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    June 2012

    LTE in the 2300MHz band(2300-2400MHz)

    Enabling Europes Radio SpectrumPolicy Programme with the2300MHz band for LTE.

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    LTE in the 2300MHz band(2300-2400MHz)

    Enabling EuropesRadio Spectrum Policy Programmewith the 2300MHz band for LTE.

    EXECUTIVE SUMMARY .................................................................................................................................................................1

    THE NEED FOR ADDITIONAL SPECTRUM ........................................................................................................................2

    GLOBAL ECOSYSTEM FOR 2300MHz BAND ..................................................................................................................3The LTE-TDD Ecosystem ........................................................................................................................................................3Spectrum Availability and Operator Rollouts Globally..................................................................................3Devices Availability..................................................................................................................................................................5

    EU SPECTRUM HARMONISATION .........................................................................................................................................6The Importance of EU Spectrum Harmonisation ...............................................................................................63GPP....................................................................................................................................................................................................6ITU-R ...................................................................................................................................................................................................6APT.......................................................................................................................................................................................................7

    ETSI.......................................................................................................................................................................................................7CEPT / ECC.......................................................................................................................................................................................7

    ACCELERATING SPECTRUM AVAILABILITY .....................................................................................................................9The Role of Traditional Auctions ...................................................................................................................................9Innovative Licensed Shared Access for the 2300MHz Band....................................................................10

    HUAWEI SOLUTION FOR THE 2300MHz BAND ........................................................................................................12Huawei E2E Solution............................................................................................................................................................12Huawei LTE-TDD 2300MHz Rollouts.........................................................................................................................14Considerations for Spectrum Engineering Aspects .......................................................................................15

    ANNEX ...................................................................................................................................................................................................17

    ACKNOWLEDGEMENTS.............................................................................................................................................................17

    GLOSSARY ..........................................................................................................................................................................................18

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    Executive Summary

    The growth in mobile data trafc is a well-documented phenomenon which calls or innovative solutions and decision-making. The EuropeanUnion Radio Spectrum Policy Programme (RSPP) targets, amongst other important matters, 1200MHz o spectrum which is available or mobilebroadband rom 2015. Huawei greatly welcomes this initiative as Europe needs common policy and common objectives or spectrum harmo-nisation and planning in the longer term.

    Indeed, the 100MHz portion o available spectrum in the 2300-2400MHz band (the 2300MHz band hereater) may play a key role in helpingto meet the EUs Digital Agenda or Europe and RSPP objectives. This represents the largest near-term opportunity or new LTE spectrum acrossEurope.

    The 2300MHz band has already been defned as a 3GPP eUTRAN band (band 40) based on a Time Division Duplex (TDD) scheme. First signi-fcant rollouts have already started in India (Bharti Airtel operator) and in Saudi Arabia (STC operator), with several others ollowing by 2013.According to the Global Suppliers Association (GSA), 43 commercial devices supporting the 2300MHz band are now available on the market,including multi-band and multi-requency Customer Premises Equipment (CPE), dongles and portable hotspots, while tablets and smartphoneswill be commercially available by the end o 2012. Even the early European adopters will be able to rely on the economies o scale that arenow being established in other regions thanks to the global identifcation o the 2300MHz band by the International Telecommunication Union

    (ITU-R) or the IMT amily o technologies.

    Huawei encourages national regulators to defne in 2012 a clear schedule or the release o this requency band, as well as the adoption at theECC level o appropriate deliverables to eventually harmonise the 2300MHz band or mobile broadband usage.Huawei encourages a Decision rom the European Unions Radio Spectrum Committee (RSC) to acilitate the harmonisation o the technicalusage rights o this band throughout EU Member States during 2013.

    Given the act that the ITU-R identifcation does not preclude administrations rom permitting deployment o other radio-communicationservices within this band, it is oreseen that some o the incumbent applications will remain in the feld in some markets also over the longerterm. Building on the act that most o the incumbent users o the 2300MHz band in Europe are not constantly using this spectrum across allgeographic regions and/or at all times (sub-optimal spectrum utilisation), Huawei supports the adoption o the Licensed Shared Access conceptor this band granting opportunistic secondary usage o underutilised spectrum on a time, space or requency basis, and enabling predictableQuality-o-Service (QoS) or both incumbent users and new LSA licensees.

    Huaweis end-to-end solutions have already been adopted by the major LTE 2300MHz rollouts around the globe. Based on the market requi-rements, specifc solutions are being designed to ully exploit the potential o such LTE Time Division Duplex (TDD) technology. Huawei is

    running two large-scale LTE-TDD trials in two major cities in China, involving hundreds o LTE base stations: these trials are open to operatorsvisits in order to check the LTE-TDD perormance and gain better understanding o the technical implications behind LTE-TDD rollouts in arealistic environment.

    Note to readers: For any acronyms or terms not spelt out or explained in ootnotes on frst mention, please reer to the GLOSSARY on p18.

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    THE NEED FOR ADDITIONAL SPECTRUM

    Huaweis own predictions are ully in line with the on-going ITU-R trac growth estimations. The ITU-R has nalised its update 1o the broadband trac orecasts that were made in preparation o WRC-072. The data trac volume reported or year 2010 wasmore than ve times greater than some o the ITU-R estimates rom 2006. Moreover, the actual trac being experienced by someoperators in 2011 is even greater than some o the 2020 ITU-R orecasts rom 2006.

    The Mobile Broadband Trafc Challenge.

    In 2007, the ITU-R issued its predictions 3 on IMT spectrum requirements by the year 2020. These predictions need to be updated inline with the revised ITU-R trac orecasts.

    Within the European Union, the recently approved Radio Spectrum Policy Programme has dened the objective o allocating1200MHz to mobile broadband by 2015: Every eort should be made to identiy at least 1200MHz o spectrum by 2015 at thelatest. This gure includes spectrum already in use 4

    Future spectrum requirements for IMT.

    The 100MHz available in the 2300MHz band would provide a signicant contribution to meeting the dened targets at both glo-bal and European level (please reer to the ANNEX on p17 or more details).

    1 ITU-R Report M.2243 (November 2011).2 ITU-R Report M.2072 (2006).

    3 Report ITU-R M.2078 Estimated spectrum bandwidth requirements or the uture development o IMT-2000 and IMT-Advanced.

    4 Decision No 243/2012/EU o the European Parliament and o the Council - March 14th 2012.

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    GLOBAL ECOSYSTEM FOR 2300MHz BAND

    The LTE-TDD Ecosystem

    LTE-TDD is now gaining market traction in all regions as it is commonly considered in the evolution path o any wireless cellularTDD technology (TD-SCDMA, UTRA-TDD and WiMAX). LTE-TDD is an integral part o the 3GPP standards, sharing signicantcommon properties with LTE-FDD and oering comparable perormance characteristics with similar high-spectral eciency.

    Globally, 80 LTE networks were launched in 38 countries between December 2009 and June 2012 5. LTE-TDD is now entering matu-rity stage: 33 trial and 23 commercial LTE-TDD networks launched in Brazil, India, Japan, Poland, the Russian Federation and SaudiArabia by April 2012; and several new rollouts will take place in 2012 also involving the USA and all the BRIC countries (Brazil,Russia, India and China). All major network equipment manuacturers stressed the importance o LTE-TDD and have already laun-ched their LTE-TDD solutions.

    LTE-TDD will reach economies o scale comparable with LTE-FDD in the longer term 6.

    With its large spectrum availability (up to 100MHz in the lowest available TDD band in Europe7

    ), the 2300MHz band will play amajor role within the European TDD bands in the short term 8.

    Growing support rom global industry or the 2300MHz band is increasingly evident; in March DIGITALEUROPE clearly stated itsposition in avour o rapid availability o 2300MHz harmonised spectrum across Europe 9.

    From an early stage, the European 2300MHz market will be able to leverage economies o scale rom global TDD consolidation,enabled by the ITU-R global allocation, and by the growing availability o spectrum, as well as the arrival o suitable end-userdevices.

    Spectrum Availability and Operator Rollouts Globally

    As will be described in more detail in the EU HARMONISATION section on p 6, ITU-R WRC-07 identied the 2300MHz band assuitable or IMT applications globally. Around 60 countries worldwide have either assigned the 2300MHz band to mobile operatorsto deliver broadband wireless access services or have announced their intention to do so within the next two years.

    Countries that have assigned 2300MHz spectrum to wireless broadband operators

    or that have expressed intention to do so in the next 1-3 years.

    5 GSA Evolution to LTE Report- June 2012 - http://www.gsacom.com/gsm_3g/ino_papers.php4.).6 Additional inormation available in June 2012 report rom Ovum LTE TDD goes main stream- http://www.itp.net/589543-lte-tdd-to-make-up-25-o-all-lte-by-2016.7 Not considering the 2GHz lower and upper TDD bands (19001920 MHz and 20102025 MHz) which are being discussed at European level; not considering the

    3GPP band 43 which will not be widely available in the short/medium term.8 In addition to the 3GPP Band 38: 2570-2620 MHz (TDD); 3GPP Band 42 3400-3600 MHz (TDD/FDD).9 DIGITALEUROPE Call For Timely Harmonization o the 1452-1492 MHz and 2300-2400 MHz bands to support delivery o the EU Radio Spectrum Policy Programme

    Objectives http://www.digitaleurope.org/Portals/0/Documents/TRPG/Spectrum/DIGITALEUROPE_Position_LBand_and_2300MHz_21-02-2012.pd.

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    Most operators own more than 20MHz in the 2300MHz band:

    2300MHz band assignments magnitude globally

    The ollowing diagram provides inormation on allocations and assignments among key 2300MHz markets.

    Global Magnitude of 2300MHz Band Assignments.

    Australia:

    In order to gain access to the 2300MHz spectrum, Australian operator Optus is soon expected to complete its acquisition o ano-ther Australian operator, Vividwireless. Once conrmed by local regulatory authorities, Optus will be able to rely on almost all the98MHz portion o spectrum in the Australian 2300MHz band.

    China:

    The 2300MHz band is allocated to the Ministry o Inormation Technology (IMT) in China. China Mobile owns 50MHz in the2300MHz band which can be used or indoor services at this time (the band is currently used by radiolocation services). China Mo-bile, having identied LTE-TDD technology as the long-term evolution o TD-SCDMA, is expected to increase investments in thenear uture. Additionally China Mobile is currently undertaking a large-scale LTE-TDD trial involving the 1900MHz, the 2300MHz

    and the 2600MHz TDD bands. Some 1000 eNBs have been rolled out in six cities in the rst phase (Proo o Concept, completed inSeptember 2011), 20,000 base stations and multimode user equipment tests are being perormed in the second phase (R&D tech-nical experiment and scaled trial) which will expand to nine cities and will end by December 2012. China Mobile plans to graduallyupgrade 200,000 TD-SCDMA base stations to LTE-TDD by 2013.

    India:

    In June 2010, each o six operators acquired one 20MHz license, with dierent geographic extensions 10, at a total cost o $US5.2billion. Reliance Industries is the only operator with pan-Indian coverage while Bharti Airtel was the rst operator to launch LTE-TDD commercial services in India in April 2012, starting with Mumbai, Delhi, Kolkata and Bangalore. Bharti Airtel has recentlysigned an agreement or the acquisition o Qualcomm APs BWA spectrum by 2014 11.

    10 Aircel (8 Circles), Augere (1 Circle), Bharti Airtel (4 Circles), Qualcomm & Bhart Airtel (4 important Circles: Delhi, Mumbai, Haryana and Kerala), Reliance Industries(all the 22 Circles, Tikona (5 Circles).

    11 http://www.qualcomm.com/media/releases/2012/05/24/bharti-and-qualcomm-announce-partnership-4g.

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    Saudi Arabia:

    STC 12 commercially launched its LTE-TDD service in September 2011. This is the biggest LTE-TDD 2300MHz network in the MiddleEast. By May 2012, STC had already upgraded 1500 base stations serving 38 cities and is targeting 65% population coverage byend-2012. In parallel, competitor Mobily has also launched its 2600MHz LTE-TDD network.

    Denmark:

    In May 2011, a public consultation document entitled A strategy to nd an extra 600MHz or broadband 13 by the Danish regu-lator NTIA proposed the availability o the 2300MHz spectrum band by 2015.

    Ireland:

    In October 2009 ComReg carried out a public consultation on Release o Spectrum in the 2300-2400MHz band14. In its April 2011consultation, Review o the Period 2008 2010 & Proposed Strategy or Managing the Radio Spectrum: 2011 201315 ComRegrecognised the great potential [o the 2300MHz band] to enhance competition and capacity or mobile broadband within Ire-land, once the ECC harmonisation work has been completed. According to the recently closed public consultation on its DratStrategy Statement 2012 201416, ComReg will develop a new consultation on a uture release o the 2.3GHz band which willalso include economic analysis o the type o competitive award, ees and license conditions.

    Sweden:

    PTS, the Swedish regulator, is considering the 2300MHz band in its roadmap or the release o more than 500MHz new spectrum

    in Sweden. PTS has been planning to release 2300MHz band or some time. Depending on market demand, spectrum could beauctioned starting rom 2013. A rst public consultation17 regarding planned radio use in the 2.3GHz band was held in Novem-ber 2010. A more recent consultation18 addressing technical issues related to the 2300MHz band (e.g. coexistence matters, bandplan, etc.) was closed in February 2012.

    UK:

    The 2300MHz band (2310-2390 MHz) is considered as a prioritised band or release in the spectrum strategy document19 issuedby the Department or Culture, Media and Sport in March 2011, which sets the target o releasing 500MHz below 5GHz rom thepublic sector by 2020.

    Devices Availability

    A total o 43 LTE-TDD-2300MHz compatible devices were commercially available in April 201220. Considerable economies o scalewill be reached by the end o 2012.

    Commercial availability of LTE devices (source: GSA).

    Multi-band, multi-mode LTE-TDD dongles and CPEs are commercially available rom all major chipset and device manuacturers,including the 2300MHz band (3GPP band 40), 2600-TDD (3GPP band 38), as well as the major LTE-FDD, UMTS and GSM bands.

    Smartphones and tablets with similar characteristics will be commercially available by the end o 2012. Huawei is condent thatsome outstanding technical issues, such as seamless handover between FDD and TDD requencies, will be addressed in the comingmonths and that terminals will allow global roaming as well as a single, seamless FDD and TDD ecosystem in the near uture.

    12 Major operator in the Middle East with 42.8% mobile market penetration and 99% fxed market penetration in Saudi Arabia.13 https://www.borger.dk/Lovgivning/Hoeringsportalen/Sider/Fakta.aspx?hpid=2146002605.14 http://www.comreg.ie/_fleupload/publications/ComReg0976s.pd.15 http://www.comreg.ie/_fleupload/publications/ComReg1128.pd.16 http://www.comreg.ie/_fleupload/publications/ComReg1237.pd.17 http://www.pts.se/en-gb/Documents/Consultations/200/Public-consultation-regarding-planned-radio-use-in-the-23-GHz-band/.18 http://www.pts.se/en-gb/Documents/Consultations/2012/1Consultation-regarding-planned-radio-use-in-the-23-GHz-band/.19 http://www.culture.gov.uk/images/publications/Spectrum_Release.pd.20 GSA Report Status o the LTE Ecosystem - April, 2012 - http://www.gsacom.com/gsm_3g/ino_papers.php4.

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    EU SPECTRUM HARMONISATION

    The Importance o EU Spectrum Harmonisation

    Harmonised spectrum is necessary to ensure sustainable public mobile broadband services and meet national policy goals. Spectrumharmonisation can ensure:

    Economiesofscaleforstandardisedproducts,

    Smoothercross-bordercoordination,

    Roamingcapabilitieswithintheregionwhereharmonisationisimplemented.

    More generally, regulatory certainty is key or the development o innovative and competitive services across Europe as it acilitatesthe development o a healthy and innovative ecosystem.

    Regarding the 2300MHz band, while the TDD requency arrangement has already been identied by 3GPP or band 40, European

    regulators still need to carry out some work on the requency arrangement, coexistence issues and cross-border coordination.

    3GPP

    The 2300MHz band is already specied as a 3GPP band or both TD-SCDMA and LTE-TDD since LTE Release 8 21.

    3GPP E-UTRA frequency bands - TS 36.104 v8.1.0 (2008-03).

    Intra-band Carrier Aggregation (CA) within the 2300MHz was already specied in 3GPP Rel. 10, while inter-band CA involving the2300MHz band has not been specied at this time.

    ITU-R

    ITU-R WRC-07 identied the 2300MHz band as suitable or the IMT amily o technologies in all three ITU-R regions while,according to ootnote 5.384A 22, this allocation does not preclude administrations rom permitting deployment o other radio-communication services within this band.

    ITU-R allocations in 2300-2400 MHz (WRC-07).

    The ITU-R recommends 23 the un-paired requency arrangements or implementation o IMT in the 2300MHz band.

    ITU-R preferred frequency arrangement (M. 1036-01 Annex 4).

    6

    21 3GPP TS 36.104 V8.1.0 (2008-03).22 The provision 5.384A o Radio Regulation states: The bands, or portions o the bands, 1710-1885MHz, 2300-2400MHz and 2500-2690MHz, are identifed or

    use by administrations wishing to implement IMT in accordance with Resolution 223 (Rev.WRC 07). This identifcation does not preclude the use o these bands by

    any application o the services to which they are allocated and does not establish priority in the Radio Regulations (WRC 07).23 Recommendation ITU-R M.1036.

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    Since 2010, important work has been carried out in CEPT to solve pending issues along a path towards ull harmonisation o the2300MHz band or the European market.

    ECC WG SE

    The ETSI Systems Reerence Document rom August 2010 prompted the ECC eorts (WG SE Project Team SE7) towards greatercompatibility o broadband wireless services, including mobile broadband, with existing services in the 2300MHz band and inadjacent bands.

    The ECC Report 172 Broadband Wireless Systems or 2300-2400MHz 28 was approved in March 2012 covering:

    CompatibilitybetweenBWSandexistingservices(in-bandandout-ofband),

    CompatibilitybetweenadjacentBWSoperators,

    Cross-bordercoordinationmeasures.

    For in-band compatibility, the Report reaches the conclusion that large separation distances will be required or BWS co-channeloperation with telemetry systems and unmanned aviation (UAV), and that such distances are not easible where BWS and theseapplications are co-located. Co-channel operation may be acilitated i simultaneous operation o BWS and telemetry/UAV can beavoided.

    In terms o adjacent band compatibility, the Report states that adjacent services may be protected with appropriate mitigationtechniques which may include requency separation, separation distance, additional ltering, and site engineering to protect exi-sting services and systems. A brie summary is provided in the diagram below.

    Summary of ECC Report 172 conclusions.

    SE7 is also developing appropriate measures to assist administrations in border coordination.

    28 http://www.erodocdb.dk/Docs/doc98/ofcial/pd/ECCREP172.PDF.

    8

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    ECC WG FM

    ECC WG FM has recently shared the results rom a questionnaire 29 to the European administrations in order to better assess currentnational utilisations and plans beore proceeding with the denition or the uture 2300MHz ramework.

    The questionnaire has received a lot o attention, the summary rom WG FM on the 40 responses received is reported below.

    Current utilisation: 27 countries currently use all or parts o the band or PMSE applications (PMSE includes SAP/SAB and ENG/OBas dened in ECC Report 002, the answers also include mention o cordless cameras, video links etc.). Other considerable usageamongst countries in this band (indicated or at least ve countries): amateur services, aeronautical telemetry (ERC REC 62-02),governmental use (incl. military), mobile applications (wireless access, IMT), xed links.

    Future plans: 17 countries stated their plan to allow use o all or part o the requency band by IMT, BWA, BWS, mobile applica-tions, or to introduce the concept o technology and service neutrality. While 12 countries stated that they have no plan to changecurrent utilisation (reerring to PMSE and other incumbent applications). One country stated that other applications such as mo-bile broadband could possibly be introduced on a geographically coordinated basis. Some additional countries (ve counted inaddition to the 17 mentioned beore) indicated that they might support an EC/ECC harmonisation measure or this band, withoutspeciying a preerred or planned radio application i this were carried out. Two countries mentioned MBANS under uture plansor this band.

    As a consequence o the interest shown by the majority o the administrations, Huawei welcomes the ECC WG FM decision tosetup a dedicated Project Team rom September 2012 to work on 2300MHz band harmonisation. The coexistence with the con-

    tinued operation o some incumbent users o the 2300MHz band will be specically addressed also with the exploitation o anappropriate regulatory ramework which could involve the Licensed Shared Access approach see the ACCELERATING SPECTRUMAVAILABILITY section on p10 or more details.

    Huawei encourages national regulators to dene in 2012 a clear schedule or the release o this requency band, as well as theadoption at the ECC level o appropriate deliverables to eventually harmonise the 2300MHz band or mobile broadband usage.Huawei encourages a Decision rom the European Unions Radio Spectrum Committee (RSC) to acilitate the harmonisation o thetechnical usage rights o this band throughout EU Member States during 2013.

    ACCELERATING SPECTRUM AVAILABILITY

    The Role o Traditional Auctions

    Huawei believes that the consolidated individual assignment o spectrum usage rights, as dened within the European RegulatoryFramework 30, should remain the preerred spectrum management approach or the longer term. Such assignment procedures canprovide ull guarantees to individual license holders o spectrum resources, thus acilitating the management o coexistence andenabling investment decisions in a ully predictable environment.

    It is expected that some countries will be able to carry out traditional auctions or the 2300MHz band when making these requen-cies available to mobile broadband operators. For example, current utilisation o this requency band in Sweden may allow thesetup o a traditional auction in the near uture.

    Nevertheless, it is now evident that the growing utilisation o the requencies below 6GHz may not always allow the ull availa-bility o a new requency band or LTE in the uture. In such cases it may be reasonable to employ more dynamic approaches tospectrum management.

    Harmonisation in any given requency band has so ar been combined with the rearming and the clearing o that band romlegacy services and users and the subsequent exclusive allocation o the band to another use e.g. mobile services/networks. Whenull clearing the spectrum is not possible the complementary Licensed Shared Access (LSA) regulatory approach may be an alter-native solution to access new requency bands including the 2300 MHz band.

    29 http://www.cept.org/ecc/tools-and-services/ecc-questionnaires/list-o-fnalised-questionnaires-2010-2011.30

    Directive 2002/20/EC on the Authorisation o Electronic Communications Networks and Services (Authorisation Directive) - March 2002; as amended by Directive2009/140/EC November 2009.

    9

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    Innovative Licensed Shared Access or the 2300MHz Band

    As previously described, both the ITU-R WRC-07 decisions and the European Common Allocation table identied the 2300MHzband as suitable or inclusion within the IMT amily o technologies, while not precluding administrations rom permitting de-

    ployment o other radio-communication services within this band.

    The 2300MHz range has been allocated to xed, mobile, radiolocation and amateur services (the rst two on a primary basis withthe second two on a secondary basis). In many cases, depending on national circumstances, these applications may not use theentire band in all locations or at all times. It is also understood that not all o the incumbent services (aeronautical telemetry, ENG/OB, xed links, wireless cameras, PPDR) will be re-armed to other requencies in the oreseeable uture: some o them in somemarkets will have to remain over the longer term.

    There is a need thereore to dene ways to allow smooth and permanent coexistence between mobile services and these incum-bent services. Many approaches may be adopted including the denition o separation distances or restricted sub-bands withmore stringent BEM requirements. The application o cognitive radio technologies within the context o individual licensing alsorepresents a viable option.

    Licensed Shared Access (LSA)

    Within the wider debate on the adoption o dynamic spectrum management techniques, the denition o the specic LSA appro-ach has gained interest at the European regulators level: the European Commission, the RSPG, the CEPT and ETSI have already

    started to address LSA.

    LSA was initially proposed by an industry consortium 31 in response to the RSPG consultation on Cognitive Radio Technologiesin January 2011. The rst denition o LSA was provided by the RSPG in its November 2011 Report on Collective Use o Spectrum(CUS) and Other Spectrum Sharing Approaches 32, It stated: An individual licensed regime of a limited number of licensees in afrequency band, already allocated to one or more incumbent users, for which the additional users are allowed to use the spectrum(or part of the spectrum) in accordance with sharing rules included in the rights of use of spectrum granted to the licensees, the-reby allowing all the licensees to provide a certain level of QoS.

    LSA could act as a regulatory enabler to make additional harmonised spectrum available or mobile broadband with predictableQoS guarantees. LSA may be capable o overcoming the time, resource and political constraints associated with band clearing,while at the same time, recognising the legitimate need or the long-term operations o incumbent users in certain bands.

    The LSA is a ramework to share spectrum between a limited numbers o users. Under this concept, the existing spectrum user(s)(the incumbent(s)) would share spectrum with one or several licensed LSA users (LSA licensee(s)) in accordance with a seto pre-dened conditions. These conditions may be static (e.g. specic exclusion zone or time allowed or operation) or moredynamic (e.g. geographic/time sharing, on-demand authorisation by LSA licensees or on-demand restrictions imposed by incum-bents). Dynamic implementation o LSA could take advantage o the recent advances in cognitive technology, allowing spectrumsharing on a requency-, location- and time-sharing basis. However, in the case o the incumbent(s) imposing restrictions, a systemor updating, maintaining and providing the access conditions would rst need to be established. A key eature o LSA is to ensurea predictable quality o service or all spectrum rights holders, network operators and or consumers.

    The Licensed Shared Access concept.

    31 http://rspg.groups.eu.int/consultations/consultation_cognitiv_2010/qualcomm_nokia_0114.pd.32

    http://rspg.ec.europa.eu/_documents/documents/meeting/rspg26/rspg11_392_report_CUS_other_approaches_fnal.pd.

    10

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    ECC WG FM work on the application o the LSA concept to the 2300MHz band

    Ater nalising its report on LSA (ASA at that time) 33 and based on the questionnaire 34 to the European administrations to betterassess current national utilisations and uture plans or the 2300MHz band, the WG FM has recently decided to set up a ProjectTeam that will work on the 2300MHz harmonisation, while also considering the adoption o the LSA concept to protect incumbent

    services. The exact Term o Reerences or this Project Team are now being discussed.ETSI work on the application o the LSA concept to the 2300MHz band

    Recent work in May 2012 rom ETSI Technical Committee on Recongurable Radio Systems (ETSI TC RRS) approved a new workitem: Mobile broadband services in the 2300-2400MHz requency band under Licensed Shared Access regime. This work item willdevelop a System Reerence Document or mobile broadband services in the 2300MHz band under an LSA regime. The objectiveo the work item is to enable access to this band or mobile broadband services in those CEPT countries where access to the bandis complex due to the incumbent uses. The system reerence document will outline:

    Expectedusagescenarios,

    Technicalcharacteristicsandparametersnecessarytodescribethespectrumneedsandperformancerequirementsforthede-ployment o mobile broadband services under the LSA regime, while meeting the constraints o mutual coexistence betweenmobile broadband services and incumbent users based on already existing/urther CEPT spectrum sharing and compatibilitystudies,

    Thehigh-levelfunctionsrequiredtomanage/complywiththerequirementsforthedeploymentofmobilebroadbandservi-

    ces under the LSA regime.

    This System Reerence Document is expected to be completed by February 2013, ETSI TC RRS is also expected to undertake urtherstandardisation work on LSA, such as system architecture, protocols and technical specications.

    33 http://www.cept.org/ecc/groups/ecc/wg-m/cg-crs.34

    http://www.cept.org/ecc/tools-and-services/ecc-questionnaires/list-o-fnalised-questionnaires-2010-2011.

    11

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    HUAWEI SOLUTION FOR THE 2300MHz BAND

    Huawei E2E Solution

    Huaweis end-to-end (E2E) capability includes all the network nodes as well the dierent types o end-user equipment. HuaweisE2E solution will gradually adopt technical solutions such as Beamorming, CoMP and eMBMS which can help exploit TDD andprovide higher spectral eciency.

    Exploiting TDD channel reciprocity or highest spectral eciency

    Thanks to uplink and downlink channel reciprocity (ensured by the act that the same portion o spectrum is used in both linkdirections), TDD technology has unique coordination abilities, such as Beamorming; a multi-antenna technique improving systemperormance by utilising channel-state inormation to achieve transmit-array gain. Many chipsets, such as the HiSilicon Balongseries, already support Beamorming. Results rom Huawei show that, across the 3GPP standard in Release 8~10, Single Layer,Dual-Layer and Multi-user Beamorming can generate cell throughput gain o 15%, 15% and 10% respectively. Adoption o

    Beamorming and Coordinated Multi-Points (CoMP) called Co-ordinated Beamorming (CBF) can urther enhance networkperormance because intererence is mitigated between inter-eNodeBs.

    Exploiting TDD uplink to downlink ratio fexibility

    TDDs fexible and congurable uplink to downlink ratio allows it to adapt to the va-riable uplink/downlink trac asymmetries (video downloads may represent a conside-rable share in the overall trac across a certain network leading to 1:4 to 1:6 uplink todownlink asymmetry).

    For Multimedia Broadcast Multicast Services, the UL/DL conguration fexibility canbetter ull these kinds o heavy downlink video applications to o-load trac andprovide creative triple play or quadruple play bundling services.

    The industry is now working on more LTE-A eatures such as Carrier Aggregation whichwas demonstrated to reach a single user throughput o up to 520Mbps 35.

    Huaweis approach to HetNet and Hotspots

    The considerable amount o available spectrum (up to 100MHz) allows 2300MHz to become an important capacity band or LTE.

    Even i multi-carrier Macro-sites will suce or most areas in a network, there might be pockets o dense trac or poor coveragewhich might require an additional layer o Small Cell coverage (micro-, pico-, emto-,).

    Huaweis HetNet to address hotspots and coverage holes.

    LTE TDD ability to supportasymmetric trafc.

    35 http://www.wireless-mag.com/News/20822/Huawei_showcases_4x4_MIMO_carrier_aggregation_solution_or_TDD-LTE_.aspx.

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    The Macro-layer will provide common coverage or most end user services while the Small Cell layer will provide precision coverageor coverage or holes and hotspots.

    Although localised coverage is not a new concept, the lack o mobility and resource coordination between Macro- and Small Celllayers may lead to signicantly lower gains rom the added Small Cell layer. Huaweis HetNet solutions allow coordination betwe-

    en the scalable Small Cell layer and the Macro-Cell layer enabling operators to increase the available capacity and optimise thespectrum utilisation.

    Huaweis HetNet solutions provide Macro- and Small Cell collaboration. This means dierent layers can share the same requen-cies36 to enable load sharing, coverage/service/speed/load handover collaboration between layers.

    Carrier Aggregation

    The Carrier Aggregation (CA) eature has been dened starting rom LTE-A 3GPP Rel.10 in order to allow wider than 20MHz chan-nels bandwidths through the aggregation o contiguous and non-contiguous component carriers rom the same band (intra-bandCA) or rom dierent bands (inter-band CA).

    Intra-band CA within the 2300MHz was already specied within 3GPP Rel. 10, while inter-band CA involving the 2300MHz bandhas not been specied at this time.

    The ollowing diagram shows two examples o CA involving the 2300MHz band. The aggregation o carriers rom the 2300MHzand the 2600MHz TDD bands seams particularly interesting also rom the 2600MHz band perspective where rather small portionso spectrum (i.e. smaller than 20MHz) have been assigned in some cases.

    Two examples of 2300MHz Carrier Aggregation for LTE Rel. 11 / 12.

    Huawei End-user Devices

    In September 2011, the E392-92 USB dongle rom Huawei became commercially available supporting: LTE-TDD: 2300/2600MHz;DC-HSPA+/UMTS: 900/2100MHz; GSM 850/900/1800/1900MHz.

    On November 2011, the rst LTE-TDD/WCDMA multi-mode Mobile WiFi device (E589u) was launched or: LTE-TDD: 2300/2600MHz;DC-HSPA+/UMTS: 900/2100MHz; WiFi.

    Beore the end o this year Huawei will launch its multi-band and multi-mode LTE-TDD smartphone as well as various other ver-sions o indoor and outdoor CPEs, dongles, MiFi, etc.

    Huawei 2300MHz band device portfolio (June 12).

    36 3GPP Release 8/9 Inter Cell Intererence Coordination eatures requires specifc enhancements in order to deal with cross-layer intererence control.

    B593s-82 Indoor CPE

    LTE-TDD: 2300/2600 MHz.

    B222s-40 Outdoor CPE

    LTE-TDD: 2300 MHz.

    E392-92 USB dongle

    LTE TDD: 2300/2600 MHz

    HSPA+UMTS: 900/2100 MHz

    GSM: 850/900/1800/1900 MHz.

    E589u MiFi device

    LTE TDD: 2300/2600 MHz

    HSPA+UMTS: 900/2100 MHz

    GSM: 850/900/1800/1900 MHz

    Multi-band, multi-mode

    smartphone.

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    Huawei LTE-TDD 2300MHz Rollouts

    Huawei has played a signicant role in the promotion o the LTE-TDD in the 2300MHz band globally: ten WiMAX contracts weresigned between Q4 2007 and Q4 2010, eleven LTE-TDD contracts have been signed more recently including our migration projects

    rom WiMAX to LTE-TDD.

    Among others, Bharti Airtel and STC commercial contracts have already translated into two major LTE-TDD commercial rollouts inIndia and Saudi Arabia respectively.

    Bharti Airtel - India

    Bharti Airtel was the rst operator to launch LTE-TDD commercial services in India in April 2012 starting rom the areas o Mum-bai, Delhi, Kolkata and Bangalore. About 1500 eNBs have been rolled out at this point while the target is to increase the numbero base stations to 20,000 in the next ve years. MIMO2x2, MIMO4x4 and Beamorming have been utilised, while specic ltershave been added to the RRUs to ensure smooth coexistence. The LTE 2300MHz solution has been consistently integrated with WiFiCarrier class solution. The E2E solution leveraged on Huawei multi-band and multi-mode CPEs and USB dongle devices (CPE: B593,USB: E392).

    STC - Saudi ArabiaSTC operator 37 commercially launched its LTE-TDD service in September 2011: the biggest LTE-TDD 2300MHz network in theMiddle East using 52MHz o spectrum. Already by May 2012, STC had upgraded 1500 base stations serving 38 cities and is targeting65% population coverage by end-2012

    STC sites are enabled with Huawei SingleRAN base stations which support GSM900, GSM1800, UMTS2100 and LTE2300 in the samecompact cabinet.

    LTE-TDD 2300MHz Large Scale Trials - China

    A large-scale LTE-TDD trial is taking place in cooperation with China Mobile and several other vendors involving both the 2300MHzand 2600MHz TDD bands, as well as the 1900MHz TD-SCDMA band. Some 1000 eNBs have been rolled out in six cities in the rstphase (proo o concept, completed in September 2011), 20,000 base stations and multimode user equipment tests are being per-ormed in the second phase (R&D technical experiment and scaled trial) which will expand to nine cities and will end by December2012. China Mobile plans to gradually upgrade 200,000 TD-SCDMA base stations to LTE-TDD by 2013.

    97Macrosites(2600MHz)+13Indoor(2300MHz)were rolled out in Shenzhen since July 2011.

    TheLargestTD-SCDMA/LTE-TDDdual-modenet-work in China,

    Duetolocalregulatoryconstraintsthe2300MHzband is utilised or indoor coverage only with theadoption o Huawei Distributed Antenna Systemsolution.

    500sitesupgradedandreadyforpre-commercia-lisation by May 2012.

    Sitedistance:300m~500m.

    Bandwidth:20MHz.

    Antennaconguration:8T8R.

    Shenzhen downtown. Hangzhou downtown.

    37 A major operator in the Middle East with 42.8% mobile market penetration and 99% fxed market penetration in Saudi Arabia.

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    Considerations or Spectrum Engineering Aspects

    In light o the upcoming ECC work or the harmonization o the 2300MHz band or Europe, Huawei is sharing eld experience andrelated general considerations on spectrum engineering.

    European preerred harmonized band plan and auctions design

    The European regulators working on the preerred harmonized band plan, the Least Restrictive Technical Conditions and on thesubsequent national auctions design will have the opportunity to benet rom extensive eld experiences rom other areas in theworld. The ollowing text provides some indications based on Huawei current eld experience:

    TDD-onlyshouldbeconsidered,withoutmixingofFDDandTDDduplexingmodes,

    5MHzchannelrastershouldbeadopted,

    Auctionsshouldtargetassignmentsofatleast20/30MHzlicensesatnationallevel(dependingonthespecicnationalcon-straints and competition environment) to guarantee optimal utilization by each o the winning bidders,

    Thenationalregulatorsauctionguidelinesshouldcontainwelldeedspectrumcapsdeningthemaximum(e.g.50MHz)and minimum (e.g.20MHz) amount o spectrum that can be acquired by one operator as a result o the auction process,

    Nation-widelicencespreferred.

    Preferred Band Plan proposal and auction design considerations.

    Intererence mitigation

    Several intererence cases may arise when rolling out an LTE-TDD network in the 2300MHz:

    Inter-operatorinterferencebetweentheLTE-TDDoperatorsusingadjacentchannels(withdifferentTDDuplink/downlinkratios) in the 2300MHz band,

    Intersysteminterferencewithotherserviceswithinthe2300MHzband,

    Intersysteminterferencewithotherservicesintheupperandloweradjacentbands.

    Various mitigations tools have been already implemented in existing rollouts in order to address each o the above intererencesituations:

    Mitigation option #1:

    AdoptionofthesameTDDuplinktodownlinkratioandsynchronisation(fortheinter-operatorinterferencecase)

    Mitigation option #2:

    A combination o the ollowing mitigation tools:

    Guardbandsand/orrestrictedblocks

    AdditionalnarrowbandltertobeappliedateNBtransmitter,

    Sitecoordinationbetweenoperators:inter-sitedistanceseparation(fornon-co-locatedsites)andantennaseparationdistan-ces (or co-located sites),

    ReductionoftheeNBoutputpower.

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    Interference mitigation tools.

    To ensure the required coexistences, the overall mitigation solution will consist in a trade-o o the above techniques. The regu-lation should be designed in such a way that operators / parties will still maintain the possibility to negotiate the most suitablespecic mitigation solution.

    Inter-operator intererence mitigation (intra-band, intra-system):

    The reciprocal alignment o operators synchronizations, when easible, is the most ecient solution as it does not require inter-operator guard bands leading to optimal spectrum utilization 38.

    Adjacent band intererence mitigation (inter-band, inter-system):

    Suitable mitigation solutions (including the introduction o a guard band / restricted block, separation distance, additional lte-ring, site engineering) can be dened to protect existing services and systems (space to earth services, telemetry, radio astronomy,deence systems, xed service, RLANs) in the neighbouring bands.

    In line with ECC Report 172 conclusions, a 10 MHz guard band should be reserved to guarantee smooth coexistence with RLANservices in the neighbouring band above (2400-2483.5 MHz). Huawei has already rolled out commercial networks integrating LTE2300 and WiFi, several scenarios have been addressed successully including the Huawei TDFI solution where the LTE-TDD 2300device receives the LTE-TDD signals rom the Macro LTE-TDD network and then relays then towards the end users using WiFi. Va-rious other mechanisms can signicantly contribute to the overall solution including the possibility or WiFi, i experiencing highintererence, to switch to a channel away rom the most interered channel, LTE-TDD 2300MHz + WiFi device may close its LTEsession and re-establish its data session on WiFi, LTE-TDD + LTE-FDD + UMTS multi mode devices may perorm an handover to LTE-

    FDD (or UMTS) to urther mitigate intererence.

    In-band, inter-system intererence mitigation:

    ECC Report 172 reaches the conclusions: the simultaneous operation in a co-channel and co-location conguration o BWS andsystems other than Telemetry systems / UAV is easible with manageable constraints. Simultaneous operation o the BWS in a co-channel conguration with Telemetry Systems / UAV is easible only with large separation distances. These separation distancesare not easible in situations where BWS and Telemetry systems/UAV are co-located. Co-channel operation may be acilitated isimultaneous operation o BWS and telemetry / UAV can be avoided. In Huawei opinion, the Licensed Shared Access rameworkmight represent to address the most challenging co-channel coexistence scenarios.

    The eNB emission mask

    Transmit power should be kept suciently high to allow economically sustainable rollouts, the ollowing gures provide the ap-propriate trade o according to Huawei:

    EIRPlimitout-of-band0-5MHz: 4dBm/MHzEIRPlimitout-of-band5-10MHz: -20dBm/MHzEIRPlimitout-of-band>10MHz: -35dBm/MHzEIRPlimitinWiFiband: -55dBm/MHz

    The values above are valid or the recommended case o common synchronization between LTE-TDD operators, dierent limitswill be required in the alternative case.

    38 By synchronizing to a common time reerence and using the same subrame confguration, dierent LTE-TDD operators operating in the same geographical area in neighboring requencies

    can coexist with each other without guard bands. Existing synchronization methods (GNSS, IEEE 1588v2, air-interace synchronization etc.) can provide suitable perormance in bothoutdoor and indoor deployment scenarios.

    eNB emission limits.

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    ANNEX

    The Radio Spectrum Policy Programme targets, amongst other important matters, 1200MHz o spectrum which is available or mobile bro-adband rom 2015 (in total). Huawei greatly welcomes this initiative as Europe needs common policy and common objectives or spectrumharmonisation and planning in the longer term.

    Having analysed the dierent options, the table below provides a summary o the bands that Huawei considers should be frst addressed.The table shows the important contribution that the 2300MHz band can bring.

    New MBB bands for the medium term.

    ACKNOWLEDGEMENTS

    Huawei is grateul to the important work o the Global Suppliers Association, providing reliable and up-to-date inormation on the deve-lopment o the LTE market. The GSA Evolution to LTE Report rom June 2012 and the GSA Report Status o the LTE Ecosystem romApril 2012 have been used as input to some parts o this paper.

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    Glossary

    3GPP 3rd Generation Partner ProjectACIR Adjacent Channel Intererence Ratio

    ACLR Adjacent Channel Leakage Ratio

    ACS Adjacent Channel Selectivity

    AFH Adaptive Frequency Hopping

    ANR Automatic Neighbour Relation

    AP Access Point

    APAC Asia Pacifc

    APT ASIA-PACIFIC TELECOMMUNITY

    AWF APT Wireless Forum

    AWG APT Wireless Group

    AS Amateur Service

    BBU Baseband Processing Unit

    BEM Block Edge Mask

    BS Base Station

    BW Bandwidth

    BWA Broadband Wireless Access

    BWS Broadband Wireless System

    CAPEX Capital Expenditure

    CDMA Code Division Multiple Access

    CEPT European Conerence o Postal and Telecommunications Administrations

    CoMP Coordinated Multi-Point

    CPE Customer Premises Equipment

    CR Cognitive Radio

    CRS Cognitive Radio System

    DEC Decision

    DL Downlink

    DRS Data Relay Service

    EC European Commission

    ECA European Common Allocation

    ECC Electronic Communications Committee

    ECS Electronic Communications Services

    EESS Earth Exploration Satellite Service

    EIRP Eective Isotropic Radiated Power

    eMBMS evolved Multimedia Broadcast Multicast Services

    ENG/OB Electronic News Gathering and Outside Broadcasting

    ERC European Radio Committee

    ETSI European Telecommunications Standards Institute

    EU European Union

    eUTRA Evolved Universal Terrestrial Radio Access

    FCC Federal Communications Commission

    FDD Frequency Division Duplex

    FWA Fixed Wireless Access

    Gbps Gigabit per secondGSA Global Suppliers Association

    GSM Global System or Mobile communications

    HetNet Heterogeneous Network

    HSPA High Speed Packet Access (HSDPA with HSUPA)

    ICIC Inter-Cell Intererence Coordination

    IMT International Mobile Telephony

    ISM Industrial Scientifc Medical

    ITU International Telecommunication Union

    ITU-R International Telecomm. Union Radiocomm. Sector

    Kbps Kilobits per second

    LTE-A LTE Advanced

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    MBB Mobile BroadbandMbps Megabit per second

    MCL Minimum Coupling Loss

    MFCN Mobile/Fixed Communications Networks

    MIMO Multiple Input / Multiple Output

    MLB Mobility Load Balancing

    MMDS Multichannel Multipoint Distribution Service(s).

    ms millisecond

    MSR Multi Standard Radio

    MSS Mobile Satellite Services

    N/A Not Applicable

    N/A Not Available

    NTIA National Telecomm. Industry Administration

    OOB Out O Band

    OoS Quality o Service

    LTE Long Term Evolution

    LTE-A LTE Advanced

    OPEX Operating Expenses

    OSS Operational Support System

    PMR Private Mobile radio

    RAN Radio Access Network

    RAS Radio Astronomy Service

    REC Recommendation

    Rel.X Release 99, Release 5, etc. o 3GPP Standards

    RF Radio Frequency

    RR Radio Regulation

    RRU Remote Radio Unit

    RSPG Radio Spectrum Policy Group

    RSPP Radio Spectrum Policy Programme

    RX Receiver

    SAP/SAB Services Ancillary to Programme making/Services Ancillary to Broadcasting

    SDR Sotware Defned Radio

    SON Sel-Organising Network

    SR Space Research

    SRD Short Range Device

    SRS Space Radio Services

    TCO Total Cost o Ownership

    TDD Time Division Duplex

    TLM Telemetry

    TS Terminal Station

    TVWS TV White Spaces

    TX Transmitter

    UAS Unmanned Aircrat System

    UAV Unmanned Aerial VehicleUE User Equipment

    UHF Ultra High Frequency

    UL Uplink

    UMTS Universal Mobile Telecommunications System

    UTRAN UMTS Terrestrial Radio Access Network

    VHF Very High Frequency

    VoIP Voice over IP

    WiMAX Worldwide interoperability or Microwave Access

    WP5D Working Party 5D

    WRC World Radio Conerence

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    Notes

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    Notes

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