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ESMO PRECEPTORSHIP ON Lung Cancer Diagnosis: Role of Pathology and Genetic Analysis Teh-Ying Chou, MD, PhD, MBA November 20, 2019

Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Page 1: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

ESMO PRECEPTORSHIP ONLung Cancer Diagnosis:

Role of Pathology and Genetic Analysis

Teh-Ying Chou, MD, PhD, MBA

November 20, 2019

Page 2: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

DISCLOSURES

I have nothing to disclose.

2

Page 3: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

3

Lung Cancer: Pathological Classification

20041999 2015

Histology

Targeted Therapy

Immunotherapy

Molecular Pathology-based Precision Medicine of Lung Cancer

Precision Medicine

Molecular Biomarkers

Page 4: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

4

Lung Cancer: Molecular Classification

Page 5: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

Carcinoma (CA)

Non-small Cell CA (NSCC)

Small Cell CA

Squamous Cell CA

Non-squamous Cell NSCC

Large Cell CA

Adenocarcinoma

Other NSCC

Large Cell Neuroendocrine CA

Other Large Cell CA

Typical Carcinoid

Atypical Carcinoid

Neuroendocrine CA

Molecular Analysis

5

Lung Cancer: Molecular Diagnostics

EGFRoma, ALKoma…

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Lung adenocarcinoma: Molecular profile

Page 7: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

7

Tsao et al. J Thorac Oncol. 2016 May;11(5):613-38.

Page 8: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

8

Recommended biomarker tests for patients

with newly diagnosed NSCLC

� EGFR

� ALK

� ROS1

� BRAF

� PD-L1

� RET

� MET exon 14

� HER2

� KRAS

� NTRK

Am Soc Clin Oncol Educ Book. 2019 Jan;39:531-542.

Minimum necessaryRecommended

(for NGS panels)

Page 9: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

9

EGFR mutation in lung cancer

Page 10: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

10

Test mutations in EGFR exon 18-21 with ≧1% prevalence(codons 709, 719, exon 19 del, 768, exon 20 insertions, 790, 858, and 861)

Page 11: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

TechniqueSensitivity

(% t DNA)Mutations identified

Comprehensive detection

of deletions and insertions

PCR/Direct sequencing 25 Known and new Yes

PCR-SSCP

(ss conformation polymorphism)10 Known and new Yes

PCR-RFLP and length analysis 5 Known only No

MALDI-TOF MS-based genotyping 5 Known only No

Real-time PCR based technology

•PNA-LNA PCR clamp 1 Known only No

•Scorpion/Arms 1 Known only No

•TaqMan PCR 10 Known only No

Mutant-enriched PCR 0.2 Known only No

Next generation sequencing 1 Known and new Yes

Modified from Pao et al. Clin Cancer Res 200711

Page 12: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

12

Mechanisms of acquired resistance to

1st and 2nd generation EGFR-TKIs

Ann Oncol. 2018 Jan 1;29(suppl_1):i10-i19

Page 13: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

13

EGFR testing at the time of recurrence

Piotrowska Z, et al. Cancer J. 2015

1st biopsy and EGFR testing

2nd biopsy and EGFR testing

3rd biopsy and EGFR testing

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14

Mechanisms of acquired resistance to first-

line Osimertinib therapy

Page 15: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

15

Lung adenocarcinoma: Molecular profile

Page 16: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

16

ALK rearrangement in lung cancer

Chromosome 2

1. Expression of ALK fusion protein

2. Dimerization of ALK

3. Constitutive activation of ALK

Shaw AT at al. Clin Cancer Res. 2011Soda M et al. Nature. 2007

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Page 18: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

18

Testing for ALK rearrangement

Page 19: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

19

ALK testing by break apart FISH

Thunnissen E. et al. Virchows Arch. 2012

Page 20: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

20

ALK break apart FISH

ALK (-) ALK (+)

Cheng L. et al. Modern Pathology 2012

Page 21: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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� Normal lung tissue does not express ALK

� ALK fusion (+) lung cancer express ALK fusion protein

ALK Fusion: Immunohistochemistry

Adapted from IASLC Atlas of ALK Testing, 2013

Page 22: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

22

� Recommended IHC assay: D5F3 or 5A4 clone

� Pooled estimates of IHC relative to FISH

� 97% sensitivity

� 99% specificity

� Discrepant FISH and IHC results

� No consistent pattern of clinical outcome

ALK rearrangement: IHC vs. FISH

Arch Pathol Lab Med.

2018 Mar;142(3):321-346.

Page 23: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

23

Lung adenocarcinoma: Molecular profile

Kohno et al. Transl Lung Cancer Res. 2015 Apr;4(2):156-64.

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ROS1

• Receptor tyrosine kinase (RTK) of the insulin receptor family,

closely related to ALK

(a) Glycoprotein-rich extracellular domain

(b) Transmembrane domain

(c) Intracellular tyrosine kinase

ROS1 gene: Chromosome 6q22

Page 25: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

25

Leads to constitutive

kinase activity

Page 26: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Detection of ROS1 rearrangement

� Fluorescence in-situ hybridization (FISH)

� Reverse transcription polymerase chain reaction (RT-PCR)

� Immunohistochemistry (IHC)

� Next generation sequencing (NGS)

Page 27: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

27

Detection by FISH

Negative for ROS1

rearrangement

Positive for ROS1

rearrangement

(split signal in

>15% of cells)

3’ 5’

Positive for ROS1

rearrangement

(isolated 3’ signal

in >15% of cells)

Detect known and unknown fusion variants

Page 28: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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� Anti-ROS1 clone D4D6 (Cell Signaling)

� Anti-ROS1 clone SP384 (Ventana)

Detection by IHC

ROS1 FISH (+), IHC (+) ROS1 FISH (-), IHC (-)

Mod Pathol. 2014 May;27(5):711-20

Page 29: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

29

ROS1 IHC staining pitfalls

Macrophages/Giant cells Reactive pneumocytes

Page 30: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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� Pooled estimates of IHC (≧2+) relative to FISH� 96% sensitivity

� 94% specificity

� Up to 1/3 ROS1 FISH (-) cases show focal or weak ROS1

expression by IHC

ROS1: IHC vs. FISH

Arch Pathol Lab Med. 2018 Mar;142(3):321-346.

Page 31: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

31

CAP/IASLC/AMP molecular test guideline:

ROS1 testing in lung cancer

� ROS1 IHC may be used as a screening test

� Positive ROS1 IHC results should be confirmed by a

molecular or cytogenetic method

� Each laboratory must validate its own interpretive cutoff

from known positive and negative samples

Arch Pathol Lab Med. 2018 Mar;142(3):321-346.

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32

ROS1: IHC vs. FISH (VGH-TPE data)

ROS1 IHC

(SP384)

ROS1 FISH/NGS

Negative Positive Total

0 125 0 125

1+ 41 0 41

2+ 5 1 6

3+ 3 6 9

Total 174 7 181

0: H-Score = 0

1+: H-Score = 1~100

2+: H-Score = 101~200

3+: H-Score = 201~300

Page 33: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

ROS1 IHC

No stain or

Weak / Focal stain

Moderate to Strong

Diffuse stain

ROS1 FISH

Negative PositiveNegative

VGH-TPE

approach

33

Page 34: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Lung adenocarcinoma: Molecular profile

Kohno et al. Transl Lung Cancer Res. 2015 Apr;4(2):156-64.

Page 35: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

http://www.apmggroup.net/innovation/molecular_testing/Colon_Pathways/colon.html35

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36

BRAF mutation in lung cancer

By Sholl LM, from BWH/DFCI data (~2500 NSCLC sequenced)

Page 37: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

37

Dabrafenib plus trametinib in

BRAF-V600E mutant NSCLC (1st line)

Lancet Oncol. 2017 Oct;18(10):1307-1316.

Page 38: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

38

Characteristics of patients with

BRAF-V600E mutated lung tumors

Lancet Oncol. 2017 Oct;18(10):1307-1316.

Page 39: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

39

BRAF V600E IHC testing (clone VE1)

BRAF-V600E

mutated

tumor

BRAF

non-V600E

mutated

tumor

Ann Oncol. 2013 Mar;24(3):742-8.

Page 40: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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BRAF V600E IHC testing (clone VE1)

Study Sensitivity Specificity

Ilie et al.

Ann Oncol 2013

90.5%

(19/21)

100%

(19/19)

Sasaki et al.

Lung Cancer 2013

100%

(5/5)

95.2%

(20/21)

Gow et al.

Cancers 2019

96.6%

(28/29)

98.6%

(69/70)

Total94.5%

(52/55)

98.2%

(108/110)

Cancers (Basel). 2019 Jun 21;11(6).

Page 41: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

41

Recommended biomarker tests for patients

with newly diagnosed NSCLC

� EGFR

� ALK

� ROS1

� BRAF

� PD-L1

� RET

� MET exon 14

� HER2

� KRAS

� NTRK

Am Soc Clin Oncol Educ Book. 2019 Jan;39:531-542.

Minimum necessaryRecommended

(for NGS panels)

Page 42: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

42

Key elements in biomarker

development for checkpoint inhibition

Nishino M. et al. Nat Rev Clin Oncol. 2017 Nov;14(11):655-668.

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Page 44: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Cells with PD-L1 expression

� Tumor cells

� Immune cells

� Lymphocytes (T cells, B cells)

� Dendritic cells

� Macrophages

� Stromal cells

� Certain types of normal epithelial cells

Analyzed by

Immuno-

histochemistry

(IHC)

Page 45: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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PD-L1 expression in tumor cells (TC)

Page 46: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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PD-L1 expression in immune cells (IC)

Page 47: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Key points:

1. Increased PD-L1 expression is associated with higher ORR

2. Negative PD-L1 expression does not preclude response

3. ORR in high PD-L1 expression patients still below 50%Cancer Biol Med. 2016 Jun;13(2):157-70

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Confounders in PD-L1 expression IHC testing

� Multiple different assays and cut-off values

� Inter-observer variability

� Heterogeneous expression of PD-L1

Page 49: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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NivolumabPembro-

lizumabAtezolizumab

Durva-

lumabAvelumab

Detection

antibody28-8 22C3 SP142 SP263 73-10

IHC platform Dako Dako Ventana Ventana Dako

Epitope

locationExtra-cellular Extracellular Intracellular

Intra-

cellular

Intra-

cellular

Cell types

evaluatedTC TC TC + IC TC TC

Cut-offs in

clinical trials1, 5, 50%

1%

50% (High)

TC: 1, 5, 50%

IC: 1, 5, 10%25% 1%

FDA

diagnostic

status

Complementary

(Not required)

Companion

(Required)

Complementary

(Not required)

PD-L1 testing: at least 5 different assays

TC: tumor cells; IC: immune cells

Page 50: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Blueprint project (phase 2):

PD-L1 IHC comparability study

Tsao MS. et al. J Thorac Oncol. 2018 May 22. pii: S1556-0864(18)30626-9.

Tumor staining:

SP142: Lower

73-10: Higher

Page 51: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

51

Tsao MS. et al. J Thorac Oncol. 2018 May 22. pii: S1556-0864(18)30626-9.

Page 52: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

Tsao MS. et al. J Thorac Oncol. 2018 May 22. pii: S1556-0864(18)30626-9.

52

Interobserver variability (for TC scoring)

in Blueprint phase 2

Presented by Tsao MS at WCLC 2017

Page 53: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Interobserver variability (for IC scoring)

in Blueprint phase 2

Tsao MS. et al. J Thorac Oncol. 2018 May 22. pii: S1556-0864(18)30626-9.

Presented by Tsao MS at WCLC 2017

Page 54: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Tumor heterogeneity

� Intra-tumoral heterogeneity

� PD-L1 expression is frequently heterogeneous within a tumor

� Sampling error

� Inter-tumoral heterogeneity

� Differences between primary and metastasis?

Fusi A et al. Lancet Oncology 2015; 16(13),1285-1287

Page 55: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

PD-L1 Tumor Heterogeneity

McLaughlin et al, JAMA Oncol., 2016.

Page 56: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

H&E PD-L1 (SP142)

PD-L1 Tumor Heterogeneity

Page 57: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

57PD-L1 (SP142)

PD-L1 TPS > 50%

PD-L1 TPS < 1%

Page 58: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

58

Discordance of PD-L1 expression between paired

biopsy and resection specimens

Ilie M et al. Ann Oncol. 2016 Jan;27(1):147-53.

Overall concordance rate = 52%

Page 59: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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Primary tumor vs. Metastasis

Concordance: 80.1% (1% cutoff), 90.7% (50% cutoff)

Page 60: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

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PD-L1 expression as a biomarker

� Imperfect & Weak predictive power

� Multiple different assays and cut-off values

� 22C3/28-8/SP263 are highly analytically comparable

� Interobserver agreement

� Good for tumor cells, Bad for immune cells

� Challenges

� Heterogeneous expression

Page 61: Lung Cancer Diagnosis: Role of Pathology and Genetic ......1. Increased PD-L1 expression is associated with higher ORR 2. Negative PD-L1 expression does not preclude response 3. ORR

61

Recommended biomarker tests for patients

with newly diagnosed NSCLC

� EGFR

� ALK

� ROS1

� BRAF

� PD-L1

� RET

� MET exon 14

� HER2

� KRAS

� NTRK

Am Soc Clin Oncol Educ Book. 2019 Jan;39:531-542.

Minimum necessaryRecommended

(for NGS panels)

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Cocco E, Scaltriti M & Drilon A, Nature Reviews Clinical Oncol 201864

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Journal of Thoracic Oncology 2019 14, DOI: (10.1016/j.jtho.2019.08.051) 70