leading edge conference series 13 July 2010

leading edge conference series 13 July 2010

Dear Madam and Sir,

We have the pleasure of inviting you to the 7th yearly ALFI TA & Distribution Forum, that will take place on:

Thursday, November 14th 2013

Chambre de Commerce 7, rue Alcide de Gasperi, Luxembourg Kirchberg

Click here for the access map

The key theme of the ALFI TA & Distribution Forum 2013 edition will be: Still swimming in a sea of regulatory and industry developments... This free one-day event will allow us all to share the key subject matters that continuously transform and enhance Luxembourg’s Global TA and the evolving Global Distribution Support Services operating models. This year, we will consider the influence that key regulatory and industry events continue to have on the way we conduct TA and Distribution Support business, how we are shaping and developing capabilities to be ready and aligned with the ever changing face of the global fund industry. We will discuss how Luxembourg fund industry players are dedicated to ensure the ease of doing business in Luxembourg-domiciled funds amidst the sea of regulatory impacts and industry developments affecting us all today. Some highlights of the interesting program currently being put together for you: The morning will cover dedicated FOCUS sessions on the Luxembourg fund industry, the

Global Distribution landscape, the Regulatory developments impacting Global TA and Distribution Support Services from now to…, and, last but not least, we will share with you an ALFI TASC driven Distributor Satisfaction Survey with a live debate with Distributors on the topic of Distribution Support Services.

The afternoon will highlight how we Support and Deliver the message in a bottle and provide an opportunity for all participants to share their views.

The afternoon sessions will be set in 2 consecutive breakout sessions, splitting up into smaller

groups to foster open question and answer sessions on 2 key themes: 1) Hot Off the TA Regulatory Press! 2) Distribution Operations & Infrastructure Developments

We look forward to welcoming you on the 14th of November 2013. Your sincerely,

The ALFI TA Forum Steering Committee

leading edge conference series 13 July 2010

8:30 - 9:00 Registration & breakfast Kindly sponsored by CACEIS

9:00 - 9:30 Welcome & Introduction • Introduction of the day‘s agenda with an ALFI TASC 2012/2013 update • Update on ALFI and the Luxembourg Fund Industry

Francois Drazdik, Senior Industry Affairs Adviser, ALFI Josée-Lynda Denis, CEO, Standard Chartered Bank - Luxembourg Branch

9:30 - 10:30 An update on Global Distribution trends • Deep dive into the impact of AIFMD – will AIFs change the landscape of the

Luxembourg Fund industry? An interview with an AIF Asset Manager Interviewee: Daniela Klasèn-Martin, Managing Director, Crestbridge Enrico Turchi, Managing Director, Pioneer Asset Management Interviewer : Christophe Saint-Mard, Partner, PwC

10:30 - 11:00 Coffee Break Kindly sponsored by Standard Chartered Bank

11:00 - 11:30 Focus on Distribution Support - A Distributor Survey • The voice of the Distributor – a roundtable discussion with Distributors Moderators: Raymond Groen in ‘t Woud, Vice President, BNY Mellon European TA – Business Support & Strategy Panelists: Richard Lepère, Managing Director, FundChannel Sven Graebeduenkel, BHF Bank, Fund Execution platform

11:30 -12:30 Regulatory Focus • The sea of regulatory impacts to the Luxembourg fund industry • An update on the latest AML/KYC regulatory developments

Xavier Balthazar, Partner, PwC Marco Zwick, Head of Compliance and Risk, Continental Europe and Middle East, Schroder Investment Management, Luxembourg

12:30 - 14:00 Buffet Lunch Kindly sponsored by HSBC

leading edge conference series 13 July 2010

14:00 - 15:00 Workshop 1 (in parallel to Workshop 2)

Hot off the TA Regulatory Press! •AIFMD and the impact to TA and Distribution •A FATCA Update Moderator: Gudrun Goebel, COO Cross Border Fund Processing Services, Société Générale Securities Services Luxembourg Panelists: Sue Lee, Head of Process and Quality Governance, Global Distribution Support and Transfer Agency Services, HSBC Securities Services Pierre Mottion, Global Head of Transfer Agent and Fund Dealing Products, BNP Paribas Securities Services, Luxembourg

14:00 - 15:00 Workshop 2 (in parallel to Workshop 1)

Distribution Operations & Infrastructure Developments •Standardisation – where do we stand today? •Infrastructure developments: migration update and ISO20022 benefits brought forward •Panel discussion: « What’s next? Or how the current industry changes would affect the landscape in 5 years from now… » Moderator: Valerie Letellier, Market Manager, Funds, SWIFT Panelists: Sophie Thibeau, Director, Product Management-Funds, Euroclear James Bolton, Executive Director, EMEA Transfer Agency & Distribution Support, JP Morgan Raphael Machet, Global Product Manager Fund Dealing Services, BNP Paribas Securities Services Luxembourg Olivier Portenseigne, CCO, FundSquare

15:00 - 15:30 Coffee Break Kindly sponsored by Euroclear

15:30 - 16:30 Workshop 1 and 2 will be repeated. To foster open question & answer sessions, the afternoon sessions are set in 2 consecutive breakout sessions, splitting up the number of participants into smaller groups.

16:30- 16:45 Chairperson’s closing remarks

16:45 - 18:30 Closing cocktail Kindly sponsored by BNP Paribas Securities Services

leading edge conference series 13 July 2010