59
Please read the following chapters/articles/extracts in advance of the relevant class, as listed below. You should bring this reading pack with you to your class. These items are available on the LSE 100 Moodle site if you wish to download or view an electronic copy. Optional further reading is available on Moodle. Are we witnessing a global shift in power from the West to the rest of the world? This week we will begin to consider this complex and contested issue from the perspective of International Relations. In the lecture and the first reading, Professor Michael Cox explores the importance of power in contemporary world politics and weighs in on the question of whether the US’ role as a hegemonic power is, in fact, waning. This week’s reading also includes a memo written by Jon Huntsman, then Ambassador to China, to the US Department of State. This document was classified and would normally have been available to the public only after 30 years or so, but it was published online in 2011 after Chelsea (then Bradley) Manning, a soldier in the US Army, leaked it to WikiLeaks. In class, we will critically assess both the context and content of this primary source, considering the value of such first- hand accounts for our understanding of complex social events. What are the strengths and limitations of this document as a piece of historical evidence? 1. Cox, Michael (2012) “Power shifts, economic change and the decline of the West?” in , Vol. 26:4, pp. 369-381. 2. “Stomp around and carry a small stick: China’s new “global assertiveness” raises hackles, but has more form than substance,” Ambassador Jon Huntsman, U.S. Embassy Beijing to U.S. Secretary of State, February 10, 2010. Wikileaks.org: Reference ID: 10BEIJING383. This week we will consider the impact of structural factors, such as economic issues and domestic politics, on states’ ability to wield power on the international stage. Professor Danny Quah (2015a and 2015b) makes an argument for the rise of China as an economic power, and calls for building explanations on evidence of economic power instead of military/geopolitical power. Trubowitz and Kupchan (2007) offer a complementary analysis that focuses on political polarisation within the US and argue that deepening political divisions in the US will lead to a decline in the “usable power” of the US, limiting its ability to take a coherent and credible approach to foreign policy. Nye (2015) analyses trends in the global economy and information technologies and critically assesses the ability of social scientists to make accurate predictions about the future of the US as a global power.

M3 Reading Pack FINAL

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Page 1: M3 Reading Pack FINAL

Please read the following chapters/articles/extracts in advance of the relevant class, as listed below.

You should bring this reading pack with you to your class.

These items are available on the LSE 100 Moodle site if you wish to download or view an electronic copy.

Optional further reading is available on Moodle.

Are we witnessing a global shift in power from the West to the rest of the world? This week we will begin to consider this complex and contested issue from the perspective of International Relations. In the lecture and the first reading, Professor Michael Cox explores the importance of power in contemporary world politics and weighs in on the question of whether the US’ role as a hegemonic power is, in fact, waning. This week’s reading also includes a memo written by Jon Huntsman, then Ambassador to China, to the US Department of State. This document was classified and would normally have been available to the public only after 30 years or so, but it was published online in 2011 after Chelsea (then Bradley) Manning, a soldier in the US Army, leaked it to WikiLeaks. In class, we will critically assess both the context and content of this primary source, considering the value of such first-hand accounts for our understanding of complex social events. What are the strengths and limitations of this document as a piece of historical evidence?

1. Cox, Michael (2012) “Power shifts, economic change and the decline of the West?” in

, Vol. 26:4, pp. 369-381.

2. “Stomp around and carry a small stick: China’s new “global assertiveness” raises hackles, but has more form than substance,” Ambassador Jon Huntsman, U.S. Embassy Beijing to U.S. Secretary of State, February 10, 2010. Wikileaks.org: Reference ID: 10BEIJING383.

This week we will consider the impact of structural factors, such as economic issues and domestic politics, on states’ ability to wield power on the international stage. Professor Danny Quah (2015a and 2015b) makes an argument for the rise of China as an economic power, and calls for building explanations on evidence of economic power instead of military/geopolitical power. Trubowitz and Kupchan (2007) offer a complementary analysis that focuses on political polarisation within the US and argue that deepening political divisions in the US will lead to a decline in the “usable power” of the US, limiting its ability to take a coherent and credible approach to foreign policy. Nye (2015) analyses trends in the global economy and information technologies and critically assesses the ability of social scientists to make accurate predictions about the future of the US as a global power.

Page 2: M3 Reading Pack FINAL

1. Quah, Danny (2015a) “How China’s rise is revealing the cracks in US claims to legitimacy as global leader” published by 19 August 2015.

2. Quah, Danny (2015b) “Economics might be a dismal field but try International Relations” published on www.dannyquah.com, 7 September 2015.

3. Trubowitz, Peter L. and Charles A. Kupchan (2007) “The demise of liberal internationalism in the United States” in Vol. 32:2, pp. 7-10.

4. Nye, Joseph S. (2015) “Power shifts and global complexity” in Cambridge: Polity Press, pp. 94-105.

How are other parts of the world being affected by a possible shift in global power? This week we will focus on two specific regions: Africa and the European Union (EU). Boone (2009) explores the consequences of global power shifts on different development models, comparing the Western model of development utilised by international financial institutions to the Chinese model of development as it has been implemented in Nigeria, South Africa, Zimbabwe, Sudan and Kenya. The articles from the Financial Times and China Daily Asia provide current analyses of some of the implications of China’s economic growth, including for implementation of the UN’s sustainable development goals (SDGs) in different parts of the world (due to copyright restrictions, the China Daily Asia article is only available online. The link to the article is provided below and on Moodle). The FT article also highlights the close connections between the economies of China and Zambia, which is just one African nation in which China (among other countries) has invested heavily. Nye (2011) provides an overview of the ways in which a changing distribution of power has affected Europe. Kaldor (2012) explores the way in which the EU has wielded soft power to set international standards for issues such as human security, and discusses the role of the EU in offering an alternative form of global governance in a multipolar world.

1. Boone, Catherine (2009) “The China model in Africa: A new brand of developmentalism” in

Springborg, Robert, (ed.) , Edinburgh: Edinburgh University Press, pp. 2-5 and 8-13.

2. England, Andrew (2015) “Zambia bears the brunt of China’s economic slowdown” published by

, 9 September.

3. Kumar VR, Krishna (2015) “Constructing Asia’s route to growth” published by , 7 August. Available online: http://www.chinadailyasia.com/asiaweekly/2015-08/07/content_15301197.htm l

4. Nye, Joseph S. (2011) “Power transition: The question of American decline” in

, New York: Public Affairs, pp. 158-163.

5. Kaldor, Mary (2012) Europe in an Asian century: visions for Europe: a European conception of security. IDEAS report, pp. 30-32.

The lectures and readings for this week will pivot away from state-centric analyses to consider the importance of agency, or the ways in which individuals can influence social processes and

Page 3: M3 Reading Pack FINAL

events. Although Hayek’s Nobel Prize Lecture (1974) and Schouten’s interview with James Scott (2010) have very different disciplinary and political starting points, they offer similar critiques of the types of analyses we have studied over the past three weeks. Hayek was an economist and philosopher and remains a significant figure in classic liberalism. By contrast, Scott is both an anthropologist and a political scientist, and he approaches his work from a more left-wing, anarchist perspective. Both offer interesting insights into the particular challenge of making predictions about social events.

1. “The Pretence of Knowledge”, Friedrich August von Hayek Nobel Prize Lecture (1974). 2. Schouten, P. (2010) “James Scott on Agriculture as Politics, the Dangers of Standardization and

Not Being Governed,” No. 38.

In the lecture this week, Professors Quah and Cox will return for a debate on whether we are in fact witnessing the “decline of the West and the rise of the rest.” As you finalise your essay for submission by noon on Wednesday, 28 October, be sure to think about the ways in which different theories, methods and kinds of evidence can lead social scientists to different conclusions about the causes, or likelihood, of complex events such as a global shift in power.

Page 4: M3 Reading Pack FINAL
Page 5: M3 Reading Pack FINAL

Inte

rnat

iona

l Rel

atio

ns26

(4)

369 –

388

© T

he A

utho

r(s)

201

2R

epri

nts

and

perm

issi

on: s

agep

ub.

co.u

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urna

lsPe

rmis

sion

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0047

1178

1246

1336

ire.

sage

pub.

com

Po

wer

Shi

fts,

Eco

nom

ic

Cha

nge

and

the

Dec

line

o

f the

Wes

t?

Mic

hael

Co

xLo

ndon

Sch

ool o

f Eco

nom

ics

Abs

trac

tIt

has

beco

me

the

new

trut

h of

the

early

twen

ty-fi

rst c

entu

ry th

at th

e W

este

rn w

orld

we

have

kno

wn

is fa

st l

osin

g its

pre

-em

inen

ce t

o be

rep

lace

d by

a n

ew i

nter

natio

nal

syst

em s

hape

d ei

ther

by

the

so-c

alle

d BR

ICs

com

prisi

ng B

razi

l, R

ussia

, Ind

ia a

nd C

hina

, the

‘res

t’, o

r m

ore

popu

larly

by

that

ver

y br

oadl

y de

fined

geo

grap

hica

l ent

ity k

now

n as

Asia

. Thi

s at

leas

t is

how

man

y ec

onom

ists,

hist

oria

ns

and

stud

ents

of w

orld

pol

itics

are

now

vie

win

g th

e fu

ture

of t

he la

rger

inte

rnat

iona

l sys

tem

. Thi

s es

say

does

not

disp

ute

som

e se

lf-ev

iden

t ec

onom

ic fa

cts.

Nor

doe

s it

assu

me

that

the

wor

ld w

ill lo

ok t

he

sam

e in

50

year

s tim

e as

it d

oes

now

. It

does

, how

ever

, que

stio

n th

e id

ea t

hat

ther

e is

an ir

resis

tible

‘p

ower

shi

ft’ in

the

mak

ing

and

that

the

Wes

t an

d th

e U

nite

d St

ates

are

in s

teep

dec

line.

Spe

cific

ally

, it

mak

es a

num

ber

of c

ritic

al a

rgum

ents

con

cern

ing

the

new

nar

rativ

e. F

irst,

it su

gges

ts th

at th

is st

ory,

by

rea

sona

bly

focu

sing

on w

hat

is ob

viou

sly c

hang

ing

in t

he w

orld

, unf

ortu

nate

ly ig

nore

s w

hat

is no

t; as

a r

esul

t, it

unde

rest

imat

es w

hat

mig

ht lo

osel

y be

ter

med

the

con

tinue

d st

ruct

ural

adv

anta

ges

still

en

joye

d by

the

Uni

ted

Stat

es a

nd it

s m

ajor

Wes

tern

alli

es. S

econ

d, w

hile

it is

tru

e th

at m

any

new

st

ates

are

ass

umin

g a

bigg

er r

ole

in th

e w

orld

eco

nom

y, th

eir

rise

need

s to

be lo

oked

at m

ore

care

fully

th

an it

has

bee

n so

far;

inde

ed, w

hen

such

an

exam

inat

ion

is un

dert

aken

, it b

ecom

es in

crea

singl

y cl

ear

that

the

rise

of o

ther

s –

incl

udin

g C

hina

– is

stil

l hem

med

in b

y se

vera

l obs

tacl

es, i

nter

nal a

s w

ell a

s ex

tern

al. T

hird

, tho

ugh

the

Asia

n re

gion

, and

Chi

na a

s pa

rt o

f it,

is as

sum

ing

an e

ver

mor

e im

port

ant

role

in t

he w

ider

wor

ld e

cono

my,

thi

s de

velo

pmen

t sh

ould

not

be

seen

as

mar

king

the

beg

inni

ng o

f a

new

Asia

n C

entu

ry. T

his

now

pop

ular

idea

is n

ot o

nly

conc

eptu

ally

pro

blem

atic

, it

inev

itabl

y le

ads

to a

n un

dere

stim

atio

n of

oth

er k

ey a

reas

in t

he w

orld

incl

udin

g in

cide

ntal

ly t

he T

rans

atla

ntic

reg

ion.

Fi

nally

I su

gges

t tha

t if t

he d

ubio

us id

ea o

f a p

ower

shift

is ta

ken

to b

e tr

ue, t

his c

ould

ver

y ea

sily

lead

to

grea

ter

inte

rnat

iona

l ins

ecur

ity a

nd c

onfli

ct. U

nder

stan

ding

the

mod

ern

wor

ld b

ette

r th

an m

any

seem

to

be

doin

g rig

ht n

ow is

ther

efor

e no

t onl

y in

telle

ctua

lly im

port

ant;

it is

stra

tegi

cally

nec

essa

ry to

o.

Key

wo

rds

BRIC

s, p

ower

shi

ft, r

ise

of C

hina

, the

Tra

nsat

lant

ic r

elat

ions

hip,

US

decl

ine

Co

rres

pond

ing

auth

or:

Mic

hael

Cox

, ID

EAS,

Lon

don

Scho

ol o

f Eco

nom

ics,

Hou

ghto

n St

reet

, Lon

don,

WC

1 2A

E, U

K.

Emai

l: m

.e.c

ox@

lse.

ac.u

k

461336

IRE2

64

10

.11

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/00

47

117

81

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33

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tern

atio

nal

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atio

nsC

ox

20

12

Kenn

eth

N W

altz

Lec

ture

370

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

Intr

odu

ctio

n

Mem

ory

can

oft

en p

lay

tri

cks

on

ev

en t

he

mo

st h

isto

rica

lly

min

ded

in

div

idu

als,

par

ticu

-

larl

y t

ho

se w

ho

hav

e h

ad t

o l

ive

thro

ug

h t

he

last

10

tu

rbu

len

t y

ears

. In

dee

d,

it i

s al

mo

st

imp

oss

ible

no

w t

o r

ecal

l h

ow

sel

f-co

nfi

den

t so

man

y i

n t

he

Wes

t w

ere

du

rin

g t

he

dec

ade

imm

edia

tely

fo

llo

win

g t

hat

mo

st u

np

red

icte

d o

f w

orl

d-s

hat

teri

ng

ev

ents

kn

ow

n g

ener

i-

call

y a

s th

e ‘e

nd

of

the

Co

ld W

ar’.

To

be

fair

, so

me

ob

serv

ers

did

sen

se t

hat

th

ere

was

som

eth

ing

dis

tin

ctly

un

real

, p

oss

ibly

tem

po

rary

, ab

ou

t th

e n

ew p

ost

-Co

ld W

ar o

rder

.1 A

few

ev

en f

ore

cast

th

at w

e w

ou

ld a

ll s

oo

n b

e m

issi

ng

th

e C

old

War

.2 B

ut

that

is

no

t h

ow

mo

st c

om

men

tato

rs v

iew

ed t

hin

gs

at t

he

tim

e. O

n t

he

con

trar

y, h

avin

g w

itn

esse

d t

he

spee

dy

co

llap

se o

f th

e S

ov

iet

pro

ject

fo

llo

wed

by

a d

ecad

e o

f g

lob

al m

ark

et e

xp

ansi

on

(oth

erw

ise

kn

ow

n a

s g

lob

aliz

atio

n),

mo

st p

un

dit

s ca

me

to b

elie

ve

that

a s

ucc

essf

ul

mar

-

riag

e b

etw

een

fre

e m

ark

ets

dem

ocr

atic

en

larg

emen

t an

d U

S p

ow

er w

ou

ld g

uar

ante

e

ord

er w

ell

into

th

e n

ext

mil

len

niu

m.3

Cer

tain

ly,

the

Wes

t at

th

e ti

me

loo

ked

as

if i

t w

as

def

init

ely

in

th

e as

cen

dan

cy,

rest

ruct

uri

ng

on

ce p

lan

ned

eco

no

mie

s, o

pen

ing

up

pre

vi-

ou

sly

clo

sed

sy

stem

s, i

nco

rpo

rati

ng

fo

rmer

en

emie

s an

d s

mas

hin

g d

ow

n p

oli

tica

l an

d

eco

no

mic

do

ors

th

at h

ad a

t o

ne

tim

e b

een

clo

sed

. Ad

mit

ted

ly, it

so

met

imes

fai

led

to

act

,

as s

ay i

n R

wan

da;

an

d v

ery

oft

en i

t ig

no

red

th

e fa

ct t

hat

so

me

acto

rs (

wh

o l

ater

mad

e

thei

r n

ame

on

9/1

1)

wer

e cl

earl

y n

ot

bec

om

ing

so

cial

ized

in

to t

hat

fab

led

en

tity

kn

ow

n

as t

he

‘in

tern

atio

nal

co

mm

un

ity

’. B

ut

as o

ne

cen

tury

gav

e w

ay t

o a

no

ther

, it

ap

pea

red

as

if t

he

Wes

tern

wo

rld

fro

m t

he

Pac

ific

co

ast

of

the

Un

ited

Sta

tes

to t

he

mid

dle

of

a n

ewly

un

ited

Eu

rop

e co

uld

lo

ok

fo

rwar

d t

o d

ecad

es o

f se

lf-c

on

fid

ent

pro

sper

ity

an

d p

eace

.

No

wh

ere

was

th

is m

oo

d o

f o

pti

mis

m m

ore

pre

val

ent

than

in

th

e la

nd

of

the

last

rem

ain

ing

su

per

po

wer

. In

dee

d,

the

Un

ited

Sta

tes

app

eare

d t

o b

e in

an

esp

ecia

lly

en

vi-

able

po

siti

on

. S

om

e co

nti

nu

ed t

o w

on

der

wh

eth

er t

he

‘un

ipo

lar

mo

men

t’ w

as r

eall

y a

n

illu

sio

n.4

On

e o

r tw

o a

nal

yst

s ev

en s

pec

ula

ted

ab

ou

t th

e p

oss

ible

lim

its

of

US

po

wer

.5

An

d t

he

occ

asio

nal

mav

eric

k c

on

tin

ued

to

rep

eat

the

old

Pau

l K

enn

edy

lin

e th

at t

he

Un

ited

Sta

tes

was

in

dec

lin

e.6 H

ow

ever

few

bu

t th

e m

ost

pes

sim

isti

c en

vis

aged

th

at a

ny

oth

er p

ow

er w

ou

ld l

ikel

y r

ise

to b

alan

ce i

ts v

ast

po

wer

in

th

e fu

ture

. In

dee

d,

afte

r h

av-

ing

see

n o

ff t

he

US

SR

, an

d t

hen

hav

ing

ex

per

ien

ced

an

8-y

ear

eco

no

mic

bo

om

of

its

ow

n, A

mer

ica

and

Am

eric

ans

cou

ld r

easo

nab

ly l

oo

k f

orw

ard

to

an

oth

er v

ery

Am

eric

an

cen

tury

.7 I

n f

act,

so

bu

oy

ant

was

th

e m

oo

d b

y t

he

end

of

the

19

90

s th

at s

ever

al w

rite

rs

beg

an t

o t

alk

of

the

Un

ited

Sta

tes

as t

he

new

Ro

me

on

th

e P

oto

mac

, ev

en a

mo

der

n

‘em

pir

e’ p

oss

essi

ng

glo

bal

rea

ch,

an i

nfi

nit

e su

rplu

s o

f so

ft p

ow

er a

nd

a v

ast

mil

itar

y

mac

hin

e to

mat

ch. F

or

som

e o

f co

urs

e th

e U

nit

ed S

tate

s h

ad b

eco

me

the

gre

ates

t p

ow

er

in h

isto

ry w

ith

on

e v

ery

ob

vio

us

dis

tin

gu

ish

ing

fea

ture

: u

nli

ke

its

gre

at p

ow

er p

red

eces

-

sors

fro

m t

he

Ro

man

s to

th

e B

riti

sh,

this

on

e w

ou

ld n

ever

dec

lin

e.8

It is

oft

en s

aid

th

at b

efo

re e

ver

y g

reat

fal

l th

ere

is a

per

iod

of

gra

ce. S

o it w

as p

erh

aps

wit

h t

he

last

hu

bri

stic

dec

ade

of

the

twen

tiet

h c

entu

ry.

Bu

t th

e fa

ll w

hen

it

cam

e w

as

pro

fou

nd

no

net

hel

ess

– t

o s

uch

an

ex

ten

t th

at o

ne

Am

eric

an m

agaz

ine

was

lat

er f

orc

ed

to c

on

ced

e th

at th

e y

ears

bet

wee

n 2

00

0 a

nd

20

10

had

bee

n n

oth

ing

les

s th

an ‘

the

dec

ade

fro

m h

ell’

.9 I

t al

l b

egan

wit

h 9

/11

an

d th

e st

rate

gic

ally

in

ept re

spo

nse

to

th

is b

y th

e B

ush

adm

inis

trat

ion

.10 I

t co

nti

nu

ed w

ith

th

e g

rad

ual

ero

sio

n o

f ec

on

om

ic c

erta

inty

th

at f

inal

ly

culm

inat

ed w

ith

th

e g

reat

geo

po

liti

cal

setb

ack

of

the

Wes

tern

fin

anci

al c

risi

s.11

An

d i

t

wen

t fr

om

bad

to

wo

rse

in s

om

e ey

es w

hen

it

bec

ame

incr

easi

ng

ly c

lear

th

at t

he

Wes

t

Cox 2012

Week 1

Page 6: M3 Reading Pack FINAL

Cox

371

itse

lf w

as f

acin

g a

mas

siv

e ch

alle

ng

e fr

om

oth

er n

on

-Wes

tern

pla

yer

s in

th

e w

orl

d c

api-

tali

st e

con

om

y. W

hen

Go

ldm

an S

ach

s la

un

ched

th

e id

ea o

f th

e ‘B

RIC

s’ c

om

pri

sin

g

‘Bra

zil,

Ru

ssia

, In

dia

an

d C

hin

a’ i

n 2

00

1, o

nly

eco

no

mis

ts (

and

no

t m

any

of

them

) to

ok

the

idea

ver

y s

erio

usl

y.1

2 B

ut

as t

he

yea

rs p

asse

d,

and

th

e ec

on

om

ic d

ata

beg

an t

o f

low

in,

it b

egan

to

lo

ok

as

if t

he

auth

or

of

the

ori

gin

al n

oti

on

, Ji

m O

’Nei

ll,

had

bee

n b

ril-

lian

tly

pre

scie

nt.

13 I

nd

eed

, h

is c

ore

id

ea b

ased

on

car

efu

l ec

on

om

ic s

tud

y –

nam

ely,

th

at

the

futu

re e

con

om

ic o

rder

wo

uld

be

less

do

min

ated

by

th

e W

est

than

it

wo

uld

be

by

gia

nt

eco

no

mie

s li

ke

the

BR

IC c

ou

ntr

ies

– s

eem

ed t

o p

rov

ide

irre

futa

ble

pro

of

that

th

e

wo

rld

was

in

th

e m

idst

of

a g

lob

al r

evo

luti

on

.14 T

he

cau

ses

of

this

wer

e m

ult

iple

. B

ut

on

e th

ing

was

ob

vio

us.

Th

e ax

is o

f th

e in

tern

atio

nal

sy

stem

th

at h

ad f

or

sev

eral

cen

tu-

ries

rev

olv

ed a

rou

nd

th

e A

tlan

tic

was

mo

vin

g e

lsew

her

e –

eit

her

to

war

ds

Asi

a as

a

reg

ion

15 o

r m

ore

gen

eral

ly t

ow

ard

s so

met

hin

g v

agu

ely

ref

erre

d t

o b

y t

he

infl

uen

tial

colu

mn

ist,

Far

eed

Zak

aria

, as

th

e ‘r

est’

.16 N

or

was

th

is Z

akar

ia o

r O

’Nei

ll’s

vie

w a

lon

e.

In 2

00

4,

the

then

ed

ito

r o

f F

orei

gn A

ffai

rs h

ad w

arn

ed t

he

Wes

t th

at t

her

e w

as a

po

ten

-

tial

ly d

istu

rbin

g ‘

po

wer

sh

ift

in t

he

mak

ing

’.1

7 A

few

yea

rs o

n a

nd

on

e o

f th

e m

ore

infl

uen

tial

lib

eral

wri

ters

on

wo

rld

po

liti

cs m

ade

mu

ch t

he

sam

e p

oin

t. I

t w

as n

o l

on

ger

a q

ues

tio

n o

f w

het

her

wea

lth

an

d p

ow

er w

ere

mo

vin

g a

way

fro

m t

he

Wes

t an

d t

he

No

rth

, ac

cord

ing

to

Jo

hn

Ik

enb

erry

. T

hat

mu

ch w

as s

elf-

evid

ent.

Th

e b

ig q

ues

tio

n n

ow

,

he

con

tin

ued

, w

as ‘

wh

at k

ind

of

glo

bal

po

liti

cal

ord

er’

wo

uld

em

erg

e as

a c

on

se-

qu

ence

.18 T

he

less

lib

eral

Nia

ll F

erg

uso

n c

on

curr

ed.

Bu

t in

his

vie

w,

it w

as n

ot

just

th

e

on

ce ‘

app

-lad

en’

Wes

t th

at w

as i

n r

etre

at.1

9 S

o t

oo

was

his

ad

op

ted

co

un

try

of

cho

ice.

Th

e ‘h

yp

er-p

ow

er’

was

hy

per

no

mo

re.2

0 A

mer

ica’

s b

est

day

s w

ere

beh

ind

it.

Th

e

emp

ire

was

on

th

e sl

ide.

21

Un

surp

risi

ng

ly,

thes

e se

ism

ic a

lter

atio

ns

gen

erat

ed m

uch

in

ten

se d

ebat

e ar

ou

nd

th

e

wo

rld

: n

ow

her

e m

ore

so

th

an i

n t

he

Wes

t it

self

.22 H

ere,

op

inio

n v

eere

d b

etw

een

th

e

dee

ply

pes

sim

isti

c –

all

po

wer

tra

nsi

tio

ns

it w

as a

ssu

med

co

uld

on

ly l

ead

to

in

ten

sifi

ed

glo

bal

co

nfl

ict2

3 –

th

rou

gh

to

th

ose

wh

o i

nsi

sted

th

at t

he

new

em

erg

ing

eco

no

mie

s co

uld

on

ly a

dd

to

th

e st

ock

of

the

wo

rld

’s w

ealt

h b

y b

rin

gin

g m

ore

sta

tes

wit

hin

th

e fo

ld o

f th

e

wo

rld

mar

ket

. It

was

th

e ri

se o

f C

hin

a, h

ow

ever

, th

at o

ccas

ion

ed t

he

gre

ates

t d

iscu

ssio

n

of

all,

an

d f

or

ver

y s

ou

nd

mat

eria

l re

aso

ns

as R

ob

ert A

rt h

as o

bse

rved

.24 I

n f

act,

alm

ost

ov

ern

igh

t, i

t se

emed

as

if e

ver

yb

od

y h

ad s

om

eth

ing

sig

nif

ican

t to

say

ab

ou

t C

hin

a.25

Op

inio

n d

iffe

red

sh

arp

ly w

ith

on

e o

r tw

o w

rite

rs c

laim

ing

th

at C

hin

a w

as f

ast

bec

om

ing

a re

spo

nsi

ble

sta

keh

old

er i

n i

nte

rnat

ion

al s

oci

ety,

26 a

few

th

at i

ts r

apid

eco

no

mic

ex

pan

-

sio

n w

as t

he

on

ly t

hin

g s

tan

din

g b

etw

een

th

e W

est

and

a g

lob

al d

epre

ssio

n, o

ther

s th

at i

t

con

stit

ute

d a

rea

l th

reat

to

US

heg

emo

ny

27 a

nd

man

y m

ore

th

at i

f it

co

nti

nu

ed t

o g

row

wh

ile

the

Wes

t lu

rch

ed f

rom

lo

w g

row

th t

o n

o g

row

th a

t al

l, i

t m

igh

t so

on

be

run

nin

g

Asi

a,28 o

r p

oss

ibly

ev

en t

he

wo

rld

.29 B

ut

ho

wev

er o

ne

asse

ssed

Ch

ina,

on

e th

ing

lo

ok

ed

star

tlin

gly

ob

vio

us.

Th

is ‘

rest

less

em

pir

e’30 h

ad a

t la

st b

een

aro

use

d f

rom

its

slu

mb

er

foll

ow

ing

a r

elat

ivel

y u

nev

entf

ul

dec

ade

(on

e w

rite

r in

19

99

ev

en s

ug

ges

ted

th

at w

e

sho

uld

no

t b

e ta

kin

g C

hin

a to

o s

erio

usl

y)3

1 a

nd

was

no

w s

et t

o t

ake

its

seat

at

the

top

of

the

wo

rld

’s t

able

. A g

rav

ity

sh

ift

was

tak

ing

pla

ce32 –

or

so i

t w

as a

rgu

ed –

an

d w

het

her

or

no

t o

ne

vie

wed

Ch

ina’

s ec

on

om

ic r

ise

as a

fo

reg

on

e co

ncl

usi

on

,33 a

nec

essa

ry c

orr

ec-

tiv

e to

its

nin

etee

nth

cen

tury

per

iod

of

hu

mil

iati

on

,34 w

orr

ied

ab

ou

t it

s im

pac

t o

n t

he

glo

bal

eco

no

mic

an

d p

oli

tica

l o

rder

,35 o

r as

sum

ed t

hat

its

ris

e w

as b

ou

nd

to

lea

d t

o

incr

ease

d

‘in

ten

se

secu

rity

co

mp

etit

ion

’,36

on

e th

ing

w

as

cert

ain

: th

e in

tern

atio

nal

372

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

syst

em w

as u

nd

erg

oin

g w

hat

ev

en W

este

rn g

ov

ern

men

ts n

ow

bel

iev

ed w

as a

tra

nsf

orm

a-

tio

n t

hat

wo

uld

alt

er t

he

wo

rld

fo

rev

er.3

7

In w

hat

fo

llo

ws,

I w

ant

to a

dd

ress

th

e is

sues

rai

sed

by

wh

at m

any

are

no

w a

ssu

min

g

to b

e ir

rev

ersi

ble

ch

ang

es i

n t

he

wo

rld

ord

er. I

do

so

no

t b

y a

skin

g w

hat

all

th

is m

ean

s, i

f

any

thin

g,

for

inte

rnat

ion

al r

elat

ion

s (I

R)

theo

ry (

this

has

bee

n d

on

e el

sew

her

e)38 b

ut

rath

er b

y w

on

der

ing

wh

eth

er th

e n

ow

po

pu

lar

arg

um

ent th

at w

e h

ave

mo

ved

in

to a

‘p

ost

-

Wes

tern

wo

rld

’ is

in

fac

t tr

ue.

39 C

lear

ly,

I d

o n

ot

dis

pu

te s

om

e se

lf-e

vid

ent

eco

no

mic

fact

s.40 H

ow

ever

, as

Car

r note

d m

any y

ears

ago, th

e fa

cts

do n

ot

alw

ays

spea

k f

or

them

-

selv

es, a

nd

ev

en if

som

e se

em to

th

ink

th

ey d

o, t

hey

can

sti

ll b

e ar

ran

ged

in

a c

erta

in w

ay

to p

ain

t a

less

th

an c

om

ple

te p

ictu

re o

f th

e m

od

ern

wo

rld

.

I m

ake

sev

eral

arg

um

ents

in

wh

at f

oll

ow

s. O

ne

is t

hat

th

is m

od

ern

sto

ry,

exci

tin

g

and

in

tere

stin

g t

ho

ug

h i

t is

, te

nd

s to

fo

cus

alm

ost

en

tire

ly o

n w

hat

is

rap

idly

ch

ang

ing

bu

t sa

ys

litt

le a

bo

ut

wh

at i

s n

ot

– a

nd

wh

at i

s ch

ang

ing

mu

ch l

ess

than

so

me

are

no

w

sug

ges

tin

g i

s A

mer

ica’

s p

osi

tio

n i

n t

he

wo

rld

.41 T

her

e h

as a

lso

bee

n a

co

nfu

sio

n a

bo

ut

term

s. N

ob

od

y s

erio

us

wo

uld

wan

t to

den

y t

hat

th

ere

hav

e b

een

mea

sura

ble

ch

ang

es

in t

he

shap

e o

f th

e w

orl

d e

con

om

y o

ver

th

e p

ast

few

yea

rs.

Ho

wev

er,

too

man

y w

rit-

ers

hav

e ei

ther

ass

um

ed t

hat

a s

hif

t in

eco

no

mic

gra

vit

y i

s th

e sa

me

thin

g a

s a

po

wer

shif

t (i

t is

no

t),4

2 o

r th

at a

s th

ese

eco

no

mic

ch

ang

es c

on

tin

ue,

th

ey w

ill

eith

er l

ead

to

a tr

ansf

er o

f p

ow

er f

rom

on

e h

egem

on

to

an

oth

er (

this

is

qu

esti

on

able

)43 o

r to

th

e

crea

tio

n o

f so

met

hin

g n

ow

reg

ula

rly

(an

d d

ub

iou

sly

) re

ferr

ed t

o a

s a

new

‘A

sian

Cen

tury

’.4

4 A

s I

wil

l se

ek t

o s

ho

w,

thes

e as

sert

ion

s co

nta

in s

erio

us

anal

yti

cal

flaw

s.

Eq

ual

ly f

law

ed,

I w

ou

ld i

nsi

st,

is t

he

idea

th

at w

e ca

n m

ake

bo

ld p

red

icti

on

s ab

ou

t

wh

ere

the

wo

rld

wil

l b

e in

th

e fu

ture

. A

s w

e ca

n a

ll a

ttes

t g

etti

ng

th

e fu

ture

rig

ht

has

in t

he

pas

t p

rov

en t

o b

e a

foo

l’s

erra

nd

.45 T

his

, I

wo

uld

wan

t to

arg

ue,

has

im

po

rtan

t

less

on

s fo

r th

ose

no

w c

on

fid

entl

y p

red

icti

ng

a m

ajo

r p

ow

er s

hif

t o

ver

th

e co

min

g

dec

ades

.46 T

he

‘res

t’ m

ay n

ow

be

gro

win

g f

ast,

wh

ile

the

Un

ited

Sta

tes

and

th

e

Eu

rop

ean

Un

ion

(E

U)

lan

gu

ish

. H

ow

ever

, as

mo

re s

ob

er a

nal

yst

s h

ave

po

inte

d o

ut,

the

cris

is i

n t

he

Wes

t m

ay n

ot

last

fo

rev

er,

wh

ile

the

man

y p

rob

lem

s fa

cin

g s

om

e o

f

the

rest

– i

ncl

ud

ing

In

dia

47 a

nd

Ch

ina4

8 –

co

uld

der

ail

thei

r ap

par

entl

y i

rres

isti

ble

ris

e

up

th

e ec

on

om

ic l

eag

ue

tab

le.

No

thin

g o

f co

urs

e en

du

res

fore

ver

. A

nd

a n

ew w

orl

d

mig

ht

ind

eed

be

in t

he

mak

ing

. B

ut

it m

igh

t n

ot

be

the

on

e n

ow

bei

ng

tal

ked

ab

ou

t so

fev

eris

hly

aro

un

d t

he

wo

rld

to

day

.

Am

eric

an e

cono

mic

dec

line?

As

we

hav

e al

read

y s

ug

ges

ted

, a

larg

e p

art

of

the

case

in

fav

ou

r o

f th

e n

oti

on

th

at a

‘po

wer

sh

ift’

is

un

der

way

res

ts o

n t

he

assu

mp

tio

n t

hat

th

e le

adin

g W

este

rn p

lay

er –

th

e

Un

ited

Sta

tes

of

Am

eric

a –

fac

es a

n i

rres

isti

ble

eco

no

mic

dec

lin

e th

at w

ill,

if

it c

on

tin

-

ues

, ei

ther

all

ow

oth

ers

to t

ake

adv

anta

ge

of

its

wea

kn

ess

or

red

uce

its

ab

ilit

y t

o l

ead

.

Cer

tain

ly, m

any

ord

inar

y A

mer

ican

s, a

nd

th

ose

wh

o c

om

men

t o

n th

e U

nit

ed S

tate

s to

day

,

bel

iev

e th

is t

o b

e th

e ca

se.4

9 O

f co

urs

e, t

he

sto

ry c

an b

e, a

nd

has

bee

n, t

old

in

ver

y d

iffe

r-

ent

way

s. F

or

som

e, t

he

pro

cess

is

lik

ely

to

be

slo

w a

nd

can

be

man

aged

rat

her

eas

ily,

‘po

lite

ly’ ev

en.5

0 F

or

oth

ers,

it

is b

ou

nd

to

hav

e en

orm

ou

s co

nse

qu

ence

s, n

ot

on

ly f

or

the

con

du

ct o

f U

S f

ore

ign

po

licy

bu

t al

so f

or

the

wo

rld

at

larg

e. I

nd

eed

if

on

e ac

cep

ts

the

theo

ry o

f h

egem

on

ic s

tab

ilit

y (

and

bel

iev

es th

at th

e h

egem

on

is

no

w in

dec

lin

e), t

hen

Cox 2012

Week 1

Page 7: M3 Reading Pack FINAL

Cox

373

the

futu

re o

f th

e w

orl

d l

oo

ks

hig

hly

pro

ble

mat

ic.5

1 E

ith

er w

ay,

wit

h i

ts s

har

e o

f w

orl

d

trad

e fa

llin

g,

its

deb

t in

crea

sin

g,

its

eco

no

my

in

slo

wd

ow

n s

ince

20

08

an

d i

ts d

epen

-

den

cy o

n f

ore

ign

pu

rch

aser

s o

f it

s d

ebt

on

th

e ri

se, it

lo

ok

s to

man

y a

nal

yst

s at

lea

st a

s if

the

Un

ited

Sta

tes

wil

l ei

ther

‘n

eed

to

ret

ren

ch’5

2 o

r, m

ore

pro

ble

mat

ical

ly,

pas

s o

n t

he

bat

on

to

oth

er m

ore

cap

able

po

wer

s.53

Th

e d

ebat

e ab

ou

t U

S e

con

om

ic d

ecli

ne

is h

ard

ly a

new

on

e.5

4 I

n f

act

ever

sin

ce t

he

late

19

60

s, o

ne

pu

nd

it a

fter

an

oth

er h

as b

een

fo

reca

stin

g d

ire

thin

gs

for

the

Un

ited

Sta

tes

on

th

e g

rou

nd

s th

at i

t w

as b

eco

min

g, as

on

e w

rite

r p

ut

it i

n 1

97

7, a

ver

y o

rdin

ary

cou

ntr

y.5

5 A

dec

ade

late

r, P

aul

Ken

ned

y m

ade

mu

ch t

he

sam

e p

oin

t,5

6 a

s d

id I

mm

anu

el

Wal

lers

tein

in

20

02

,57 a

nd

th

en D

avid

Cal

leo

a f

ew y

ears

lat

er.5

8 I

nd

eed

, th

ere

has

har

dly

bee

n a

po

int

in t

ime

sin

ce t

he

late

19

60

s –

wit

h t

he

po

ssib

le e

xce

pti

on

of

the

‘un

ipo

lar

mo

men

t’ i

n t

he

19

90

s (a

nd

no

t ev

en t

hen

) –

wh

en t

her

e h

as n

ot

bee

n s

pec

ula

tio

n a

bo

ut

Am

eric

a’s

eco

no

mic

fu

ture

. B

ut

this

tim

e, w

e ar

e re

assu

red

, th

e d

ecli

ne

is f

or

‘rea

l’.

Wit

h a

n e

du

cati

on

sy

stem

no

lo

ng

er f

it f

or

pu

rpo

se,

a m

idd

le c

lass

in

ret

reat

, an

d a

po

liti

cal

syst

em i

n g

rid

lock

, th

e U

nit

ed S

tate

s, a

cco

rdin

g t

o o

ne

rece

nt

stu

dy

(w

ritt

en b

y

a B

riti

sh j

ou

rnal

ist)

, is

in

fre

e fa

ll w

ith

lit

tle

tim

e le

ft t

o r

eco

ver

.59

Th

ere

can

of

cou

rse

be

no

do

ub

tin

g A

mer

ica’

s m

any

eco

no

mic

pro

ble

ms.

No

r sh

ou

ld

ther

e b

e an

y d

ou

bt

eith

er t

hat

Am

eric

a’s

shar

e o

f w

orl

d g

ross

do

mes

tic

pro

du

ct (

GD

P)

is

mu

ch l

ess

tod

ay t

han

it

was

, sa

y, 2

5 y

ears

ag

o,

let

alo

ne

at t

he

end

of

the

Wo

rld

War

II

wh

en i

t w

as t

he

on

ly s

erio

us

pla

yer

in

th

e w

orl

d c

apit

alis

t sy

stem

.60 B

ut

this

is

har

dly

th

e

sam

e th

ing

as

sug

ges

tin

g th

at th

e U

nit

ed S

tate

s is

in

irr

ever

sib

le e

con

om

ic d

ecli

ne

– n

ow

a co

mm

on

vie

w –

or

that

Ch

ina

has

no

w o

ver

tak

en i

t –

an

eq

ual

ly p

op

ula

r v

iew

. E

ven

on

the

sim

ple

st o

f G

DP

mea

sure

s, t

he

Un

ited

Sta

tes

is s

till

wel

l ah

ead

of

Ch

ina.

Th

us,

wh

erea

s C

hin

a w

ith

a p

op

ula

tio

n o

f ar

ou

nd

20

per

cen

t o

f th

e w

orl

d’s

to

tal

gen

erat

es

som

eth

ing

bet

wee

n o

ne-

sev

enth

an

d o

ne-

ten

th o

f g

lob

al G

DP,

th

e U

nit

ed S

tate

s w

ith

on

ly 6

per

cen

t o

f th

e w

orl

d’s

po

pu

lati

on

sti

ll m

anag

es to

pro

du

ce b

etw

een

20

an

d 2

5 p

er

cen

t. I

nd

eed

, b

y a

sim

ple

GD

P m

easu

rem

ent,

th

e U

S e

con

om

y r

emai

ns

mo

re p

ow

erfu

l

than

th

e n

ext fo

ur

big

ges

t ec

on

om

ies

com

bin

ed: th

at is

to s

ay C

hin

a, J

apan

, Ger

man

y a

nd

the

Un

ited

Kin

gd

om

. C

om

par

iso

ns

bet

wee

n a

ver

age

liv

ing

sta

nd

ard

s ar

ou

nd

th

e w

orl

d

rev

eal an

ev

en g

reat

er g

ap, e

spec

iall

y w

hen

th

e co

mp

aris

on

is

mad

e w

ith

th

e B

RIC

co

un

-

trie

s. C

lear

ly,

life

is

imp

rov

ing

fo

r m

illi

on

s o

f p

eop

le i

n t

hes

e co

un

trie

s w

ith

po

ver

ty

fall

ing

, an

d a

new

mid

dle

cla

ss b

ein

g c

reat

ed.

Sti

ll,

in e

ach

of

the

BR

ICs

(In

dia

an

d

Bra

zil

mo

st o

bv

iou

sly

), t

her

e ar

e st

ill

vas

t p

oo

ls o

f p

ov

erty

. F

urt

her

mo

re, in

ter

ms

of

liv

-

ing

sta

nd

ard

s, t

he

Un

ited

Sta

tes

con

tin

ues

to

be

ahea

d b

y a

lo

ng

way

wit

h a

n o

ver

all

aver

age

4 t

imes

hig

her

th

an t

hat

of

Bra

zil,

6 t

imes

hig

her

th

an t

hat

in

Ch

ina

and

as

mu

ch

as 1

5 t

imes

hig

her

th

an i

n I

nd

ia.6

1

No

w,

no

ne

of

this

wo

uld

co

me

as a

ny

gre

at s

urp

rise

to

a d

evel

op

men

tal

eco

no

mis

t.

Od

dly

th

ou

gh

it

wo

uld

co

me

as s

om

eth

ing

of

a sh

ock

to

th

e A

mer

ican

pu

bli

c w

ho

by

20

12

had

co

me

to t

he

som

ewh

at b

izar

re c

on

clu

sio

n t

hat

th

e U

nit

ed S

tate

s h

ad b

een

eco

-

no

mic

ally

ov

erta

ken

by

Ch

ina

and

wo

uld

, p

resu

mab

ly, fa

ll f

urt

her

an

d f

urt

her

beh

ind

its

gre

at e

con

om

ic r

ival

on

th

e o

ther

sid

e o

f th

e P

acif

ic.6

2 I

nd

eed

, th

e g

ap b

etw

een

per

cep

-

tio

n o

n t

he

on

e h

and

, an

d t

he

fact

s o

n t

he

gro

un

d o

n t

he

oth

er, w

as c

lev

erly

ill

ust

rate

d i

n

a re

cen

t st

ud

y. I

n t

his

, th

e au

tho

r ch

alle

ng

ed t

he

‘dec

lin

ists

’ n

ot

by

co

mp

arin

g t

he

Un

ited

Sta

tes

wit

h o

ther

nat

ion

al e

con

om

ies,

bu

t b

y c

om

par

ing

oth

er n

atio

nal

eco

no

mie

s w

ith

spec

ific

sta

tes

wit

hin

the

Un

ion

. Th

e re

sult

s w

ere

tell

ing

. To

tak

e o

ne

exam

ple

: Cal

ifo

rnia

.

374

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

In G

DP

ter

ms,

it

alo

ne

rem

ain

s sl

igh

tly

mo

re w

ealt

hy

th

an B

razi

l an

d R

uss

ia,

resp

ec-

tiv

ely,

an

d a

lmo

st t

wic

e as

wea

lth

y a

s b

oth

Tu

rkey

an

d I

nd

on

esia

(tw

o e

con

om

ies

no

w

dis

cuss

ed i

n i

ncr

easi

ng

ly g

low

ing

ter

ms)

. T

he

Tex

an e

con

om

y m

ean

wh

ile

is n

earl

y a

s

big

as

Ru

ssia

’s a

nd

ju

st s

lig

htl

y s

mal

ler

than

In

dia

’s. T

his

har

dly

so

un

ds

lik

e an

eco

no

my

on

th

e w

ane.

63

If t

he

Un

ited

Sta

tes

is h

ard

ly t

he

dec

lin

ing

eco

no

mic

su

per

po

wer

po

rtra

yed

in

mu

ch

of

the

lite

ratu

re t

od

ay, it

als

o c

on

tin

ues

to

be

able

to

do

th

ing

s th

at o

ther

s ca

n o

nly

dre

am

of.

In

par

t, t

his

is

a fu

nct

ion

of

its

size

; in

par

t, a

fu

nct

ion

of

geo

gra

ph

ical

lu

ck (

the

Un

ited

Sta

tes

po

sses

ses

eno

rmo

us

qu

anti

ties

of

oil

, g

as,

coal

an

d f

oo

d)

and

in

par

t, a

fun

ctio

n o

f it

s em

bed

ded

po

siti

on

in

th

e w

orl

d e

con

om

ic s

yst

em. A

s C

arla

No

rlo

ff h

as

rece

ntl

y s

ho

wn

, des

pit

e a

gra

du

al e

con

om

ic d

ecli

ne

sin

ce th

e en

d o

f th

e W

orl

d W

ar I

I, th

e

Un

ited

Sta

tes

stil

l p

oss

esse

s cr

itic

al f

eatu

res

that

giv

e it

wh

at s

he

call

s ‘p

osi

tio

nal

ad

van

-

tag

es’ o

ver

all

oth

er s

tate

s. S

he

even

ch

alle

ng

es th

e n

ow

fas

hio

nab

le v

iew

th

at A

mer

ica’

s

heg

emo

nic

bu

rden

s ar

e o

utw

eig

hin

g t

he

ben

efit

s. S

he

sug

ges

ts o

ther

wis

e: W

ash

ing

ton

actu

ally

rea

ps

mo

re t

han

it

pay

s o

ut

in t

he

pro

vis

ion

of

pu

bli

c g

oo

ds.

64 T

he

Un

ited

Sta

tes

also

has

on

e o

ther

, v

ery

sp

ecia

l, a

dv

anta

ge:

th

e d

oll

ar. A

s D

ou

g S

tok

es h

as c

on

vin

cin

gly

arg

ued

, th

is p

arti

cula

r fo

rm o

f ‘f

inan

cial

po

wer

aff

ord

s th

e U

nit

ed S

tate

s a

bro

ad r

ang

e

of

pri

vil

eges

’, a

by

-pro

du

ct,

in t

he

last

an

aly

sis,

‘o

f o

ther

s w

illi

ng

nes

s to

pu

rch

ase,

ho

ld

and

use

th

e d

oll

ar’.

Th

ey d

o t

his

of

cou

rse

no

t b

ecau

se t

hey

esp

ecia

lly

lo

ve

Am

eric

ans,

bu

t in

ord

er t

o h

old

up

an

eco

no

mic

sy

stem

up

on

wh

ose

hea

lth

th

eir

ow

n p

rosp

erit

y c

on

-

tin

ues

to

dep

end

. F

urt

her

mo

re,

as S

tok

es g

oes

on

to

arg

ue,

ev

en t

he

fin

anci

al c

risi

s h

as

no

t w

eak

ened

th

e p

osi

tio

n o

f th

e U

nit

ed S

tate

s an

yw

her

e n

ear

as m

uch

so

me

hav

e

assu

med

. In

dee

d,

in a

wo

rld

wh

ere

un

cert

ain

ty r

eig

ns

(mo

st o

bv

iou

sly

in

th

e E

U),

‘mo

ney

’ in

its

pu

rest

fo

rm h

as f

led

to

saf

ety,

an

d n

ow

her

e is

reg

ard

ed a

s b

ein

g a

s sa

fe a

s

the

Un

ited

Sta

tes.

To

th

is e

xte

nt,

th

e fi

nan

cial

cri

sis,

iro

nic

ally

, h

as o

nly

aff

irm

ed U

S

fin

anci

al p

ow

er r

ath

er t

han

wea

ken

ed i

t.65

We

also

hav

e to

ju

dg

e ec

on

om

ic p

ow

er n

ot

on

ly i

n t

erm

s o

f th

e si

ze o

f an

eco

no

my

bu

t al

so b

y t

he

qu

alit

ativ

e cr

iter

ia o

f ‘c

om

pet

itiv

enes

s’. E

con

om

ies

lik

e C

hin

a, I

nd

ia a

nd

Bra

zil

are

un

do

ub

ted

ly l

arg

e an

d w

ill

no

do

ub

t g

et l

arg

er o

ver

tim

e. B

ut

this

do

es n

ot

nec

essa

rily

mak

e th

em c

om

pet

itiv

e in

rel

atio

nsh

ip t

o m

ost

Wes

tern

co

un

trie

s o

r th

e

Un

ited

Sta

tes.

In

a 2

011

su

rvey

, in

fac

t, t

he

Un

ited

Sta

tes

cam

e fo

urt

h i

n t

he

wo

rld

in

a

gro

up

of

15

co

un

trie

s. M

ore

ov

er,

11 w

ith

in t

he

15

wer

e d

efin

ably

Wes

tern

, w

hil

e th

e

oth

er 4

in

clu

ded

Jap

an, T

aiw

an, H

on

g K

on

g a

nd

Sin

gap

ore

– c

ou

ntr

ies

all

clo

sely

tie

d t

o

the

Wes

t an

d t

o t

he

Un

ited

Sta

tes.

As

for

the

BR

ICs,

th

ey c

ame

wel

l d

ow

n t

he

list

. Th

us,

Ch

ina

cam

e in

at

27

, In

dia

at

51

, B

razi

l at

58

an

d R

uss

ia a

t 6

3.6

6 O

ther

stu

die

s h

ave

arri

ved

at

no

t d

issi

mil

ar c

on

clu

sio

ns

con

cern

ing

th

e q

ual

itat

ive

gap

th

at c

on

tin

ues

to

exis

t b

etw

een

a n

um

ber

of

the

‘ris

ing

’ eco

no

mie

s an

d m

any

of

the

mo

re e

stab

lish

ed o

nes

,

the

Un

ited

Sta

tes,

in

par

ticu

lar.

In

ter

ms

of

cutt

ing

-ed

ge

rese

arch

in

sci

ence

an

d t

ech

no

l-

og

y, f

or

exam

ple

, th

e U

nit

ed S

tate

s co

nti

nu

es t

o h

old

a c

lear

lea

d.

Ind

eed

in

20

08

, th

e

Un

ited

Sta

tes

acco

un

ted

fo

r 4

0 p

er c

ent

of

tota

l w

orl

d r

esea

rch

an

d d

evel

op

men

t (R

&D

)

spen

din

g a

nd

38

per

cen

t o

f p

aten

ted

new

tec

hn

olo

gy

in

ven

tio

ns.

Mo

re s

ign

ific

antl

y,

scie

nti

fic

rese

arch

pro

du

ced

in

th

e U

nit

ed S

tate

s ac

cou

nte

d f

or

49

per

cen

t o

f to

tal

wo

rld

cita

tio

ns

and

63

per

cen

t o

f th

e m

ost

hig

hly

cit

ed a

rtic

les.

Th

e U

nit

ed S

tate

s al

so c

on

tin

-

ued

to

em

plo

y a

rou

nd

70

of

the

wo

rld

’s N

ob

el P

rize

win

ner

s an

d c

ou

ld l

ay c

laim

to

tw

o-

thir

ds

of

its

mo

st c

ited

in

div

idu

al r

esea

rch

ers

in s

cien

ce a

nd

tec

hn

olo

gy.

67

Cox 2012

Week 1

Page 8: M3 Reading Pack FINAL

Cox

375

Inn

ov

atio

n i

s al

so a

n A

mer

ican

str

eng

th.6

8 O

ther

co

un

trie

s ar

e cl

earl

y b

egin

nin

g t

o

catc

h u

p. T

he

Un

ited

Sta

tes,

ho

wev

er,

is s

till

a c

ou

ntr

y t

hat

co

nti

nu

es t

o i

nn

ov

ate

acro

ss

the

bo

ard

. Cri

tics

wo

uld

no

do

ub

t p

oin

t to

th

e fa

ct th

at th

e U

nit

ed S

tate

s is

sli

pp

ing

do

wn

the

leag

ue

tab

le. H

ow

ever

, it

sti

ll r

ank

s fo

urt

h i

n t

he

wo

rld

. C

hin

a m

ean

wh

ile

on

ly c

ame

in a

t 5

4th

in

20

09

, In

dia

at

56

th a

nd

Bra

zil

and

Ru

ssia

ev

en f

urt

her

beh

ind

. O

f co

urs

e,

this

do

es n

ot ta

ke

acco

un

t o

f ch

ang

e o

ver

th

e lo

ng

er ter

m, o

r o

f th

e fa

ct th

at a

co

un

try

lik

e

Ch

ina

is m

akin

g a

co

nce

rted

eff

ort

to

bu

ild

a m

ore

in

no

vat

ive

eco

no

my.

69 B

ut as

ev

en th

e

Ch

ines

e w

ou

ld a

ccep

t, i

t st

ill

has

ver

y l

on

g w

ay t

o g

o.

Ind

eed

, in

sp

ite

of

off

icia

l ef

fort

s

to e

nco

ura

ge

wh

at i

s te

rmed

in

Ch

ina

a ‘c

apac

ity

fo

r in

dep

end

ent

inn

ov

atio

n’,

th

ere

rem

ain

sev

eral

wea

kn

esse

s in

th

e C

hin

ese

po

liti

cal

eco

no

my.

Am

on

g t

he

mo

st s

ign

ifi-

can

t, i

t h

as b

een

no

ted

, ar

e ‘p

oo

r en

forc

emen

t o

f in

tell

ectu

al p

rop

erty

rig

hts

, an

ed

uca

-

tio

nal

sy

stem

th

at e

mp

has

izes

ro

te l

earn

ing

ov

er c

riti

cal

thin

kin

g,

and

a s

ho

rtag

e o

f

ind

epen

den

t o

rgan

izat

ion

s th

at c

an e

val

uat

e sc

ien

tifi

c p

rog

ress

’.70 T

her

e is

als

o w

ider

po

liti

cal

rest

rain

t as

wel

l. I

nn

ov

atio

n u

sual

ly r

equ

ires

op

en d

ebat

e, a

cap

acit

y t

o c

hal

-

len

ge

esta

bli

shed

tru

ths

and

in

cen

tiv

es t

o t

hin

k t

he

un

thin

kab

le;

and

no

ne

of

thes

e, t

o b

e

blu

nt,

are

mu

ch i

n e

vid

ence

in

mo

der

n C

hin

a to

day

.71

Fin

ally

, in

ter

ms

of

glo

bal

eco

no

mic

po

wer

, th

e U

nit

ed S

tate

s is

sti

ll w

ell

ahea

d i

n

on

e o

ther

vit

al r

esp

ect:

co

rpo

rate

str

eng

th.7

2 S

om

e o

f th

e em

erg

ing

eco

no

mie

s ar

e

beg

inn

ing

to

cat

ch u

p,

and

so

me

of

Am

eric

a’s

clo

sest

all

ies

in E

uro

pe

and

Asi

a ru

n i

t a

go

od

sec

on

d.7

3 B

ut

the

Un

ited

Sta

tes

clea

rly

rem

ain

s in

‘p

oll

po

siti

on

’ w

ith

Am

eric

an

com

pan

ies

in 2

011

co

nst

itu

tin

g 4

of

the

top

10

co

rpo

rati

on

s in

th

e w

orl

d,

14

of

the

top

30

an

d 2

5 o

f th

e to

p 5

0.

Wes

tern

co

mp

anie

s m

ore

gen

eral

ly s

till

ou

tper

form

all

oth

ers,

wit

h t

he

Un

ited

Sta

tes

and

th

e E

U t

og

eth

er r

epre

sen

tin

g 6

ou

t o

f th

e to

p 1

0 g

lob

al c

or-

po

rati

on

s, 2

2 o

ut

of

the

top

30

an

d 3

7 o

ut

of

the

top

50

. S

om

e o

f th

e B

RIC

eco

no

mie

s

do

hav

e so

me

ver

y l

arg

e co

mp

anie

s w

ith

Ch

ina,

un

surp

risi

ng

ly,

lead

ing

th

e w

ay w

ith

4

ou

t o

f th

e to

p 1

0,

8 o

ut

of

the

top

50

an

d 6

1 o

ut

of

the

top

50

0,

a re

mar

kab

le a

chie

ve-

men

t fo

r a

cou

ntr

y t

hat

on

ly 2

5 y

ears

ag

o w

as v

irtu

ally

irr

elev

ant

in t

he

wo

rld

eco

n-

om

y.7

4 S

till

, as

a r

ecen

t B

roo

kin

gs

stu

dy

has

sh

ow

n,

it d

oes

no

t fo

llo

w t

hat

th

ese

com

pan

ies

are

inte

rnat

ion

ally

act

ive

or

sho

uld

ev

en b

e re

gar

ded

as

‘mu

ltin

atio

nal

s’ i

n

the

tru

e se

nse

of

that

wo

rd.

Ind

eed

, 4

9 o

f th

e to

p 5

7 m

ain

lan

d c

om

pan

ies

in C

hin

a

rem

ain

un

der

sta

te c

on

tro

l; a

nd

wit

h a

ver

y f

ew e

xce

pti

on

s, t

he

ov

erw

hel

min

g m

ajo

rity

all

op

erat

e p

red

om

inan

tly

wit

hin

th

e co

un

try

– a

nd

fo

r se

ver

al g

oo

d r

easo

ns

incl

ud

ing

a

sho

rtag

e o

f m

anag

ers

wit

h t

he

nec

essa

ry l

ing

uis

tic

skil

ls a

nd

ex

per

ien

ce o

f w

ork

ing

abro

ad,

a la

ck o

f tr

ansp

aren

cy,

po

or

glo

bal

bra

nd

pre

sen

ce,

and

a v

ery

rea

l d

iffi

cult

y i

n

adap

tin

g e

asil

y t

o f

ore

ign

leg

al,

tax

an

d p

oli

tica

l en

vir

on

men

ts.7

5

Har

d po

wer

–so

ft p

ow

er

If t

he

Un

ited

Sta

tes

reta

ins

som

e v

ery

fo

rmid

able

eco

no

mic

ass

ets,

th

e sa

me

can

ju

st a

s

easi

ly b

e sa

id a

bo

ut it

s st

ill v

ery

po

wer

ful p

osi

tio

n w

ith

in th

e la

rger

in

tern

atio

nal

sy

stem

.

Th

is i

s n

o l

on

ger

a f

ash

ion

able

vie

w t

o d

efen

d o

f co

urs

e. I

nd

eed

, a

com

bin

atio

n o

f an

ill-

jud

ged

war

in

Ira

q,

the

use

of

tort

ure

in

th

e ‘w

ar o

n t

erro

r’,

the

nea

r m

eltd

ow

n o

f th

e

Am

eric

an f

inan

cial

sy

stem

in

20

08

, an

d t

he

slo

w r

eco

ver

y o

f th

e A

mer

ican

eco

no

my

sin

ce, h

as led

man

y to

qu

esti

on

Am

eric

a’s

cap

acit

y e

ith

er to

lea

d o

ther

s o

r g

arn

er s

up

po

rt

for

its

po

lici

es a

bro

ad.

Bu

zan

has

pro

bab

ly t

heo

rize

d t

his

bes

t. A

mer

ica’

s cl

aim

to

376

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

rep

rese

nt th

e li

ber

al f

utu

re, h

e ar

gu

ed b

ack

in

20

08

, was

‘b

lig

hte

d’.

Th

e A

mer

ican

mo

del

no

lo

ng

er i

nsp

ired

ad

mir

atio

n,

he

insi

sted

. T

he

nu

mb

er o

f st

ates

th

at w

ante

d t

o f

oll

ow

it

was

fas

t d

ecli

nin

g.

Mo

re g

ener

ally

, h

e co

nti

nu

ed,

heg

emo

ny

had

bec

om

e in

crea

sin

gly

‘ill

egit

imat

e’ i

n i

nte

rnat

ion

al s

oci

ety.

As

a re

sult

, A

mer

ica’

s p

osi

tio

n i

n t

he

wo

rld

was

bec

om

ing

mo

re a

nd

mo

re ‘

frag

ile’

.76

Obvio

usl

y, th

ere

is s

om

ethin

g to

this

, whic

h is

one

of

the

reas

ons

why th

is k

ind o

f ar

gu-

men

t has

pro

ved

so p

opula

r am

ong those

who n

ow

hold

to the

vie

w that

we

are

now

in the

mid

st o

f a

‘pow

er s

hif

t’. B

ut one

of

the

pro

ble

ms

wit

h it,

cle

arly

, is

that

it se

riousl

y u

nder

-

stat

es h

ow

much

har

d p

ow

er t

he

Unit

ed S

tate

s ca

n s

till

mobil

ize,

even

aft

er t

he

ver

y l

im-

ited

cuts

pro

pose

d b

y P

resi

den

t O

bam

a.77 I

t m

ight

be

inte

llec

tual

ly f

ashio

nab

le t

o a

rgue

that

mil

itar

y p

ow

er i

s bec

om

ing l

ess

and l

ess

sali

ent

in a

n a

ge

of

asym

met

ric

war

wher

e

the

wea

k c

an d

o a

gre

at d

eal

of

dam

age

to t

he

stro

ng.

How

ever

, th

e ver

y f

act

that

the

Unit

ed S

tate

s is

able

to m

obil

ize

the

mil

itar

y m

anpow

er i

t ca

n (

curr

entl

y i

t has

more

men

and w

om

en u

nder

arm

s th

an it had

on the

eve

of

9/1

1),

78 c

an p

roje

ct p

ow

er to e

ver

y c

orn

er

of

the

eart

h, is

sti

ll t

he

mai

n p

rovid

er o

f se

curi

ty i

n A

sia

and E

uro

pe

and s

pen

ds

as m

uch

as i

t st

ill

does

on ‘

def

ence

’ – a

bout

45 p

er c

ent

of

the

worl

d’s

tota

l – s

ugges

ts t

hat

the

countr

y h

as a

ver

y l

ong w

ay t

o g

o b

efore

one

can t

alk a

bout

it b

ecom

ing l

ess

of

a su

per

-

pow

er. T

he

mil

itar

y p

ow

er o

f oth

er s

tate

s m

ore

over

does

not

com

par

e, e

ven

Chin

a’s

wit

h

its

huge

stan

din

g a

rmy (

whic

h h

as n

ot

fought

a w

ar s

ince

the

dis

astr

ous

invas

ion o

f

Vie

tnam

in 1

979)7

9 a

nd i

ts i

ncr

easi

ngly

lar

ge

blu

e w

ater

nav

y t

hat

now

incl

udes

one

air-

craf

t ca

rrie

r.80 I

ndee

d,

when

its

fir

st a

ircr

aft

carr

ier

was

fin

ally

giv

en i

ts f

irst

sea

tri

als

in

2011

, the

alar

m b

ells

wen

t up in the

regio

n.8

1 H

ow

ever

, Chin

a’s

one

airc

raft

car

rier

har

dly

com

par

es w

ith A

mer

ica’

s 11

car

rier

gro

ups.

Nor

has

the

ongoin

g m

oder

niz

atio

n o

f C

hin

a’s

mil

itar

y b

rought

it a

nyw

her

e cl

ose

to U

S l

evel

s. I

ndee

d t

he

most

rec

ent

figure

s sh

ow

that

the

Unit

ed S

tate

s not only

expen

ds

five

tim

es m

ore

on n

atio

nal

sec

uri

ty than

Chin

a. T

aken

toget

her

, it

s m

any a

llie

s in

the

regio

n (

incl

udin

g a

mong o

ther

s Ja

pan

, S

outh

Kore

a, I

ndia

and A

ust

rali

a) a

lso s

pen

d m

ore

on t

hei

r m

ilit

ary f

orc

es t

han

Chin

a, a

nd d

o s

o b

y a

sig

nif

i-

cant

mar

gin

– n

earl

y U

S$200bn c

om

par

ed t

o C

hin

a’s

$11

5bn.8

2

Th

is i

n t

urn

sh

ou

ld a

lert

us

to y

et a

no

ther

asp

ect

of

Am

eric

a’s

imp

ress

ive

po

siti

on

in

the

wo

rld

: it

s fo

rmid

ably

wid

e al

lian

ce s

yst

em.

Bu

zan

may

be

rig

ht.

Th

ere

mig

ht

be

few

er s

tate

s w

illi

ng

to

‘fo

llo

w’

the

Un

ited

Sta

tes

in w

ays

that

th

ey d

id d

uri

ng

th

e C

old

War

. T

her

e ar

e al

so a

few

‘p

rob

lem

’ co

un

trie

s li

ke

Pak

ista

n, T

urk

ey a

nd

Eg

yp

t th

at h

ave

incr

easi

ng

ly d

iffi

cult

rel

atio

ns

wit

h W

ash

ing

ton

. N

on

eth

eles

s, e

ven

th

ose

wh

o h

ave

do

ub

ts a

bo

ut A

mer

ican

lea

der

ship

sk

ills

, sti

ll f

ind

th

at th

ey h

ave

no

alt

ern

ativ

e b

ut to

all

y

them

selv

es w

ith

it.

Th

is is

ob

vio

usl

y tru

e o

f th

e E

uro

pea

ns

wh

o c

an s

ee n

o o

ther

sec

uri

ty

gu

aran

tor

than

th

e U

nit

ed S

tate

s. B

ut

it i

s al

so t

rue

of

key

sta

tes

in L

atin

Am

eric

a, A

fric

a

and

Asi

a. I

f an

yth

ing

, it

has

bec

om

e ev

en m

ore

tru

e in

Asi

a; i

n f

act,

as

Ch

ina

has

ris

en,

mo

st A

sian

co

un

trie

s (i

ncl

ud

ing

co

mm

un

ist-

led

Vie

tnam

) h

ave

dem

and

ed m

ore

, an

d n

ot

less

, of

an A

mer

ican

pre

sen

ce i

n t

he

reg

ion

. Ch

ina

as a

res

ult

no

w f

ind

s it

self

in

th

e p

ara-

do

xic

al p

osi

tio

n o

f h

avin

g g

reat

er e

con

om

ic in

flu

ence

in

Asi

a b

ut fe

wer

fri

end

s.83 T

o th

is

deg

ree,

its

gro

win

g e

con

om

ic p

ow

er h

as n

ot tr

ansl

ated

in

to it h

avin

g m

ore

po

liti

cal in

flu

-

ence

as

wel

l.84 N

or

hav

e it

s h

eav

y-h

and

ed p

oli

cies

in

Asi

a h

elp

ed.

On

th

e co

ntr

ary,

by

lay

ing

cla

im t

o t

he

So

uth

Ch

ina

Sea

s85 a

nd

rem

ain

ing

sil

ent

abo

ut

the

agg

ress

ive

beh

av-

iou

r o

f it

s si

ng

le a

lly

No

rth

Ko

rea,

it

has

act

ual

ly m

ade

Am

eric

a’s

po

siti

on

str

on

ger

rath

er t

han

wea

ker

.86 I

nd

eed

, p

reci

sely

bec

ause

Ch

ina

do

es n

ot

‘in

spir

e co

nfi

den

ce’,

it

Cox 2012

Week 1

Page 9: M3 Reading Pack FINAL

Cox

377

has

bee

n p

oss

ible

fo

r th

e U

nit

ed S

tate

s to

be

vie

wed

by

mo

st c

ou

ntr

ies

in t

he

reg

ion

as

that

wel

l-k

no

wn

‘in

dis

pen

sab

le n

atio

n’ u

po

n w

ho

se c

on

tin

ued

pre

sen

ce t

hei

r o

wn

saf

ety

ult

imat

ely

dep

end

s.87

Am

eric

a’s

con

tin

ued

pre

sen

ce i

n A

sia

rais

es a

wid

er q

ues

tio

n a

bo

ut

wh

eth

er ‘

po

wer

in t

he

bro

ader

sen

se i

s in

fac

t ti

ltin

g a

way

fro

m t

he

Wes

t as

is

no

w s

o o

ften

cla

imed

.

Ch

ina

may

wel

l b

e th

e n

ew e

ng

ine

pu

llin

g a

lon

g t

he

wo

rld

eco

no

my.

Its

eco

no

mic

ro

le

in A

fric

a, B

razi

l an

d A

ust

rali

a m

ay h

ave

bec

om

e cr

uci

ally

im

po

rtan

t. A

nd

its

new

mid

dle

clas

s m

ay b

e b

uy

ing

mo

re a

nd

mo

re o

f th

e h

igh

-en

d p

rod

uct

s th

at t

he

Wes

t is

on

ly t

oo

hap

py

to

sel

l it

. Y

et,

thu

s fa

r, C

hin

a h

as b

een

mu

ch l

ess

than

su

cces

sfu

l in

win

nin

g

frie

nd

s an

d b

uil

din

g r

elat

ion

s o

f tr

ust

wit

h o

ther

co

un

trie

s. I

t m

igh

t b

e an

ex

agg

erat

ion

to

say

th

at C

hin

a ‘i

s g

ener

ally

hel

d i

n s

usp

icio

n’

aro

un

d t

he

wo

rld

.88 B

ut

Ch

ina

do

es c

on

-

fro

nt

som

e se

rio

us

dif

ficu

ltie

s w

hen

in

tera

ctin

g w

ith

oth

ers.

In

par

t, t

he

pro

ble

m i

s cu

l-

tura

l. T

his

is

stil

l a

cou

ntr

y a

fter

all

th

at f

or

all

its

new

op

enn

ess

con

tin

ues

to

har

bo

ur

a

susp

icio

n o

f ‘f

ore

ign

ers’

. T

he

ov

erw

hel

min

g m

ajo

rity

of

its

peo

ple

mo

reo

ver

are

dee

ply

insu

lar

in o

utl

oo

k a

nd

hav

e li

ttle

ex

per

ien

ce, an

d h

ard

ly a

ny

un

der

stan

din

g, o

f th

e w

orl

d

ou

tsid

e o

f C

hin

ese

bo

rder

s.89 T

his

is

even

tru

e o

f m

any

of

its

sen

ior

po

licy

-mak

ers,

th

e

bu

lk o

f w

ho

m tra

vel

ab

road

in

freq

uen

tly,

do

no

t sp

eak

fo

reig

n lan

gu

ages

wit

h a

ny

deg

ree

of

flu

ency

an

d w

ho

hav

e b

een

bro

ug

ht

up

po

liti

call

y i

n t

he

hid

den

wo

rld

of

the

Ch

ines

e

Co

mm

un

ist

Par

ty. T

her

e is

als

o a

lar

ger

id

eolo

gic

al a

nd

po

liti

cal

issu

e. C

hin

a m

igh

t b

e a

trad

ing

su

per

po

wer

. B

ut

it h

as n

o v

isio

n a

nd

no

sen

se o

f w

hat

it

mig

ht

tak

e to

bec

om

e a

seri

ou

s su

per

po

wer

in

a l

ead

ersh

ip p

osi

tio

n w

ith

all

th

e re

spo

nsi

bil

itie

s an

d d

ang

ers

that

wo

uld

en

tail

. If

any

thin

g, C

hin

a is

ex

trao

rdin

aril

y i

ll-e

qu

ipp

ed t

o l

ead

wit

h i

ts d

efen

siv

e,

alm

ost

su

spic

iou

s v

iew

of

the

wo

rld

, an

d i

ts c

on

stan

t re

iter

atio

n o

f th

e o

ld W

estp

ahal

ian

man

tra

that

sta

tes

sho

uld

kee

p t

hei

r n

ose

s o

ut

of

oth

er p

eop

le’s

bu

sin

ess.

No

r is

th

ere

mu

ch s

ign

th

at i

t is

kee

n t

o d

o s

o.

In t

his

, o

f co

urs

e, t

he

Ch

ines

e th

emse

lves

hav

e b

een

per

fect

ly c

and

id.

Ou

r fo

reig

n p

oli

cy g

oal

, th

ey r

epea

t, i

s to

cre

ate

an i

nte

rnat

ion

al e

nv

i-

ron

men

t th

at w

ill

per

mit

us

to f

ocu

s o

n d

om

esti

c af

fair

s an

d e

con

om

ic g

row

th a

t h

om

e;

and

an

yth

ing

dis

turb

ing

th

at d

erai

ls u

s fr

om

th

is v

ery

lo

ng

-ter

m t

ask

str

etch

ing

ov

er

sev

eral

dec

ades

sh

ou

ld b

e av

oid

ed a

t al

l co

sts.

90 I

t is

no

t ev

en c

erta

in t

hat

Ch

ina

even

reg

ard

s it

self

as

a m

od

el f

or

oth

ers

to f

oll

ow

. In

dee

d, h

ow

co

uld

it d

o s

o in

a w

orl

d w

her

e

dem

ocr

acy

– h

ow

ever

im

per

fect

– h

as b

eco

me

the

po

liti

cal

no

rm?

Peo

ple

ab

road

may

adm

ire

Ch

ina

for

wh

at i

t h

as a

chie

ved

; a

few

may

ev

en h

op

e th

at i

ts r

ise

wil

l le

ad t

o a

deg

ree

of

bal

ance

in

th

e in

tern

atio

nal

sy

stem

. B

ut

wh

en i

t im

pri

son

s d

issi

den

t ar

tist

s,

rep

eate

dly

att

ack

s th

e m

uch

ad

mir

ed D

alai

Lam

a an

d t

hen

see

ks

to p

un

ish

an

oth

er s

ov

-

erei

gn

sta

te f

or

an e

nti

rely

in

dep

end

ent

com

mit

tee

awar

din

g a

pea

ce p

rize

to

on

e o

f it

s

citi

zen

s, t

his

is

har

dly

lik

ely

to

win

it

con

ver

ts i

n t

he

wid

er w

orl

d.9

1

If C

hin

a h

as a

rea

l p

rob

lem

in

pro

ject

ing

a p

osi

tiv

e an

d c

on

fid

ent

pic

ture

of

itse

lf o

r

of

the

wo

rld

it w

ou

ld lik

e to

bu

ild

, th

e sa

me

can

har

dly

be

said

of

the

Un

ited

Sta

tes.

92 T

he

US

may

hav

e lo

st g

oo

d d

eal o

f st

and

ing

in

th

e w

orl

d b

ecau

se o

f th

e Ir

aq W

ar; m

ean

wh

ile

the

Wes

t h

as c

lear

ly s

uff

ered

a s

etb

ack

bec

ause

of

the

eco

no

mic

cri

sis.

Ho

wev

er, t

he

firs

t

was

par

tial

ly v

itia

ted

by

th

e el

ecti

on

of

Ob

ama

in 2

00

8,

and

th

e se

con

d h

as n

ot

led

to

any

bo

dy

ser

iou

s p

rop

osi

ng

an

alt

ern

ativ

e. M

ore

ov

er,

the

‘Wes

t’ f

or

all

its

fau

lts

– g

row

-

ing

in

equ

alit

y, e

thic

al s

tan

dar

ds

in d

ecli

ne

and

all

th

e re

st –

sti

ll l

oo

ks

a m

ore

att

ract

ive

pro

po

siti

on

th

an a

ny

thin

g e

lse

on

off

er.

As

a re

cen

t st

ud

y h

as s

ho

wn

, ‘s

oft

po

wer

’ is

alm

ost

en

tire

ly th

e p

rese

rve

of

Wes

tern

, or

mo

re p

reci

sely

dem

ocr

atic

, co

un

trie

s w

ith

th

e

378

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

Un

ited

Sta

tes

stil

l le

adin

g a

lea

gu

e ta

ble

th

at i

ncl

ud

es m

ost

Wes

t E

uro

pea

n c

ou

ntr

ies

as

wel

l as

tw

o c

ou

ntr

ies

fro

m A

sia

– J

apan

an

d S

ou

th K

ore

a. C

hin

a o

n th

e o

ther

han

d c

om

es

in 2

0th

, ju

st a

hea

d o

f B

razi

l at

21

st,

foll

ow

ed b

y I

nd

ia a

t 2

7th

an

d R

uss

ia 2

8th

ou

t o

f a

tota

l o

f 3

0 c

ou

ntr

ies

asse

ssed

.93

Th

ere

are

sev

eral

rea

son

s w

hy

th

e W

est co

nti

nu

es to

sco

re w

ell in

ter

ms

of

soft

po

wer

,

the

mo

st o

bv

iou

s b

ein

g t

hat

Wes

tern

co

un

trie

s h

ave

a p

lura

list

po

liti

cal

cult

ure

wh

ere

hav

ing

dis

sid

ent

vie

ws,

wil

l n

ot,

by

an

d l

arg

e, e

nd

up

wit

h o

ne

spen

din

g a

rat

her

lo

ng

term

in

pri

son

or

wo

rse.

Bu

t an

oth

er r

easo

n –

cle

arly

co

nn

ecte

d –

has

to

do

wit

h i

ts o

pen

syst

em o

f h

igh

er e

du

cati

on

. H

ere,

ev

en t

he

mu

ch-m

alig

ned

Un

ited

Sta

tes

con

tin

ues

to

hav

e g

reat

mag

net

ic p

ull

, no

wh

ere

mo

re s

o th

an in

Ch

ina

itse

lf, j

ud

gin

g b

y th

e en

orm

ou

s

nu

mb

er o

f C

hin

ese

stu

den

ts w

ho

ev

ery

yea

r se

ek a

pla

ce i

n U

S i

nst

itu

tio

ns

of

hig

her

lear

nin

g.

Man

y o

f th

em m

ay i

n t

he

end

ret

urn

to

Ch

ina.

Ho

wev

er,

they

cle

arly

bel

iev

e

that

get

tin

g a

n e

du

cati

on

in

a U

S c

oll

ege

wil

l im

pro

ve

thei

r jo

b p

rosp

ects

in

an

in

crea

s-

ing

ly t

ou

gh

Ch

ines

e jo

b m

ark

et.9

4 N

or

is t

his

tem

po

rary

‘b

rain

dra

in’

a m

ere

acci

den

t o

f

his

tory

. In

dee

d,

on

e o

f th

e m

ore

ob

vio

us

sig

ns

of

con

tin

ued

Wes

tern

an

d A

mer

ican

stre

ng

th i

s it

s u

niv

ersi

ty s

ecto

r.95 O

ther

co

un

trie

s an

d c

on

tin

ents

ob

vio

usl

y h

ave

un

iver

-

siti

es.

Bu

t v

ery

few

of

them

ran

k e

spec

iall

y h

igh

in

in

tern

atio

nal

ter

ms.

96 T

he

BR

IC

cou

ntr

ies

in p

arti

cula

r se

em t

o f

ace

alm

ost

in

sup

erab

le d

iffi

cult

ies

in r

aisi

ng

sta

nd

ard

s.

Bra

zil

and

In

dia

fo

r ex

amp

le h

ave

no

un

iver

siti

es i

n t

he

top 1

00,

Russ

ia o

nly

one

and

Chin

a a

mer

e fi

ve

– thre

e of

thes

e bei

ng in H

ong K

ong. T

he

Unit

ed S

tate

s, in 2

011

, mea

n-

wh

ile

rem

ain

ed h

om

e to

8 o

f th

e to

p 1

0 r

ank

ed u

niv

ersi

ties

in

th

e w

orl

d, 3

7 o

f th

e to

p 5

0

and

58

of

the

top

10

0.

Ev

en t

he

Un

ited

Kin

gd

om

do

es w

ell,

hav

ing

17

ran

ked

un

iver

si-

ties

co

mp

ared

to

a t

ota

l o

f 1

3 i

n t

he

wh

ole

of

Asi

a.97

If s

tan

dar

ds

in h

igh

er e

du

cati

on

are

sti

ll b

ein

g s

et i

n t

he

Wes

t, t

he

sam

e ca

n a

lso

be

said

ab

ou

t th

e ru

les

and

ass

oci

ated

in

stit

uti

on

s th

at g

ov

ern

th

e in

tern

atio

nal

sy

stem

mo

re g

ener

ally

. A

dm

itte

dly

, m

any

of

the

mo

st i

mp

ort

ant

inst

itu

tio

ns

in t

he

wo

rld

tod

ay a

re n

ot

fun

ctio

nin

g a

s w

ell

as t

hey

mig

ht

and

, o

ver

tim

e, c

han

ges

in

th

e in

ter-

nat

ion

al e

con

om

y w

ill

hav

e to

be

refl

ecte

d i

n t

he

way

th

e w

orl

d i

s m

anag

ed.

Th

e fa

ct

rem

ain

s, h

ow

ever

, th

at n

earl

y a

ll t

he

key

ru

les

go

ver

nin

g t

he

glo

bal

eco

no

my,

an

d

mo

st o

f th

ose

dea

lin

g w

ith

cri

tica

lly

im

po

rtan

t is

sues

su

ch a

s n

ucl

ear

no

n-p

roli

fera

-

tio

n,

trad

e li

ber

aliz

atio

n,

wo

men

’s r

igh

ts a

nd

th

e p

rote

ctio

n o

f in

tell

ectu

al p

rop

erty

rig

hts

, h

ave

bee

n l

aid

do

wn

by,

an

d a

re s

till

mo

re l

ikel

y t

o b

e u

ph

eld

by,

co

un

trie

s in

the

Wes

t.9

8 F

urt

her

mo

re,

wh

ile

man

y o

f th

e em

erg

ing

eco

no

mie

s m

igh

t h

ave

man

y

enti

rely

leg

itim

ate

com

pla

ints

ab

ou

t h

ow

th

e W

est

has

beh

aved

in

th

e p

ast

and

ho

w

the

Un

ited

Sta

tes

stil

l b

ehav

es n

ow

, n

on

e o

f th

em h

ave

eith

er t

he

des

ire

or

the

cap

abil

-

ity

of

real

ly c

hal

len

gin

g t

he

Wes

t in

an

y m

ean

ing

ful

way

. T

his

in

lar

ge

par

t h

as m

uch

to d

o w

ith

th

eir

stil

l v

ery

hig

h d

epen

den

cy o

n w

este

rn m

ark

ets

and

wes

tern

Fo

reig

n

Dir

ect

Inv

estm

ent.

Bu

t m

ore

im

po

rtan

tly,

it

is b

ecau

se t

hey

rea

lize

th

at t

hei

r o

wn

su

c-

cess

ov

er t

he

pas

t 2

5 y

ears

has

bee

n i

n s

om

e p

art

det

erm

ined

by

ad

op

tin

g b

road

ly

Wes

tern

eco

no

mic

ru

les.

Th

is i

s n

ot

to p

lay

do

wn

th

eir

ow

n c

on

trib

uti

on

to

th

eir

ow

n

succ

ess.

No

r sh

ou

ld w

e as

sum

e th

at c

ou

ntr

ies

lik

e C

hin

a an

d I

nd

ia h

ave

ado

pte

d a

pu

re W

este

rn m

od

el. T

hey

hav

e n

ot.

No

net

hel

ess,

th

eir

mu

ch h

eral

ded

ris

e o

nly

beg

an

in e

arn

est

wh

en t

hey

ab

and

on

ed o

ne,

rat

her

sel

f-su

ffic

ien

t w

ay o

f d

oin

g e

con

om

ics,

and

sta

rted

th

e lo

ng

jo

urn

ey t

ow

ard

s a

glo

bal

eco

no

my

th

at w

as w

este

rn i

n d

esig

n a

nd

mar

ket

-ori

ente

d i

n f

un

dam

enta

ls.

Cox 2012

Week 1

Page 10: M3 Reading Pack FINAL

Cox

379

A n

ew A

sian

Cen

tury

?

If,

as I

hav

e su

gg

este

d,

the

Wes

t h

as f

ar m

ore

glo

bal

in

flu

ence

th

an m

any

wri

ters

of

late

hav

e su

gg

este

d, h

ow

, th

en, d

o w

e ex

pla

in w

hat

no

w s

eem

s se

lf-e

vid

ent to

man

y a

nal

yst

s:

that

we

are

mo

vin

g i

nto

a n

ew A

sian

Cen

tury

in

wh

ich

th

e W

est

as t

rad

itio

nal

ly u

nd

er-

sto

od

wil

l h

ave

far

less

wea

lth

an

d a

lto

get

her

les

s p

ow

er?9

9 I

s th

is m

erel

y a

mat

ter

of

ign

ora

nce

, w

ish

ful

thin

kin

g o

r si

mp

ly a

mis

un

der

stan

din

g?

Or

is i

t in

fac

t tr

ue

as w

rite

rs

lik

e P

aul K

enn

edy

hav

e in

sist

ed100 a

nd

the

Am

eric

an p

ub

lic

no

w s

eem

to b

elie

ve?

In

dee

d,

acco

rdin

g t

o a

t le

ast

on

e o

pin

ion

po

ll, t

he

maj

ori

ty o

f A

mer

ican

s n

ow

vie

w A

sia

as b

ein

g

of

mu

ch g

reat

er i

mp

ort

ance

th

an E

uro

pe.

101 T

his

to

o w

ou

ld s

eem

to

be

the

vie

w o

f m

any

US

po

licy

-mak

ers

– t

he

Ob

ama

adm

inis

trat

ion

in

par

ticu

lar,

wh

ich

wit

ho

ut

ign

ori

ng

Eu

rop

e al

tog

eth

er h

as s

ho

wn

a m

uch

gre

ater

deg

ree

of

acti

vis

m a

nd

in

tere

st i

n A

sia

than

pro

bab

ly a

ny

oth

er p

art

of

the

wo

rld

.

On

a n

um

ber

of

issu

es c

on

cern

ing

mo

der

n A

sia,

th

ere

can

be

no

ser

iou

s d

isag

reem

ent.

Its

wei

gh

t in

th

e w

orl

d e

con

om

y h

as c

lear

ly g

ot

big

ger

. It

can

bo

ast

two

of

the

BR

ICs

Ch

ina

and

In

dia

. It p

rese

nts

maj

or

inv

estm

ent o

pp

ort

un

itie

s. A

nd

it is

ho

me

to a

n in

crea

s-

ing

ly s

ign

ific

ant

reg

ion

al o

rgan

izat

ion

in

th

e sh

ape

of

Ass

oci

atio

n o

f S

ou

thea

st A

sian

Nat

ion

s (A

SE

AN

). A

sia’

s ra

pid

gro

wth

ov

er t

he

last

tw

o d

ecad

es h

as a

lso

bee

n a

cco

m-

pan

ied

by

a d

ram

atic

red

uct

ion

in

po

ver

ty.

In E

ast A

sia

and

th

e P

acif

ic r

egio

n a

lon

e, t

he

per

cen

tag

e o

f th

e p

op

ula

tio

n n

ow

liv

ing

on

les

s th

an U

S$

1.2

5 p

er d

ay h

as d

rop

ped

fro

m

55

per

cen

t in

19

90

to

on

ly 1

7 p

er c

ent in

20

06

. Ch

ina

alo

ne

has

tak

en n

earl

y 2

00

mil

lio

n

peo

ple

ou

t o

f p

ov

erty

ov

er t

he

last

25

yea

rs.1

02

Th

ese

ach

iev

emen

ts a

re a

ll r

eal

eno

ug

h.

Mo

reo

ver

, w

hen

set

alo

ng

sid

e th

e m

iser

able

eco

no

mic

sit

uat

ion

cu

rren

tly

per

tain

ing

in

man

y p

arts

of

Eu

rop

e, th

ey lo

ok

alm

ost

mir

ac-

ulo

us.

Bu

t o

ne

sho

uld

bew

are

hy

per

bo

le,

esp

ecia

lly

wh

en i

t co

mes

to

an

no

un

cin

g a

n

‘Asi

an C

entu

ry’

that

has

no

t y

et a

rriv

ed. A

sia’

s w

eig

ht

in t

he

wo

rld

has

cer

tain

ly r

isen

;

bu

t b

y m

uch

les

s th

an i

s co

mm

on

ly a

ssu

med

. In

dee

d,

a cl

ose

r lo

ok

at

the

fig

ure

s in

di-

cate

s th

at t

he

shif

t in

eco

no

mic

po

wer

fro

m W

est

to E

ast

can

be

ov

erst

ated

. In

19

95

, fo

r

inst

ance

, A

sia’

s to

tal

shar

e o

f w

orl

d G

DP

(in

no

min

al t

erm

s at

mar

ket

ex

chan

ge

rate

s)

was

alr

ead

y 2

9 p

er c

ent.

Fif

teen

yea

rs l

ater

, it

was

no

hig

her

. A

s fo

r th

e n

ow

wid

ely

acce

pte

d v

iew

th

at A

sian

pro

du

cers

wer

e fa

st a

cqu

irin

g a

n e

ver

-lar

ger

sli

ce o

f g

lob

al

exp

ort

s, t

he

fig

ure

s in

dic

ate

that

th

e re

gio

n a

s a

wh

ole

co

uld

lay

cla

im t

o 2

8 p

er c

ent

of

the

tota

l in

19

95

, b

ut

on

ly 3

1 p

er c

ent

by

in

20

09

, a

rise

of

on

ly 3

per

cen

t o

ver

15

yea

rs.

No

r d

o t

hes

e b

ase

fig

ure

s ta

ke

acco

un

t o

f o

ther

sig

nif

ican

t in

dic

ato

rs,

man

y o

f w

hic

h

po

int

to i

mp

ort

ant

flaw

s in

th

e A

sian

eco

no

mie

s. T

he

qu

alit

y o

f C

hin

ese

pro

du

cts,

fo

r

exam

ple

, d

oes

no

t m

atch

wo

rld

sta

nd

ard

s. A

nd

in

cru

cial

cu

ttin

g-e

dg

e ar

eas

such

as

har

dw

are

and

so

ftw

are

tech

no

log

ies,

th

e U

nit

ed S

tate

s st

ill

do

min

ates

.103 I

n s

ho

rt, A

sia

stil

l h

as l

on

g w

ay t

o g

o b

efo

re i

t w

ill

catc

h u

p w

ith

th

e W

est

– a

Wes

t b

y t

he

way

,

wh

ose

co

mb

ined

ou

tpu

t is

sti

ll d

ou

ble

th

at o

f th

e E

ast.

104

If w

e ar

e n

ow

her

e n

ear

arri

vin

g a

t a

so-c

alle

d A

sian

Cen

tury

, o

ne

of

the

oth

er r

easo

ns

for

this

is

that

th

e en

tity

we

call

Asi

a h

ard

ly e

xis

ts a

s a

coll

ecti

ve

acto

r. A

s m

any

ob

serv

-

ers

hav

e p

oin

ted

ou

t, o

ne

of

the

mo

st r

emar

kab

le f

eatu

res

of

Asi

an p

oli

tica

l la

nd

scap

e is

ho

w f

rag

men

ted

it

hap

pen

s to

be.

Th

us,

man

y i

n A

sia,

Ch

ina

in p

arti

cula

r, h

arb

ou

r d

eep

rese

ntm

ents

to

war

ds

Jap

an.

Jap

an i

n t

urn

bit

terl

y r

esen

ts C

hin

a’s

rise

. A

nd

In

dia

has

pro

ble

ms

wit

h n

earl

y a

ll o

f it

s A

sian

nei

gh

bo

urs

, C

hin

a es

pec

iall

y. M

ost

Asi

an n

atio

ns

380

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

also

hav

e a

ver

y p

ow

erfu

l se

nse

of

po

st-c

olo

nia

l id

enti

ty.

Th

is n

ot

on

ly f

ost

ers

qu

ite

a

deg

ree

of

susp

icio

n o

f ea

ch o

ther

, b

ut

also

wea

ken

s an

y s

ense

of

com

mo

n p

urp

ose

.

Fin

ally

, b

efo

re w

e ca

n t

alk

of

a n

ew A

sian

Cen

tury

, w

e sh

ou

ld r

emin

d o

urs

elv

es t

hat

ther

e ar

e o

ther

par

ts o

f th

e w

orl

d w

her

e re

lati

on

s b

etw

een

sta

tes

are

a g

oo

d d

eal

mo

re

sett

led

an

d a

mic

able

– m

ost

no

tab

ly b

etw

een

tho

se c

ou

ntr

ies

mak

ing

up

the

Tra

nsa

tlan

tic

rela

tio

nsh

ip.

Asi

a m

ay b

e ri

sin

g a

nd

th

e B

RIC

s em

erg

ing

. H

ow

ever

, o

ne

sho

uld

no

t

un

der

esti

mat

e th

e m

any

str

eng

ths

po

sses

sed

by

th

e k

ey s

tate

s co

nst

itu

tin

g t

he

wid

er

Tra

nsa

tlan

tic

spac

e. E

ven

in

th

e m

idst

of

the

cris

is,

the

Un

ited

Sta

tes

and

th

e E

U s

till

acco

un

t fo

r w

ell

ov

er h

alf

of

Wo

rld

GD

P i

n t

erm

s o

f v

alu

e an

d 4

0 p

erce

nt

in t

erm

s o

f

pu

rch

asin

g p

ow

er.1

05 T

he

mo

st i

mp

ort

ant

inte

rnat

ion

al b

ank

s ar

e al

so t

o b

e fo

un

d i

n

Eu

rop

e an

d t

he

Un

ited

Sta

tes.

Eu

rop

e an

d t

he

Un

ited

Sta

tes

mo

reo

ver

pla

y h

ost

to

nea

rly

all

of

its

maj

or

bu

sin

ess

sch

oo

ls;

and

in

are

as s

uch

as

oil

ex

plo

rati

on

, av

iati

on

and

ch

emic

als,

th

ey s

till

lea

d t

he

way

. T

he

two

to

get

her

are

als

o t

he

wo

rld

’s m

ost

imp

ort

ant

sou

rce

of

Fo

reig

n D

irec

t In

ves

tmen

t, a

nd

by

far

an

d a

way

, th

e w

orl

d’s

mo

st

imp

ort

ant

mar

ket

s to

o. T

hey

als

o i

nv

est

in e

ach

oth

er’s

fu

ture

in

vas

t am

ou

nts

. In

dee

d,

in 2

01

0,

the

Un

ited

Sta

tes

inv

este

d f

ar m

ore

in

Eu

rop

e th

an i

t w

as e

ver

lik

ely

to

do

in

Asi

a o

r C

hin

a –

th

ree

tim

es m

ore

to

be

pre

cise

. M

ean

wh

ile,

th

e E

U h

ad i

nv

este

d e

igh

t

tim

es m

ore

in

th

e U

nit

ed S

tate

s th

an i

t h

ad i

n t

he

wh

ole

of

Asi

a. A

mer

ican

s to

day

may

no

t v

iew

Eu

rop

e as

bei

ng

ter

rib

ly e

xci

tin

g.

An

d n

o d

ou

bt

Eu

rop

ean

s w

ill

con

tin

ue

to

wo

rry

as

to t

hei

r cu

rren

t st

atu

s in

a W

ash

ing

ton

fix

ated

on

nea

rly

ev

ery

thin

g e

lse

exce

pt

the

EU

. B

ut

that

do

es n

ot

mak

e th

e ec

on

om

ic r

elat

ion

ship

an

y t

he

less

sig

nif

i-

can

t. A

s o

ne

wri

ter

has

pu

t it

, fo

r al

l th

e h

yp

e ab

ou

t th

e em

erg

ence

of

new

eco

no

mic

po

wer

s an

d t

alk

of

Asi

a’s

rise

, ‘t

he

tran

satl

anti

c ec

on

om

ic i

nte

r-re

gio

nal

lin

k r

emai

ns

easi

ly t

he

larg

est

… i

n t

he

wo

rld

’. T

he

auth

or

mig

ht

also

hav

e ad

ded

th

at w

ith

ou

t th

is

con

tin

ued

li

nk

an

d th

e p

rosp

erit

y it

h

as en

gen

der

ed,

the

‘res

t’ m

igh

t n

ever

h

ave

emer

ged

in

th

e fi

rst

pla

ce.1

06

Co

nclu

sio

n

I h

ave

mad

e a

stro

ng

cla

im i

n t

his

art

icle

. T

his

ch

alle

ng

es t

he

no

tio

n t

hat

we

are

in t

he

mid

st o

f so

me

larg

er p

ow

er s

hif

t. T

his

, in

my

vie

w,

no

t o

nly

mis

un

der

stan

ds

the

com

-

ple

x n

oti

on

of

wh

at c

on

stit

ute

s ‘p

ow

er’,

it

is e

mp

iric

ally

du

bio

us

too

. A

s I

hav

e tr

ied

to s

ho

w h

ere,

th

e U

nit

ed S

tate

s st

ill

has

a g

reat

dea

l o

f p

ow

er,

mu

ch m

ore

th

an a

ny

oth

er c

ou

ntr

y i

n t

he

wo

rld

, n

ow

an

d f

or

the

fore

seea

ble

fu

ture

. C

hin

a m

ean

wh

ile

con

-

fro

nts

sev

eral

bas

ic p

rob

lem

s at

ho

me

and

ab

road

(as

in

dee

d d

o t

he

oth

er m

emb

ers

of

the

so-c

alle

d B

RIC

fam

ily

). A

nd

th

e id

ea t

hat

we

are

mo

vin

g i

nel

uct

ably

in

to w

hat

som

e h

ave

term

ed a

n ‘

Asi

an C

entu

ry’

is u

nsu

stai

nab

le.

In m

akin

g t

his

cas

e, I

am

no

t

imp

lyin

g t

hat

th

e w

orl

d i

s an

en

tire

ly s

tati

c p

lace

. N

or

am I

mak

ing

a p

lea

for

the

stat

us

qu

o.

Rat

her

, I

hav

e tr

ied

to

go

beh

ind

th

e h

ead

lin

es a

nd

to

cal

l th

ing

s b

y t

hei

r

rig

ht

nam

e. N

ot

on

ly i

s th

is i

mp

ort

ant

for

pu

rely

in

tell

ectu

al r

easo

ns:

in

my

vie

w,

it i

s

stra

teg

ical

ly i

mp

ort

ant

too

. A

fter

all

, if

a c

ou

ntr

y l

ike

Ch

ina

real

ly d

oes

co

me

to

bel

iev

e th

at o

ne

day

it

real

ly w

ill

be

ruli

ng

th

e w

orl

d,

and

Am

eric

ans

see

no

alt

ern

a-

tiv

e b

ut

to c

om

bat

th

is i

n w

hat

ever

way

th

ey s

ee n

eces

sary

, th

is c

ou

ld v

ery

eas

ily

lea

d

to a

n i

ncr

ease

d,

and

in

my

vie

w,

a q

uit

e u

nn

eces

sary

esc

alat

ion

of

ten

sio

n b

etw

een

thes

e tw

o v

ery

po

wer

ful

stat

es.

Cox 2012

Week 1

Page 11: M3 Reading Pack FINAL

Cox

381

I d

raw

tw

o o

ther

ver

y i

mp

ort

ant

con

clu

sio

ns

fro

m t

he

fore

go

ing

an

aly

sis.

Th

e fi

rst

con

cern

s th

e le

sso

ns

we

sho

uld

be

dra

win

g f

rom

th

e p

ast.

Her

e, t

he

Co

ld W

ar l

oo

ms

larg

e in

my

th

ink

ing

. I a

m n

ot n

aïv

e en

ou

gh

to

th

ink

th

at it w

ou

ld h

ave

bee

n e

asy

to

hav

e

avo

ided

so

me

form

of

com

pet

itio

n b

etw

een

th

e U

nit

ed S

tate

s an

d t

he

US

SR

aft

er W

orl

d

War

II.

Bu

t th

ere

is l

ittl

e d

ou

bt

eith

er t

hat

Wes

tern

wo

rst

case

th

ink

ing

bas

ed o

n e

xag

ger

-

ated

fea

rs o

f a

risi

ng

So

vie

t U

nio

n d

id m

ake

the

con

flic

t fa

r m

ore

in

ten

se a

nd

lo

ng

las

tin

g

than

it

mig

ht

hav

e b

een

oth

erw

ise.

In

th

e sa

me

way

, th

ou

gh

in

a v

ery

dif

fere

nt

con

tex

t

inv

olv

ing

a v

ery

dif

fere

nt k

ind

of

stat

e, th

ere

is a

ver

y r

eal d

ang

er to

day

th

at if

the

po

licy

-

mak

ers

and

an

aly

sts

beg

in t

o t

alk

up

Ch

ines

e st

ren

gth

s w

ith

ou

t re

cog

niz

ing

its

ver

y r

eal

lim

its,

th

ey c

ou

ld e

asil

y e

nd

up

cre

atin

g y

et a

no

ther

sec

uri

ty d

ilem

ma.

107

Th

is b

rin

gs

me

in t

urn

to

th

e fu

ture

. A

s I

earl

ier

sug

ges

ted

, to

o m

uch

of

wh

at h

as

bec

om

e th

e n

ew m

antr

a p

red

icti

ng

an

alm

ost

in

evit

able

rev

olu

tio

n in

wo

rld

po

liti

cs, w

ith

on

e p

art

of

wo

rld

dec

lin

ing

an

d a

no

ther

ris

ing

, is

bas

ed o

n t

he

alto

get

her

qu

esti

on

able

no

tio

n t

hat

we

can

eas

ily

kn

ow

wh

at t

he

wo

rld

an

d t

he

wo

rld

eco

no

my

is

go

ing

to

lo

ok

lik

e in

5, 1

0, 1

5 o

r n

earl

y 5

0 y

ears

tim

e. W

e n

eed

to

be

a b

it m

ore

cir

cum

spec

t. A

fter

all

,

on

ly a

few

yea

rs b

efo

re t

he

end

of

the

Co

ld W

ar,

it w

as p

red

icte

d t

hat

th

e U

SS

R w

ou

ld

rem

ain

th

e sa

me

– a

nd

it d

id n

ot.

It w

as th

en p

red

icte

d th

at J

apan

wo

uld

bec

om

e ‘n

um

ber

on

e’ i

n t

he

wo

rld

– a

nd

its

fin

anci

al s

yst

em c

oll

apse

d. A

nd

in

20

05

, th

e th

en h

ead

of

the

Fed

eral

Res

erv

e in

th

e U

nit

ed S

tate

s to

ld p

oli

cy-m

aker

s in

th

e U

nit

ed S

tate

s th

at t

he

mar

ket

co

uld

nev

er f

ail –

an

d it d

id, r

ath

er d

ram

atic

ally

on

ly 3

yea

rs lat

er. T

he

con

clu

sio

n

to b

e d

raw

n i

s o

bv

iou

s: w

hy

sh

ou

ld w

e b

e an

y m

ore

co

nfi

den

t to

day

wh

en e

con

om

ists

and

pu

nd

its

tell

us

that

th

e ri

se o

f th

e B

RIC

s is

a f

ore

go

ne

con

clu

sio

n a

nd

th

at i

t is

on

ly

mat

ter

of

tim

e b

efo

re C

hin

a (l

ike

Jap

an b

efo

re i

t) b

eco

mes

nu

mb

er o

ne?

Fin

ally

, I

wan

t to

mak

e a

ple

a h

ere

for

a fa

r m

ore

su

btl

e th

eory

of

the

mo

der

n i

nte

rna-

tio

nal

sy

stem

. T

oo

man

y w

rite

rs o

ver

th

e p

ast

few

yea

rs h

ave

talk

ed o

f th

e w

orl

d a

s if

it

wer

e li

ke

a se

ries

of

bil

liar

d b

alls

ban

gin

g u

p a

gai

nst

eac

h o

ther

in

so

me

zero

-lik

e co

nte

st

in w

hic

h s

tate

s an

d r

egio

ns

in o

ne

par

t o

f th

e w

orl

d r

ise,

wh

ile

oth

ers

in o

ther

par

ts o

f th

e

wo

rld

fal

l. T

his

mig

ht

mak

e p

erfe

ct s

ense

to

so

me

real

ists

.108 H

ow

ever

, it

ig

no

res

just

abo

ut

ever

yth

ing

els

e, i

ncl

ud

ing

th

e fa

irly

sel

f-ev

iden

t fa

ct t

hat

th

e m

od

ern

in

tern

atio

nal

eco

no

my

is

no

w s

o i

nte

rdep

end

ent

that

ev

en i

f w

e ac

cep

ted

th

e p

erfe

ctly

rea

son

able

id

ea

that

cer

tain

sta

tes

can

mak

e re

lati

ve

gai

ns

her

e at

th

e ex

pen

se o

f o

ther

sta

tes

ther

e, i

n t

he

end

, m

ost

sta

tes

– i

ncl

ud

ing

mo

st o

bv

iou

sly

th

e U

nit

ed S

tate

s an

d C

hin

a –

hav

e b

eco

me

enti

rely

dep

end

ent

on

eac

h o

ther

fo

r th

eir

pro

sper

ity

an

d s

ecu

rity

. T

o t

his

deg

ree,

we

no

lon

ger

liv

e in

a w

orl

d c

om

po

sed

of

clea

rly

sp

ecif

ied

fri

end

s an

d w

ell-

def

ined

en

emie

s,

bu

t ra

ther

in

on

e w

her

e p

artn

ersh

ip h

as b

eco

me

a n

eces

sity

. O

nce

up

on

a t

ime,

th

is w

ay

of

loo

kin

g a

t th

e w

orl

d w

as b

ran

ded

by

its

cri

tics

as

lib

eral

id

eali

sm.

In t

he

twen

ty-f

irst

cen

tury

, it

has

, in

my

vie

w,

bec

om

e th

e h

igh

est

form

of

real

ism

.

Fun

ding

This

res

earc

h r

ecei

ved

no s

pec

ific

gra

nt

from

any f

undin

g a

gen

cy i

n t

he

publi

c, c

om

mer

cial

or

not-

for-

pro

fit

sect

ors

.

Ack

now

ledg

emen

t

This

much

rev

ised

art

icle

is

adap

ted f

rom

the

Ken

net

h W

altz

Annual

Lec

ture

del

iver

ed t

o t

he

Dep

artm

ent

of

Inte

rnat

ional

Poli

tics

, A

ber

yst

wyth

Univ

ersi

ty,

on 9

Mar

ch 2

012 e

nti

tled

‘T

he

382

Inte

rnat

iona

l Rel

atio

ns 2

6(4)

dec

line

of

the

Wes

t an

d t

he

rise

of

the

rest

: m

yth

s of

pow

er s

hif

ts a

nd e

conom

ists

’. I

would

lik

e to

than

k K

en B

ooth

for

invit

ing m

e to

giv

e th

e le

cture

and t

o d

evel

op m

y t

houghts

above.

No

tes

1 M

ichae

l C

ox,

Ken

Booth

and T

im D

unne

(eds.

), T

he I

nter

regn

um:

Con

trov

ersi

es i

n W

orld

P

olit

ics

(Cam

bri

dge:

Cam

bri

dge

Univ

ersi

ty P

ress

, 1999).

2 Jo

hn M

ears

hei

mer

, ‘W

hy W

e W

ill

Soon M

iss

the

Cold

War

’, A

tlan

tic

Mon

thly

, August

1990.

pp.3

5-5

0.

3 I

dis

cuss

ed th

is v

isio

n o

f th

e post

-Cold

War

worl

d m

any y

ears

ago in

Mic

hae

l Cox, U

S F

orei

gn

Pol

icy

afte

r th

e C

old

War

: Su

perp

ower

Wit

hout

a M

issi

on?

(London:

Chat

ham

House

, P

inte

r

Pre

ss, 1995).

4 C

hri

stopher

Lay

ne

chal

lenged

what

he

term

ed the

illu

sion o

f unip

ola

rity

as

earl

y a

s 1993 in a

n

arti

cle

publi

shed

in I

nter

nati

onal

Sec

urit

y (‘

The

Unip

ola

r Il

lusi

on:

Why N

ew G

reat

Pow

ers

wil

l A

rise

’) a

nd r

eturn

ed t

o t

he

sam

e th

eme

over

10 y

ears

lat

er i

n h

is ‘

The

Unip

ola

r Il

lusi

on

Rev

isit

ed’,

Int

erna

tion

al S

ecur

ity,

32(2

), F

all

2006, pp. 7–41.

5

Char

les

Kupch

an,

‘Aft

er

Pax

Am

eric

ana:

B

enig

n

Pow

er,

Reg

ional

In

tegra

tion,

and

the

Sourc

es o

f a

Sta

ble

Mult

ipola

rity

’, I

nter

nati

onal

Sec

urit

y, 2

3(2

), F

all

1998.

6 D

onal

d W

. W

hit

e, T

he A

mer

ican

Cen

tury

: T

he R

ise

and

Dec

line

of

the

Uni

ted

Stat

es a

s a

Wor

ld P

ower

(N

ew H

aven

, C

T: Y

ale

Univ

ersi

ty P

ress

, 1999).

7 B

ruce

Cum

min

gs,

‘S

till

the

Am

eric

an C

entu

ry’,

Rev

iew

of I

nter

nati

onal

Stu

dies

, 25(5

), 1

999.

8 I

trie

d

to

captu

re

this

tu

rn-o

f-th

e-ce

ntu

ry

mood

in

the

Unit

ed

Sta

tes

in

Mic

hae

l C

ox,

‘What

ever

Hap

pen

ed t

o A

mer

ican

Dec

line?

Inte

rnat

ional

Rel

atio

ns

and t

he

New

Unit

ed

Sta

tes

Heg

emony’

New

Pol

itic

al E

cono

my,

6(3

), 2

001, pp. 311

–40.

9 S

ee t

he

front

cover

of

Tim

e m

agaz

ine,

7 D

ecem

ber

2009.

The

arti

cle

insi

de

was

unam

big

u-

ousl

y c

lear

about

‘the

firs

t 10 y

ears

of

this

cen

tury

… T

hey

wil

l ver

y l

ikel

y g

o d

ow

n a

s th

e

most

dis

pir

itin

g a

nd d

isil

lusi

onin

g d

ecad

e A

mer

ican

s hav

e li

ved

thro

ugh i

n t

he

post

-Worl

d

War

II

er

a’.

Avai

lable

at

: htt

p:/

/ww

w.t

ime.

com

/tim

e/m

agaz

ine/

arti

cle/

0,9

171,1

942973,0

0.

htm

l#ix

zz23JZ

V3iu

O

10 O

n 9

/11 a

nd i

ts i

mpac

t se

e K

en B

ooth

and T

im D

unne

(eds)

, W

orld

s in

Col

lisi

on:

Terr

or a

nd

the

Fut

ure

of G

loba

l Ord

er (

Bas

ingst

oke:

Pal

gra

ve

Mac

mil

lan, 2002).

11

R

oger

C.

Alt

man

, ‘T

he

Gre

at C

rash

, 2008:

A G

eopoli

tica

l S

etbac

k f

or

the

Wes

t’,

For

eign

A

ffai

rs, 2009, pp. 2–14.

12 S

ee J

im O

’Nei

ll,

Bui

ldin

g B

ette

r G

loba

l E

cono

mic

BR

ICs.

Glo

bal

Eco

nom

ics

Pap

er N

o.

66

(Gold

man

Sac

hs,

30 N

ovem

ber

2001).

13

See

‘G

old

man

S

achs

Jim

O

’Nei

ll R

efle

cts

10 Y

ears

af

ter

Coin

ing B

RIC

’, 27 N

ovem

ber

20

11

. A

vai

lab

le at

: h

ttp

://a

rtic

les.

bu

sin

essi

nsi

der

.co

m/2

011

-11

-27

/mar

ket

s/3

04

46

41

7_

1_bri

c-co

untr

ies-

india

-and-c

hin

a-gdp

14 D

anny Q

uah

sum

med

this

vie

w u

p m

ost

succ

inct

ly:

‘As

late

as

1980’

he

note

d,

‘Nort

h

Am

eric

a an

d W

este

rn E

uro

pe

pro

duce

d m

ore

than

tw

o-t

hir

ds

of

this

pla

net

’s i

nco

me.

Not

unex

pec

tedly

then

, th

e w

orl

d e

conom

ic c

ente

r of

gra

vit

y 3

0 y

ears

ago w

as a

poin

t dee

p i

n t

he

mid

dle

of

the

Atl

anti

c O

cean

, 900 m

iles

wes

t of

Moro

cco.

By 2

008,

how

ever

, bec

ause

of

the

conti

nuin

g r

ise

of

India

, C

hin

a an

d t

he

rest

of

Eas

t A

sia,

that

cen

ter

of

gra

vit

y h

ad s

hif

ted t

o

a poin

t ju

st o

uts

ide

Izm

ir T

urk

ey,

east

of

Hel

sinki

and B

uch

ares

t – a

dri

ft o

f 3000 m

iles

, or

about

thre

e quar

ters

of

the

Ear

th’s

rad

ius.

My p

roje

ctio

n h

as i

t th

at t

his

move

east

wil

l co

n-

tinue

unti

l 2050 w

hen

the

worl

d e

conom

ic c

ente

r of

gra

vit

y w

ill cl

ust

er o

n the

bord

er b

etw

een

India

and C

hin

a, 4

00 m

iles

eas

t of

Kat

man

du’.

See

his

anal

ysi

s, ‘

Worl

d’s

Cen

ter

of

Eco

nom

ic

Gra

vit

y S

hif

ts E

ast’

, in

CN

N W

orld

Apri

l 2011

. Avai

lable

at:

htt

p:/

/glo

bal

publi

csquar

e.blo

gs.

cnn.c

om

/tag

/dan

ny-q

uah

/

Cox 2012

Week 1

Thomasa1
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The

capa

city

topr

ovid

e th

e w

orld

its

glob

al p

ublic

good

s is

no

long

er u

niqu

e to

the

US,

nor

is it

obvi

ousl

yA

mer

ica'

s to

wie

ld

Com

men

t›

Insi

ght &

Opi

nion

How

Chi

na's

ris

e is

rev

ealin

g th

e cr

acks

in U

S cl

aim

s to

legi

timac

y as

glob

al le

ader

PU

BLI

SH

ED

: W

edne

sday

, 19

Aug

ust,

2015

, 4:3

0pm

UP

DA

TED

: Th

ursd

ay, 2

0 A

ugus

t, 20

15, 1

2:36

pm

Dan

ny Q

uah

Dan

ny Q

uah

says

Chi

na c

an p

rovi

de a

new

nar

rativ

e to

lead

, with

out e

ven

need

ing

to m

entio

n po

wer

Chi

na's

cur

renc

y re

calib

ratio

ns h

ave

jolte

d gl

obal

mar

kets

, as

did

Am

eric

a's

2013

"tap

erta

ntru

m",

whe

n th

en U

S F

eder

al R

eser

ve c

hairm

an B

en B

erna

nke

said

the

fed

mig

ht s

low

the

rate

of b

ond

purc

hase

s. C

hina

is s

eeki

ng in

clus

ion

of it

s cu

rren

cy in

the

Inte

rnat

iona

lM

onet

ary

Fund

's S

peci

al D

raw

ing

Rig

hts

on th

e w

ay n

ot o

nly

to re

nmin

bi in

tern

atio

nalis

atio

n,bu

t als

o to

cha

lleng

ing

the

US

dol

lar a

s w

orld

rese

rve

curr

ency

. As

if th

is w

eren

't en

ough

,C

hina

has

als

o se

t up

the

Asi

an In

frast

ruct

ure

Inve

stm

ent B

ank

(AIIB

) and

was

key

in p

uttin

gto

geth

er th

e B

RIC

S d

evel

opm

ent b

ank.

Take

n to

geth

er, t

hese

refle

ct th

e la

rges

t dis

rupt

ion

yet t

o an

inte

rnat

iona

l fin

anci

alar

chite

ctur

e in

pla

ce s

ince

the

early

195

0s. Y

et a

gain

, Chi

na's

risi

ng p

ower

is p

lain

.

For s

ome

obse

rver

s, th

is s

ets

off a

larm

bel

ls, a

nd th

ey a

re p

uzzl

ed w

hy th

e re

st o

f the

wor

ldis

n't m

ore

conc

erne

d: "C

hina

's ri

se d

irect

ly c

halle

nges

Am

eric

a. C

ompe

titio

n be

twee

n th

etw

o is

inev

itabl

e. J

ust a

s A

mer

ica

dom

inat

es th

e W

este

rn H

emis

pher

e, C

hina

will

aim

todo

min

ate

Asi

a, a

nd A

mer

ica

and

Chi

na w

ill e

ach

seek

to c

onta

in th

e ot

her.

As

Chi

naco

ntin

ues

its a

scen

t, th

e lik

elih

ood

of w

ar w

ith A

mer

ica

only

eve

r gro

ws.

"

Suc

h ob

serv

ers

are

not u

niqu

e to

one

sid

e or

the

othe

r, bu

tin

clud

e bo

th C

hine

se -

Yan

Xue

tong

- an

d A

mer

ican

(Joh

nM

ears

heim

er) w

riter

s, a

nd I

para

phra

se th

em, b

ut o

nly

just

.

Wha

teve

r ide

alis

ts m

ight

sug

gest

, a b

attle

for w

orld

lead

ersh

ipis

set

and

has

bee

n in

trai

n fo

r a w

hile

.

In h

is b

ook

Is th

e A

mer

ican

Cen

tury

Ove

r?, J

osep

h N

yede

scrib

ed h

ow th

e "A

mer

ican

cen

tury

" em

erge

d in

the

1940

spa

rtly

from

its

uniq

ue c

apac

ity to

pro

vide

the

glob

al p

ublic

good

s th

e w

orld

nee

ded.

Nye

mas

terfu

lly s

how

ed u

s th

ede

vast

atin

g re

ach

of h

is c

once

pt o

f sof

t pow

er: t

hat i

nflu

ence

ism

ore

impo

rtant

than

mili

tary

pow

er a

nd th

at d

omin

atio

n do

esn'

tm

ean

lead

ersh

ip. H

e re

min

ded

us h

ow S

inga

pore

's L

ee K

uan

Yew

had

onc

e to

ld h

im th

at A

mer

ica

wou

ld a

lway

s be

ahe

ad o

fC

hina

: whi

le C

hina

mig

ht b

oast

a p

opul

atio

n of

1.3

bill

ion

peop

le, A

mer

ica

coul

d dr

aw o

n th

e ta

lent

s an

d go

odw

ill o

f mor

e th

an s

even

bill

ion.

But

, in

oppo

sitio

n to

Nye

's a

rgum

ent,

that

cap

acity

to p

rovi

de th

e w

orld

its

glob

al p

ublic

good

s is

no

long

er u

niqu

e to

the

US

, nor

is it

obv

ious

ly A

mer

ica'

s to

wie

ld. T

he w

orld

'sec

onom

ic c

entre

of g

ravi

ty u

sed

to s

it of

f the

eas

tern

sea

boar

d of

the

US

, but

no

long

er.

Man

y of

the

wor

ld's

pro

blem

s re

quire

glo

bal c

oope

ratio

n: n

o si

ngle

nat

ion

by it

self,

cer

tain

lyno

t the

US

, can

take

on

the

prob

lem

of g

loba

l clim

ate

chan

ge, c

yber

secu

rity

or in

tern

atio

nal

pand

emic

s. T

hat u

niqu

e ca

paci

ty th

at s

tarte

d th

e A

mer

ican

cen

tury

is n

o m

ore.

If th

e ce

ntur

yis

to re

mai

n A

mer

ican

, the

US

will

hav

e to

be

a ge

nuin

e le

ader

, not

just

a u

nila

tera

l doe

r.

Am

eric

a fa

ces

two

optio

ns. I

t can

lead

the

wor

ld b

y in

sist

ing

it w

ield

s fe

arso

me

pow

er -

in it

sm

ilita

ry, i

n its

tech

nolo

gy, i

n th

e st

reng

th o

f its

eco

nom

y, in

its

owne

rshi

p of

the

wor

ld's

rese

rve

curr

ency

, in

its c

reat

ivity

and

in th

e N

obel

priz

es it

win

s.

Or i

t can

lead

the

wor

ld b

y be

ing

a fo

rce

for g

ood.

Tim

e w

as, i

t did

bot

h po

wer

and

legi

timac

y. B

ut if

the

US

now

wie

lds

only

the

first

- as

Nye

desc

ribes

so

conv

inci

ngly

- ca

n it

still

dra

w o

n th

e go

odw

ill o

f the

sev

en b

illio

n pe

ople

on

earth

that

Lee

Kua

n Y

ew p

rom

ised

? W

ithou

t con

vict

ion

and

clar

ity o

n th

e gl

obal

pub

licgo

ods

it de

liver

s, is

US

sof

t pow

er o

nly

ordi

nary

pow

er?

The

idea

is n

eith

er fa

ncifu

l nor

whi

msi

cal t

hat l

eade

rshi

p co

mes

with

doi

ng g

ood

for t

hose

who

are

led.

It is

, afte

r all,

a p

rinci

ple

of e

cono

mic

s th

at u

nder

free

-mar

ket c

apita

lism

the

only

nee

d a

soci

ety

has

for g

over

nmen

t is

whe

n go

vern

men

t pro

vide

s pu

blic

goo

ds.

Dem

ocra

cy h

as a

s on

e of

its

mos

t che

rishe

d pr

inci

ples

that

a s

ocie

ty s

houl

d se

lect

lead

ers

who

are

acc

ount

able

, com

pete

nt a

nd e

ffect

ive,

and

who

wor

k fo

r tha

t soc

iety

. The

phr

ase

"con

sent

of t

he g

over

ned"

shi

nes

a lig

ht in

the

seco

nd p

arag

raph

of t

he A

mer

ican

Dec

lara

tion

of In

depe

nden

ce. T

rue,

the

com

mun

ity o

f nat

ions

has

no

wor

ld g

over

nmen

t, an

dth

e pe

ople

in th

ose

natio

ns a

re c

erta

inly

not

citi

zens

of t

he U

nite

d S

tate

s. B

ut if

Am

eric

ado

es n

ot s

eek

thei

r con

sent

, per

haps

nei

ther

sho

uld

it se

ek to

lead

them

.

Con

vers

ely,

Chi

na c

an p

rovi

de a

new

nar

rativ

e to

lead

the

wor

ld, o

ne a

vaila

ble

to it

with

out

even

nee

ding

to m

entio

n po

wer

. With

the

AIIB

hel

ping

bui

ld in

frast

ruct

ure

in e

nerg

y,te

leco

ms

and

trans

port

thro

ugho

ut A

sia,

Chi

na c

an ju

st s

ay: "

We

are

far f

rom

per

fect

. But

we

unde

rsta

nd h

ow h

ard

it is

to d

evel

op a

nd g

row

an

econ

omy.

We

don'

t alw

ays

get i

t rig

ht, a

ndw

e m

ight

cer

tain

ly n

ot g

et it

righ

t for

you

. But

we'

re h

ere

to h

elp.

" Chi

na h

as re

ache

d ou

t with

AIIB

, the

BR

ICS

dev

elop

men

t ban

k an

d a

host

of o

ther

initi

ativ

es.

The

AIIB

's b

alan

ce s

heet

, whi

le s

ubst

antia

l, pa

les

com

pare

d w

ith th

ose

of th

e In

tern

atio

nal

Mon

etar

y Fu

nd a

nd th

e W

orld

Ban

k; it

is e

ven

smal

ler t

han

the

Asi

an D

evel

opm

ent B

ank'

s.Th

is is

no

Chi

na m

achi

ne o

ut to

con

quer

the

glob

al e

cono

my

thro

ugh

shee

r pow

er. T

his

isbu

ildin

g an

incl

usiv

e in

tern

atio

nal o

rder

, the

sam

e th

ing

Am

eric

a ha

d do

ne. T

his

narr

ativ

eco

uld

wel

l end

up

win

ning

ove

r the

wor

ld's

peo

ple

who

don

't liv

e al

ong

the

trans

atla

ntic

axi

s,an

d w

ho n

ever

qui

te g

ot to

be

part

of th

e A

mer

ican

cen

tury

.

In c

ontra

st, m

any

acco

unts

of t

he A

mer

ican

cen

tury

now

sou

nd a

s if

they

rely

mor

e on

Am

eric

a's

pow

er, a

nd le

ss o

n A

mer

ica'

s do

ing

good

in th

e w

orld

.

If w

e co

ntin

ue d

own

this

road

and

app

ly th

e N

ye-L

ee K

uan

Yew

crit

erio

n, C

hina

is g

oing

tow

in. W

hat's

at s

take

? Th

at w

hich

Lee

Kua

n Y

ew p

rom

ised

: the

tale

nts

and

good

will

of t

hepl

anet

's s

even

bill

ion

peop

le.

Dan

ny Q

uah

is p

rofe

ssor

of e

cono

mic

s an

d in

tern

atio

nal d

evel

opm

ent,

and

dire

ctor

of

the

Saw

Sw

ee H

ock

Sout

heas

t Asi

a C

entr

e at

the

Lond

on S

choo

l of E

cono

mic

s

Sour

ce U

RL:

http

://w

ww

.scm

p.co

m/c

omm

ent/i

nsig

ht-o

pini

on/a

rticl

e/18

5083

7/ho

w-c

hina

s-

Quah 2015a

Week 2

Page 18: M3 Reading Pack FINAL
Page 19: M3 Reading Pack FINAL

Econ

omic

s m

ight

be

a di

smal

fie

ld b

ut t

ry I

nter

nati

onal

Rel

atio

ns

Econ

omic

s m

ight

be

a di

smal

soc

ial s

cien

ce. B

ut in

its

norm

ativ

e an

alys

is e

cono

mic

s as

ks p

olic

y-m

aker

s to

do w

hat i

s in

the

publ

ic g

ood

– ev

en if

eco

nom

ists

mig

ht d

isag

ree

on e

xact

ly h

ow to

ach

ieve

that

soc

ial

adva

ncem

ent.

(Som

e re

ader

s ha

ve a

ccus

ed m

e of

atta

ckin

g th

e en

tire

field

of I

nter

natio

nal R

elat

ions

in w

hat f

ollo

ws

whi

ch I

cer

tain

ly d

o no

t int

end

and

that

I fe

el w

ould

be

a to

tally

rid

icul

ous

thin

g to

do

anyw

ay. I

’ve

title

d

this

blo

g en

try

wha

t I h

ave,

not

bec

ause

that

title

is e

xhau

stiv

ely

desc

riptiv

e. I

nste

ad, i

t is

beca

use

I

coul

dn’t

put i

n th

e tit

le a

ll th

e qu

alify

ing

stat

emen

ts th

at m

ake

wha

t I’m

abo

ut to

say

coh

eren

t and

use

ful,

at le

ast i

n m

y vi

ew.

To b

e cl

ear,

the

key

wor

d in

the

title

, “di

smal

”, in

eco

nom

ics

does

n’t m

ean

bad

or

disa

ppoi

ntin

g. I

t jus

t mea

ns ta

king

a r

ealis

tic v

iew

of h

uman

ity. I

t mea

ns h

ypot

hesi

sing

that

indi

vidu

als

in

soci

ety

are

mot

ivat

ed to

do

wha

t’s g

ood

for

them

selv

es, t

hat n

o on

e is

altr

uist

ic. B

oth

econ

omic

s an

d

Inte

rnat

iona

l Rel

atio

ns [

in R

ealis

m]

shar

e th

is fe

atur

e as

a b

adge

of h

onou

r. B

ut if

, as

a re

ader

, you

do

feel

offe

nded

by

the

title

and

by

wha

t you

thin

k th

is b

log

entr

y is

goi

ng to

go

on to

say

, stil

l ple

ase

bear

with

me,

and

let m

e tr

y to

cla

rify

in w

hat f

ollo

ws.

)

Econ

omic

s ap

plie

s th

is p

rinci

ple

of n

orm

ativ

e an

alys

is r

uthl

essl

y, in

eve

ry p

robl

em a

nd s

ituat

ion

it

exam

ines

, whe

neve

r it

cons

ider

s po

licy-

mak

ers

and

polic

y-m

akin

g. T

he fi

eld

of I

nter

natio

nal R

elat

ions

, in

man

y pa

rts,

use

s th

e sa

me

lens

of a

naly

sis.

The

mag

nific

ent w

ork

of R

ober

t Keo

hane

, for

inst

ance

, dea

ls

with

fost

erin

g co

oper

atio

n in

the

com

mun

ity o

f nat

ions

, to

achi

eve

good

inte

rnat

iona

l out

com

es, w

heth

er

thro

ugh

bene

vole

nt h

egem

ony

or e

xplic

it in

stitu

tions

. Joh

n Ik

enbe

rry

spea

ks e

loqu

ently

of t

he U

S bu

ildin

g

an in

clus

ive,

rul

es-b

ased

, dem

ocra

tic, a

nd tr

ansp

aren

t wor

ld o

rder

, ope

n to

all

natio

ns w

ho s

hare

its

nobl

e id

eals

. Hen

ry K

issi

nger

des

crib

es h

ow H

arry

Tru

man

and

suc

cess

ors

in th

e U

S w

ere

prou

dest

of

thei

r ha

ving

put

toge

ther

a c

omm

unity

of n

atio

ns “

obse

rvin

g co

mm

on r

ules

and

nor

ms,

em

brac

ing

liber

al

econ

omic

sys

tem

s, fo

rsw

earin

g te

rrito

rial c

onqu

est,

resp

ectin

g na

tiona

l sov

erei

gnty

, and

ado

ptin

g

part

icip

ator

y an

d de

moc

ratic

sys

tem

s of

gov

erna

nce.

” I

nter

natio

nal R

elat

ions

car

ries

a va

st a

nd g

row

ing

subf

ield

on

glob

al c

limat

e ch

ange

, in

man

y w

ays

mor

e de

eply

em

bedd

ed th

an in

eco

nom

ics.

In

all t

his,

Inte

rnat

iona

l Rel

atio

ns a

naly

sis

puts

at i

ts c

ore

adva

ncin

g th

e w

ell-b

eing

of t

he w

orld

.

But t

hat i

sn’t

alw

ays

the

norm

. Ind

eed,

in w

hat m

any

wou

ld a

gree

to b

e th

e ke

y is

sue

of th

e 21

st c

entu

ry

– th

e ris

e of

Chi

na a

nd th

e po

ssib

le e

mer

genc

e of

a n

ew w

orld

ord

er –

the

pers

pect

ive

is q

uite

diff

eren

t.

On

this

impo

rtan

t pro

blem

, som

e of

the

wor

ld’s

lead

ing

Inte

rnat

iona

l Rel

atio

ns s

chol

ars

seem

com

plet

ely

com

fort

able

arg

uing

not

for

the

good

of g

loba

l soc

iety

, but

for

who

sho

uld

be th

e nu

mbe

r 1

coun

try

(sur

pris

e, y

es, t

heir

own)

. Thi

s is

so

even

if th

at s

omet

imes

ent

ails

set

ting

up m

ultip

le, i

ncon

sist

ent

stan

dard

s fo

r th

e co

nduc

t of d

iffer

ent n

atio

n st

ates

– th

e U

S, C

hina

, Eur

ope,

all

the

othe

r co

untr

ies

on

Eart

h –

with

out t

he s

light

est a

ckno

wle

dgm

ent o

f cog

nitiv

e di

sson

ance

. Dis

agre

emen

t is

over

whe

ther

bein

g nu

mbe

r 1

invo

lves

eith

er c

onfli

ct b

etw

een

the

grea

t pow

ers

or, i

nste

ad, p

eace

ful c

o-ex

iste

nce.

Post

ed b

y D

anny

Qua

h on

201

5.07

.09

Leav

e a

com

men

t (1

2)G

o to

com

men

ts

DQ

-en

Mak

ing

Larg

e Th

ings

Vis

ible

to

the

Nak

ed E

ye –

Eng

lish

As a

n ex

ampl

e, ta

ke th

e ex

celle

nt a

nd th

ough

t-pr

ovok

ing

docu

men

tary

film

by

my

LSE

colle

ague

Bill

Cal

laha

n. T

his

wor

k fe

atur

es tw

o ic

onic

Int

erna

tiona

l Rel

atio

n th

eoris

ts.

John

Mea

rshe

imer

, the

ext

rem

e re

alis

t, is

con

vinc

ed C

hina

cann

ot c

ontin

ue it

s cl

aim

ed p

eace

ful r

ise.

Con

fron

tatio

n

with

the

US

is in

evita

ble.

In

the

vide

o at

07:

00

Mea

rshe

imer

say

s “F

rom

Chi

na’s

poi

nt o

f vie

w, i

t mak

es

perf

ect s

ense

to w

ant t

o do

min

ate

Asia

, the

way

the

US

dom

inat

es th

e W

este

rn H

emis

pher

e.”

At 1

6:22

he

says

, of

cour

se, “

The

US

has

a de

ep-s

eate

d in

tere

st in

doi

ng e

very

thin

g it

can

to p

reve

nt C

hina

from

dom

inat

ing

Asia

.”

Mea

rshe

imer

is s

crup

ulou

sly

even

-han

ded

in h

is d

iscu

ssio

n of

bot

h th

e U

S an

d Ch

ina.

Chi

na w

ill w

ant t

o

dom

inat

e As

ia, e

xact

ly a

s th

e U

S ha

s do

min

ated

the

US.

The

uns

poke

n im

plic

atio

n by

sym

met

ry is

that

Chin

a w

ill s

eek

to d

islo

dge

the

US

from

its

dom

inat

ion

of th

e W

est.

The

vist

a is

ent

irely

gre

at-p

ower

cent

red.

The

re is

no

reco

gniti

on w

hats

oeve

r th

at th

e 5b

n pe

ople

who

live

out

side

the

US

and

Chin

a co

unt,

or th

at th

ey to

geth

er w

ith m

any

Amer

ican

s an

d Ch

ines

e th

emse

lves

mig

ht s

eek

a vi

sion

that

asp

ires

to

nobl

e, u

nive

rsal

ist i

nstin

cts.

Whe

re n

ow a

re th

e id

eals

Keo

hane

and

Ike

nber

ry s

ough

t? W

hat h

as

happ

ened

to th

e in

clus

ive

inte

rnat

iona

l ord

er in

whi

ch U

S Pr

esid

ents

sin

ce T

rum

an to

ok p

ride,

that

Kiss

inge

r de

scrib

ed?

I’m n

ot s

ugge

stin

g th

ere

is a

nyth

ing

uniq

uely

Am

eric

an to

this

. Th

e Ch

ines

e ac

adem

ic X

ueto

ng Y

an

prov

ides

, in

mirr

or im

age,

exa

ctly

the

sam

e di

scou

rse:

bot

h

in th

e ev

en-h

ande

dnes

s w

ith w

hich

he

thin

ks th

roug

h th

e

posi

tion

of th

e U

S an

d Ch

ina,

and

in h

is in

sist

ence

that

conf

lict i

s in

evita

ble:

“Ch

ina’

s qu

est t

o en

hanc

e its

wor

ld

lead

ersh

ip s

tatu

s an

d Am

eric

a’s

effo

rt to

mai

ntai

n its

pre

sent

posi

tion

is a

zer

o-su

m g

ame.

” (

How

Chi

na C

an D

efea

t

Amer

ica,

New

Yor

k Ti

mes

, 21

Nov

embe

r 20

11).

One

will

gain

onl

y to

the

exte

nt th

e ot

her

lose

s.

The

only

sig

nific

ant d

iffer

ence

I s

ee m

ight

be

in th

at

how

ever

the

Wes

tern

Hem

isph

ere

feel

s ab

out b

eing

dom

inat

ed b

y th

e U

S, A

sia

has

not h

ad th

e sa

me

deca

des

to w

ork

thro

ugh

its fe

elin

gs o

n its

imm

inen

t Chi

na d

omin

atio

n. A

wes

tern

obs

erve

r m

ight

say

this

stru

ctur

e of

dom

inat

ion

is o

nly

to b

e ex

pect

ed o

f the

aut

ocra

cy th

at is

Chi

na. I

t’s h

arde

r to

squ

are

with

the

Lock

ean

idea

l of “

cons

ent b

y th

e go

vern

ed”

that

is r

efer

red

to in

the

beau

tiful

sec

ond

para

grap

h of

the

US

Dec

lara

tion

of I

ndep

ende

nce.

Tru

e, th

e W

este

rn H

emis

pher

e do

es n

ot c

ompr

ise

citiz

ens

of th

e U

S.

But t

hat c

uts

both

way

s in

this

nar

rativ

e: if

the

US

does

not

hav

e to

see

k th

eir

cons

ent,

perh

aps

neith

er

shou

ld it

dom

inat

e th

em.

Man

y ec

onom

ists

rec

ogni

se e

asy

kins

hip

in th

is h

ypot

hesi

sing

that

the

acto

rs u

nder

stu

dy lo

ok o

ut fo

r on

ly

them

selv

es.

That

fram

ewor

k is

the

one

in w

hich

eco

nom

ists

wor

k, a

nd h

ave

done

eve

r si

nce

Adam

Smith

. Ye

s, o

bvio

usly

, it’s

the

natio

n st

ate

here

; w

hile

it’s

con

sum

ers

and

busi

ness

es in

eco

nom

ics

– bu

t

it’s

not t

he id

entit

ies

that

mat

ter.

It’s

the

idea

that

pla

yers

are

sel

f-se

ekin

g th

at b

oth

econ

omis

ts a

nd

Quah 2015b

Week 2

Page 20: M3 Reading Pack FINAL

inte

rnat

iona

l rel

atio

ns s

chol

ars

shar

e co

mfo

rtab

ly. W

e do

n’t d

o al

trui

sm.

But a

n ec

onom

ist –

who

und

erst

ands

bas

ic th

eory

and

thin

ks a

bout

thes

e ac

tions

as

polic

y-m

akin

g –

wou

ld a

sk fu

rthe

r, W

here

is th

e m

arke

t fai

lure

that

wor

ld o

rder

sho

uld

now

, in

light

of C

hina

’s r

ise

and

curr

ent U

S he

gem

ony,

see

k to

sol

ve?

How

doe

s Ch

ina’

s gr

owin

g w

eigh

t in

the

wor

ld a

ffect

the

calc

ulat

ion

of g

loba

l wel

l-bei

ng?

Wha

t are

thes

e la

rge

stat

e ac

tors

doi

ng to

pro

mot

e th

e gl

obal

pub

lic g

ood?

Inte

rnat

iona

l Rel

atio

ns s

chol

ars

who

I d

eepl

y ad

mire

and

res

pect

ofte

n as

k m

e w

hat t

heor

y un

derli

es

my

obse

rvat

ions

abo

ut w

orld

ord

er.

Thos

e qu

estio

ns I

’ve

just

pos

ed?

That

’s th

e th

eory

. An

d, to

be

clea

r,

as e

cono

mic

s al

so h

ypot

hesi

ses

that

pla

yers

are

sel

f-se

ekin

g an

d no

t altr

uist

ic, t

hese

cha

lleng

es r

aise

d

are

not f

or a

ny o

ne n

atio

n to

sol

ve –

they

are

for

the

glob

al s

yste

m w

e de

sign

to ta

ckle

.

Joe

Nye

, who

I h

old

in th

e hi

ghes

t est

eem

and

with

who

m I

hav

e be

en lu

cky

enou

gh to

eng

age

on a

num

ber

of o

ccas

ions

, is

iden

tifie

d in

Bill

’s fi

lm a

s be

ing

in th

e op

posi

te c

orne

r fr

om M

ears

heim

er.

In th

e

film

, Joe

arg

ues

that

pea

cefu

l co-

exis

tenc

e is

pos

sibl

e th

roug

h di

plom

acy

and

inte

rnat

iona

l org

anis

atio

ns –

as h

e ha

s do

ne c

onsi

sten

tly, g

ently

, and

per

suas

ivel

y in

his

pro

fess

iona

l life

. Ca

llaha

n de

scrib

es N

ye’s

view

s as

a m

ixtu

re o

f Rea

lism

and

Lib

eral

ism

.

That

’s it

. Mea

rshe

imer

ver

sus

Nye

: th

ose

are

the

two

oppo

site

s id

entif

ied

in th

e fil

m, w

ith Y

an a

nd o

ther

s

arra

yed

arou

nd th

em.

I th

ink

that

if, o

n th

is q

uest

ion

of w

orld

ord

er –

the

plac

e of

the

US,

the

rise

of C

hina

– a

naly

sis

took

mor

e

on b

oard

the

less

ons

of e

cono

mic

s –

wel

fare

eco

nom

ics

and

mec

hani

sm d

esig

n –

the

disc

ours

e on

wor

ld

orde

r m

ight

wel

l tur

n ou

t diff

eren

t. W

e al

l rec

ogni

se th

ere

is a

col

lect

ive

actio

n pr

oble

m:

indi

vidu

al

natio

ns a

re s

elf-

seek

ing;

all

wan

t to

free

-rid

e; n

one

wan

ts to

und

erta

ke th

e co

stly

act

ion

to p

rovi

de g

loba

l

publ

ic g

oods

. The

que

stio

n fo

r sc

hola

rs a

nd r

esea

rche

rs is

, do

we

then

say

, fin

e, le

t’s ju

st d

o th

e be

st w

e

can,

taki

ng th

e sy

stem

as

give

n? T

here

is c

erta

inly

a n

eed

to a

ddre

ss th

is q

uest

ion,

and

man

y of

Inte

rnat

iona

l Rel

atio

ns’s

mos

t out

stan

ding

sch

olar

s do

exa

ctly

that

on

this

que

stio

n of

the

rise

of C

hina

and

glob

al p

ower

shi

ft.

Or

inst

ead

we

mig

ht a

sk, h

ow c

an w

e pu

t in

plac

e a

bette

r-de

sign

ed s

yste

m, s

o th

at e

ven

thou

gh th

at

syst

em a

sks

indi

vidu

al n

atio

ns o

nly

to lo

ok o

ut fo

r th

emse

lves

, and

no

one

need

s to

be

altr

uist

ic,

none

thel

ess,

the

syst

em g

ener

ates

a s

urpr

isin

g, e

mer

gent

out

com

e th

at a

dvan

ces

the

wel

l-bei

ng o

f all

hum

anity

? In

a d

iffer

ent s

ettin

g an

d fo

r a

diffe

rent

pur

pose

, eco

nom

ists

do

know

exa

ctly

suc

h a

mec

hani

sm:

it’s

calle

d Ad

am S

mith

’s I

nvis

ible

Han

d, o

r th

e Fu

ndam

enta

l The

orem

of W

elfa

re E

cono

mic

s.

Wha

t is

the

coun

terp

art o

f tha

t fun

dam

enta

l the

orem

for

wor

ld o

rder

? Su

ch a

n ec

onom

ics-

driv

en d

esig

n

for

wor

ld o

rder

mig

ht b

ette

r se

rve

all o

f hum

anity

than

tryi

ng to

det

erm

ine

who

rem

ains

or

has

just

beco

me

num

ber

1.

Quah 2015b

Week 2

Page 21: M3 Reading Pack FINAL

Doe

sG

eorg

eW

.Bus

h’s

pres

iden

cym

ark

the

dem

ise

ofth

eer

aof

liber

alin

tern

atio

nalis

min

the

Uni

ted

Stat

es?

Acc

ord

ing

tom

any

anal

ysts

,itd

oes

not.1

The

prev

ailin

gw

isd

omis

that

the

Bus

had

min

istr

atio

n’s

asse

rtiv

eun

ilate

ralis

m,i

tsav

ersi

onto

inte

rnat

iona

lin

stit

utio

ns,

and

its

zeal

ous

effo

rts

tosp

read

dem

ocra

cyin

the

Mid

dle

Eas

tre

pres

ent

ate

mpo

rary

dep

artu

refr

omth

eU

nite

dSt

ates

’tr

adit

iona

lfo

reig

npo

licy.

Out

ofst

epw

ith

both

publ

ican

dex

pert

opin

ion,

the

Bus

hre

volu

tion

was

orch

estr

ated

bya

smal

lgr

oup

ofne

ocon

serv

ativ

eof

ªci

als

who

,wit

hth

ehe

lpof

the

Sept

embe

r11

terr

oris

tatt

acks

,man

aged

tow

rest

cont

rolo

fth

efo

r-ei

gnpo

licy

appa

ratu

s.2

Thi

sac

coun

tim

plie

sth

atth

eB

ush

adm

inis

tra-

tion

’sfo

reig

npo

licy

isan

aber

rati

onan

dth

atth

eU

nite

dSt

ates

’co

mm

itm

ent

toth

efo

rmul

aof

liber

alin

tern

atio

nalis

m—

U.S

.po

wer

plus

inte

rnat

iona

lco

oper

atio

n—w

illbe

rest

ored

afte

rB

ush

leav

esof

ªce

.Ind

eed

,inº

uent

ialt

hink

tank

san

dfo

reig

npo

licy

grou

psar

eal

read

ych

urni

ngou

tac

tion

plan

sfo

rre

-vi

ving

liber

alin

tern

atio

nalis

m.3

Cha

rles

A.K

upch

anis

Prof

esso

rof

Inte

rnat

iona

lA

ffair

sat

Geo

rget

own

Uni

vers

ity,S

enio

rFe

llow

atth

eC

ounc

ilon

Fore

ign

Rel

atio

ns,

and

Hen

ryA

.K

issi

nger

Scho

lar

atth

eLi

brar

yof

Con

gres

s.Pe

ter

L.Tr

ubow

itzis

Ass

ocia

teP

rofe

ssor

ofG

over

nmen

tat

the

Uni

vers

ityof

Texa

sat

Aus

tinan

dSe

nior

Fello

wat

the

Rob

ert

Stra

uss

Cen

ter

for

Inte

rnat

iona

lSe

curi

tyan

dLa

w.

Ear

lier

vers

ions

ofth

isar

ticl

ew

ere

pres

ente

dat

the

Cen

ter

for

Am

eric

anPr

ogre

ss,P

rinc

eton

Uni

-ve

rsit

y,th

e20

06an

nual

mee

ting

ofth

eA

mer

ican

Polit

ical

Scie

nce

Ass

ocia

tion

,the

Uni

vers

ity

ofV

irgi

nia,

Geo

rget

own

Uni

vers

ity,

the

Woo

dro

wW

ilson

Inte

rnat

iona

lC

ente

rfo

rSc

hola

rs,

the

Uni

vers

ity

ofTe

xas

atA

usti

n,an

dth

eC

ounc

ilon

Fore

ign

Rel

atio

ns.T

heau

thor

sw

ish

toac

know

l-ed

geth

em

any

help

ful

sugg

esti

ons

they

rece

ived

from

dis

cuss

ants

and

part

icip

ants

atth

ese

ses-

sion

sas

wel

las

from

the

anon

ymou

sre

view

ers.

The

auth

ors

than

kJo

hnE

lliot

tfo

rhi

sas

sist

ance

wit

hre

sear

ch.

1.Se

e,fo

rex

ampl

e,Iv

oH

.Daa

lder

and

Jam

esM

.Lin

dsa

y,A

mer

ica

Unb

ound

:The

Bush

Rev

olut

ion

inFo

reig

nP

olic

y(W

ashi

ngto

n,D

.C.:

Bro

okin

gs,

2003

);Fr

anci

sFu

kuya

ma,

Am

eric

aat

the

Cro

ssro

ads:

Dem

ocra

cy,P

ower

,and

the

Neo

cons

erva

tive

Lega

cy(N

ewH

aven

,Con

n.:Y

ale

Uni

vers

ity

Pres

s,20

06);

Gar

yH

art,

The

Four

thPo

wer

:AG

rand

Stra

tegy

for

the

Uni

ted

Stat

esin

the

Twen

ty-ª

rst

Cen

tury

(New

York

:Oxf

ord

Uni

vers

ity

Pres

s,20

04);

Kur

tM.C

ampb

ella

ndM

icha

elE

.O’H

anlo

n,H

ard

Pow

er:T

heN

ewP

olit

ics

ofN

atio

nalS

ecur

ity

(New

York

:Bas

icB

ooks

,200

6);G

.Joh

nIk

enbe

rry,

“The

End

ofth

eN

eo-C

onse

rvat

ive

Mom

ent,”

Surv

ival

,Vol

.46,

No.

1(S

prin

g20

04),

pp.7

–22;

and

Josh

uaB

usby

and

Jona

than

Mon

ten,

“Wit

hout

Hei

rs:T

heFa

llof

Est

ablis

hmen

tInt

erna

tion

alis

min

U.S

.For

eign

Pol-

icy,

”pa

per

pres

ente

dat

the

annu

alm

eeti

ngof

the

Inte

rnat

iona

lSt

udie

sA

ssoc

iati

on,S

anD

iego

,C

alif

orni

a,M

arch

22–2

5,20

06.

2.O

nth

epe

rson

alit

ies

and

ideo

logi

cal

lean

ings

ofB

ush’

sfo

reig

npo

licy

advi

sers

,se

eJa

mes

Man

n,R

ise

ofth

eV

ulca

ns:T

heH

isto

ryof

Bush

’sW

arC

abin

et(N

ewYo

rk:V

ikin

g,20

04);

and

Daa

lder

and

Lin

dsa

y,A

mer

ica

Unb

ound

,pp.

17–3

4.3.

Law

renc

eJ.

Kor

ban

dR

ober

tO.B

oors

tin,

Inte

grat

edP

ower

:AN

atio

nalS

ecur

ity

Polic

yfo

rth

e21

stC

entu

ry(W

ashi

ngto

n,D

.C.:

Cen

ter

for

Am

eric

anPr

ogre

ss,2

005)

;and

G.J

ohn

Iken

berr

yan

dA

nne-

Inte

rnat

iona

lSe

curi

ty,V

ol.3

2,N

o.2

(Fal

l20

07),

pp.7

–44

©20

07by

the

Pres

iden

tan

dFe

llow

sof

Har

vard

Col

lege

and

the

Mas

sach

uset

tsIn

stit

ute

ofTe

chno

logy

.

7

Dea

dC

ente

r

De

adC

en

ter

Cha

rles

A. K

upch

anan

dPe

ter

L. T

rubo

wit

zT

heD

emis

eof

Lib

eral

Inte

rnat

iona

lism

inth

eU

nite

dSt

ates

We

chal

leng

eth

isvi

ewan

dco

nten

din

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dth

atth

eB

ush

adm

inis

trat

ion’

sbr

and

ofin

tern

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emen

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rfr

ombe

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erra

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,rep

rese

nts

atu

rnin

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inti

nth

ehi

stor

ical

traj

ecto

ryof

U.S

.for

eign

polic

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isa

sym

ptom

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muc

has

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elib

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hof

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twen

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n-tu

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Tha

tco

mpa

ctw

assu

bsta

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eas

wel

las

polit

ical

.Su

bsta

ntiv

ely,

iten

-ta

iled

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ent

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thpo

wer

and

coop

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Uni

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Stat

esw

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proj

ect

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mili

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stre

ngth

topr

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vest

abili

ty,b

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wou

ldse

ekto

exer

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its

lead

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ipth

roug

hm

ulti

late

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tera

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asth

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,D

emoc

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Rep

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ans

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sus

behi

nda

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type

ofU

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ngag

emen

tin

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ldaf

fair

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pw

asto

prov

ecr

ucia

lto

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emer

genc

ean

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ngev

ity

ofa

U.S

.gr

and

stra

tegy

that

twin

ned

pow

eran

din

tern

atio

nal

part

ners

hip.

Lib

eral

inte

rnat

iona

lism

’sri

sew

asth

epr

oduc

tof

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olit

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and

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mes

tic

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elop

men

ts.T

heth

reat

pose

dby

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man

y,im

peri

alJa

pan,

and

the

Sovi

etU

nion

com

bine

dw

ith

the

fad

ing

ofid

eolo

gica

ld

ivis

ions

inth

eU

nite

dSt

ates

toen

able

Dem

ocra

tsan

dR

epub

lican

sto

coal

esce

arou

nda

com

-m

onst

rate

gy.

Abr

oad

,th

eU

nite

dSt

ates

used

its

supe

rior

mili

tary

pow

erto

chec

kpo

tent

ial

chal

leng

esto

stab

ility

and

anop

enin

tern

atio

nal

econ

omy.

But

atth

esa

me

tim

e,it

turn

edto

mul

tila

tera

lin

stit

utio

nsto

attr

act

and

reas

-su

reth

epa

rtne

rsit

need

edto

def

eat

fasc

ism

and

com

mun

ism

.A

tho

me,

the

polit

ical

envi

ronm

ent

was

ripe

for

the

emer

genc

eof

a“c

entr

ist”

coal

itio

n.T

hefo

rmat

ion

ofa

Nor

th-S

outh

allia

nce,

the

easi

ngof

clas

ste

nsio

nsd

ueto

econ

omic

grow

than

dri

sing

inco

mes

,th

eon

set

ofpo

litic

alpr

agm

atis

man

did

eolo

gica

lm

oder

atio

n—th

ese

wer

eth

eco

ndit

ions

that

led

Dem

ocra

tsan

dR

epub

lican

sal

ike

tofo

rge

wha

tArt

hur

Schl

esin

ger

dub

bed

the

“vit

alce

nter

.”4

Thu

sbe

gan

the

era

oflib

eral

inte

rnat

iona

lism

.T

heco

ndit

ions

that

sust

aine

dlib

eral

inte

rnat

iona

lism

have

ofla

tebe

enra

p-id

lyd

isap

pear

ing,

dra

mat

ical

lyw

eake

ning

its

grip

onth

ena

tion

’spo

litic

s.Si

nce

the

dem

ise

ofth

eSo

viet

Uni

on,U

.S.p

rim

acy

has

red

uced

the

ince

ntiv

es

Inte

rnat

iona

lSe

curi

ty32

:28

Mar

ieSl

augh

ter,

Forg

ing

aW

orld

ofLi

bert

yun

der

Law

:U

.S.

Nat

iona

lSe

curi

tyin

the

21st

Cen

tury

(Pri

ncet

on,N

.J.:P

rinc

eton

Proj

ect

onN

atio

nal

Secu

rity

,Pri

ncet

onU

nive

rsit

y,20

06).

4.A

rthu

rM

.Sc

hles

inge

rJr

.,Th

eV

ital

Cen

ter:

The

Polit

ics

ofFr

eedo

m(B

osto

n:H

ough

ton

Mif

ºin

,19

49).

Kupchan and Trubowitz 2007

Week 2

Page 22: M3 Reading Pack FINAL

for

Rep

ublic

ans

and

Dem

ocra

tsal

ike

toad

here

toth

elib

eral

inte

rnat

iona

list

com

pact

.Uni

pola

rity

has

heig

hten

edth

ege

opol

itic

alap

peal

ofun

ilate

ralis

m,

atr

end

that

even

the

thre

atof

tran

snat

iona

lte

rror

ism

has

not

reve

rsed

.U

nipo

lari

tyha

sal

solo

osen

edth

epo

litic

ald

isci

plin

een

gend

ered

byth

eC

old

War

thre

at,l

eavi

ngU

.S.f

orei

gnpo

licy

mor

evu

lner

able

togr

owin

gpa

rtis

an-

ship

atho

me.

“Red

”an

d“B

lue”

Am

eric

ad

isag

ree

abou

tthe

natu

reof

U.S

.en-

gage

men

tin

the

wor

ld;g

row

ing

dis

pari

ties

inw

ealt

hha

vere

awak

ened

clas

ste

nsio

ns;

and

polit

ical

prag

mat

ism

has

been

losi

nggr

ound

toid

eolo

gica

lex

trem

ism

.T

hepo

lari

zati

onof

the

Uni

ted

Stat

esha

sd

ealt

ase

vere

blow

toth

ebi

-pa

rtis

anco

mpa

ctbe

twee

npo

wer

and

coop

erat

ion.

Inst

ead

ofad

heri

ngto

the

vita

lce

nter

,the

coun

try’

sel

ecte

dof

ªci

als,

alon

gw

ith

the

publ

ic,a

reba

ckin

gaw

ayfr

omth

elib

eral

inte

rnat

iona

list

com

pact

,sup

port

ing

eith

erU

.S.p

ower

orin

tern

atio

nal

coop

erat

ion,

but

rare

lybo

th.

Pres

iden

tB

ush

and

man

yR

epub

lican

sha

veab

and

oned

one

sid

eof

the

liber

alin

tern

atio

nalis

tco

mpa

ct:

mul

tila

tera

lism

has

rece

ived

littl

ebu

tco

ntem

pton

thei

rw

atch

.M

eanw

hile

,th

eD

emoc

rats

have

negl

ecte

dth

eot

her

sid

e:m

any

part

yst

alw

arts

are

unea

syw

ith

the

asse

rtiv

eus

eof

U.S

.pow

er.A

sth

epa

rtis

angy

rein

Was

hing

ton

wid

-en

s,th

epo

litic

alce

nter

isd

ying

out,

and

supp

ortf

orlib

eral

inte

rnat

iona

lism

isd

ying

wit

hit

.Acc

ord

ing

toJi

mL

each

,one

ofth

eR

epub

lican

mod

erat

esto

lose

his

Hou

sese

atin

the

2006

mid

term

elec

tion

s,“[

The

Uni

ted

Stat

es’]

mid

dle

has

virt

ually

colla

psed

.A

ndho

wto

reco

nstr

uct

apr

inci

pled

cent

er,

ace

nter

ofgr

avit

yin

Am

eric

anpo

litic

s,m

aybe

the

hard

est

sing

leth

ing

atth

ispa

rtic

ular

tim

e.”5

Prom

inen

tvo

ices

from

acro

ssth

epo

litic

alsp

ectr

umha

veca

lled

for

the

res-

tora

tion

ofa

robu

stbi

part

isan

cent

erth

atca

npu

tU

.S.g

rand

stra

tegy

back

ontr

ack.

6A

ccor

din

gto

Dem

ocra

tic

Sena

tor

Hill

ary

Clin

ton,

“For

mor

eth

ana

half

ace

ntur

y,w

ekn

owth

atw

epr

ospe

red

beca

use

ofa

bipa

rtis

anco

nsen

sus

ond

efen

sean

dfo

reig

npo

licy.

We

mus

td

om

ore

than

retu

rnto

that

sens

ible

,co-

oper

ativ

eap

proa

ch.”

Rep

ublic

anpr

esid

enti

alca

ndid

ate

Mit

tR

omne

yec

hoes

this

sent

imen

t:“I

tsee

ms

that

conc

ern

abou

tWas

hing

ton’

sd

ivis

iven

ess

and

ca-

pabi

lity

tom

eet

tod

ay’s

chal

leng

esis

the

one

thin

gth

atun

ites

usal

l.W

ene

ed

Dea

dC

ente

r9

5.Q

uote

din

Kw

ame

Hol

man

,“M

idte

rmE

lect

ions

Ous

tSe

vera

lM

oder

ate

Rep

ublic

ans,

”O

nlin

eN

ewsh

our,

Nov

embe

r24

,20

06,

http

://

ww

w.p

bs.o

rg/

new

shou

r/bb

/po

litic

s/ju

ly-d

ec06

/go

p_11

-24

.htm

l.6.

On

the

need

tore

stor

ebi

part

isan

ship

,see

Nan

cyE

.Rom

an,“

Bot

hSi

des

ofth

eA

isle

:AC

allf

orB

ipar

tisa

nFo

reig

nPo

licy,

”Sp

ecia

lR

epor

t,N

o.9

(New

York

:Cou

ncil

onFo

reig

nR

elat

ions

,Sep

-te

mbe

r20

05);

the

web

site

ofPa

rtne

rshi

pfo

ra

Secu

reA

mer

ica,

anor

gani

zati

onca

lling

for

“res

pon-

sibl

efo

reig

npo

licy

thro

ugh

bipa

rtis

anac

tion

,”ht

tp:/

/w

ww

.psa

onlin

e.or

g;an

dth

ew

ebsi

teof

Uni

ty08

,an

orga

niza

tion

com

mit

ted

tore

build

ing

bipa

rtis

ansh

ip,a

tht

tp:/

/w

ww

.uni

ty08

.com

/.

new

thin

king

onfo

reig

npo

licy

and

anov

erar

chin

gst

rate

gyth

atca

nun

ite

the

Uni

ted

Stat

esan

dit

sal

lies.

”7

The

seex

hort

atio

nsar

ein

vain

.The

halc

yon

era

oflib

eral

inte

rnat

iona

lism

isov

er;t

hebi

part

isan

com

pact

betw

een

pow

eran

dpa

rtne

rshi

pha

sbe

enef

fec-

tive

lyd

ism

antl

ed.I

flef

tuna

tten

ded

,the

polit

ical

foun

dat

ions

ofU

.S.s

tate

craf

tw

illco

ntin

ueto

dis

inte

grat

e,ex

posi

ngth

eco

untr

yto

the

dan

gers

ofan

erra

tic

and

inco

here

ntfo

reig

npo

licy.

Toav

oid

this

fate

,U.S

.lea

der

sw

illha

veto

fash

-io

na

new

bran

dof

inte

rnat

iona

lism

—on

eth

atw

illne

cess

arily

enta

ille

sspo

wer

and

less

part

ners

hip

ifit

isto

have

ach

ance

ofse

curi

ngbr

oad

dom

esti

csu

ppor

t.To

ªnd

ane

weq

uilib

rium

betw

een

the

nati

on’s

com

mit

men

tsab

road

and

its

pola

rize

dpo

litic

sat

hom

e,th

eU

nite

dSt

ates

will

need

agr

and

stra

tegy

that

isas

sele

ctiv

ean

dju

dic

ious

asit

ispu

rpos

eful

.T

his

arti

cle

isor

gani

zed

into

thre

em

ain

sect

ions

.We

begi

nby

des

crib

ing

the

rise

oflib

eral

inte

rnat

iona

lism

,ex

plor

ing

how

geop

olit

ical

and

dom

esti

cfa

c-to

rsw

orke

din

unis

onto

fash

ion

abi

part

isan

cons

ensu

sbe

hind

the

Uni

ted

Stat

es’

post

war

gran

dst

rate

gy.

We

then

turn

tolib

eral

inte

rnat

iona

lism

’sd

e-m

ise,

agai

nex

amin

ing

the

role

spl

ayed

bybo

thin

tern

atio

nal

and

dom

esti

cfo

rces

iner

odin

gth

epo

litic

alfo

und

atio

nsof

the

liber

alin

tern

atio

nalis

tco

m-

pact

.W

eco

nclu

de

byco

nsid

erin

gth

eim

plic

atio

nsof

our

anal

ysis

for

U.S

.gr

and

stra

tegy

.

The

Ris

eof

the

Libe

ral

Inte

rnat

iona

list

Com

pact

Scho

lars

and

polic

ymak

ers

alik

ete

ndto

asso

ciat

elib

eral

inte

rnat

iona

lism

wit

hm

ulti

late

ralis

man

din

tern

atio

nal

inst

itut

ions

. 8L

iber

alin

tern

atio

nalis

md

oes

enta

ila

com

mit

men

tto

mul

tila

tera

lism

,bu

tit

also

invo

lves

aco

mm

itm

ent

toth

eus

eof

U.S

.m

ilita

ryfo

rce.

Ind

eed

,it

was

the

dua

lco

mm

itm

ent

topo

wer

proj

ecti

onan

din

tern

atio

nal

coop

erat

ion

that

dis

ting

uish

edlib

eral

inte

rnat

ion-

alis

mfr

omea

rlie

rU

.S.s

trat

egie

s.Fr

omth

eU

nite

dSt

ates

’em

erge

nce

asa

grea

tpo

wer

atth

een

dof

the

nine

-te

enth

cent

ury

unti

lthe

1940

s,it

spo

litic

alcl

ass

favo

red

pow

eror

coop

erat

ion,

but

not

the

two

toge

ther

.The

odor

eR

oose

velt

pref

erre

dpo

wer

,tak

ing

adva

n-ta

geof

ast

reng

then

edpr

esid

ency

topu

rsue

anim

peri

alis

tag

end

a—bu

ton

ew

hose

ambi

tion

quic

kly

outs

trip

ped

polit

ical

supp

ort

for

such

expa

nsio

nism

.

Inte

rnat

iona

lSe

curi

ty32

:210

7.H

illar

yC

linto

n,qu

oted

inPa

rtne

rshi

pfo

ra

Secu

reA

mer

ica,

“Quo

tes

onB

ipar

tisa

nshi

p,”

http

://

ww

w.p

saon

line.

org/

user

dat

a_d

ispl

ay.p

hp?m

odin

�52

;and

Mit

tRom

ney,

“Ris

ing

toa

New

Gen

erat

ion

ofG

loba

lC

halle

nges

,”Fo

reig

nA

ffair

s,V

ol.8

6,N

o.4

(Jul

y/A

ugus

t20

07),

pp.1

7–18

.8.

On

U.S

.m

ulti

late

ralis

man

dth

ero

leof

inte

rnat

iona

lin

stit

utio

nsin

shap

ing

wor

ldor

der

,se

eJo

hnG

erar

dR

uggi

e,W

inni

ngth

ePe

ace:

Am

eric

aan

dW

orld

Ord

erin

the

New

Era

(New

York

:Col

um-

bia

Uni

vers

ity

Pres

s,19

96).

Kupchan and Trubowitz 2007

Week 2

Page 23: M3 Reading Pack FINAL

6

Pow

er S

hift

s an

d G

lob

al

Com

ple

xity

The

re a

re t

wo

grea

t po

wer

shi

fts

occu

rrin

g in

thi

s ce

ntur

y; p

ower

tra

nsit

ion

amon

g st

ates

fro

m W

est

to E

ast,

an

d p

ower

dif

fusi

on f

rom

gov

ernm

ents

to

non-

stat

e ac

tors

as

a re

sult

of

the

glob

al i

nfor

ma­

tion

rev

olut

ion.

1 I

argu

ed a

bove

th

at t

he f

irst

shi

ft

-po

wer

tran

siti

on a

mon

g st

ates

-w

ill p

roba

bly

no

t en

d A

mer

ican

cen

tral

ity

to t

he g

loba

l ba

lanc

e o

f po

wer

in t

he n

ext

30

yea

rs.

It i

s le

ss

clea

r w

heth

er

this

sh

ift

wil

l de

stro

y th

e in

stit

utio

ns t

hat

Am

itav

Ach

arya

, ci

ted

earl

ier,

ca

lls

"the

Am

eric

an w

orld

ord

er."

His

met

apho

r o

f a

mul

tipl

ex

thea

ter

wit

h m

ulti

ple

narr

ativ

es

and

regi

onal

dia

logu

es a

ssum

es a

n ar

chit

ectu

re b

ut

incl

udes

lit

tle

deta

il a

bo

ut

how

it

will

be

prov

ided

an

d m

aint

aine

d.

Wil

l C

hina

st

ep

in

to

prov

ide

the

publ

ic

good

s th

at

hege

mon

ic

stab

ilit

y th

eo­

rist

s se

arch

fo

r?

Cer

tain

ly

Chi

na

has

bene

fite

d

94

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

grea

tly

from

li

bera

l in

stit

utio

ns

like

the

Wor

ld

Tra

de O

rgan

izat

ion

and

the

Inte

rnat

iona

l Mon

etar

y F

und,

bu

t C

hina

's r

ecor

d is

far

fro

m p

erfe

ct.

Lik

e th

e U

nite

d S

tate

s in

the

int

erw

ar p

erio

d o

f th

e la

st

cent

ury,

Chi

na e

njoy

s th

e te

mpt

atio

n o

f fr

ee-r

idin

g as

lon

g as

som

eone

els

e is

dri

ving

the

bus

. N

or

are

we

likel

y to

see

glo

bal

publ

ic g

oods

pro

vide

d by

ot

her

emer

ging

pow

ers.

Gre

ater

com

plex

ity

At

the

sam

e ti

me,

th

e di

ffus

ion

of p

ower

fro

m

gove

rnm

ents

to

non-

stat

e ac

tors

, bo

th W

est

and

E

ast,

is p

utti

ng a

num

ber

of t

rans

nati

onal

issu

es li

ke

fina

ncia

l st

abil

ity,

cli

mat

e ch

ange

, te

rror

ism

, an

d pa

ndem

ics

on t

he g

loba

l ag

enda

at

the

sam

e ti

me

that

it te

nds

to w

eake

n th

e ab

ilit

y of

all

gove

rnm

ents

to

res

pond

. Si

nce

no o

ne s

tate

can

dea

l su

cces

sful

ly

wit

h th

ese

tran

snat

iona

l is

sues

act

ing

alon

e, e

ven

a su

perp

ower

wil

l ha

ve t

o w

ork

wit

h ot

hers

. A

fter

the

col

laps

e of

Col

d W

ar b

ipol

arit

y, p

ower

in

this

glo

bal i

nfor

mat

ion

age

beca

me

dist

ribu

ted

in a

pa

tter

n th

at re

sem

bles

a c

ompl

ex th

ree-

dim

ensi

onal

ch

ess

gam

e. O

n t

he t

op c

hess

boar

d, m

ilit

ary

pow

er

is l

arge

ly u

nipo

lar

and

the

Uni

ted

Sta

tes

is l

ikel

y to

ret

ain

prim

acy

for

quit

e so

me

tim

e. B

ut o

n th

e

95

Nye 2015

Week 2

Page 24: M3 Reading Pack FINAL

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

mid

dle

ches

sboa

rd,

econ

omic

pow

er a

mon

g st

ates

ha

s be

en m

ulti

pola

r fo

r m

ore

than

a d

ecad

e (w

ell

befo

re t

he 2

008

fina

ncia

l cr

isis

), w

ith

the

Uni

ted

Sta

tes,

Eur

ope,

Jap

an,

and

Chi

na a

s th

e m

ajor

pla

y­er

s, a

nd o

ther

s ga

inin

g in

im

port

ance

. T

he b

otto

m

ches

sboa

rd i

s th

e re

alm

of

tran

snat

iona

l re

lati

ons

that

cro

ss b

orde

rs o

utsi

de g

over

nmen

t co

ntro

l. I

t in

clud

es n

on-s

tate

act

ors

as d

iver

se a

s ba

nker

s el

ec­

tron

ical

ly t

rans

ferr

ing

fund

s, t

erro

rist

s tr

ansf

erri

ng

wea

pons

, ha

cker

s th

reat

enin

g cy

ber

secu

rity

, an

d th

reat

s su

ch a

s pa

ndem

ics

and

cli

mat

e ch

ange

. O

n

this

bot

tom

boa

rd,

pow

er is

wid

ely

diff

used

, an

d it

m

akes

no

sen

se t

o sp

eak

of u

nipo

lari

ty,

mul

tipo

­la

rity

, o

r he

gem

ony.

Man

y o

f th

ese

issu

es a

re n

ot

susc

epti

ble

to m

ilit

ary

solu

tion

s an

d n

etw

orks

of

coop

erat

ion

will

bec

ome

esse

ntia

l. N

iall

Fer

guso

n ar

gues

th

at h

isto

ry

has

alw

ays

seen

a s

trug

gle

betw

een

netw

orks

and

~ hie

rarc

hies

. C

entr

aliz

ed t

otal

itar

ian

gove

rnm

ent

may

hav

e be

en

the

supr

eme

mom

ent

for

hier

arch

y in

the

tw

enti

eth

cent

ury,

bu

t ne

twor

ks a

re b

ecom

ing

mor

e im

por­

tant

in

th

is

cent

ury.

2 A

nd

whi

le

netw

orks

an

d em

pow

ered

ind

ivid

uals

wil

l ca

use

prob

lem

s fo

r al

l go

vern

men

ts,

they

may

cau

se f

ewer

pro

blem

s fo

r th

e U

nite

d S

tate

s th

an f

or C

hina

or

othe

r au

thor

i­ta

rian

sta

tes.

A

mer

ica'

s cu

ltur

e o

f op

enne

ss

and

inno

vati

on w

ill

keep

it

cent

ral

in

a w

orld

whe

re

96

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

netw

orks

sup

plem

ent,

if n

ot fu

lly r

epla

ce, h

iera

rchi

­

cal

pow

er.3

Com

plex

ity

is g

row

ing.

Ran

dall

Sch

wel

ler

argu

es

that

rat

her

than

wor

ryin

g ab

ou

t be

ing

pass

ed b

y an

othe

r co

untr

y,

a "l

aw

of

incr

easi

ng

entr

opy

mea

ns t

hat

ord

er in

the

uni

vers

e is

bei

ng r

elen

tles

sly

repl

aced

by

inc

reas

ing

diso

rder

."

He

argu

es t

hat

th

e re

leva

nt m

odel

for

the

fut

ure

is n

ot

grea

t pow

er

conf

lict

or c

once

rt, b

ut "

info

rmat

ion

entr

opy.

"4 T

he

answ

er t

o t

he q

uest

ion

"wh

o's

nex

t?"

is "

no

one

."

Whi

le t

his

answ

er i

s to

o si

mpl

e, i

t do

es i

ndic

ate

impo

rtan

t tr

ends

th

at m

ay n

ot e

nd t

he A

mer

ican

ce

ntur

y, b

ut w

ill

cert

ainl

y ch

ange

it.

The

wor

ld i

n 20

30

The

Nat

iona

l In

tell

igen

ce C

ounc

il,

whi

ch p

repa

res

esti

mat

es f

or t

he A

mer

ican

Pre

side

nt,

rece

ntly

pub

­li

shed

a r

epor

t on

the

yea

r 20

30 i

n w

hich

it f

orec

ast

that

the

Uni

ted

Sta

tes

wou

ld b

e th

e m

ost

pow

erfu

l co

untr

y in

the

wor

ld,

but

ther

e w

ill

be n

o "h

egem

­on

s."

The

"u

nipo

lar

mom

ent"

is

ov

er,

and

the

Uni

ted

Sta

tes

will

no

t be

as

pow

erfu

l as

in

the

past

.5

But

a d

egre

e of

rela

tive

dec

line

is n

ot th

e sa

me

as th

e

end

of

the

Am

eric

an e

ra.

Alt

houg

h th

ere

is

no

one

"f

utur

e" t

o pr

edic

t,

97

Nye 2015

Week 2

Page 25: M3 Reading Pack FINAL

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

cert

ain

tren

ds a

re v

isib

le n

ow

and

can

be

proj

ecte

d to

con

tinu

e, "

othe

r th

ings

bei

ng e

qual

" (w

hich

the

y so

met

imes

will

not

be.

) F

or e

xam

ple,

dem

ogra

phic

tr

ends

ten

d to

be

mor

e pr

edic

tabl

e th

an p

olit

ical

ev

ents

, an

d it

is

likel

y th

at t

he U

nite

d S

tate

s w

ill

grow

in

popu

lati

on,

whi

le E

urop

e, R

ussi

a, J

apan

, an

d C

hina

will

shr

ink.

Equ

ally

int

eres

ting

, ho

ever

, is

th

at th

e po

pula

tion

of

the

Afr

ican

con

tine

nt

will

mor

e th

an l

ikel

y do

uble

. A

ltho

ugh

this

doe

s no

t m

ean

that

an

Afr

ican

cou

ntry

will

cha

llen

ge

the

pre-

emin

ence

of

the

Uni

ted

Sta

tes,

it

does

sug

­ge

st t

hat

cer

tain

are

as o

f th

e w

orld

will

pre

sent

m

ore

com

plex

pro

blem

s, p

arti

cula

rly

whe

n a

risi

ng

popu

lati

on

is

com

bine

d w

ith

rapi

d ur

bani

zati

on

and

inad

equa

te e

duca

tion

al i

nsti

tuti

ons

and

soci

al

secu

rity

sys

tem

s.

One

can

als

o pr

ojec

t ec

onom

ic t

rend

s, t

houg

h,

as w

e ha

ve s

een,

one

sho

uld

be l

ess

conf

iden

t ab

out

the

pred

icti

ons

they

yie

ld.

For

exa

mpl

e, t

he U

nite

d S

tate

s en

tere

d th

e tw

enty

-fir

st c

entu

ry w

ith

a 23

pe

rcen

t sh

are

of w

orld

GD

P a

nd,

even

bef

ore

the

Gre

at R

eces

sion

, th

is w

as g

radu

ally

dec

lini

ng n

ot

beca

use

of A

mer

ican

fai

lure

, bu

t be

caus

e o

f th

e ra

pid

grow

th in

the

res

t of

the

wor

ld,

incl

udin

g no

t on

ly C

hina

but

man

y ot

her

emer

ging

eco

nom

ies.

C

ontr

ary

to

som

e as

sert

ions

th

at

the

Am

eric

an

shar

e o

f w

orld

ou

tpu

t re

mai

ns u

ncha

nged

, it

has

98

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

actu

ally

sli

pped

.6 P

roje

ctin

g fo

rwar

d to

201

8, t

he

Inte

rnat

iona

l M

onet

ary

Fun

d es

tim

ates

th

at

the

Uni

ted

Sta

tes

wil

l the

n re

pres

ent a

bout

17.

7 p

erce

nt

of

the

wor

ld e

cono

my.

7 T

he d

imin

ishi

ng A

mer

ican

sh

are

is n

ot

uniq

ue.

Fro

m 2

001

to 2

010,

the

Wes

t's

shar

e o

f th

e w

orld

eco

nom

y sh

rank

by

10.3

3 pe

r­ce

ntag

e po

ints

, m

ore

than

the

com

bine

d lo

ss o

f th

e pr

evio

us 4

0 y

ears

. W

hile

par

t o

f th

is w

as a

pro

duct

of

the

rece

ssio

n, i

t al

so r

epre

sent

ed f

aste

r gr

owth

in

othe

r pa

rts

of

the

wor

ld e

cono

my.

And

sin

ce t

hese

in

clud

e A

mer

ica'

s cl

oses

t al

lies,

it

repr

esen

ts a

los

s fo

r A

mer

ican

net

wor

ks.

Eve

n th

ough

thi

s gr

owth

in

emer

ging

mar

kets

is

unli

kely

to

crea

te a

sin

gle

chal

leng

er t

hat

will

ove

r­ta

ke t

he U

nite

d S

tate

s, t

he "

rise

of

the

rest

" cr

eate

s a

mor

e co

mpl

ex w

orld

to

be f

aced

. In

con

tras

t, i

n th

e 19

60s,

the

Uni

ted

Sta

tes

and

Eur

ope

toge

ther

re

pres

ente

d tw

o-th

irds

of

the

wor

ld e

cono

my,

wit

h Ja

pan

addi

ng a

fur

ther

10

perc

ent.

8 M

oreo

ver,

the

nu

mbe

r of

cou

ntri

es in

the

wor

ld h

as m

ore

than

tre­

bled

ove

r th

at p

erio

d. T

here

are

mor

e de

man

ds f

or

seat

s at

the

tab

le,

and

that

mea

ns t

hat

nego

tiat

ing

trad

e st

anda

rds,

avi

atio

n ag

reem

ents

, te

leco

mm

u­ni

cati

ons

regu

lati

ons,

en

viro

nmen

tal

agre

emen

ts,

and

othe

rs

beco

mes

m

ore

com

plex

to

m

anag

e.

New

org

aniz

atio

ns l

ike

the

Gro

up o

f 20

can

hel

p,

but

they

lea

ve o

ut

mos

t st

ates

and

eve

n 20

is

an

99

Nye 2015

Week 2

Page 26: M3 Reading Pack FINAL

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

unw

ield

y nu

mbe

r.

One

co

uld

call

th

ese

tren

ds

"rel

ativ

e de

clin

e,"

bu

t th

at d

escr

ipti

on c

onfu

ses

the

situ

atio

n w

ith

the

rise

of

iden

tifi

able

cha

llen

gers

, an

d it

see

ms

mor

e us

eful

to

refe

r si

mpl

y to

the

ris

e of

the

rest

. S

ome

obse

rver

s se

e th

is e

ntro

py s

pell

ing

chao

s in

th

e gl

obal

eco

nom

y, a

nd a

rgue

th

at a

ltho

ugh

the

Uni

ted

Sta

tes

will

be

hurt

, it

will

be

bett

er p

lace

d to

cop

e w

ith

entr

opy

than

oth

er n

atio

ns.9

But

thi

s ex

agge

rate

s th

e pr

oble

m o

f en

trop

y, a

nd

und

eres

ti­

mat

es t

he r

emai

ning

Am

eric

an r

ole.

For

exa

mpl

e, in

th

e ec

onom

ic c

risi

s co

ndit

ions

of

2008

, ag

reem

ent

amon

g th

e G

20 l

eade

rs h

elpe

d to

res

trai

n pr

otec

­ti

onis

m,

bu

t th

e U

S F

eder

al

Res

erve

's

info

rmal

ne

twor

k o

f ag

reem

ents

to

sw

ap d

olla

rs a

mon

g ce

n­tr

al b

anks

pro

ved

esse

ntia

l. T

he f

inan

cial

cri

sis

was

da

mag

ing

to A

mer

ican

har

d an

d so

ft p

ower

, bu

t the

U

S re

mai

ned

cruc

ial

to i

ts m

anag

emfo

t.10

The

pro

blem

of

lead

ersh

ip i

n su

ch a

w

orld

is

how

to

get

eve

ryon

e in

to t

he a

ct a

nd s

till

get

act

ion.

A

nd t

he A

mer

ican

rol

e in

gal

vani

zing

ins

titu

tion

s an

d or

gani

zing

inf

orm

al n

etw

orks

rem

ains

cru

cial

to

ans

wer

ing

that

puz

zle.

As

we

saw

ear

lier

, th

ere

has

ofte

n be

en s

elf-

serv

ing

exag

gera

tion

ab

ou

t th

e A

mer

ican

pro

visi

on o

f pu

blic

goo

ds i

n th

e pa

st,

but

a ca

se c

an b

e m

ade

for

Gol

iath

. A

s M

icha

el

Man

delb

aum

des

crib

es

the

Am

eric

an

role

, ot

her

100

Pow

er S

hift

s an

d G

loba

l C

ompl

exit

y

coun

trie

s w

ill c

riti

cize

it, b

ut

"the

y w

ill m

iss

it w

hen

it is

gon

e."11

Mor

e im

port

ant,

it

is n

ot

yet g

one.

Eve

n in

iss

ues

whe

re it

s pr

e-em

inen

ce in

res

ourc

es h

as d

imin

ishe

d,

Am

eric

an l

eade

rshi

p of

ten

rem

ains

cri

tica

l to

glo

bal

coll

ecti

ve a

ctio

n. T

ake

trad

e an

d no

n-pr

olif

erat

ion

of n

ucle

ar

wea

pons

as

tw

o ex

ampl

es

of i

mpo

r­ta

nt

econ

omic

and

sec

urit

y is

sues

whe

re A

mer

ican

dom

inan

ce is

no

t w

hat

it o

nce

was

. In

tra

de,

the

Uni

ted

Sta

tes

was

by

far

the

larg

est

trad

ing

nati

on w

hen

the

GA

TT

(G

ener

al A

gree

men

t on

Tar

iffs

and

Tra

de)

was

cre

ated

in

19

47,

an

d

the

Uni

ted

Sta

tes

deli

bera

tely

acc

epte

d tr

ade

dis­

crim

inat

ion

by E

urop

e an

d Ja

pan

as

part

of

its

Col

d W

ar s

trat

egy.

Aft

er t

hose

cou

ntri

es r

ecov

ered

, th

ey

join

ed t

he U

nite

d S

tate

s in

a c

lub

of l

ike-

min

ded

nati

ons

wit

hin

the

GA

TT

.12 I

n th

e 19

90s,

as

othe

r st

ates

' sh

ares

of

glob

al t

rade

inc

reas

ed,

the

Uni

ted

Sta

tes

supp

orte

d th

e ex

pans

ion

of

GA

TT

int

o th

e W

orld

Tra

de

Org

aniz

atio

n an

d

the

club

m

odel

be

cam

e ob

sole

te.

The

U

nite

d S

tate

s su

ppor

ted

Chi

nese

acc

essi

on t

o th

e W

orld

Tra

de O

rgan

izat

ion

and

Chi

na p

asse

d th

e U

nite

d S

tate

s as

the

wor

ld's

la

rges

t tr

adin

g na

tion

. W

hile

glo

bal

roun

ds o

f tr

ade

nego

tiat

ions

bec

ame

mor

e di

ffic

ult

to a

ccom

plis

h an

d va

riou

s fr

ee t

rade

agr

eem

ents

pro

life

rate

d, t

he

rule

s of

the

Wor

ld T

rade

Org

aniz

atio

n co

ntin

ued

101

Nye 2015

Week 2

Page 27: M3 Reading Pack FINAL

Po

wer

Sh

ifts

and G

lob

al C

om

ple

xit

y

to p

rovi

de

a ge

ner

al s

tru

ctu

re w

her

ein

th

e n

orm

of

mo

st f

avo

red

nat

ion

sta

tus

and r

ecip

roci

ty c

reat

ed

a fr

amew

ork

in

wh

ich

par

ticu

lar

clu

b d

eals

co

uld

be

gen

eral

ized

to

a

larg

er

nu

mb

er

of

cou

ntr

ies.

Mo

reo

ver,

n

ew

entr

ants

li

ke

Ch

ina

fou

nd

it

in

thei

r in

tere

sts

to o

bse

rve

even

ad

vers

e ju

dgm

ents

of

the

Wo

rld

Tra

de

Org

aniz

atio

n d

isp

ute

set

tlem

ent

pro

cess

.

Sim

ilar

ly w

ith

th

e n

on

-pro

life

rati

on

reg

ime:

in

the

19

40

s, w

hen

the

Un

ited

Sta

tes

had

a n

ucl

ear

mo

no

po

ly,

it

pro

po

sed

the

Bar

uch

p

lan

fo

r U

N

con

tro

l, w

hic

h t

he

Sovi

et U

nio

n r

ejec

ted i

n o

rder

to p

urs

ue

its

ow

n n

ucl

ear

wea

po

ns

pro

gram

. In

the

195

0s,

th

e U

nit

ed St

ates

use

d

the

Ato

ms

for

Peac

e p

rogr

am,

cou

ple

d w

ith i

nsp

ecti

on

s by

a n

ew

Inte

rnat

ion

al

Ato

mic

E

ner

gy

Age

ncy

, to

tr

y to

sep

arat

e th

e p

eace

ful

fro

m t

he

wea

po

ns

pu

rpo

ses

of n

ucl

ear

tech

no

logy

as

it s

pre

ad.

lrf

the

19

60

s,

the

five

sta

tes

wit

h n

ucl

ear

wea

po

ns

neg

oti

ated

th

e

no

n-p

roli

fera

tio

n

trea

ty,

wh

ich

p

rom

ised

p

eace

­

ful

assi

stan

ce t

o s

tate

s th

at a

ccep

ted a

leg

al s

tatu

s

of

no

n-w

eap

on

s st

ates

. In

th

e 1

97

0s,

aft

er I

nd

ia's

exp

losi

on

of

a n

ucl

ear

dev

ice

and t

he

furt

her

sp

read

of

tech

no

logy

fo

r en

rich

men

t an

d r

epro

cess

ing

of

fiss

ile

mat

eria

ls,

the

Un

ited

Sta

tes

and l

ike-

min

ded

stat

es c

reat

ed

a N

ucl

ear

Sup

pli

ers

Gro

up

, w

hic

h

agre

ed

"to

ex

erci

se

rest

rain

t"

in

the

exp

ort

o

f

10

2

Po

wer

Sh

ifts

an

d G

lob

al C

om

ple

xit

y

sen

siti

ve t

ech

no

logi

es,

as w

ell

as a

n I

nte

rnat

ion

al

Nat

ion

al

Nu

clea

r Fu

el

Cyc

le

Eva

luat

ion

, w

hic

h

call

ed in

to q

ues

tio

n t

he

op

tim

isti

c p

roje

ctio

ns

abo

ut

the

use

o

f p

luto

niu

m fu

els.

W

hile

no

ne

of

thes

e

inst

itu

tio

nal

ad

apta

tio

ns

was

per

fect

, an

d p

rob

lem

s

per

sist

wit

h N

ort

h K

ore

a an

d I

ran

to

day

, th

e n

et

effe

ct

of

the

no

rmat

ive

stru

ctu

re

and

A

mer

ican

lead

ersh

ip w

as t

o s

low

th

e gr

ow

th i

n t

he

nu

mb

er

of

nu

clea

r w

eap

on

s st

ates

fro

m t

he

25

ex

pec

ted

in

the

19

60s

to t

he

9 t

hat

ex

ist

tod

ay. 1

3 In

2003

, th

e

US

lau

nch

ed t

he

Pro

life

rati

on

Sec

uri

ty I

nit

iati

ve,

a

loo

sely

str

uct

ure

d g

rou

pin

g o

f co

un

trie

s th

at s

har

es

info

rmat

ion

an

d c

oo

rdin

ates

eff

ort

s to

sto

p t

raffi

ck­

ing

in n

ucl

ear

pro

life

rati

on

rel

ated

mat

eria

ls.

Sim

ilar

qu

esti

on

s ar

ise

tod

ay a

bo

ut

the

gove

rn­

ance

of

the

inte

rnet

an

d

cyb

er

acti

viti

es.

In

its

earl

y day

s,

the

inte

rnet

w

as

larg

ely

Am

eric

an,

bu

t to

day

Ch

ina

has

tw

ice

as m

any

use

rs a

s th

e

Un

ited

Sta

tes.

Wh

ere

on

ce o

nly

Ro

man

alp

hab

et

char

acte

rs w

ere

use

d o

n th

e in

tern

et,

now

th

ere

are

top

-lev

el d

om

ain

n

ames

in

C

hin

ese,

Ara

bic

, an

d

Cyr

illi

c sc

rip

ts,

wit

h m

ore

alp

hab

ets

exp

ecte

d.

An

d

in 2

01

4,

the

Un

ited

Sta

tes

ann

ou

nce

d t

hat

it

wo

uld

rela

x t

he

Co

mm

erce

Dep

artm

ent'

s su

per

visi

on

of

the

inte

rnet

's

"ad

dre

ss

bo

ok

,"

the

Inte

rnat

ion

al

Co

rpo

rati

on

fo

r A

ssig

ned

N

am

es

and

Nu

mb

ers

(IC

AN

N).

So

me

ob

serv

ers

wo

rrie

d t

hat

th

is w

ou

ld

103

Nye 2015

Week 2

Page 28: M3 Reading Pack FINAL

Po

wer

Sh

ifts

an

d G

lob

al C

om

ple

xit

y

op

en t

he

way

for

auth

ori

tari

an s

tate

s to

try

to

ex

ert

con

tro

l an

d c

enso

r th

e ad

dre

sses

of

op

po

nen

ts.

Such

fea

rs s

eem

ex

agge

rate

d b

oth

on

tec

hn

ical

gro

un

ds

and

in

th

eir

un

der

lyin

g p

rem

ises

. N

ot

on

ly w

ou

ld s

uch

cen

sors

hip

be

dif

ficu

lt,

bu

t th

ere

are

self

-in

tere

sted

gro

un

ds

for

stat

es t

o a

void

su

ch

frag

men

tati

on

o

f th

e in

tern

et.

In

add

itio

n,

the

des

crip

tio

ns

in t

he

dec

lin

e in

Am

eric

an p

ow

er i

n

the

cyb

er i

ssu

e ar

e o

vers

tate

d.

No

t o

nly

do

es t

he

Un

ited

St

ates

re

mai

n

the

seco

nd

la

rges

t u

ser

of

the

inte

rnet

, but

it i

s th

e hom

e of

eigh

t o

f th

e te

n

larg

est

glob

al i

nfo

rmat

ion

co

mp

anie

s.14

Mo

reo

ver,

wh

en o

ne

loo

ks

at th

e co

mp

osi

tio

n o

f im

po

rtan

t

no

n-s

tate

vo

lun

tary

co

mm

un

itie

s (l

ike

the

Inte

rnet

En

gin

eeri

ng

Tas

k F

orc

e),

on

e se

es a

dis

pro

po

rtio

ate

nu

mb

er o

f A

mer

ican

s p

arti

cip

atin

g b

ecau

se o

f

thei

r ex

per

tise

. T

he

loo

sen

ing

of

US"

go

vern

men

t

infl

uen

ce o

ver

ICA

NN

co

uld

be

seen

as

a st

rate

gy

for

stre

ngt

hen

ing

the

inst

itu

tio

n a

nd

rei

nfo

rcin

g th

e

Am

eric

an m

ult

ista

keh

old

er p

hil

oso

ph

y ra

ther

th

an

as a

sig

n o

f d

efea

t.15

So

me

cyb

er s

tab

ilit

y n

ow

ex

ists

,

bu

t th

e fa

ct t

hat

cyb

er i

nse

curi

ty c

reat

es i

nh

eren

t

risk

s fo

r b

oth

the

Un

ited

Sta

tes

and

its

op

po

nen

ts

pro

vid

es a

bas

is f

or

po

ssib

le a

gree

men

ts.1 6

In s

ho

rt,

pro

ject

ion

s b

ased

on

th

eori

es o

f h

egem

on

ic d

eclin

e

can

be

mis

lead

ing

abo

ut

the

real

itie

s o

f A

mer

ican

lead

ersh

ip

in

inte

rnat

ion

al

inst

itu

tio

ns

and

n

et-

104

Pow

er S

hif

ts a

nd

Glo

bal

Co

mp

lex

ity

wo

rks.

E

ven

w

ith

d

imin

ish

ing

po

wer

re

sou

rces

,

Am

eric

an l

ead

ersh

ip r

emai

ns

esse

nti

al i

n c

reat

ing

pu

bli

c go

od

s.

The

info

nn

ati

on

revo

luti

on

an

d p

ow

er d

iffu.si

on

Th

e gr

ow

th i

n t

he

nu

mb

er a

nd

wea

lth

of

stat

es i

s

not

the

on

ly s

ou

rce

of

incr

ease

d c

om

ple

xit

y in

th

is

cen

tury

. T

he

pro

ble

m f

or

all s

tate

s in

to

day

's g

lob

al

info

rmat

ion

age

is

that

m

ore

th

ings

are

hap

pen

­

ing

ou

tsid

e th

e co

ntr

ol

of

even

th

e m

ost

po

wer

ful

gove

rnm

ents

, or

wh

at I

hav

e ca

lled

th

e d

iffu

sio

n

of

po

wer

. M

ois

es N

airn

ref

ers

to t

he

rise

of

"mic

ro

po

wer

s" a

nd

say

s "t

he

dec

ou

pli

ng

of

the

cap

acit

y

to u

se p

ow

er e

ffec

tive

ly f

rom

th

e co

ntr

ol

of

a la

rge

Web

eria

n b

ure

aucr

acy

is c

han

gin

g th

e w

orl

d."

17

In

an i

nfo

rmat

ion

-bas

ed w

orl

d,

po

wer

dif

fusi

on

is

a

more

dif

ficu

lt p

rob

lem

to m

anag

e th

an p

ow

er t

ran

­

siti

on

. C

on

ven

tio

nal

wis

do

m h

as a

lway

s h

eld

th

at

the

gove

rnm

ent

wit

h t

he

larg

est

milit

ary

pre

vails,

bu

t in

an

in

form

atio

n a

ge i

t m

ay b

e th

e st

ate

(or

no

n-s

tate

s) w

ith

th

e b

est

sto

ry th

at w

ins.

So

ft p

ow

er

bec

om

es a

mo

re i

mp

ort

ant

par

t o

f th

e m

ix.

Go

vern

men

ts h

ave

alw

ays

wo

rrie

d a

bo

ut

the

flo

w

and

co

ntr

ol

of

info

rmat

ion

, an

d t

he

curr

ent

per

iod

is n

ot

the

firs

t to

be

stro

ngl

y af

fect

ed b

y d

ram

atic

105

Nye 2015

Week 2

Thomasa1
Cross-Out
Page 29: M3 Reading Pack FINAL

Boone 2009

Week 3

Thomasa1
Cross-Out
Page 30: M3 Reading Pack FINAL

Boone 2009

Week 3

Page 31: M3 Reading Pack FINAL

Boone 2009

Week 3

Page 32: M3 Reading Pack FINAL

Boone 2009

Week 3

Page 33: M3 Reading Pack FINAL

Boone 2009

Week 3

Page 34: M3 Reading Pack FINAL
Page 35: M3 Reading Pack FINAL

S

hare

A

utho

r al

erts

Pri

nt

Clip

Com

men

ts

Sep

tem

ber 9

, 201

5 8:

34 a

m

Andr

ew E

ngla

nd in

Joh

anne

sbur

g

A m

iner

dire

cts

a tru

ck c

arry

ing

ore

from

a Z

ambi

an c

oppe

r min

e

Zam

bia

was

one

of A

fric

a’s

mai

n be

nefic

iari

es w

hen

Chi

na’s

eco

nom

y w

as e

xpan

ding

at f

ull

tilt

. Wit

h co

pper

its

key

expo

rt, C

hina

’s th

irst

for

min

eral

s he

lped

the

sout

hern

Afr

ican

nati

on e

njoy

a d

ecad

e of

eco

nom

ic b

oom

.

But

as

conc

ern

over

Chi

na’s

slo

wdo

wn

trig

gers

a w

ave

ofem

ergi

ng m

arke

t tur

bule

nce,

Zam

bia

finds

itse

lf at

the

cent

re o

f a s

torm

.

Its

curr

ency

, the

kw

acha

, has

plu

mm

eted

to a

ll-ti

mes

low

s ag

ains

t the

dol

lar

in r

ecen

t day

s,an

d ha

s de

prec

iate

d m

ore

than

30

per

cent

sin

ce J

anua

ry —

mak

ing

it th

e w

orld

’s w

orst

perf

orm

er a

fter

the

Bel

arus

rou

ble,

acc

ordi

ng to

Blo

ombe

rg.

Zam

bia’

s w

oes

deep

ened

on

Mon

day

whe

n G

lenc

ore,

the

min

ing

and

com

mod

ity

grou

p,an

noun

ced

it w

as s

uspe

ndin

g pr

oduc

tion

at i

ts M

opan

i min

e fo

r 18

mon

ths.

Chi

nese

-ow

ned

Luan

shya

Cop

per

Min

es h

as a

lso

said

it w

ould

sus

pend

ope

rati

ons

and

cut

Zam

bia

bear

s th

e br

unt o

f Chi

na’s

eco

nom

icsl

owdo

wn

©B

loom

berg

jobs

at i

ts B

alub

a m

ine

in Z

ambi

a be

caus

e of

the

copp

er p

rice

and

a p

ower

cri

sis.

The

situ

atio

n hi

ghlig

hts

the

vuln

erab

ility

of A

fric

a’s

reso

urce

-dep

ende

nt n

atio

ns to

the

fort

unes

of C

hina

. The

tim

ing

coul

d no

t be

wor

se fo

r Za

mbi

a, w

ith

the

turb

ulen

ce c

oinc

idin

gw

ith

seve

re p

ower

sho

rtag

es a

nd p

olit

ical

unc

erta

inty

ahe

ad o

f ele

ctio

ns n

ext y

ear

— th

eco

untr

y’s

seco

nd p

oll i

n 18

mon

ths.

“It’s

a v

ery

vola

tile

env

iron

men

t  . . . 

it r

efle

cts

seve

ral t

hing

s co

min

g to

geth

er,”

say

s To

bias

Ras

mus

sen,

the

Inte

rnat

iona

l Mon

etar

y Fu

nd’s

rep

rese

ntat

ive

in Z

ambi

a. “

Zam

bia

has

had

aw

hole

str

eam

of b

ad n

ews

— b

eing

ver

y ex

pose

d to

the

gene

ral C

hina

sit

uati

on th

roug

hco

pper

pri

ces,

a p

ress

ing

elec

tric

ity

shor

tage

and

als

o a

smal

ler

[agr

icul

tura

l] h

arve

st th

isye

ar.”

Zam

bia

is A

fric

a’s

seco

nd b

igge

st c

oppe

r pr

oduc

er a

nd d

epen

ds o

n th

e m

etal

for

abou

t 70

per

cent

of i

ts fo

reig

n ex

chan

ge e

arni

ngs

and

25-3

0 pe

r ce

nt o

f gov

ernm

ent r

even

ue.

Chi

na a

ccou

nts

for

mor

e th

an 4

0 pe

r ce

nt o

f the

met

al’s

glo

bal c

onsu

mpt

ion.

Cop

per

pric

esha

ve fa

llen

18 p

er c

ent t

his

year

, slid

ing

to a

six

-yea

r lo

w o

f les

s th

an $

5,00

0 a

tonn

e la

stm

onth

on

fear

s th

at C

hina

’s e

cono

my

coul

d sl

ow fu

rthe

r.

As

a re

sult

, the

Lon

don-

base

d Fa

thom

Con

sult

ancy

ran

ked

Zam

bia

top

of a

n in

dex

ofA

fric

an n

atio

ns m

ost e

xpos

ed to

Chi

na’s

slow

dow

n. I

n 20

12, Z

ambi

an e

xpor

ts to

Chi

naam

ount

ed to

4.3

per

cen

t of g

ross

dom

esti

cpr

oduc

t, w

hile

Chi

nese

fore

ign

dire

ctin

vest

men

t was

7.5

per

cen

t of G

DP,

it s

aid.

Dur

ing

the

boom

yea

rs, m

inin

g at

trac

ted

billi

ons

of d

olla

rs o

f inv

estm

ent.

The

sect

or w

asa

key

driv

er o

f Zam

bia’

s ec

onom

y as

it e

njoy

edav

erag

e an

nual

GD

P gr

owth

of 6

.4 p

er c

ent o

ver

the

last

dec

ade

— o

ne o

f the

wor

ld’s

fast

est

grow

th r

ates

.

But

as

wel

l as

the

copp

er p

rice

slu

mp,

min

ing

com

pani

es h

ave

been

hit

by

polic

y un

cert

aint

yaf

ter

the

gove

rnm

ent m

ore

than

dou

bled

min

ing

roya

ltie

s fo

r op

enca

st m

ines

, bef

ore

redu

cing

them

follo

win

g in

dust

ry p

ress

ure.

The

gove

rnin

g Pa

trio

tic

Fron

t par

ty —

in o

ffic

e si

nce

2011

— w

ooed

vot

ers

by p

ledg

ing

todi

stri

bute

the

coun

try’

s m

iner

al w

ealt

h m

ore

equi

tabl

y, r

aise

wag

es a

nd im

prov

ein

fras

truc

ture

. But

now

it is

str

uggl

ing

to b

alan

ce th

e bo

oks.

Stan

dard

& P

oor’

s do

wng

rade

d Za

mbi

a’s

cred

it r

atin

g in

Jul

y to

B, s

ayin

g it

exp

ecte

d th

e20

15 fi

scal

def

icit

to w

iden

to a

bout

10

per

cent

of G

DP

com

pare

d to

its

prev

ious

est

imat

e of

England 2015

Week 3

Page 36: M3 Reading Pack FINAL

6 pe

r ce

nt.

The

gove

rnm

ent h

as p

ledg

ed to

tigh

ten

its

belt

, but

the

kwac

ha’s

wea

knes

s pu

ts p

ress

ure

ona

wid

enin

g cu

rren

t acc

ount

def

icit

, rai

ses

impo

rt c

osts

and

ris

ks fe

edin

g th

roug

h in

toin

flati

on. I

t als

o in

crea

ses

the

cost

of t

he g

over

nmen

t’s d

ebt s

ervi

ce o

blig

atio

ns in

loca

lte

rms.

In

July

, Zam

bia

laun

ched

a $

1.25

bn b

ond,

its

thir

d su

ch is

suan

ce s

ince

late

201

2.

Lusa

ka tu

rned

to th

e IM

F fo

r he

lp la

st y

ear,

but

the

deat

h of

Pre

side

nt M

icha

el S

ata

inO

ctob

er a

nd s

ubse

quen

t pre

side

ntia

l ele

ctio

n m

eant

dis

cuss

ions

wit

h th

e fu

nd n

ever

gai

ned

mom

entu

m. W

ith

the

coun

try

gear

ing

up fo

r ge

nera

l ele

ctio

ns n

ext y

ear,

ther

e ar

e co

ncer

nsab

out w

heth

er th

e go

vern

men

t will

mee

t its

pro

mis

es o

f fis

cal d

isci

plin

e.

Cha

nda

Mut

oni,

man

agin

g di

rect

or a

t Sto

ckbr

oker

s Za

mbi

a, s

ays

conc

ern

amon

g Za

mbi

ans

abou

t the

kw

acha

’s s

lide

is te

mpe

red

by th

e vi

ew th

at it

is c

augh

t up

in a

glo

bal

phen

omen

on.

But

he

adds

: “W

hat i

s m

aybe

of c

once

rn is

we

go in

to e

lect

ions

aga

in n

ext y

ear,

so

will

ther

ebe

the

fisca

l dis

cipl

ine?

“Will

the

gove

rnm

ent s

tick

to it

s bu

dget

exp

endi

ture

?”

The

kwac

ha is

free

-flo

atin

g an

d th

e ce

ntra

l ban

k ha

s ac

know

ledg

ed th

at w

ith

fore

ign

rese

rves

of a

bout

$4b

n —

if th

e re

cent

bon

d is

incl

uded

— it

lack

s th

e re

sour

ces

to in

terv

ene

to p

rop

it u

p.

Mr

Ras

mus

sen

says

the

cent

ral b

ank

has

done

a “

com

men

dabl

e jo

b” o

f att

empt

ing

to te

mpe

rth

e kw

acha

’s v

olat

ility

ove

r th

e pa

st y

ear,

tigh

teni

ng li

quid

ity

via

open

mar

ket

oper

atio

ns a

nd r

aisi

ng th

e st

atut

ory

rese

rve

requ

irem

ents

of b

anks

.

Zam

bia’

s au

thor

itie

s ca

n m

anag

e th

e ec

onom

ic tu

rbul

ence

if th

ey im

plem

ent m

easu

res

tore

assu

re m

arke

ts, s

uch

as c

utti

ng e

xpen

ditu

re a

nd r

aisi

ng r

even

ue, h

e sa

ys: “

They

can

man

age

if th

ey ta

ke th

e ne

eded

dec

isio

ns.”

Edg

ar L

ungu

, the

pre

side

nt, a

ttem

pted

to a

ddre

ss s

ome

of th

e co

ncer

ns in

a s

tate

men

t las

tw

eek,

say

ing

he h

ad d

irec

ted

all g

over

nmen

t ins

titu

tion

s to

“ra

tion

alis

e an

d m

inim

ise

in a

llar

eas

that

eng

ende

r fo

reig

n ex

chan

ge c

osts

”, a

s w

ell a

s ci

ting

mea

sure

s to

add

ress

the

pow

ercr

isis

.

He

also

spo

ke o

f the

nee

d fo

r ec

onom

ic d

iver

sific

atio

n to

red

uce

the

coun

try’

s de

pend

ence

on c

oppe

r —

a to

ugh

task

that

Chi

na’s

slo

wdo

wn

has

thru

st to

the

fore

for

man

y re

sour

ce-

rich

Afr

ican

nat

ions

.

“Diff

icul

t as

the

situ

atio

n is

, it i

s an

idea

l tim

e to

act

ualis

e th

is s

truc

tura

l tra

nsfo

rmat

ion,

”M

r Lu

ngu

said

. “Th

e ch

alle

nges

the

coun

try

face

s to

day

are

real

and

unp

rece

dent

ed.”

England 2015

Week 3

Page 37: M3 Reading Pack FINAL

Nye 2011

Week 3

Page 38: M3 Reading Pack FINAL

Nye 2011

Week 3

Page 39: M3 Reading Pack FINAL

Nye 2011

Week 3

Page 40: M3 Reading Pack FINAL
Page 41: M3 Reading Pack FINAL

30

A E

uro

pea

n C

on

cep

tio

n

of

Secu

rity

Mar

y K

aldo

r

Ther

e is

gen

eral

ag

reem

ent

that

Eu

rop

e h

as t

o g

o f

orw

ard

s o

r it

will

go

bac

kwar

ds.

Th

ere

are

con

cern

s th

at a

po

litic

al u

nio

n,

wh

ich

mig

ht

be

nec

essa

ry t

o s

ave

the

euro

, w

ou

ld

mea

n a

fu

rth

er l

oss

of

nat

ion

al s

ove

reig

nty

, an

d t

hat

th

e Eu

rop

ean

Un

ion

mig

ht

bec

om

e a

new

su

per

po

wer

. W

ith

in n

atio

nal

cap

ital

s, p

olit

icia

ns

hav

e fo

r so

lo

ng

bla

med

Eu

rop

e fo

r d

iffi

cult

dec

isio

ns,

th

at t

hey

fee

l u

nab

le t

o m

ob

ilise

po

litic

al s

up

po

rt f

or

any

new

ste

ps

tow

ard

s in

teg

rati

on

.

Ther

e is

cur

rent

ly m

uch

hand

wrin

ging

abo

ut t

he d

eclin

e of

Eur

ope.

Of

cour

se, i

t is

tru

e th

at t

he r

apid

gr

owth

of

Chi

na a

nd In

dia

has

shift

ed t

he e

cono

mic

cen

tre

of g

ravi

ty.1

Nev

erth

eles

s, E

urop

e re

mai

ns

the

bigg

est

econ

omic

blo

c an

d a

cont

inui

ng s

ourc

e of

eco

nom

ic, c

ultu

ral a

nd p

oliti

cal i

nnov

atio

n. B

ut

its e

cono

mic

wei

ght i

s no

t mat

ched

by

an a

bilit

y to

act

pol

itica

lly b

ecau

se o

f the

wid

espr

ead

relu

ctan

ce

to f

urth

er t

he E

urop

ean

polit

ical

pro

ject

.

In th

is e

ssay

, I a

rgue

that

fear

s ab

out E

urop

e be

com

ing

a su

perp

ower

and

ove

rrid

ing

natio

nal s

over

eign

ty

are

unfo

unde

d be

caus

e th

e Eu

rope

an U

nion

is a

new

non

-sta

te fo

rm o

f pol

itica

l aut

horit

y, a

new

type

of

polit

y, t

hat

coul

d of

fer

a m

odel

for

glo

bal g

over

nanc

e. G

oing

for

war

d is

, the

refo

re, c

ritic

al n

ot ju

st f

or

Euro

pe, b

ut it

cou

ld a

lso

cont

ribut

e to

the

deve

lopm

ent o

f new

pol

itica

l mec

hani

sms

capa

ble

of a

ddre

ssin

g th

e gl

obal

cha

lleng

es o

f ou

r tim

e. In

par

ticul

ar, I

sug

gest

tha

t Eu

rope

’s di

stin

ctiv

e se

curit

y ap

proa

ch, i

f ta

ken

serio

usly,

cou

ld h

elp

to e

stab

lish

a co

nstr

uctiv

e Eu

rope

an r

ole

in t

he w

orld

. Eur

opea

ns in

vent

ed

the

natio

n st

ate

mod

el –

a m

odel

tha

t ha

d hu

ge a

dvan

tage

s in

ter

ms

of e

cono

mic

dev

elop

men

t, b

ut

whi

ch a

lso

culm

inat

ed in

tw

o w

orld

war

s an

d th

e H

oloc

aust

. The

Eur

opea

n U

nion

has

bee

n de

velo

ped

thro

ugh

tria

l and

err

or in

reac

tion

to th

at e

xper

ienc

e, a

nd th

at is

why

it c

onst

itute

s a

new

type

of p

olity

.

THE

EU A

S A

MO

DEL

FO

R G

LOB

AL

GO

VER

NA

NC

E

In a

cel

ebra

ted

artic

le in

200

2, Ia

n M

anne

rs d

escr

ibed

the

Eur

opea

n U

nion

as

a no

rmat

ive

pow

er.2

This

te

rm s

eem

ed t

o co

ntai

n th

ree

mea

ning

s. F

irst,

the

EU

is a

nor

mat

ive

acto

r, ac

ting

in g

loba

l aff

airs

in

supp

ort

of n

orm

s ra

ther

tha

n in

tere

sts.

Sec

ond,

the

EU

relie

s, in

Man

ners

’ wor

ds, o

n id

eatio

nal p

ower

, w

hat

Jose

ph N

ye c

alls

sof

t po

wer

rat

her

than

mat

eria

l (ec

onom

ic)

or p

hysi

cal (

mili

tary

) po

wer

. Th

ird,

and

intr

igui

ngly,

it r

efer

s to

‘th

e ab

ility

to

defin

e w

hat

is n

orm

al in

inte

rnat

iona

l rel

atio

ns.’3

It is

thi

s th

ird a

spec

t th

at h

as m

ost

rele

vanc

e in

und

erst

andi

ng t

he s

igni

fican

ce o

f th

e EU

’s ro

le in

glo

bal a

ffai

rs.

The

deba

te a

bout

nor

ms v

ersu

s int

eres

ts is

par

alle

led

by th

e de

bate

abo

ut g

eopo

litic

s ver

sus c

osm

opol

itani

sm

or, i

n IR

term

s, re

alis

m v

ersu

s id

ealis

m. I

t can

be

illus

trat

ed b

y th

e de

bate

abo

ut h

uman

itaria

n in

terv

entio

n in

the

aft

erm

ath

of t

he C

old

War

. Th

ose

who

opp

ose

hum

anita

rian

inte

rven

tion

on t

he l

eft

argu

e th

at c

once

rn a

bout

hum

anit

aria

n is

sues

is

not

mot

ivat

ed b

y un

iver

sal

valu

es b

ut i

s ra

ther

a w

ay

1 D

anny

Qua

h, ‘T

he G

loba

l Eco

nom

y’s

Shift

ing

Cen

tre

of G

ravi

ty’ G

loba

l Pol

icy 

2(1)

, (20

11), 

3-9.

 2

Ian

Man

ners

, ‘N

orm

ativ

e Po

wer

Eur

ope:

A C

ontr

adic

tion

in t

erm

s?’ J

ourn

al o

f C

omm

on M

arke

t St

udie

s 40

(2),

(200

2), 2

35 -

58.

3 Ib

id.

31

to l

egiti

mis

e ge

opol

itica

l in

tere

sts.

4 Th

is i

s an

em

piric

al c

laim

abo

ut t

he w

ay g

reat

pow

ers

beha

ve.

Thos

e w

ho o

ppos

e hu

man

itaria

n in

terv

entio

n on

the

rig

ht m

ake

a no

rmat

ive

clai

m t

hat

stat

es o

ught

to

act

in t

he

natio

nal i

nter

est,

that

they

sho

uld

not i

nter

fere

in th

e af

fairs

of o

ther

cou

ntrie

s un

less

doi

ng s

o ca

n fu

lfil s

ome

geop

oliti

cal g

oal.

Wha

t th

e de

bate

illu

stra

tes

is t

he d

ifficu

lty o

f di

stin

guis

hing

nor

ms

from

inte

rest

s, s

ince

in

tere

sts

are

alw

ays

fram

ed in

ter

ms

of n

orm

s. T

hus

the

dom

inan

t U

S fo

reig

n po

licy

narr

ativ

e is

exp

ress

ed in

te

rms

of a

mor

al s

tory

abo

ut t

he U

nite

d St

ates

act

ing

in s

uppo

rt o

f fr

eedo

m. F

orei

gn p

olic

y m

ay o

r m

ay n

ot

be s

hape

d by

inte

rest

s bu

t th

ose

inte

rest

s ar

e gi

ven

mea

ning

in t

erm

s of

wha

t is

wid

ely

view

ed a

s go

od o

r ev

il. T

he q

uest

ion

is t

here

fore

not

nor

ms

vers

us in

tere

sts

but

the

rath

er w

ay n

orm

s ar

e de

fined

.

Both

the

US

and

the

EU s

hare

a c

omm

itmen

t to

dem

ocra

cy a

nd h

uman

rig

hts.

Whe

re t

he E

U d

iffer

s fr

om

the

US

in t

erm

s of

nor

ms

is in

its

over

ridin

g co

mm

itmen

t to

pea

ce a

nd t

he s

prea

d of

inte

rnat

iona

l law

. Thi

s di

ffer

ence

der

ives

fro

m d

iffer

ent

hist

oric

al e

xper

ienc

es. F

or t

he U

nite

d St

ates

the

vic

tory

in W

orld

War

II w

as

a fo

unda

tiona

l mom

ent

ushe

ring

in a

gol

den

age

of A

mer

ican

heg

emon

y ai

med

, at

leas

t in

the

ory,

at

the

spre

ad o

f de

moc

racy

and

pro

sper

ity.

Acc

ordi

ng t

o th

is v

iew

of

the

wor

ld,

mili

tary

pow

er i

s an

im

port

ant

inst

rum

ent

for

the

prom

otio

n of

dem

ocra

cy a

nd h

uman

rig

hts.

For

mos

t m

embe

rs o

f th

e EU

, th

e Se

cond

W

orld

War

is re

mem

bere

d w

ith s

ham

e an

d ho

rror

. The

foun

ders

of t

he E

U w

ere

prim

arily

con

cern

ed w

ith th

e co

nstr

uctio

n of

a m

ultil

ater

al s

yste

m t

hat

coul

d pr

even

t w

ar, g

enoc

ide

and

impe

rialis

m in

the

fut

ure.

Hen

ce

the

inte

rest

of

the

EU is

fra

med

in t

erm

s of

pre

vent

ing

war

and

fos

terin

g in

terd

epen

denc

e an

d, a

s I s

hall

argu

e, t

he d

omin

ant

fore

ign

polic

y na

rrat

ive

is c

osm

opol

itan

rath

er t

han

geop

oliti

cal.

Ther

e is

a p

aral

lel h

ere

with

the

beha

viou

r of w

hat A

sle

Toje

cal

ls s

mal

l pow

ers.

Sm

all p

ower

s do

not

hav

e th

e ca

pabi

litie

s of

gre

at p

ower

s bu

t ar

e ne

vert

hele

ss ‘s

yste

m-in

fluen

cing

’ sta

tes.

Pre

cise

ly b

ecau

se t

hey

lack

the

capa

bilit

ies

of g

reat

pow

ers

they

defi

ne th

eir i

nter

est i

n te

rms

of in

tern

atio

nal n

orm

s, o

r to

put i

t ano

ther

way

, si

nce

they

cou

ld n

ever

win

in a

war

with

a g

reat

pow

er, t

heir

inte

rest

is t

he p

reve

ntio

n of

war

. Sm

all p

ower

s co

ntrib

ute

disp

ropo

rtio

nate

ly t

o th

e co

nstr

uctio

n of

inte

rnat

iona

l ins

titut

ions

, to

pea

ce b

uild

ing

and

glob

al

deve

lopm

ent;

the

y fa

vour

the

str

engt

heni

ng o

f in

tern

atio

nal l

aw. T

he E

urop

ean

Uni

on a

cts

in a

sim

ilar

way

, no

t so

muc

h be

caus

e of

lack

of

capa

bilit

y bu

t be

caus

e ‘o

f fe

ars

of W

estp

halia

n so

vere

ignt

y an

d ba

lanc

e of

po

wer

and

of t

he c

onse

quen

ces

they

had

for E

urop

ean

stab

ility

prio

r to

1945

.’5 In

oth

er w

ords

, if U

S in

tere

sts

are

expr

esse

d in

nor

mat

ive

term

s, t

he E

U p

rom

otio

n of

nor

ms

is s

een

as b

eing

in t

he E

urop

ean

inte

rest

.

A s

imila

r an

d re

late

d di

fficu

lty a

rises

with

the

defi

nitio

n of

nor

mat

ive

pow

er a

s co

mm

unic

ativ

e po

wer

(H

aber

mas

) or

sof

t po

wer

(N

ye)

or p

ower

ove

r op

inio

n (E

.H.C

arr)

. Bo

th e

cono

mic

and

mili

tary

pow

er a

re

form

s of

com

mun

icat

ion.

The

per

cept

ion

of A

mer

ican

mili

tary

pow

er s

tem

s la

rgel

y fr

om t

he m

emor

y of

th

e A

mer

ican

vic

tory

in 1

945.

The

hug

e m

ilita

ry a

rsen

al s

erve

s to

rem

ind

us o

f th

at v

icto

ry; i

t is

mea

nt a

s a

sign

al. T

he c

once

pt o

f de

terr

ence

is a

com

mun

icat

ive

conc

ept.

The

act

ual u

se o

f m

ilita

ry p

ower

in V

ietn

am,

for e

xam

ple,

or m

ore

rece

ntly

in Ir

aq a

nd A

fgha

nist

an, h

as h

ugel

y de

nted

the

perc

eptio

n of

mili

tary

str

engt

h an

d do

ne g

reat

dam

age

to t

he r

eput

atio

n on

whi

ch A

mer

ican

pow

er r

ests

.

Thos

e w

ho o

ppos

e th

e ac

quis

ition

of m

ilita

ry c

apab

ilitie

s by

the

EU fe

ar th

at th

e EU

will

bec

ome

a su

perp

ower

on

the

Am

eric

an m

odel

. Thi

s pr

esup

pose

s th

at m

ilita

ry p

ower

con

sist

s of

the

type

of c

apab

ilitie

s po

sses

sed

by

the

Uni

ted

Stat

es, d

esig

ned

for fi

ghtin

g a

war

aga

inst

oth

er s

tate

s. B

ut a

s I s

hall

elab

orat

e in

the

next

sec

tion,

th

ere

is a

rol

e fo

r m

ilita

ry c

apab

ilitie

s in

enf

orci

ng p

eace

and

uph

oldi

ng h

uman

rig

hts

that

is v

ery

diff

eren

t fr

om c

lass

ic w

ar fi

ghtin

g. In

oth

er w

ords

the

issu

e is

not

mili

tary

ver

sus

com

mun

icat

ive

pow

er ,

even

tho

ugh

ther

e is

a s

hift

in t

he b

alan

ce b

etw

een

coer

cive

and

per

suas

ive

inst

rum

ents

, but

wha

t ki

nd o

f po

wer

, tha

t is

to

say

, wha

t is

bei

ng c

omm

unic

ated

thr

ough

the

use

of

mili

tary

too

ls.

4 F

or e

xam

ple

see

Noa

m C

hom

sky,

Mili

tary

Hum

anis

m, (

1999

) and

Mah

mou

d M

amda

ni, S

avio

urs

and

Surv

ivor

s, (2

009)

.5

Asl

e To

je, ‘

The

Euro

pean

Uni

on a

s a

Smal

l Pow

er’,

Jour

nal o

f C

omm

on M

arke

t St

udie

s 49

(1),

(201

1), 5

5

Kaldor 2012

Week 3

Page 42: M3 Reading Pack FINAL

32

A p

aral

lel a

rgum

ent c

an b

e m

ade

with

resp

ect t

o ec

onom

ic p

ower

. In

the

first

two

deca

des

afte

r Wor

ld W

ar II

, th

e U

S us

ed it

s m

assi

ve e

cono

mic

pow

er to

spr

ead

mar

kets

and

pro

sper

ity th

roug

h its

insi

sten

ce o

n an

ope

n in

tern

atio

nal t

radi

ng s

yste

m a

nd g

ener

ous

aid.

As

the

US

bega

n to

lose

it c

ompe

titiv

e ed

ge, i

t in

crea

sing

ly

bega

n to

act

uni

late

rally

, suc

king

in re

sour

ces

from

the

rest

of t

he w

orld

thro

ugh

grow

ing

inde

bted

ness

mad

e po

ssib

le b

ecau

se o

f the

priv

ilege

d ro

le o

f the

dol

lar.

Mos

t of t

he w

orld

now

con

side

rs th

at A

mer

ican

eco

nom

ic

pow

er is

use

d fo

r th

e so

le b

enefi

t of

Am

eric

ans,

whe

reas

ear

lier

it ha

d be

en p

erce

ived

as

a co

ntrib

utio

n to

gl

obal

dev

elop

men

t, e

spec

ially

in E

urop

e, t

he r

ecip

ient

s of

Mar

shal

l aid

.

So w

hat

dist

ingu

ishe

s th

e Eu

rope

an U

nion

fro

m t

radi

tiona

l gre

at p

ower

s is

not

nor

ms

vers

us in

tere

sts

nor

hard

ver

sus

soft

pow

er,

rath

er i

t is

the

nat

ure

of i

ts p

oliti

cal

auth

ority

and

how

thi

s in

fluen

ces

the

way

in

tere

sts

and

pow

er a

re f

ram

ed.

Man

ners

cal

ls t

he E

U a

hyb

rid p

olity

, a

new

for

m o

f re

gion

al g

over

nanc

e de

sign

ed n

ot t

o di

spla

ce t

he n

atio

n-st

ate

but

to c

onst

rain

its

dang

erou

s te

nden

cies

for

bot

h ec

onom

ic a

nd

mili

tary

uni

late

ralis

m; i

t add

s a

new

laye

r of p

oliti

cal a

utho

rity

rath

er th

an e

stab

lishi

ng a

new

pol

e of

pol

itica

l au

thor

ity.

It is

a m

ultil

ater

al i

nstit

utio

n bu

t go

es b

eyon

d in

tern

atio

nalis

m (

betw

een

stat

es)

to p

osse

ss a

n el

emen

t of

sup

rana

tiona

lism

(be

yond

sta

tes)

. Th

is n

ew f

orm

of

auth

ority

nec

essa

rily

acts

in s

uppo

rt o

f th

e sp

read

of

sim

ilar

type

s of

aut

horit

y an

d th

eref

ore

it ha

s an

inte

rest

in p

reve

ntin

g w

ars

and

stre

ngth

enin

g in

tern

atio

nal l

aw. T

his

type

of

auth

ority

als

o de

pend

s m

ore

on e

cono

mic

and

com

mun

icat

ive

tool

s th

an o

n m

ilita

ry c

apab

ilitie

s, b

ecau

se it

s in

tere

st is

dam

peni

ng d

own

and

prev

entin

g vi

olen

ce r

athe

r th

an w

inni

ng.

As

Man

ners

put

s it,

‘th

e di

ffer

ent

exis

tenc

e, t

he d

iffer

ent

norm

s, a

nd t

he d

iffer

ent

polic

ies

the

EU p

ursu

es

are

real

ly p

art

of r

edefi

ning

wha

t ca

n be

‘nor

mal

’ in

inte

rnat

iona

l rel

atio

ns.’6

THE

RO

LE O

F C

SDP

From

the

beg

inni

ng o

f th

e Eu

rope

an p

roje

ct,

ther

e w

as a

ten

sion

bet

wee

n th

e co

ncep

tion

of t

he E

U a

s a

futu

re s

uper

pow

er, a

big

ger

natio

n-st

ate,

abl

e to

cha

lleng

e A

mer

ican

heg

emon

y an

d th

e co

ncep

tion

of t

he

EU a

s a

new

typ

e of

glo

bal a

ctor

. A

t th

e he

art

of t

hat

tens

ion

was

the

acq

uisi

tion

of m

ilita

ry c

apab

ilitie

s.

The

prop

osal

to

crea

te a

Eur

opea

n de

fenc

e co

mm

unity

195

4 w

as d

efea

ted

by a

com

bina

tion

of t

hose

who

w

ante

d to

pre

serv

e th

e na

tion-

stat

e an

d th

ose

who

opp

osed

mili

taris

m.

This

unh

oly

allia

nce

betw

een

old-

fash

ione

d na

tiona

lists

and

ant

i-war

act

ivis

ts h

as b

een

repr

oduc

ed in

rec

ent

year

s in

the

Fre

nch

and

Dut

ch

no-v

otes

in t

he r

efer

endu

m o

n a

Euro

pean

con

stitu

tion.

The

Euro

pean

Sec

urity

and

Def

ence

Pol

icy

(ESD

P),

now

the

Com

mon

Sec

urity

and

Def

ence

Pol

icy

(CSD

P),

has

been

in e

xist

ence

sin

ce 2

003.

It w

as p

ropo

sed

at t

he A

nglo

-Fre

nch

sum

mit

in S

t M

alo

in 1

998,

dur

ing

the

Kos

ovo

cris

is, w

hen

the

Briti

sh w

ithdr

ew th

eir o

ppos

ition

to th

e ac

quis

ition

of m

ilita

ry c

apab

ilitie

s by

the

Euro

pean

Uni

on b

ecau

se o

f fru

stra

tion

at A

mer

ican

unw

illin

gnes

s to

com

mit

grou

nd tr

oops

. Fro

m it

s in

cept

ion

ESD

P w

as d

iffer

ent

from

a c

lass

ic n

atio

nal s

ecur

ity s

trat

egy.

It w

as c

onfin

ed t

o th

e so

-cal

led

St P

eter

sbur

g ta

sks

– hu

man

itaria

n an

d re

scue

, pe

ace-

keep

ing

and

cris

is m

anag

emen

t –

as o

ppos

ed t

o cl

assi

c te

rrito

rial

defe

nce,

whi

ch w

as s

een

as t

he p

rese

rve

of N

ATO

and

of

indi

vidu

al n

atio

n-st

ates

. Th

e Eu

rope

an S

ecur

ity

Stra

tegy

of

Dec

embe

r 20

03 e

mph

asis

ed t

he m

ultil

ater

al a

ppro

ach

of t

he E

urop

ean

Uni

on a

nd in

sist

ed t

hat

in ‘c

ontr

ast

to t

he v

isib

le t

hrea

ts o

f th

e C

old

War

, non

e of

the

new

thr

eats

are

pur

ely

mili

tary

; nor

can

any

be

tac

kled

by

pure

ly m

ilita

ry m

eans

.’7 Si

nce

its in

cept

ion,

ESD

P ha

s in

volv

ed m

ilita

ry-c

ivili

an c

oope

ratio

n; it

es

tabl

ishe

d ha

s a

mili

tary

-civ

ilian

pla

nnin

g ce

ll an

d it

has

pion

eere

d ci

vilia

n cr

isis

man

agem

ent.

6 M

anne

rs, ‘

Nor

mat

ive

Pow

er E

urop

e’, 2

53.

7 h

ttp:

//ww

w.c

onsi

lium

.eur

opa.

eu/u

edoc

s/cm

sUpl

oad/

7836

7.pd

f

Kaldor 2012

Week 3

Page 43: M3 Reading Pack FINAL

Prize Lecture 

Lecture to the memory of Alfred Nobel, December 11, 1974 

http://www.nobelprize.org/nobel_prizes/economic‐sciences/laureates/1974/hayek‐lecture.html  

The Pretence of Knowledge 

The particular occasion of this lecture, combined with the chief practical problem which economists 

have to face today, have made the choice of its topic almost inevitable. On the one hand the still 

recent establishment of the Nobel Memorial Prize in Economic Science marks a significant step in 

the process by which, in the opinion of the general public, economics has been conceded some of 

the dignity and prestige of the physical sciences. On the other hand, the economists are at this 

moment called upon to say how to extricate the free world from the serious threat of accelerating 

inflation which, it must be admitted, has been brought about by policies which the majority of 

economists recommended and even urged governments to pursue. We have indeed at the moment 

little cause for pride: as a profession we have made a mess of things. 

It seems to me that this failure of the economists to guide policy more successfully is closely 

connected with their propensity to imitate as closely as possible the procedures of the brilliantly 

successful physical sciences ‐ an attempt which in our field may lead to outright error. It is an 

approach which has come to be described as the "scientistic" attitude ‐ an attitude which, as I 

defined it some thirty years ago, "is decidedly unscientific in the true sense of the word, since it 

involves a mechanical and uncritical application of habits of thought to fields different from those in 

which they have been formed."1 I want today to begin by explaining how some of the gravest errors 

of recent economic policy are a direct consequence of this scientistic error. 

The theory which has been guiding monetary and financial policy during the last thirty years, and 

which I contend is largely the product of such a mistaken conception of the proper scientific 

procedure, consists in the assertion that there exists a simple positive correlation between total 

employment and the size of the aggregate demand for goods and services; it leads to the belief that 

we can permanently assure full employment by maintaining total money expenditure at an 

appropriate level. Among the various theories advanced to account for extensive unemployment, 

this is probably the only one in support of which strong quantitative evidence can be adduced. I 

nevertheless regard it as fundamentally false, and to act upon it, as we now experience, as very 

harmful. 

This brings me to the crucial issue. Unlike the position that exists in the physical sciences, in 

economics and other disciplines that deal with essentially complex phenomena, the aspects of the 

events to be accounted for about which we can get quantitative data are necessarily limited and 

may not include the important ones.  

Hayek 1974

Week 4

Page 44: M3 Reading Pack FINAL

While in the physical sciences it is generally assumed, probably with good reason, that any important 

factor which determines the observed events will itself be directly observable and measurable, in 

the study of such complex phenomena as the market, which depend on the actions of many 

individuals, all the circumstances which will determine the outcome of a process, for reasons which I 

shall explain later, will hardly ever be fully known or measurable. And while in the physical sciences 

the investigator will be able to measure what, on the basis of a prima facie theory, he thinks 

important, in the social sciences often that is treated as important which happens to be accessible to 

measurement. This is sometimes carried to the point where it is demanded that our theories must 

be formulated in such terms that they refer only to measurable magnitudes. 

It can hardly be denied that such a demand quite arbitrarily limits the facts which are to be admitted 

as possible causes of the events which occur in the real world. This view, which is often quite naively 

accepted as required by scientific procedure, has some rather paradoxical consequences. We know: 

of course, with regard to the market and similar social structures, a great many facts which we 

cannot measure and on which indeed we have only some very imprecise and general information. 

And because the effects of these facts in any particular instance cannot be confirmed by quantitative 

evidence, they are simply disregarded by those sworn to admit only what they regard as scientific 

evidence: they thereupon happily proceed on the fiction that the factors which they can measure 

are the only ones that are relevant. 

The correlation between aggregate demand and total employment, for instance, may only be 

approximate, but as it is the only one on which we have quantitative data, it is accepted as the only 

causal connection that counts. On this standard there may thus well exist better "scientific" evidence 

for a false theory, which will be accepted because it is more "scientific", than for a valid explanation, 

which is rejected because there is no sufficient quantitative evidence for it. 

Let me illustrate this by a brief sketch of what I regard as the chief actual cause of extensive 

unemployment ‐ an account which will also explain why such unemployment cannot be lastingly 

cured by the inflationary policies recommended by the now fashionable theory. This correct 

explanation appears to me to be the existence of discrepancies between the distribution of demand 

among the different goods and services and the allocation of labour and other resources among the 

production of those outputs. We possess a fairly good "qualitative" knowledge of the forces by 

which a correspondence between demand and supply in the different sectors of the economic 

system is brought about, of the conditions under which it will be achieved, and of the factors likely 

to prevent such an adjustment. The separate steps in the account of this process rely on facts of 

everyday experience, and few who take the trouble to follow the argument will question the validity 

of the factual assumptions, or the logical correctness of the conclusions drawn from them. We have 

indeed good reason to believe that unemployment indicates that the structure of relative prices and 

wages has been distorted (usually by monopolistic or governmental price fixing), and that to restore 

equality between the demand and the supply of labour in all sectors changes of relative prices and 

some transfers of labour will be necessary. 

But when we are asked for quantitative evidence for the particular structure of prices and wages 

that would be required in order to assure a smooth continuous sale of the products and services 

offered, we must admit that we have no such information. We know, in other words, the general 

conditions in which what we call, somewhat misleadingly, an equilibrium will establish itself: but we 

Hayek 1974

Week 4

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never know what the particular prices or wages are which would exist if the market were to bring 

about such an equilibrium. We can merely say what the conditions are in which we can expect the 

market to establish prices and wages at which demand will equal supply. But we can never produce 

statistical information which would show how much the prevailing prices and wages deviate from 

those which would secure a continuous sale of the current supply of labour. Though this account of 

the causes of unemployment is an empirical theory, in the sense that it might be proved false, e.g. if, 

with a constant money supply, a general increase of wages did not lead to unemployment, it is 

certainly not the kind of theory which we could use to obtain specific numerical predictions 

concerning the rates of wages, or the distribution of labour, to be expected. 

Why should we, however, in economics, have to plead ignorance of the sort of facts on which, in the 

case of a physical theory, a scientist would certainly be expected to give precise information? It is 

probably not surprising that those impressed by the example of the physical sciences should find this 

position very unsatisfactory and should insist on the standards of proof which they find there. The 

reason for this state of affairs is the fact, to which I have already briefly referred, that the social 

sciences, like much of biology but unlike most fields of the physical sciences, have to deal with 

structures of essential complexity, i.e. with structures whose characteristic properties can be 

exhibited only by models made up of relatively large numbers of variables. Competition, for 

instance, is a process which will produce certain results only if it proceeds among a fairly large 

number of acting persons. 

In some fields, particularly where problems of a similar kind arise in the physical sciences, the 

difficulties can be overcome by using, instead of specific information about the individual elements, 

data about the relative frequency, or the probability, of the occurrence of the various distinctive 

properties of the elements. But this is true only where we have to deal with what has been called by 

Dr. Warren Weaver (formerly of the Rockefeller Foundation), with a distinction which ought to be 

much more widely understood, "phenomena of unorganized complexity," in contrast to those 

"phenomena of organized complexity" with which we have to deal in the social sciences.2 Organized 

complexity here means that the character of the structures showing it depends not only on the 

properties of the individual elements of which they are composed, and the relative frequency with 

which they occur, but also on the manner in which the individual elements are connected with each 

other. In the explanation of the working of such structures we can for this reason not replace the 

information about the individual elements by statistical information, but require full information 

about each element if from our theory we are to derive specific predictions about individual events.  

Without such specific information about the individual elements we shall be confined to what on 

another occasion I have called mere pattern predictions ‐ predictions of some of the general 

attributes of the structures that will form themselves, but not containing specific statements about 

the individual elements of which the structures will be made up.3 

This is particularly true of our theories accounting for the determination of the systems of relative 

prices and wages that will form themselves on a well functioning market. Into the determination of 

these prices and wages there will enter the effects of particular information possessed by every one 

of the participants in the market process ‐ a sum of facts which in their totality cannot be known to 

the scientific observer, or to any other single brain. It is indeed the source of the superiority of the 

market order, and the reason why, when it is not suppressed by the powers of government, it 

Hayek 1974

Week 4

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regularly displaces other types of order, that in the resulting allocation of resources more of the 

knowledge of particular facts will be utilized which exists only dispersed among uncounted persons, 

than any one person can possess. But because we, the observing scientists, can thus never know all 

the determinants of such an order, and in consequence also cannot know at which particular 

structure of prices and wages demand would everywhere equal supply, we also cannot measure the 

deviations from that order; nor can we statistically test our theory that it is the deviations from that 

"equilibrium" system of prices and wages which make it impossible to sell some of the products and 

services at the prices at which they are offered. 

Before I continue with my immediate concern, the effects of all this on the employment policies 

currently pursued, allow me to define more specifically the inherent limitations of our numerical 

knowledge which are so often overlooked. I want to do this to avoid giving the impression that I 

generally reject the mathematical method in economics. I regard it in fact as the great advantage of 

the mathematical technique that it allows us to describe, by means of algebraic equations, the 

general character of a pattern even where we are ignorant of the numerical values which will 

determine its particular manifestation. We could scarcely have achieved that comprehensive picture 

of the mutual interdependencies of the different events in a market without this algebraic 

technique. It has led to the illusion, however, that we can use this technique for the determination 

and prediction of the numerical values of those magnitudes; and this has led to a vain search for 

quantitative or numerical constants. This happened in spite of the fact that the modern founders of 

mathematical economics had no such illusions. It is true that their systems of equations describing 

the pattern of a market equilibrium are so framed that if we were able to fill in all the blanks of the 

abstract formulae, i.e. if we knew all the parameters of these equations, we could calculate the 

prices and quantities of all commodities and services sold. But, as Vilfredo Pareto, one of the 

founders of this theory, clearly stated, its purpose cannot be "to arrive at a numerical calculation of 

prices", because, as he said, it would be "absurd" to assume that we could ascertain all the data.4 

Indeed, the chief point was already seen by those remarkable anticipators of modern economics, the 

Spanish schoolmen of the sixteenth century, who emphasized that what they called pretium 

mathematicum, the mathematical price, depended on so many particular circumstances that it could 

never be known to man but was known only to God.5 I sometimes wish that our mathematical 

economists would take this to heart.  

I must confess that I still doubt whether their search for measurable magnitudes has made 

significant contributions to our theoretical understanding of economic phenomena ‐ as distinct from 

their value as a description of particular situations. Nor am I prepared to accept the excuse that this 

branch of research is still very young: Sir William Petty, the founder of econometrics, was after all a 

somewhat senior colleague of Sir Isaac Newton in the Royal Society! 

There may be few instances in which the superstition that only measurable magnitudes can be 

important has done positive harm in the economic field: but the present inflation and employment 

problems are a very serious one. Its effect has been that what is probably the true cause of extensive 

unemployment has been disregarded by the scientistically minded majority of economists, because 

its operation could not be confirmed by directly observable relations between measurable 

magnitudes, and that an almost exclusive concentration on quantitatively measurable surface 

phenomena has produced a policy which has made matters worse. 

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It has, of course, to be readily admitted that the kind of theory which I regard as the true 

explanation of unemployment is a theory of somewhat limited content because it allows us to make 

only very general predictions of the kind of events which we must expect in a given situation. But the 

effects on policy of the more ambitious constructions have not been very fortunate and I confess 

that I prefer true but imperfect knowledge, even if it leaves much indetermined and unpredictable, 

to a pretence of exact knowledge that is likely to be false. The credit which the apparent conformity 

with recognized scientific standards can gain for seemingly simple but false theories may, as the 

present instance shows, have grave consequences. 

In fact, in the case discussed, the very measures which the dominant "macro‐economic" theory has 

recommended as a remedy for unemployment, namely the increase of aggregate demand, have 

become a cause of a very extensive misallocation of resources which is likely to make later large‐

scale unemployment inevitable. The continuous injection of additional amounts of money at points 

of the economic system where it creates a temporary demand which must cease when the increase 

of the quantity of money stops or slows down, together with the expectation of a continuing rise of 

prices, draws labour and other resources into employments which can last only so long as the 

increase of the quantity of money continues at the same rate ‐ or perhaps even only so long as it 

continues to accelerate at a given rate. What this policy has produced is not so much a level of 

employment that could not have been brought about in other ways, as a distribution of employment 

which cannot be indefinitely maintained and which after some time can be maintained only by a rate 

of inflation which would rapidly lead to a disorganisation of all economic activity. The fact is that by a 

mistaken theoretical view we have been led into a precarious position in which we cannot prevent 

substantial unemployment from re‐appearing; not because, as this view is sometimes 

misrepresented, this unemployment is deliberately brought about as a means to combat inflation, 

but because it is now bound to occur as a deeply regrettable but inescapable consequence of the 

mistaken policies of the past as soon as inflation ceases to accelerate. 

I must, however, now leave these problems of immediate practical importance which I have 

introduced chiefly as an illustration of the momentous consequences that may follow from errors 

concerning abstract problems of the philosophy of science. There is as much reason to be 

apprehensive about the long run dangers created in a much wider field by the uncritical acceptance 

of assertions which have the appearance of being scientific as there is with regard to the problems I 

have just discussed. What I mainly wanted to bring out by the topical illustration is that certainly in 

my field, but I believe also generally in the sciences of man, what looks superficially like the most 

scientific procedure is often the most unscientific, and, beyond this, that in these fields there are 

definite limits to what we can expect science to achieve. This means that to entrust to science ‐ or to 

deliberate control according to scientific principles ‐ more than scientific method can achieve may 

have deplorable effects. The progress of the natural sciences in modern times has of course so much 

exceeded all expectations that any suggestion that there may be some limits to it is bound to arouse 

suspicion. Especially all those will resist such an insight who have hoped that our increasing power of 

prediction and control, generally regarded as the characteristic result of scientific advance, applied 

to the processes of society, would soon enable us to mould society entirely to our liking. It is indeed 

true that, in contrast to the exhilaration which the discoveries of the physical sciences tend to 

produce, the insights which we gain from the study of society more often have a dampening effect 

on our aspirations; and it is perhaps not surprising that the more impetuous younger members of 

our profession are not always prepared to accept this. Yet the confidence in the unlimited power of 

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science is only too often based on a false belief that the scientific method consists in the application 

of a ready‐made technique, or in imitating the form rather than the substance of scientific 

procedure, as if one needed only to follow some cooking recipes to solve all social problems. It 

sometimes almost seems as if the techniques of science were more easily learnt than the thinking 

that shows us what the problems are and how to approach them. 

The conflict between what in its present mood the public expects science to achieve in satisfaction 

of popular hopes and what is really in its power is a serious matter because, even if the true 

scientists should all recognize the limitations of what they can do in the field of human affairs, so 

long as the public expects more there will always be some who will pretend, and perhaps honestly 

believe, that they can do more to meet popular demands than is really in their power. It is often 

difficult enough for the expert, and certainly in many instances impossible for the layman, to 

distinguish between legitimate and illegitimate claims advanced in the name of science. The 

enormous publicity recently given by the media to a report pronouncing in the name of science on 

The Limits to Growth, and the silence of the same media about the devastating criticism this report 

has received from the competent experts6, must make one feel somewhat apprehensive about the 

use to which the prestige of science can be put. But it is by no means only in the field of economics 

that far‐reaching claims are made on behalf of a more scientific direction of all human activities and 

the desirability of replacing spontaneous processes by "conscious human control". If I am not 

mistaken, psychology, psychiatry and some branches of sociology, not to speak about the so‐called 

philosophy of history, are even more affected by what I have called the scientistic prejudice, and by 

specious claims of what science can achieve.7 

If we are to safeguard the reputation of science, and to prevent the arrogation of knowledge based 

on a superficial similarity of procedure with that of the physical sciences, much effort will have to be 

directed toward debunking such arrogations, some of which have by now become the vested 

interests of established university departments. We cannot be grateful enough to such modern 

philosophers of science as Sir Karl Popper for giving us a test by which we can distinguish between 

what we may accept as scientific and what not ‐ a test which I am sure some doctrines now widely 

accepted as scientific would not pass. There are some special problems, however, in connection with 

those essentially complex phenomena of which social structures are so important an instance, which 

make me wish to restate in conclusion in more general terms the reasons why in these fields not 

only are there only absolute obstacles to the prediction of specific events, but why to act as if we 

possessed scientific knowledge enabling us to transcend them may itself become a serious obstacle 

to the advance of the human intellect. 

The chief point we must remember is that the great and rapid advance of the physical sciences took 

place in fields where it proved that explanation and prediction could be based on laws which 

accounted for the observed phenomena as functions of comparatively few variables ‐ either 

particular facts or relative frequencies of events. This may even be the ultimate reason why we 

single out these realms as "physical" in contrast to those more highly organized structures which I 

have here called essentially complex phenomena. There is no reason why the position must be the 

same in the latter as in the former fields. The difficulties which we encounter in the latter are not, as 

one might at first suspect, difficulties about formulating theories for the explanation of the observed 

events ‐ although they cause also special difficulties about testing proposed explanations and 

therefore about eliminating bad theories.  

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They are due to the chief problem which arises when we apply our theories to any particular 

situation in the real world. A theory of essentially complex phenomena must refer to a large number 

of particular facts; and to derive a prediction from it, or to test it, we have to ascertain all these 

particular facts. Once we succeeded in this there should be no particular difficulty about deriving 

testable predictions ‐ with the help of modern computers it should be easy enough to insert these 

data into the appropriate blanks of the theoretical formulae and to derive a prediction. The real 

difficulty, to the solution of which science has little to contribute, and which is sometimes indeed 

insoluble, consists in the ascertainment of the particular facts. 

A simple example will show the nature of this difficulty. Consider some ball game played by a few 

people of approximately equal skill. If we knew a few particular facts in addition to our general 

knowledge of the ability of the individual players, such as their state of attention, their perceptions 

and the state of their hearts, lungs, muscles etc. at each moment of the game, we could probably 

predict the outcome. Indeed, if we were familiar both with the game and the teams we should 

probably have a fairly shrewd idea on what the outcome will depend. But we shall of course not be 

able to ascertain those facts and in consequence the result of the game will be outside the range of 

the scientifically predictable, however well we may know what effects particular events would have 

on the result of the game. This does not mean that we can make no predictions at all about the 

course of such a game.  

If we know the rules of the different games we shall, in watching one, very soon know which game is 

being played and what kinds of actions we can expect and what kind not. But our capacity to predict 

will be confined to such general characteristics of the events to be expected and not include the 

capacity of predicting particular individual events. 

This corresponds to what I have called earlier the mere pattern predictions to which we are 

increasingly confined as we penetrate from the realm in which relatively simple laws prevail into the 

range of phenomena where organized complexity rules. As we advance we find more and more 

frequently that we can in fact ascertain only some but not all the particular circumstances which 

determine the outcome of a given process; and in consequence we are able to predict only some but 

not all the properties of the result we have to expect. Often all that we shall be able to predict will 

be some abstract characteristic of the pattern that will appear ‐ relations between kinds of elements 

about which individually we know very little. Yet, as I am anxious to repeat, we will still achieve 

predictions which can be falsified and which therefore are of empirical significance. 

Of course, compared with the precise predictions we have learnt to expect in the physical sciences, 

this sort of mere pattern predictions is a second best with which one does not like to have to be 

content. Yet the danger of which I want to warn is precisely the belief that in order to have a claim 

to be accepted as scientific it is necessary to achieve more. This way lies charlatanism and worse. To 

act on the belief that we possess the knowledge and the power which enable us to shape the 

processes of society entirely to our liking, knowledge which in fact we do not possess, is likely to 

make us do much harm. In the physical sciences there may be little objection to trying to do the 

impossible; one might even feel that one ought not to discourage the over‐confident because their 

experiments may after all produce some new insights. But in the social field the erroneous belief 

that the exercise of some power would have beneficial consequences is likely to lead to a new power 

to coerce other men being conferred on some authority. Even if such power is not in itself bad, its 

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exercise is likely to impede the functioning of those spontaneous ordering forces by which, without 

understanding them, man is in fact so largely assisted in the pursuit of his aims. We are only 

beginning to understand on how subtle a communication system the functioning of an advanced 

industrial society is based ‐ a communications system which we call the market and which turns out 

to be a more efficient mechanism for digesting dispersed information than any that man has 

deliberately designed. 

If man is not to do more harm than good in his efforts to improve the social order, he will have to 

learn that in this, as in all other fields where essential complexity of an organized kind prevails, he 

cannot acquire the full knowledge which would make mastery of the events possible. He will 

therefore have to use what knowledge he can achieve, not to shape the results as the craftsman 

shapes his handiwork, but rather to cultivate a growth by providing the appropriate environment, in 

the manner in which the gardener does this for his plants.  

There is danger in the exuberant feeling of ever growing power which the advance of the physical 

sciences has engendered and which tempts man to try, "dizzy with success", to use a characteristic 

phrase of early communism, to subject not only our natural but also our human environment to the 

control of a human will. The recognition of the insuperable limits to his knowledge ought indeed to 

teach the student of society a lesson of humility which should guard him against becoming an 

accomplice in men's fatal striving to control society ‐ a striving which makes him not only a tyrant 

over his fellows, but which may well make him the destroyer of a civilization which no brain has 

designed but which has grown from the free efforts of millions of individuals. 

From Nobel Lectures, Economics 1969‐1980, Editor Assar Lindbeck, World Scientific Publishing Co., 

Singapore, 1992 

Copyright © The Nobel Foundation 1974 

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WWW.THEORY-­‐TALKS.ORG  

1  

JAMES SCOTT ON AGRICULTURE AS POLITICS, THEDANGERS OF STANDARDIZATION AND NOT BEING

GOVERNED

How are agriculture or foot-dragging the core of the political? What if messy villages and myriads of local measures are rational? Can the well-intentioned state we take for granted as our point of departure be just as shortsighted as we are? Sometimes International Relations (IR) and political science more generally get challenged in unexpected ways. The work of James C. Scott, Marxist inclined towards

anarchism by conviction and something between agrarian specialist and political scientist in training, inspires many not only to reconsider what the realm of politics was about—but also makes resistance to state-driven schemes understandable—even for political scientists. As such, he helps political scientists seeing the state differently. In this comprehensive Talk , Scott—amongst others— gives a comprehensive overview of his ideas on ‘the political’; engages the politics of political science; and explains why despite globalization the state is still very much alive.

What is, according to you, the biggest current challenge or principal debate in politically oriented social sciences? What is your position or answer to this challenge / in this debate?

This is not a question I pose to myself often. About the only time I did was, however, some years ago. I don’t know if you know about the Perestroika Movement in Political Science? Some time ago, an anonymous manifesto signed by Mr. Perestroika appeared. It started out with the observation that Benedict Anderson and I had never read the American Political Science Review, and it proceeded to ask why—arguing that perhaps this journal and the hegemonic organization that backed it were irrelevant and indeed inhibitive of progress. Now the Perestroika Movement connected with the European Post-Autistic Economics Movement, which propagates heterodox economics as a challenge to all-consuming mainstream neoclassical economics. I was on the Executive Council of the Political Science Association because they invited me as a result of the Perestroika insurgency, and that was the only time I got actively involved in trying to think about what political science ought to do. By and large, I do what I do and let the chips fall where they

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may; I prefer not to spend my time in the methodological trenches of the fights are swirling around me. As you can see, I haven’t thought deeply about how political science ought to be reformed; but I do believe that in political science, the people who do have pretentions to ‘scientificity’ are actually very busy learning more and more about less and less. There is an experimental turn in political science, consisting of people conducting what they call ‘natural experiments’ and that are carefully organized the way a psychology experiment would be organized, with control groups and so on. But the questions they ask are so extraordinarily narrow! They imagine that you answer as many of these questions as possible and you are slowly constructing a kind of indestructible edifice of social science, while I think all you have then is a pile of bricks that doesn’t add up to anything. I am actually more impressed by people who make modest progress on questions of obvious importance than people who make decisive progress on questions that aren’t usually worth even asking. I have always tried to focus my own work on the questions I saw as having an obvious importance, such as the origins of the state or the dynamics of power-relations, whether between the state and its population or in general. Two of my books (Domination and the Arts of Resistance and Weapons of the Weak), for instance, were efforts to understand power-relations in a micro-setting (rather than in a macro-setting). Today, we are interested in what the political conditions are of non-catastrophic macro-economic policy, and that indeed seems an important question to me. Not only social scientists, but laymen too, would recognize the difference between an important question and a trivial question. How did you arrive at where you currently are in your thinking? Before I began graduate school—a long time back—a friend of mine said: ‘before you go to graduate school, you must read Karl Polanyi’s The Great Transformation.’ I read it the summer before I went to graduate school, and I think it is, in some ways, the most important book I’ve ever read. The other book that greatly influenced me a great deal was E.P. Thomson’s The Making of the English Working Class (1963)—I can actually remember the chair I sat in when I read the whole hefty 1000 pages. This book digs into the naissance of the working class consciousness in the same period that Polanyi zooms into to describe the disembedding of the economy from society. Another book that influenced me was Eric Hobsbawm’s Primitive Rebels, because he pointed to forms of social banditry as political phenomena and should be understood as such in terms of methodology, where they are normally analyzed as something else. Why do I like these scholars? They have taught me that it is an important contribution to the social sciences to bring in a novel concept that changes people’s way of looking at things. You know these hand-held kaleidoscopes, that when you shake them, they change colors and show you a different world? All works that made an impact on me, had that effect on how I saw the world: if I look at the world through the kaleidoscope this author proposes, I see a fascinatingly different world, and understand things I didn’t understand before. Now in terms of real-world events that impacted me, the Vietnam War—going on while I took my first job working on South East Asia at the University of Wisconsin in 1967—was certainly one of them. I found myself in the midst of demonstrations and so forth, giving talks and lectures on that phenomenon. I also realized in that period, that I had done a boring dissertation, that sank without a trace. I decided about that time, that since peasants were the most numerous class in world history, it seemed to me that you could have a worthy life studying the peasantry. If

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development is about anything, it ought to be about peasant livelihoods and the improvement of peasant lives more generally. They also stand at the origins of wars of national liberation, as the Vietnam War was for the Vietnamese. My book The Moral Economy of the Peasant came directly out of the Vietnam War struggles—it was my effort to understand peasant rebellion. What would a student need to become a skillful scholar or understand the world in a global way? Here I have a definite opinion. We can assume, in the kind of trade-union sense of the word, that everyone who becomes a scholar is going to be trained in their specialties and disciplines, so I take that for granted. But what I’m fond of telling students these days, is that if 90% of your time is spent reading mainstream political science, sociology, anthropology, and if most of your time is spent talking to people who read the same stuff, then you are going to reproduce mainstream political science, sociology and anthropology. My idea is that if you were doing it right, at least half of the things that you should be reading would be things from outside of your discipline, as most interesting impulses come from the margins of a discipline or even externally. Interesting scholarship in social sciences arises when you see a foreign concept as applicable and adding something to your field. Now I give that advice as a theoretization of my practice. When I was working on The Moral Economy of the Peasant, I read all the peasant novels I could get my hands on; all the oral histories; in short, as much as I could stuff from outside of political science. If you look at the works that have been influential historically, you can tell by the index or bibliography that the author has been reading a lot of things that are outside the normal range of standard, mainstream work. But if you decide to do something broad and challenging, you’ll face some difficulties and resistance from the established academic machine. Take Barrington Moore’s The Social Origins of Dictatorship and Democracy, again one of those great works. This book was turned down six times by publishers, because specialists on each of the fields he covered had problems with the chapters about those subjects. On the other hand: how important is it to publish articles? A colleague of mine reported how many people actually read academic articles—and the number on average was less then three. So the majority of article publishing is essentially a vast anti-politics machinery put together to help people get tenure, and that holds even for peer-reviewed articles. Professional advancement depends increasingly on a kind of audit system for number of peer-reviewed articles et cetera, a kind of mechanical system that is an anti-politics machine, an effort to avoid making qualitative judgments about how good something is. It is something particularly common to democracies, where you have to convince people you are objective, you’re not playing favors, there are no qualitative judgments, and it’s just comparing the numbers. So, if you are producing an article, and it’s going to be read by three people, then why are you doing this in the first place? You should find another line of work, where you have a little impact on the world. If you’re doing it to please the discipline looking over your shoulder, it’s going to be alienated labor, and I fully grant it is more difficult to make your way if you want to do it otherwise. It’s easy for me to say, because I came along at a time when there was this romance about the third world—anything on the third world was likely to get published. So I am conscious of the fact that life was easier for me than it is for students today. But on the other hand: unless you prefer a clerical nine-to-five job in which you put in your hours, you might as well be doing something exciting even if it’s harder to sell.

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You are an agrarian by training; yet all of your texts are decisively political. What’s so political about agriculture? And what are the policy implications for state-making and development in the 3rd world? This came to me in the middle of the Vietnam Wars, as people were fighting wars of national liberation. At that point, people began to see for the first time the Vietnamese peasant, the Algerian peasant, the Mexican peasant, as the carrier of the national soul. While it may have been incorrect, the idea was that the peasant as the ordinary Vietnamese stood for the Vietnamese nation in some way. That brought me to agriculture: if you wanted to understand insurrections in Vietnam, you had to understand peasants; and if you wanted to understand peasants, you had to understand things like land tenure, crops, and so forth. It has gone so far that I started out with political violence thirty-some years ago, and now I am studying the domestication of plants and animals! I think that as the major way of sustenance, as the major resource over which people struggle—questions of land and irrigation water and food supply and famine—are at the very center of the history of political struggles. They are the elementary version of politics and that’s why it seems to me that a concern with such issues as farming is directly and immediately a concern with politics. Back to the ‘modern, developed world’: in Western Europe and the US, the agricultural section makes up typically 5% of the population. Yet they tend to be heavily overrepresented politically in respect to their demographic weight in many respects because of questions of rural policy, political districting, subsidies… Smallholders and petty bourgeoisie are very important for right-wing parties. They are protected and subsidized to a point where surpluses accumulate and we actually make it difficult for the Third World to export. In a truly neoclassical world, we wouldn’t be subsidizing agriculture and we’d be getting most of our agricultural supplies from poor countries on the periphery of Europe and Latin America. Even in a place like India, which is industrializing and urbanizing rapidly, the fact is that the rural population and the people that live off of agriculture and related activities has never been higher than it is today—even though the proportion is declining, the population is growing at such a rate that this tendency can be marked. Your book Seeing l ike a s tate (Google preview) focuses on legibility and standardization efforts for purposes of taxation and political order. Do you see the same principle hold for the establishment of commodities and markets and are the same ‘interests’ involved, or does the market philosophy require different inscriptions? In other words, what is the difference between legibility for commercial and state purposes, and, in the end, between market power and state power? It seems to me that large-scale exchange and trade in any commodities at all require a certain level of standardization. Cronon’s book Nature’s metropolis, which is a kind of ecological history of Chicago, has a chapter on the futures market for grain. There exists a tremendous natural variety in the kind of corn, soya and wheat that were grown, but they all have to be sorted into two or three grades in the great granaries, and to be shipped abroad in huge cargo ships–the impetus to

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standardize in the granaries found its way back to the landscape and diversity of the surroundings of Chicago, reducing the entire region to monocropping. It’s the same principle at work as I describe in Seeing like a state with regards to the Normalbaum in German scientific forestry. Agricultural commodities become standardized as they move and bulk in international trade. If you build a McDonalds or Kentucky Fried Chicken franchise, they tell you architecturally exactly how to construct it, you have to buy the equipment that is standardized, it all has to be placed in the same relationship to the other things in the floor plan, so it’s all worked out in detail, and it is worked out in such detail to produce a standardized burger or standardized fried chicken. And because it is standardized, the person who comes from the corporate headquarters can come with a kind of checklist in which every place is more or less the same, and they can check on cleanliness, quality, productivity and conformity to the corporate standard. This is the kind of control over distance that is required for industrial purposes. In the end, what is the assembly line? It is an effort to standardize the unit of labor power. The processes are not so different for grain production, burgers, or cars—as are the effects on diversity. Contract farming is then an instance to adapt agriculture to post-Fordist conditions with a higher emphasis on demand. You can be labeled as a critic of the modernizing project inherent in states. Can you give an example of a contemporary form of governing you do endorse or would promote? The degree to which a planning process is inflected at every level by democratic processes—for all the messiness that it introduces—seems to me to lead in the long run to more satisfactory outcomes for everybody concerned, and it also results in the kind of commitment to the results in which people felt that they had an adequate part in shaping. Examples are rife of successfully designed plans thought up from above, that fail because the people for whom this planning was designed, have had no stake in it. I don’t want to get rid of the modernization project, I just want to tame the rule of experts. I remember that I was in Berlin at the Wissenschaftskolleg, and there was a woman, Barbara Lane, there who was an architectural historian. We went to a housing area, where two types of Seidlungen or housing were to be found together: Bauhaus housings and a competing housing project by National Socialist architects. It was interesting to me, that the Bauhaus architects had figured out exactly how many square meters people needed, how much water they needed, how much sunlight, playground space… They had planned for an abstract human being; and the architecture could have been executed anywhere in the world. Whereas the Nazi architects had build genuine homes, with little chimneys, small front steps in brick—all these references to vernacular architecture that was part of the German cultural tradition. I realized that in a sense, the international aspiration of the Bauhaus school was to be placeless and universal, as IKEA does now. I found myself a little embarrassed that I would rather have lived in a dwelling designed by the Nazis than a Bauhaus home, but it does illustrate my point of governing: how is it executed? With what level of ambition in mind?

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In that vein, your work is cited as a big inspiration to something called resistance studies, which aim to promote the interests of the subaltern/repressed, exactly those who you give a voice, face, and comprehensible outlook. What is your take on such emancipatory resistance studies? All I have done in books such as Weapons of the Weak is to consider behavior we commonly label ‘apolitical’ or ‘irrational’ as forms of politics that were previously not given the dignity of considering them consciously political. For most of the world most of the time, the possibility of publicly assembling, creating organizations, having demonstrations, creating open democratic processes simply does not exist. The late (great) Charles Tilly and I disagreed about this. For him to consider something a political movement it had to have a durable public presence and have large public goals. I, on the other hand, tried to identify a zone of political action where it was considered inexistent before. About all these situations in which a formal and restricted definition of politics does not apply, I simply asked the question: ‘What happens if we consider this politics?’ And in fact foot-dragging, not complying, and other such tactics that people deploy when faced with brutal or authoritarian power, are often the only political tools available for the most of the world’s population for most of the world’s history. It is powerful institutions that have most to conceal about the operations of power and about how the world actually works. I thought that the emancipatory potential of social science was actually simply doing your work honestly, showing how things really operate, that this would always have a subversive effect because it was the powerful institutions that had the most to hide and conceal. Good social science, I thought, would by its nature be emancipatory and have a kind of resistance function. I have less confidence nowadays about the motives of people who want to unearth how things work; they bring their own powerful prejudices to bear, and their motives are not always motives I find worthy. How important is Marxism for you in explaining how the world works? When I used to be asked about my relation to Marxism I used to say that I’m a crude Marxist, with the emphasis on ‘crude’, in the sense that I look at the material basis of any political struggle, and I think class and material basis are the best points of departure for analysis. And what I add to that—and that’s why I was so taken with Karl Polanyi’s Great Transformation—is that it seems to me a powerful argument about the way the economy was embedded historically in other social relations and could not be extracted from it until the early 19th century when the laissez-faire ideology was elaborated. The struggle that Polanyi points to is a struggle that we’re still engaged in, and certainly after the Washington Consensus we’re going to have to invent forms of social protection of the kind Polanyi talked about. Whether we call them socialism or not, it is the kind of self-defense of people’s life chances and subsistence. How to protect ordinary human beings against market excesses is a classical socialist question still very much to the fore. In a strange way, I find myself nostalgic for the Cold War, in two senses. First, I think you could argue, as my colleague Roger Smith argued, if you want to understand the success of the civil rights movement in the US, one major reason during the Kennedy era was the fact that the US

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was losing the Cold War in part—they thought—because of the fact that we were a racist society. So winning the Cold War became premised upon reforms I fully endorsed, to make society more equitable. Secondly, when it was a bipolar world, the US and the West were interested in land reform in places where the land distribution was wildly unequal. After 1989, the IMF and the World Bank have never talked about land reform again. So while the mechanical teleological Marxist class struggle discourse has simply been proven wrong historically, the Polanyi kind of socialist questions are all alive and well. In your latest book, you argue that we’re witnessing a definitive expansion and entrenchment of the nation-state over the globe, a sort of final enclosure and you mention liberal political economy as a constraint on high modernist aspirations that can lead to catastrophe. But according to many contemporary observers, this would be contested, with rather the market expanding excessively, which ought to be curbed by states. I note somewhere in Seeing like a state that the French trade unions were defending social security and the safety net in France against a set of liberal policies of the IMF and the World Bank, and in that respect, the nation-state was one of the few obstacles against markets. Henry Bernstein reminds me every time I argue against the state that it is the only institution that stands between the global liberal economy and the individual or the family. But in most of the world, the third world anyway, the effective leaver of the world economy has been the state; and often, it is the state that is then checked by a liberal appeal to private space which the expansive state cannot appropriate and regulate. We might agree that the more truly democratic a state is, which means minimizing the distortion of structural advantages in the accumulation of wealth and property, the degree to which those distortions of wealth, power and property are curbed by the state, indicate the extent to which a state can become something that restrains the completely unimpeded operation of the market. The only state that is likely in the long run to serve as a vehicle for the self-protection of citizens against market failures is a democratic system that is open enough and that negates, mediates or minimizes the structural advantages of concentrations of power, property and wealth. What is neoliberalism in your definition? In a sense, the pervasiveness of neoliberal ways of talking has the effect of turning people into calculators of advantages. There is this book, Everything I learned about love I learned in business school, and it’s about ‘cutting your losses’, about having a ‘mission statement’, about ‘measuring performance’… In a curious way, in terms of classical political economy, Hobbes thought we needed a state to restrain our appetites, and it may be that the neoliberal state has so colonized our way of decision-making (stimulating our appetites), that the neoliberal state has in fact created the human actor that now does have to be restrained by the state.

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In your last book, The art o f not be ing governed (Google preview), your focus is on places and peoples in South-East Asia that were reluctant to be incorporated into the nation-state system. It is a historical book; does it, despite of that, have any lessons for the present? Next to what I mentioned earlier about recognizing the choice not to be incorporated into the state as a consciously evasive political choice, I would argue that since the Second World War, these place have been incorporated into the nation-state, albeit not everywhere and unevenly. We need to invent ways of association and cooperation across state boundaries and forms of limited sovereignty like Catalonia. The only alternative today is somehow taming this nation-state, because it can’t be held at bay—it is increasingly usurping these frontier regions—the movie Avatar, which pretends you can burn bridges and keep ‘modernity’ away is simply utopian. So I think the task for indigenous peoples is to somehow slow down and domesticate the advance of the nation-state in ways that will make their absorption more humane. You stated earlier you are a ‘crude Marxist’, yet in your recent book you adopt a constructionist take on collective identity, by showing how easily social formations can change. If the material basis is so important, what do you mean with constructionism? The number of things that can function as markers of distinctive identities. If you think about the potential commonalities that groups of people share, any one or any combination of these commonalities can be made the basis for an identity. In South-East Asia, some people bury their dead in jars; they can choose to take that as a boundary sign confirming some sort of group identity; then, all of a sudden, social mobilization occurs on the basis of the way in which the dead are buried—those who bury them in jars versus those who don’t. The question is always: which of these almost endless series of cultural or economic features are the bases for social mobilization? There are material conditions; if in fact a whole series of small landholders all find themselves subject to the same conditions of debt and if there’s an economic crisis and they’re all losing their land at the same time, then it is likely that this kind of pain will crystallize itself as a peasant movement for the reduction of debt. The same goes, of course, for mobilizing French farmers who suffer from the same European regulations; whereas they support different local soccer teams and as such have little in common, when a new regulation targets their industry, they’ll mobilize around that material fact. On the other hand, you can get poor farmers in Michigan, as in the Michigan militias, who decide to mobilize around the fact that the government is the enemy of poor white people. It seems to me that some features are more likely to serve as the point of crystallization around which group identities will rally, but there is no way of predicting which one it will be in a given situation. Your last book in a way makes an argument similar to that of Rousseau, namely, that outside the state, there is not anarchy but also—and consciously different—political order. What do you think of the philosophical idea of the ‘state of nature’, which by

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realists in international relations is extrapolated into the unsafe anarchy that ‘surrounds’ states? My answer would be a historical one. The state, or centralized political organization, has been with us for the last 4000 years. Even when this state was not all-pervasive or all-powerful everywhere, it was always there. So even if certain spaces or people were ‘outside’ the state—in the so-called state of nature—they always coexisted with the state and interacted with it dialectically. So saying that there are people living inside and with the state, and others outside and without it, and that supposedly they will behave completely different, is a difficult hypothetical. I have, for instance, the idea that life was not ‘brutish, nasty and short’ outside of the state as Hobbes argued, partly because the population levels were so low that the way of dealing with conflict was simply moving out of the way. A lot of the things people struggled and died over, were essentially commodities. So if by the state of nature we mean people living outside the state in a world in which states already exist so they are at the periphery of states, then this is a completely different thing. We know, for instance, that pastoralism is in fact always organized in order to trade with agrarian states; it is not some previous form of subsistence that is superseded by agriculture. Another example: in the 9th century the people in Borneo were considered to be very backward and they were a typical example of a hunting and gathering society. What were they gathering? Certain kinds of feathers and resins and the gall bladders of monkeys, all stuff hugely valuable in China at the time! So they were gathering these things for international trade with an already existing state; their hunting and gathering is a hunting and gathering performed in the shadow of states. So which ‘state of nature’ are we referring to? When Rousseau speaks of the savages he has met, he sees people that strategically respond to representatives of an organized state, pursuing their interests and behaving politically. So the concept, perhaps, hides more than it reveals. James Scott is Professor of Political Science and Professor of Anthropology at Yale and is Director of the Agrarian Studies Program. His research concerns political economy, comparative agrarian societies, theories of hegemony and resistance, peasant politics, revolution, Southeast Asia, theories of class relations and anarchism.

Related links

• Faculty Profile at Yale • Read the Introduction of Seeing Like a State (1998) here (pdf) • Video in which James Scott tells the story of The art of not being governed at Cornell

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