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    Organic Spectroscopy 1 Michaelmas 2011

    Lecture 5

    Dr Rob Paton

    [email protected]://paton.chem.ox.ac.uk

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    Organic Spectroscopy 1: Outline of Lectures 5-8

    In lectures 5-6 of this course, aspects ofUltraviolet-visible and Infra red techniques will be introduced that are important inassigning organic structures. Coverage of the underlying theory and instrumentation associated with each method will be keptto a bare minimum since these aspects are covered elsewhere.

    We will look at a variety of real spectra and learn to correlate distinguishing features in these spectra with functional groups.

    UV-vis and IR spectroscopy provide direct experimental data to support of a number of the underlying concepts in organicchemistry introduced last year, such as conjugation and the mesomeric effect. We will also take a moment to consider thesepoints.

    In lectures 7-8 we will go through worked examples to illustrate how to combine 13C and 1H NMR with UV-vis and IR spectrato assign structures.

    Digital copies of all handouts, problems and slides are available through the web: http://paton.chem.ox.ac.uk

    O OO

    N

    O

    N

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    Organic Spectroscopy 1: Outline of Lectures 5-8

    Further Reading:Chemical Structure and Reactivity: an Integrated Approach J. Keeler and P. D. Wothers, OUP(Chapter 11)Introduction to Organic Spectroscopy- L. M. Harwood and T. D.W. Claridge, Oxford Chemistry PrimersOrganic Chemistry Clayden, Greeves, Warren and Wothers, OUP (Chapter 3)

    Organic Spectroscopic Analysis R. J. Anderson. D. J. Bendell and P. W. Groundwater, RSCFor more complete coverage including many more real examples of spectra, tables of spectroscopic data that will be useful instructural elucidation, and worked examples consult the following:Organic Structure Analysis P. Crews, J. Rodriguez and M. Jaspers, OUPSpectroscopic Methods in Organic Chemistry (6thedition) D. H. Williams and I. Fleming, Mcgraw-Hill

    A wealth of experimental spectra may be found on the internet, in openly accessible repositories. The following may be ofinterest:NMRshift DB - NMR database for organic structures: http://www.ebi.ac.uk/nmrshiftdb/

    The Japanese Spectral Database for Organic Compounds (SDBS) has free access to IR, Raman, 1H and 13C NMR and MS data:http://riodb01.ibase.aist.go.jp/sdbs/cgi-bin/cre_index.cgi?lang=eng

    Sigma-Aldrich has IR, Raman and 1H and 13C NMR spectra for many of their commericially available compounds:http://www.sigmaaldrich.com

    Problems in structure, combining IR with 1H and 13C NMR courtesy of Prof Craig Merlic, UCLA:http://www.chem.ucla.edu/~webspectra/

    Past Paper Questions containing to NMR/IR/UV-vis spectroscopy:NB Since 2011 Mass Spectrometry has been shifted to 1BPart IA: 2004 (Q7), 2005 (Q2), 2006 (Q1), 2007 (Q8), 2008 (Q9), 2009 (Q1), 2010 (Q1), 2011 (Q7).General Paper I: 1993 Q6, 2000 (Q1), 2001 (Q5) and 2004 (Q8)General Paper II: 1991 (Q3, Q5), 1992 (Q8), 1993 (Q3), 1994 (Q1), 1995 (Q3), 1996 (Q7), 1997 (Q5), 1998, Q3), 1999(Q6), 2000 (Q9), 2002 (Q1) and 2003 (Q3)

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    The Electromagnetic Spectrum

    By irradiating molecules at different frequencies, it is possible to gain different types of information about their structure,since these frequencies bring into resonance various modes of molecular motion, or electronic or nuclear excitation. In modernlaboratories, NMR spectroscopy is the first choice method for gaining structural information, with Infrared (IR) and massspectroscopy (MS) techniques acting in a supporting capacity and UV spectra only being required in specialized circumstances

    (e.g. analysis of specific compound classes such as polymers or porphyrins).

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    The Electromagnetic Spectrum

    100000

    80000

    60000

    40000

    20000

    0

    -

    -

    -

    -

    -

    25000

    20000

    15000

    10000

    5000

    0

    -

    -

    -

    -

    -

    2500

    2000

    1500

    1000

    500

    0

    -

    -

    -

    -

    -

    Electronic States Vibrational energy levels Rotational energy levels

    (energies in wavenumbers, cm-1)

    0.01 cm-1

    Nuclear spin states

    (400 MHz)

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    UV-vis SpectroscopyUV-vis is a form of absorption spectroscopy. Radiation in the UV-visible region of the EM spectrum is absorbed, causing anelectron to be excited to a higher energy level.

    UV and visible spectra of organic compounds are associated with excitations of electrons from the ground state to an excitedstate higher in energy. The transition occurs from a filled bonding or non-bonding orbital to a formerly empty antibondingorbital.The energy gap is proportional to the frequency of absorption, and so UV-vis spectroscopy is a source of bonding information UV spectroscopy is most important in the structural analysis of compounds containing -bonds, in particular conjugatedsystems.

    h

    ground state excited state

    E

    1

    2

    3

    4

    1

    2

    (900 kJ/mol)(750 kJ/mol)

    (500 kJ/mol)

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    UV-vis Spectroscopy

    Recording UV-vis spectraThe ultraviolet or visible spectrum is usually taken using a dilute solution of the sample in a glass or quartz tube, or cuvette.Typically the sides of the cuvette are 1 cm, and the total volume is 2-3 cm 3. UV or visible light is passed through the sampleand the intensity of the transmitted beam is recorded across the wavelength range of the instrument ( I). First the intensity ofthe light is recorded with pure solvent in the cuvette (I0) the absorbance due to the sample can then be computed as log10(I0/I).

    200

    wavelength, (nm) 800

    600 150

    400 600

    300 200 Energy gap (kJ/mol)

    molarextinctioncoefficient,

    hypsos= height

    bathos =depth

    hyper = above

    hypo = below

    light source detectorI0 I

    l

    *

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    UV-vis Spectroscopy

    The Beer-Lambert law states that the absorption of light by a given sample is proportional to the number of absorbingmolecules, and independent of the source intensity.

    I0 and I are the intensities of the incident and transmitted light, respectively, lis the path length of the absorbing solution in cm

    and c is the concentration in moles/litre. is the molar extinction coefficient in 1000 cm2 mol-1. log10 (I0/I) is called theabsorbance.

    Example:A 1.12 x 10-4 M solution of paranitroaniline, in a cuvette of path length 1cm, has a measured absorbance maximum of 1.55 at227 nm. This means the intensity of the transmitted light is 101.55 = 35 times the intensity of the incident light.

    The value for this absorption is:

    This would be quoted as:

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    UV-vis Spectroscopy

    The solvent and vessels must be transparent in the range of interest.

    UV-vis absorptions of common functional groups:

    Functional groups such as polyenes and poly-ynes that give rise to diagnostic absorptions in the UV-vis region of the EMspectrum are referred to as chromophores

    150 170 190 210 230 290 310 330 350wavelength (nm)

    chloroform

    95% ethanol

    water

    quartz

    glass

    cyclohexane

    150 170 190 210 230 290 310 330 350wavelength (nm)

    *

    n*

    single bonds

    lone pairs (O, N, S)

    isolated*double bonds

    n*

    conjugated *

    Vacuum UV UV

    *

    *

    n (LP)

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    UV-vis Spectroscopy

    Selection Rules and Intensity

    Irradiation of organic compounds does not always give rise to excitations of electrons from any filled to unfilled orbital,because there are rules based on symmetry governing which transitions are allowed. The intensity of absorption is related tothe allowedness of a particular transition

    A chromophore with two double bonds conjugated together possesses a fully allowed transition, and has associated values ofabout 10,000

    Forbidden absorptions are in practice observed with weak absorptions, as the symmetry may be broken by a molecularvibration or by unsymmetrical substitution.

    The most important point to be made is that, in general:

    > 10,000

    O

    = 10 - 100 = 100 - 1000

    - * n - * - *

    allowed "forbidden"

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    UV-vis Spectroscopy

    Example: conjugated dienes:

    The most important point to be made is that, in general:

    345678

    275310342380401411

    30,00076,500

    122,000146,000

    --

    358384403420435

    -

    75,00086,50094,000

    113,000135,000

    n max(nm) max(nm)

    MeMe

    nPh

    Ph

    n

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    UV-vis Spectroscopy

    Absorption maxima for substituted benzene rings (Ph-R)

    pH induced shifts: an acid induced blue (i.e. hypsochromic) shift

    HNHMe

    IClBrOHOMeSO NHCNCOCO HNHONHAcCOMeCH=CH

    CHOPhOPhNOCH=CHCO HCH=CHPh

    203.5203

    206.5

    207209.5210

    210.5217

    217.5224224230230235238

    245.5248

    249.5251.5255

    268.5273

    295.5

    7,4007,5007,000

    7,0007,4007,9006,2006,4009,700

    13,0008,700

    11,6008,6009,400

    10,5009,800

    14,000

    11,40018,30011,0007,800

    21,00029,000

    254254261

    257263.5261270269

    264.5271268273280287

    282

    272

    204160225

    700190192

    14501480740

    1000560970

    14302600

    750

    2000

    max

    (nm) max

    (nm)

    2 2

    2

    2

    2

    2

    2

    2

    3

    254254261

    257263.5261270269

    264.5271268273280287

    291

    278

    204160225

    700190192

    14501480740

    1000560970

    14302600

    500

    1800

    max

    (nm)R

    NH2H

    NH3

    max 230 nm max 203 nm

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    UV-vis Spectroscopy

    pH induced shifts: a base induced red (i.e. bathochromic) shift

    Effects of complementary EWG/EDG substituents

    Acid base indicators: e.g phenolphthalein

    OH

    -H

    O

    max210.5 nm max235 nm

    NH2 NO2

    max

    230 nm max

    269 nm

    7800 8600

    max

    229 nm

    14800

    NH2

    NO2NH2

    O2N

    NO2

    max

    235 nm

    16000

    max

    375 nm

    16000

    H2N NO2

    max

    260 nm

    1300

    O2N

    OO

    HO

    HO OO

    O

    HOpKa 9.4

    OH

    max 231 nm (25,800)

    max 275 nm (4,200)

    max 230 nm (25,800)

    max 553 nm (26,000)

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    UV-vis SpectroscopyCarbonyls:

    1

    2

    3

    4

    1

    2

    2pO 2pO

    O O

    1

    2

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    UV-vis Spectroscopy

    Predicting UV absorptions of conjugated dienes:Alkyl substitution of a diene extends the chromophore through hyperconjugative interactions, causing a small red shift to

    longer values for max.

    The effect of alkyl substitution on open chain dienes and dienes in six-membered rings is approximately additive, so a few rules(first formulated by R. B. Woodward in 1941) can be used to predict absorption. Woodwards rules have since been refined asa result of experience by Fieser.

    Woodwards rules may be applied to predict the absoroption of a diene that is either homoannular with both double bondscontained in one ring or heteroannular with two double bonds distributed between two rings.

    Base value for parent s-transdiene (heteroannular)Base value for parent s-cisdiene (homoannular)

    Increments for:

    (a) each alkyl substituent or ring residue(b) exocyclic nature of any double bond

    (c) additional double bond extending conjugation(d) auxochrome:-OAcyl-OAlkyl-SAlkyl-Cl or -Br-NAlkyl

    Woodward's rules for diene and triene absorption

    214 nm253 nm

    +5 nm+5 nm

    +30 nm

    +0 nm -OAcyl+6 nm -OAlkyl+30 nm - -SAlkyl+5 nm -Cl or -Br+60 nm -NAlkyl

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    UV-vis Spectroscopy

    Example of applying the Woodward-Fieser rules:

    Less empirical treatment particle in a box: En = n2h2/8mL2

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    UV-vis Spectroscopy

    Example:

    Parent chromophore:X

    alkyl or ring residue

    HOH or Oalkyl

    Increment for each substituent:

    Rules for the principal band of substituted benzenes RC6H4OX

    246 nm250 nm230 nm

    X

    O

    R

    o, mpo, mpomp

    o, mp

    +3

    +10

    +7

    +25

    +11

    +20+78

    0

    +10

    -alkyl/ring residue-OH, OMe, OAlkylo, m-Oom-Cl

    o, mp

    o, mpo, mpo, mpp

    o, mp

    +2

    +15

    +13

    +58

    +20

    +45

    +73

    +20+85

    -Br-OH, OMe, OAlkyl-NHom-NHAco, m-NHMe

    -NMe

    2

    2

    O

    MeO

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    UV-vis Spectroscopy

    trans-stilbene and cis-stilbene

    2,4,6-trimethylacetophenone and para-methylacetophenone

    Strain release in the hydrolysis of a dilactone produced from shelloic acid.

    max 296 nm ( 29,000) max 280 nm ( 10,500)

    max 242 nm ( 3,200) max 252 nm ( 15,000)

    O O

    O

    H

    H

    O

    O

    O

    HH2O

    O

    H

    H

    O H

    O

    OH

    OH

    no strong absoprtion >210 nm max 227 nm ( 5,500)

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    UV-vis SpectroscopyTomatoes are a deeper red than carrots. Given that the conjugated systems of -carotene and lycopene are both elevendouble bonds conjugated together with a similar number of alkyl substituents, why might lycopene absorb at a longerwavelength and with greater intensity?

    Dehydration of graphene oxide to grapheme (Chem. Mater. 2009, 21, 2950)

    Expanding a porphyrin -system (Org. Lett. 2008, 10, 3945)

    l

    OHH

    H+

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    100000

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    60000

    40000

    20000

    0

    -

    -

    -

    -

    -

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    -

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    -

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    500

    0

    -

    -

    -

    -

    -

    Electronic States Vibrational energy levels Rotational energy levels

    (energies in wavenumbers, cm-1)

    IR Spectroscopy

    cortisone acetate

    E = h c / i .e. C-H bonds absorb at around 3000 cm-1 :6.63x10-34 x 3x108 x 3000x102 x Na

    = 36 kJ/mol

    Me

    Me

    H

    H H

    O

    O

    O

    O

    H

    O

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    IR Spectroscopy

    High-resolution IR spectrum of CO in the gas phase:

    Modelling a vibration: Hookes law (as the extension, so the force)

    The frequency depends on the mass and the stiffness of the spring

    When applying this model to a pair of bonded atoms, the force constant corresponds to the strength of the covalent bond.Stronger bonds are harder to stretch.

    Tamiso

    2000 2050 2100 2150 2200 2250

    wavenumber (cm-1)

    m2

    kf

    oscillation

    about COM

    m1

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    IR Spectroscopy

    Unlike a mass hanging from a spring, when a diatomic molecule vibrates, both of the atoms move. We take this into account byusing the reduced mass for the system to compute the frequency of oscillation:

    For a vibrating diatomic molecule, the frequency of vibration (expressed as a wavenumber, in cm -1) is given by:

    When one of the two masses is considerably larger than the other, as in a X-H bond, this expression approximates to thelighter of the two masses:

    Due to the inverse relationship between reduced mass and frequency, the stretching frequencies for X-H bonds areconsiderably greater than those for other bonds.

    For atoms with similar masses, the stretching frequencies of triple bonds are greater than double bonds, which in turn aregreater than for single bonds. This is a consequence of force constants following the bond strengths.

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    IR Spectroscopy

    Compare the C-H region of the IR spectra of fluorobenzene and d 5-fluorobenzene.

    C-H - 3050 cm-1 C-D - 2280 cm-1

    C-H/C-D = 1.34

    reduced mass C-H: 1 x 12 / (1+ 12) 1

    reduced mass C-D: 2 x 12 / (2+ 12) 2

    ratio of C-H to C-D stretching frequency = = 1.4

    1H

    1H

    1H

    1H

    1H

    F

    2

    D2D

    2D

    2D

    2D

    F

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    IR Spectroscopy

    The complex vibrational motion of polyatomic molecules can be resolved into a series of simpler normal modes.There are 3N 6 (non-linear molecule) or 3N 5 (linear molecule) normal modes.

    Normal modes of sulfur dioxide, SO2:

    Different bends of a methylene group:

    bending mode symmetric stretching mode antisymmetric mode519 cm-1 1151 cm-1 1361 cm-1

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    IR Spectroscopy

    Normal modes of carbon dioxide:

    symmetric stretching mode antisymmetric mode

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    IR Spectroscopy

    It is helpful to divide the IR spectrum into regions:

    Example: cyanoacetamide