LAO: A Review of the Teacher Layoff Process in California

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    A Ree te TeacerLa Prcess Calra

    M A C T A y l o r l e g i s l A T i v e A n A l y s T M A r C h 2 2 , 2 0 1 2

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    A n L A O R e p O R t

    2 LegislativeAnalystsOfcewww.lao.ca.gov

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    ExECuTivE SummARyReductions to school districts budgets over the past ve years have resulted in a sharp decline in

    the teacher workorce, with the number o ull-time teachers decreasing by 32,000 since 2007-08. One

    way school districts have reduced their workorce is by laying o sta. Tis has led to an increased

    ocus on how the teacher layo process works. Tis report gives an overview o the existing layo

    process, evaluates how well the process is working, and makes recommendations or improving its

    eectiveness. For our analysis, we distributed a survey to all public school districts in the state asking

    them about their implementation o the teacher layo process, used inormation provided by two state

    agenciesthe Caliornia Department o Education (CDE) and the Oce o Administrative Hearings

    (OAH), and included inormation rom the Caliornia eachers Association (CA).

    Districts Are Issuing More Layo Notices Tan Necessary. One o the most signicant problems

    with the existing layo process is the notication time line. Te state-imposed layo time line is

    disconnected rom both the state budget cycle and the availability o critical local inormation. Because

    o this misalignment, the number o teachers that are initially noticed typically ar exceeds the numbero teachers that are actually laid o or the ollowing school year. Moreover, the August option or

    laying o additional sta ollowing the start o the states scal year is oen not helpul. Tough this

    contingency option is designed to help districts balance their budgets in the summer i the nal state

    budget diers signicantly rom the May Revision, it ocially has been activated only a ew times.

    Recommend Aligning Layo ime Line With State Budget Process. We recommend changing

    the time line to later in the yearto June 1 or initial layo notices and to August 1 or nal

    notices. Tis would better align the layo deadlines with the state budget processresulting in

    ewer notications unnecessarily issued by school districts because they would have better scal

    inormation on which to base their layo determinations. Fewer initial notications, in turn,

    would reduce the time and cost invested in conducting the layo process, result in ewer teachers

    unnecessarily concerned about losing their job, and minimize the loss o morale in the school

    communities aected by layo notices. We also recommend the Legislature replace the existing

    August layo option with a rolling emergency layo window. Te window would require a district to

    notiy teachers and complete due process activities within 45 days o a major state budget action.

    Hearing and Appeals Process Adds Some Value, but Is Costly. Another signicant problem

    with the teacher layo process is unnecessary costs incurred by school districts because o

    ineciencies in the hearing and appeals process. Te current hearing and appeals process helps

    ensure districts implement the states layo process correctly, with OAH assisting districts in

    correcting mistakes. However, teachers automatic right to a hearing adds signicant costs withoutadding substantial value. Te hearings are primarily used to check actual mistakes, which could be

    achieved between the district, the bargaining unit, and OAH without conducting ormal hearings.

    Our survey indicates that districts on average spend roughly $700 per-noticed teacher, with the

    largest costs relating to district personnel and legal activities. With the costs estimates derived rom

    our survey, we estimate that districts spent about $14 million statewide on layo-related costs in

    2010-11.

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    Recommend Streamlining Hearing and Appeals Process. We recommend eliminating

    teachers right to a hearing and replacing the hearings with a streamlined alternate process that

    ensures: (1) all relevant inormation is presented to OAH or review and (2) both district and

    union personnel have an adequate opportunity to review, comment upon, and dispute each

    others inormation. Eliminating hearings would increase the eciency o the layo process whilemaintaining the oversight needed to ensure teachers are laid o correctly according to state law.

    State Values Seniority in Layo Process. A more challenging area or the state to address is the

    selection criteria used to determine which teachers will be laid o. Current law requires that districts

    lay o teachers in inverse seniority order but it provides some exceptions or deviating rom seniority

    to protect specialized teachers or to achieve equal protection o the laws. Using seniority on a statewide

    basis or laying o sta has some benets. On one hand, it is an objective, standard approach that is

    transparent and easy to implement. On the other hand, basing employment decisions on the number

    o years served instead o teachers perormance can lead to lower quality o the overall teacher

    workorce. Caliornia also is dierent than many other statesthe majority do not prescribe seniority-

    based layos but rather allow school districts themselves to decide how to lay o their sta.

    Recommend Exploring Alternatives to Seniority. Given the limitations o using seniority as

    the primary actor in layo determinations, we recommend exploring statewide alternatives that

    could provide districts with the discretion to do what is in the best interest o their students. Ideally

    districts would use multiple actors in making layo determinationsactors that result in the least

    harm to students, the overall teaching workorce, and the school community. Some alternative

    actors districts could consider are student perormance, teacher quality, and contributions to school

    community. Many o these actors could be considered at both the local and state level, but some

    (such as contributions to school community) might be impractical data collections or the state

    to pursue. Nonetheless, the state could play a key role in helping districts develop reliable teacherquality inormation. Specically, it could encourage the CDE to collect and disseminate district best

    practices on evaluating teacher perormance.

    Recommend Careully Reassessing State Involvement and Expanding Locally Negotiated

    Options. As evident rom the above description, state law regarding teacher layos is very

    prescriptivenotably more prescriptive than layo policies in many other states. Moving orward,

    the state aces dicult trade-os in deciding how involved to remain in local personnel matters.

    On the one hand, i the state retains its highly involved role, it can help assure that districts do not

    make layo decisions that are arbitrary, biased against individual teachers, or based upon political

    or personal motivations. On the other hand, the states existing involvement might be deterring

    districts rom taking the time and eort to establish their own layo procedures that are better

    aligned with local needs. Moreover, the state recently has become less prescriptive in a number o

    areas in the state budget, including education. We recommend the Legislature careully reassess

    the need or and benets o its current prescriptive role in local personnel matters. One option or

    providing greater local control would be to allow districts and local bargaining units to negotiate

    more aspects o the teacher layo process.

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    inTRoduCTionin the all o 2011 to all public school districts in the

    state asking them about their implementation o

    the teacher layo process. Te survey asks a range

    o questions regarding the time line districts useto meet state notication deadlines, the selection

    criteria districts use to lay o teachers, and the

    costs o undergoing the process. Out o about 950

    districts statewide, 230 completed a response. We

    received responses rom eight o the states ten

    largest school districts. In total, the districts that

    responded to our survey represent 44 percent o

    the states average daily attendance (ADA). Tough

    representing a large portion o total ADA, our

    survey sample is slightly more representative o

    large urban districts. Te survey questions and

    results are contained in the appendix at the end o

    this report.

    Over the past several years, school districts in

    Caliornia have experienced ongoing cuts to their

    operational budgets and made dicult associated

    decisionsincluding reducing their teacherworkorce. One o the primary ways districts are

    able to reduce their workorce is by laying o

    sta. Under current law, the state sets orth many

    aspects o the layo process, including establishing

    time lines and procedures or notiying teachers

    o layos as well as speciying how teachers may

    appeal layo decisions. In this report, we provide

    background inormation on the size o Caliornias

    teacher workorce, give an overview o the existing

    teacher layo process, assess how well the process

    is working, and make recommendations or

    improving its eectiveness and lowering its costs.

    For this report, we use inormation provided by

    CDE, OAH, and CA. We also distributed a survey

    RECEnT TREndS

    Statewide School Funding Reduced 8PercentOver Past Five Years. Programmatic per-pupil

    unding is lower today than ve years ago. In

    2011-12, per-pupil unding is $7,5808 percent

    lower than the 2007-08 level o $8,235. Tis

    reduction in school district programmatic

    support would have been deeper had it not been

    or a substantial amount o one-time ederal aid.

    Between early 2009 and the end o 2010, Caliornia

    received a total o $7.3 billion in special one-time

    ederal aid ($6.1 billion rom the American

    Recovery and Reinvestment Act and $1.2 billion

    rom the Federal Education Jobs Act) that could be

    spent over the 2008-09 through 2011-12 period. In

    addition to this ederal aid, the state took several

    actions to mitigate programmatic reductions,

    including deerring certain payments and swapping

    certain und sources. Although these ederal andstate actions allowed school districts to save many

    teacher jobs, they were not sucient to orestall

    teacher layos entirely.

    eacher Workorce Also Reduced Signicantly

    Over Past Few Years. In response to these unding

    reductions, many districts have reduced stang

    levels (the largest operational expense in their

    budgets). As shown in Figure 1 (see next page), the

    size o the states teacher workorce has decreased

    by about 32,000 teachers (11 percent) since 2007-08.

    While the teacher workorce has been shrinking,

    the statewide student population has been generally

    steady. Te net eect o these two trends has been

    an increase in the number o students per teacher

    climbing rom 19.4 in 2007-08 to 20.5 in 2010-11.

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    Some Regions Experiencing Deeper eacher

    Workorce Reductions. Tough the statewide

    teacher workorce has been reduced by 11 percent,

    various regions throughout the state have been

    experiencing deeper reductionsprimarily because

    they are undergoing signicant declines in student

    enrollment in addition to budget reductions.

    Te vast majority o districts are reducing their

    teacher workorce, with 342 districts reducing

    their workorce by more than 10 percent since

    2007-08. As shown in Figure 2, districts in Los

    Angeles County and Solano County, or example,

    have reduced their teacher workorce by a weighted

    average o 15 percent and 16 percent, respectively.

    (Only 2 countiesSan Francisco and Monohave

    increased their teacher workorce over this period.)Districts Have Reduced eacher Workorce in

    Several Ways. Districts have a ew ways they can

    reduce their teacher workorce. In any given year,

    districts can rely on retirements and attrition, with

    some teachers voluntarily exiting the workorce

    and districts choosing not to backll the associated

    positions. Districts also

    can be proactive in oering

    early-retirement incentives.

    Providing these incentives

    has been a common practice

    among districts in the past ewyears (with incentives oered

    by roughly 30 percent o

    districts). Te early-retirement

    option allows districts to

    reduce the number o more

    senior, more expensive sta

    to save more entry-level jobs.

    In addition, districts can

    reduce their workorce by

    laying o staa practice

    that has become more

    common given recent budget

    reductions. From 2009-10 to

    2010-11, the size o the teacher workorce declined

    by 7.7 percent. Tough precise estimates are not

    available, retirements and layos likely accounted

    or roughly the same number o job losses, with

    attrition accounting or a relatively small number

    o losses.Number o Layos Is Unknown. Te CDE

    does not collect data on the number o teachers

    laid o each year. Te OAH collects data on the

    number o districts conducting the layo process

    each year. Inormation provided by OAH shows

    many districts are undertaking the layo process

    roughly one-third o districts issued layo notices

    in 2010-11 and about 500 districts conducted

    layos in each o the previous two years. Te bulk

    o districts responding to our survey reported

    undergoing the layo process two or three times in

    the past our years. Data collected by CA indicate

    that more than 20,000 initial layo notices were

    issued statewide in 2010-11 or the 2011-12 school

    year, but no agency knows how many teachers

    statewide ultimately were laid o and not rehired.

    Teacher Workforce Is Shrinking

    Full-Time Equivalent Teachers

    Figure 1

    250,000

    260,000

    270,000

    280,000

    290,000

    300,000

    310,000

    00-01 01-02 02-03 03-04 04-05 05-06 06-07 07-08 08-09 09-10 10-11

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    Alameda Stanislaus

    SanJoaquin

    Calaveras

    Amador

    Sacramento

    Solano

    Marin

    San Francisco

    San Mateo

    Santa Cruz

    SantaClara

    DelNorte

    Siskiyou Modoc

    Trinity

    ShastaLassen

    Humboldt

    TehamaPlumas

    MendocinoGlenn

    ButteSierra

    Nevada

    YubaColusaLake Placer

    Sutter

    YoloSonoma

    Napa

    El Dorado

    Alpine

    Tuolumne

    Mariposa

    Merced Madera

    FresnoSanBenito

    Monterey

    Kings

    Tulare

    Inyo

    San LuisObispo Kern

    Santa Barbara

    VenturaLos Angeles

    San Bernardino

    Orange Riverside

    San Diego Imperial

    ContraCosta

    Mono

    Changes in Teacher Workforce Vary Across State

    Figure 2

    Percent ChangeFrom 2006-07 Through 2010-11

    Flat or Growing

    Declining Less Than 10 Percent

    Declining 10 Percent to 20 Percent

    Declining More Than 20 Percent

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    ovERviEw o TEAChER LAyo PRoCESS

    state-required curriculum modication,

    though teacher layos rarely are initiated

    or this reason.

    State Law Also Prescribes Various Other

    Aspects o Layo Process. Current law establishes

    the criteria districts are to use in determining

    which teachers to lay o. It also sets the t ime line

    in which districts are to make initial and nal

    layo decisions. Additionally, state law sets orth

    an administrative oversight process whereby OAH

    is to ensure districts are adhering to state layo

    policies. Lastly, i circumstances improve or

    school districtseither they receive additional,unexpected revenues or experience higher-than-

    projected student enrollmentand they plan to

    add ull-time equivalent sta as a result, then they

    are required to rehire teachers in seniority order

    rom a list o laid o employees. Probationary

    teachers (rst- and second-year teachers who

    have not yet received permanent status) stay

    on the rehire list or 24 months. Permanent

    teachers remain on the list or 39 months. Te

    layo process or teachers is dierent than layo

    procedures or other public education employees

    as well as state-employed civil servants, as

    discussed in the nearby box.

    Four Concerns With Existing Process. In

    reviewing the existing layo process, we have our

    areas o concern relating to: (1) the time line or

    layo notications, (2) the hearing and appeals

    process, (3) the selection criteria or making layos,

    and (4) the extent o the states involvement. Teremainder o this report is dedicated to examining

    each o these issues in turn. We begin with the

    area or which we believe changes in state law

    could make the most immediate, signicant

    improvement.

    Layo Process Largely Dictated by State Law.

    Districts have two options or structuring their

    teacher layo process. Te vast majority o districts

    use the state layo process established in 1976. A

    ew districts (6 percent) locally negotiate with their

    employee bargaining unit certain layo processes

    per the Education Employment Relations Act

    (EERA) o 1975. Specically EERA allows districts

    to negotiate layo procedures or: (1) probationary

    teachers or any reason and (2) both probationary

    and permanent sta i the district lacks the unds

    to support the positions.

    State Law Species Under What ConditionsDistricts Can Lay O eachers. Current law

    allows districts to lay o teachers in a ew specied

    situations.

    Districts can lay o teachers i their

    student enrollment is declining. Layos

    resulting rom declining enrollment are

    allowed either when a districts student

    count is below the previous two years or

    when an interdistrict student transer

    agreement is terminated.

    State law also allows districts to lay o

    teachers i they can show that they need

    to reduce a particular kind o service.

    Reductions in particular kinds o services

    (such as eliminating art programs or

    closing an elementary school) are almost

    always connected with budget reductions.

    Districts have some discretion in deter-

    mining which service(s) or program(s)

    should be reduced or eliminated in order

    to balance their budget.

    In addition to these reasons, state law

    allows districts to lay o teachers due to a

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    TimE LinE oR LAyo noTiiCATionSrom the previous scal year. Tis accelerated

    45-day processoen called the August layo

    windowmust be complete by August 15. Te

    August layo window requires the same basicnotication and hearing activities as the regular

    process but on an expedited time line.

    dstrcts Scatl oert

    Layo Deadlines Precede Key Budget

    Deadlines. School districts rely on inormation

    provided throughout the state budget cycle to

    build their local budgets or the ollowing school

    year. wo key steps in the state budget cycle that

    inuence districts decisions are the Governors

    January budget and May Revision (see Figure 3,

    next page). Districts typically use the initial

    unding estimates in the Governors January budget

    Cpar Teacer La Prcess wt Prcess use r Classe Sta a Cl Serats

    Similarities. Some similarities exists in the procedures used to lay o teachers and those used

    or classied sta (noncerticated public education employees) and state-employed civil servants

    (state employees). For all three groups, the criteria used to determine who is to be laid o is the

    same: inverse seniority. Additionally, the state requires the employers o all three groups to provide

    substantial advance notice to employeesclassied sta must be noticed 45 days and civil servants

    must be noticed 120 days prior to the eective layo date.

    Dierences. While there are some similarities, teachers have additional protections that are not

    provided to other public employee groups. Tough all must receive advance notice, classied sta

    and state employees can be laid o at any time throughout the year whereas school districts typically

    only can lay o teachers during the March-through-May period. Te hearing and appeals process

    also varies or the three employee groups, with teachers receiving the greatest protections. Classied

    sta do not have the right to appeal layo determinations (unless pursuing a ormal grievance),

    and no state agency is required to oversee the school districts process in laying o classied sta.By comparison, state employees, similar to teachers, can challenge their seniority determinations

    through an appeal, but state employees are not granted a hearing automatically. Te Department o

    Personnel Administrationthe state agency that oversees civil servant layo processesinvestigates

    each appeal and determines whether it warrants a hearing. (Some state agencies have alternate layo

    procedures that may provide dierent due process rights or state employees, though this depends on

    whether they have negotiated these alternate procedures in their collective bargaining agreements.)

    Crret La

    Establishes Early ime Line or Notiying

    eachers. School districts are required to

    determine the number o layos needed or a given

    school year and initially notiy teachers who are

    to be laid o by the proceeding March 15. Tey

    also must conrm teachers receive the notice and

    are inormed o their right to request a hearing.

    wo months later, by May 15, school districts are

    required to make ocial layo decisions. In special

    circumstances, districts have one urther avenue

    to lay o additional sta. Assuming a nal state

    budget is passed around the beginning o the states

    scal year (July 1), districts are able to initiate an

    accelerated layo process i their revenue limit

    allocations do not increase by at least 2 percent

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    Layoff and Budget Time Lines Are Misaligned

    Figure 3

    January

    OctoberNovemberDecember

    February

    March

    April

    May

    June

    July

    August

    September

    Develop Seniority List

    Determine if Layoffs Are Needed

    Make Initial Layoff Decisions

    Hold Due Process Hearings

    Make Final Layoff Decisions

    Rehire Teachers

    First Day of School

    March 15th

    Initial Notification

    May 15th

    Final Notification

    August 15th

    Contingency Window

    January 10th

    Governors Budget

    Mid MayGovernors May Revision

    July 1st

    Start of Fiscal Year

    PriorSchoolYear

    School YearLayoffs AreOperative

    School District Layoff Activities State Layoff Time Line State Budget Process

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    proposal to determine whether their existing

    program can be maintained moving orward. I

    state unding projections are such that districts

    believe they cannot sustain their current program

    into the ollowing school year, then they can

    initiate the teacher layo process. School districtsmust make their nal layo decisions about the

    same time as the May Revisionprior to the

    enactment o the state budget. Given the January

    budget proposal,May Revision, and nal budget

    package can and oen do dramatically dier,

    districts ace a signicant level o uncertainty in

    making stang decisions or the coming scal year.

    Overall, the state layo deadlines orce districts

    to make layo determinations too early without

    accurate scal inormation. Additionally, critical

    local inormation, such as the number o teachers

    that will leave the district or retire, is typically not

    available by the time school districts are required to

    make layo decisions.

    o Protect Against Budget Uncertainties,

    Districts Routinely Plan or More Layos Tan

    Necessary. Primarily because o the uncertainty

    resulting rom the misalignment between the state

    budget cycle, the state-imposed layo deadlines,and the timing o critical local inormation,

    districts issue signicantly more layo notices than

    necessary. As shown in Figure 4 (see next page),

    the number o teachers that are initially noticed ar

    exceeds the number o teachers that are actually

    laid o or the ollowing school year. Out o every

    ten teachers that are pink slipped, roughly hal

    are given nal layo notices and only two or

    three are not rehired prior to the beginning o the

    school year. Many districts either rescind almost

    allnotices beore the nal notication deadline or

    rehire almost all sta aer they receive nal state

    budget inormation in the early summer months.

    While planning or more layos than necessary is a

    problem or school districtsparticularly because

    it results in higher costs or each additional teacher

    noticed and morale problems or many teachers

    unnecessarily told they will lose their jobdistricts

    are essentially orced to overnotiy so they can be

    assured o being able to balance their budget in the

    ollowing scal year.

    Contingency Layo Window Is NotParticularly Helpul. In the past our years, the

    August layo window has been available only once

    (2009-10). Tough revenue limit allocations or

    school districts have not increased by more than

    2 percent since 2008-09, state budgets enacted

    close to or aer August prevented the window

    rom opening in 2008-09 and 2010-11, and the

    state prohibited the layo window rom being

    used in 2011-12. Tough this contingency option

    is designed to help districts balance their budgets

    in the summer i the nal state budget diers

    signicantly rom the May Revision, it ocially has

    been operative only a ew times and has not been

    used widely.

    Rece Al La Te Les

    wt State Bet Prcess

    Move Layo Deadlines Later in the Year. We

    believe the state-imposed layo time line shouldbe better linked with the availability o critical

    state and local scal inormation. Specically, we

    recommend changing the time lines later in the

    yearto June 1 or initial layo notices and to

    August 1 or nal notices. Allowing districts to

    wait until a couple weeks aer the May Revision to

    issue initial layo notications would signicantly

    improve the quality o the scal inormation upon

    which districts base their decisions and decrease

    the number o notications issued. Tis is because

    the May Revision oers much better inormation

    than the Governors January plan given it is based

    upon updated state revenue estimates. Fewer initial

    notications, in turn, would reduce the time and

    cost invested in conducting the layo process, result

    in ewer teachers unnecessarily concerned about

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    losing their job, and minimize the loss o morale in

    the school communities aected by layo notices.

    Balancing Needs o Districts and eachers.

    Considerable trade-os exist in setting new layo

    deadlines. Establishing later deadlines means

    school districts have better scal inormationon which to make their layo determinations,

    whereas setting earlier deadlines gives those

    teachers ultimately laid o more time to seek

    other employment opportunities. We believe a

    June 1 deadline or initial notication is reasonable

    because it attempts to balance these competing

    prioritiesallowing districts to have relatively

    solid scal inormation prior to making initial

    layo decisions, minimizing the overall number

    o teachers aected, and notiying laid o teachers

    beore the end o the school year (in most districts)

    so they can have the summer months to seek

    alternate employment.

    Provide Rolling Emergency Layo Window.

    We recommend the Legislature replace the existing

    August layo window with a rolling emergency

    layo window. Unlike the current contingency

    option, we recommend establishing a last-resort

    window that districts can use at any point in the

    school year i the state makes signicant budget

    changes. Te window would require a district tonotiy teachers and complete due process activities

    within 45 days aer a major state budget action.

    Te 45-day emergency layo window only would

    become available to districts i the state made

    signicant budget reductions rom the May

    Revision level. For example, we suggest allowing

    districts to use this window i the state makes

    reductions o 5 percent or more rom the May

    Revision level.

    New Rolling Emergency Window Also

    Balances Needs o Districts and eachers. Te

    state also aces important trade-os when deciding

    whether to provide districts the ability to reduce

    sta midyear. On the one hand, allowing districts

    to reduce their sta throughout the school year

    Districts Issue Significantly More Layoff Notices Than Necessary

    Figure 4

    Note: Illustration based upon our survey data from 2008-09 through 2011-12. Survey data somewhat overrepresentative of districts that recentlyconducted layoff process.

    Teacher Workforce

    Pink SlippedInitially Noticed Finally Noticed Laid Off

    Rehired

    Rescinded

    About 10 Percent

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    could cause disruptions in the classroom or

    students and increase the diculty laid o teachers

    have nding employment or the rest o the school

    year. On the other hand, i districts are aced

    with signicant budget uncertainty, as they are

    in the 2012-13 budget cycle with potential triggerreductions, an emergency layo window would

    allow them to reduce their stang level i needed

    to ensure they remain solvent throughout the rest

    o the scal year. An emergency layo window also

    would help districts reduce initial overnotication

    and layos by providing a subsequent opportunity

    or adjusting their stang levels. Moreover, ew

    other employee groups have similar types o

    protections rom midyear layosincluding otheremployee groups that also are entrusted with

    providing continuity in services.

    hEARing And APPEALS PRoCESSCrret La

    Noticed eachers Have Right to a Hearing.

    Noticed probationary and permanent teachers havethe right to a due process hearing i contesting

    a school districts initial layo notice. Both the

    school district and teacher (or the local bargaining

    unit i it is legally representing that teacher) may

    present relevant inormation that supports each

    o their respective cases. Relevant inormation

    includes testimony or documentation that supports

    or disputes each teachers start date, credential

    status, and any other inormation related to the

    criteria the district used to issue the preliminarylayo notice. Te hearings are conducted by

    OAHs Administrative Law Judges (ALJ)whose

    role we discuss in the ollowing section. Te

    hearings typically are held rom April to early

    May and typically last rom one to two days. Te

    district is required to provide substitute teachers

    or all teachers that attend a hearing. While most

    districts hearings last one or two days, hearings or

    larger districts with hundreds or even thousands o

    noticed teachers can take several weeks to conduct.

    ALJ Oversees How Districts Implement

    State Layo Policies. Te OAH is a quasi-judicial

    agency that hears administrative disputes or state

    and local government agencies in Caliornia. In

    education, OAH is involved in addressing disputes

    relating to special education, teacher layos, and

    teacher dismissals (as one participant o a three-

    member panel). Its current role in the teacher layo

    process is to review school districts implementation

    o state layo policyensuring policy is adequately

    applied and both school districts and teachers have

    an opportunity to present relevant inormation

    as well as review and dispute the other partys

    inormation. School districts are required to

    submit all applicable inormation (seniority list,

    governing board-approved resolutions on services

    that will be reduced, and tie-breaking and skipping

    criteria) to the ALJ and set up a hearing date with a

    preliminary estimate o the number o teachers thatwill be present at the hearing. Te ALJ conducts the

    hearing and has until May 7 to provide its advisory

    recommendation to the school districts governing

    board regarding which teachers can be laid o

    legally. Te governing board can then accept or

    reject the ALJs recommendation, with the board

    required to implement nal layos by May 15.

    Prcess As Se vale bt is Cstl

    ALJ Provides Administrative Support and

    Oversight o District Actions. In implementing

    the states layo process, districts sometimes

    make mistakes. For example, districts can make

    mistakes identiying employee start dates,

    documenting teacher credentials or specializations,

    or interpreting state-allowable selection criteria.

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    While certain mistakes, such as incorrect

    employee start dates and credential status, are

    administrative and easily corrected, more serious

    mistakes tend to occur when districts try to

    interpret state law regarding allowable selection

    criteria. Districts that are implementing thisprocess or the rst time tend to make more

    mistakes. In these cases, ALJ oversight tends to be

    more valuable in helping ensure that all teachers

    are laid o correctly. For those districts that have

    conducted this process or a number o years,

    such that they are highly experienced in building

    and maintaining their seniority list as well as

    their layo criteria, the administrative oversight

    process takes considerably less time but still

    might be helping to ensure that state layo law is

    implemented appropriately.

    ALJ and School Districts end to Agree on

    Layo Determinations. While districts do make

    some mistakes, the vast majority o them report

    that the ALJs layo recommendations are rarely

    or never dierent rom their own initial layo

    determinations. Furthermore, districts oen meet

    with their local bargaining unit prior to or during

    the hearings to discuss relevant inormation andresolve mistakes, though this is highly dependent

    on the relationship between the districts and

    the local bargaining units. Te vast majority o

    districts (95 percent) report resolving most o

    their mistakes prior to the hearings. In the cases

    wherein the majority o mistakes are worked out

    between the district and bargaining unit, the ALJs

    oversight through the ormal hearing does not add

    much value. For these districts, the hearings are an

    unnecessary investment o time and resources.

    Administrative Process Is Costly. State law

    requires that school districts pay or the costs

    associated with laying o sta. Districts incur a

    variety o costs, including (1) notication mailings;

    (2) legal and AJL costs; (3) district personnel

    costs, such as time spent by human resources

    directors, support sta, and other administrators

    in preparing and implementing layo activities;

    and (4) substitute costs to replace teachers that

    participate in hearings or other layo activities (see

    Figure 5). Our survey indicates that districts on

    average spend roughly $700 per-noticed teacher,with the largest costs relating to district personnel

    and legal activities. In the layo process held

    in 2010-11 or reductions in the 2011-12 school

    year, 370 districts issued over 20,000 initial layo

    notices. With the costs estimates derived rom

    our survey, we estimate that districts spent about

    $14 million statewide on layo-related costs.

    Rece Streal

    Astrate Prcess

    Eliminate eachers Right to a Hearing.

    Te hearing aspect o the process does not add

    substantial value especially because mistakes on

    the seniority list could be resolved between all

    parties prior to the hearings. Conducting ormal

    hearings to check actual mistakeswhat happens

    in the majority o casesis unnecessary and

    costly. We recommend the state eliminate teachers

    right to a hearing but retain the ALJs oversight inthe process. Tough we recommend eliminating

    Figure 5

    Layoff Process Has High

    Personnel and Legal Costsa

    Mailings

    Legal Costs

    District Personnel

    Substitute Teacher Costs

    5%

    $0.7

    34%

    $4.8

    15%

    $2.1

    46%

    $6.5

    a Reflects estimates based on our survey of districtsper-noticed-teacher costs in the 2010-11 layoff process.

    (Dollars in Millions)

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    ormal hearings, we recommend the state establish

    a streamlined alternate process that ensures: (1) all

    relevant inormation is presented to the ALJ or

    review and (2) both parties have an adequate

    opportunity to review, comment upon, and dispute

    each others inormation.Would Lower Costs Especially or Larger

    Districts, Increase Efciencies Overall. While

    some o the costs associated with the layo process

    are unavoidable (such as district personnel costs

    associated with developing the seniority list),

    conducting hearings adds unnecessary costs and

    consumes considerable sta time (both or district

    and union personnel). Eliminating hearings

    would increase the eciency o the layo process

    while maintaining the oversight needed to ensure

    teachers are laid o correctly according to state

    law. For larger districts, whose hearings can lastor weeks, the potential time and cost savings o

    eliminating hearings are substantial. For medium

    and smaller districts, that typically conduct

    hearings lasting one or two days, associated time

    and cost savings would be less but still reect some

    scal relie.

    SELECTion CRiTERiACrret La

    Inverse-Seniority Order Is Required, Results

    in a Last-Hired, First-Fired Policy. State law

    requires that districts lay o teachers in inverse

    seniority order. Tat is, the last teachers hired in

    the districtthose having the least seniorityare

    rst to be laid o. Te state also species that no

    junior employee can be retained i a more senior

    employee is certicated or competent to teach in

    that position. For example, a district may decide

    to eliminate its physical education program but

    all teachers working within that program might

    not be laid o. I one o those teachers is more

    senior and credentialed to teach in any other

    subject, or example math, he or she can replace

    a junior employee whose math position was not

    being considered or elimination. Tis practice is

    commonly known as bumping, whereby moresenior employees bump junior employees down the

    seniority list because the senior teacher is able to

    teach a junior teachers course.

    Districts Currently Have Some Discretion to

    Deviate From Seniority Order. Tough the state

    requires inverse-seniority order as the primary

    criteria or laying o sta, it allows districts to

    deviate rom seniority or three specied reasons.

    I two or more employees started with the

    district on the exact same date, the district

    has the right to develop standard criteria

    solely based on the districts and students

    needs.

    I the district demonstrates a need orspecialized services that require a specic

    course o study, special training or

    experience (such as special education or

    speech pathologists), it may develop a system

    that gives higher priorities to teachers with

    these credentials or types o experience.

    Te state also allows deviating rom seniority

    or maintaining or achieving compliance

    with constitutional requirements related toequal protection o the laws.

    Breaking ies Amongst Employees With

    the Same Start Date. Virtually all districts must

    break ties amongst employeesespecially because

    districts oen must ocus on groups o employees

    that started around the same time. Some districts

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    use random number assignment to decide which

    employees with the exact same start date will be

    laid o. Te majority o districts, however, use

    more rened criteria. As shown by the dark bars in

    Figure 6, our survey indicates districts commonly

    break ties by retaining teachers who have multiplecredentials and/or a language specialization.

    Skipping Specialized Junior Employees. Te

    majority o districts in our survey also report

    developing criteria to skip junior teachers with

    specialized credentials or experience. State law

    allows school districts to retain certain junior

    employees i the district can prove certain types o

    trained and experienced teachers meet a specic

    need within the district. Te most common types o

    teachers protected under this skipping criteria are

    special education teachers and language specialists

    (see the light bars in Figure 6). Whereas almost all

    survey respondents develop tie-breaking criteria

    (94 percent), about two-thirds o survey respondents

    deviated rom seniority to skip junior employees.

    Using Equal Protection Clause. Chapter 498,

    Statutes o 1983 (SB 813, Hart), amended the

    original 1976 teacher layo statute to allow

    districts to deviate rom seniority-based layos

    or purposes o maintaining and achieving

    compliance with constitutional requirementsrelated to equal protection o the laws. When

    this clause was added, the provision was intended

    primarily to ensure that the teaching orce reects

    the multicultural makeup o the state. Since

    Proposition 209 (approved by voters in 1996)

    constitutionally banned discrimination against or

    preerential treatment o any individual or group

    on the basis o race, sex, color, ethnicity, or national

    origin in public employmentincluding public

    education employmenta district no longer can

    skip certain teachers during the layo process in an

    eort to maintain cultural diversity.

    More Recent Interpretation o Equal

    Protection Clause. Districts recently have begun

    to use the equal protection provision to skip

    Equal protection of the laws

    Math or science specialization/credential/certification

    Specialized training/experience in high-need program

    Special education credential/certification

    Language specialization/credential/certification

    Multiple credentials

    Criteria School Districts Use When Breaking Ties and Skipping Junior Teachers

    Tie-Breaking

    Skipping

    10% 20 30 40 50 60 70 80 90

    Percent of Respondents

    Figure 6

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    certain teachers employed at certain schools

    serving disadvantaged students. In some instances,

    seniority-based layos result in some schools

    laying o a signicant proportion o their teachers.

    Some public advocates have raised concern that

    such high proportions o layos in these schools,coupled with other educational disadvantages,

    cause major disruption or students and the quality

    and continuity o their education program

    threatening students equal protection o the laws.

    Few Applications o Clause to Date. O the

    districts we surveyed, very ew report exploring

    their discretion to deviate rom seniority or the

    purpose o equal protection o the laws. Only

    ve districts reported having used this discretion

    in developing criteria to break ties amongst

    employees with the same start date. Another our

    reported developing skipping criteria or this

    purpose. For layos operative in the 2012-13, one

    district to date has ventured in this direction. San

    Francisco Unied School District (SFUSD) recently

    conducted their rst round o layo determinations

    and used the equal protection clause to protect

    junior teachers in 14 schools they classiy as

    having high-need students with low academicperormance. (Te ALJ will review whether SFUSD

    adequately implemented state layo law in the

    coming weeks.)

    State vales Sert La Prcess

    Some Benets to Using Seniority to Determine

    Layos . . . Using seniority on a statewide basis or

    laying o sta has some benets. Seniority is an

    objective, standard approach that is transparent

    and easy to implement. All parties involved clearly

    know what inormation is used to make layo

    determinations. Disagreements can be based only

    on actual errorsor example, a district and

    employee disputing the day the employee ocially

    started paid service with the school district.

    Seniority also can serve as a rough proxy or

    teacher quality, with rst- and second-year teachers

    less eective, on average, than more experienced

    teachers.

    . . . But Seniority Has Signicant Drawbacks.

    Using seniority, however, has a number o

    signicant drawbacks. Basing employmentdecisions on the number o years served instead

    o employees productivity and perormance

    can lead to lower quality o the overall teacher

    workorce. State law allows school districts to

    adopt layo practices that are in the best interest

    o students only when breaking start-date ties

    amongst employees. In all other cases, state law

    values the protection o teachers who have served

    the district or many years and ignores how well

    teachers have served. While it is generally true

    that newer teachers are less eective than more

    experienced teachers, not all new teachers are the

    least eective. In act, the ew academic studies

    done on comparing layos based on perormance

    rather than on seniority show little overlap exists

    between the teachers who would be laid o under

    strict perormance criteria versus seniority criteria.

    Te current seniority-based layo policy also

    causes disruption in schools. As we previouslymentioned, senior employees are able to bump

    junior employees at dierent school sites and

    in dierent positions. Because o this, position

    eliminations in one school usually aect a number

    o school communities and can disrupt sta teams

    throughout the district.

    Caliornia State Law Is More Prescriptive

    Tan Many Other States. Whereas 33 states allow

    their local education agencies (LEAs) to develop

    their own layo criteria, Caliorniaalong with

    13 other statesprescribe seniority as the primary

    criteria districts must use to lay o personnel.

    In contrast, three states (Arizona, Colorado,

    and Oklahoma) require their LEAs to include

    teacher perormance as a actor in making layo

    determinations.

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    Rece Eplr Alterates t

    Sert-Base La Crtera

    Explore Alternatives. Given the limitations

    o using seniority as the primary actor in layo

    determinations, we recommend the state explore

    alternatives that could provide districts with the

    discretion to do what is in the best interest o their

    students. Ideally, districts would use multiple

    actors in making layo determinationsactors

    that result in the least harm to students, the overall

    teaching workorce, and the school community.

    Some alternative actors districts could consider

    are: student perormance, teacher quality,

    classroom management, teacher attendance and

    truancy, leadership roles, contributions to schoolcommunity, and degrees and specializations.

    Consideration o such actors would help school

    districts retain their highest quality teachers.

    Virtually All o Tese Alternatives Currently

    Are Impractical. Many o these actors could be

    considered at both the local and state level, but

    their statewide application currently is impractical.

    Tis is because districts have varying capacities to

    maintain inormation on many o these actors,

    with teacher evaluation and data collection

    practices varying throughout the state. Whereas

    some districts have robust data and evaluation

    systems that could enable them to use perormance

    evaluations objectively and airly in making

    important personnel decisions, many districts do

    not have such well-developed systems. Moreover,

    the state only collects inormation on a ew o

    these actors and some data collections (such as

    contributions to school community) ultimately

    might be impractical or the state to pursue.Student perormance data, on the other hand,

    already are collected at the state level and teacher

    quality data could be pursued with statewide

    benets beyond providing inormation to improve

    the teacher layo process (such as better investment

    o the states proessional development unds and

    evaluation o teacher preparation programs).

    Finding Better Statewide Indicators or

    eacher Quality as an Alternative to Seniority.

    I the state could more condently rely on teacher

    quality inormation rom districts, it might be able

    to move in the direction o an improved statewide

    teacher layo process using teacher quality as the

    primary criteria or layo determinations. Te state

    could play a key role in helping districts develop

    reliable teacher quality inormation. Specically, it

    could encourage CDE to collect and disseminate

    district best practices on evaluating teacher

    perormance. Sharing best practices inormationrom districts that have pioneered work in this

    area likely would have long-term benets or many

    school districts that currently do not have the

    capacity to evaluate their teachers robustly.

    STATE invoLvEmEnT in LoCAL LAyo dECiSionSCrret La

    State Assertive in eacher Layo Policy

    and Other Local Personnel Matters. Given that

    very ew districts have negotiated layo terms in

    their teachers contracts, the state layo process

    has become the de facto policy or the majority

    o school districts. As described in the overview

    section, the state prescribes the conditions

    under which districts can lay o sta, when

    they must notice sta, the criteria they must usein determining who to lay o, and lastly how

    they must rehire teachers i their nancial or

    enrollment circumstances improve. Te states

    role in layo policy is not an exception. Te state

    also asserts a relatively strong role in other local

    personnel matters, including teacher assignments,

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    compensation, and credentialing. In layo

    policy, Caliornia is somewhat more prescriptive

    than other states, with the majority o states

    allowing districts more latitude in making layo

    determinations.

    State Law Contains Both State and LocalProtections or eachers. While the state plays an

    assertive role in establishing a uniorm statewide

    layo policy, it also provides protection o teachers

    rights at the local level. Te EERA established

    teacher layo policy as a mandatory negotiable

    topic under certain circumstances. Tat is, a school

    district and local bargaining unit must engage in

    good-aith negotiations and mutually agree on

    procedures and criteria beore a district can initiate

    a locally designed layo process. School districts

    and teacher unions largely have deerred to the

    state layo process, which provides signicant

    protections or teachers, but state law is designed

    to protect teachers whether the state process or a

    locally developed process is used.

    dfclt Trae-os dec State Rle

    State Involvement Helps Provide Uniorm

    System. Determining personnel policies at the statelevel can ensure that all school districts adhere

    to a uniorm set o rules. Currently, the states

    layo policy can help ensure that districts do not

    make layo decisions that are arbitrary. State law

    also requires school districts to use only objective

    criteria when breaking ties, skipping, and bumping

    teachers.

    State Control Might Be Unnecessarily

    Restrictive. By having a one-size-ts-all layo

    policy, the state, however, could be unnecessarily

    restraining districts rom craing better practices

    suited or their particular teacher and student

    populations. Given that EERA provides protection

    o teachers rights regarding layos through the

    collective bargaining process, the states policy may

    be unnecessarily restrictive. Consequently, it could

    be preventing more requent and thoughtul negoti-

    ations on this topic at the local level. Moreover, it is

    not clear that a state-imposed process is necessary

    to prevent undesired local district behavior. Some

    o the states primary goals in the layo process

    are to prevent teachers rom being unnecessarilylaid o, provide teachers with early inormation,

    and protect students rom midyear disruptions.

    Tese state values appear closely aligned with

    district goals in building their education program.

    Currently, districts have strong incentives not

    to take disruptive midyear actions that would

    negatively impact their studentsincluding laying

    o teachers and shufing students to dierent

    classes while the school year is in progress.

    Rece Eplr oter opts

    Careully Assess rade-Os Between State

    Involvement and Local Flexibility in Personnel

    Matters. Te state aces dicult trade-os in

    deciding how involved it should remain in local

    personnel matters. I the state retains its current

    prescriptive role, it can help ensure that districts do

    not make layo decisions that are arbitrary, biased

    against individual teachers, or based upon politicalor personal motivations. On the other hand, the

    state recently has moved in the opposite direction

    in a number o areas, including education. In

    February 2009, the state removed many require-

    ments associated with education categorical

    programs. Further moving in this direction, the

    Governor this year has proposed undamentally

    restructuring how the state unds schools and

    providing districts signicantly more exibility

    and local discretion in structuring their education

    programs. Te state also recently has shied certain

    state responsibilities to counties and cities in a

    number o other areas o the state budget, including

    criminal justice, mental health and substance abuse

    programs, oster care, and child welare services.

    Along with these undamental changes to the

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    services the state provides and the requirements

    it chooses to impose on local governments, we

    recommend the Legislature careully reassess the

    need or and benets o its current prescriptive role

    in school district personnel matters.

    Consider Expanding Locally NegotiatedOptions.In addition, we recommend the state

    consider expanding locally negotiated options

    under EERA to allow school districts and local

    bargaining units to negotiate the entire layo

    process or any certicated sta under any appli-

    cable circumstance. Because EERA is somewhat

    restrictive in allowing districts and unions to

    negotiate the layo process in only limited circum-

    stances, districts and unions currently might

    be deterred rom taking the time and eort to

    establish their own layo procedures. Tat is, under

    current law, i districts did collectively bargain

    layo procedures in the ew allowable areas, theylikely would be required to implement one set o

    layo procedures in those areas and the state set

    o layo procedures in all other cases. Negotiating

    such a biurcated process is unnecessarily compli-

    cated. Districts and unions could avoid this compli-

    cation i allowed to negotiate the layo process or

    all applicable situations.

    SummARyFigure 7 summarizes our major ndings and

    recommendations.

    Recommendations Could Provide Immediate

    Benets . . . Tough initial notices already have

    been sent to teachers who might be laid o or the

    coming school year, some o our recommendations

    could improve the process almost immediately.

    Tough the March 15 date has passed, the

    Legislature could consider moving the nalnotication date rom May 15 to our recommended

    date o August 1. Tis would give districts the

    benet o having inormation on the nal state

    budget package prior to nalizing their layo

    decisions. Moreover, i the Legislature adopted

    our recommendation to replace the August layo

    window with a rolling emergency window, school

    districts might nd that they could lay o ewer

    teachers nowknowing that a post-election

    window subsequently could be available.

    . . . And Lasting Benets. Tough some o

    our recommendations could provide immediate

    benets, our package o recommendations is

    designed to improve the layo process on a lasting

    basis. As many districts continue to experience

    declining enrollment, some districts continue to

    ace scal diculties, and the economy continues

    to experience booms and busts, teacher layos

    will remain a common issue o concern in thecoming years. By changing notication deadlines,

    streamlining the administrative oversight process,

    and exploring alternatives to seniority-based

    layos, we believe the state would improve the

    existing layo system signicantly. Furthermore,

    we think the overall education system could benet

    moving orward rom a reassessment o the states

    role in local personnel matters, with the state

    dedicating its eorts to those limited areas in which

    school districts lack suciently strong incentives to

    uphold statewide public values.

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    Figure 7

    Summary of LAO Findings and Recommendations

    Layoff Provision Current Law Finding Recommendation

    Time Line or Layo

    Notications

    Requires initial layo

    notications to be distributed

    by March 15 and layos to beimplemented by May 15.

    Districts signicantly over notiy.

    Contingency layo window

    in August is not particularlyhelpul.

    Authorize June 1 as deadline or

    initial notications and August 1

    or nal layos.

    Provide a rolling, 45-day

    emergency layo window.

    Hearing and AppealsProcess

    Requires administrativeoversight o districts

    implementation o state layopolicy and provides teachers the

    right to a hearing.

    Teachers receive moreprotections than other public

    employee groups.

    Administrative process or lay-ing o teachers adds some

    value but is costly.

    Replace teachers right to auto-matic hearing with a streamlined

    alternate process that ensures:(1) all relevant inormation is

    presented to the Oce o

    Administrative Hearings orreview and (2) both district and

    bargaining unit have opportunityto review inormation.

    Selection Criteria Requires inverse-seniority order,

    resulting in a last-hired,rst-red policy.

    Allows districts some discretion

    to deviate rom seniority order.

    The selection criteria specied

    in Caliornia state law is moreprescriptive than many otherstates.

    State values seniority more

    than alternative criteria in layoprocess.

    Explore alternatives to

    seniority-based layos.

    Encourage CaliorniaDepartment o Education to

    collect and disseminate district

    best practices on evaluatingteacher perormance.

    State Involvement Leads to state involvement

    in virtually all districts layopractices.

    Contains both state and local

    protections or teachers.

    State involvement might be

    ensuring air and uniormsystem, but it also might be

    unnecessarily restrictive.

    Assess trade-os between state

    involvement and local fexibilityin personnel matters.

    Consider expanding locally

    negotiated options.

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    APPEndix

    1. From the list below, please select each o the years in which your district undertook a Reduction in

    Force (RIF) teacher layo process. (For example, checking the 2008-09 box indicates your district

    undertook a layo process in 2007-08 in preparation or the 2008-09 school year.)

    Response

    Percent of Respondents

    2008-09 2009-10 2010-11 2011-12

    Districtsthatundertooktheteacherlayoffprocess

    47% 64% 53% 35%

    Reasons Districts Needed to Lay Off TeachersPercent of

    Respondents

    Reductioninaparticularkindofservice 63%

    Decliningenrollment 48

    Decliningenrollmentspecicallyduetotheterminationofaninterdistricttransferagreement

    3

    Modicationtostate-requiredcurriculum 1

    2. I your district undertook a RIF process in any o the past our years, select the primary reason(s)

    your district needed to lay o teachers. Please select all that apply.

    Decision Most Common Time in the School YearPercent of

    Respondents

    Developedsenioritylist September-Decemberofprior

    (planning)schoolyear44%

    Firstdeterminedthatlayoffswereneeded Januaryofpriorschoolyear 49

    Determinedparticularservicestoreduce Januaryofpriorschoolyear 40

    Determinedskippingandtie-breakingcriteria Februaryofpriorschoolyear 39

    Finalizedhowmanylayoffnoticestoissue Februaryofpriorschoolyear 50Heldadministrationlawjudge(ALJ)hearings Aprilofpriorschoolyear 47

    MadenalschoolboarddecisionsbasedonALJrecommendations

    Mayofpriorschoolyear 46

    Laidoffteachers Mayofpriorschoolyear 46

    Beganrehiring July-Augustbeforeaffectedschoolyear

    (inwhichlayoffsareeffective)48

    Completedrehiring July-Augustbeforeaffectedschoolyear(inwhichlayoffsareeffective)

    50

    3. I your district undertook a RIF process in any o the past our years, please select the month(s) in

    which your district typically made each o the ollowing RIF decisions.

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    CriteriaPercent of

    Respondents

    Hasaspecialeducationcredentialand/orcertication. 51%Hasalanguagespecialization-credentialand/orcertication(forexample,BCLAD). 35

    None,mydistrictdoesnotdeviatefromseniorityorder. 27

    Hasmultiplecredentials. 26

    Hasspecializedtrainingand/orexperienceinhigh-needprogram(forexample,AP,AVID

    program,GATEcertication).25

    Hasamath/sciencesspecialization-credentialand/orcertication. 24

    Needstoberetainedtoensureequalprotection(forexample,thejunioremployeeteachesina

    severelyunderperformingand/orhigh-povertyschool).

    2

    BCLAD=Bilingual,Crosscultural,Language,andAcademicDevelopment;AP=AdvancedPlacement;AVID=AdvancementViaIndividualDetermination;andGATE=GiftedandTalentedEducation.

    4. I your district has deviated rom implementing layos in order o seniority, please select all o the

    criteria your district typically has used to skip any junior employees. Te junior employee:

    CriteriaPercent of

    Respondents

    Hasmultiplecredentials. 77%

    Hasalanguagespecialization-credentialand/orcertication(forexample,BCLAD). 69

    Hasaspecialeducationcredentialand/orcertication. 49

    Hasspecializedtrainingand/orexperienceinhigh-needprogram(forexample,AP,AVIDprogram,GATEcertication).

    36

    Hasamath/sciencesspecialization-credentialand/orcertication. 31

    None,mydistrictdidnotnotifytwoormoreemployeesthatbeganpaidserviceonthesamedate. 6

    Needstoberetainedtoensureequalprotection(forexample,thejunioremployeeteachesinaseverelyunderperformingand/orhigh-povertyschool).

    3

    BCLAD=Bilingual,Crosscultural,Language,andAcademicDevelopment;AP=AdvancedPlacement;AVID=AdvancementViaIndividualDetermination;andGATE=GiftedandTalentedEducation.

    5. I two or more employees began paid service on the same date, please select all o the criteria your

    district has typically used to break service-time ties. One employee:

    Response Days

    Averagenumberofdays 1.4

    Averagenumberofdaysfornineverylargedistricts

    8.6

    Range 0-45

    6. How many days did your administrative law judge (ALJ) hearing(s) last? Please include the totalnumber o days or the most recent RIF process.

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    ResponsePercent ofTeachers

    Averagepercentageofteachersthatattendedand/ortestiedatALJhearing

    37%

    Averageweightedbynumberofinitiallynoticedteachers 32

    ALJ=administrativelawjudge.

    7. Approximately what percentage o initially noticed teachers attended and/or testied at your ALJ

    hearing(s)? Please include the percentage or the most recent RIF process.

    ResponsePercent of

    Cases

    AveragepercentageofcasesresolvedpriortoALJhearings 41%

    Averageweightedbynumberofinitiallynoticedteachers 25

    ALJ=administrativelawjudge.

    8. Approximately what percentage o cases (notications) were resolved prior to your ALJ hearing(s)?

    Please include the percentage or the most recent RIF process.

    ResponsePercent of

    Respondents

    Clericalerrorsonthesenioritylistareresolvedpriortothehearings. 95%

    Clericalerrorsonthesenioritylistareresolvedduringthehearings. 5

    Mydistricthasdevelopeditssenioritylistoverthepastseveralyears. 96

    Mydistrictjustdevelopeditssenioritylistthisyear. 4

    Mydistrictslocalbargainingunittypicallyminimizesthenumberofcasescontestedand/orteacherstestifyingduringthehearings.

    58

    Mydistrictslocalbargainingunittypicallycontestsmostnoticationsand/orrequestsmost

    notiedteacherstoattend/testifyduringthehearings.

    42

    9. For each o the ollowing pairs o statements, please select the one that best reects the situation

    within your district even i neither is exactly right.

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    ResponsePercent of

    Respondents

    Never 65%

    Rarely 28

    Sometimes 6

    Always 1

    10. Based on your districts experience with teacher layos over the past our years, how oen are the

    ALJs recommendations dierent rom your districts initial layo determinations?

    ResponsePercent of

    Respondents

    Never 90%

    Rarely 8

    Sometimes 1

    Often 1

    11. Based on your districts experience with teacher layos over the past our years, how oen does

    your governing board reject the ALJs recommendations?

    Year

    Percent of AllTeachers Initially

    Noticed

    Percent of InitiallyNoticed Teachers

    Laid OffPercent of Laid OffTeachers Rehired

    2008-09 11% 47% 43%

    2009-10 9 47 66

    2010-11 11 49 53

    2011-12 4 60 96

    Overfouryears9 49 57

    12. For each o the years listed below, please estimate the number o ull-time equivalent teachers

    involved in each stage o your districts RIF process.

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    Cost

    Per-Noticed-Teacher Cost

    (In Dollars)

    Estimateofdistrictpersonnelcosts(includingcostsassociatedwithtimespentbyhuman

    resourcesdirectors,supportstaff,andotheradministratorsinpreparingandimplementing

    theRIFprocess)

    $324

    Estimateoflegalfees/costs 244

    Estimateofsubstituteteachercosts(toreplaceteachersthatparticipateinhearingsorotherRIFactivities)

    104

    Estimateofcostsassociatedwithnoticationmailings(includingpreparationformailing) 34

    Total $706

    RIF=ReductioninForce.

    13. Please provide ballpark estimates o the costs associated with the ollowing activities or your most

    recent RIF process.

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