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Company Confidential © 2014 Eli Lilly and Company
Linking Dissolution to Product Quality: A Case Study
Involving a Novel Cross-Linked Enzyme Therapy
Evan M. Hetrick, David C. Sperry, Hung K. Nguyen, and Mark A. Strege
Lilly Research Laboratories
Eli Lilly and Company
FDA/PQRI Conference on Evolving Product Quality
September 16th, 2014
Background: Cystic Fibrosis (CF)
• Genetic disease affecting respiratory and digestive
system
• 30,000 cases in the United States
• 70,000 cases worldwide
• Defective gene in CF patients can lead to:
• Lung infections
• Insufficient production of digestive enzymes
by the pancreas
• Treatment: pancreatic enzyme replacement therapy
(PERT)
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 2
Cystic Fibrosis Foundation; http://www.cff.org
Background: PERTs
• Pancreatic Enzyme Replacement Therapy:
• Porcine-derived enzymes taken by CF patients to
improve digestion
• PERTs typically contain:
• Lipase – fats
• Amylase – carbohydrates
• Protease – protein
• While amylase and protease are important, principal
component is lipase
• Several commercially-available options exist
• Delayed-release pancrelipase
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 3
United States Pharmacopeia official monograph for Pancrelipase
Delayed-release Pancrelipase
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 4
• Pancrelipase
formulations are
typically capsules
containing enteric
coated beads to
confer delayed-
release
• Not intended to
be absorbed:
acts on
substrates in
the gut
Esophagus
Stomach
Pylorus
Duodenum
Jejunum
Ileum
Colon Small Intestine
pH 1–3 / 3–7
pH 4–6
pH 6–7
pH 7–7.5
1
2 3
Background: Liprotamase
• Three discretely produced, microbially-derived enzymes produced by
classical fermentation, purified into stable drug substances and dry-blended
with common excipients and filled into a single Size 2 capsule.
• Amylase, protease, lipase
• Classical fermentation, not porcine-derived
• Well-characterized
• Formulated to deliver specific, controlled potency over the shelf-life of the
product
• Not modified release
• Not absorbed; works on substrates in the gut
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 5
• Amylase
• Amorphous spray-dried drug substance
• Readily soluble at gastric pH
• Protease
• Crystalline drug substance
• Readily soluble at gastric pH
Lipase-CLEC
• Lipase is formulated and delivered as a cross-linked enzyme
complex (CLEC)
• Enzyme crosslinking has applications to chemical synthesis,
biosensors, pharmaceuticals, and food processing
• Performed to modulate solubility of lipase to confer stability as it
passes through the stomach
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 6
• Lipase-CLEC is essentially
insoluble at pH values less than 4.5
• Crosslinking performed with
bis(sulfosuccinimidyl) suberate
(BS3) at primary amines of lysine
residues and the N-terminus of
each polypeptide
DeSantis, G.; Jones, J.B. Curr. Opin. Biotechnol. 1999, 10, 324-330.
Margolin, A.L. Trends Biotechnol. 1996, 14, 223-230.
Lee, T.S.; Vaghjiani, J.D.; Lye, G.J.; Turner, M.K. Enzyme Microb. Technol. 2000, 26, 582-592.
Quiocho, F.A.; Richards, F.M. Proc. Natl. Acad. Sci. U.S.A. 1964, 52, 833-839.
Hetrick, E.M.; Sperry, D.C.; Nguyen, H.; Strege, M.A. Mol. Pharmaceutics 2014, 11, 1189-1200.
Lipase-CLEC
• Lipase is formulated and delivered as a cross-linked enzyme
complex (CLEC)
• Enzyme crosslinking has applications to chemical synthesis,
biosensors, pharmaceuticals, and food processing
• Performed to modulate solubility of lipase to confer stability as it
passes through the stomach
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 7
• Lipase-CLEC is essentially
insoluble at pH values less than 4.5
• Crosslinking performed with
bis(sulfosuccinimidyl) suberate
(BS3) at primary amines of lysine
residues and the N-terminus of
each polypeptide
DeSantis, G.; Jones, J.B. Curr. Opin. Biotechnol. 1999, 10, 324-330.
Margolin, A.L. Trends Biotechnol. 1996, 14, 223-230.
Lee, T.S.; Vaghjiani, J.D.; Lye, G.J.; Turner, M.K. Enzyme Microb. Technol. 2000, 26, 582-592.
Quiocho, F.A.; Richards, F.M. Proc. Natl. Acad. Sci. U.S.A. 1964, 52, 833-839.
Hetrick, E.M.; Sperry, D.C.; Nguyen, H.; Strege, M.A. Mol. Pharmaceutics 2014, 11, 1189-1200.
Enzyme Crosslinking
• For Liprotamase drug product, release of Lipase-CLEC, and other
active ingredients, is a critical quality attribute (CQA)
• Release of Lipase-CLEC is more complex than release of amylase
or protease due to intentional cross-linking and pH dependence of
solubility
• Study goal: thoroughly characterize the impact of the degree of cross-linking on the
release of Lipase-CLEC from the drug product
• Challenges:
• Generating “variably-crosslinked” Lipase-CLEC
• Methods for characterizing degree of crosslinking
• Relevant pH values for patient population
• Methods for characterizing rate of release
• Endpoint: enzyme amount vs. enzyme activity
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 8
Degree of Crosslinking (DoC)
• “Variably crosslinked” Lipase-CLEC was generated by altering the
BS3:lipase molar ratio during the crosslinking reaction
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 9
Sample BS3:Lipase Molar Ratio
A 2.0
B 3.0
C 4.0
D 6.6
Nominal cross-linking conditions (B)
• Specific enzyme activity is a
function of degree of crosslinking –
these samples remained within the
established activity specifications
(NLT 900 U/mg and NMT 3600
U/mg)
• Relevant range to study
Degree of Crosslinking
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 10
• Degree of crosslinking was
characterized by:
• Enzyme activity
• Solubility
• CE-SDS-PAGE
• Size exclusion chromatography
Incre
asin
g c
rosslin
kin
g
Lipase
monomer
standard
Linking Dissolution to Product Quality
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 11
Example CQAs
Potency
Purity
Appearance
Release
Enzyme Activity Is the enzyme still
active?
Enzyme Activity Methods
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 12
Lipase + +
Lipase generates carboxylic
acids from triglyceride
substrate
Autotitrator adds NaOH
solution to reaction to
maintain constant pH
Standard
Sample
Time
Na
OH
ad
de
d
http://us.mt..com
Enzyme Activity Analysis
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 13
• USP Apparatus 2 (single stage)
• A: pH 5.00
• B: pH 6.50
A (DoC = 2.7)
B (DoC = 3.5)
▲ C (DoC = 4.0)
D (DoC = N/A)
A (DoC = 2.7)
B (DoC = 3.5)
▲ C (DoC = 4.0)
D (DoC = N/A) In
cre
asin
g c
rosslin
kin
g
Disadvantages of Apparatus 2 / Enzyme Activity Method
• Extremely low throughput of USP lipase activity
test (2 tests / day)
• Limited dissolution timepoints for profile
• Inefficient media screen
• High variability of activity test
• To better understand product quality, a method
with the following characteristics is desirable:
• Accurate
• Precise
• Rapid
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 14
Rate of Release (Dissolution)
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 15
• Challenges: • Compendial test for delayed-release pancrelipse was not suitable for
Liprotamase
• Apparatus 1 baskets
• Enteric-coated beads vs. powder API
• Change in UV response for Lipase-CLEC
in the presence of protease
• Common protease inhibitor alters pH of
dissolution media
50
70
90
110
130
150
15 35 55 75
No
rmal
ize
d U
VR
F
Time (min)
Lipase
Lipase+Protease
5.7
5.8
5.9
6
6.1
6.2
6.3
6.4
6.5
0 20 40 60 80 100
Me
dia
pH
Time after PMSF addition
Media
pH
Time after PMSF addition
USP <711> Dissolution
Apparatus 4
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 16
• USP Apparatus 4 is a “flow through” system
Looney, T.J. Dissolution Technol. 1996, 3, 10-12.
Brown, W. Dissolution Technol. 2005, 12, 28-30.
Fotaki, N. Dissolution Technol. 2011, 46-49.
• Employed previously for: sustained release formulations,
suppositories, implants, powders, granules
• Primary advantage for Liprotamase: multiple dissolution media (i.e.,
various pHs) can be employed in a single run without needing to
isolate dosage unit or contents
“Open Loop”
“Closed Loop”
Apparatus 4
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 17
Principle
Exploit differential solubility of
amylase and protease vs.
Lipase-CLEC to ensure
Lipase-CLEC is not in solution
with protease.
L
Apparatus 4
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 18
P A
A P A P A A P
A P
P A A P A P A A P A P
L L
L L L
Fraction Fraction
pH
4
pH
6
Principle
Exploit differential solubility of
amylase and protease vs.
Lipase-CLEC to ensure
Lipase-CLEC is not in solution
with protease. Fraction Fraction…
Time
• Advantages:
• No proteolytic degradation
• Rapid UV endpoint
• Enables buffers with multiple pH values to
better mimic digestive tract
Dissolution profile for
Lipase-CLEC
Apparatus 4: Proof-of-Principle
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 19
AU
0.00
0.10
0.20
0.30
0.40
0.50
0.60
0.70
0.80
0.90
1.00
1.10
1.20
1.30
1.40
1.50
1.60
1.70
1.80
1.90
2.00
2.10
Minutes
2.50 3.00 3.50 4.00 4.50 5.00 5.50 6.00 6.50 7.00 7.50 8.00 8.50 9.00 9.50 10.00 10.50
Fraction 1 (pH 4.00)
Fraction 2 (pH 4.00)
Fraction 3 (pH 4.00)
Fraction 4 (pH 4.00)
Fraction 5 (pH 4.00)
Fraction 6 (pH 4.00)
Fraction 7 (pH 6.00)
Fraction 8 (pH 6.00)
Fraction 9 (pH 6.00)
Fraction 10 (pH 6.00)
Fraction 11 (pH 6.00)
Fraction 12 (pH 6.00)
Protease Amylase Lipase
• After HPLC-based proof-of-principle experiments, UV endpoint was
utilized
Apparatus 4: Proof-of-Principle
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 20
Lipase-CLEC
Amylase
Protease
pH 4.0 pH 6.0
pH-dependence of Lipase-CLEC Release
• What is a relevant pH for the second stage to understand impact of
pH on Lipase-CLEC release?
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 21
Reference Duodenal pH Notes
Dressman et al., Am. J. Hosp. Pharm., 42, 2502-2506, 1985.
5-5.5 postprandial duodenal pH in CF patients
5-5.75 duodenal pH in CF patients
Geus et al., Aliment. Pharmacol. Ther., 13, 937-943, 1999.
5.25 – 6.38 (postprandial)
no pH difference btw. patients & healthy, but postprandial time <pH 5 in duodenum is significantly increased
Zentler-Munro et al., Pancreas, 7, 311-319, 1992.
<6 postprandial
Youngberg et al., Dig. Dis. Sci., 32, 472-480, 1987.
5.5-6.25 (fasting)
healthy subjects
5-6 (fasting)
CF patients
Lipase activity max at pH 8, activity drops 3-4x from pH 8 down to pH 5, irreversible inactivated below pH 4.
Gregory, J. Ped. Gastro. Nutr., 23, 513-523
≈6 (fasting) 5-7 (postprandial)
healthy subjects
≈5 (fasting) 3-6 (postprandial)
CF patients
Abrams et al., J. Clin. Invest., 73, 374-382, 1984.
5.0 basal duodenal pH in CF patients
4.9 1st
h postprandial duodenal pH in CF patients
4.4 2nd
h postprandial duodenal pH in CF patients
• pH 5.0 – 6.5 targeted for study with nominally-crosslinked Lipase-
CLEC
pH-dependence of Lipase-CLEC Release
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 22
pH 5.00
pH 5.50
pH 6.00
pH 6.25
pH 6.50
• Nominally-crosslinked Lipase-CLEC
• Stage 1: pH 4.00 for 30 min In
cre
asin
g p
H o
f S
tage 2
• Demonstrates the
impact of pH on the
dissolution of nominally-
crosslinked Lipase-
CLEC
• Potential method for
control strategy to
ensure quality
Release of Variably-Crosslinked Lipase-CLEC
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 23
A (DoC = 2.7)
B (DoC = 3.5)
C (DoC = 4.0)
D (DoC = N/A)
In
cre
asin
g D
eg
ree
of
Cro
sslin
kin
g
• Stage 2 pH 6.25
• Lot A: Lowest degree of crosslinking
• Lot D: Greatest degree of crosslinking
• SEC demonstrates presence of
monomer in Lot A
Lipase
monomer
standard
Lipase
monomer
standard
Conclusions
• Liprotamase represents a novel therapy based on
microbially-derived enzymes (vs. porcine-derived)
• Crosslinking of Lipase is a critical process parameter
that impacts the critical quality attribute of release
(dissolution)
• Novel methodologies were developed to accurately
measure Lipase-CLEC release
• Guided by an understanding of the patient population,
pH-dependence of Lipase-CLEC release was studied
• Enzymatic activity was preserved in the presence of
protease
• This strategy demonstrated the connection between
dissolution and product quality
9/19/2014 Company Confidential © 2014 Eli Lilly and Company 24