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Lit Review: Recruiting and Selection of Effective Leaders
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Running head: EMPLOYING EFFECTIVE LEADERS
Literature Review
Recruitment and Selection of Effective Leaders: Getting the Right Ones on the bus
Priscilla D. Johnson
Prairie View A&M University
Dr. Pamela T. Barber-Freeman
November 17, 2011
Author Note
Priscilla D. Johnson, Department of Educational Leadership and Counseling,
Prairie View A&M University.
Correspondence concerning this literature review should be addressed to Priscilla
D. Johnson, Department of Educational Leadership and Counseling, Prairie View A&M
University, Campus Box 519 MailStop 2420, Prairie View, Texas 77446. E-mail:
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EMPLOYING EFFECTIVE LEADERS
Abstract
Hiring effective leaders begins with having a recruiting and selection process that is
sustainable and unyielding. This structure is vital to the success of schools. Student
achievement is highly likely to be effected by a leader’s performance. The review of
related literature in this work reveals similarities in historical and traditional processes
concerning effective hiring. The historical perspective presented in this work allows one
to understand the moral dilemma that created a need for educational programs. This work
is guided by three theories: objective theory of job choice, subjective theory of job choice,
and work itself theory of job choice. Embedded in this literature, these theories remind
hiring administrators and Human Resource leaders why people chose certain positions. In
addition, the researcher presents current models used for recruiting and selection of
leaders. The need for effective leaders is overflowing. The researcher considers issues in
education such as hiring minorities and women and current issues faced by students and
administrators.
Keywords: recruiting, selecting, principals, schools, Human Resources, students
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EMPLOYING EFFECTIVE LEADERS
Literature Review
How a leader enters the educational setting is just as important as their
performance. The goal of both Human Resources (HR) and the school district is to hire
candidates who will effectively flourish as the leader. In a school setting, educators and
administrative staff can both be leaders. For these reasons, the researcher chose to make
this research relevant to the recruitment and selection of both groups. The review of
related literature discusses hiring from a historical perspective and current practices, the
importance of hiring, and need for recruiting and selecting effective leaders in our
schools. This is an incredible feat that requires structure and a strong sense of
commitment. Collins work could help describe this process as “Getting the right people
on the bus, the wrong people off the bus, and the right people off the bus, and the right
people in the right seats…” (2001, p. 184).
Historical Perspective: Function of Human Resources in Schools
“The gap between education’s promise and its achievement is a concern for both
citizens and educators. When the causes of the discrepancies between educational ideals
and actualities are examined, the personnel factor appears to be contributory” (Castetter,
1962, p. 17). During the1960’s the face and demand of education continued to evolve.
Socially, the world began to change as well as the purpose of education. Prior to this
period, America’s culture values transformed. According to Spindler (as cited in
Castetter, 1962), people moved from Puritan morals, of self-renunciation to becoming
more outgoing and involved in the lives of others. Events in life became less focused on
individualism to concern for others. Moral codes and what the group thought were right
became important. People became less and less focused on the future and began to relish
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EMPLOYING EFFECTIVE LEADERS
their current state of living. Group conformity and collectivity emerged as a way to bring
synchronization. These cultural changes led to an increase in the order of education.
During the 1960’s, education encountered many problems including
should the school attempt to open “closed areas of culture” (economics, race and
minority-group relations, social class, sex, courtship, marriage religion and
morality, nationalism and patriotism) for study;
can the recruitment and selection process be designed to identify value patterns of
personnel which will have negative impact on children and youth (Castetter,
1962, p. 9).
Castetter believed, “The extent to which these and other educational issues of equal
significance can be solved satisfactorily depends on the availability of personnel capable
of rendering a high level of educational services” (Castetter, p. 17).
Guiding Theories
Three theories guide this review of literature. The objective theory of job choice,
created by Behling, Labovitz, and Gainer in 1968 proclaims that individuals are
motivated to apply for a job based on the economic opportunities. The subjective theory
of job choice explains how applicants have psychological needs the position could fulfill.
The work itself theory of job choice shows us how applicants place importance on the job
tasks, expectations, and other factors (Young, 2008). Figure one depicts these theories in
a conceptual way. This brings us to the importance of recruiting and selecting effective
leaders for our schools.
Figure 1
Conceptual Framework: Three Guiding Theories
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EMPLOYING EFFECTIVE LEADERS
Recruitment and Selection
Recruitment
Recruiting effective leaders is a necessary process in all schools. Demanding
testing standards, changing demographics of students, and each school’s altering
characteristics leads us to the need to recruit more educators and administrators (Young,
2008). According to Young, recruiting educators and administrators, should be completed
before the actual need occurs (succession planning). Young also establishes two goals for
recruitment. The first goal is to fill empty positions through a search for qualified
candidates. The next goal is to persuade, inspire, and give the candidates a reason to work
for your particular school district. Both goals are part of a strategic approach to human
resource management. According to Castetter
It is not difficult to realize that the investment made in every school employee is considerable; that the success of the local school system depends upon a continuous flow of qualified personnel; that future educational leadership is related to present recruitment policies; that the potential for waste of every kind is enormous if recruitment programs are ineffective; and that solutions to today’s recruitment problems do not possess unchanging validity (1962, p. 172).
Why Choose to Lead?
Recruitment & Selection of
Effective Leaders
Objective theory of
job choice
Subjective theory of
job choice Work itself theory of
job choice
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EMPLOYING EFFECTIVE LEADERS
Castetter’s historical perspective on recruitment shined rays on the significance of
effective management of HR recruiting utilized to hire effective leaders. He believed the
HR director or manager should provide the HR team with data and suggestions for
recruiting leaders. In addition, throughout their leadership, HR professionals should
implement strategic studies regarding the need for additional hiring; with info from all
stakeholders, build a repertoire of standards for all positions; creatively recruit;
collaborate with educational institutions and organizations to prepare future candidates;
maintain a satisfying work environment; and use various technologies to communicate
recruiting needs. Casetter’s work emphasis that some schools large in size, with enough
resources benefit from having an assistant superintendent of HR. Casetter believed “The
more today’s superintendent of schools considers the educational problems which he is
expected to solve, the more clearly he see that his organization cannot function
successfully unless it is fully and competently staffed” (1962, p. 174). Historically,
recruiting educators and other staff was based on
enrollment trends;
staffing standards;
turnover rates;
staffing costs;
future staffing utilization (Casetter, 1962, p. 174).
Today, Young (2008), emphasis how effective recruiting for schools is still necessary to
the educational process. Education is a revolving door, where vacant positions (or even
filled ones) are waiting to be occupied by effective leaders. Interestingly, Gajda and
Militello (2008) conducted a study to find more about principal shortage in
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EMPLOYING EFFECTIVE LEADERS
Massachusetts. Their study was conducted online, with a sample of 523 principal
participants. The researcher’s found that 4,414 individuals were licensed as a principal in
the state, with only 2,377 positions requiring a license. Findings from this research
showed that 63% of respondents planned on leaving the profession within five years.
Nearly 35% of respondents said they would leave because of stress, low salary, and job
complexity. Findings also suggested that some principals are underemployed, while some
who are licensed do not chose to work in the profession. “As an operational task within
the human resources process, recruitment is not an easy administrative endeavor for
school districts” (Young, 2008, p. 91). Young caste shadows on how recruitment has
become an overlooked process, not being utilized appropriately, and often seen as
needless. He brings to surface, how recruitment is a vital operational service, led by
organizational mission, goals, and aspirations. In addition, recruitment of effective
leaders involves designing effective policies and procedures aligned, with state and
federal standards. “By law, all public school districts must follow mandated public
employment legislation in the recruitment and selection of employees and should develop
well-formalized policies reflecting their intentions” (Young, 2008, p. 95). Some of the
major legislations guiding recruiting today are Title VII of the Civil Rights Act (1964);
Age Discrimination in Employment Act (1967); Section 504 of the Rehabilitation (1973);
and the Americans with Disabilities Act (1990) (Young, 2008).
To recruit and select effective leaders, positions must first be outlined. According
to Young (2008), a position is “…a collection of tasks constituting the total work
assignment of a single employee” (p. 106). A job analysis describes a position’s
requirements and duties. This is necessary for both compensation and appraisal purposes.
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EMPLOYING EFFECTIVE LEADERS
A well-completed job analysis forms a physical document called a job description. These
steps make it possible to recruit effective leaders. According to Young, there are several
avenues to recruiting both certified and classified employees. Figure two in the
appendices shows these different avenues (2008).
The external labor market is utilized to recruit employees who are not currently
employed with the school district. Young (2008) proclaims that three recruitment
processes are part of all successful HR undertakings. Communication should be
established between the district and its applicants; establish a budget for recruitment
activities; and monitor the recruiting process continuously (2008). In Gutmore, Strobert,
and Gutmore’s 2009 study, they describe a grow your own leader program between
Newark Public School and a local university. The program was introduced in 2003.
Aspiring teachers desiring leadership positions had the opportunity to gain a Master’s
degree and their principal certification. This program was completed through online,
weekend, and a 600-hour internship. Each participant has a faculty mentor and gains
hands-on-experience in a job-embedded fashion. At the program’s end, 25 people
graduated and 16 were received a principal or assistant principal position at a Newark
public school. The assistant superintendent of Newark public schools was asked to rate
the program and graduates’ performance. The assistant superintendent believed all new
administrators were well prepared and did not require much guidance. This study found it
easier to select qualified assistant principals and principals. This now brings us to the
discussion of selection.
Selection
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EMPLOYING EFFECTIVE LEADERS
Selecting employees is a necessary incurred hiring cost for schools. Rebore
(2001), suggests that hiring a new employee could cost about $1,000 and $25, 000 for a
superintendent. The selection process aims its arrow to “to hire individuals who will be
successful on the job” (Rebore, 2001, p. 114). There are ten major steps in the selection
process as identified by Rebore (2001), they include
1. write the job description (Young (2008), emphasized this in recruitment step);
2. establish selection criteria;
3. write the vacancy announcement and advertise the position;
4. receive applicants;
5. select the candidates to be interviewed;
6. interview candidates;
7. check references and credentials;
8. select the best candidate;
9. implement the job offer and acceptance;
10. notify unsuccessful candidates (2001, p. 115).
According to Young (2008), “The main purpose of employee selection is to fill vacant
positions in a public school district” (p. 129). Selecting employees is a longstanding
problem for education. The community, taxpayers, and students bear the cost of selection
errors. “…Many traditional selection systems used by public school districts to select
employees have ignored these concerns, and this oversight has dampening effect for the
selection of new employees from a strategic planning perspective” (Young, 2008, p. 131).
Just as school districts have specific needs, applicants also have desires motivating them
to apply; these characteristics should not be ignored. Young’s (2008) work revealed that
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EMPLOYING EFFECTIVE LEADERS
individuals are motivated differently, depending on this position they desire,
complementing the subjective theory of job choice theory guiding this study.
Before selecting a candidate, there are characteristics to look for among those
wishing to occupy the leadership position. An applicant’s motive must not be ignored
during the selection process (Young, 2008). SEDL, which is not currently used as an
acronym, describes six characteristics that are found in effective leaders. These
characteristics include being a visionary, believing schools are for learning, valuing
human resources, communicating and listening effectively, being proactive, and taking
risks (2011, p. 1). These characteristics also describe individuals who have the ability to
positively change schools. “The central theme of the research is that those who find
themselves supervising people in an organization should be both good managers and
good leaders” (SEDL, 2011, para. 9). Sorenson and Goldsmith offer a model for
principals and other administrators to use when selecting educators and administrative
leaders. It is referred to as the Selection Criteria for the School Setting and can be seen in
figure three below. “These criteria are typically associated with a candidate’s academic
background, personal, characteristics, and relevant experiences in the field of education”
(2009, p. 112).
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EMPLOYING EFFECTIVE LEADERS
Figure 3: Selection Criteria Relative to the School Setting
Issues in Education: The Need for Effective Leaders
School districts, universities, and colleges educate diverse groups of individuals,
yet teaching faculty still underrepresents women and minority educators. According to
Blount, “Only in desperate situations, do school boards seem willing to hire women or
persons of color for superintendencies” (1998, p. 150). STEM education areas include
science, technology, engineering, and mathematics, where there is a lack of women and
minority educators employed (Bilimoria and Buch, 2010). According to Valian (as cited
in Bilimoria and Buch, 2010) “If…we can change the faculty search process in ways that
encourage more diverse applicant pools and ensure that all applicants are evaluated fairy,
more women should make it to the short list and be invited to campus” (2010, p. 28).
There are ways educational institutions can recruit more women and minority applicants.
Bilimoria and Buch studied this process. Their work describes how business
organizations usually grow their own talent, unlike educational institutions. In six years,
they studied the hiring process at two universities. Their findings were applicable to
Selection Criteria for the School
Setting
1-Organizational
Goals
2-Position Design
3-Positon Performance
Measurements
4-Position Skills and
Performance Success
5-Selection Instruments
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EMPLOYING EFFECTIVE LEADERS
hiring leaders for school districts. According to Turner (as cited in Bilimoria and Buch,
2010) “Historically, institutions have not provided training to faculty on how to conduct
effective searches, especially those likely to yield diverse pools and outcomes.” Findings
from Bilimoria and Buch’s study found that effective recruitment and selection involves
training interviewers about the importance of the organizations mission and goals as it
links to hiring diverse faculty. Interviewers in the study were also trained to identify and
control their own biases and are given tools and resources from HR on how to identify
proper candidates (2010). According to Davis, Darling-Hammond, LaPointe, and
Meyerson (2005), selecting effective leaders requires the selector to identify specific
characteristics in applicants. The leaders move students to arching levels of success by
developing teaching staff and creating processes that enhances effective learning
environments. Specifically, effective principals are skilled at
developing a deep understanding of how to support teachers;
managing the curriculum in ways that promote student learning;
developing the ability to transform schools into more effective organizations that
foster powerful teaching and learning for all students (2005, p. 5).
These principals must be skilled at tackling pressing problems. For example, since the
9/11 events in the United States, many Muslim and other immigrant students continue to
face discrimination in America’s schools. This discrimination comes in the form of
verbal slurs, avoidance, violence, and murder (Tindongan, 2011). Another pressing
problem strangling the effectiveness of principals is bullying in schools. “Bullying is
often defined as unprovoked aggressive behavior repeatedly carried out against victims
who are unable to defend themselves, according to Smith, Ananiadou, & Cowie and
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EMPLOYING EFFECTIVE LEADERS
Whitted and Dupper, as (as cited in Good, McIntosh, and Gietz, 2011, para. 1). Students
being bullied are often from a marginalized group, with a physical drawback, or live with
a disability. School campaigns against bullying are often presented after longstanding
events of abuse have occurred, rather than preventing these events. Another rising
problem for school leaders is sexting. Ostrager describes this a sending nude or almost
nude pictures of oneself to another person via mobile communication device, usually
though a cell phone. Students caught sexting could be suspended, arrested, or charged
with handling child pornography (2011). “Texas is among the thirty-two states that
specifically require sex offender registration for juvenile offenders. However, the
offender is entitled to a hearing to determine whether the interests of the public require
registration” (Ostrager, 2011, p. 716). These are only few problems faced by leaders.
Reflecting back on the conceptual model guiding this study, interviewers Young (2008)
suggests that interviewers really understand why one wishes to serve as a leader. These
issues in education makes it important to know before a hiring decision is made if a
candidate has the skills, knowledge, and motivation to be effective leaders.
In the recruiting and selection process leaders have the opportunity to improve
education programs, according to Webb and Norton (as cited in Sorenson and Goldsmith,
2009). This review of related literature revealed how historical HR recruiting and
selection processes are similar. Both aim to hire educators who will plant seeds of
knowledge in each student. This review also expounds on the need for schools to
implement creative recruiting strategies, which should reach the most qualified
candidates. Often, recruiting strategies utilized by schools fail to take advantage of
technologically advanced possibilities. A current practice working for business-like
13
EMPLOYING EFFECTIVE LEADERS
organizations is a grow your own leader approach. If implemented effectively by schools,
this approach has the ability to reduce hiring cots and gives the candidate an opportunity
to lead in a familiar setting. Selecting leaders is crucial part of the HR process. “In fact, a
well-planned and carefully executed screening and selection process can breathe new life
into a school where ineffective visioning and planning, low morale, and teacher
absenteeism, low test scores and overall tedium are the norm” (Sorenson and Goldsmith,
2009, p. 107).
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EMPLOYING EFFECTIVE LEADERS
Appendices
Figure 2Avenues for Recruiting from External Labor Market
External Labor Market
Certified Employees
College/Universities
Professional Associates
Job Fairs
Electronic Databases
Web Pages
Walk-ins
Classified Employees
Employment Agency
Volcational Schools
Community Colleges
Local Press
Employee Referrals
Walk-ins
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EMPLOYING EFFECTIVE LEADERS
References
Bilimoria, D., & Buch, K. K. (2010). The search is on: Engendering faculty diversity
through more effective search and recruitment. Change, 42(4), 27-32.
Blount, J., M. (1998). Destined to rule the schools: Women and the superintendency
1873-1995. Albany, NY: State University of New York Press.
Castetter, W. B. (1962). Administering the school personnel program. Ontario, Canada:
The Macmillian Company.
Collins, J. (2001). Good to great. New York, NY: HarperCollins.
Davis, S., Darling-Hammond, L., LaPointe, M., and Meyerson, D. (2005). School
leadership study: Developing successful principals. (Review of Research).
Retrieved from The School Redesign Network (SRN): Stanford University
Website: http://www.srnleads.org/data/pdfs/sls/sls_rr.pdf
Gajda, R. and Militello. (2008). Recruiting and Retaining School Principals: What we can
learn from practicing administrators. E-Journal of AASA Journal of Scholarship
and Practice, 5(2), 33-39. Retrieved from http://www.aasa.org/jsp.aspx
Gutmore, D., Strobert, B., & Gutmore, G., F. (2009). Meeting the needs: A best practice
grow your own school leader program. E-Journal of AASA Journal of
Scholarship and Practice, 6(1), 33-39. Retrieved from
http://www.aasa.org/jsp.aspx
Good, C. P., McIntosh, K., & Gietz, C. (2011). Integrating bullying prevention into
schoolwide positive behavior support. Teaching Exceptional Children, 44(1), 48-
56.
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EMPLOYING EFFECTIVE LEADERS
Ostrager, B. (2010). SMS. OMG! LOL! TTYL: Translating the law to accommodate
today's teens and the evolution from texting to sexting. Family Court Review,
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Rebore, R. W. (2001). Human resources administration in education: A management
approach (6th ed.). Needham Heights, MA: Allyn & Bacon.
SEDL. (2011). Leadership characteristics that facilitate school change. Retrieved from
the SEDL Website: http://www.sedl.org/change/leadership/character.html
Sorenson, R., D. & Goldsmith, L., M. (2009). The principal’s guide to managing school
personnel. Thousand Oaks, CA: Corwin Press
Tindongan, C. (2011). Negotiating Muslim youth identity in a post-9/11 world. High
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