Malcom J Howard Financial Disclosure Report for 2010

8/3/2019 Malcom J Howard Financial Disclosure Report for 2010

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,4010Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U .S.C. app..s~.sI01-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l)Howard , Malco lm J .

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

Senior US Dis t r i c t Cour t Judge and U S FISA Cour t Judge

7. Chambers or Office A d d r e s sPO Box 5006201 Sou th Evans S t ree tGreenvi l l e , NC 27835-5006

2 . C o u r t o r O r g a n i z a t io nEast e rn Di s t o f Nor th Caro l ina

3 . D a t e o f R e p o r t05/09/201 I

5a . Report Type (check appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8, O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e ,M n g O f f i c er D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followet Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page .

I . P O S I T I O N S . m e p o n i . g i .d i v i a . a l o n l y ; s e e p s . 9 - . of fillng instructions.)~] NONE(No reportable positions.)POSITION N A ME O F O RG A N I ZA TI O N / EN TI TY

2.

3.4.5.

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 offiling instructions.)N O N E ( N o reportable agreements.)

D A T EI.

2.

3.

PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 6

N a m e o f P e r s o n R e p o r t i n gH ow a r d , M a l c o l m J .

D a t e o f R e p o r t05/09/201 I

1 1 I . N O N - I N V E S T M E N T I N C O M E . ~epo ,~ ing ind i~ idua l ondspou se: seepp . 17-2~ o f~ l ing instructions.)A. Filers Non-Investment Income

F~ (No repor table income . )ONE non- inves tmentDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f y o u were ma rried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)[~] N O N E ( N o reportable non-investment income.)

D A T E SO U R C E A N D T Y PEI. 2010 Se lf- e m p loy e d ( in te rio r de s ig n )2.3.4.

IV . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment(Includes those to spouse and depe ndent children; see pp. 25-27 o filling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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Name o f Pe rson R epor t ingH ow a r d , M a l c o l m J .

Date of Report05/09/201 I

V . G I F T S . a n c l u d e s , h o s e , o s p o u s e a n a d . p e . d e n , children; see p p . 2 8 - 3 1 of filing instructions.)[] N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a . a . d e s t h o s e o ~ " s , o . s ~ a n d d e p e . d e . t children; see pp. 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION!.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gHoward, M alcolm J.

D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . ~ e , ,,atao, t r a n s a c t i o n s ( I n c l u d e s th o s e o f s p o u s e a n d d e p e n d e n t c h i ld re n ; s e e p p . 3 4 -6 0 o f f i l in g in s t ru c t io n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n co m e d u r i n g( in c lu d in g t ru s t a s se ts ) re p o rt in g p e r io d

(i) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d iv . , ren t .( A - H ) or in t . )

G r o s s v a l u e a t e n dof r e p o r t i n g p e r i o d(I) (2)V alue V alue

C o d e 2 M e t h o d( J - P ) C o d e 3

( i )T y p e ( e . g . ,b u y , s e l l ,

redemption)

T r an sac t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date V a l u e Gain

m m / d d / y y C o d e 2 C o d e I(J-P) ( A - H )

(5)Identity ofbuyer/ sel ler

(if private~ r a n s a c t i o n )

USAA Inves tmen t Mgmt Company - IRA D Div idend#2-USAA Precious M etals & Minerals Fund

USAA Inves tmenl Mgmt Company - IRA B Div idend#3-USAA Precious M etals & Minerals Fund

K

TSold( p a r t )

T

02/23/10 J A

6.

7.

8.

Sou thwes tern Li f e In s Co - whole l i fe pol icy#1So u t hw es t e r n L i f e I n s Co - w ho le l i f e po l i cy#2j., : ~undeveloped land, WilkesCnty ,NC (asse ss $35 ,280)

AA

Interes t J T

In te res t J T

No ne K S

1 0 .

I1 .1 2 .

1 3 .

1 4 .

1 5 .

1 6 .1 7 .

I. Income Gain Codes:(See Co lumns BI and D4)

2. Val ue C odes(Sec Co lomns CI and D3)

3. V a l u e M e t h o d Codc~(Sec Co lunm C2)

A = $ I , 0 0 0 o r l e s sF = $ 5 0 . 0 0 1 - S l 0 0 . 0 0 0J - $ 1 5 . 0 0 0 o r l e s sN =$250.0OI -P3 = $ 25 .000 .001 - $ 50 .000 .000Q :Ap p ra i , , a [U :Book Value

B =$1.001 - $ 2 , 5 0 0G =$I00,001 - $1.000.000K =$ l 5,001 - $50,000O -$500.001 - $1.000.000R Cos t (R ea l Es ta l c O n l y )V -O ~hcr

C ~$2.501 - $5.000H I =$1.000,001 - $5.000.000L =$50.001 - $100.000PI =$1.0OO.001 - $5,000,000P4 =More than $50.000.000S ~ A s s c s s m c n tW = Est imated

D = $ 5 , 0 0 1 - $15,000H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0M = $ 1 0 0 , 0 0 1 - $250,000P2 -$5,000.001 - $25,000,000T Cash Marke t

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORTPag e 5 o f 6

Name of Person ReportingH ow a r d , M a l c o l m J .

Date of Report05/09/201 I

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (tnaicate part of report.)None


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Name o f Pe rson R epor t ingHo~vard , Malcolm J .

D a t e o f R e p o r t05/09/201 I

IX. CERTIFICATION.1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and comp lete to the best of my kn owledge and bel ief, and that an y information not reported was withh eld because i t met applicable stprovisions permitting non -disclosure.I fur ther cer ti fy that earned income from outs ide emp loyment and honorar ia and the acceptance of gi f t s w hich have been repor ted are incompl iance wi th the p rovis ions of 5 U.S.C. app. 501 e t . seq . , 5 U.S.C. 7353, and Judicial Conference regulat ions .

Signature: S[ M alcolm J. Howard

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C IV I LA N D CR I M I N A L S A N CT I O N S ( 5 U .S .C . app . 104 )

Com m i t t e e on F i nanc i a l D i sc l o su r eAdmini s t ra t ive Off i ce of the Uni t ed Sta t es Cour t sS u i t e 2 -301O n e C o lu mbu s C i rc l e , N .E .W ash i ng t on , D .C. 20 5 44

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Malcom J Howard Financial Disclosure Report for 2010