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Professor Victor D. Quintanilla Indiana University, Maurer School of Law May 23, 2013 Law & Social Psychology

Law & Social Psychology

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Law & Social Psychology . Overview. Law & Social Psychology A Social Psychological Study of Ashcroft v. Iqbal ’s Effect on Claims of Race Discrimination. The Research Paradigm Law & Social Psychology. - PowerPoint PPT Presentation

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Page 1: Law & Social Psychology

Professor Victor D. QuintanillaIndiana University, Maurer School of Law

May 23, 2013

Law & Social Psychology

Page 2: Law & Social Psychology

May 23, 2013Law & Social Psychology

Overview• Law & Social Psychology • A Social Psychological Study

of Ashcroft v. Iqbal’s Effect on Claims of Race Discrimination

Page 3: Law & Social Psychology

May 23, 2013Law & Social Psychology

• Draws on theory and methods from social psychology to understand jurisprudence and legal decision-making

• Evaluates assumptions about human nature embedded within law

• Draws on multiple methods: empirical legal studies & experiments

The Research ParadigmLaw & Social Psychology

Page 4: Law & Social Psychology

May 23, 2013Law & Social Psychology

A Social Psychological Study Of Iqbal’s Effect On Claims of Race Discrimination

Page 5: Law & Social Psychology

May 23, 2013Law & Social Psychology

Ashcroft v. Iqbal, 129 S. Ct. 1937 (2009).

• Pleading standards under Rule 8(a)

• Federal courts now evaluate whether a complaint contains sufficient factual matter “to state a claim to relief that is plausible on its face”

• Plausible? Draw on “judicial experience and common sense” before evidence gathered

• Applies to all claims, including claims of race discrimination

Page 6: Law & Social Psychology

May 23, 2013Law & Social Psychology

The Research Problem: Claims of Race Discrimination

Can judges draw on “common sense” to decide whether Black plaintiffs’ claims of race discrimination are

plausible without the subtle effect of stereotypes and implicit bias?

Has the dismissal rate increased for

Black plaintiffs’ claims of race discrimination?

Do White and Black judges decide these claims differently?

Page 7: Law & Social Psychology

May 23, 2013Law & Social Psychology

Informed by Social Psychological Theories:Aversive Racism

Lay Theories of Racism

Page 8: Law & Social Psychology

May 23, 2013Law & Social Psychology

Aversive Racism

• Old fashion vs. contemporary prejudice

• Explicitly endorse egalitarian beliefs

• But hold negative attitudes that are unintentional, subtle, indirect, “rational” (implicit bias)

• In ambiguous situations, with unclear norms, where rationalization is possible, biases may appear.

Page 9: Law & Social Psychology

May 23, 2013Law & Social Psychology

Lay Theories of Racism

Two lay theories of racism

1. Overt behaviors, not Subtle behaviors

2. Overt behaviors, and Subtle behaviors

How observers interpret whether a stereotyped group member was the victim of racism or discrimination.

Page 10: Law & Social Psychology

May 23, 2013Law & Social Psychology

HypothesesShifting from Conley to Iqbal:

1. Increase dismissal rate for Black plaintiffs’ claims of race discrimination

2. Under Conley White and Black judges decide claims similarly. After Iqbal, they decide claims differently.

Page 11: Law & Social Psychology

May 23, 2013Law & Social Psychology

The Context of This Study

• A Black employee sues an employer under Title VII (or Section 1981) claiming race discrimination or harassment.

• The plaintiff properly exhausts the claim with the EEOC and timely files suit.

• At the pleadings stage, the issue is whether, under Rule 8(a), the Black employee sufficiently pleaded a claim of race discrimination.

Page 12: Law & Social Psychology

May 23, 2013Law & Social Psychology

Research Design and Method: Data Collection

(i) Published and unpublished decisions available on Westlaw

(ii) 24-months before Twombly and 24-months after Iqbal

(iii) Black plaintiffs’ timely filed and properly exhausted claims of race discrimination under Title VII (or Section 1981)

(iv) Federal district court cases deciding motions to dismiss for failure to state a claim under Rule 8

Page 13: Law & Social Psychology

May 23, 2013Law & Social Psychology

Research Design and Method:Coding and Analysis

Coded Independent Variables – Pre- vs. Post-Iqbal– Pro se vs. Represented party– Race of Judge (Black vs. White vs. Other)

Coded Dependent Variable – Decision: Grant, Deny, Mixed

Page 14: Law & Social Psychology

May 23, 2013Law & Social Psychology

Results

Figure 1

Has Iqbal increased the dismissal rate for Black plaintiffs’ claims of race discrimination?

Figure 2

Under Conley did White and Black judges decide motions to dismiss similarly?

Figure 3

Under Iqbal are White and Black judges deciding motions to dismiss differently?

Page 15: Law & Social Psychology

May 23, 2013Law & Social Psychology

15Figure 1: Has Iqbal increased the dismissal rate for Black plaintiffs’ claims of race discrimination?

Grant Deny Mixed0

10

20

30

40

50

60

70

80

23.20

73.70

3.00

53.20

38.90

7.90

ConleyIqbal

Page 16: Law & Social Psychology

May 23, 2013Law & Social Psychology

Figure 2: Under Conley Did White and Black Judges Decide Motions to Dismiss Differently?

Grant Deny Mixed0

10

20

30

40

50

60

70

80

21.5

74.7

3.8

30.8

69.2

0

WhiteBlack

Page 17: Law & Social Psychology

May 23, 2013Law & Social Psychology

Grant Deny Mixed0

10

20

30

40

50

60 57.1

36.2

6.7

26.1

56.5

17.4

WhiteBlack

Figure 3: Under Iqbal Are White and Black Judges Deciding Motions to Dismiss Differently?

Page 18: Law & Social Psychology

May 23, 2013Law & Social Psychology

Results in Context How the increase compares to the increased grant rate in other federal actions.

All Fed-eral

Claims

All Ti-tle VII Claims

Black Plain-tiffs'

Claims

0

10

20

30

40

50

60

70

80

4642

23.2

56 53 53.2

ConleyIqbal

Grant Rate

Source: Patricia W. Hatamyar, The Tao Of Pleading: Do Twombly and Iqbal Matter Empirically?, 59 Am. U. L. Rev. 553 (2010).

Page 19: Law & Social Psychology

May 23, 2013Law & Social Psychology

1) Increased dismissal rate for Black plaintiffs’ claims of race discrimination

2) White and Black judges decided these claims similarly under Conley, yet under Iqbal White and Black judges are deciding these claims differently

SummaryShifting from Conley to Iqbal:

Page 20: Law & Social Psychology

May 23, 2013Law & Social Psychology

Future Directions

• Examine summary judgment rates

• Experiments--examine causality

• Collaboration with Miguel Unzuetta & Benjamin Everly (social dominance orientation, implicit bias, lay theories, pleading rules and Iqbal)

• Collaboration with Brenda Major & Cheryl Kaiser (diversity structures and Iqbal)

Page 21: Law & Social Psychology

May 23, 2013Law & Social Psychology

21Figure 4: Has Iqbal decreased the summary judgment grant rate for Black plaintiffs’ claims of race discrimination?

Grant Deny Mixed0

10

20

30

40

50

60

70

80 75.86

13.7917.24

65.63

21.88

12.5

ConleyIqbal

Page 22: Law & Social Psychology

May 23, 2013Law & Social Psychology

Robin West Georgetown University

Vicki JacksonHarvard Law School

Mary Murphy Indiana University

Jessica Salerno Arizona State University

Jennifer LaCosseFlorida State University

Mind and Identity in Context Lab

Indiana University

Many Thanks…

Page 23: Law & Social Psychology

Professor Victor D. QuintanillaIndiana University, Maurer School of Law

May 23, 2013

Thank you!

Law & Social Psychology

Page 24: Law & Social Psychology

Professor Victor D. QuintanillaIndiana University, Maurer School of Law

May 23, 2013

Thank you!

Law & Social Psychology

Page 25: Law & Social Psychology

May 23, 2013Law & Social Psychology

Figure 5: Has Iqbal increased the dismissal rate with prejudice for Black plaintiffs’ claims of race discrimination?

Deny74%

Grant with leave6%

Grant with prejudice

17%

Grant & Deny3%

Deny39%

Grant with leave12%

Grant with prejudice

42%

Grant & Deny8%

Conley Iqbal

Page 26: Law & Social Psychology

May 23, 2013Law & Social Psychology

The Social Psychology of Judging

Whether born from experience or inherent physiological or cultural differences . . . our gender and national origins may and will make a difference in our judging. Justice O'Connor has often been cited as saying that a wise old man and wise old woman will reach the same conclusion in deciding cases.

I am not so sure Justice O'Connor is the author of that line . . . I am also not so sure that I agree with the statement.

Page 27: Law & Social Psychology

May 23, 2013Law & Social Psychology

Law & Social Psychology

The Research ParadigmCritical Race Empiricism

Critical Race Empiricism

Page 28: Law & Social Psychology

May 23, 2013Law & Social Psychology

Why Law & Social Psychology?• Law is more than rules, it’s how

judges, juries, prosecutors, lawyers, and officials make decisions

• Interventions to improve legal decision-making

• Social psychology can be harnessed to improve law