Legal Network Conference - Budapest (2012)

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    Motivational postures andcompliance

    Willem Bantema PhD Student

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    Statements

    Compliance can be explained bymotivational postures

    1. Motivational postures are reliable and valid measures

    2. Motivational postures have an independent influence oncompliance

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    Case

    Smoking ban in Dutch pubs (2008)

    Compliance low (pubs)

    - At the beginning: 80percent

    - After two years: 52percent

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    Other countries (compliance)

    Scotland (UK): 99 %

    Norway: 97 %

    Ireland: 90 %

    Conclusion: Compliance is low in the Netherlands

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    Literature

    2 Predominant explanations for (non-)

    compliance

    1. Instrumental explanations

    2. Normative explanations

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    Normative explanation

    1. Motivational postures (Braithwaite)

    2. five normative profiles of clusters ofcompliance motivations

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    Posture Committment

    Support for specific law

    Support for regulator

    Compliance related

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    Posture Capitulation

    Support for regulator (to avoid problemens)

    Support for specific law is superficial

    Compliance related

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    Posture Disengagement Support for specific law is low

    Support for laws in general is also law, dissatisfaction isbroader.

    Support for the regulator is low

    Contact with regulator is avoided and not openly expressed

    Related to non-compliance

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    Posture Game-Playing Low support for specific law

    Low support for regulator

    Dissatisfaction is not expressed openly, but by competitionto the regulator (loopholes in law, games with regulator)

    Related to non-compliance

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    Statements (2)

    1. Motivational postures are reliable and valid measures

    2. Motivational postures have a independent influence oncompliance

    Is this the case: Apilot study is performed to support thisearlier mentioned statements

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    Pilot study

    Operationalization motivational postures

    Based on 23 (translated) statements

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    Motivational postures (1) Commitment (examples) I feel a moral obligation to obey the smoking ban

    To obey the smoking ban is the right thing to do

    Capitulation (examples) The smoking ban may not be perfect, but it works

    well enough for most of us If you cooperate with the regulator, the are likely to

    be cooperative with you

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    Motivational postures (2) Resistance (examples) Once the regulator has you branded as a non-

    compliant, they will never change their mind If you dont cooperate with the regulator, they will

    tough to you

    Disengagement (examples) I dont really know what the regulator expects of me

    and Im not going to ask

    If the tax office gets tough to me, I will becomeuncooperative with them

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    Motivational postures (3) Game-Playing (examples) I enjoy talking to friends about loopholes in the

    smoking ban (related law) I like the game of finding the grey area of thesmoking ban (related law)

    Choices vary from totally disagree (coded as 1) to totally agree(coded as 5)

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    Pilot Study (2)

    300 survey requests were send (two times)

    The posted letter includes a request and weblink to my survey

    80 persons out of these 300 completed the survey (around 25percent)

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    Results (1) Beside capitulation the postures are (sufficient)

    reliable

    Based on a factor-analysis there are 4(valide)postures: commitment, resistance,disengagement en game-playing.

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    Results (2) CorrelationsSchaal 1 2 3 4 5 6 7

    Commitment -

    Resistance -.36 ** -

    Disengagement -.32 **

    .42 **

    -

    Game-playing -.40 ** .18 .12 -

    Certainty -.48 ** .33 ** .15 .34 ** -

    Compliance .72 ** -.36 ** -.34 ** -.44 ** -.18 -

    Costs -.58 ** .28 * .25 * .25 * .28 * -.41 ** -

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    Results (3) RegressionsCommittment Resistance Disengagement Game-playing

    Posture (sort) .79 ** -.30 * -.24 * -.41 **

    Costs -.02 -.35 ** -.35 ** -.34 **

    Certainty .21 * .08 -.02 .07

    Adjusted R .52 .20 .19 .30

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    Discussion (1) Postures, summary statements, what is in it?

    Solution: Relate to other variables

    - Legitimacy of laws in general

    - Legitimacy of the smoking ban (specific)- Legitimacy of regulator

    - Political cynism

    - Other background variables

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    Explaining differences in compliance

    Some differences on macro level (1)

    Levels op public support for a ban (smokers)

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    Country Before(% support)

    After one year(% support)

    Netherlands 10 18

    Ireland 14 48

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    Explaining differences in compliance

    Some differences on macro level (2)

    Intensity of enforcement

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    Country Inspectionsfirst 3 months

    Frequency ofpubs

    The Netherlands 750 10.000

    Ireland 4800 6.500Scotland 6291 5.000