison .............................................................................................. 138
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Table 4. 30 Information provided de-manufacturing profit vs. recycling profit
comparison ........................................................................................................ 152
List of Abbreviations
1st BT First Board Test
1st CA First Cost Analysis
1st CARB First Cost Analysis Result for Board Reuse
1st CARC First Cost Analysis Result for Component Reuse
1st CARR First Cost Analysis Result for Recycling
2nd BT Second Board Test
2nd CA Second Cost Analysis
2nd CARB Second Cost Analysis Result for Board Reuse
2nd CARC Second Cost Analysis Result for Component Reuse
2nd CARR Second Cost Analysis Result for Recycling
AIDC Automated Identification and Data Capture
ANC Assembly of New Components
BBR Bare Board Recycling
BBV Bare Board Value
BDS Board Demand Status
BFC Board Final Cleaning
BGC Board General Cleaning
BI Board Inspection
BINT First Board Result
BIR Board Inspection Result
BP Board Packaging
BPC Board Partial Cleaning
BRR Board Repair Result
CE Circular Economy
CMV Component Material Value
CP Component Packaging
CR Component Recycling
CQC Component Quality Control
DIP Dual In-line Package
ELV End of Life Vehicle
EOL End of Life
GDP Gross Domestic Product
HCM High Concentrated Material
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HCMCV High Concentrated Material Components Value
IC Integrated Circuit
IP Image Process
LW Labor Wage
massQCfailedC Mass of Quality Control Failed Components
massDDC Mass of Disassemble Defective Components
MCC Material Content of Component
MEANCMV Mean Component Material Value
MP Material Price
NDC Number of Defective Components
NIC Number of Intact Components
NPDC Number of Present Demanded Components
NQCpassedC Number of Quality Control Passed Components
PCB Printed Circuit Board
POB Price of Board
POC Price of Component
PTH Pin Through Hole
QFP Quad Flat Package
RFID Radio Frequency Identification
SDDHCMC Selective Destructive Disassembly of High Concentrated Material Component
SDIC Selective Disassembly of Intact Component
SMT Surface Mount Technology
SOIC Small Outline Integrated Circuit
THT Through Hole Technology
WEEE Waste of Electronic and Electrical Equipment
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Abstract
With the sharp slop of the technology growth and presenting the new models,
versions, and technologically improved products, we are observing a new trend
of products’ usage, which means the products’ life in the consumption phase is
becoming shorter than before. With a high-level of production rate, and product’s
short life, it can be understood that we are facing a huge number of end-of-life
products. The concept of circular economy has been generated to cope with this
problem. It tries to make a closed loop of manufacturing, usage, end returning the
End-of-Life (EOL) products to the first point of manufacturing state to be used as
a resource of raw materials or even be reused. The feasibility of the circular
economy fulfilment in each kind of industry, is limited to some constraints, such
as the lack of needed information and the proper way of exploiting the relevant
information. In order to close the loop of circular economy, there should be some
motivations for different influential parties who are present in the whole life-cycle
of a product in circular economy concept. The most powerful motivation for the
main players who are able to either provide or exploit the information, is the
economic value which could be achieved by providing or exploiting it. Hence the
aim of this thesis is to assess what the needed data and information are that would
be beneficial for treating the EOL products and also how they could be exploited
in a way that the manufacturers as the data providers and the de-manufacturers or
recyclers as the data and information users, could take the advantage of and
generate a margin from?
The work has been done by focusing on the Printed Circuit Boards (PCBs) as one
of the most important products in the electric and electronic industry. The PCB
manufacturing and EOL PCB’s possible de-manufacturing procedures have been
studied and as a result, all the needed data and information regarding their
treatments are presented. As far as the data exploitation is concerned, a general
algorithm related to EOL PCB’s possible treatments is designed to optimize the
EOL PCB’s treatment and based on which, an economic model is designed. It
firstly suggests the most profitable procedure to treat the different PCBs with
different EOL conditions.
Consequently, as a result of evaluating a big number of various conditions of a
few types of PCBs by the “Economic Model”, the generated margin of treating
the EOL PCBs with the presence of data is compared with the basic treatment
(recycling) of PCBs without the presence of any data.
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1 Introduction
1.1 Definition, Conceptualizations, and Definitions of the
CE
The term circular economy (CE) has both a linguistic and a descriptive meaning.
Linguistically it is an antonym of a linear economy. A linear economy is one
defined as converting natural resources into waste, via production. Such
production of waste leads to the deterioration of the environment in two ways: by
the removal of natural capital from the environment (through
mining/unsustainable harvesting) and by the reduction of the value of natural
capital caused by pollution from waste. Pollution can also occur at the resource
acquisition stage. This is a one-way system and an economy based on such a
system has been referred to as a cowboy economy by Boulding (1966).
The term linear economy was brought into popular use by those writing on the
Circular Economy and related concepts. Thus, in many ways, the origin has been
deliberately set, in framing the antonym, to promote the term circular economy.
By circular, an economy is envisaged as having no net effect on the environment;
rather it restores any damage done in resource acquisition while ensuring little
waste is generated throughout the production process and in the life history of the
product. [1]
1.2 Opportunities in moving towards CE and its relation
to sustainable business
In recent years, the circular economy has figured prominently in political,
economic, and business dialogues. But the concept remains eclectic and lacks a
scientifically endorsed definition. For this economic analysis, the circular
economy is defined as an economy that provides multiple value-creation
mechanisms which are decoupled from the consumption of finite resources
(Figure 1.1). This definition rests on three principles:
• Preserve and enhance natural capital by controlling finite stocks and
balancing renewable resource flows – for example, replacing fossil fuels with
renewable energy or returning nutrients to ecosystems.
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• Optimize resource yields by circulating products, components, and materials
in use at the highest utility at all times in both technical and biological cycles –
for example, sharing or looping products and extending product lifetimes.
• Foster system effectiveness by revealing and designing out negative
externalities, such as water, air, soil, and noise pollution; climate change; toxins;
congestion; and negative health effects related to resource use.
Figure 1. 1 Scheme for the circular economy
Narrower notions of the circular economy, limited to material reuse and
sometimes regeneration, exist. But the modern economy requires applying all
three principles to reintegrate the economy into our planet’s system, which is the
ultimate ambition of circular thinking. Thus, applying these principles means
creating an economy that is restorative and regenerative, that preserves
ecosystems and increases their return over time, that creates prosperity, and that
fuels growth by capturing more value from existing infrastructure and products.
System change is also crucial to the circular economy. In a circular economy, one
system’s waste is the next system’s input, and the aim is to maximize total utility
from the products and materials in use. This requires taking a system view of large
value chains better-performing resources.
P a g e | 15
A circular economy also enhances natural capital by encouraging flows of
nutrients within the system and creating the conditions for regeneration of soil.
The second pillar is to optimize resource yields, "by circulating products,
components, and materials at the highest utility at all times in both technical and
biological cycles." This means designing for remanufacturing,
refurbishing, and recycling to keep components and materials circulating in the
economy, creating positive effects. A circular system uses inner loops whenever
they preserve energy and other value, such as embedded labor. The system should
also extend product life and optimize reuse, gaining in turn increased resource
utilization. Circular systems also maximize use of waste materials, extracting
valuable biochemical stocks and cascading them into different low-grade
applications.
Finally, the last action is to Foster system effectiveness "by revealing and
designing out negative externalities." This includes reducing damage to human
utility, such as food, mobility, shelter, education, health, and entertainment, and
managing externalities, such as land use, air, water and noise pollution, the release
of toxic substances, and climate change.
These principles define the line of actions to create a circular economy, entailing
major and difficult changes of current society, which still delay the proposed
switch. [2]
The relation of the CE to sustainable business
A true circular economy would demonstrate new concepts of system, economy,
value, production, and consumption, leading to sustainable development of the
economy, environment, and society. The ultimate objective of this approach
would be to achieve the decoupling of economic growth from natural resource
depletion and environmental degradation. As such, the Circular Economy might
be thought of as a general term covering all activities that reduce, reuse, and
recycle materials in production, distribution, and consumption processes. Murray
resource (2007) describes the Circular Economy as a mode of economic
development based on the ecological circulation of natural materials, requiring
compliance with ecological laws and sound utilization of natural resources to
achieve economic development. He also, explains that there is a feedback process
of product renewed resource, and that the ultimate objectives of optimum
production, optimized consumption, and minimum waste can be achieved in
production. Murray resource (2011) stresses that the focus of the Circular
Economy is on resource productivity and eco-efficiency improvement, and they
adopt the 4R approach: reduce, reuse, recycle and recover. [1]
P a g e | 16
1.3 CE framework and its successes and challenges
A comprehensive framework of CE
CE perspective resource scarcity, environmental impact, and economic benefits
emphasize a combined view. Figure1.2 illustrates a comprehensive framework for
CE based on these three perspectives including their relationships.
Figure 1. 2 Comprehensive CE framework
Economic benefits in CE: Each individual company strives for gaining economic
benefits in order to secure profitability and a competitive edge. This requires an
integrative approach towards business models, product design, supply chain
design and choice of materials.
Resource scarcity in CE: Social prosperity depends on planet earth's finite
resource supplies which makes regenerative use of resources mandatory for CE
realization. The underlying factors in this context concern circularity of resources,
material criticality, and volatility of resources in the light of the globally
increasing number of industrial activities.
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Environmental impact in CE: A society with minimum environmental impacts
is a desirable state of nations, governmental bodies, and individuals around the
globe. CE aims at reducing solid waste, landfill, and emissions through activities
such as reuse, remanufacturing and/or recycling.
Resource scarcity, environmental impact, and economic benefits cover short-term
as well as long-term objectives and are seamlessly linked in this CE framework.
As each of the three perspectives has a systemic view of specific boundaries the
relationships among the perspectives need to be described:
To gain economic benefits industrial activity fundamentally depends on resources
necessary to perform manufacturing operations and transform raw materials into
products. In return, resource price volatility and supply risks have a direct
influence on the competitive edge of companies and their capability of performing
their industrial activity in sustainable and profitable manner.
At the same time, while pursuing economic benefits, industrial activity influences
the natural environment, as e.g. through waste generation in a linear system.
Perceiving end-of-life products as resources rather than waste, involves
management of resource values as part of standard business operations. The
approach of resource value management stands in contrast to the conventional
“waste management” approach in the prevailing linear economy and does not
differentiate between “waste” and “resources” (as nature does not distinguish
between these two either). In response to waste generation and negative influences
on the natural environment industrial activity is restricted by legislation through
e.g. directives, thus putting constraints and affecting competitiveness.
However, in this scenario legislation is not a burden.
In a CE the speed of resource depletion and waste generation are reduced.
Assuming a rapidly growing population the speed of resource depletion will be
greater in a linear economy than in a CE. Similarly, the speed of waste generation
will be higher in a linear economy than in a CE.
Circular economy successes and challenges
The CE concept has influenced policy and innovation in some of the World's
largest economies such as China, Germany, Japan, and the UK. Whereas many
new CE-related projects fail, others have operated for decades, for example, in
China and Denmark. In some cases, there is an opportunity to learn from the
projects that succeed as well as those that fail. Appropriate policy instruments
contribute to the success, innovation and network synergies that help stakeholders
P a g e | 18
to meet the multiple objectives or environmental, economic, societal/managerial,
and topological challenges of CE-related initiatives. A policy that supports
standardized use and recycling of products (or materials) is required to encourage
industries to adopt the CE concept.
Specific value chains, material flows, and products need to be assessed to show
the value of applying the CE concept. There are potential barriers to product-level
use and reuse in a closed-loop system, including the lack of information about
specific products and the perceived risks associated with refurbishing or reusing
materials like plastics and food wastes. However, there is evidence that the
consumer demand and the market for reused and recycled products are increasing,
and dialogue between procurers and suppliers can further support a business
model for this market that can be sustained.
A key challenge related to the use and reuse of materials (e.g., steel) in an
application of the CE concept is the quality of these materials over time. This
challenge was discussed in the 1990s by Leontief who considered the value of
materials over time after use and reuse using mathematical principles. Leontief
concluded that economic, as well as physical material value, can be estimated
depending on the stakeholder need(s). [3]
A 'circular economy' would turn goods that are at the end of their service life into
resources for others, closing loops in industrial ecosystems and minimizing waste.
It would change economic logic because it replaces production with sufficiency:
reuse what you can, recycle what cannot be reused, repair what is broken and
remanufacture what cannot be repaired. A study of seven European nations found
that a shift to a circular economy would reduce each nation's greenhouse-gas
emissions by up to 70% and grow its workforce by about 4% — the ultimate low-
carbon economy.
Circular-economy business models fall in two groups: as shown in Figure 1.3
those that foster reuse and extend service life through repair, remanufacture,
upgrades and retrofits; and those that turn old goods into as-new resources by
recycling the materials. People of all ages and skills are central to the model.
Ownership gives way to stewardship; consumers become users and creators. The
remanufacturing and repair of old goods, buildings, and infrastructure create
skilled jobs in local workshops. The experiences of workers from the past are
instrumental.
P a g e | 19
Figure 1. 3 Closed circular economy loop
Yet a lack of familiarity and fear of the unknown mean that the circular-economy
idea has been slow to gain traction. As a holistic concept, it collides with the silo
structures of academia, companies, and administrations. For economists who
work with the gross domestic product (GDP), creating wealth by making things
last is the opposite of what they learned in school. GDP measures a financial flow
over a period of time; circular economy preserves physical stocks. But concerns
over resource security, ethics, and safety as well as greenhouse-gas reductions are
shifting our approach to seeing materials as assets to be preserved, rather than
continually consumed.
In the past decade, South Korea, China, and the United States have started
research programs to foster circular economies by boosting remanufacturing and
reuse. Europe is taking baby steps. The Swedish Foundation for Strategic
P a g e | 20
Environmental Research (Mistra) and the EU Horizon 2020 program published
their first call for circular-economy proposals in 2014. Since 2010, the Ellen
MacArthur Foundation, founded by the round-the-world yachtswoman, has been
boosting awareness of the idea in manufacturers and policymakers. And circular-
economy concepts have been successfully applied on small scales since the 1990s
in eco-industrial parks such as the Kalundborg Symbiosis in Denmark, and in
companies that include Xerox (selling modular goods as services), Caterpillar
(remanufacturing used diesel engines) and USM Modular Furniture. Selling
services rather than goods is familiar in hotels and in public transport; it needs to
become mainstream in the consumer realm. [4]
1.4 The circular economy of electronic and electrical
equipment
Definition of electronic waste
E-waste includes IT and telecommunications items including computers,
entertainment electronics, mobile phones and also supporting ancillary equipment
that is no longer of use to the original consumer. E-waste is a significant secondary
resource because of its suitability for direct reuse, refurbishment and material
recycling of its constituent raw materials (including computer chips, plastics, and
precious metals).
The EU (and emergent China) waste electronic and electrical equipment (WEEE)
directive defines the following IT and information systems related items and
ancillary equipment as potential e-waste (under Annex A of EU Directive
2002/96/EC): IT and telecommunications equipment; consumer equipment;
lighting equipment; toys, leisure and sports equipment; medical devices; and
monitoring and control instruments.
As an example, considering China as one of the main recycling destinations in the
world, it is noteworthy to illustrate the problems associated with electronic waste
in China: E-waste is a valuable source of secondary raw materials when treated
properly.
Improper treatment makes it a major source of toxins and carcinogens. Shortened
life cycles and low cost in the Chinese IT industry have resulted in a growing
problem which requires legal, technical, infrastructural and logistics systems.
These all fit within the CE framework discussed below.
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Figure 1. 4 Illegal WEEE treatment and health concerns
China’s traditionally lower environmental standards (which have changed in the
past few years) reflects electronic waste being sent for processing – in many cases
illegally. Much of what occurs is due to informal networks of e-waste
organizations who practice uncontrolled burning, disassembly, and disposal.
These activities cause occupational and broader environmental, safety and health
problems because much of this waste is recycled typically using manual and low-
cost hand labor. While trade in waste is regulated and controlled by the Basel
Convention, the rules have been side-lined in China. E-waste is of concern largely
due to the toxicity and carcinogenicity of some of the substances if processed
improperly. These include lead, mercury, cadmium and polychlorinated biphenyls
(PCBs). The non-sustainability of discarding electronics and computer
technology also underscores the need to recycle – or perhaps more practically,
reuse – electronic waste. However, to be able to achieve this, more formalized
systems as recommended by CE are required. The major concerns are summarized
by Collins (2007) in a report by the United Nations University.
Inappropriate handling of systems may lead to:
Emissions of highly toxic dioxins, furans, and polycyclic aromatic
hydrocarbons caused by burning polyvinylchloride (PVC) plastic and wire
insulation.
Soil and water contamination from chemicals such as brominated flame
retardants (used in circuit boards and plastic computer cases, connectors,
and cables); PCBs (in transformers and capacitors); and lead, mercury,
cadmium, zinc, chromium, and other heavy metals (in monitors and other
devices). Studies show rapidly increasing concentrations of these heavy
metals in humans; in sufficient dosages, they can cause neuro-
developmental disorders and possibly cancer.
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Waste of valuable resources that could be efficiently recovered for a new
product life cycle. [5]
In some processes, hazardous compounds such as dioxins and furans may form
during thermal degradation of waste PCBs. Consequently, environment as well
population surrounding the recycling sites are highly affected. For example, mean
blood lead level (BLL) (15.3±5.79 μg/dL, n=165) of children living in Guiyu, one
of the desired destinations of E-waste in China, is alarmingly higher than mean
BLL (9.94±4.05 μg/dL, n=61) of children living in a neighboring town without
E-waste processing [6]. Besides, soil, water, and air around E-waste processing
sites are 100 times more contaminated by polybrominated diphenyl ethers
(PBDEs), heavy metals and polycyclic aromatic hydrocarbons (PAHs) than other
places. [7], [8], [9]
PCB has an important part in WEEE circular economy
With the development of science and technology, the market demand for
production of electric and electronic equipment (EEE) is increasing rapidly. EEE
has become a necessary part of people’s life. Printed circuit boards (PCBs), an
essential part of almost all EEE, are widely subsistent in EEE. In recent years, the
average rate of world-wide PCBs’ production increases by 8.7%, and this number
is much higher in Southeast Asia (10.8%) and mainland China (14.4%). In
mainland China, the total production value of the PCBs manufacturing industry
has already reached more than $10.83 billion in 2005, only next to Japan, and
would reach more than $12 billion in 2006 by anticipating yields. Meanwhile,
both technological innovation and intense marketing continue to accelerate the
update rate of EEE and shorten the average lifespan of EEE.
As a result, the amounts of waste PCBs are dramatically increasing. The UN
Environment Program estimates that the world generates 20–50 million tons of
waste electric and electronic equipment (WEEE) each year and amounts are rising
three times faster than other forms of municipal waste. Waste PCBs are from all
kinds of electronic equipment as shown in Figure 1.5. [10]
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Figure 1. 5 Waste PCBs from all kind of electronic equipment
As the environmental effects of waste electrical and electronic equipment
(WEEE) have been attracting the world’s attention for some time, the European
Union (EU) made the first consolidated regional effort to impose regulatory
control on WEEE, the level of awareness about the implications of this type of
waste has risen at an unprecedented pace throughout the world. [11]
A new environmental challenge is presented by waste PCBs, which contain plenty
of toxic substances, such as brominated flame retardants (BFR), PVC plastic and
heavy metals. They can cause serious environmental problems if not proper
disposal. If they are discarded randomly in the opening or landfilled simply, the
leachate may infiltrate into groundwater and soil. Uncontrollable incineration of
waste PCBs also produces potentially hazardous byproducts (including mainly
dioxins, furans, polybrominated organic pollutants and polycyclic aromatic
hydrocarbons) caused by burning BFR, epoxy resins and plastics. The materials
containing BFR are precursors to polybrominated dibenzo-p-dioxins and
dibenzofurans (PBDD/Fs). These are classified as persistent organic pollutants
(POPs) under the Stockholm Convention, a global treaty drawn up to protect
human health and the environment. Growing attention has been given to
hazardous components in waste PCBs, which pose a severe threat to human health
(inducing people’s nervous system diseases or immune system diseases) and the
sustainable economic growth as well. Recycling of waste PCBs is an important
subject not only from the treatment for waste but also from the recovery of
valuable materials. In general, waste PCBs contain approximately 30% metals
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and 70% nonmetals. The typical metals in PCBs consist of copper (20%), iron
(8%), tin (4%), nickel (2%), lead (2%), zinc (1%), silver (0.2%), gold (0.1%), and
palladium (0.005%). The purity of precious metals in waste PCBs is more than 10
times higher than that of rich-content minerals. So, waste PCBs are considered as
an “urban mineral resources”. In addition, the nonmetal portions of PCBs consist
of thermoset resins and reinforcing materials. They also can be reused as fillers in
composite materials. Therefore, on the basis of the current situation of resources
in China, all materials in waste PCBs are a kind of resources and needed to be
recycled by a proper technology. Resource utilization of waste PCBs can protect
environment and alleviate bottleneck for economic development constrained by
resources shortage in China. [10]
1.5 Manufacturing and De-manufacturing in the
circular economy
However, a sustainable transition to Circular Economy businesses will need to be
supported by fundamental innovations, driven by the manufacturing industry, at
a systemic level, encompassing product design, value-chain integration, business
models, ultimately posing new challenges on the way de-manufacturing and
remanufacturing technologies and systems are conceived and implemented. De-
manufacturing and remanufacturing, briefly indicated as de and re-
manufacturing, are fundamental technical solutions for an efficient and systematic
implementation of the circular economy. More formally, de and re-manufacturing
includes the set of technologies and systems, tools, and knowledge-based methods
to systematically recover, reuse, and upgrade functions and materials from
industrial waste and post-consumer products, to support a sustainable
implementation of manufacturer-centric circular economy businesses.
At technical levels, different business options for “Circular Economy” have been
proposed to generate benefits by exploiting these value-creation mechanisms. For
example, Jawahir in its definition of “Sustainable Manufacturing” proposes the
so-called 6Rs model, where the traditional 3R model based on the Reduce, Reuse,
Recycle practices is enriched with three additional actions namely Recover,
Redesign, and Remanufacture. In practice, the following circular economy
options and the related business models are implemented in the industrial practice:
Reuse: a generic term covering all operations where a returned product is put back
into service, essentially in the same form, with or without repair or remediation.
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Repair: the correction of specified faults in a product. Repair refers to actions
performed in order to return a product or component purely to a functioning
condition after a failure has been detected, either in service or after discard.
Remanufacturing for function restore: it returns a used product to at least its
original performance with a warranty that is equivalent or better than that of the
newly manufactured product. A remanufactured product fulfills a function similar
to the original part. It is remanufactured using a standardized industrial process,
in line with technical specifications.
Remanufacturing for function upgrade: the process of providing new
functionalities to products through remanufacturing.
Remanufacturing with upgrade aims to extend products’ value life enabling the
introduction of technological innovation into remanufactured products in order to
satisfy evolving customers’ preferences and, at the same time, preserving as much
as possible the physical resources employed in the process.
Closed-loop recycling: recycling of a material can be done indefinitely, without
properties degradation (upcycling). In closed-loop recycling, the inherent
properties of the recycled material are not considerably different from those of the
virgin material, thus substitution is possible.
Open-loop recycling: the conversion of material from one or more products into
a new product, involving degradation in the inherent material properties
(downcycling). In open-loop recycling, the inherent properties of the recycled
material different from those of the virgin material in a way that it is only usable
for other product applications, substituting other materials. These options entail
different value and material preservation levels. While reuse, repair and
remanufacturing constitute product functions and materials conservation
scenarios, recycling offers a material recovery scenario. Their implementation
calls for different de and re-manufacturing systems capabilities. [12]
1.6 The role of information in the circular economy
End of life product’s collection and information management is a critical aspect
of the implementation of the remanufacturing process chain. They are usually
gathered from three different sources, namely internal service centers,
independent service centers, or core dealers.
The development of inline inspection technologies, decision support systems and
disassembly planning tools and also specific solutions for PCB diagnostics,
failure mode analysis and automatic electronics remanufacturing, may contribute
to improve product regeneration rates and decrease remanufacturing costs, thus
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boosting the competitiveness of industry in this sector. For the selected parts, the
geometry, as well as technical information, materials, and connections to other
parts, are gathered. This information is used to create a disassembly sequence.
Disassembly sequence planning includes a detailed scheduling of the disassembly
tasks and the shop floor control.
In fact, manufacturing and de and re-manufacturing objectives are clearly not
independent. The products that are manufactured and sold to the market today are
the products that will be collected and processed in the input at the de and re-
manufacturing system after the customer use phase. As a consequence, the rapid
introduction of new products and the increasing product variety in manufacturing
is reflected in the continuous evolution of post-use products collected from the
market. In addition, the use-phase introduces variability and uncertainty in the
conditions of these post-use products. Such variability needs to be smoothed by
the de and re-manufacturing system, in view of delivering a regenerated product
that is of comparable quality with respect to the new product. In the proposed
framework, this second aspect is represented by an increased variability of post-
use products collected from the market, with respect to pre-use products.
The information flow in Figure 1.6, is represented by interrupted lines between
the different elements, which creates and enriches the manufacturer knowledge
base, in a continuous learning perspective. Two major information flows are
relevant. The first flow makes the product design information available to the
manufacturing and de and re-manufacturing system. This information is useful
especially in the context of complex products, were managing product
information is a valuable asset for better targeting de and re-manufacturing
operations. For example, the widespread use of embedded software and system
integration in mechatronics makes product information availability as a strategic
resource for remanufacturers in the automotive market, due to the complexity of
diagnostics and testing. The second flow refers to the gathering of information
from the product use-phase back to the manufacturer. This information is useful
for better understanding the condition of post-use products and adapting de and
re-manufacturing decisions and operations accordingly. [12]
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Figure 1. 6 Manufacturer-centric Circular Economy framework
In particular, when developing the circular economy, information is needed for
effective planning and management, including the creation of scenarios for
optimal reduction, reuse, and recycling.
Every corporate enterprise, from a small business to a large multinational
corporation, is part of a larger economic system or web. Companies are
interlinked via increasingly complex supply chains. Therefore, an information
system adopting a systems approach is required if decision-makers are to find
more environmentally and financially beneficial ways to plan and manage their
resources.
In most cases, accurate information is not available to decision-makers or is not
conveyed in a timely manner. Moreover, due to fragmented management
frameworks, different kinds of information often belong to different agencies. For
example, environmental protection agencies maintain control over emissions data
while economic development agencies usually collect, and control data related to
economic performance.
Critically, neither of these agencies is subordinate to the other, and cross-agency
collaboration is still rare, with the result that neither agency can play a leading
role nor collaborate in providing such information to the corporate world. [13]
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In Figure 1.7 the relationship among information and de-manufacturing processes
is represented, showing most important flows.
Figure 1. 7 Information and good’s flow in the circular economy
In this sector data are a fundamental source of value creation, since information
about the market, must be assisted with information on collection process and
manufacturing processes to optimize the de-manufacturing system. Data about
consumers can be used to evaluate future incoming flows of products, but these
must be cross-analyzed with information on collection system, which follows a
process decoupled in time with consumptions. Typical problem is that disposal of
products can be delayed with respect to substitution of the product, cause people
still keep old parts without throwing them away. This usually happens in the
mobile phone sector where old phones are disposed after many years of their
actual substitution, for they are kept as possible back-ups by consumers. This
decoupling, happening in many sectors, brings a lot of uncertainty for de-
manufacturing companies, who work in a continuously delayed reference context.
In addition to this complexity, de-manufacturing processes are driven by products
characteristics, an external variable in this case, for the definition of technological
and operational parameters. Availability of information on contained parts,
assembling methods and material composition become a powerful source in the
process. Unluckily access to this asset is not always guaranteed, creating problems
for or even preventing from effective de-manufacturing. [2]
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1.7 Problem statement and motivation of the thesis
By understanding the concept of circular economy, its effects, and advantages and
its vital role in economic and environmental aspects, it is noteworthy to find out
the related and needed factors that could pave the ground for implementing a CE
plan in each specific business area. One of the problems which make the de-
manufacturing process of WEEE (Waste Electrical and Electronic Equipment),
difficult or not optimized, is the shortage or lack of information about the products
which have reached their end of life stage and need to be processed to continue
their way on the closed loop of the circular economy path. Regarding the needed
information which may ease the optimization of the de-manufacturing process, it
should be considered that what type of information can be provided by
manufacturers and which type of information should be gathered and add to the
manufacture’s data to finally result in a more profitable, green and optimized de-
manufacturing process.
Regarding the EEE (Electrical and Electronic Equipment) CE, it can be notified
that there is a wide gap between the manufacturers and the recyclers and de and
re-manufacturing companies to optimize the usage of reverse flow of the WEEE.
At the current time, this lack of data is causing a huge economic loss in this
business. The economic loss is coming from two aspects, the material loss and
functionality loss from functioning parts of an EOL (End of Life) product.
Considering the WEEE, the focus of this study is mainly on the PCBs (Printed
Circuit Boards) used in different EEEs and also the expected needed data for the
recycler which can be provided by the manufacturer. Hence the motivation of
such a work is to respond and clarify the answers to these questions:
“What type of information would be useful in this way and why are they needed?”
Obviously, the first step of each way starts from the introduction and clarifying
the main needed factors and elements, hence in order to optimize the recycling
and de/re-manufacturing of PCBs, it is crucial to specify which kind of data can
be used and would be helpful to decrease the loss and generate more profit. To
answer this question, we had to think from the recyclers’ side and consider their
resource of profit. To be more precise, the resource of the recycler, de/re-
manufacturer comes from the product’s formative precious materials or the whole
product (which can be reused) or its parts and components (which are functioning
and reusable) respectively. The data sources are either market or manufacturer,
which provide different sets of data, and the scope of this work is to combine and
link them, in order to optimize de-manufacturing and specifically recycling.
In this work, we have precisely focused on the PCB manufacturer’s data that can
be provided. Hence among the wide variety of data and information which a
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manufacturer has and could provide, those advantageous ones are those which are
related to material (in case of recycling) or the data about introducing a
functionality of the product and its consisting components, and also all the data
which helps the disassembly task in order not to damage the usable parts. In order
to answer the “Why they are needed?” it should be said that the PCB’s material
declaration data indicates the intrinsic material content of a board, and obviously
by combining this set of information with the data of material value in the market
and also considering the costs of needed treatments to achieve them, the potential
profit of treating and recycling it, could be calculated.
Regarding the PCB or its components functionality related data, it should be
noticed that the presence of used PCB and its components’ market obliged us to
think about matching the market needs and the returning PCBs from the users. As
a result, the knowledge about the board and its components’ functionality will get
a high level of importance in order to be able to answer the used board’s market
demand.
Who is the provider of the needed data for the recycler or de/re-manufacturer?
Regarding the source of data and information which are useful for the recycler,
de/re-manufacturer, it should be clarified, from whom, what type of data could be
achieved? An example could make it clearer: if the data about the exact amount
of precious materials of each present component on the board is needed to
optimize the recycling process, hence its provider also should be defined, whether
“board manufacturer”, “component manufacturer”, “market”, “de/re-
manufacturer” or “recycler”.
How do the different data can help the recycler or de/re-manufacturer?
The main question and the most controversial issue to be solved is HOW to benefit
from the data? HOW to link different information and use them? In this work, the
main focus would be on this concept. By considering a set of hypothesis and
assumptions it has been tried to make a path in order to link the data and make a
logical relation among them. And the more precise results will be achieved by
working on finding the exact numbers and values of the assumed measures.
1.8 Thesis outline
The framework of this thesis consists of 5 chapters which start from a 1. A
preliminary overview of the circular economy concept and its effects on the
environment and more precisely electronics and electric industry, then 2.
Focusing more on the printed circuit boards (PCB) and their structure,
manufacturing, and de-manufacturing processes in order to familiarize with PCB,
the target object which is the core of the work. After knowing the PCB in chapter
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3. A “simulating” waste PCB treatment algorithm is proposed and based on
which, an economic model is defined and analyzed to optimize the PCB’s de-
manufacturing process. Furthermore, the validation of the model and sensitivity
analysis will be performed. As the model is defined, in chapter 4 the case study
of Italtel’s communication PCBs will be performed and the proposed economic
model will be applied to the case and the outcome and results will be analyzed at
the end. Regarding the last chapter 5, a critical sensitivity analysis of the whole
developed work is performed, reporting the conclusion of obtained results and
suggesting possible improvements.
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2 State of the art in PCB manufacturing
and de-manufacturing
2.1 PCB Structure
Printed circuit boards are the heart of every electronic product and have been
therefore assembled in very big numbers. PCBs are an integral part of the majority
of electronic systems and are commonly found in consumer electronics, military
applications, and medical equipment etc. In this chapter after presenting PCBs
structure and production processes, current de-manufacturing technologies for
waste PCBs are reviewed and presented. [2], [14]
Figure 2. 1 A Printed Circuit Board with various high value components
A PCB is generally a mechanical support and electrically connects the electronic
or electrical components using some conductive tracks, pads and some other
features etched from one or more sheet layers made of copper which is laminated
onto and/or between the sheet layers of a non-conductive substrate. Generally, the
components are soldered onto the PCB to both electrically connect and
mechanically fasten them to it.
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Classification of printed circuit boards
The physical property of the PCB can be either rigid, flexible, or a combination
of both. Irrespective of the both, PCB consists of three basic parts: 1) a non-
conducting substrate or laminate; 2) conductive circuits printed on or inside the
substrate, and 3) mounted components. Of the several types of substrates used in
PCBs, the most widely used one is the (Flame Retardant) FR4, which is made up
of glass fiber reinforced epoxy resin with a brominated flame retardant in the
epoxy matrix. Another widely used laminate is the FR2 laminate that is made up
of paper-reinforced phenolic resin with added flame-retardants. [14]
The printed circuit board can be considered a layered structure, usually with
multiple copper and insulating layers. The main portion is a nonconductive
material between 0.127 cm and 0.965 cm thick called substrate, often composed
of fiberglass and epoxy to separate copper layers. The conducting layers consist
of copper (Cu) foils etched away in specific areas where the user does not want
electrical connections. [2]
The first classification of PCBs can be based on the number of laminated
conductive foils: (a) single-layer PCB (b) double layer PCB, (c) multilayer
structure. [15]
(a) Single-Layer PCB
As shown in Figure 2.2, Single Sided PCBs contain only one layer of conductive
material and are best suited for low-density designs. Single-sided PCBs have been
around since the late 1950s and still dominate the world market in sheer piece
volume. Single-sided printed circuit boards are easily designed and quickly
manufactured. They serve as the most cost-effective platform in the industry. One
thin layer of thermally conductive but electrically insulating dielectric is
laminated with copper. Solder mask is usually applied on top of the copper.
Figure 2. 2 Single-layer PCB Diagram
(b) Double-layer PCB
Double Sided PCBs as presented in Figure 2.3, are the gateway to higher
technology applications. They allow for a closer (and perhaps more) routing traces
by alternating between a top and bottom layer using Vias. Today, double-sided
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printed circuit board technology is perhaps the most popular type of PCB in the
industry.
Figure 2. 3 Double-layer PCB Diagram
(c) Multi-Layer PCB
Unlike a Double-Layer PCB which only has two conductive layers of material,
all multi-layer PCBs must have at least three layers of conductive material which
are buried in the center of the material and is shown in Figure 2.4.
Alternating layers of prepreg and core materials are laminated together under high
temperature and pressure to produce Multi-layer PCBs. This process ensures that
air isn't trapped between layers, conductors are completely encapsulated by resin,
and the adhesive that holds the layers together is properly melted and cured. The
range of material combinations is extensive from basic epoxy glass to exotic
ceramic or Teflon materials.
Figure 2. 4 Multi-layer PCB Diagram
The figure above illustrates the stack up of a 4-Layer/ multilayer PCB. Prepreg
and core are essentially the same material, but prepreg is not fully cured, making
it more malleable than the core. The alternating layers are then placed into a
lamination press. Extremely high temperatures and pressures are applied to the
stack up, causing the prepreg to "melt" and join the layers together. After cooling
off, the end result is a very hard and solid multilayer board. [16]
Another possible classification can be based on the type of substrates architecture,
where four different variances can be defined: (a) rigid boards, (b) flexible
circuits, (c) rigid-flex boards and finally (d) the high density interconnected, HDI,
boards.
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Figure 2. 5 Different PCB Classifications
a) Rigid PCB
Rigid PCBs are printed circuit boards that are made out of a solid substrate
material that prevents the board from twisting. Possibly the most common
example of a rigid PCB is a computer motherboard. The motherboard is a
multilayer PCB designed to allocate electricity from the power supply while
simultaneously allowing communication between all of the many parts of the
computer, such as CPU, GPU, and RAM.
Rigid PCBs make up perhaps the largest number of PCBs manufactured. These
PCBs are used anywhere that there is a need for the PCB itself to be set up in one
shape and remain that way for the remainder of the device's lifespan. Rigid PCBs
can be anything from a simple single-layer PCB all the way up to an eight or ten-
layer multi-layer PCB.
b) Flexible PCB
Unlike rigid PCBs, which use unmoving materials such as fiberglass, flexible
PCBs are made of materials that can flex and move, such as plastic. Like rigid
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PCBs, flexible PCBs come in single, double or multilayer formats. As they need
to be printed on a flexible material, they tend to cost more for fabrication.
Still, flexible PCBs offer many advantages over rigid PCBs. The most prominent
of these advantages is the fact that they are flexible. This means they can be folded
over edges and wrapped around corners. Their flexibility can lead to cost and
weight savings since a single flexible PCB can be used to cover areas that might
take multiple rigid PCBs.
Flexible PCBs can also be used in areas that might be subject to environmental
hazards. To do so, they are simply built using materials that might be waterproof,
shockproof, corrosion-resistant or resistant to high-temperature oils (an option
that traditional rigid PCBs may not have).
c) Rigid-flex
Flex-rigid PCBs combine the best of both worlds when it comes to the two most
important overarching types of PCB boards. Flex-rigid boards consist of multiple
layers of flexible PCBs attached to a number of rigid PCB layers.
Flex-rigid PCBs have many advantages over just using rigid or flexible PCBs for
certain applications. For one, rigid-flex boards have a lower parts count than
traditional rigid or flexible boards because the wiring options for both can be
combined into a single board. The combination of rigid and flexible boards into a
single rigid-flex board also allows for a more streamlined design, reducing the
overall board size and package weight.
Flex-rigid PCBs are most often found in applications where space or weight are
prime concerns, including Cell phones, Digital cameras, Pacemakers, and
Automobiles. [17]
d) Highly density interconnected
HDI boards have flexible or rigid substrates with very small conductive tracks,
increasing the density of assembled components. Unfortunately, manufacturing
costs are increased for difficulties in the operations.
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2.2 Manufacturing of PCB
Figure 2. 6 A part of PCB Manufacturing line
Printed circuit board processing and assembly are done in an extremely clean
environment where the air and components can be kept free of contamination.
Most electronic manufacturers have their own proprietary processes, but the
following steps might typically be used to make a two-sided printed circuit board.
Making the substrate
Woven glass fiber is unwound from a roll and fed through a process station where
it is impregnated with epoxy resin either by dipping or by spraying. The
impregnated glass fiber then passes through rollers which roll the material to the
desired thickness for the finished substrate and also remove any excess resin.
(Figure 2.7)
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Figure 2. 7 Making the Substrate
The substrate material passes through an oven where it is semi-cured. After the
oven, the material is cut into large panels.
The panels are stacked in layers, alternating with layers of adhesive-backed
copper foil. The stacks are placed in a press where they are subjected to
temperatures of about 340°F (170°C) and pressures of 1500 psi for an hour or
more. This fully cures the resin and tightly bonds the copper foil to the surface of
the substrate material.
Drilling and plating the holes
Several panels of the substrates, each large enough to make several printed circuit
boards, are stacked on top of each other and pinned together to keep them from
moving. The stacked panels are placed in a CNC machine, and the holes are
drilled according to the pattern determined when the boards were laid out. The
holes are deburred to remove any excess material clinging to the edges of the
holes.
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Figure 2. 8 Component Assembly
The inside surfaces of the holes designed to provide a conductive circuit from one
side of the board to the other are plated with copper. Non-conducting holes are
plugged to keep them from being plated or are drilled after the individual boards
are cut from the larger panel.
Creating the printed circuit pattern on the substrate
The printed circuit pattern may be created by an "additive" process or a
"subtractive" process. In the additive process, copper is plated, or added, onto the
surface of the substrate in the desired pattern, leaving the rest of the surface
unplated. In the subtractive process, the entire surface of the substrate is first
plated, and then the areas that are not part of the desired pattern are etched away
or subtracted. We shall describe the additive process.
The foil surface of the substrate is degreased. The panels pass through a vacuum
chamber where a layer of positive photoresist material is pressed firmly onto the
entire surface of the foil. A positive photoresist material is a polymer that has the
property of becoming more soluble when exposed to ultraviolet light. The vacuum
ensures that no air bubbles are trapped between the foil and the photoresist. The
printed circuit pattern mask is laid on top of the photoresist and the panels are
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exposed to an intense ultraviolet light. Because the mask is clear in the areas of
the printed circuit pattern, the photoresist in those areas is irradiated and becomes
very soluble.
The mask is removed, and the surface of the panels is sprayed with an alkaline
developer that dissolves the irradiated photoresist in the areas of the printed circuit
pattern, leaving the copper foil exposed on the surface of the substrate.
The panels are then electroplated with copper. The foil on the surface of the
substrate acts as the cathode in this process, and the copper is plated in the exposed
foil areas to a thickness of about 0.001-0.002 inches (0.025-0.050 mm). The areas
still covered with photoresist cannot act as a cathode and are not plated. Tin-lead
or another protective coating is plated on top of the copper plating to prevent the
copper from oxidizing and as a resist for the next manufacturing step.
The photoresist is stripped from the boards with a solvent to expose the substrate's
copper foil between the plated printed circuit patterns. The boards are sprayed
with an acid solution which eats away the copper foil. The copper plating on the
printed circuit pattern is protected by the tin-lead coating and is unaffected by the
acid.
Figure 2. 9 Inkjet PCB pattern printing on a substrate
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Attaching the contact fingers
The contact fingers are attached to the edge of the substrate to connect with the
printed circuit. The contact fingers are masked off from the rest of the board and
then plated. Plating is done with three metals: first tin-lead, next nickel and then
gold.
Fusing the tin-lead coating
The tin-lead coating on the surface of the copper printed circuit pattern is very
porous and is easily oxidized. To protect it, the panels are passed through a
"reflow" oven or hot oil bath which causes the tin-lead to melt, or reflow, into a
shiny surface.
Sealing, stenciling, and cutting the panels
Each panel is sealed with epoxy to protect the circuits from being damaged while
components are being attached. Instructions and other markings are stenciled onto
the boards.
The panels are then cut into individual boards and the edges are smoothed. [18]
Components Assembly
Components can be assembled in two different ways: with the Through Hole
Technology (THT) or with the Surface Mount Technology (SMT). These two
technologies bring very different results in term of performances and costs.
Pin Through Hole (PTH) components, in Figure 2.10, have metal inserts soldered
into holes of the board. With respect to SMT components, PTH ones have strong
limitations in terms of density, because components can be assembled only on one
side of the board and the minimum distance between pins cannot be lower than 1
mm.
In the past only PTH components were available and for this reason, a lot of
components were developed for this technology. Some examples are electrolytic
capacitors, axial resistors, transistors in the so-called TO package and first
integrated circuits, put into the Dual Inline Package (DIP).
In order to increase the density of components on boards, a new mounting
technology has been developed: surface mounting devices, SMDs, are soldered
on small lands specifically coated on the substrate.
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Figure 2. 10 Through Hole Technology & Surface Mount Technology
In this way some advantages are obtained: (a) leads are smaller than pins, (b)
higher density of packages, (c) smaller boards, (d) easier assembly operations,
particularly coating of lands is much easier with respect to drilling holes and
finally (e) possibility to mount components on both sides of the board. Besides
these advantages, the SMD packages bring problems for lower maneuverability
of components for their reduced dimensions, higher costs, and problems in the
inspection phase. [2]
Packaging
Unless the printed circuit boards are going to be used immediately, they are
individually packaged in protective plastic bags for storage or shipping. [18]
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2.3 De-manufacturing framework and its implication on
EOL PCBs
Figure 2. 11 Repairing or Recycling the PCB
De-Manufacturing can be defined as the “break down of a product into its
individual parts with the goal of reusing and remanufacturing parts or recycling
the remainder of the components”. A De-Manufacturing strategy should find the
right mix between (i) product remanufacturing and re-use, (ii) sub-assemblies and
components re-use within manufacturing, (iii) material recycling and recovery,
(iv) incineration and (v) waste disposal in landfills to maximize the residual value
of end-of-life products and to minimize the environmental impact.
In order to push the establishment of structured De-Manufacturing operations,
different countries are pursuing this issue through regulations. For example, in
Europe the regulation fixes recycling targets for Waste Electrical and Electronic
Equipment (WEEE) and End of Life Vehicles (ELVs) – EU Directives
2012/19/EU and 2000/53/EC.
A De-Manufacturing System can be defined as the set of resources (human and
technological), organization, IT infrastructure and associated business model to
enable product De-Manufacturing (Figure 2.12).
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Figure 2. 12 Products and materials Life Cycle
De-manufacturing processes typically include disassembly, remanufacturing,
recycling and recovery processes, which are going to be presented in detail in the
following section.
2.3.1 Disassembly in de-manufacturing
Material and product function liberation processes are usually the first stages of a
de and remanufacturing process-chain. They include disassembly and size-
reduction processes. Disassembly is performed with the scope of isolating (i)
hazardous components that should not enter the de and re-manufacturing flow,
(ii) re-usable parts with high residual value, (iii) parts that need to go through a
dedicated process-chain.
Disassembly makes it possible to achieve product function recovery, high
material-return rate, and pre-concentration of waste. However, it is usually an
expensive process due to the difficulty of the tasks and the demand for manual
labor. Disassembly processes have been classified into three categories, namely
destructive, semi-destructive and non-destructive. In non-destructive disassembly
all the output components remain undamaged. This is desired for maintenance,
reuse and remanufacturing. In semi-destructive disassembly, only connective
components are destroyed, e.g. via breaking, folding or cutting, leaving the main
components with little or no damage. Destructive disassembly deals with the
partial or complete destruction of obstructing components (e.g. welds). In general,
destructive processes, sometimes called dismantling, require reduced costs and
times with respect to non-destructive processes. The definition of the disassembly
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mechanism to be adopted for a specific product depends on the (i) type of joint,
(ii) type of material, (iii) required performance and (iv) target automation level.
Disassembly is one of the key steps for efficient treatment of post-use products.
However, the process may become economically infeasible due to high labor
costs, especially in high-wage countries. Therefore, automation could be a
possible solution for cost-effective disassembly. Other reasons of interest for this
area are the attempt to increase the level of quality and standardization of the
process and the need of increasing the workers’ safety by reducing the risk of
contact with hazardous materials. However, uncertainties and variations in
returned post-use products are significant sources of problems for disassembly
process automation. [19]
PCB Disassembly and the state of the art PCB disassembly technologies
“The realization of electronic components' non-destructive unsoldering separation
from PCB scraps has ever been a tough challenge for electronic and electrical
products' recycling.” [20]
In order to mention some of the used methods in PCB’s components’ disassembly
process, firstly it is crucial to review the joints which are used to assemble the
electronic components to the board, and then talk about the techniques to break
the mentioned joint in order to dismount the components.
As mentioned before, in the manufacturing of PCB part, the mounted components
on the PCBs are mainly attached to the PCBs by either THT (Through Hole
Technology) method or SMT (Surface Mounted Technology) method. Hence the
needed technology to be executed for disassembly task depends on what type of
joint, the component has.
It should be noted, that the used disassembly technologies and methods can be
divided in different categories, based on the type of components’ joints or the
need for disassembling a precise component or all the components or being
destructive or non-destructive (using high temperature or low temperature
processes, using mechanical shearing forces or chemical solder solvents,…) that
finally considering the criticality and the aim of the disassembly task, the
disassembly method can be selected and employed to achieve the precise
components.
In the following a general view of the most common and also the state of the art
means of disassembly task, are presented:
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Gas/air Heating
Gas/air heating is a widely chosen heating approach with the benefits of low cost,
cleanness and heating mildness. However, gas/air heating has two main
disadvantages: low heating efficiency and low controlling accuracy when heating
a large area. These are not big problems in stepwise disassembly because the area
needs to be heated is only slightly larger than the surface of a component. But for
simultaneous disassembly of PCB, the area is usually too large to exactly achieve
the expected spatial distribution and temporal variation of temperature. [21]
The thermal convection method uses air or nitrogen as the medium to transmit
heat. Waste PCBs are exposed to air or nitrogen, which is heated. When the
temperature is high enough to reach the melting point of the solder, the solder will
be melted. When gas is used as the medium to transmit heat, it is difficult to
control the temperature and thermal efficiency is poor.
The wide usage of gas heating method to disassemble the components is also due
to its flexibility with the different joint types (THT or SMT). By providing hot
gas with the temperature above the melting point of the solder alloy (the used
paste to attach components to the board), it would be possible to melt the solder
and break the joint of components and the board and taking the component apart
by means of a mechanical tool or force. [22]
In this case, there are various tools which use hot gas as the main factor in
breaking the joint among the components and the boards, such as 1. Hot Gun, by
different heads’ sizes, provides a concentrated heat zone on desired and selective
component and by melting the solder, the component can be easily dismounted
from the board 2. Hot Gas Chamber, in which, the PCBs are loaded and by
presence of hot air and rotation, all the components will be separated from the
boards, “When the disassembling temperature, rotating speed, and incubation
time are 265 ± 5 °C, 10 rpm, and 8 min, respectively, the solder can be completely
removed from the PCBs. [23]
Infrared Heating
It is a method to generate needed heat for melting the solder paste in order to let
the components be dismounted from the PCBs. As it is going to be explained,
the infrared technology is used both in manufacturing and also de-
manufacturing of PCBs, since it can be classified as flexible and controllable
technology which let us to choose its concentration level from a single
component to a wide range of assembled components on a wide area of the
board.
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Figure 2. 13 Infrared heating application
Recently, there is a general trend for electronic equipment to be made increasingly
compact and lightweight. Accordingly, printed circuit boards having a large
number of electronic parts mounted in a limited area (hereunder referred to as
"high-density boards" or "high-density printed circuit boards") are widely used.
In the manufacturing of high-density boards, it is necessary to supply heat to a
narrow area between electronic parts on the high-density board in order to reflow
a paste solder or cure an adhesive resin when the electronic parts are connected to
the circuit board using a paste solder or a resinous bonding agent. As an industrial
heating apparatus for these purposes, a reflow furnace is used in which infrared
heaters are placed on the top and bottom walls of a tunnel-type heating zone. The
used infrared heater in the reflow furnace comprises a sheath heater and an
infrared radiation panel made of a surface-treated stainless-steel plate which is
disposed over the sheath heater. [24]
In a work done by (Park, Seungsoo), an apparatus is presented which consists of
3 disassembly modules, each one of which contains a pair of rotating feeding rods,
Infrared Radiation (IR) heaters, and steel brushes. The coupled rods have toothed
gears and are very close to each other. The rods roll in the opposite direction to
each other and a PCB is fed slowly into the module by placing between the feeding
rods. As the PCB moves down, a couple of IR heaters raise the temperature to a
value higher than the melting point of solder, so that the electronic components
are easily detached from the boards. The steel brushes which are placed similarly
as the feeders but roll faster than the feeders and impart a large abrasion force to
the surface of the PCB to scrape off the components from the boards. At this stage,
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the gears on the feeding rods help to maintain a constant feeding speed as long as
the abrasion is in effect. [25]
The presented method has been used since the 1990s by the NEC Company for
production of PCB. This method is environmental friendly and efficient, but
electronic components near solders are also exposed to some infrared and may
suffer damages when using infrared heating. [22]
Chemical De-soldering
In this technology, environmental-friendly and widely used methanesulfonic acid
(MSA) electrolyte for Industrial lead-tin alloy electroplating is used together with
hydrogen peroxide (H2O2) as a novel chemical leachate to dissolve solder
selectively for dismantling electronic components from waste PCBs. As Zhang,
Xiaojiao in 2017 made the exploratory trials, the MSA solution without H2O2
was unable to achieve de-soldering separation of tin-lead alloy for dismantling of
ECs from waste PCBs dramatically. After the addition of H2O2 into the MSA
solution, the welded electronic components significantly fell off the PCBs. In the
MSA-H2O2 aqueous system, H+ and CH3SO3 are ionized by MSA, and the
differences of the standard electrode potential between hydrogen peroxide/tin
(1.912 V) and hydrogen peroxide/lead (1.902 V) are so close that they can be
considered to be stripped down easily from the PCBs with almost the same ratio
at room temperature. Furthermore, the thermodynamic calculations of using the
HSC Chemistry Version 5.0 software had demonstrated that the change of Gibbs
free energy (2181.5 kcal/mol at 208C) of the redox reaction was much lower than
the boundary of 210.1 kcal/mol. Thus, this phenomenon can occur spontaneously.
After the leaching process, the constituents of the leachate are similar to the
solution that was used to electroplate lead-tin alloy. Therefore, tin and lead in the
leachate may be directly electrolyzed to reclaim the solder rather than to undergo
a purification process. Moreover, H2O2 is relatively stable in the acidic medium,
and its final product is environmental-friendly H2O, hardly affecting the recycling
of the leachate. Therefore, the MSA-H2O2 aqueous system can be regarded as
environmental-friendly de-soldering separation of tin-lead alloy for dismantling
electronic components from waste PCBs. However, the Cu metallization in the
PCBs is covered by the lead-tin solder, with the dissolution of solder into the
leachate, the leaching of the copper layer may also occur partly at room
temperature, since the difference of standard electrode potential between
hydrogen peroxide and copper is 1.439 V. Therefore, it is critical to control the
leaching of copper to be least for the achievement of environmental-friendly de-
P a g e | 49
soldering separation of tin-lead alloy for dismantling electronic components from
waste PCBs by the MSA-H2O2 aqueous system.
The optimum concentrations of H2O2 and MSA are 0.5 and 3.5 mol/L,
respectively, and the reaction time is 45 min. Under the optimum condition, the
dissolution rates of lead and tin calculated with the equations are 99.68% and
102.91%, respectively. [26]
LASER PROCESS
Of all the methods of forming solder joints available to industry, laser soldering
is particularly close to hand soldering in that the heat energy is directed only at
the site of the joint to be formed, using the laser beam in a similar manner to a
soldering iron. The process therefore has several of the advantages associated with
hand soldering but with additional benefits resulting from the fact that it is a non-
contact method and one which fits readily into an automated electronics assembly
process.
The processes involved in forming laser soldered joints vary according to the
application but typically they include the following:
Place solder paste or solid solder at the joint location
Place parts to be joined
Focus laser energy on the joint with appropriate energy and for appropriate
duration
Repeat for subsequent joints
The benefits of the technique result from the focused nature of the applied energy.
This means that only the amount of energy required to form the joint is applied
and the remaining components are not heated. This confined heating eliminates
many of the problems associated with damage to heat sensitive components,
differential expansion of components and bridging between joints. In addition, it
has been shown that the rapid heating and cooling of the solder which laser
heating allows results in improved metallurgical properties, with finer grain
structure, than with the slower heating and cooling associated with conventional
methods. [27]
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Liquid Heating
The liquid heating method uses some liquid as the heating medium, such as oils,
waxes, ionic solution, and molten salt. The molten solder is shaken down by the
vibrator after the solder melts. However, ECs will be contaminated by the heating
medium and thus need cleaning, drying, and other subsequent disposals, which
will generate waste water pollution. [22]
Generally, the used liquid should have excellent characteristics such as high
boiling point, low volatility and benign environmental performance. Based on the
experiment of paper’s sources work, a special liquid, methylphenyl silicone oil,
was used as the heating medium. Good disassembly results are obtained from the
experiment, and it indicates that the liquid heating disassembly approach has
many advantages. They had used a mixed liquid with the following
characteristics: the heating liquid needs many special characteristics. Firstly, its
boiling point must be higher than the melting point of the solder tin. Normally its
boiling point must be higher than 250°C, and it must have outstanding oxidation
resistance ability and thermostability at high temperature. Secondly, it must be
innoxious and non-poisonous to the environment and the human beings. Thirdly,
it must have well chemical inertia and no reaction with the material in the PCBs.
In the experiment, they had used methylphenyl silicone oil and
polydimethylsiloxane with thermo-oxidative stability additives, as the heating
medium and as they claim, the heating liquid had been under the top temperature
of 250 and the top heating time span of 6 hours.
Experiment equipment framework
Figure 2.14 is the structure schematic diagram of the experiment facility which
had been used in their work. The PCB is clamped by a resizable clamp and heating
in the liquid. The PCB immerges into the liquid horizontally with the components
mounted surface upwards. The liquid surface is just higher than the components
pins. The PCB which is clamped as is shown in the diagram, firstly would be
heated in the liquid and then the vertical mechanical vibration will be added on
the clamp by a dynamoelectric vibrator. And at the same time, the ultrasonic wave
added into the heating liquid by the ultrasonic vibrators on the bottom of the
vessel.
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Figure 2. 14 Structure schematic diagram of the experiment facility
As regard as the vibrators and vibrating forces, there are two kinds of vibrations
added to the PCB in the disassembly process. One is the mechanical vibration that
is produced by the dynamoelectric vibrator. The mechanical vibration is added on
the clamp vertically in the heating process, it can help the soldering tin separate
from the PCB through the hole and drop into the heating liquid. The soldering tin
can be gathered from the liquid with high purity after the heating process. And
also, the mechanical vibration is added to the separation position. The components
mounted on the board drop onto the griddle. Because of the liquid heating effect,
the components simultaneous disassembly efficiency is very high.
The ultrasonic wave is also added to the liquid in the unsoldering process. Two
ultrasonic motors are installed on the bottom of the vessel. The experimental
ultrasonic wave is added to make the soldering tin into the liquid in melting state
through the effect of the cavitation and agitation of the ultrasonic wave. The
application of ultrasonic wave in the unsoldering process can enhance the
soldering separation efficiency, shorten the de-soldering time and simplify the
disassembly process. [28]
Various methods’ advantages and disadvantages overview
To summarize the research contents of the literature, Table 2.1 lists the properties
of de-soldering methods from disassembly efficiency, equipment cost, running
cost, components damage, energy utilization rate, and environmental harm.
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Table 2. 1 Comparisons between different heating methods for de-soldering
From Table 2.1 we can see, the main defects of thermal convection are low energy
efficiency, damage to the electronic components, and environmental pollution.
The incremental innovation should be adopted to increase benefits and decrease
harms. Thus, its next step is to invent an improved thermal convection method
that can increase the energy utilization and decrease damages. While the liquid
heating has higher energy efficiency, it cannot avoid damaging components and
the environment. So, in order to promote this method by increasing its ideality,
the ameliorative liquid heating method should adopt an environmentally friendly
heating liquid medium that does not damage the electronic components.
The infrared and laser technologies maturity is below the current average stage of
the de-soldering domain, which is now in a growth stage. Thus, infrared and laser
heating methods are still in the germination stage. The main defect of infrared
heating is high running cost, and the main defects of laser heating are high running
cost and low de-soldering efficacy, as is shown in Table 2.1. [22]
2.3.2 Remanufacturing in de-manufacturing
Remanufacturing entails renovating used parts or components so that they can
perform their function similar to new ones. Remanufacturing generally consists
in dismantling the used units into their components, inspecting these components,
repairing defective components or replacing them with new ones, reassembling
the units, readjusting as necessary and submitting them to the final quality test,
that usually the same used for newly manufactured parts.
Re-manufacturing is recognized to be the most beneficial end-of-life treatment. It
preserves more or less 85% of the initial value, while recycling preserves almost
7.5% of initial value.
Re-manufacturing processes use 20-25% of the energy needed to manufacture the
same product. The cost of remanufacturing can be between 45% and 65% less
than the manufacturing cost. Remanufactured components are traditionally not
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reused in the manufacturing process to be assembled in new products, although
their quality could support this model.
Remanufactured components are typically sold in the aftermarket as spare parts.
For example, in the automotive industry, of the total gross profit of the car
manufacturer, the new car sells contribute to the 18%, the service generates, 14%
while the spare parts market generates 39%. [29]
Generally speaking, remanufacturing of the EOL products, has a range of various
steps which is going to be explained:
Inspection: Inspection processes are applied in de and re-manufacturing
systems at different stages, for several purposes. Different types of
applications are found in material characterization during recovery
processes and in product functionality assessment during remanufacturing
processes. Concerning applications in recovery processes, the goal of
inspection is to gather information about the composition, the particle
shape and size of the mixture under treatment. Applications are usually
off-line and require sample extraction, preparation and measurement
execution. The collected off-line information is useful for mixture value
and quality assessment but cannot be exploited for process control. With
the objective to provide intelligence to de and re-manufacturing systems
for material recovery and enable their adaptability to different post-
consumer products, the application of in-line material characterization
technologies would provide capabilities for (i) a full materials data storage
and traceability, (ii) a remote monitoring and control of the processes, and
(iii) an easy reconfiguration of the system. Concerning applications in re-
manufacturing processes, inspection is mainly applied at three different
stages of the process chain, namely post-use product acceptance, part
inspection, and final product testing. These stages of inspection have
different objectives and technologies. The objective of core inspection is
to remove parts that will be uneconomic or impossible to remanufacture.
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Figure 2. 15 PCB Inspection
This stage is usually performed by visual inspection done by skilled
operators or by simple data gathering methods, such as barcode reading.
The second stage of inspection is carried out once the parts have been
disassembled. It aims to identify and remove damaged, non-reusable
components from the product. This stage can be performed by a
combination of visual, dimensional measurements and non-destructive
tests (NDT), such as magnetic particle inspection. Functional tests are also
adopted in case of electronics. The third stage has the goal to assess and
validate the quality of the regenerated product, before delivering it to the
customer. Visual, dimensional, geometric and functional tests are adopted.
Cleaning: Cleaning is among the most demanding steps in
remanufacturing and it is an essential process because the quality of the
surface cleanliness directly affects the capability to perform surface
inspection, reconditioning, reassembly and painting. Re-manufacturing
cleaning is distinct from cleaning in maintenance or cleaning in new
production. Cleaning in maintenance concentrates on the surroundings of
the damage before repairing. Cleaning in remanufacturing is done for the
whole part in order to meet the quality requirements after
remanufacturing. Cleaning in re-manufacturing is performed on parts that
are of high variability in sizes, materials, shapes and surface conditions.
Cleaning in re-manufacturing has the objective to reduce contaminants
present in or on a component until specified cleanliness levels have been
reached. The objectives of re-manufacturing cleaning in each stage of the
P a g e | 55
re-manufacturing process chain are different. Before the disassembly
process, the goal is mainly to reduce the level of contaminations outside
the products. The goal of cleaning after the disassembly is to detect surface
abrasion, micro cracks or other failures in order to assess the re-
manufacturability of the product and to adjust the needed process stages
according to the part conditions. The cleaning process after regeneration
and before reassembly and painting is performed to remove surface
machining contaminants and to prepare the surface for additional
treatments. Therefore, each phase requires a specific analysis of the best
techniques and methods to be applied.
Figure 2. 16 PCB cleaning with degreaser spray
Reconditioning: Reconditioning processes are applied in de and re-
manufacturing process-chains in order to restore the functionality of
components after disassembly, cleaning, and inspection. Depending on the
part features to be reconditioned and the specific defect type, different
reconditioning processes may be applied. In any case, common
reconditioning processes include the following four steps: (i) surface and
shape defects removal, (ii) material addition and deposition, (iii) material
properties restoration, (iv) surface finishing. In the first step, cracks,
scratches, nicks, and burrs, burnt or corroded regions, and inclusions are
removed by subtractive machining processes such as turning, milling,
drilling, and grinding. Surface finish and tolerances are not of top priority
but rather the removal of all stress raisers. Shape defects, such as bends,
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warps, and dimples, are also removed if technically feasible. In the second
step, part with cavities and material lacks can be restored to the intended
shape through additive processes, such as welding, powder deposition,
laser cladding. Due to the application of high temperature, pre-heating is
required to avoid cracking. In the third step, desired material properties
are restored through heat treatments, which either remove unwanted
residual conditions or prepare the part to be more resistant to its operating
condition. High surface quality can be achieved by grinding, reaming,
honing, and hard turning processes. In other cases, painting, coating by
spraying processes, and polishing can be applied. Great potential for
modern part reconditioning processes in remanufacturing is provided by
Additive Manufacturing (AM). AM combines the advantage of flexibility
in processing free-form geometries, typical of damaged parts, and the
ability to feed different mixes of materials, thus controlling the
composition of the added layer and making functionally graded materials.
Therefore, AM provides the opportunity to support regeneration and
upgrading of part functionalities, for example adding a wear-resistance
layer on the processed surface. [12]
Figure 2. 17 Reconditioning the PCB to be reused
Remanufacturing concept and PCB remanufacturing
Current product’s life-cycle analysis (LCA) demonstrates that the disposal phase
contributes substantially to the environmental impacts of waste electrical and
electronic equipment (WEEE), (EEC Council Directive on hazardous waste 1991,
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Hawken 1993, EEC Council Amending Directive hazardous waste 1994),
particularly in products containing toxic materials (ECTEL 1997a), scarce or
valuable materials, or materials with a high energy content.
Within WEEE, there is the combination of all these situations, including, for
example, batteries, quality plastics, precious metals and toxic solder. The figures
of the EU in 1998 for WEEE were in the region of 6.5–7.5 million tons per year.
This represents less than 1% of the total EU solid waste stream but accounts for
at least at base case scenario, 50% of metals in general and almost 100% of heavy
metal in leachate. The ECTEL report indicates that this is because PCBs contain
almost all of the hazardous waste in WEEE. Thus, reusing a PCB means avoiding
this fraction and thus, according to all LCA studies, the heavy metal portions
representing 2% of landfill and 80– 90% of heavy metal in leachate. Thus, it is
critical to find cost-effective methods of addressing WEEE reuse because their
quantity is rapidly increasing.
The significance here is that WEEEs are the EU’s fastest growing waste stream,
but small-sized WEEEs are typically not profitable to re-manufacture as their
volatile technological pace makes their disassembly by conventional means
overly expensive.
Manual disassembly has been used in recycling plants to varying levels of success
since the early 1990s. However, in high turn-over, life-cycle products such as
those in the technology sector (e.g. telecommunication and other hand-held
electronic products), manual disassembly hinders profitable disassembly. For
profitable re-manufacturing of such products, significant economic efficiencies
are required in their disassembly. Active disassembly (AD is an alternative to
conventional dismantling techniques that enable the non-destructive, self-
disassembly of a wide variety of consumer electronics on the same generic
dismantling line, thus reducing disassembly cost aims include hierarchical,
controlled, non-destructive and specific product component release to optimize
reuse from macro to micro dismantling. [30]
2.3.3 Recycling and recovery processes
Recycling and recovery processes and PCB recycling
Recycling is mainly performed by mechanical processes or by thermal processes.
Mechanical recycling systems are multistage systems including size-reduction
and separation technologies. The scope of size-reduction technologies is to (i)
reduce the size of the particles in favor of downstream separation processes, (ii)
liberate inhomogeneous particles thus increasing the quality of the separation
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process. The scope of separation stages is to split a mixed input stream into two
or more output streams in which the concentration of target materials is greater
than in the input stream. In recycling industry, mechanical separation is performed
by a series of separation stages involving different separation technologies that
classify materials on the basis of their properties. A separation process creates an
environment in which particles with a high value of the property move differently
from those with a low value of the property. Under ideal separation conditions,
the inspection will be perfectly accurate, and the material flow will be correctly
classified.
However, in the real world, random disturbances cause “contamination” of the
output flows, where materials are wrongly classified. Thermal recycling processes
are typically based on pyrolysis. This process enables to separate organic from
non-organic fractions. However, although improvements have been proposed in
the last years, pyrolysis generates serious environmental concerns due to the
energy required for the process and the need for emissions treatment plants. For
some materials, recycling processes enable to reach target grades that are
comparable to market requirements (copper, aluminum). Otherwise, recovery
processes need to be implemented.
Recovery processes make use of chemical reactions to separate the target
materials at very high-grade levels. They are typically performed in batches. One
of the most advanced technology in this field is hydro-metallurgical processes.
These processes have recently been proved to be more sustainable than traditional
metallurgical recovery processes. Nowadays, there are several limitations that
prevent companies from implementing a successful de-manufacturing system.
First, the inefficiency of disassembly processes was pointed out as one of the
major limitations. The low productivity and the high labor cost of manual
disassembly in high-wage countries are not compatible with the residual value of
many disassembled products. An extreme disassembly process efficiency increase
(65%-80%) would be required to make automatic disassembly a convenient
strategy for products such as mobile phones and personal computers. On the other
hand, the implementation of automated disassembly is made technically complex
by the high variability of input materials and their quality conditions. This would
require flexible systems able to detect the type and conditions of parts to be
disassembled and to adapt to their shape and wear conditions, both at macro-level,
for the mechanical parts, and micro-level, for electronic components. [29]
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Considering the PCB recycling procedure, the mentioned main recycling steps as
1. Size reduction processes and 2. Separation processes will be explained more
by a general overlook over the main activities and methods which are done in this
field.
Size reduction processes
Different mineral processing unit operations such as shredding, crushing and
grinding can be used to liberate metals from cladding materials such as resin,
fiberglass and plastics. Various types of hammer crushers, rotary crushers, disc
crushers, shredders, cutters equipped with a bottom sieve, are used for liberation.
Ball milling and disc milling are also reported for pulverizing the PCBs after
cutting into small sizes. As the PCBs are made of reinforced resin, copper wires
and glass fibers (multilayer), the conventional crushers may not achieve good
liberation. In contrast, shredding or cutting, which works on the principle of
shearing, is found to be more useful. Unlike mineral ores, PCBs do not have a
particular size fraction for liberation; instead, different types of elements are
liberated at different size fractions. Based on the studies on the liberation
characteristics of PCBs and the effect of shape and size on liberation. It is claimed
that below 6 mm size, ferromagnetic and copper are completely liberated and at
the same time, aluminum is found to be liberated in much coarser fraction. Also,
it is reported that glass fiber-reinforced epoxy resin undergoes brittle fracturing
more readily than metallic materials and concentrates in the finer fraction during
impact milling of PCB scraps. Regarding the papers sources, it is also reported
that after milling to below 150 mm size, no interlocking of metallic and non-
metallic particles is observed. Nevertheless, one of the major challenges in
crushing and grinding of waste PCBs is the generation of fine dust that may be
very difficult to handle during subsequent processes.
Figure 2. 18 Single shaft shear shredder, and Chamber of a cutting mill
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Separation processes (Physical and Chemical processes)
Physical separation process
The density-based separators are widely used to separate lighter fraction from
heavier ones based on the density difference. The metallic fractions can be
separated from the plastics using heavy density liquids such as Tetrabromoethane.
However, efficiency of the separation is poor, as the particle shape and size play
a crucial role in the separation. Peng performed the density-based separation of
waste PCB fines (50e300 mm) in an inclined separation trough and achieved more
than 95% recovery of metallic materials. Air classification method, in which
separation is based on the settling velocity of the particles in the air, has also been
reported for the separation of plastics from the metals.
Figure 2. 19 density-based material separation
Electrostatic separation is another promising technology for separating non-
conducting materials from conducting ones, owing to its advantages of less
environmental hazards, low energy consumption and easy operation.
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Figure 2. 20 Electrostatic material separation
In electrostatic separation of a mixture of copper, silicon and woven glass
reinforced resin and it is proposed that multiple-stage separation is necessary for
effective separation of conductors, semiconductors and non-conductors. Both
fundamental and practical aspects concerning design of suitable electrostatic
separator for industrial applications have been reported by a number of
researchers. The differences in density and electrical conductivity between
plastics, metals and ceramics provide an excellent condition for application of
corona electrostatic separator. Regarding the employing of corona discharging
electrostatic separator for PCBs recycling and it was realized that corona
electrostatic separator is suitable for particles with size ranges between 0.6 and
1.2 mm, but productivity decreases with finer size fraction.
Eddy current based electrostatic separator is also successfully employed to
separate plastic particles from metal/ plastic mixture as well as non-ferrous metals
from ferrous metals. The separation efficiency depends on the different
trajectories of particle movements due to eddy current (induced in the non-ferrous
particles) and external magnetic field, which deflects the ferrous particles to a
higher degree. Low-intensity drum magnetic separators are generally used to
recover ferrous materials from the non-magnetic fraction. Researchers at Daimler-
Benz in Ulm, Germany, have developed a mechanical treatment approach in
which magnetic separators are used to remove ferrous elements before fine
grinding. The magnetic separators have been used for enrichment of valuable
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metallic fraction before electrostatic separation of PCB fines. Magnetic separators
are not very much useful for crushed PCBs because the particles are agglomerated
during the process and the non-magnetic materials escape with ferrous one.
Nevertheless, it can be used as groundwork before electrostatic separation for easy
handling of non-conducting materials.
Figure 2. 21 Eddy current material separation
In spite of having diverse compositions, the main driving force for recycling of
PCBs is the recovery of metals. Nevertheless, the recovery of each metal may not
be feasible due to economic reason and technological limitations. The
recyclability of a metal can be determined by the “contribution score” of the
individual metal that is related to weight content, environmental hazards
associated with the metal, energy consumption, natural resources depletion, etc.
The most widely used assessment index is the resource recovery efficiency (RRE)
regarding the paper’s source which compares different metals based on their
weight content, recycling efficiency and world reserves and is expressed as:
Where, E is the recovery percentage, F is the amount of resource/ton of scrap, P
and C are the annual production and consumption of the primary resource
respectively, R is the world reserve of the resource, and i counts the type of the
resources in the scrap. Another approach by the paper’s source, calculates Quotes
for environmentally Weighted RecyclabiliTY (QWERTY) score to determine the
environmental performance by the following equation:
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Where, EVWactual,i is actual environmental impact for the weight of material i.
EVWmax,i maximum environmental impact for the weight of material i.
EVWmin and EVWmax are total defined minimum and maximum environmental
impact for the complete product, respectively. Based on the above two
approaches, a developed Model for Evaluating Metal Recycling Efficiency from
Complex Scraps (MEMRECS) for prioritizing the selection of target metals is
presented.
The main advantage of this approach is that it includes the environmental impact
as well as natural resource conservation aspects for calculating recyclability.
According to this model, the metal recovery priority should be on the precious
metals such as Au, Ag, and Pd along with some base metals such as Cu, Sn, and
Ni. Nevertheless, the actual score may vary depending upon the weight content
of metals in waste PCBs. [31]
Chemical processes
Many recycling processes of waste PCBs have been tested on a laboratory scale.
For instance, the pyrolysis process was employed to obtain high pure metals.
Uncertainty and potential pollution have declined the process to expand into a
field scale. In this type of recycling, the PCBs are depolymerized into smaller
useful molecules by several techniques, such as pyrolysis, gasification or
application of supercritical fluids. The obtained products (fuels, gases, and tar)
are refined by conventional approaches and the metallurgical approaches are
employed for the treatment of the metallic fraction. A major shortcoming is the
presence of the significant amount of dioxin precursors in pyrolysis oils, which
can possibly be reduced by adding CaCO3, Fe2O3 during pyrolysis. In recent
years, supercritical fluids have been an effective medium for the destruction of
the epoxy adhesive layer.
Pyrometallurgical processes (SMELTING)
Pyrometallurgy, energy intensive and high-cost process, is the traditional
approach for metal recovery from the waste PCBs but selective recovery of
individual metals can hardly be done by this route. Pyrometallurgical techniques
include incineration, smelting in plasma arc furnace, blast furnace or copper
smelter, high-temperature roasting in presence of selective gases to recover
mainly non-ferrous metals. Currently, more than 70% of waste PCBs is treated in
smelters rather than through mechanical processing. The main advantage of
pyrometallurgical treatment is its ability to accept any forms of scrap. Hence,
electronic scrap can be used as a part of raw materials in the smelters for recovery
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of copper along with Au and Ag. A recycling method, developed by Technical
University Berlin in 1997, turned waste PCBs into a Cu-Ni-Si alloy, a mixed
oxide (mainly Pb and Zn) and environmentally agreeable slag by a top blown
reactor. At Boliden Ltd. Ronnskar smelter, Sweden, waste PCBs are directly fed
into Cu converter to recover Cu, Ag, Au, Pd, Ni, Se, and Zn while the dust
containing Pb, Sb, In and Cd is processed separately for metal recovery. At
Umicore's integrated metal smelter and refinery, electronic scraps are first treated
in IsaSmelt furnace to recover precious metals along with Cu in the form of Cu-
bullion. Cu is first recovered from this bullion through Cu leaching and
electrowinning followed by precious metals recovery from Cu-leached residue in
the precious metal refinery. A popular method to recover the Cu and precious
metals is primary smelting. Waste PCBs can be used to produce a Cu-Ni-Si alloy,
a mixed oxide (mainly Pb and Zn) and slag by a top blown reactor. Vacuum
metallurgy separation (VMS) is suitable for Bi, Sb, Pb and other heavy metals
with high vapor pressure.
HYDROMETALLURGICAL PROCESSES (LEACHING)
The hydrometallurgical route is more selective towards metal recovery from
waste PCBs or pretreated PCBs, easier to control over reaction and creates less
environmental hazards than pyrometallurgical approach. The base metals
recovery has a substantial impact on the economics of the process due to the larger
available amount of waste PCBs. Moreover, recovery of base metals also ensures
the enrichment of precious metals in the solid residue, making it easier to leach
out subsequently. Low capital cost hydrometallurgical processes are mainly used
for recycling of the metallic-ferrous fraction where the extraction of the metal
content is profitable. Depending on the substrate material (ceramic, glass, or
polymer) there are different hydrometallurgical processes used. [32]
2.4 The flow of needed information in de-manufacturing
The recovery of both toxic and non-toxic materials from billions of end-of-life
electronics calls for efficient processes and exploration of opportunities for
computer integrated de-manufacturing for materials recovery. To date, recycling
automation for selective disassembly has been limited by the proliferation of
product designs, the difficulty of acquiring product feature and material content
information, and the lack of integration of collection and de-manufacturing
processing. [33]
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Also, considering the “industry 4.0” paradigm the concept of information sharing
(computer integration, digitalization) among different industrial actors will
become an important issue.
Making product structure and material composition information from a product
design profile available will support planning models, Petri net algorithms, and
control models for de-manufacturing, as well as integrated manufacturing and de-
manufacturing. Advances in imaging and materials identification techniques, as
well as more flexible technologies to separate materials, may provide new
opportunities for expert Petri net approaches for selective robotic disassembly.
Computer integrated manufacturing seeks to coordinate design, planning,
scheduling and control of manufacturing operations to improve price,
customization, product development, and delivery lead-times. Extending this
concept to electronics de-manufacturing operations may reduce costs, enhance the
development and processing of components, improve various material grades
from billions of end-of-life electronics, and decrease environmental impact. The
current product flow for electronics, illustrated in figure 2.22, shows that
electronics may be disposed or de-manufactured. Disposal may include
landfilling or incineration. Electronics recycling companies may de-manufacture
thousands of different incoming products to remanufacture them for resale,
recover components for resale and/or separate materials for recycling.
Materials recovery is critical to recapturing nonrenewable resources. As the
number of discarded electronics increases, recycling legislation is enacted, reuse
options face obsolescence and price limits, data security concerns rise, and
hazardous materials recovery is promoted, the potential demand for materials
separation of billions of electronics warrants examination of the potential for
computer integrated de-manufacturing for materials recycling.
Figure 2. 22 Current product flow
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Currently, third-party de-manufacturers do not receive product design
information from other entities in the product supply chain illustrated in figure
2.22. A product environmental profile may include product structure, fasteners,
material content and environmental attributes. Product design information to
support computer integrated de-manufacturing may be centralized in a company
database as indicated in figure 2.23 or decentralized in a product lifecycle unit
that acquires and stores information throughout the product lifecycle as shown in
figure 2.24.
A significant challenge in computer integrated de-manufacturing is obtaining
information about the product design and the current state of the recycling
network. Product disposition decisions in computer integrated de-manufacturing
require assessment of the product structure and materials, the current location and
quantity of inventory, and the status of operating capacity of the de-manufacturing
facilities. Product knowledge may be acquired through a product information
system, a barcode, a radio frequency identification (RFID) tag, sensor, symbols
or prior experience with the product or experimental tests.
The challenge with a product information system is that the forward supply chain
for electronics is a complex web of many different subcontractors. The product
material information approach requires capturing and coordinating information
from many different component manufacturers and preserving the link between
this information and the product in a way that is accessible to third-party recyclers
many years later. A further complicating factor is that the product may undergo
upgrades and repairs throughout its useful product lifecycle that change the
product structure and material content information.
Figure 2. 23 Future centralized information flow for product environmental profile
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Figure 2. 24 Future decentralized information flow for product environmental profile in which information
is embedded in the product
Furthermore, random product conditions may occur including damage, rust, dust,
oil, missing or added components which also cause difficulty in designing robust
automated disassembly systems.
As billions of end-of-life electronics are retired, the need for efficient component
and materials recovery is escalating. When the end-of-life electronics are
organized by common materials and/or structures, there is potential for automated
processing. Product design information management may be centralized or
decentralized. In either case, up-to-date product design and material content
information need to be easily accessible to de-manufacturers. For example, even
if barcodes and product tags are attached to products at the time of manufacture,
their information may require revision during the product lifetime and the de-
manufacturer must be able to access and read them. Demand-driven selective
disassembly planning will require advances in reserve supply chain information
sharing. In addition to developing and implementing product information
systems, computer integrated de-manufacturing processes will require
information from the collection networks, product receipts inventory and
forecasts, work-in-process inventory, operating capacity, finished goods
accumulation to fill orders and part and material demand forecasts. [33]
Regarding the information flow which is needed for an efficient way of product’s
manufacturing and de-manufacturing, there are various arguments about using
automated identification and data capture (AIDC) technologies to ease the way of
transferring the data among different parties. The emergence of automated
identification and data capture (AIDC) technologies such as RFID tags and sensor
networks, specifically when it is linked to other sensor technologies and
networked databases, improves the availability and quality of information
associated with the product to which it is attached, and has the potential to
improve the effectiveness of business decisions that are made at the various
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phases along the product lifecycle. Management of end-of-life (EOL) products
has been gaining importance in the past few years due to environmental concerns
as well as the widespread recognition of the financial benefits that accompany
efficient EOL product recovery. With the increasing focus of manufacturing
companies on providing products that are environmentally sound, the need for
information enabling the best decisions is becoming increasingly essential.
However, loss of information associated with a product after the point-of-sale is
one of the major obstacles for recovering value from EOL products efficiently.
Figure 2. 25 Product Lifecycle
The flow of products through their life can be represented broadly by the five
basic steps, which is then classified into three key phases of the product lifecycle
as shown in Figure 2.25 The EOL phase of a product begins when the user returns
or disposes products due to a variety of reasons ranging from malfunction to the
arrival of new and better products in the market. These products are collected
either by municipal collection facilities or through manufacturers’ take-back
programs. After collection, the products are sent either to recoverers, who execute
recovery activities which may be product, part or material recovery.
Recoverers carry out significant value-adding activities, converting the discarded
EOL product into product, parts, and materials that can be placed for sale in the
secondary market. At this stage, several options such as reuse, refurbish, recycle,
etc. are available for recovering value from these products.
However, throughout the literature, academics and industrialists have lamented
the lack of information available for product recovery decision making. It is noted
that it is often difficult for remanufacturers and recyclers to obtain product
information from manufacturers. It is claimed that the major handicap in product
recovery operations to be the lack of product data. In their study, they found that
most product recovery facilities, even in-house operations, have limited
knowledge about the product’s design and its material composition, let alone its
functional condition at the time of return. This point was reiterated by White [39]
who while studying the recovery process of computers, note that the data needed
to perform market forecasts and economic analysis of the viability of various
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recovery options are often not readily available, even for OEMs recovering their
own products. To summarize, products today are not recovered at the end of their
life in an efficient and environment friendly manner because of lack of
infrastructure, excessive costs and lack of necessary information. Hence as a
matter of attaching the needed data to the products, which can be used in different
phases of product’s lifecycle, the available technologies are presented in the
following part with a brief introduction of each one and a final comparison among
them, to show their appropriate condition of usage for different products.
Three key technologies are currently, commercially, available and in use for
identifying products: barcodes, contact memory buttons and Radio Frequency
Identification (RFID).
1. Barcode Technology
Barcode labels can be classified into two categories: one-dimensional (1D)
and two-dimensional (2D) barcodes. 1D bar codes store data in the widths and
spaces of printed parallel lines (left side of Figure 2.26) and can be used to
store from six digits up to around 50 characters or 30 bytes. On the other hand,
2D bar codes store data in patterns of dots or concentric circles and can
provide an efficient medium for storing large amounts of data in a small space
(right side of Figure 2.26). The storage capacity for 2D barcodes is related to
the size of the matrix, but normally has a capacity to hold up to 3,116 numeric
digits, 2,334 alphanumeric characters or 1,556 8-bit ASCII characters.
Figure 2. 26 1D and 2D Barcode Labels
2. Contact memory buttons
Contact memory buttons are passive read/write electronic devices designed to
work in extreme operating environments. They are coin style devices housed
in rugged metal cases and come in several diameters from 8 to 30 mm (Figure
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2.27). Depending on the style and size of the device, they can hold up to 8 MB
of data. The devices can support security password mechanisms and data
correction algorithms that claim to ensure accuracy of data over the 100-year
life of the device.
Figure 2. 27 Contact Memory Buttons
3. Radio frequency identification (RFID)
RFID is a technology, whereby a small transponder device (which we will call
a ‘tag’) communicates the identity or/and other information contained within
the tag via radio waves to a reader, usually by causing a unique characteristic
modulation of the carrier signal, which when demodulated by the reader,
reveals the identity of the tag which was in the field of the reader. RFID tags
can also offer additional functionality, such as on-board sensors or memory
for storing additional product data on the tag itself.
Figure 2. 28 RFID Label
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It is widely acknowledged that the quality of decisions is highly dependent on the
quality of available needed information to make those decisions. In the case of
product recovery decisions, sources of information associated with the product
are not perfect. In the following part there is a review on various information
systems that support product recovery decisions, for example, product databases
or data monitors and sensors. The effectiveness of product recovery decisions
depends on the quality of product information (as provided by these information
systems and technologies) available to make the decisions.
There are different characteristics of the needed information for being beneficial
for the de-manufacturer, such as completeness, accuracy, accessibility,
interpretability, and uniqueness.
Considering the completeness of the data and information system as one of the
most important factors, the ideal information database, should be capable of
capturing the key events associated with the product along all the stages of the
product’s lifecycle (e.g. repair, usage, environment). This means that the product
information system should have the ability to rewrite the information associated
with the product as it occurs in the real world.
Table 2. 2 Comparison of ID Technologies
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As it is shown in the table, different AIDC technologies are compared based on
their capabilities and exploitation limits. As a matter of fact, the key advantage
of barcode technology is that the production of barcode labels is relatively cheap.
Moreover, data standards are mature and starting to merge across application
boundaries. Due to the optical nature of this technology, it is not susceptible to
performance degradation arising from the materials that they are attached to.
Considering the contact memory buttons, it is shown that they are physically
robust devices that can be attached to products or application areas as required.
Their performance is not dependent on the material that the label is being attached
to. They have a large read/write memory storage capability, supporting security
protocols and have an operating life time of 100 years. However, contact memory
buttons are contact devices and by their nature are only suitable for semi-
automated applications.
RFID has several advantages over manual scanning using optical barcodes or
memory buttons, since many tagged items (or embedded components of a
composite product) could be simultaneously identified in an automated manner,
very quickly and without the need for line-of-sight to each item. RFID systems
are subject to several limitations that are inherent to the physical properties of RF
communications, as well as legal stipulations around their operation in different
countries. These limitations can include factors such as tag interrogation and
programming speeds, read ranges that are possible, detuning effects due to
materials such as water and metals within the vicinity of the tag or readers,
product/reader orientation limitations and interference due to electrical and
wireless communication devices in the local area. Many of the limitations listed
above have been solved and many successful RFID installations have been
achieved.
The use of RFID in improving product recovery has also been investigated by
other researchers. Zikopoulos and Tagaras [34] examined remanufacturing
operations, and they found that quick sorting enabled by such technologies is
profitable for low-quality products when the costs associated with sorting,
disposal and transportation (between the sorting center and remanufacturing
center) are low and the disassembly costs and sorting accuracy are high. [34]
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3 Defining and modeling an economic
model in optimizing PCB De-
manufacturing
This is the starting point for the definition of a structure which takes the
information and data as an input and consequently provides the optimal treatment
procedure for recovery the EOL products. It is vital to analyze the market of each
EOL product’s possible outcome, in order to understand what exactly would be
needed from the market as the output of the EOL products treatments or recovery
procedures. As a result of such an analysis, it would be understood whether the
EOL product, can be repaired, reconditioned and be reused again or it cannot be
used as a second-hand product, but its components and subassemblies can be
reused and hence be sold in the market. Recycling instead of reuse is the most
inefficient way to close the circular economic loop. As we will precisely focus on
the treatment of EOL PCBs, it is crucial to consider the market of achievable
element from the PCBs. As far as the PCBs are considered as the “Urban Mineral
Resources” and contain a high level of precious metals and rare-earth materials,
the market analysis regarding the reusable PCBs and components and materials
can be considered as necessary. Thus, in the following part, we will present a brief
market analysis which can be a supportive reason for our work methodology and
why we assumed different possible outcomes for the EOL products treatment.
3.1 Market analysis
In order to cater the demand, resulted from the colossal development and
innovations in electronic industries, there is a tremendous growth of PCB
manufacturing industries across the globe. Figure. 3.1 shows the trends of the
investments in PCB industries and futuristic growth worldwide. From this trend,
it can be assumed that in the coming years, there will be a steep increase in PCB
productions and eventually it will lead to enormous waste PCBs generation. The
figure is clearly illustrated that the trend of increasing the production and because
of that, the demand for PCB, triggers to find a solution for this enormous amount
of worth in the near future. [31]
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Figure 3. 1 Trends of global investment in PCB production
Figure. 3.2 shows the production trend of PCBs in different countries and regions
for the last thirty-five years. China, which shares nearly half of the total PCB
industries’ market in 2015, is the fastest growing nation in the PCBs production.
Currently, waste PCBs account for ~3% of the total E-waste generated globally.
In China alone, considering the total E-waste that is generated and imported, more
than 500,000 tons of waste PCBs needs to be treated in a single year and the
amount is growing each year due to reducing average lifetime of electronic goods.
Figure 3. 2 PCB Production in various countries
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According to the fact that China has a huge amount of printed circuit boards`
production share, it would be interesting to investigate the price and cost
improvement for the last decade. The data is collected from the People's Republic
of China from 2007 to 2017, though the analysis is applicable for many non-
standardized electronic components from China. China is expected to be the main
manufacturing country of PCB for the next five years, so analyzing the printed
circuit board manufacturing industry of this country would be a good estimation
for the future production and demand of the PCB market.
The two main cost drivers of PCB, namely labor and material costs will be
addressed. An analysis of how these drivers has affected the profit margin of PCB
manufacturers in China from 2007 to 2017 is presented.
Labor cost
The central government of China has steadily increased the level of minimum
wage from 2007 to 2017 and the increase has also been higher in financial
pressure areas as e.g. Shenzhen and Shanghai. The increase in minimum wage
affected the labor cost for trades and industries who require skilled labor at a
higher extent. The wage level for experienced and educated operators in the PCB
industry, has therefore been affected above average. The majority of the
manufacturers are located in financial pressure areas and a significant part of their
workforce are trained and educated operators, so the total labor cost increase
effect is significant.
Material cost
The commodity price index depicts a price increase over the last 24 years,
however, this data does not encompass the substantial increase in commodities in
4 quarter 2016. The question is then, is this a temporary fluctuation and will this
affect the price of finished goods? The key manufacturing entities in the market
has reported that they have significantly been pressed on price over the last 5
years, to the extent that they are forced to pass the increased costs of material to
the product owners in 2017. It is expected or at this stage, it is evident that the
price of copper foil due to material shortage will be the first material in PCB to
increase in price and resin will most likely follow shortly thereafter.
Copper foil is used to produce both Copper-Clad Laminate (CCL) and Lithium
batteries. The global copper foil productivity is limited, but with the increasing
demand from electrical vehicles, more and more copper foil are used to produce
Lithium batteries and less is allocated for the CCL and the PCB industry as the
quality demand is higher and the profit margins are lower in this industry. In
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recent years, the copper foil industry has also competed fiercely, this has resulted
in diminishing return on investment and some copper foil manufacturer has been
closed down, which results in a further decrease of supply and CCL manufacturers
can now not keep up with the increasing demand.
The global copper foil manufacturing capacity is app. 480,000 tons per year (t/y),
which is less than the current total demand 516,000 t/y, including CCL and PCB
which is 25% of the total capacity. Some experts predict a sharp increase in the
demand for electric vehicles due to pollution and technological breakthrough and
this will further stress the supply situation for copper foil. By 2018, the demand
of Lithium battery copper foil is estimated by some to increase by 200% - 300%
and the copper foil industry is presently expanding output and productivity by 4%
- 5% per year. It is evident that if this scenario becomes a reality the demand and
price situation will be quite challenging.
Figure 3. 3 PCB Production and Market price index 2007-2017
Conclusion:
Labor cost is increasing, automation is no longer providing the necessary
productivity gains, material is scarce, material demand is growing, and material
supply is not increasing at an equivalent rate (figure 3.3).
The profit gap (PCB market price - PCB Production Cost) for manufacturers in
China for PCB technology with 2-4-6 layers, volume production with standard
material and stack up, solder mask and 35um copper thickness has decreased
substantially over the last two years, as labor and material costs has increased.
The expected result is hence that prices will increase in 2017 and it is not evident
when and at what price level the new equilibrium will be found. [35]
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Second-hand market for PCB:
Existence of a market for used printed circuit boards would be considered as one
of the thesis objectives. According to the data gathered from some reliable
websites in the field of online shopping, the market price of new brand and
second-hand boards for different types of printed circuit boards, which are used
in various electronic applications, are provided. It should be noted that all the
second-hand boards presented by the websites are refurbished and guaranteed by
the seller to have the same quality of the new one for the costumer. It was easily
predictable that the price of the refurbished products offered by the market would
be at least 50 percent lower than the new one. The following tables 3.1, and 3.2
figure out the data related to mobile phone’s boards, and motherboards,
respectively from famous brands of computer motherboards and phone producers.
Considering these information, it would be possible to consider the availability of
an active second-hand market for computer motherboard or phone boards.
Model Price of New
(€)
Reference
Seller
Price of Used
(€)
Reference
seller
Samsung
Galaxy S7 169 eBay 87 Alibaba
iPhone 5S discontinued - 48 AliExpress
LG G4 108 eBay 62 eBay
Sony Z3 discontinued - 57 eBay
Table 3. 1 Mobile phone PCB price (New and Used PCB)
Model Price of New
(€)
Reference
seller
Price of
Used (€)
Reference
seller
Gigabyte
GA-H61M-
S2PV
102.5 eBay 40.5 Alibaba
ASUS
B75M-PLUS 127.5 eBay 56 AliExpress
ASUS
P5P43TD 83 eBay 50.5 AliExpress
ASROCK
G31M-S discontinued - 13 Alibaba
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MSIX99A
GAMING
PRO
574 amazon 319 AliExpress
Table 3. 2 Computer motherboard PCB price (New and Used PCB)
Component
Type
Functionality Price of
New (€)
Price of Used
(€)
Reference
seller
DIP14
Parity generator 0.52
- -
Trigger Inverter 0.24
Flip-flop 0.31
SI/PO SHR 1.04
Voltage
regulator 0.22
SOIC20
Buffer 0.35
- -
Flip-flop 0.37
Transient
voltage 1.77
Bus transceiver 0.33
QFP 132 Multiprocessor
6 - - Microprocessor
QFP 32 SRAM 1.13 - -
Table 3. 3 Electronic Package price
As it was argued and is visible in the results of market analysis, in case of precious
PCBs, such as motherboards, telecommunication, and phone PCBs, it is possible
to think of a source of revenue with a good profitability level which could be in a
much higher level compared to that of recycling. Regarding the second-hand
market for the mounted components on the PCBs, it should be said that there were
no data regarding the existence of such a market, but assuming the future
technological improvements in disassembly, test and quality assurance for the
components, also it would be possible to consider the components as demanded
from the market and structure the economic model based on the hypothetic idea.
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3.2 General PCB treating work description in de-
manufacturing
To find out how to exploit the data and information (either from manufacturer or
market) and help the recycling or de-manufacturing processes to move forward to
be more efficient and optimized, we had to assume a logical treatment procedure
and based on which, define the possible needed data for each step.
Firstly, it is noteworthy to clarify the state of the assumed EOL products which
are assumed as the objects of various recovery treatments. An EOL product can
be provided either with an AIDC label which provides all the needed data to the
de-manufacturer, or without any information provider label. The aim of defining
this work methodology is to define the needed data which should be provided in
an informative label for optimizing the EOL products’ de-manufacturing, hence
we assumed that there is no label or any provided data, attached to the PCBs.
Hence with this procedure, also it would be possible to think about the present
products in their mid of life cycle and those products which are already in their
end of life cycle. The importance of thinking about the presence or absence of an
AIDC label on the products is that they will influence the design of the set of
treatment activities on the PCBs because in case of presence of an informative
label, some cognitive steps e.g. “Image analyzing” to recognize the product can
be ignored.
After defining the possible treatment structure with the specified working and
processing stations, it could be possible to think about each station’s needed data.
Afterwards, by knowing what would be beneficial for each step, it could be easier
to link the data and formulate an objective function to maximize the de-
manufacturing profit and get a final optimized result.
We set and arranged a general work methodology to base our economic model on
it. The underlying reasons of the main structure of the mentioned methodology is
based on the literature review and market analysis. Based on the literature review,
it is claimed that thinking about reusing the functioning electronic components
should be investigated, because most of them are useable and intact at the time of
their disposal. Also, regarding the results of the market analysis the increasing
demand for used functioning PCBs in computer or mobile phone industry is
visible. The mentioned reasons were convincing enough to make a very general
structure or platform on which it could be possible to execute every possible
scenario for every possible industry that the PCB is coming from. The work
methodology should have been drafted in a way that could help us, in defining
what data would be needed and which player in the circular economy loop
P a g e | 80
(manufacturer or market or …), could provide it. As regard as the complexity of
the work and wide variety of possible scenarios in treating a PCB based on its
condition, various assumptions and hypothesis have been made to make it simpler
and easier to be executed.
To better illustrate the work methodology, we have decided to break it into sub-
divided sections which are split by decision making steps in the work description.
The main paths which a board can pass through are mainly four and they are
selected based on the board’s status and condition which defines its following
rout. The main four paths are explained more in detail in the following:
1. A PCB can be intact, and its reuse is considered as the most profitable
choice
2. A PCB can be defective, and its repair and reusing is considered as the
most profitable choice
3. A PCB can be either intact or defective but reusing its functioning
components is the most profitable choice
4. A PCB can be either broken or intact or defective and its recycling profit
prevails over itself or its components’ reuse
Regarding the high cost of test, repair and selective disassembly, among the four
possibilities that a board could have, the first three scenarios are less common for
the most of the EOL PCBs which are returning to de-manufacturing and recycling
companies, but the growth of technology and the demand for used functioning
boards and components, are convincing enough to have a general map covering
all the possible scenarios that could happen in order to step towards the most
optimized circular economic plan for PCBs. Regarding the fourth path, which is
the most common treating way for the EOL PCBs, it should be noted that the lack
of knowledge and economic treating technologies have resulted in a not optimized
way of treatment which neglects all the possible profits coming from reusing or
remanufacturing the boards or its components.
Before going more into detail for illustrating the possible routes of treating a PCB,
it would be better to explain the main points and steps used in the work
description. To be more precise and accurate in finding the most optimized
decision that could be made for a PCB, we have assigned several steps to get data
from a PCB, analyze the achieved data and finally decide what to do with it based
on its potential value, condition, and status. In the following, we have explained
each specific working or processing station which is available in the work
description. It should be reminded that different treatment paths of PCBs could
be composed of repetitive steps, for this reason, we have first presented the steps
P a g e | 81
without any specific order and afterward, we have introduced different possible
treatment paths, by just mentioning the name of different steps. Furthermore, there
would be the table of needed data for each step which could be helpful and
essential to perform either operational or processing steps. It should be said that
all the mentioned data are used in either economic model for the aim of de-
manufacturing optimization, or to perform the operations more efficiently. The
following table provides the abbreviation of each operative or decision-making
step which is depicted in the presented de-manufacturing algorithm.
Abbreviation Operational or Processing Step
BI Board Inspection
BGC Board General Cleaning
IP Image Process
1st BT First Board Test
2nd BT Second Board Test
1st CA First Cost Analysis
2nd CA Second Cost Analysis
BFC Board Final Cleaning
BP Board Packaging
SDIC Selective Disassembly of Intact Component
SDDHCMC Selective Destructive Disassembly of High Concentrated Material
Component
SD Simultaneous Disassembly
CQC Component Quality Control
CP Component Packaging
CR Component Recycling
BBR Bare Board Recycling
SDDC Selective Disassembly of Defective Component
BPC Board Partial Cleaning
ANC Assembly of New Components
Table 3. 4 List of operating and decision-making steps’ abbreviation
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Figure 3. 4 The work description of PCB treatment’s possible streams
P a g e | 83
a) Board inspection (BI)
The starting point would be the very basic data provider and decision-making
step for our work, hence the inspection step task would be the identification of
any deviation from the state of a not-damaged PCB. So, any cracked, broken
or damaged board will be identified as a not reusable board, but it could be
used as the source of reusable components. As a result, the Board Inspection
step as a processing step, makes the decision and based on the severity of
damage, the inspector decides whether it should be sent directly to recycling
steps, or cleaning step. Another task which is assigned to the inspection step is
to provide two needed data for the final cleaning step. These needed data are
the a. Contamination type and b. Contamination level, in order to properly
perform the “Final Cleaning” task. Considering the needed data to perform this
task, in the following table, the data coming from different players
(Manufacturer, Market, and De-manufacturer) and also the output data of the
step is provided.
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output data of operational
or processing step
BI - - -
Damaged PCBs
Not Damaged PCBs
Contamination Type
Contamination Level
Table 3. 5 The needed data for the “Board Inspection” step
b) Board general cleaning (BGC)
Board General Cleaning step as an operational step and considering a board
which has passed the “Inspection Step”, a general cleaning activity would be
needed to prepare the board for the following step which captures the image of
the board and processes it with the archived images of boards that the
manufacturer has provided the de-manufacturer. In order to do so, a general
cleaning would be needed to blow away the available dust on the boards and
to make it easier for the “Image Process” step to recognize the boards and their
components. In case of doing this task, there would be no need for any data
from none of the players in the loop.
c) Image process (IP)
The recognition of a PCB, using an image process system, has several steps
which starts from the very first classification of a PCB to identify which
classification of PCBs, can be assigned to the processed PCB. The following
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level of processing the PCB’s image is to recognize just the type of the defined
packages on the PCB (SOIC, QFP…). For the first level of PCB’s
classification, the PCB will be analyzed by the system and based on its physical
characteristics like dimension and weight, it will be classified as phone’s PCB,
computer’s motherboard…). The first step is based on a knowledge-based
algorithm. The output would be the classification of the PCBs inside big
classes: Motherboard, PC, Phone…. The reason of doing such a classification
is that we can have a first approximate idea of the value of the PCB. As the
improved level of PCB recognition system, the processing system can also
provide the information regarding the PCB’s packages, by which it would be
possible to know the quantity of different types of available components on the
board. As a novel idea in case of image processing, we have assumed that while
the system is fed with the data from manufacturer including the image of its
PCBs, the image processing system could be able to compare the acquired
image with the archived ones and as it matches with one of them, the data
regarding the archived image, also could be used for the PCB which is under
process.
The objective of acquiring the PCB’s image and subsequently process and
compare it with the archived ones (Provided by the manufacturer), is to answer
these questions:
a) If the PCB is among the market demanded PCBs or not?
b) If the PCB has the market demanded components or not?
c) What are the missing components? (Considering the need to repair a
PCB)
d) What are the high concentrated material components (HCMC)?
(Considering the need to be disassembled and recycled)
The flow of the inspected and generally cleaned boards, enter the “Image
Acquisition” step and after capturing each PCB’s image, the image will be
processed and compared with an archived set of PCBs’ images that are
provided by the manufacturer. Based on the image process, three possible
scenarios can happen, 1. The PCB is identified as the market demanded PCB,
2. The PCB is identified as not demanded by the market but has the market
demanded components, 3. The PCB is neither demanded nor has the demanded
components. Considering the occurrence of first two scenarios, the PCB would
be processed by the following “Cost Analysis” step to understand whether its
treatment would be profitable or not. In case of the occurrence of the third
scenario, the PCB will be sent to the recycling steps.
P a g e | 85
Regarding this concept, a project in laboratory scale in STIIMA-CNR is
executed by using an optical vision system which is able to recognize different
electronic packages from a 2D image. Importance of this system is that it can
analyze the PCBs in-line and give information about the grade and assembled
components. In this way it is possible to decide what processes to use for
different type of boards, improving the effectiveness of recycling.
Notably, this important step is still missing in the process flow because
available technologies do not allow effective industrial applications or require
unbearable costs. [2]
Considering the hypothesis and assumptions that we have made in the image
acquisition step, it is considered that the accuracy of the image comparison and
process is high enough to give us the data about the presence or absence of
defined components and also the number and type of present packages on the
board. In the following table 3.6, the data which should be provided for the
“Image Process” step is mentioned.
Step Manufacture
r data
Market
data
De-
manufacture
r data
Output data of
operational and
processing step
IP
PCB's image
Demanded
PCB's
standard
code
-
Demand status of PCB (the PCB
is demanded or Not)
Electronic
components
functionalities
Demanded
component'
s standard
Codes
The Complete Set of packages'
data, in case of matching the
archived PCB images
PCB's code - The present quantity of demanded
components
Packages' types - The quantity of HCM packages
Packages'
standard codes
-
The estimated material content of
PCB's packages
- The type of packages, (when the
PCB is not in the archived PCBs)
-
The classification of the PCB
The estimated placement of HCM
components, in case of not
matched with archived images
Table 3. 6 The needed data for the “Image Process” step
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d) 1st Cost Analysis (1st CA)
Considering the PCBs that are considered as demanded by the market or having
the market demanded components, the first cost analysis step, would be needed
to calculate their related costs and potential revenues. In order to do such an
analysis, we will need the output data of the “Image Process” step (missing
components, present HCM components …), as the input data. By knowing the
cost of each specific PCB’s needed process (testing, component disassembly,
component assembly …), it would be accurately possible to estimate the
treatment cost for each PCB and finally make the decision for sending it to
either the “Testing” or “Recycling” steps. Hence it is not known whether the
board is functioning or not, its components work properly or not and etc., the
main assumption should be made. The assumption that we made in analyzing
the cost of treating a PCB is that from the 4 main possible streams of the
boards’ treatment, 2 main streams can be neglected since their treatment profit
would be between the other two streams. As a result of which, we would have
the other two main streams which have the extremum profits. Hence to make
it clearer, we will set different names for the different streams’ profits, and
show it in a simpler way:
First category of PCB treatment (Reusing aimed treatment)
Profit of 1st Main Stream (Reusing the Intact PCB): P1
Profit of 2nd Main Stream (Reusing the repaired PCB): P2
Profit of 3rd Main Stream (Reusing the Intact Components of PCB): P3
Second category of PCB treatment (Recycling aimed treatment)
Profit of 4th Main Stream (Recycling the PCB): P4
As it is shown, the 4 main streams are divided in two main categories.
Regarding the first category, its 1st main stream’s profit (P1) would prevail the
profit of other two streams (P2 and P3), since they bear some additional costs
(disassembly, assembly, testing …) which the 1st stream does not have. Hence
based on our assumption, P1 is greater than P2 and P3. Thus, in the cost
analysis, we should compare the P1 and P4 to decide about sending the PCB
to testing step or recycling. Consequently, if P1 will be greater than P4, the
PCB should be tested in “Testing” step and based on its functionality status, it
would be analyzed in the second cost analysis step. On the other hand, if P4
will be greater than P1, for sure it is also greater than the other profits (P2 and
P3) and will be sent to recycling process. Furthermore, it has to be mentioned
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that for calculating the profit of the 1st main stream, it is assumed that the PCB
is functioning and can be sold in the second-hand PCB market.
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output data of
processing step
1st
CA
Bare Board's
mass (Kg)
Price of second
hand PCB PCB's testing cost
The most profitable
stream among reusing
or recycling streams
Components
mass (Kg)
Quantity of each
type of
demanded PCB
PCB's final cleaning cost
-
-
Price of second
hand component PCB's packaging cost
Quantity of each
type of
demanded
component
The Estimated Material
Content of PCB's Packages
(IP step output)
-
The Quantity of HCM
packages (IP output)
Unitary cost of selective
destructive disassembly of
HCM component
(€/component)
Unitary cost of
simultaneous disassembly
of component (€/PCB)
Unitary cost of component
recycling (€/Kg)
Unitary cost of bare board
recycling (€/Kg)
Table 3. 7 The needed data for the “1st Cost Analysis” step
e) Board Testing (BT)
The boards which have passed the cost analysis and reached the “Testing” step
are the demanded boards or those ones with demanded components that
treating them is profitable even if after test step, they will be identified as not
functioning and should be recycled. The main assumption of the test process
is the ability of this step to define 1. State of the functionality of the board, 2.
State of the functionality of each demanded component which is present on the
board. Also, due to electronic issues sometimes the components’ test should
be done after their disassembly. Hence, the output of this step will update the
data and give the precise condition of the PCB, in order to replace the assumed
assumption which, we made in the previous cost analysis step, with the
accurate data. Hence the result of testing the PCB would be 1. Functioning
board, 2. Not functioning board with the specific functioning components (the
components which will be tested, are those ones which are considered as
P a g e | 88
demanded components). Considering the requirement of this step, the testing
procedure of both the PCB itself and also its components should be provided
by the manufacturer, in order to make it possible for the de-manufacturer to
test the PCBs based on it and adjust the testing variables as the precise
measures suggested by the manufacturer.
Figure 3. 5 An Automatic PCB Testing machine in STIIMA-CNR
As far as the data is concerned, the following table 3.8, is showing the crucial
needed data which should be provided for PCB’s test activity. The test of a
PCB should be performed based on a procedure which is known by its
manufacturer. Also, the adjustable testing variables and the precise measures
should be mentioned by the manufacturer in order to let the de-manufacturer
to perform the testing task respecting the needed steps.
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output data of operational
and processing step
BT
PCB's testing
procedure
- -
The status of demanded PCB's
functionality (Does the PCB work
properly or not?)
PCB's testing
variables (voltage,
amperage)
The status of demanded component's
functionality (Does the demanded
component work properly or not?)
Component's
testing procedure
Indicate the place of defective
components, in case of not
functioning the demanded PCB
Component's
testing variables
(voltage,
amperage,
capacitance,
resistance)
The quantity of defective
components
Table 3. 8 The needed data for the “PCB Testing” step
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f) 2nd Cost Analysis (2nd CA)
As regard as the second cost analysis, it is noteworthy to mention, that the
analysis will be done for both streams of the tested PCBs (functioning and not
functioning), in this way, two possible routes could be considered for treating
the PCB:
A. If the PCB passes the testing step with the result of Functioning PCB,
the cost analysis will analyze the profit of treating such a board
considering three possible alternatives which are: 1. Final cleaning and
packaging (profitable to reuse the board), 2. Selective disassembly of its
functioning components and recycle the rest of the PCB (profitable to
reuse its components), 3. Selective destructive disassembly of its HCM
components and recycle them separately from the rest of the PCB
(profitable for recycling)
B. If the PCB passes the testing step with the result of failed PCB, the cost
analysis will analyze the profit of treating such a board considering three
possible alternatives which are: 1. Selective disassembly of defective
components and prepare the board for repair (profitable to repair and reuse
the board), 2. Selective disassembly of its functioning components and
recycle the rest of the PCB (profitable to reuse its components), and 3.
Selective destructive disassembly of HCM components and recycle them
separately from the rest of the PCB (profitable for recycling)
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output data of
processing step
2nd
CA
Quantity of each
type of package
Price of second
hand PCB PCB's testing cost
The most profitable stream
among reusing intact PCB,
repairing the PCB and reuse
it, reusing the components or
recycling streams (send to
"Test" step or not?)
Bare Board's mass
(Kg)
Quantity of each
type of
demanded PCB
PCB's final cleaning
cost
The revenue of each treatment
stream
Components mass
(Kg)
Price of second
hand component
PCB's packaging
cost
The cost of each treatment
stream
Component's
material content
Quantity of each
type of
demanded
component
The Estimated
Material Content of
PCB's Packages (IP
step output)
The profit of each treatment
stream
-
The price of
new
components to
be assembled
The Quantity of
HCM packages (IP
step output) -
- Unitary cost of
selective destructive
P a g e | 90
disassembly of
HCM component
(€/component)
Unitary cost of
simultaneous
disassembly of
component (€/PCB)
Unitary cost of
component
recycling (€/Kg)
Unitary cost of bare
board recycling
(€/Kg)
Unitary cost of
selective
disassembly of
intact component
(€/component)
Cost of component
quality check
(€/component)
Cost of component
packaging
(€/component)
Unitary cost of
cleaning a
component's place
(€/component)
Unitary cost of
assembling new
component
(€/component)
Table 3. 9 The needed data for the “2nd Cost Analysis” step
g) Board Final Cleaning (BFC)
The boards which had been identified as demanded (after image process) and
had passed the testing step with the satisfactory result and finally had been
selected as profitable to be reused, will enter final cleaning step. The
preparation for packaging the PCB regarding its cleanness should be
performed in this step. As regard as the cleaning task, and the cleaning time, it
is assumed that the cleaning task is performed based on the type and level of
PCB’s contamination. Hence the data about these two concepts, which are the
outputs of “Inspection” step, can be used to decide on how to perform the
cleaning activity (which cleaning material should be used for specific
contamination type and level?). Regarding the contamination types and levels
which is possible to be observed on the PCBs, based on the literature review,
the most common types could be either dust (or other dry, free flowing solids)
or grime (dust/dirt mixed with something tacky - oil, wax, etc.). To remove
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dust or other light debris from a printed circuit board it is generally advised to
simply brush the substance with a delicate brush and use a vacuum cleaner or
air blower, to blow them away from the PCB. Grime or greasy dust is
particularly common on monitor chassis boards where high temperatures cause
outgassing of components coated with wax. The wax forms a sticky film on
the board which traps dirt easily and since the high-voltage potential of the
monitor anode will attract airborne particles, monitor boards can become
particularly filthy. Other boards will sometimes become encrusted with dirt
and gunk that simply won't brush away, so more aggressive cleaning can be
become necessary. Grime that appears to be mixed with some form of oil or
wax, will need some form of detergent applied followed by mild scrubbing to
expunge the offending contaminants.
Figure 3. 6 Before and after PCB cleaning
As regard as the required data for this step, the need for data would be satisfied
by the output data of the former step “Board Inspection” which is a part of de-
manufacturer’s PCB treatment line.
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output of the operational
step
BFC - -
Contamination type
(BI step output) -
Contamination level
(BI step output)
Table 3. 10 The needed data for the “Board Final Cleaning” step
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h) Selective Disassembly of Intact Components (SDIC)
The disassembly of the demanded functioning components should be
performed in this step. Two main flows of PCBs are assumed to enter this step:
1. The PCBs, which have been recognized as containing demanded
components (by image process) and have passed the “Board Testing” step with
a satisfactory result, regarding the functionality of the PCB (hence its
components also are intact), 2. The PCBs which have been recognized as
containing demanded components and have passed the “Board Testing” step
with the NOT satisfactory result, regarding the functionality of the PCB but
satisfactory result regarding the functionality of its demanded components.
Regarding the objective of disassembly activity, it should be noted that the
components which will be disassembled, their quality will be controlled in the
quality control step to be sure that they are in a good condition after
disassembly, in order to enter the market. Hence the disassembly task should
be done selectively and accurately. As mentioned before, different components
have different types of joint types to the PCB, hence the joint type of each
component which identifies its disassembly technology should be provided as
one of the input data for this step. Regarding automatic disassembly of
components, also the precise coordination of the components’ place on the
board and their dimensional characteristics and maximum tolerable
temperature would be needed as input data.
Figure 3. 7 Automatic PCB component disassembly station at STIIMA-CNR
The needed data (Table 3.11) for performing the “Selective Disassembly of
Intact Components” could be provided by the PCB’s manufacturer, and as it
was mentioned before, the “Components Place Coordination” would be
beneficial for the disassembly task, just in case of having automatized
disassembly system. By which it means, both the de-soldering and picking of
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the component could be performed by an automated CNC system which can
use the coordination.
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output data of the
operational step
SDIC
Component's placement
code
- - -
Component's placement
coordination
Component's
temperature resistance
Component's
connection type
Table 3. 11 The needed data for the “Selective Disassembly of Intact Components” step
Another method for de-soldering the components which do not harm neither the
component nor the board, is using a low temperature soldering material to help
the de-soldering procedure. The mentioned technology uses a hot air nozzle to
preheat the board and the low temperature solder wire would be melted on the
package’s leads and as it unifies the base component’s solder, it can be removed
by a suction probe. The manufacturer claims that the temperature will not exceed
150 Celsius degrees and as an average, the package can be removed in less than
180 seconds. [36]
i) Selective Destructive Disassembly of HCM Components (SDDHCMC)
Regarding nominating this disassembly step as “Selective destructive
disassembly”, it should be said that we nominated this disassembly step as
“Selective” since the specific components (e.g. big integrated circuits) which
have been identified as HCM Components (the high value components which
their material value is higher than their disassembly cost and are recognizable
by image process step) are going to be disassembled and not all the components
in the same disassembly step. Furthermore, as the objective of this disassembly
task is to collect HCMCs to increase the grade of recycling materials (their
precious material content is high, so, there would be a greater amount of
precious materials in a specific amount of shredded HCMCs comparing the
similar amount of shredded normal components). We also called it
“Destructive”, since the state of intactness of the component after disassembly
would not be important as it will be recycled and not reused again. Two main
flows of PCBs are assumed to enter this step: 1. The PCBs, which have been
recognized as demanded boards or containing demanded components (by
image process) but have passed the “Board Testing” step with the NOT
P a g e | 94
satisfactory result, hence the only profitable task in treating them, would be
using their HCM components for recycling and increasing the material grade,
2. All the other streams of PCBs which do not have any profitability in case of
reusability, thus they have to be recycled.
Regarding the needed data to perform this task more effectively, the
connection type, coordination of the place and also the dimensional
characteristics of the components can be useful to use the proper application
for de-soldering or picking the components. As it is mentioned in the table 3.8,
if the under-processing PCB has not been introduced to the processing system,
hence its precise data regarding the components’ places coordination and
connection type are missing, thus the de-manufacturer could use the output
data of its “Image Processing” station in order to provide the approximate place
and connection type of the target component which is going to be
disassembled.
Step Manufacturer
data
Market
data De-manufacturer data
Output data of the
operational step
SDD
HCM
C
Component's
place code
-
The estimated placement of
packages, if the PCB’s image
is not matched with archived
images (IP step output) -
Component's
place coordination -
Component's
connection type
Component’s
dimensional
characteristic
- - -
Table 3. 12 The needed data for the “Selective Destructive Disassembly of HCM Components” step
j) Simultaneous Disassembly (SD)
Simultaneous disassembly considers all the PCBs that are identified as either
1. Not demanded or not containing demanded components, or 2. PCBs that
although are demanded or contain demanded components, are not profitable to
be treated in various steps, and also have passed the “Selective destructive
disassembly” step. Hence the complementary treatment for the objective of
increasing the grade of recycling material, would be the simultaneous
disassembly of all the remaining components on the PCB.
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Figure 3. 8 Before and after simultaneous disassembly of the PCB
Since for the simultaneous disassembly of the components from the PCB, there
is no need to be cautious about damaging the components or precisely
disassembling a particular component, hence just the dimensional
characteristic of the board is important to adjust the disassembler machine’s
feeder. The PCB’s components simultaneous disassembler machine which is
commonly used nowadays, consists of two rolling blades which with a
sheering force, separates all the components from the board in a mechanical
way, thus its feeder should be adjusted for different thicknesses, width and
lengths of boards.
Step Manufacturer
data
Market
data
De-manufacturer
data
Output data of the
operational step
SD PCB's dimension - - -
Table 3. 13 The needed data for the “Simultaneous Disassembly” step
k) Component Quality Control (CQC)
The aim of this step would be the final check of the intactness of the demanded
components which have been selectively disassembled. So, the incoming flow
of this step would be the output of the “Selective disassembly of intact
components”. Hence, as a result of the testing process, the component could
be either functioning and working properly or defective and not appropriate to
be sent to the market. Based on the quality check result, the component could
be sent to the final “Packaging” step or to the “Recycling” step. As regard as
the data which could be needed for this quality check point, it is noteworthy to
mention that the test of the component to understand whether it works or not,
should be done based on a procedure which is standard and is in hand of its
manufacturer, hence the “Component Quality Control” step based on the
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provided testing procedure could properly perform the test task and give the
final result as the output data (Table 3.14).
Step Manufacturer
data
Market
data
De-manufacturer
data
Output data of the
operational step
CQC Component's
testing procedure
- - The status of demanded
component's functionality
(Does the component work
properly or not?) Each component's
testing variables
Table 3. 14 The needed data for the “Component Quality Control” step
l) Selective Disassembly of Defective Components (SDDC)
Considering the PCBs that should be repaired, one of the main activities that
should be performed, is to precisely disassemble the defective components
which cause the problem and prepare the PCB for the following steps of
reconditioning. This step needs a high level of accuracy and attention since the
disassembly task can cause other defects in the PCB. As regard as the needed
data for this step, it should be noted that the disassembly task is exactly as
precise as the “Selective disassembly of intact components” which was
explained before. Hence the needed data are the same as needed data for
disassembling the intact components.
Step Manufacturer
data
Market
data
De-
manufacturer
data
Output data of the
operational step
SDDC
Component's place
code
- - -
Component's place
coordination
Component's
temperature resistance
Component's
connection type
Table 3. 15 The needed data for the “Selective Disassembly of Defective Components” step
m) Board’s Partial Cleaning (BPC) (Component assembly preparation)
The flow of those PCBs that had been recognized as repairable, after passing
the “Selective disassembly of defective components” step, will enter this
station to be partially cleaned and prepared for the assembly task. To explain
more in detail, the place of those disassembled components which should have
been replaced with the new ones will be cleaned and prepared for “Component
assembly” step. Regarding the needed data for this step, it is noteworthy that
component’s place code can be helpful to easily find where to prepare for
component assembly. Regarding the number of the places that the cleaning
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activity should be performed on, the “Testing” step should provide the proper
data.
Step Manufacturer
data
Market
data
De-manufacturer
data
Output data of the
operational step
BPC Component's place
code -
The number of
defective components
(from BT step)
-
Table 3. 16 The needed data for the “Board’s Partial Cleaning” step
Figure 3. 9 Board’s partial cleaning and preparation for assembly
n) Assembly of the New Components on PCB (ANC)
The PCBs which are going to be repaired, after passing the disassembly and
cleaning steps, then should enter the “Assembly of new components” step. The
most important thing regarding the assembly of a new component is to
assemble a new component with the same functionality, in the place of the
previous disassembled or missing one. Hence the knowledge and data about
the functionality of that specific component and also its coordination and
tolerable soldering temperature should be provided as the needed data, by the
manufacturer. The place and the quantity of defective components can be
provided by the “Board Testing” step, which has identified the problem of a
PCB.
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Step Manufacturer
data
Market
data
De-manufacturer
data
Output of the
operational step
ANC
Component's place
code
-
The place of defective
components (BT)
-
Component's place
coordination
The quantity of defective
components (BT)
Component's
temperature
resistance
- Component's
connection type
Component’s
functionality
Table 3. 17 The needed data from different players and the output data from the
“Board’s Partial Cleaning” step
3.2.1 Main PCB’s treatment flows in the work description
As the main steps of the workflow have been explained, it is possible to illustrate
the general possible routes which pass these steps. Considering the main four
routes that have been mentioned before, we are going to clarify each one and
explain a sample PCB’s assessments to show the decisive causes which put the
PCB in a specific treatment way.
Figure 3. 10 The main assumed flows of the waste PCBs treatment
1. A PCB can be intact, and its reuse is considered as the most profitable
choice
The simplest scenario which could happen is that a PCB which has been
requested by the market as used or second-hand PCB, is available in the
returned EOL PCBs arrived at the de-manufacturer with a functioning
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condition. In this case, the PCB would pass all these following decision-
making steps with the satisfactory result: (1.Board Inspection, 3. Image
Process, 4.First Cost Analysis, 6.Second Cost Analysis related to the
functioning PCBs), thus the route which these boards pass, would be as
follows: the PCB enters the inspection step and will be assessed and its general
condition will be ok since there is not any crack or broken part in it, hence, it
will be qualified as “Not damaged PCB” and enters the second stage in which,
it will be almost clean and without any sever dirtiness. As the PCB has passed
the “Cleaning Step”, it will be processed in the “Image Process” station and it
will be identified as one of the demanded PCBs. After that it is conceived that
the board is demanded, it will be evaluated by the “First Cost Analysis” step
with its assumed assumptions, to be understood if it would be profitable to treat
this board in testing, cleaning, and packaging steps, or not. In this scenario, the
PCB will be identified as “Profitable to be Reused”. As there wasn’t any test
or functionality checker with definitive result till now, so the PCB will be sent
to the “Testing Step”. In this case, the board is functioning and can continue
on its way. Also, in the “Second Cost Analysis” which works with definitive
data gotten from “Test” step, it will be identified as “Profitable to be Reused”.
Hence after a final thoroughly cleaning, the PCB will be packaged and sent to
the market.
2. A PCB can be defective, and its repair and reusing is considered as
the most profitable choice
The second main route would be for those PCBs which are in the same market
demand position as the first scenario’s PCBs are, but regarding their
functionality condition, they have been delivered to the de-manufacturer with
NOT functioning condition. Hence as far as the passed decision-making steps
are concerned, they will pass: (1.Board Inspection, 3. Image Process, 4.First
Cost Analysis, 6.Second Cost Analysis related to NOT functioning PCBs),
considering these PCBs, their passing route would be: The PCB would pass
the “Inspection” step with the “Not Damaged PCB” result, after being cleaned
and processed by the “Image Process” and identified as demanded PCB, it
should be evaluated by the “First Cost Analysis” with its assumed assumptions,
and in this case, the result would be “Profitable to be Reused”. After that the
PCB is identified as profitable to be reused, it should be tested and regarding
in this case, the PCB would be recognized as not-functioning but repairable. In
the following “Second Cost Analysis” step, it will be evaluated if the revenue
of selling the refurbished and repaired PCB would be high enough to cover all
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the Testing, Cleaning, Disassembly, Assembly, Packaging costs or not.
Therefore, the PCB will be sent to “Selective Disassembly of Defective
Components” step and while the defective parts are removed, it will enter the
“Partial cleaning” step to be prepared for repairing and assembling tasks,
which is mounting the new components on the PCB. After all these steps, the
PCB should be tested again in the “Testing Step” to pass the market’s needed
quality and as it passes the test step with the satisfactory result, it will be
cleaned thoroughly and packaged in the last steps.
3. A PCB can be either intact or defective but reusing its functioning
components is the most profitable choice
According to the third mainstream of PCBs, it should be said that the incoming
PCB itself, does not have the market demand but some of its components are
requested by the market. Considering a PCB which is both demanded by the
market and also contains some demanded components, the decision to send it
for PCB market or Component market, will be made in the cost analysis step
which evaluates the profit of selling the whole board or disassembled
demanded components and sell them separately. To name the decision making
steps that the PCBs pass: (1.Board Inspection, 3. Image Process, 4.First Cost
Analysis, 6.Second Cost Analysis related to functioning PCBs or 6.Second
Cost Analysis related to NOT functioning PCBs), in this case the PCB which
is inspected as not damaged, will be cleaned generally and enter the “Image
Process” step, the result of the “Image Process” step would assure the presence
of demanded components on the PCB, hence in this case the following “First
Cost Analysis” step which evaluates the profitability of different treatment
choices, will indicate the component reuse, as the most profitable choice to be
selected. Thus, the PCB will be sent to the “Testing” step, to find out the
definite status of components condition, which have been marked as
demanded. As the test step provides the definitive result about the components’
conditions, the “Second Cost Analysis” step will reevaluate the profitability of
alternative choices, so regarding this case, the most profitable choice would be
treating the PCB to reuse its components. The PCB should be sent to the
disassembly station to disassemble its intact components. As the components
are disassembled, the following “Quality control” step will take care of testing
the component to assure its functionality. The components which pass the
quality check with the satisfactory result, will be sent to packaging and finally
to the market. And those quality failed components will be sent to recycling.
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4. A PCB can be either broken or intact or defective and its recycling
profit prevails over itself or its components’ reuse
As the recycling concept is concerned, there are several streams that end with
the recycling steps. Thus, the possible scenarios that PCBs will go for being
recycled are 1. The boards which are broken or burnet, and are rejected by the
first inspection step, hence will be sent to the recycling steps, 2. The boards
which after being processed by Image process step, are identified as neither
demanded nor containing demanded components, 3. The boards which after
passing Inspection step and Image process (are considered as demanded PCBs
or containing demanded Components) but in the first cost analysis step, they
are recognized as not beneficial to be sent forward, hence they follow the
recycling procedure, 4. Those PCBs which have been identified as demanded
PCB or containing demanded components and also passed the test step with
the satisfactory result but after analyzing the expenses that should be paid, the
recycling would be selected as the most profitable choice, and 5. Those PCBs
which have been recognized as demanded or containing demanded
components but have passed the test step as defective boards, and finally their
recycling is selected as the most profitable choice from the second cost analysis
step.
3.2.2 The need for a collected database about each PCB
Considering the assumed treatment flows of the returning EOL PCBs, it is
obvious that a wide range of data and information are needed to efficiently
perform the needed tasks in both working and processing stations. In this part, we
would focus on the PCBs data gathering and the reason for their presence in our
suggested database, which the manufacturer could provide.
Considering PCB’s circular economy and its main role players (manufacturer,
EOL products collector, de-manufacturer and recycler), the presence of
information, its availability and advantage for the subsequent player can make
PCB’s circular economy more and more optimized, efficient and profitable, and
hence, give better economic, environmental and financial results.
Nowadays there is not such a set of collected data related to EOL PCBs which
could serve the recycler to understand the PCBs’ potential financial value, to help
system optimization and individual operational tasks. Thus, a common way to
evaluate the potential value of a board from de-manufacturing and especially
recycling point of view will be done just by taking an overall look over the board
and grading them as low, medium or high grade. As it can be understood, this way
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of board’s grading and assessment is not based on a precise measurement or
knowledge-based method, so it can affect the recycling process and make it as an
inefficient work.
3.2.3 The structure of the database and its different sections
As it was discussed at the first part of this chapter, the data that is needed to be
used in the de-manufacturing process, comes from different parties, thus it is
needed to be understood that this need of information is something different from
the data which a manufacturer holds and can provide. As an example, the material
content of each component on the PCB is not known by the manufacturer of the
board, but it is mentioned as the needed data. So, it should be noted that the
following proposed set of data does not consider whether the manufacturer holds
the data and easily can provide it or should ask from its upstream suppliers. As a
matter of fact, the set of proposed data which is essential for optimizing the de-
manufacturing processes, cannot be acquired for free for the manufacturer, but
considering the beneficial result of the efficient de-manufacturing process and the
margin which could be generated, it can be considered as an investment. The
PCB’s proposed collected database contains the information which can be
beneficial for different aspects of de-manufacturing or particularly recycling
processes, such as being beneficial in economic, operational, financial and
environmental point of views. In this case, the structure of the database and the
need for such an information base will be presented. it is vital to remind that some
of the proposing data are needed to help with the recognition of the EOL product
which is going to be processed, such as the products picture, weight, and size that
are used in the “Image Processing” step and are considered as the source of
comparison of the under-process product and its original one before entering the
consumption phase.
a) PCB’s Code and picture
The basic information for identifying and recognizing a PCB can be its image
and more specifically its code number. In order to understand which board the
collected data are referring to, especially in the case of process automatization.
By using automatic recognition system for the boards, a reference image is
needed to be used for matching the other same type of incoming boards with
the reference one, and as a result, identify it as the same board to the one in the
database. Meanwhile, the database should be completed by another data which
shows the “Market Demand”, regarding the PCB or each individual electronic
component. Hence the boards can be identified, and their demand status can be
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understood. Furthermore, in order to give a better view of the board and its
components’ types, a picture can give a better understanding by giving a visual
sense instead of the numerical data. Regarding the PCB's code, it is obvious
that the code of a PCB can play a vital role to help fit the market data and de-
manufacturers gathered data (the photo that will be acquired from the board, is
recognized as de-manufacturers gathered data). The code addresses a specific
type of board among a wide range of coded PCBs with completely different
parts and information.
b) PCB’s Physical characteristics
As mentioned before, each one of the collected data can affect different aspects
of the de-manufacturing or recycling processes. In this case, physical
characteristics of a board such as dimensional measures and weight can play a
crucial role in designing an automated treatment line’s feeding mechanism and
also the design of an automated disassembly line’s fixtures. To go more into
detail, the board’s dimension is a primary data for each one of the processes
like cleaning, visioning, assembly or disassembly stations and also packaging.
As it can be understood, the dimension of the boards can help to design an
automatic treating line. Considering the need for the dimension of a board, it
should be mentioned that for the classification of the PCB which is under
process in image process step, it would be needed and helps to classify a board
as a phone board, motherboard, telecommunication board or ….
c) PCB’s Production related data
As regard as the importance of a product’s lifespan from the de-manufacturing
or recycling point of view, it would be interesting to know the quantity and
also the status of a product in its service life, in order to estimate its returning
time to the recycling phase and plan for the incoming load of EOL PCBs.
Considering the average life span of a product such as PCB, there is a wide
variety of different factors (such as working temperature, vibration, working
environment pollution, the number of components and the possibility of each
component’s failure in functionality) that each one can play a significant role
in defining the life span of a PCB, so it cannot be a precise number but based
on the number of returned PCBs for repair and the manufacturers estimation
of their life, more or less it can be estimated and considered as the PCB’s
lifespan estimation. The database can provide the Production date, Produced
Quantity, and Estimated lifespan as the helpful data in this concept.
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d) Component’s type, quantity, code and functionality information
Regarding the market’s need for second-hand electronic components, it would
be obvious that the information related to the mounted components on the
boards will be important from the dismantler or recycler’s point of view in
order to be able to link the data from market’s need and their available
components in hand. Hence, general information such as the components’ type
(package, capacitator, relay…), package type (QFP, SOIC, DIP…) and their
functionalities make the planning process easier and feasible to systemize the
recycling process and cope with the market demand. Furthermore, as each
component is distinguished by a specific code, the availability of components’
codes can make it easier to exactly search for a specific component with a
unique code on a range of different boards with different codes. The
importance of providing a set of components’ codes becomes more logical
while thinking of a fully trained visioning system, which is responsible to take
the board’s photo and match it with a reference board’s photo to give a list of
its useful components and their available quantity.
e) Component’s needed data related to de-soldering and picking tasks
Data regarding the physical characteristics of each component is needed from
an operational point of view in assembly, disassembly, cleaning, packaging
and even recycling processes. As regard as the means and tools which are used
to assemble and disassemble or dismount the components from the board, the
physical and dimensional information will be essential in order to use the
proper heating tool and gripping method. Some of the dimensional
characteristics can be used to define the needed tool and equipment to heat or
grip the components but also, they would help to define the strength of a
component against heat and decide about the heating technology or
temperature, which is explained more in the following section that is talking
about soldering profile and the recommended heating profile for each
component. As regard as components connection type (SMD or PTH), the
related data help to choose among the present disassembly technologies and
decide on which method the dismantler should carry out to get a better result
in case of part’s intactness, quality and overall efficiency of the system.
Considering the assumption of returning and reusing the used electronic
components in the market, the components’ intactness and sensitive selective
disassembly gets a high level of importance, hence based on the parts’
connection type and the dimensional features, the recommended de-soldering
temperature can be presented, in order not to affect the functionality of the
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components. Based on a manufacturer’s document (Freescale semiconductor
Ltd) regarding the temperature limit of a package, it is claimed that the
tolerable temperature for a component for maintaining its functionality, is a
function of its thickness and total volume (Table 3.18, 3.19), thus regarding
the importance of not damaging the PCB or its components in case of being
repaired and reused, the dimensional data about the components will help to
dedicate a specific soldering or de-soldering temperature, during assembly or
disassembly tasks respectively.
Package thickness Volume mm3 < 350 Volume mm3 ≥ 350
< 2.5mm 240+0/-5°C 225+0/5°C
≥ 2.5mm 225+0/-5°C 225+0/5°C
Table 3. 18 Package Peak Temperature for SnPb Solder Materials [37]
Package
thickness Volume mm3 < 350 Volume mm3 350-2000 Volume mm3 > 2000
< 1.6mm 260+0°C 260+0°C 260+0°C
1.6mm-2.5mm 260+0°C 250+0°C 245+0°C
≥ 2.5mm 250+0°C 245+0°C 245+0°C
Table 3. 19 Package Peak Temperature for Pb-free Solder Materials [37]
f) Component’s formative precious materials information
To evaluate the intrinsic value of a PCB (from recycling perspective), it would
be a good estimation to evaluate its value, based on its consisting precious
metals (Gold, Silver, Copper…) and their used quantity. Hence the present
content of each precious material in the components is presented and make it
possible to assess the intrinsic value of the board just based on the components’
material value. As a matter of fact, the value of each component (in case of
recycling) comes from its precious metals, hence for calculating this value and
use it as one of the needed data for cost analysis, the quantity of each used
element in the components will be so important.
g) Component’s Place code on the board and its coordination
Thinking about automatization of a boards’ components’ disassembly or
assembly line, the coordination of each component can be used by a computer-
aided heating and gripping system, in order to de-solder and dismount the
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component from the board, and also solder new components on board (in case
of repairing the board). So, based on this hypothesis and for trying to pave the
ground and make it easier to implement an automated system to disassemble
the components from the boards, the place coordination of each component is
presented and in order to just make it easier to find a specific component by
just viewing the board, the place code can also be provided.
It is noteworthy to remark that, the collected data could be supportive in
different aspects of de-manufacturing procedure, e.g. the coordination of each
component would be used if an automated assembly or disassembly
application could be used, otherwise there would be no need to provide such a
database for the de-manufacturer or the number of each component would be
useful for comparing the output of image process (the number of each present
component on the PCB which is under process) with the number of
components which should be present on the same board type.
In the following parts of this work, we have tried to implement these introduced
data in an optimization program with an objective function of operating cost
minimization, thus to maximize the potential profit, out of EOL PCBs.
h) PCB and the components’ testing data
As far as the testing process is considered as a crucial recognition step to get
the status of a board or even its components, we must consider its needed
information in the PCB’s database. The data regarding the test of a PCB would
be clustered as highly technical information. The testing Voltage and Current
would be considered as the main data and for the components, the testing
Voltage, Current, Resistance, and capacitance are among the most important
and main ones.
3.3 Economic model
As it was claimed in the first part of this work, the main objective of defining such
a work methodology and also defining every needed data type for the waste PCB’s
treatment steps, was to benefit the PCB’s de-manufacturing procedure and help
to optimize it.
The economic model which is presented in this section is going to link the data,
which come from different parties like the manufacturer and the market and also
is achieved by the de-manufacturing different activities (PCB Inspection, Image
process, Testing …) on the PCBs. The economic model will be used as the basis
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of the cost analysis step which takes the data from the manufacturer’s provided
database and also could be updated with the new sets of data coming from related
processing points, simultaneously as the PCB is under process. The economic
model will support the decision-making step in giving the most profitable path for
treating the PCBs.
In order to present the model, it would be better to break the concept of “Cost”
down into its sub-sections and afterward assign different types of expenses related
to different types of PCB’s treatment activities, to each one of the cost sub-
sections.
As far as the cost of PCB’s de-manufacturing is concerned, it is noteworthy to
mention that the cost is a sum of two types of costs which are either “Fixed” or
“Variable”.
Cost = Fixed costs + Variable costs
Regarding the fixed part of the costs, which contain the Investment, Rent,
Equipment’s indirect energy costs, and Administrative costs, they will not appear
in our model, but they will be used in order to define the break-even point of de-
manufacturing activity. Thus, it would define the payback time. The part of
variable costs would be the defining and decisive part in our economic model
since it comprises all the variable cost elements that depend on the PCB’s needed
treatment steps. In order to make it clearer that how the variable costs of various
processing steps would help the decision-making task to find the most profitable
PCB’s treating stream, it would be needed to break it down into different sub-
sections and analyze them one by one and define the variable costs of different
processing steps.
In the following part the variable costs will be presented more in detail:
Variable costs = Direct labor cost + Direct material cost + Direct
energy cost
“Direct labor cost” is defined as a variable cost in estimating the PCB’s overall
cost. Since the cost analysis step compares the revenue and the costs of treating
one unit of PCB, and also because the different PCBs have different streams of
treatment, hence it is not logical to divide the labor salary over the number of
treated PCBs. And it is needed to assign each PCB, its own related costs. In order
to define the labor cost of each PCB, the efficient time which is spent over it in
different steps should be calculated and be summed up. Hence as it is shown in
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the formula, the overall direct labor cost would be the sum of the direct labor cost
of all the passed steps by the treated boards.
Total direct labor cost (DLC) of a PCB =∑ 𝐷𝐿𝐶(𝑖)𝐼
𝑖=1
DLC = Wage Rate (€/h) * Processing Time (h)
Operational step (i = the index of operational step)
The assumed number of operational steps (I = 17, Based on our work description)
Regarding the second part of the cost formula, the “Direct material cost” of the
PCB’s treatment should be calculated. It covers all the costs of the used materials
which are needed for a PCB’s treatment in each one of the passed operational
steps. As an example, in case of using cleaning substances in cleaning step or
using new components and solder material in the assembly step, their costs and
material expenses which directly is spent on a specific board should be taken into
account and be summed up as a total material cost of a specific PCB.
Total direct material cost (DMC) of a PCB = ∑ ∑ 𝐷𝑀𝐶(𝑖, 𝑗)𝐽𝑗=1
𝐼𝑖=1
DMC (j) = ∑ 𝑃𝑟𝑖𝑐𝑒(𝑗) ∗𝐽𝑗=1 𝑈𝑠𝑒𝑑 𝑞𝑢𝑎𝑛𝑡𝑖𝑡𝑦(𝑗)
DMC: Price of Used Material (€/Component or €/Unit of Used Material) *
Quantity of components or Units of used material
Operational step (i = the index of operational step)
The assumed number of operational steps (I = 17, Based on our work description)
Material type (j = the index of used material type)
The assumed number of used materials in each step (“J” depends on each step,
e.g. in assembly step, if we have 3 different types of components to assemble on
the board and also the soldering material, then “J” would be equal to 4)
Considering the third part of the costs, it refers to the “direct energy cost” which
exactly has been spent for a PCB by the different equipment.
Some costs can be referred to as mixed costs. An example could be electricity, the
electricity usage may increase with production but if nothing is produced a factory
still may require a certain amount of power just to maintain itself. Based on
literature “Overheads are the expenditure which cannot be conveniently traced to
or identified with any particular cost unit, unlike operating expenses such as raw
material and labor. Therefore, overheads cannot be immediately associated with
the products or services being offered, thus do not directly generate profits.” [38]
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Hence it could be considered as an overhead cost which has no relation to the
production. In the following part, based on the mentioned work description and
also the explained steps of treating or processing the PCBs, the table of related
costs are provided.
Total direct energy cost (DEC) of a PCB = ∑ 𝐷𝐸𝐶(𝑖)𝐼𝑖=1
Operational step (i = the index of operational step)
Direct Energy Cost: Equipment energy consumption rate (kW) * Energy cost
(€/(kW.h)) * Processing time for each PCB (h)
The assumed number of operational steps (I = 17, Based on our work description)
The assumed number of processed PCBs (Y=2000, Based on our processed
hypothetic PCBs)
Hence, as a result, the overall variable treatment cost of a PCB could be
summarized in the following formula which is the sum of all the variable costs of
“direct labor cost”, “direct material cost”, and “direct energy cost”.
Variable costs
∑ (∑ 𝑫𝑳𝑪(𝒊, 𝒚)
𝑰
𝒊=𝟏
+ ∑ ∑ 𝑫𝑴𝑪(𝒊, 𝒋, 𝒚)𝑱
𝒋=𝟏
𝑰
𝒊=𝟏 + ∑ 𝑫𝑬𝑪(𝒊, 𝒚)
𝑰
𝒊=𝟏)
𝒀
𝒚=𝟏
Considering the potential achievable revenue from de-manufacturing the EOL
products, it would be possible to formulate it in the following way. Obviously, the
output of the de-manufacturing process depends on the various factors such as the
market demand and also the condition of the under-process product, thus the main
parts of the revenue model, are the coefficients of the decision-making steps and
the price of possible outputs (PCB, component, and material). (Figure 3.11),
(Table 3.20)
Revenue of treating a PCB
∑ (𝑷𝑶𝑩 ∗ 𝟐𝒏𝒅𝑪𝑨𝑹𝑩(𝒚) + 𝟐𝒏𝒅𝑩𝑻(𝒚) ∗ 𝑷𝑶𝑩 + 𝟐𝒏𝒅𝑪𝑨𝑹𝑪(𝒚)𝒀
𝒚=𝟏
∗ [𝑷𝑶𝑪 ∗ 𝑵𝑸𝑪𝒑𝒂𝒔𝒔𝒆𝒅𝑪(𝒚) + 𝑪𝑴𝑽 ∗ 𝑵𝑸𝑪𝒇𝒂𝒊𝒍𝒆𝒅𝑪(𝒚)]
+ [(𝟏 − 𝑩𝑰𝑹(𝒚)) + (𝟏 − 𝑩𝑫𝑺(𝒚)) + 𝟏𝒔𝒕𝑪𝑨𝑹𝑹(𝒚) + 𝟐𝒏𝒅𝑪𝑨𝑹𝑹
+ (𝟏 − 𝟐𝒏𝒅𝑩𝑻(𝒚))] ∗ [𝑵𝑪 ∗ 𝑪𝑴𝑽 + 𝑩𝑩𝑽 + 𝑯𝑪𝑴𝑪𝑽 ∗ 𝑵𝑯𝑪𝑴𝑪(𝒚)])
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Figure 3. 11 Representation of the coefficients of the main assumed flows of the waste PCBs treatment
P a g e | 111
Damaged Board Not Damaged Board
BIR Board Inspection Result 0 1
Not Demanded Board Demanded Board
BDS Board Demand Status 0 1
The Quantity of Demanded Components
NPDC Number of Present
Demanded Components ≥ 0
Profitable to Reuse the Board
Profitable to Reuse the Components
Profitable to Recycle the Board
1st CARB
1st Cost Analysis Result for Board reuse
1 0 0
1st CARC
1st Cost Analysis Result for Component reuse
0 1 0
1st CARR
1st Cost Analysis Result for Recycling
0 0 1
Not Functioning Board Functioning Board
1st BT 1st Board Test 0 1
Profitable to Reuse the Board
Profitable to Reuse the Components
Profitable to Recycle the Board
2nd CARB
2nd Cost Analysis Result for Board reuse
1 0 0
2nd CARC
2nd Cost Analysis Result for Component reuse
0 1 0
2nd CARR
2nd Cost Analysis Result for Recycling
0 0 1
Not Functioning Board Functioning Board
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2nd BT
2nd Board Test 0 1
POB Price of Board
MP Material Price
M Material Type
MCC Material Content of Component
Table 3. 20 Abbreviation clarification and the meaning of coefficient values
To clarify the abbreviations, and make the formula easier to understand:
BDS: Board demand status (1 for demanded PCB, else 0)
2nd CARB: Second cost analysis result for reusing the board (1 for profitable to
reuse the PCB, else 0)
1st and 2nd BT: First and second board test results (1 for passed, 0 for failed)
POB: Price of Board
2nd CARC: Second cost analysis result to reuse the components (1 for profitable
to reuse the Components, else 0)
NQCpassedC: number of quality control passed components
POC: Price of Component
M: Material type
MCC: Material Content of Components
MP: Material Price
Consequently, by having the cost and revenue of each PCB’s treatment, it is
possible to get its relevant profit and compare it to the other possible treatments
such as recycling or even its disposal.
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4 Case study and application of the
model on the case
In this chapter, we are keen to specifically focus on Italtel case study and applying
the explained economic model to this case. Firstly, the company will be briefly
described and secondly, its target boards on which the work has been done will
be introduced. Furthermore, the related and needed gathered data, application of
the presented economic model on the case and finally, the results of such a model
application will be presented.
4.1 Italtel and Italtel’s boards
Italtel case study refers to an Italian PCB manufacturer which produces
telecommunication and network boards. Regarding the fast growth of technology,
while some of the boards, which have been used in the telecommunication
industry, are still functioning, others have reached their end of life stage and
should be replaced by the new ones. Hence, they need to be treated and returned
to the circular economy loop. As it was illustrated in the previous chapters, the
PCBs are considered as urban mineral resources of precious materials, and also
containing valuable functioning components which can be reused as backup
items. So, this stream of returning end of life PCBs can be considered as an
opportunity for the manufacturing company. As a result, the company has shown
an interest in understanding the potential value of these boards and also how could
ease the de-manufacturing task by providing the de-manufacturers or recycler’s
needed data. The first part was the subject of previous work which was done by
Paolo Citterio [2] and the second part, concerning “How to use the data?” is the
subject of this work.
As regard to the wide range of produced PCBs by the company, the work had
been started concentrating on the most produced ones which consist of fourteen
“User-Interface” and six “Power-Supply” PCBs. For the first part of the study, the
preliminary analysis will be executed on the Italtel’s PCBs sample and the needed
data which is illustrated in the third chapter will be gathered for the Italtel case.
In the following part, we would apply the proposed economic model on the case
and try to get the results considering the various possible scenarios.
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Figure 4. 1 The sample of Italtel’s User-interface and Power-supply PCBs
4.2 Preliminary analysis and the review of the work
which had been done on the data gathering of the
PCBs
The starting point of the work, started with the data provided from the former
study which had been done considering the PCBs’ components, types, present
precious materials and their amounts. Considering the previous work, it has been
mentioned that the PCB’s image acquisition is the vital step and based on its
result, it could be decided what grade the PCB is or which components it contains.
The data which had been gathered about the PCBs had supported the detailed
material estimation model for estimating each specific component’s amount of
precious materials. Hence as the final result, each PCB’s value was estimated
based on its main precious metals. [2]
Regarding the PCBs’ possible useful data which could be used in recycling or de-
manufacturing procedure, different main aspects were evaluated. The main
needed data and information, are economic, environmental and operational ones.
Considering the previous study, we faced some lack of information which
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considering operational or environmental issues could be seen as needed data. The
former study was mainly focused on the economic aspect and the PCB’s value
regarding its precious materials.
As the “Image Process” provides crucial data in the PCB’s treatment decision
making, it is noteworthy to explain more what has been done and what could be
achieved as an output from this workstation. The visioning system of PCBs which
is performed by Dott. Baiguera in STIIMA-CNR laboratory provides the
opportunity to capture the PCB’s image and based on the color differentiation,
understands the presence of a variety of components on the boards, especially ICs
(integrated circuits). In the following figure 4.2, the captured image from a PCB
is shown and the different packages are highlighted as the identified components.
In the image processing workstation in STIIMA-CNR the work is under
improvement and till now the level of PCB recognition is quite good at perceiving
the type of different packages and, since the system is provided with the data that
each package type consists of which materials and in what quantity, hence the
total material estimation would be feasible. In the following Figure 4.2, it is
visible that the different boards have been analyzed and their packages are
recognized. The occurrence of some errors regarding both the partition algorithm
and the classification one could happen, but generally, this doesn’t have a negative
impact on the final material estimation.
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Figure 4. 2 PCB’s analyzed image by the software
The image acquisition system performance would be as follows. The boards are
analyzed using the visioning system which consists of a LED light to enlighten
the boards and to avoid shadows, a linear camera to take high-quality pictures,
which will be reconstructed in a single image as in figure 4.2, and a transportation
belt to transport the boards. Once the pictures have been taken, they are elaborated
by a specific software which is developed by the researcher to recognize the
different components on the board. In figure 4.2, the different recognized
components are colored and categorized, as the large QFP package in the center
and many SOICs and D2PKs. This system, together with a classification
algorithm, based on weight and dimensions, has to be considered as PCBs sorting
instruments. This system is ready to be transfer to a real industrial facility. [2]
As a matter of the fact, the general work methodology that has been presented in
the third chapter covers all the possible scenarios, which a returning PCB could
have. For the application of the board, we have focused on Italtel PCBs, which
based on company’s representative’s belief, there is no demand in the market for
PCBs, but its components, and hence it is comprehended that the possible
scenarios for the PCBs, would be reusing the components and recycling. Although
it is conceived that the PCBs of Italtel will not have the scenario of reusing the
boards, just to verify the program which is based on the work description and
economic model, their provided database contains those data which is needed for
other scenarios and it is assumed that some of the PCBs have market demand.
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4.3 Data gathering and data structure
The need for a collected group of data and information about the four Italtel’s
boards which their data was provided by Italtel will be explained in this chapter
and also the reason of the presence of each kind of data in the database will be
presented. The studied PCBs are three User-Interface and a Power-Supply PCB
among the twenty PCBs which had been studied in the previous work done by
Paolo Citterio. [2]
In the case of Italtel’s EOL PCBs, there is a wide time gap, starting from their
production until their final disposal to the third-party collectors or recyclers. In
this case the de-manufacturer and recycler who want to treat the boards need a set
of information and data by which they could optimize their decision-making
procedure about purchasing decision and operational decisions.
The structure of the Italtel’s PCBs’ databases and their different sections
I should be noted that the Italtel Company provides all the needed data. The
establishing and organizing of a profitable database for the recycler could be an
interesting objective in our work. Therefore is important to create a reasonable
structure for the useful data, which will be the main aim of the project.
The PCB’s collected database contains the information, which can be beneficial
for a different aspect of de-manufacturing or particularly recycling processes,
such as being beneficial in economic, operational, financial and environmental
point of views. In this case, the sample form of the structure of the database and
the need for such an information base will be presented. As the sample case, the
information about the PCB code S7338-L6030-U2-A2 is presented.
PCB code: S7338-L6030-U2-A2
This specific PCB is recognized as one of the User-Interface PCBs with a
“Medium” level of grade (regarding the former study on the material value
estimation), as it is shown in Figure 4.4, the PCB is mostly containing just SOICs
and QFPs which are considered as the high-value components regarding the level
of gold content. More precisely speaking, regarding its interesting components
from the recycling point of view, there are 90 notable different components from
which, the number of different types of packages are 60 SOICs, 16 QFPs, 12
Tantalum Capacitor, 1 DIP and 1 DPAK.
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Figure 4. 3 Italtel PCB S7338-L6030
Regarding the table of the database, and specifically considering the economic
point of view, firstly, the most valuable packages are selected as the most
important components for which the mentioned database should have been
completed. Hence as the first column, the name of the packages are listed.
Secondly, in the next column, we have the number of packages as a useful type
of data in order to multiply their unitary bearing costs or revenues. In the third
place, the code of each component will be presented, as it would be needed to
match the market request of components with the available components on EOL
PCBs. In the fourth column, also the functionality of the component is available
as the supportive data for matching the market demand with available
components, in case of reusing them after disassembly (regarding the reuse of the
intact components). As the fifth place, the packages’ formative precious materials
and their present amount are provided (regarding recycling choice). The amount
of precious metals is estimated based on statistical approaches. [2]
As regard as the operational point of view, in the next columns, we have foreseen
the need of the data related to the “Maximum Temperature Resistance”,
“Connection Type”, “Place Code”, and “Place Coordination” just to ease the
disassembly or assembly of the components. The place code and coordination of
the components (in case of automated assembly or disassembly) will get a high
level of importance. As the last data, the dimension of each component also is
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needed for the gripping task which is another operational activity in assembly or
disassembly.
Component Quantity Code Functionality Materials(mg) Temperature
Resistance(°c)
Connection
Type
Place
Code
Coordination
Au Ag Cu X Y
SOIC 20 1 74abt240 Buffer/Line
driver 0.63 1.7 219.7
260 SMD U2 33528000 25400000
2 74ac273 Flip-flop U51 27432000 1684000
U62 21336000 9398000
QFP 68 1 hd64180 Microprocessor 1.81 2.68 1429
245 SMD U37 17907000 14224000
DIP 32 1 27c1001 UV EPROM 0.65 1.15 710.8
245 PTH U55 16002000 11176000
… … … … … … … … … … … …
Table 4. 1 Sample of the database regarding the PCB S7338-L6030
The detailed sub-sections of the database is explained precisely in the following:
a) PCB’s Code and picture
PCBs are identified by a wide range of codes which each one specifies a kind of
PCB with a specific functionality and range of characteristics. The Italtel PCBs
comprise a barcode and a written code which is shown in Figure 4.4 In the
database, the picture and code are inserted, to be useful as a source of picture
comparison in the “Image Process” step and also be used in “Demand Analysis”
respectively.
Figure 4. 4 Front and rear of an Italtel PCB code S7338-L6-30-A2-A1
b) PCB’s Physical characteristics
General information such as dimensions or the weight of the PCB which can be
helpful to give an overall vision and comprehension of the PCB to the recycler or
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de-manufacturer and also can be used as a basic and essential data to design any
treating machine will be provided in the database. Regarding this specific model
of PCB, we have the following table of data.
Board Dimension (mm) Board weight (gr)
415 × 248 460
Table 4. 2 Dimension and weight of the Italtel PCB S7338-L6030
c) PCB’s Production related data
As regard as the production data of Italtel’s PCBs, the precise data except for the
total quantity of production, couldn’t be provided by the manufacturer, hence the
range of the years of production is presented in the database. As the lifespan of
the PCB is concerned, it was estimated based on the assumed lifespan that the
manufacturer had expected at first of production and also the duration of their
service time which has been exceeded from that of manufacturer’s expected value.
The production-related data is provided in the following table 4.3.
Board Production
Start date 1990
Stop date 2001
Produced Quantity 131770
Average lifetime (year) 30
Table 4. 3 The Production related data of the Italtel PCB S7338-L6030
d) Component’s type, quantity, code and functionality information
Regarding the presence of various types of components, to provide a complete
database which could be useful to give the detailed components’ information, the
type, code and functionality of the components are provided. As it was mentioned
before, the reason for their presence is giving more data in order to make the
searching for the market’s demanded components among the available
components on waste PCBs easier and possible. As an example, just to make it
clearer, if the demand is about a component with different “Component Code”,
then the other types of data like the type of component and its functionality, could
make it possible to match them, even the codes are not the same (Table 4.4). This
deviation of codes happens when the production of a specific component has been
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stopped and the other manufacturer has produced the same component with the
same characteristics and functionality, with another code number.
Data Type Market Demand Availability in WPCB
Component Code AS6C1008 m5m51008
Component Package Type SOIC 32 SOIC 32
Component Functionality SRAM SRAM
Table 4. 4 Deviation of the component codes for the same component
A part of the structure of the explained data of the Italtel PCB S7338-L6030-U2-
A2 is shown in the following Table 4.5.
Component Total Quantity Type Quantity Component
Code Functionality
SOIC 16 12
1 rs232 Dual Transmitter / Receiver
3 74act109 Flip-flop
1 74act175 Flip-flop with master reset
1 ds34c87m Differential Line Driver
2 74LS123 Monostable multivibrator
1 ds34c86m Differential Line Receiver
2 74act161 Binary Counter
1 74act138 Decoder / Demultiplexer
SOIC 8 1 1 tl7705a Supply Voltage Supervisor
QFP 68 1 1 hd64180 Microprocessor
QFP 44 1 1 z85c3010 Communication Controller
DIP 32 1 1 27c1001 UV EPROM
Table 4. 5 Sample of Italtel PCB S7338-L6030 database, as the component introduction data
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e) Component’s needed data related to de-soldering and picking tasks
A part of the data which is provided in the gathered database, considering the
operational tasks like de-soldering or picking of the components, for the Italtel
PCB S7338-L6030-U2-A2 is presented in Table 4.6. As it is visible, concerning
the de-soldering task we have provided dimensional and the connection type of
the components, since the dimensional data, can define the highest tolerable
temperature for de-soldering and the proper dimension of the component picking
gripper. Whereas the connection type can define the de-soldering technology that
should be used in disassembly activity. In the database, the component’s highest
tolerable temperature is written under one of two present clusters of de-soldering
(Reflow and Wave), depending on the component’s connection type. In this case
for the PTH components which are assembled on the board and can be de-soldered
by both wave and reflow de-soldering methods, the component’s highest tolerable
temperature is written under the both methods, while for the SMD components,
that the “Wave de-soldering” is not possible, the component’s highest tolerable
temperature is written just under the “Reflow de-soldering”.
Component Type
Quantity
Thickness
(mm)
Dimension (mm) Connection
Type
Package
Volume
(mm3)
Temperature resistance (C)
Length Width Diameter Reflow de-
soldering
Wave de-
soldering
SOIC 16
1 1.9 10.2 5.3 -
SMD
102.714 260
-
3
1.6 9.9 3.9 - 61.776
260
1
1
2
1
2
1
SOIC 8 1 1.65 4.9 3.9 - SMD 31.5315 260 -
QFP 68 1 3.9 24.23 24.23 - SMD 2289.66231 245 -
QFP 44 1 3.3 16.6 16.6 - SMD 909.348 245 -
DIP 32 1 4.2 41.9 13.2 - PTH 2322.9 245 245
Table 4. 6 The data regarding the De-soldering and Picking tasks
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f) Component’s formative precious materials information
As regard as the recycling point of view, the source of revenue comes from the
PCB’s material content. The major part of the precious materials of a board comes
from its components, hence the data regarding the formative materials of the
Italtel’s PCBs had to be considered in the database as an important part of the
database to serve the recycler’s need for defining the most valuable components
which considering their recycling costs, their treatment would be beneficial. To
be more precise in explaining how to define the “Valuable components”, it should
be said that the variable costs of recycling for each recycler would be something
unique because the type of used recycling equipment could be from a wide range
of different types, hence different prices. As a result, the investment cost for
different recyclers would be different from the other ones. As a matter of fact, the
threshold of the components’ value can help to define the point in which the
component’s destructive disassembly and recycling costs would be equal to its
revenue coming from its formative materials. Hence the threshold of the
component’s value would define the break-even point in labeling a component as
a valuable component (“High Concentrated Material (HCM) Component”) or an
ordinary component. As it is explained before, the selective destructive
disassembly of the HCM components will be performed to increase the final grade
of the output powder of shredding machines. Hence the decision regarding the
choice of selecting the treatment path for a component as an HCM component’s
treatment path will also be made by getting the help from the following material
content database Table 4.7.
Component Type
Quantity
Materials of one component (mg)
Au Ag Cu Ni Ta Fe
QFP 68 1 1.81424 2.68 1428.8 - - -
QFP 28 1 0.74704 2.68 643.8165 - - -
DPAK 1 0.002 0.019 200.844 - - -
Tantalum
Capacitor 12 - 4.176 - 6.96 59.504 9.168
Table 4. 7 The formative material content of the components
g) Component’s Place code on the PCB and its coordination
As the final part of the PCB’s database, the place of the component is going to be
presented as a crucial data for finding the exact component on the board.
Considering the market demand which requests a precise component with a
specific type, code, and functionality, if the waste PCB is going to be treated in a
way which its component will be reused, so the exact component should be easily
P a g e | 124
found. Hence the place code and coordination would be needed to recognize the
right component, about which the database is giving the information. The sample
of Italtel’s PCB’s component information regarding the place code and
coordination is presented in Table 4.6.
Component Type
Quantity
Place Code Coordinate on Board
X Y
SOIC 16 1 U79 15240000 4826000
3 U19 18288000 20574000
U44 24384000 13716000
U63 18288000 9144000
1 U69 21336000 6858000
1 U32 33528000 16002000
2 U3 24384000 25146000
U24 30480000 18288000
1 U23 33528000 18288000
2 U18 21336000 20574000
U27 21336000 18288000
1 U59 30480000 9144000
SOIC 8 1 U10 27305000 22606000
QFP 68 1 U37 17907000 14224000
QFP 44 1 U71 14732000 7112000
DIP 32 1 U55 16002000 11176000
Table 4. 8 A part of the database regarding the components’ places
4.4 Economic model application
The application of the model on the case will demonstrate the difference between
the profit of EOL PCB’s information-provided de-manufacturing and the profit
which comes from the basic recycling treatment of EOL PCBs without the
exploitation of any type of data and information. Before going more into detail, it
is essential to highlight the assumed assumptions and the main hypothesis which
is made in this application.
Considering the Italtel’s case, the 4 different types of PCBs (3 User-interface and
1 Power supply) were studied and after gathering their related databases which
shows their actual characteristics and quantity of components, the different
assumptions about their conditions were assumed. Also, as a sample of our
P a g e | 125
economic model application, we will apply the model on one of the Italtel’s User-
interface boards (PCB S7338-L6030-U2-A2) with the actual and assumed data
about its hypothetic condition.
Consequently, the assumptions regarding the different steps, are presented
respectively. It is assumed that the EOL PCBs which are going to be processed in
the “Board Inspection” step, are 20 percent damaged, which it means they are
considered as partially broken, burnt or generally not feasible to be processed in
the following “Image Process”.
Similarly, regarding the boards which can pass the first steps of “Board
Inspection” and “Image Process”, it is assumed that among which 20 percent are
intact and functioning and the rest are considered as not functioning. Also, another
main assumption is related to the second board test step, that as it is placed after
the repairing steps (disassembly and assembly of defective components), it can be
assumed that with a 90 percent of probability, the outcoming boards are
functioning properly. With providing some random numbers, for each conditional
data (quantity of demanded components, the quantity of intact components, the
quantity of present high-value components, …) of each kind of PCB, we could
make a simulation of processing a wide range of the same type of board with
different conditions. As it is obvious, different conditions of each board, limit the
possible treatment activities to which is applicable on the board, e.g. if a PCB
does not contain any demanded component, practically those streams which are
designed for component reuse will be ignored. So, by applying the model to the
boards, as the result, it will give the most profitable and feasible stream for
treating the PCB. Considering the maximum profits of all the suggested streams
which fit the conditions of the PCBs, the mean of generated profits could be
extracted and be compared with the profit of the basic scenario of recycling the
board.
In order to clarify how the economic model, based on the various PCB’s
conditions, will provide the optimum work stream with the highest profit, we will
explain the condition, revenue, and cost evaluations more in detail.
The evaluation of a PCB’s treatment cost and the achievable revenue are
dependent on its condition after being used and transferred to the de-
manufacturing plant and also to its market situation. Thus, the model with the help
of some coefficients (for each decision-making step), would be able to assign a
group of possible applicable treatment scenarios for a specific board with its
unique condition. As regard as the de-manufacturing treatment assignment for
each board condition, the model starts with the “Board Inspection Result” (BIR)
coefficient which qualifies the undamaged PCB (BIR=1) or damaged one
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(BIR=0) for the rest of the treatments. After the inspection step, the 10th stream
will be assigned to the damaged PCBs which will bear all the recycling related
costs, while delivering the revenue of selling the PCB’s materials content. Hence
the profit of 10th treatment stream would be calculated as the difference of
mentioned costs and revenue. Considering the undamaged PCBs, they will pursue
their identification process in the “Image Process” step and from which, an
important coefficient “Board Demand Status” (BDS) and two needed data,
“Number of Present Demanded Components” (NPDC) and “Number of High
Concentrated Material Components” (NHCMC) can be achieved. Where BDS for
demanded PCB would be equal to 1 and for not demanded PCB equal to 0,
similarly the NPDC would be equal to the quantity of demanded components
which can be disassembled and be sold to the market and the NHCMC would be
equal to the quantity of those components which, their disassembly cost is lower
than its material value.
By getting these data, it could be possible to separate the 9th treatment stream with
(BDS=0 and NPDC=0), which guide the PCBs toward the recycling treatment.
obviously, the 9th stream’s costs would be the summation of “Board Inspection”
and the “Image Processing” steps, and its revenue would be all the recycling
related costs. As it was explained before in the work methodology part in the 3rd
chapter and also is illustrated in figure 4.5, the PCBs which are considered as
demanded ones or contain demanded components, will be analyzed in the “Cost
Analysis” step and with a hypothetic assumption about their intactness and
functionality status (20% intact and 80% defective), their different treatment
streams’ profitability would be evaluated. So, based on which and also the
generated random values regarding the studied PCB’s conditions, the boards
which are even demanded or contain demanded (BDS = 1/0 and NPDC ≥ 0)
components, could be sent to the 8th stream for being recycled, as their evaluated
profitability in the other streams were lower than that of its recycling. After
analyzing the boards’ de-manufacturing profitability in the “Cost Analysis” step,
they will be tested and the needed coefficient regarding the “Board’s Intactness
Status” (BINT) will be generated, where the coefficient for the intact boards will
be equal to 0 and for the defective ones would be equal to 1.
As regard as our sample PCB, we will evaluate 10 same type PCBs with 10
different conditions to show all the possible treatment streams that a board can be
treated. For showing the 10th stream, it is assumed that the first assessed board is
damaged, thus (BIR = 0).
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BIR
0
Table 4. 9 The conditional coefficient and assumed data for the 1st condition of PCB S7338-L6030
As regard as the second hypothetic condition, to show the 9th stream, the assumed
condition is that the board is not damaged (BIR = 1) and neither demanded (BDS
= 0) nor containing any demanded components (NPDC = 0) (as the demand is
dependent on the market, hence in this case it is assumed that the demand
condition is as explained). Also, as it has passed the image process step, it is
identified as (S7338-L6030-U2-A2 PCB) and based on the cost equation of
selective destructive disassembly of HCMC and the material value of each one of
present components on the board, it is realized that it does not have any HCMC
(NHCMC = 0).
BIR BDS NPDC NHCMC
1 0 0 0
Table 4. 10 The conditional coefficient and assumed data for the 2nd condition of PCB S7338-L6030
For the third hypothetic condition, to show the 8th stream, the assumed condition
of the board is that the board is not damaged (BIR = 1), and it is demanded and
contains demanded components (as the demand is dependent on the market, hence
in this case it is assumed that the board is demanded and containing demanded
components). based on the last explanation about the HCMC in this PCB, there is
no HCMC (NHCMC = 0).
BIR BDS NPDC NHCMC
1 1 ≥ 0 0
Table 4. 11 The conditional coefficient and assumed data for the 3nd condition of PCB S7338-L6030
To calculate the related costs, revenues, and profits of the 10th, 9th, and 8th streams,
the related equations are presented respectively in the following part. Also, the
cost related assumed factors of various steps are provided in table 4.12, the
board’s assumed revenue related factors in table 4.13, and the boards cost, and
revenue influential factors are presented in table 4.14.
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LW (Labor Wage) (€/h) 8
BI (Board Inspection) (sec/board) 10
BGC (Board General Cleaning) (sec/board) 10
IP (Image Process) (sec/board) 30
SDDHCMC (Selective Destructive Disassembly of HCMC) (sec/component) 60
CR (Component Recycling) (sec/gr) 0.3
SD (Simultaneous Disassembly) (sec/board) 70
BBR (Bare Board Recycling) (sec/board) 0.3
Table 4. 12 Assumed Constant Cost Related Factors
MEANCMV (Mean Component Material Value) (€/component) 0.02109
BBV (Bare Board Value) (€/board) 0.000197
HCMCV (HCMC Value) (€/component) 0.1678124
Table 4. 13 Assumed Revenue Related Factors for PCB S7338-L6030
mass PCB (gr) 460
mass HCMC (gr) 1
mass BB (gr) 292
Table 4. 14 Cost and Revenue Influential Factors for PCB S7338-L6030
Cost of 8th stream
= LW ∗ (BI + BGC + IP + SDDHCMC ∗ NHCMC + CR ∗ massHCMC + SD
+ CR ∗ (massPCB − massHCMC − massBB) + BBR ∗ massBB)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 8𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= (MEANCMV ∗ (massPCB − massBB − massHCMC) + massBB ∗ BBV+ HCMCV ∗ massHCMC)
Cost of 9th stream
= LW ∗ (BI + BGC + IP + SDDHCMC ∗ NHCMC + CR ∗ massHCMC + SD+ CR ∗ (massPCB − massHCMC − massBB) + BBR ∗ massBB)
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𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 9𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚= (MEANCMV ∗ (massPCB − massBB − massHCMC) + massBB ∗ BBV+ HCMCV ∗ massHCMC)
Cost of 10th stream = LW ∗ (BI + SD + CR ∗ (massPCB − massBB) + BBR ∗ massBB)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 10𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚 = (MEANCMV ∗ (massPCB − massBB) + massBB ∗ BBV)
The overall result of treating such a board, is presented in the following table 4.15,
based on the various conditions which the boards have.
Treatment Stream Revenue
(€/board)
Cost
(€/board)
Profit
(€/board)
10th (1st PCB Condition) 1.8983 0.4844 1.4138
9th (2nd PCB Condition) 1.8983 0.5733 1.3249
8th (3rd PCB Condition) 1.8983 0.5733 1.3249
Table 4. 15 The 8th, 9th, and 10th treatment streams’ related revenue, cost, and profit comparison
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Figure 4. 5 The PCB’s stream allocation, regarding the 8th, 9th, and 10th streams
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Hence considering the de-manufacturing algorithm, after separating the streams
of intact and defective boards by the “Board Testing” step, each one of which will
be divided into various scenarios. The intact board’s various treatment scenarios
(1st, 2nd, and 3rd streams), will be evaluated in the cost analysis and their related
profit will be calculated as their related costs i.e. cost of board’s refurbishment,
components reuse, and recycling, and also their achievable revenue from the PCB,
component, and materials have been defined previously. The influential steps in
separating the streams such as decision-making or operational steps are illustrated
in figure 4.6. The fourth hypothetic condition of our sample PCB will be presented
to show the costs and revenues related to the 1st treatment stream (PCB reuse).
Thus, the 1st stream is designed for the PCBs which have the following condition:
BIR = 1, BDS = 1, (1st Board Test Result) BINT = 0.
BIR BDS NPDC NHCMC BINT
1 1 ≥ 0 0 0
Table 4. 16 The conditional coefficient and assumed data for the 4th condition of PCB S7338-L6030
The fifth hypothetic condition of the PCB is like the previous one, with a slight
change that, for the 1st treatment stream, the board must be demanded but for the
2nd stream (component reuse), as it is designed for component reuse, so its BDS
can be either 1 or 0, but the board should contain some demanded components
(NDC > 0). Regarding the related coefficients and data to the fifth condition, table
4.17, depicts that the PCB is not demanded but it has 18 demanded components
(based on the hypothetic output data of Image Process step, the number 18 out of
78 present packages on the board is presumed). BINT equal to 0 depicts the
intactness of the board which is the requirement of the boards which enter the
upper side of the algorithm (1st, 2nd, and 3rd streams).
BIR BDS NPDC NHCMC BINT
1 1 or 0 18 0 0
Table 4. 17 The conditional coefficient and assumed data for the 5th condition of PCB S7338-L6030
The 6th hypothetic condition of the PCB is again similar to the previous 4th and 5th
conditions, with this difference that for the 3rd stream (PCB recycling), the BDS
can be either 1 or 0, the NPDC can be either 0 or more, but it should be reminded
that there should be a market demand for either the board or its components to
reach these (1st, 2nd, and 3rd) streams. (Table 4.18)
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BIR BDS NPDC NHCMC BINT
1 1 ≥ 0 0 0
1 0 > 0 0 0
Table 4. 18 The conditional coefficient and assumed data for the 6th condition of PCB S7338-L6030
The assumed cost-related factors for 1st, 2nd, and 3rd streams, plus those ones that
were provided for the 8th, 9th, and 10th streams (table 4.12, 4.13, and 4.14) are
provided in table 4.19, furthermore, the assumed revenue-related factors in table
4.20, and cost and revenue influential factors are presented in table 4.21. Although
the parameters of selective disassembly of intact component and component
quality control are functions of type and dimension of component, it is
approximated to be constant for all the components.
1st BT (First Board Test) (sec/board) 120
BFC (Board Final Cleaning) (sec/board) 180
BP (Board Packing) (sec/board) 90
IP (Image Process) (sec/board) 30
SDIC (Selective Disassembly of Intact Component) (sec/component) 200
CQC (Component Quality Control) (sec/component) 8
Table 4. 19 Assumed constant cost related factors
POB (Price of Board) (€/board) 4
POC (Price of Component) (€/component) 0.5
Table 4. 20 Assumed revenue relate factors for PCB S7338-L6030
NIC (Number of Intact Component) (component) 17
NQCpassedC (Number of Quality Control Passed Components) (component) 14
massQCfailedC (Mass of Quality Control Failed Components) (gr) 3
Table 4. 21 Cost and revenue influential factors for PCB S7338-L6030
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𝐶𝑜𝑠𝑡 𝑜𝑓 1𝑠𝑡 𝑠𝑡𝑟𝑒𝑎𝑚 = 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝐵𝐹𝐶 + 𝐵𝑃)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 1𝑠𝑡 𝑠𝑡𝑟𝑒𝑎𝑚 = POB
𝐶𝑜𝑠𝑡 𝑜𝑓 2𝑛𝑑 𝑠𝑡𝑟𝑒𝑎𝑚
= 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝑆𝐷𝐼𝐶 ∗ 𝑁𝐼𝐶 + 𝑆𝐷𝐷𝐻𝐶𝑀𝐶 ∗ 𝑁𝐻𝐶𝑀𝐶
+ 𝐶𝑅 ∗ 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 + 𝑆𝐷 + 𝐶𝑅 ∗ (𝑚𝑎𝑠𝑠𝑃𝐶𝐵 − 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 − 𝑚𝑎𝑠𝑠𝐵𝐵)
+ 𝐵𝐵𝑅 ∗ 𝑚𝑎𝑠𝑠𝐵𝐵 + 𝐶𝑄𝐶 ∗ 𝑁𝑃𝐷𝐶 + 𝐶𝑃 ∗ 𝑁𝑄𝐶𝑝𝑎𝑠𝑠𝑒𝑑𝐶 + 𝐶𝑅
∗ 𝑚𝑎𝑠𝑠𝑄𝐶𝑓𝑎𝑖𝑙𝑒𝑑𝐶)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 2𝑛𝑑 𝑠𝑡𝑟𝑒𝑎𝑚
= POC ∗ NQCpassedC + MEANCMV ∗ massQCfailedC + MEANCMV
∗ (massPCB − massBB − massHCMC − NIC ∗ 1.5) + massBB ∗ BBV
+ massHCMC ∗ HCMCV
𝐶𝑜𝑠𝑡 𝑜𝑓 3𝑟𝑑 𝑠𝑡𝑟𝑒𝑎𝑚
= 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝑆𝐷𝐷𝐻𝐶𝑀𝐶 ∗ 𝑁𝐻𝐶𝑀𝐶 + 𝐶𝑅
∗ 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 + 𝑆𝐷 + 𝐶𝑅 ∗ (𝑚𝑎𝑠𝑠𝑃𝐶𝐵 − 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 − 𝑚𝑎𝑠𝑠𝐵𝐵) + 𝐵𝐵𝑅
∗ 𝑚𝑎𝑠𝑠𝐵𝐵)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 3𝑟𝑑 𝑠𝑡𝑟𝑒𝑎𝑚
= (MEANCMV ∗ (massPCB − massBB − massHCMC) + massBB ∗ BBV
+ HCMCV ∗ massHCMC)
The overall result of treating such a board, is presented in the following table 4.22,
based on the various conditions which the boards have.
Treatment Stream Revenue Cost Profit
1st (4th PCB Condition) 4 0.9778 3.0222
2nd (5th PCB Condition) 3.003 8.8731 -5.8701
3rd (6th PCB Condition) 1.8983 0.84 1.0583
Table 4. 22 The 1st, 2nd, and 3rd treatment streams’ related revenue, cost, and profit comparison
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Figure 4. 6 The PCB’s Stream Allocation, Regarding the 1st, 2nd, and 3rd Streams
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Considering the defective and non-functioning PCBs, the various scenarios
(streams 4, 5, 6, and 7), will be economically evaluated as well. As it is shown in
the following figure 4.7, the PCB which has passed the primary steps as physically
undamaged (BIR = 1), demanded (BDS = 1) or containing the demanded
components (NDC > 0); but it is recognized as defective board in the “Board Test”
step (BINT = 1), its treatment profitability considering its condition-related
scenarios will be evaluated and the most profitable stream would be selected as
its appropriate treating stream. The 4th and 5th streams will be divided from each
other, as the “Board test” step (after the board’s repair) indicates the “Board’s
Repair Result” (BRR) coefficient. It is assumed that 90 percent of the PCBs after
being repaired, will be qualified as functioning and proper to be packed and sold
in the market, thus their BRR would be equal to 1 and for the other 10 percent of
the boards, which could not pass the board test step, the BRR would be 0.
Considering our sample PCB, its 7th condition will guide the PCB to be treated in
the 4th treatment stream. Thus, to depict its condition the following table 4.23 is
presented. As it is shown, the PCB which is guided in the 4th treatment stream
(PCB repair and reuse), should be a demanded board from the market and its first
board test result, should be negative, in order to be repaired in the 4th stream. The
other coefficient which is added to the former coefficient tables, is the result of
the second board test step and it is expressed as the “Board Repair Result” (BRR).
A board which passes the second board test step (after being repaired) with a
satisfactory result (BRR = 1) can be packed in the following step and be sold.
Hence the influential values regarding its cost and revenue calculation will be
expressed in tables 4.24, 4.25, 4,26 plus the former data which were depicted in
tables 4.12, 4.13, 4.14, 4.19, 4.20, 4.21.
BIR BDS NPDC NHCMC BINT
1 1 ≥ 0 0 1
Table 4. 23 The conditional coefficient and assumed data for the 7th condition of PCB S7338-L6030
The next hypothetic condition of our sample board is the 8th condition which is
guiding the board to the 5th treatment stream (PCB repair and reuse). The 5th
stream is designed for those boards which are not damaged (BIR =1) and are
demanded (BDS = 1), but as they fail the first board test step, their BINT
coefficient is equal to 1, and also, after being repaired they will fail the second
board test (BRR = 0). (Table 4.24). Although this scenario is the worst case in
the model and is not the source of the profit for our board, the probability of
P a g e | 136
occurrence for the fifth stream would be too low and because of that it would like
to suppress this scenario.
BIR BDS NPDC NHCMC BINT BRR
1 1 ≥ 0 0 1 0
Table 4. 24 The conditional coefficient and assumed data for the 8th condition of PCB S7338-L6030
The next condition of our sample PCB would be the ninth condition and based on
the PCB’s specific condition which is shown in table 4.25, the board will be
guided to the 6th treatment stream (component reuse). Obviously as the aim of the
6th treatment stream is the use of components, hence, there should be some
demanded components on the PCB while the board could be either demanded or
not. The 2nd and 6th treatment streams are the same, but the 2nd stream is dedicated
to the boards which could pass the first board test step while the 6th stream is for
those boards which have failed the first test step.
BIR BDS NPDC NHCMC BINT
1 1 or 0 18 0 0
Table 4. 25 The conditional coefficient and assumed data for the 9th condition of PCB S7338-L6030
As the last hypothetic condition of the sample PCB, the 10th condition would
guide the PCB to the 7th treatment stream (PCB recycling). As it is provided in
table 4.26, the board’s condition coefficients show that the board has been
identified as the same as the previous 8th and 9th condition with a slight difference
that the board which is guided to the 7th should not necessarily have demanded
component or be demanded board, but as it was noted before for the 3rd stream
also, the board should either be demanded or have demanded components to be
reached the lower side of the algorithm (4th, 5th, 6th, and 7th streams).
BIR BDS NPDC NHCMC BINT
1 1 ≥ 0 0 1
1 0 > 0 0 1
Table 4. 26 The conditional coefficient and assumed data for the 10th condition of PCB S7338-L6030
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As it is explained, it is obvious that all the 10 various streams which depend on
both the board’s condition and the board or components’ market demand status,
could be divided from each other by the defined coefficients. Consequently, by
applying the related coefficients for each stream’s cost and revenue drivers, the
profit of each stream could be calculated and be compared.
ANC (Assembly of New Component) (sec/component) 300
2nd Board Test (Second Board Test) (sec/board) 15
Table 4. 27 Assumed Constant Cost Related Factors
NDC (Number of Defective Component) (component) 1
massDDC (Mass of Disassembled Defective Components) (gr) 1
Table 4. 28 Cost and Revenue Influential Factors for PCB S7338-L6030
𝐶𝑜𝑠𝑡 𝑜𝑓 4𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝑆𝐷𝐷𝐶 + 𝐵𝑃𝐶 + (𝐴𝑁𝐶 + 2 ∗ 𝑃𝑂𝐶)
∗ 𝑁𝐷𝐶 + 2𝑛𝑑𝐵𝑇 + 𝐶𝑅 ∗ 𝑚𝑎𝑠𝑠𝐷𝐷𝐶 + 𝐵𝐹𝐶 + 𝐵𝑃)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 4𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚 = massDDC ∗ MEANCMV + POB
𝐶𝑜𝑠𝑡 𝑜𝑓 5𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝑆𝐷𝐷𝐶 + 𝐵𝑃𝐶 + (𝐴𝑁𝐶 + 2 ∗ 𝑃𝑂𝐶)
∗ 𝑁𝐷𝐶 + 2𝑛𝑑𝐵𝑇 + 𝐶𝑅 ∗ 𝑚𝑎𝑠𝑠𝐷𝐷𝐶 + 𝑆𝐷𝐷𝐻𝐶𝑀𝐶 ∗ 𝑁𝐻𝐶𝑀𝐶 + 𝐶𝑅
∗ 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 + 𝑆𝐷 + 𝐶𝑅 ∗ (𝑚𝑎𝑠𝑠𝑃𝐶𝐵 − 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 − 𝑚𝑎𝑠𝑠𝐵𝐵) + 𝐵𝐵𝑅
∗ 𝑚𝑎𝑠𝑠𝐵𝐵)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 5𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= (massDDC ∗ MEANCMV + MEANCMV ∗ (massPCB − massBB
− massHCMC) + massBB ∗ BBV + HCMCV ∗ massHCMC)
𝐶𝑜𝑠𝑡 𝑜𝑓 6𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝑆𝐷𝐼𝐶 ∗ 𝑁𝐼𝐶 + (𝑆𝐷𝐷𝐻𝐶𝑀𝐶 ∗ 𝑁𝐻𝐶𝑀𝐶
+ 𝐶𝑅 ∗ 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 + 𝑆𝐷 + 𝐶𝑅 ∗ (𝑚𝑎𝑠𝑠𝑃𝐶𝐵 − 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 − 𝑚𝑎𝑠𝑠𝐵𝐵)
+ 𝐵𝐵𝑅 ∗ 𝑚𝑎𝑠𝑠𝐵𝐵) + 𝐶𝑄𝐶 ∗ 𝑁𝑃𝐷𝐶 + 𝐶𝑃 ∗ 𝑁𝑄𝐶𝑝𝑎𝑠𝑠𝑒𝑑𝐶 + 𝐶𝑅
∗ 𝑚𝑎𝑠𝑠𝑄𝐶𝑓𝑎𝑖𝑙𝑒𝑑𝐶)
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𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 6𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= POC ∗ NQCpassedC + MEANCMV ∗ massQCfailedC + MEANCMV
∗ (massPCB − massBB − massHCMC − NIC ∗ 1.5) + massBB ∗ BBV
+ massHCMC ∗ HCMCV 𝐶𝑜𝑠𝑡 𝑜𝑓 7𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= 𝐿𝑊 ∗ (𝐵𝐼 + 𝐵𝐺𝐶 + 𝐼𝑃 + 1𝑠𝑡𝐵𝑇 + 𝑆𝐷𝐷𝐻𝐶𝑀𝐶 ∗ 𝑁𝐻𝐶𝑀𝐶 + 𝐶𝑅
∗ 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 + 𝑆𝐷 + 𝐶𝑅 ∗ (𝑚𝑎𝑠𝑠𝑃𝐶𝐵 − 𝑚𝑎𝑠𝑠𝐻𝐶𝑀𝐶 − 𝑚𝑎𝑠𝑠𝐵𝐵) + 𝐵𝐵𝑅
∗ 𝑚𝑎𝑠𝑠𝐵𝐵)
𝑅𝑒𝑣𝑒𝑛𝑢𝑒 𝑜𝑓 7𝑡ℎ 𝑠𝑡𝑟𝑒𝑎𝑚
= (MEANCMV ∗ (massPCB − massBB − massHCMC) + massBB ∗ BBV
+ HCMCV ∗ massHCMC)
The overall result of treating such a board, is presented in the following table 4.29,
based on the various conditions which the boards have.
Treatment Stream Revenue Cost Profit
4th (7th PCB Condition) 4.0211 2.1567 1.8644
5th (8th PCB Condition) 1.8983 1.3511 0.5472
6th (9th PCB Condition) 2.2928 4.7731 -2.4803
7th (10th PCB Condition) 1.8983 0.84 1.0583
Table 4. 29 The 4th, 5th, 6th, and 7th treatment streams’ related revenue, cost, and profit comparison
P a g e | 139
Figure 4. 7 The PCB’s Stream Allocation, Regarding the 4th, 5th, 6th, and 7th Streams
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4.5 Results
After presenting the model application on the sample PCB (S7338-L6030) with
10 hypothetic conditions, now it is the time to show the results of evaluating a
wide range of possible conditions for all the 4 Italtel’s studied PCBs. In this part,
regarding each one of the PCB models, there would be 2 graphs showing the main
needed treatment streams and the relative achievable profit respectively.
Before starting the presentation of the results, it is appropriate to explain about
the numbers, conditions, and the main assumptions which were assumed for
evaluating the PCBs’ treatment cost, revenue, and profit.
The model application has been performed on 2000 different hypothetic
conditions of each one of the models of PCBs, considering the different
characteristics and properties of each model of the PCBs. Regarding the main
concept and aim of our work methodology which is the profitability assessment
of data implementation in de-manufacturing processes, we made some
assumptions which turns on the probability of reusing the EOL boards which are
applicable to Italtel and other kinds of PCBs like computer mother-board or
phones’ boards. Therefore the recycling and components reuse is realistic and
feasible consideration, while the Italtel PCB reuse is a strung assumption, but
necessary for evaluating the goodness of economic model. Just to show and
validate our methodology, it was needed to make such an assumption on the
provided case. The mentioned assumption about the Italtel’s PCBs is their market
demand, regarding either the boards or components. In this case from 4 assessed
PCBs, it is assumed that there is a market demand for 3 PCBs out of 4, and as far
as components’ demand status is concerned, the assumption is that it would be
possible to cluster all the present components on the PCBs to three different
clusters, the ICs, Capacitors and Relays. Among the components, the packages
are considered as the possible demanded components from the market, hence for
estimating the number of demanded components for each board, it is presumed
that the possible number of demanded components on a board could be a number
around one-fifth of the available number of its packages.
Data-provided de-manufacturing assessment of PCB S7201-X6001
The Power-supply PCB S7201-X6001 which is shown in figure 4.8, is considered
as one of the demanded boards among all the 4 studied boards. This board contains
18 notable components, among which 7 packages are available, thus 3
components are defined as demanded. The price of the board as a reusable product
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and the mean price of the board’s reusable and demanded components are
considered as 4(€/board) and 0.55(€/component) respectively.
Figure 4. 8 Italtel’s Power-supply PCB S7201-X6001-U4-A1
Because of the data interference in de-manufacturing procedure, the possibility of
using the board or its components in the second-hand market would be possible.
Hence, after the assessment of the economic profitability of various treatment
procedures, the following graph (figure 4.9) is provided which shows the result
of treating the same board in different streams based on various conditions.
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Figure 4. 9 Treatment streams allocation for (PCB S7201-X6001)
As it is visible, the 2000 boards are mainly spared in 5 de-manufacturing
treatment streams, which means that based on their conditions they were not able
to be processed in the other treatment streams. As the graph shows, among the 1st,
2nd, and 3rd streams, the decision-making system has guided the qualified PCBs
which had the needed requirements to the 1st stream. It means that among these
three streams, the first one which is the refurbishment stream for the reusable
boards has the most profit for this kind of board.
Also, regarding the 4th, 5th, 6th, and 7th streams, as the graph shows, the boards are
more sent to the 4th stream rather than the other streams. It can be understood that
the board’s price is high enough to generate profit from 1st and 4th streams which
are designed to refurbish the boards for being reused. The 4th and 5th streams are
divided from each other by a board test step, which controls the functionality of
the board after being repaired. Therefore, those boards, which have finished their
treatment in the fifth stream, were actually on the way of being reused but as their
second board test had a negative result, they had forced to be treated in the fifth
stream and be recycled. Furthermore, regarding the 2nd and 6th streams which are
the streams in which the reusable components will be prepared to be sold in the
market, the graph shows that there is no board which enters these streams.
Considering the fact that the most demanded components are ICs and the number
of this board’s ICs are too low, the reuse of component’s streams will be identified
as not profitable streams.
As regard as the 8th, 9th and 10th streams, it is seen that about one-third of the
boards are treated in the 8th stream to be recycled. The underlying reason for such
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a phenomenon is that the treatment of a major part of the boards in the 8th stream,
was recognized as more profitable than sending the boards forward to be
processed in the following operational steps.
Considering the 9th stream, which is the dedicated stream for those boards which
are neither demanded nor contain the demanded components, the graph shows no
processed PCBs. The reason is that in this case our board is considered as
demanded and has the demanded components.
The 10th stream has accepted around 400 boards out of 2000 ones. It is showing
our main assumption that 20% of the boards were considered as damaged boards
and could not pass the “Board Inspection” step and had to be recycled.
Figure 4. 10 The treatment streams’ associated profit (PCB S7201-X6001)
The figure 4.10 is showing the associated profit with each one of the streams, and
as it is visible, some of the streams (1st and 4th) are generating positive profit while
the others are generating loss. As far as the profit of the 10th stream which is the
only step with the minimum costs (“Inspection” and “Recycling”), is negative, it
could be understood that even recycling of this PCB, would not be beneficial and
the only possible way to gain profit from this type of board, is to reuse it, as the
1st and 4th streams are showing the positive profit. The 5th stream is generating
such a big loss which is due to the high cost of this stream. As it was explained
before, since the boards are bearing the various costs of repairing steps and as a
matter of being failed in the test step, should be recycled; their foreseen revenue
of reusing the board will be changed with the revenue of their recycling, hence
the total outcome of this stream would be negative. The graph depicts that if the
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board would not be demanded from the market, the de-manufacturing procedure
for this particular board would be totally full of loss.
Data-provided de-manufacturing assessment of PCB S7338-L6030
The User-interface PCB S7338-L6030 which is shown in figure 4.11, is
considered as one of the demanded boards among all the 4 studied boards. This
board contains 90 notable components, among which 78 packages are available,
thus 18 components are defined as demanded. The price of the board as a reusable
product and the mean price of the board’s reusable and demanded components are
considered as 4(€/board) and 0.7(€/component) respectively.
Figure 4. 11 Italtel’s Power-supply PCB S7338-L6030-U2-A2
The following figure 4.12 is depicting the possible streams which our board based
on its various conditions will be processed in. As it is visible, the boards have
been processed in almost all the data needed streams (such as the 1st, 2nd, 4th, and
6th streams which are related to reuse of board or its components).
Regarding the 1st and 4th streams, it is seen that a notable number of boards have
been processed in the mentioned streams to be refurbished as a reusable board.
The reason is that the board’s market price has covered all the foreseen
refurbishment and repairing costs hence, the boards which were qualified and had
the proper condition have been guided to be processed in these streams.
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By knowing the fact that the board is considered as demanded and contains the
demanded components, the graph shows that the boards which had passed the first
board test as intact boards, have been recognized as profitable to be reused as the
whole board in the 1st stream, while for the other boards which could not pass the
first test step with satisfactory result, it is realized that their profitability and
treatment stream depends on the number of intact components among its
demanded ones. Hence, we see that the boards which passed the first test step as
defective boards, are split to be processed in both the 4th and 6th streams where
the board or the components could be reused respectively.
Figure 4. 12 Treatment streams allocation for (PCB S7338-L6030)
Regarding the 7th stream which has processed almost 30% of the boards, it should
be said that after the first test step, they have been recognized as defective boards
with a big number of defective components. Hence, as their repair procedure
could be that much costly which could make its profitability negative, so, their
recycling procedure have been selected as the more profitable procedure among
the 4th, 5th, 6th and 7th streams.
The 8th and 9th streams are empty from any board, since regarding the 8th stream,
the board’s profit in reuse is more than its recycling so, it will be sent to the test
step; and regarding the 9th stream, we have assumed that the board is demanded
and as a result it does not accept any board.
The 10th stream is accepting the previously assumed percentage (20%) of
damaged boards to be recycled.
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Figure 4. 13 The treatment streams’ associated profit (PCB S7338-L6030)
Data-provided de-manufacturing assessment of PCB S7510-L6023
The User-interface PCB S7510-L6023 which is shown in figure 4.14, is
considered as one of the not-demanded boards among all the 4 studied boards.
This board contains 111 notable components, among which 58 packages are
available, thus 10 components are defined as demanded. The mean price of the
board’s reusable and demanded components are considered as 0.5 (€/component).
Figure 4. 14 Italtel’s Power-supply PCB S7510-L6023-U1-A3
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For making an example for the data-provided de-manufacturing assessment of a
not-demanded PCB, the mentioned PCB is considered as not-demanded but
containing some demanded components. Hence, the related graph is provided to
show the possible treatment streams in which the board can be processed.
Considering the graph, it is visible that the 1st and 4th streams which are related to
the refurbishment of the reusable PCBs, are empty of any board. The reason is
that the boards were considered as not-demanded, so, it is not logical to refurbish
a not-demanded board when there is no market need for it.
Comparing to the recycling streams (3rd and 7th), the 2nd and 6th streams which
are related to the reuse of the demanded components, have processed a fewer
number of the boards, which means that the decision regarding sending the
boards either to the 2nd and 6th or 3rd and 7th streams is dependent on the
intactness of the demanded boards. Hence the boards with a high level of
defective demanded components have been sent to the 3rd and 7th streams which
in this case have a better level of profit. Regarding the 8th, 9th and 10th streams,
the streams allocation is the same as previous mentioned PCBs.
Figure 4. 15 Treatment streams allocation for (PCB S7510-L6023)
As far as the mean profit of each board’s treatment is considered, the graph 4.16
is provided and is depicting the mean board’s profit in each stream. As it is visible,
all the processing streams, except recycling in the 10th stream, are generating a
negative profit, and around 1200 out of 2000 boards are recycled in the 7th stream.
The under lying reason for this phenomenon is that our model is working with a
set of hypothetic deterministic values which can be understood after passing the
related operational steps such as test or quality control check. In this case it is
visible that while we have the same boards with similar conditions (before sending
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towards 2nd and 3rd or 6th and 7th streams), the “2nd Cost Analysis” step decides to
send them towards the more profitable stream and as we have defined a hypothetic
percentage for the “Board’s Intactness”, “component’s ability to pass the
Component Quality Control step” etc. the decision making “2nd Cost Analysis”
step knows what will happen afterwards and consequently gives the optimum
decision among the possible streams. For instance, in this case board has
demanded components; after passing the test step as an intact board it will be
analyzed in the 2nd cost analysis step to decide about its most profitable stream
(2nd or 3rd). However, as we have provided the data about the component’s quality
control result for the cost analysis step, the decision would be made based on a
data that in the future we could get. As we had assumed it as deterministic and
known data, we could make this decision and send it for recycling, because the
probability for a board to be intact is 20% and the probability for a component to
pass the quality control step as an intact component is 90%, thus the probability
for the boards which are sent to the 2nd stream is (20% * 90%) and (80% * 10%)
will be the probability of the boards which are going to be sent to 3rd stream and
the probability for the boards which are sent to the 6th stream is (80% * 90%) and
(80% * 10%) will be the probability of the boards which are going to be sent to
7th stream.
Figure 4. 16 The treatment streams’ associated profit (PCB S7510-L6023)
Regarding the mean profit of treating this type of board in various treatment
streams, the graph 4.16 is provided and shows that the only profitable stream is
the 10th one. The achievable recycling profit from treating of this kind of PCB is
around one-fourth of the previous studied PCB, which is due to the lower level of
its material content. Considering the low value of its material content and bearing
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the operational costs of “Image Process” and “Board Test” steps in 3rd and 7th
steps, hence the profit of these streams is negative.
Data-provided de-manufacturing assessment of PCB S7510-L6047
The User-interface PCB S7510-L6047 which is shown in figure 4.17 is considered
as one of the demanded boards among all the 4 studied boards. This board contains
66 notable components, among which 39 packages are available, thus 12
components are defined as demanded. The price of the board as a reusable product
and the mean price of the board’s reusable and demanded components are
considered as 4.5(€/board) and 1 (€/component) respectively.
Figure 4. 17 Italtel’s Power-supply PCB S7510-L6047-U1-A3
The following figure 4.18 is depicting the possible streams which our board based
on its various conditions will be processed in. As it is visible, the boards have
been processed in almost all the data needed streams (such as the 1st, 2nd, 4th, and
6th streams which are related to reuse of board or its components).
Regarding the 1st and 4th streams, it is seen that a notable number of boards have
been processed in the mentioned streams to be refurbished as a reusable board.
The reason is that the board’s market price has covered all the foreseen
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refurbishment and repairing costs hence, the boards which were qualified and had
the proper condition have been guided to be processed in these streams.
By knowing the fact that the board is considered as demanded and contains the
demanded components, the graph shows that the boards which had passed the first
board test as intact boards, have been recognized as profitable to be reused as the
whole board in the 1st stream, while for the other boards which could not pass the
first test step with satisfactory result, it is realized that their profitability and
treatment stream depends on the number of intact components among its
demanded ones. Hence, we see that the boards which passed the first test step as
defective boards, are split to be processed in both the 4th and 6th streams where
the board or the components could be reused respectively.
Figure 4. 18 Treatment streams allocation for (PCB S7510-L6047)
The difference between this board and the PCB S7338-L6030 is that because of
higher value of the board and its components, the treatment of the boards is more
profitable in either reusing the board or its components ea. 1st, 2nd, 4th, and 6th
streams. The reason that we do not see any treated board in the 3rd stream is that
the boards which have entered the upper part of the algorithm towards the 1st, 2nd,
and 3rd streams, had been qualified as intact previously, and as the high value of
board and components has just mentioned, the main profitable stream is the 1st
among the 3 streams. Regarding the lower part of the algorithm (4th, 5th, 6th, and
7th streams), again we observe a notable number of repairable boards which have
been sent to the 4th stream and for those boards that their repair had less profit
than its component reuse, the 6th stream has been selected.
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Figure 4. 19 The treatment streams’ associated profit (PCB S7510-L6047)
As the graph 4.19 shows the mean profit of each treated board in different streams,
it is showing that the overall result of data-provided de-manufacturing of this
specific board has a high level of profit, since the only stream which has a slight
level of loss is the 5th stream and the other streams are generating profit.
Regarding the 2nd stream which has the highest mean profit, it should be noted
that the underlying reason is the price of its demanded components, hence, with
the same costs of achieving the components from the board, we are facing a higher
level of revenue, so a higher level of profit would be achieved.
The 8th and 9th streams are empty from any board, since regarding the 8th stream,
the board’s profit in reuse is more than its recycling so, it will be sent to the test
step; and regarding the 9th stream, we have assumed that the board is demanded
and as a result, it does not accept any board.
The 10th stream is accepting the previously assumed percentage (20%) of
damaged boards to be recycled.
Information provided de-manufacturing profit vs. recycling profit
comparison
Regarding the two “User-Interface” PCBs, (S7338-L6030, S7510-L6047), and
the “Power-Supply” board, as an assumption for using the model, we have
assumed them as the market demanded PCBs. As the table depicts their recycling
profit, it is visible that the two user-interface boards and the power-supply board
have a profit about 1.6 €/board, 1.2 €/board, and -0.5 €/board. Considering the
recycling of the power-supply board, not only it does not generate any profit, but
also generates loss. On the other hand, the profits earned from the designed model
for the mention boards are 1.75 €/board, 2 €/board and 0.2 €/board, respectively.
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The table also shows that for the S7338-L6030 the profit of its data-provided de-
manufacturing will be increased by 10% while for the other boards (S7201-X6001
and S7510-L6047) the profit of their data-provided de-manufacturing will be
increased by 140% and 71% respectively, which will be a significant growth in
the profit earn by treating the end of life Italtel printed circuit boards.
As regard as the standard deviation, it should be noted that considering our output
profits, the standard deviation of each board’s related profit is a big number.
However, considering the higher level of profit, the impact of standard deviation
would be less.
Recycling
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S7338-L6030 +1.5916 +1.7505 +0.1589 +10% 0.847
S7510-L6023 +0.4372 -0.0199 -0.4571 -105% 0.1385
S7201-X6001 -0.5071 +0.2038 +0.7109 +140% 1.68
S7510-L6047 +1.1731 +2.008 +0.8349 +71% 1.376
Table 4. 30 Information provided de-manufacturing profit vs. recycling profit comparison
As it is visible in the following table 4.30, the mean unitary profit regarding the
basic recycling of each one of the PCB types is provided and compared with the
result of our model, which considers the PCB’s possible de-manufacturing
processes. Considering the first PCB (S7510-L6023) which is assumed as not
demanded from the market, the generated recycling profit is about 0.44 €/PCB
while its de-manufacturing related profit (Model based treatment) is negative and
about -0.02 €/PCB. As it can be seen, although we have exploited the data in the
simulation of de-manufacturing processes, the difference of the recycling and de-
manufacturing processes, is a negative value.
Therefore, the possible question, which can be arouse would be “What is the
benefit of having and exploiting the data and information in treating such a
board?” To answer this question, it is important to keep in mind that this
phenomenon has happened since the cost of the “Board Inspection”, “Image
Process”, and “Test” processes which are needed to evaluate the PCB’s condition,
will cause this loss of profit. To explain more, it would be better to make a
hypothetic example for processing this type of board. Considering the mentioned
PCB which contains some demanded components but does not have a market
demand for the whole PCB, it should be processed in primary work stations to be
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qualified about the functionality and intactness of its demanded components,
which it means generating the cost. In this case, if the number of demanded
components were high and among them there would be just a few intact
components, hence we must bear a considerable amount of cost for just testing
them, while there would be no benefit of reusing them as intact components.
4.6 Sensitivity analysis
The profitability of applying the data-provided de-manufacturing model is
dependent on various factors and in this part of study we are focusing on the
impact and the level of various factors’ influence on the overall result.
To introduce the influential factors, it is better to cluster and group them together
to make the profit sensitivity graphs easier to be comprehended. For this reason,
we will have three clusters of different variables which are influencing the profit
level.
As regards as the first category of variables, we have clustered the data which are
related to the condition of the board together, and in the following graph (figure
4.20) the profit’s level of sensitivity to the change of each one of the factors is
depicted.
Profit’s sensitivity analysis regarding the condition-related
variables
The board’s condition-related factors are the a. Board’s physical intactness (which
is identified as “BIR” (Board’s Inspection Result)), b. Board’s functionality
intactness (which is recognized by “BINT” (Board’s Test Result)), c. Number of
present demanded components on the board (NPDC), d. Board’s functionality
status after being repaired in the process (which is recognized in test step after
being repaired by “BRR” (Board’s Repair Result)).
Considering the logic which is behind the incrementally changing a binary data
in the graph, and showing it in the percentage type is that, for instance for the
physically intactness of the boards (BIR) (which could be 1 for being not-
damaged and 0 for being damaged) we decided to show the percentage of not-
damaged boards from the whole quantity of processed boards. Hence as an
example, when in the horizontal axis, the “Board’s Inspection Result” (BIR) is
introduced as 20% (percentage of being damaged) it means that from all the
processed boards, 20% were damaged (which is the basic scenario) and while it
increases, the number of damaged boards will be increased.
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Figure 4. 20 Profit’s sensitivity analysis regarding the PCB’s condition-related variables
Regarding the graph, it is visible that the profitability increases dramatically with
the change of “BINT” factor which is related to the board’s intactness percentage.
In the base scenario we have assumed the BINT equal to 20%, and the graph
shows that we can have 38% increase in the profit by improving the BINT to 40%,
which means that the more the boards are intact, the more profit would be
achieved. The next influential factor is the percentage of NPDC, which its 0%
means that none of the board’s components are demanded and consequently its
100% means all the present components on the board are considered as demanded.
The graph shows that with a 20% increase in the percentage of present demanded
components, the profit will be increased by 12%.
Considering the decreasing trends in the graph, it is noteworthy that their behavior
is almost the same, hence their level of influence on the profit are the same.
The trend of BIR which is the representative of the percentage of damaged boards,
shows that by having 40% of damaged boards, we will face a 13% decrease in our
profit than that of base scenario with 20% of damaged boards.
Similarly, the trend of BRR, which is the symbol of the percentage of defective
boards after repair, shows that the more defective boards that we have, the worse
our profit would be. Because the 0% of BRR means that all the repaired boards
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after being repaired will pass the test step with satisfactory result, and 100% of
BRR means that all the boards after being repaired, will fail in the test step.
Profit’s sensitivity analysis regarding the market-related
variables
The board’s market-related factors are the a. Price of the board (POB), b. Price of
Component (POC), c. Component Material Value (the mean value of the board’s
components, except the high value ones “CMV”), d. Bare Board Value (BBV),
and e. HCMV (the mean value of the board’s high value components “HCMCV”).
Before addressing the sensitivity analysis graph, it is better to explain about the
values of base scenario’s variables. As we had mentioned them before in the
“model application on the case” part, we had used various values for POB, POC,
CMV, BBV, and HCMCV for each board. Thus, for the influential values in
calculating the profit of base scenario, we considered the mean value of each one.
For instance, the value of the POC, are different and ranging from 0.5 to 1
(€/component) depending on the boards type; to calculate the revenue of selling
the component in the base scenario, we have considered the mean value of
components. Similarly, the value of each variable in the base scenario is its mean
value.
Regarding the graph (figure 4.21), it is obvious that the more valuable are the used
components, materials, and totally the board, the more profitable de-
manufacturing it could have. As regard as the trend of basic recycling, it should
be noted that the only influential variables in its trend, are all the material-related
variables which are the source of recycling revenue (CMV, BBV, and HCMCV).
The PCB’s traditional treatment profit without data exploitation is depicted in the
graph and shows a smooth upward slope, since its only source of revenue is the
board’s material content.
Regarding the revenue-related factors, the graph shows that the POB is
influencing the profit the most. While the POB increases by 100%, the board’s
de-manufacturing profit increases by 152% as well, which is related to the
revenue of selling the board.
The POC is seen as the next important variable which significantly influences the
de-manufacturing profit. As it is visible, the trend of both the POB and POC until
50% increase are almost coincident, but as the change level increases, the graphs
difference becomes bigger. Considering the extent of profit increase that the POC
can be made, it is noteworthy to say that with a 100% increase in POC, the profit
will be increased by 120%.
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Figure 4. 21 Profit’s sensitivity analysis regarding the market-related variables
As regard as the next variable, the CMV is influencing the level of profit. The
overall trend of POB, POC, and CMV are almost the same with a slight difference.
As the trend shows, by 100% increasing the CMV, it would be possible to increase
the profit by 99%. Regarding the other variables such as BBV and HCMCV, the
level of difference in the profit is negligible. All in all, it is comprehended that the
most important variables which influence the de-manufacturing profitability of a
PCB, are the price of the board, price of the component and the value of its
components, which in this case, it is obvious that the profit is more influenced by
the market price of reusable boards or components.
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Profit’s sensitivity analysis regarding the provided-data level
The most interesting graph would be the following graph which is showing the
achievable mean profit from treating a product (which in our case is a PCB), with
different types of data regarding the product’s related data. The product’s data
could be about its overall information (all the needed data for its recovery) or
about its subassemblies or parts and components (all the needed data for their
recovery) or at the lowest level, the data about its material content (the mass of
different material types which is used in it).
As it is visible, the graph shows the basic PCB recycling profit as a constant value
without any dependency on the presence of any data or information about the
PCB. The reason of its constant value is that, the recycling profit of a PCB is just
related on the material content of the PCB.
Figure 4. 22 Profit’s sensitivity analysis regarding the provided-data level
To simplify the graph’s drawing, we have assumed that the demand from the
market is highly dependent on the data which is provided for the de-manufacturer.
It means that we have assumed no value for the de-manufacturer’s output which
has acquired with no data (the shredded object with no data about its formative
material, has no value). For instance, when it is said that the data about
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M: Materials` information is provided
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MCB: Materials`, Components` and Boards` information are provided
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components is provided for the de-manufacturer, it means that the market will just
accept the de-manufacturers recovered components, just because they are
identified as known components. Consequently, when the data about the board,
components, and the materials are provided for the de-manufacturer, also there is
a market need for the board, component and the materials. In the figure 4.22 the
material, component and board are abbreviated by the words M, C and B
respectively. CB is the combination of the component and the board. The same
codification is valid for the rest possible combinations such as MC, MB and MCB.
Regarding the various types of provided-data for the PCB de-manufacturing, it is
visible that if the de-manufacturer will be provided by just the information about
the board’s components (the revenue comes just from the demanded components),
the profitability would be highly negative, since there is neither the revenue from
selling the boards nor the revenue from recycled materials. The graph shows that
regarding the 4 analyzed PCBs, the profitability will be positive.
While the data regarding just the material is provided for the de-manufacturer, the
only profit comes from recycling, which is our base scenario.
As regard as the other types of data which can be provided for the de-
manufacturer, it is shown that if the data about just the components and the board
or the material and the components will be provided for the de-manufacturer, the
profitability level will be lower that the base scenario.
As the graph is depicting the profit levels, it is shown that, if the data about just
the material and the board will be provided for the de-manufacturer, it would be
possible to make a higher level of margin respecting the recycling margin, and
finally the highest level of margin would be achieved when all the data regarding
the PCB is provided.
The mean profit of recycling a PCB, in our case is about 0.67 €/PCB, while based
on our model application, which had been provided by all the needed data, it could
be possible to get 0.98 €/PCB which shows an increase of 46% in margin.
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5 Conclusion
The thesis main focus was how to exploit the manufacturer’s data by the de-
manufacturers to optimize the EOL products de-manufacturing process. As the
type of EOL product had a significant impact on the data exploitation procedure,
we investigated the EOL telecommunication PCB as the EOL products which
were the subject of recycling process. The aim of this thesis was to define the
optimum level of needed data and information for the de-manufacturer which
should be provided by the manufacturer and also how to take advantage of the
provided data to make a higher level of margin than that of basic recycling
scenario.
The base of data exploitation was the structure of needed data and a database
which its gathering was the first task of this work.
In current industrial practices and scientific literature, information gathering on
input products is often missing, resulting a loss of opportunity in treating the EOL
products and returning them to the loop of circular economy in an optimized way.
The needed database for each kind of product should be provided based on the
needs of its de-manufacturer; hence, the appropriate knowledge about the
products’ de-manufacturing process can be considered as crucial. After defining
the proper database and considering its size and the working environment of the
product, the decision about the most suitable method of information transfer,
would be possible to make.
The presented novel de-manufacturing model regarding the EOL PCB treatment
was defined based on the possible recoverable elements from PCBs. Regarding
the model, 3 different outcomes could be achieved. The achievable elements from
PCB de-manufacturing process were defined as the whole product, its
components, and its formative materials. The defined de-manufacturing model
which is equipped with various decision making and operational steps, works as
an optimization model which suggests the optimum procedure of treating the PCB
based on its condition and the market demand. In order to make the decision about
the most profitable processing streams for treating the PCBs, an economic model
was needed to be defined. Hence, based on the structure of the de-manufacturing
model, the economic model was defined.
After evaluating 4 PCBs of the Italtel’s EOL communication PCBs by the model,
it was seen that providing data would unlock the various streams of revenue for
the de-manufacturer. To be more precise about unlocking the profitable de-
manufacturing streams, it should be said that in the traditional de-manufacturing
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procedure, the de-manufacturer is just getting profit from one of the profitable
streams which is recycling, while the other two margin generator streams (product
reuse and component reuse) are locked because of lack of information.
Based on the sensitivity analysis results, it is conceived that the de-manufacturing
model’s profit is highly sensitive to the market demand and the price of reusable
product or its parts and components. Hence, considering the obsolete products
that there is no market demand for them or inexpensive products that the purchase
of their used one does not make sense, applying the de-manufacturing model is
not suggested. But on the other hand, the more expensive the product or its
components are, the more the generated margin would be.
Consequently, the level of data which could be profit generator for the de-
manufacturer is related to the price of the product, and its reused-one market
demand. Also, as far as our economic model was based on PCB de-
manufacturing, all of its sensitivity analysis results do not apply on all types of
products. For instance, the acquisition process of a PCB’s component is complex
and costly while its price is low.
The thesis results showed that in case of providing the appropriate database for
the de-manufacturer in order to unlock all the three profitable streams of de-
manufacturing, there would be 46% improvement in margin, which is quiet
interesting. The potential achievable margin could be a motivation for the both
the manufacturer and de-manufacturer. There could be a business model, based
on which the generated margin is split among the data provider (manufacturer)
and the data user (de-manufacturer).
The successful business model which could be among the manufacturer and the
de-manufacturer, would be a win-win relation, from which both sides get profit.
On the one hand, the manufacturer which is obliged to take care of its products
lifecycle management and EOL product management, can provide the data for the
de-manufacturer for 2 reasons, 1. By providing the data for the de-manufacturer
it can motivate the de-manufacturer to treat its EOL products to earn more, 2. By
charging the de-manufacturer for providing the data for him, and on the other
hand the de-manufacturer who is interested in earning the more profit, is satisfied
by splitting the margin, since in any case its margin would be increased.
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