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CRANFIELD UNIVERSITY
DEFENCE COLLEGE OF MANAGEMENT AND TECHNOLOGY
MSc IN GLOBAL SECURITY DISSERTATION
Academic Year 2004/2005
Commander Adriatik Meta
Kosovo final status and its implications for the security of the Balkans
Supervisor: Dr. Laura Cleary
10 August 2005
This dissertation is submitted in partial fulfilment of requirements for the degree of
Masters of Science in Global Security
(21,900 words)
© Cranfield University, 2005. All rights reserved. No part of this publication may
be reproduced without written permission of the copyright holder.
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ABSTRACT
Ethnic conflict has become one of the most significant threats to global peace and
international order since the end of the Cold War in the Balkans. This is because
nationalist secessionist movements especially in Former Yugoslavia brought
destruction and new uncertainties.
The NATO military campaign of 1999 against Serbian army put an end to ethnic
cleansing and gave new hopes for Kosovo people to live in freedom. Since the end of
hostilities and the entrance of international Kosovo protection force the province is
governed by United Nations Administration. Although all the NATO powers had
genuinely supported the objective of keeping rump Yugoslavia together, the military
campaign of 1999 to drive Yugoslav forces out of Kosovo was hardly conducive to
that goal. Nor was the operation by the regime of President Slobodan Milosevic to
expel nearly one million of the province‟s Albanian citizens. Serbia ‟s dictatorial
regime failed gamble, more than anything else, created the moral and practical
political conditions that will probably require the international powers, as well as the
states of the region, to accommodate Kosovo‟s permanent separation from Ser bia.
While the United States and its European allies are hesitating about what to do in
relation to the Kosovo‟s final status, there is an urgent need to determine that status as
soon as possible. The Albanian majority expects the international community to begin
delivering this year on its independence aspirations. Without such moves it may act
unilaterally. In such circumstances, given the dismal record of Kosovo Albanians with
regard to minorities, Kosovo's Serbs may call upon Serbia's armed forces to protect
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them, and the region could be plunged into new turmoil. It is certainly possible that
Russia and China will veto Security Council decisions. Such positions would mean
that Serbia would formally retain a claim to sovereignty over Kosovo.
The legal basis for discussing Kosovo's future status is UN Security Council
Resolution 1244, which explicitly mandates "a political process designed to determine
Kosovo's future status", thus indicating that the present de jure sovereignty of Serbia
and Montenegro over Kosovo is not necessarily permanent.
Some policy makers have expressed concerns that any movement toward granting
sovereignty to Kosovo would be seized on by secessionists, irredentists and their
supporters elsewhere as a precedent for their cause. On the other hand trying to keep
Kosovo within Serbia is not a wise solution taking into account the history of Serb-
Kosovo Albanian bloody relations. The fear is that nationalist conflicts could become
a challenge to the territorial or political status quo in the region.
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ACKNOWLEDGEMENTS
I am grateful to the Minister of Defence, the Chief of General Staff and the Director
of the Defence Planning Directorate of Albania for giving me the opportunity to
attend the 6 th Global Security course. I owe many debts to the Her Majesty‟s
Government of the United Kingdom that sponsored my studies and living here
together with my family for one year. I sincerely thank Doctor Laura Cleary, for her
sound advice and guidance in the course of this dissertation. Her encouragement
helped me overcome difficulties and keep the speed and the momentum. I commend
the efforts of the all Security Studies Institute staff in their contribution to the
knowledge I gained from the course. Special thanks to Professors Richard Holmes,
Christopher Bellamy, Ian Davis, Dr. Steven Haines, Mr Tom Maley. Many thanks to
Lieutenant Colonel Graem Olley and Steph Muir, the Course Administrator, for their
kind support throughout the course. I thank all my colleagues who in one or another
way contributed to making the course interesting for me.
Special thanks to my family, my wife Tefta and my lively daughters, Joana and
Klaudia, for their support and encouragement throughout the course.
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CHAPTER 3 - ALTERNATIVES OF KOSOVO FINAL STATUS_____________ 35
3.1- Historical background on relations between Kosovo Albanians and Serbs__ 35
3.2- Kosovo‟s final status_______________________________ _____________38
3.3- International key players and their position to Kosovo final status________ 47
CHAPTER 4 - KOSOVO FINAL STATUS AND SECURITY IMPLICATIONS__57
4.1- Current security situation in the Balkan region________________________57
4.2- Security implications of Kosovo final status__________________________61
CHAPTER 5 – OBSTACLES AND OPPORTUNITIES______________________78
5.1- Confronting the past working to build the future______________________ 78
5.2- NATO and EU integration – a Balkan without borders_________________ 87
CHAPTER 6 - CONCLUSIONS AND RECOMMENDATIONS______________100
6.1- Conclusion___________________________________________________100
6.2- Recommendations_____________________________________________104
6.3- Recommendations for further study_______________________________105
BIBLIOGRAPHY___________________________________________________107
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LIST OF TABLES
Table 1 Partners of the Stability Pact for South-eastern Europe_________________89
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LIST OF FIGURES
Figure 1 Map of Kosovo_______________________________________________43
Figure 2 Macedonia scenario___________________________________________ 69
Figure 3 Albanian four vilayets under the Ottoman Empire____________________72
Figure 4 New Borders _________________________________________________86
Figure 5 European Integration – the present vision for 2006___________________ 93
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GLOSSARY/LIST OF ACRONYMS
EU European Union
FRY Federal Republic of Yugoslavia
ICTY International Criminal Tribunal for the former Yugoslavia
IPA Instrument of Pre-Accession Assistance
KFOR NATO-led international peace-keeping mission in Kosovo
KLA Kosovo Liberation Army
LDK Democratic League of Kosovo
NATO North Atlantic Treaty Organisation
NLA National Liberation Army
OSCE Organization for Security and Cooperation in Europe
PDK Democratic Party of Kosovo
PfP Partnership for Peace
PISG Provisional Institutions of Self-Government
SAA Stabilisation and Association Agreement
SiCG Serbia and Montenegro
SRS Serbian Radical Party (Serbian political party)
SRSG Special Representative of the Secretary General
UCPMB Presheve-Medvegja Liberation Army
UN United Nations
UNMIK United Nations Mission in Kosovo
UNSCR United Nations Security Council Resolution
USA United States of America
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CHAPTER 1 - INTRODUCTION
1.1- Background
On June 28, 1914, Serbian nationalists assassinated Austrian Archduke Francis
Ferdinand and his wife during their visit to Bosnia and Herzegovina. It was this event
in Sarajevo in the summer of 1914 that sparked one of the most destructive world
wars. Eighty years later, in the early days of the siege of Sarajevo in the mid-1990s, a
photo of a half-ruined post office with three items of graffiti written on its wall
captured the imagination of the world. The first graffito read "Thi s is Serbia!” the
second stated "This is Bosnia". And someone scrawled underneath, "No, you idiots,
it's a post office!" But a European historian of the present added a line of his own,
"This is Europe"; 1 for all of the destruction in the Yugoslav wars has been done by
Europeans to other Europeans in Europe. 2 The fundamental causes of World War I,
however, were rooted deeply in the European history of the previous century,
particularly in the political and economic policies that prevailed on the Continent after
1871, the year that marked the emergence of Germany as a great world power. The
Balkans were not the powder keg, as is so often believed: the metaphor is inaccurate.
They were merely the powder trail that the great powers themselves had laid. The
powder keg was Europe. 3
Although the conflict between Serbs and Albanians has its origins in rising
nationalism or human rights abuses in the 1980s and 1990s, the tendency by both
groups to contest their rights to Kosovo is clear evidence of the long-term origins of
the conflict. Thus it is not simple hatred of one group for another; instead the meaning
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of „ethnicity‟, „nation‟, „national identity‟ and so forth all need to be taken into
account in order for those living in the twenty-first century to be able to appreciate the
origins and the consequences of the war in Kosovo. 4 Both ethnic groups have strong
emotional attachments to Kosovo and maintain irreconcilable positions on the
disputed territory. 5
One of the basic characteristics of Kosovo‟s social reali ty is a complete division of the
Albanian and Serbian public opinions, resulting in different perceptions of the
situational conflict. The Albanian collective consciousness, as well as, the Serbian
one, sees itself as a total victim, antagonized by the opposite side. The greatest
divergence are contained in views dealing with the far off past, best illustrated in both
groups‟ selective memory of Kosovo as „holy land‟. Albanians claim that ethnic
cleansing has long been present in Serbian tradition. They also claim that Kosovo has
always been merely Serbia‟s colony. The Serbs in turn point to the forced migrations
from Kosovo from 1960s to the 1990s. For Serbs the dominant argument for
oppression of Albanians in Kosovo was the need to protect the remaining Serbs
there. 6 Both Serbs and Albanians have constructed their own „myths‟ around the
historical importance of Kosovo for the origins of their nations and their national
identity. The battle of Kosovo of 1389 is a case in point. So much myth, symbolism
and legend are associated with this battle it is difficult even to this day to separate fact
from fiction. The Serbs argue that they have been in Kosovo since the seventh
century, that their medieval kings were crowned there and but for the defeat by the
Ottoman Turks at the Battle of Kosovo Polje in 1389 Serbs would have retained
control in Kosovo; while the Albanians suggest that they arrived in Kosovo prior to
the Serbs and that they are the direct descendants of the region‟s earliest inhabitants.7
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Perhaps the most damaging myth as far as the Albanians are concerned, is that
Kosovo is historically Serbian land and that the Albanians are newcomers to the
region. The site of the 1389 crushing defeat by the Turks of the Serbian medieval
kingdom, Kosovo is considered by most Serbs as sacred ground, although at the
Kosovo Battle the Albanians fought together with the Serbs against the invading
Turks. 8 During her travels, at a time when Kosovo was still part of the Ottoman
Empire, [Edith] Durham wrote that she found that the Serbs there, „regardless of the
fact that in most places they are much in the minority, still had visions of expulsion of
all Moslems, and the reconstruction of the great Serbian Empire. 9
The myth of Kosovo is so strong that from childhood Serbs are taught that the region
was the cradle of Serbia which was liberated in 1912 after centuries of Turkish-
Albanian occupation. The Serbs h ave developed a „Kosovo complex‟ and find it
difficult to liberate themselves from the dreadful burden of the Kosovo Battle. 10 The
Albanians are no less attached to Kosovo than the Serbs. It was in Kosovo‟s Prizren
that the Albanian League was formed in 1878, which waged a two-fronted struggle
for autonomy from Turkey and for the protection of the territorial integrity of
Albanian- inhabited areas from foreign encroachment. The major battle for Albania‟s
independence was fought in Kosovo and some of Albania‟s most prominent national
figures were Kosovars. 11 Besides contested historical claims to Kosovo, there are
other major differences between Serbs and Albanians. They speak different languages
and have different religion. Most Albanians are Muslim, with a small proportion
being Orthodox or Catholic. 12
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Kosovo Albanians do not define their national identity through religion, but through
language and have a relatively relaxed approach towards the observance of the forms
of the Islamic religion. Neither Islamic leaders nor Islamic theology played a
significant role in either the eight-year campaign of non-violent resistance to the Serb
occupation regime or the armed resistance of 1998-99. 13 Most Kosovo Serbs, even
those who are not active religious believers, consider Orthodoxy to be an important
component of their national identity. Nevertheless, despite this essential division of
religious activities along ethnic lines, it cannot be said that religion per se was an
important contributing factor in the conflict between Serbs and Albanians in
Kosovo. 14
From the time Kosovo was included into the Serbian state Kosovo Albanians were
considered as undesirable foreigners. The Albanians displayed a deep commitment to
national values and a strong resistance to Serbian rule. 15 When Milosevic came to
power in the 1980s his policy toward Kosovo aimed at breaking the will of ethnic
Albanians to resist Serbian domination. It blended elements of Serbian ultra-
nationalism, the widespread use of coercion, fear and intimidation, and general
disenfranchisement and the use of propaganda to demonise the Albanians. Having
restored Serbia‟s control over Kosovo, Milosevic embarked upon a policy of
Serbianising the province through a campaign of deliberate economic and social
marginalisation of Albanians. 16 After the failure of the Rambouillet peace talks in
January 1999, the United States (US) and the European Union (EU), as the sponsors
of the talks between the two sides, finally decided to take sides and North Atlantic
Treaty Organization (NATO) military intervention against Serbia followed on 25
March 1999. It lasted less then three months and ended in complete withdrawal of
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Serbian government forces from Kosovo. The United Nations (UN) established its
interim government and gave Kosovo Albanians the control of the province. The
international community entered Kosovo in June 1999 without an exit strategy and has
taken only a few uncertain steps toward defining one. Security Council Resolution (SCR)
1244, which mandates an international administration, is ambiguous on the duration of the
Federal Republic of Yugoslavia (FRY)'s sovereignty over Kosovo.
Continuing international ambiguity and delay over the final status of Kosovo is
increasingly untenable. Confusion and obfuscation over whether the territory becomes
a long- term UN or EU protectorate, is unilaterally handed over to Belgrade‟s control,
or is finally launched on a trajectory for statehood erodes the effectiveness of the UN
Mission in Kosovo (UNMIK), fuels the misplaced hopes for some in Serbia that all or
part of Kosovo will again come under the authority of Belgrade, postpones stability in
Southeast Europe, and most disturbingly, contributes to increased tensions, political
and economic stagnation, and an unhealthy culture of depende nce among Kosovo‟s
ambitious, youthful, and growing population. 17 Ambiguity over the status comes from
UN Resolution 1244 which requires that Kosovo society and institutions must
demonstrate that they are ready to govern responsibly before discussions of final
status.
From the report of the International Commission on the Balkans the situation in the
region is described as close to failure as it is to success. For the moment, the wars are
over, but the smell of violence still hangs heavy in the air. The region's profile is
bleak - a mixture of weak states and international protectorates, where Europe has
stationed almost half of its deployable forces.18
But despite the scale of the assistance
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effort in the Balkans, the international community has failed to offer a convincing
political perspective to the societies in the region. The future of Kosovo is undecided,
the future of Macedonia is uncertain, and the future of Serbia is unclear. We run the
real risk of an explosion of Kosovo, an implosion of Serbia and new fractures in the
foundations of Bosnia and Macedonia. There is an urgent need to solve the
outstanding status and constitutional issues in the Balkans and to move the region as a
whole from the stage of protectorates and weak states to the stage of EU accession.
This is the only way to prevent the Western Balkans from turning into the black hole
of Europe. 19
1.2- Aim
The aim of this dissertation is to explore security implications for the Balkan region of
the possible solutions on the Kosovo final status.
1.3- Objectives
The objectives of the study are:
To analyse how nationalism and self-determination have contributed to the
increase of insecurity in Balkans.
To assess the security implications for the Balkan region in the light of
Kosovo‟s final status.
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To identify areas of international responsibility for the increase/decrease of
security in Balkans.
To recommend ways of fostering security and cooperation in the region.
1.4- Justification for undertaking the study
The debates within academia, among legal practitioners, politicians, international
institutions and governments in relation to the fate of Kosovo and the future of
Balkans has increased since Yugoslav wars of 1990s and especially after 1999 NATO
intervention in Kosovo. Many annalists and security institutions warn that the
situation in Kosovo is explosive and Kosovo Albanians are frustrated with the
international community that has been unable to deliver the final status. This
dissertation does not suggest that Kosovo final status should be independence from
Serbia; instead it provides an opportunity to analyse the security implications for the
Balkans in relation to Kosovo final status.
The examination of current literature in relation to the security situation in the
Balkans suggests that Kosovo final status is an impediment for the development and
integration of the poorest region of Europe and finally there is not an exit strategy
from Kosovo. Therefore the study of possible Kosovo status is related to the role of
nationalism and international super/regional powers to the security of the Balkans.
Some policy makers have expressed concerns that any movement toward granting
sovereignty to Kosovo would be seized on by secessionists, irredentists and their
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supporters elsewhere as a precedent for their cause. But in fact the circumstances of
the Kosovo case are rather unusual and unlikely to be matched by any other case
currently troubling policy-makers.
Many authors describe the Balkans as a powder keg and warn that granting Kosovo
independence may ignite other ethnic conflicts in the region and fear also the creation
of a greater Albania. Being from Balkans was one of the reasons for undertaking this
research.
1.5- Research methodology
Primary and secondary sources were used for writing this dissertation. The primary
sources include documents from the UN, UNMIK, and institutions relevant to the
study. Discussions with Doctor Laura Cleary gave me useful insights that formed part
of primary sources for the dissertation.
Secondary sources of information for the dissertation were primarily from books,
journals, the print and electronic news media and the internet. Other secondary
sources used were presentations and reports of conference proceedings. The field trip
to Northern Ireland gave me some insights into various aspects of ethnic conflict
situation and its implications for the security of United Kingdom.
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1.6- Study structure
Chapter one gives an overview of historical ethnic conflict between Serbs and Kosovo
Albanians and how it has contributed to the ongoing instability and insecurity in
Balkans. It also highlights the involvement of international actors in fuelling wars of
ethnic nature in the Balkans and their current involvement to resolve the Kosovo final
status.
Chapter two is a theoretical framework regarding nationalism and ethnicity as a
source of conflict. It reviews the theory of nationalism, self-determination and
highlights the linkage between nationalism, the rights of self-determination and its
ambiguity in international legal system to the security. Analysis of theory provides the
basis for a working definition for analysing the security dimension of people‟s self -
determination in a given international situation.
Chapter three gives an account of alternatives of Kosovo final status, analysing
primarily the independent Kosovo, a Kosovo within Serbia-Montenegro. The role of
key international players and their position to final status and their fears surrounding
ethnic composition of Balkan states is subsequently discussed.
Chapter four is devoted to the security implications of the possible Kosovo final status
alternatives discussed in Chapter three. Main focus is concentrated on the domino
effect and the creation of the Greater Albania as result of Kosovo‟s independence.
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Chapter five identifies the major challenges that the international community is facing
in order to foster security in the Balkan region. Attention is placed on European
integration of the region and challenges of Kosovo and Serbia and Montenegro to
confront the past and the future.
Chapter six brings about the main conclusions reached throughout the dissertation and
makes recommendations.
1.7- Review of the literature
The existing literature on nationalism and movements of self-determination can be
subdivided into three types. These were books and journal articles which assessed
nationalism and self-determination movements as a potential source of conflict, those
dealing with critical reviews and facts, and others investigating the future. Analysis of
the relevant publications consulted provided the theoretical framework in Chapter two
in particular and for the realization of the objectives of the study in general.
Going through the literature, three main themes were identified. First, there appears to
be no consensus as to what extent nationalism as an ideology and desire for self-
determination generates conflict within a multiethnic state and between states.
However, there seems to be broad agreement as to the severity of the problem and the
inability of state structures to accommodate minorities. Second, there is a wide divide
between the critics and proponents of the rights of self-determination; while critics
point to the domino effect of the recognition, proponents of independence defend the
democratic right of people to govern themselves. Third, on the case of Kosovo the
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literature indicates that there is a divide between US and EU on a one hand and Russia
and China as UN Security Council permanent members that have kept Kosovo final
status unresolved. Despite disagreements all agree that the current status quo is not
contributing to security and development for the peoples of the Balkan countries.
Finally, despite the new colonial role that EU and Euro-Atlantic structures are taking
in the region it seems that Kosovo will remain a black hole in the European map
unless its status is decided. The international formula „standards before status‟ it is not
working and probably will plunge the region into new turmoil.
Deciding on the future of Kosovo status is becoming a nightmare not only for Kosovo
Albanians and Serbs. The international community which appears divided in this issue
fears security implications that all possible outcomes of Kosovo final status might
have for the Balkans and more broadly.
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1 Timothy Garton Ash, Bosnia in Europe‟ Future, New York Review of Boods, December 21, 1995
quated in „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans ,
Centre for Liberal Strategies, Sofia, April 2005, p.6, at http://www.balkan-
commission.org/activities/Report.pdf 2 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre for
Liberal Strategies, Sofia, April 2005, p.6, at http://www.balkan-commission.org/activities/Report.pdf 3 Glenny, Misha, The Balkans 1804-1999: Nationalism, War and the Great Powers , (Granta Books,
London, 1999), p.2434 Williams, Christopher, „Kosovo: A fuse for the lighting‟, in Weymouth, Tony, & Heng, Stanley,
(editors), The Kosovo Crisis: The last American war in Europe ?, (Reuters, Pearson Education, London
2001), p.175 Biberaj, Elez, „Kosova: The Balkan Powder Keg‟, Conflict Studies 258, February 1993, p.2
6 Nikolic, Lazar, „Ethnic Prejudices and Discrimination: The Case of Kosovo‟, in Bieber, Florian,
Daskalovski, Zidas (editors), Understanding the War in Kosovo , (Frank Cass London, Portland, OR,
2003), p.547 Williams, Christopher, „Kosovo: A fuse for the lighting‟, in Weymouth, Tony, & Heng, Stanley,
(editors), The Kosovo Crisis: The last American war in Europe ?, (Reuters, Pearson Education, London
2001), p.178 Biberaj, Elez, „Kosova: The Balkan Powder Keg‟, Conflict Studies 258, February 1993, p.39 Judah, Tim, Kosovo: War and Revenge , (Yale University Press, New Haven and London, 2000), p.xix10 Biberaj, Elez, „Kosova: The Balkan Powder Keg‟, Conflict Studies 258, February 1993, p.311 Ibid, p.312 Williams, C hristopher, „Kosovo: A fuse for the lighting‟, in Weymouth, Tony, & Heng, Stanley,
(editors), The Kosovo Crisis: The last American war in Europe ?, (Reuters, Pearson Education, London
2001), p.1713 „Religion in Kosovo‟, International Crisis Group -Balkans Report, Nr 155, Pristine/Brussels, 31January 2001, p.ii, at http://www.crisisgroup.org/library/documents/report_archive/A400226_31012001.pdf 14 Ibid, p.115 Biber aj, Elez, „Kosova: The Balkan Powder Keg‟, Conflict Studies 258, February 1993, p.3-416
Ibid, p.6-717 Bugajski, Janusz, Hitchner, Bruce R, Williams, Paul, Achieving a Final Status Settlement for
Kosovo, Center for Strategic and Inernational Studies, Washington, 2003, p.2, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 18 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.7, at http://www.balkan-
commission.org/activities/Report.pdf 19 Ibid, p.8
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CHAPTER 2 – THEORETICAL FRAMEWORK
Most writers agree that security is a „contested concept‟. For much of the Cold War
period most writing on the subject was dominated by the idea of national security,
which was largely defined in militarized terms. 1 However, since the end of the Cold
War, policy makers and scholars have increasingly begun to think about security as
something more than military defence of the state interests, which includes political,
economic, societal, environmental as well as military aspects and which is also
defined in broader international terms.
This Chapter starts with the definition of the nation as a prerequisite of nationalist
movements that lead to ethnic conflicts. Nationalism and ethnic conflict have leaped
onto the centre stage after the Cold War in many parts of the world, and have become
the most significant threats to global peace. The following will develop the issue of
self-determination as a right of communities to decide on their fate and to establish an
independent state as well as assess the implications for international relations. The
right of self-determination goes against the principle of territorial integrity, so it
should be balanced by other principles of international relations, such as international
peace and security. Along with security implications of self-determination the focus
of this chapter are also the challenges of state building and its relations with
democracy.
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2.1 Security in the Post-Cold era
The end of the Cold War brought about the demise of the superpower competition, the
freeing of Eastern Europe from Communism and a reinvigoration of the UN as an
important global actor. States no longer appear preoccupied by preparation for war.
Yet, since the end of the Cold War Europe has witnessed a resurgence of armed
conflict. 2 Ethnic conflict has leapt onto centre stage due to the structural changes
brought about by the end of the Cold War international system and the European
colonial system that predated it. These structural changes have promoted, or
highlighted, ethnic conflict by challenging the personal identity of the masses, the
men and women in the street and encouraging them to act forcefully on the basis of
ethnicity. These changes have also given rise to career opportunities for the would-be
leaders of all kinds of new political movements, including ethnically based ones. 3
Ethnic conflicts are also likely to have at their core secessionist movements or to
mutate into wars of ethnic and religious separatism. 4
The dual processes of integration and fragmentation which characterizes the
contemporary w orld means that much more attention should be given to „societal
security‟. According to this view, growing integration in a region like Europe is
undermining the classical political order based on nation-states, leaving nations
exposed within larger political frameworks (like the EU). At the same time the
fragmentation of various states, like the Soviet Union and Yugoslavia, has created
new problems of boundaries, minorities, and organizing ideologies which are causing
increasing regional instability. This has led to the argument that ethno-national
groups, rather than states, should become the centre of attention for security analysts.5
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Thomas Homer-Dixon hypothesizes that one frequent characteristic of societies
vulnerable to internal conflict is scarcities of critical natural resources. 6 Unequal
economic opportunities, unequal access to resources such as land and capital, and vast
differences in standards of living are all signs of economic systems that may be
viewed as unfair and illegitimate 7, by the more disadvantaged members; thus in turn
providing a focus for ethnic groups in opposition to the state.
Demographic factors can also lead to conflict in ethnically mixed states. This is
particularly true in areas where ethnic groups are integrated rather than segregated
into well-defined areas, where one or more of the groups have a nationalist history,
where the groups have different growth rates, and where the central government is
relatively weak. Bosnia in the early 1990s, as the Yugoslav central government was
weakening, is an example of an ethnic conflict in which demographic factors played a
role. Between 1961 and 1991, the Serbian percentage of the population in Bosnia
declined from 43 percent to 31 percent, while the Muslim percentage of the
population increased from 26 percent to 44 percent. This population shift
accompanied the waning of Serbian dominance, and the increasing influence of
Bosnian Muslims, in Bosnian politics. 8 Although population growth and population
density do not generally predict political risk, unequal population growth rates
between different ethnic groups, do increase the risk of violent internal political and
ethnic conflicts. 9
Violent ethnic conflict has become one of the most significant threats to global peace.
Ethnic conflict should be understood as a conflict between two or more ethnic groups,
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one of which possesses the actual state power. The state is the actor who possesses the
legitimate monopoly of violence in the society. This legitimate monopoly is contested
by ethnic groups. 10 The prospects for violence are great, if ethnic groups have
ambitious objectives, strong sense of identity, and confrontational strategies. Conflict
is especially likely if objectives are incompatible, groups are strong and determined,
action is feasible, success is possible, and if inter-group comparisons lead to
competition, anxiety, and fears of being dominated. 11
Religion as a basis for conflict or discriminatory violence is, of course, as old as
religion itself. 12 Since some nationalities are defined in religious terms, the presence
of individuals of other religions is often portrayed as a threat to national cohesion and
hence, they can become the victims of state or societal repression. This was starkly
illustrated by the phenomenon of so- called „ethnic cleansing‟ in Bosnia -Herzegovina
in the 1990s. The Bosnian Moslems, natives of the region whose ancestors had
converted to Islam in the fifteenth century and who were no more religiously devout
than the Catholic Croats or Orthodox Serbs, suddenly came to be seen as outsiders in
their own country because of a societal security struggle between the other two
nationalities. Serbian nationalism was reawakened by the break up of the multi-
national state they had dominated and rallied to its traditional cause of Islamophobia,
fuelled by historic memories of centuries of domination by the Ottoman Turks. 13
Where ethnicity does define the nation, minority ethnic groups are not likely to be
accommodated by or assimilated into the dominant, indigenous national group and
risk becoming marginalized. At the lesser end of the scale this might be in the form of
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being denied the rights of citizenship in their country of residence and in extremis
manifest itself in the horrors of genocide and „ethnic cleansing‟. 14
According to the ideal of one nation-one state, states engage in active nation-building:
they try to implement the idea of one nation-one state. In the process of nation-
building states try to coerce ethnic groups. They do not allow existence of educational
and other institutions based on other ethnic groups' languages and values. This is,
however, the least violent policy among a state's options. It is identified as the
assimilationist policy. 15 If this policy does not succeed in either assimilating ethnic
groups or making them invisible on the societal surface, other, more violent policies
are used. Assimilation can be a result of deliberate state policy as well as a result of
structural inequality in the positions between the dominant and marginalized ethnic
groups. 16
The perception that a minority nationality is a human security threat to the majority
nationality may be perceived as a threat to the economic well-being of the dominant
group. Minority nationalities may even be perceived as threats to state security, as in
the Nazi and neo-Nazi portrayal of Jews formerly as Communists and latterly as part
of a global conspiracy to control economic life. 17 The minority nationality may also
perceive threats to their human or societal security from the state or dominant
nationality. When two or more national groups each perceive that another threatens
their li ves or identities, a „societal security dilemma‟, can be the cause of conflict. 18 If
the ethnic groups realize the danger in time, they confront the state attempts, and a
civil war starts. If the genocide eventually succeeds, the residues of the crucified
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ethnic group, its generations and international community engage in attempts to
achieve retribution. 19
2.1.1 Nationalism
Nationalism like many other terms in social science is used to describe a set of
political principles that movements and individuals espouse, and a social and political
movement, a tendency that has affected all societies and transformed their politics. 20
To arrive at a definition of the nation Smith proposes the examination of the
„individuality‟ component of the nationalist‟ „independence ideal‟. 21 He defines the
nation as a large, vertically integrated and territorially mobile group featuring
common citizenship rights and collective sentiment together with one (or more)
common characteristic(s) which differentiate its members of similar groups with
whom they stand in relations of alliance or conflict. 22 A sense of legal and political
community in which members enjoy civil, legal and political rights, and incur legal
duties and obligations, together with a sense of equality before the law among
members of the community, in short, the notion of citizenship – these are vital
elements in the western, civic model of a nation. 23 Within the ethnic model that
emerged in Eastern Europe after the Cold War, the nation is construed as a
diachronically extended family whose members enjoy a common ancestry. 24
The terrible experiences of the 1930s and World War II seem to have implanted in us
a tendency to think that nationalism must inevitably degenerate into fascism. 25
Operating on the axiom that a perceived domestic or foreign threat helps to unite a
community, aggressive nationalist leaders promote discrimination against other
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nationalities and hostility toward neighbouring states. Xenophobic nationalism is
more likely to be manifested among groups that live with larger and potentially more
threatening minorities, especially where there are deep-rooted historical grievances
and seemingly irreconcilable cultural or religious differences. Numerous issues can
provoke hostility and confrontation, including questions of land ownership, language
policy, and the allocation of power and resources. 26
There are close ideological relatives to nationalism as Smith calls them, such as
imperialism, fascism and racism. Imperialism as an ideology is carried by an ethnie or
a nation, which believes, it has a mission to endow other ethnie or nations with the
blessings of its civilisations. Fascism is a further development away from nationalism.
Its mainsprings are worship of the State as a corporate entity, belief in the Leader and
the elite whose will is infallible, and a sense of what is often described as vitalistic
nihilism. Racism holds the doctrine that the world is divided into races, some superior
physically and intellectually to others, and therefore endowed with the right to
dominate. 27
2.1.2 Nationalism and international relations
A consequence of nationalism for the international system is that it has been a source
of conflict, and often of war. The hostility to nationalism is all the greater because, as
in the German and Japanese cases, ferocious nationalism abroad is often combined
with dictatorial and racist policies at home: nationalism is used by dictatorial regimes
to crush dissent at home, even as it is deployed to mobilize support for aggression
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abroad. 28 Even in developed, stable democracies of Western civilization national
identity is at little risk of disappearing from Europe. 29
Nationalism was seen as a thing of the past, a cause of wars in Europe up to 1945, a
relic of colonialism in the Third World, an irrational if necessary feature of
international relations. It was generally assumed that states would resort less and less
to nationalism in dealings with each other and would, instead, use the new institutions
of international order, be they the UN or EU, to promote greater cooperation. 30 On the
positive side, ethnic nationalism may be a cohesive and motivating force in helping a
group to assert its cultural identity, regain its national sovereignty, or limit the
influence of unwelcome outside powers in domestic affairs. Nationalism may instil a
sense of patriotism, community loyalty, and cultural pride. 31
The international legal system provides little clarity about what actions the
international community will support in relation to self-determination movements of
the people and the territorial integrity of the state or about the actions that minority
groups and central governments should take. As a result, the contending parties often
end up focusing on the principles that would lead each to their most favoured
outcomes: secession in the case of minority groups and a centralized state in the case
of central governments, because these outcomes are at opposite and irreconcilable
extremes, their separate pursuit is likely to generate conflict. 32
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2.2 Nationalism and self-determination
Nationalism is primarily a political principle, which holds that the political and the
national unit should be congruent. 33 Nationalism is above all a moral principle, which
claims that nations do exist, that they should coincide with, i.e. cover the same people
as, political communities and that they should be self-ruling. 34
Traditional European nationalism tried to formulate objective marks of nationhood
that would enable any given unit of people to provide a rational justification of its
demand for „self -determination‟. These could include language, common origin,
historical tradition of statehood, or the like, and could – or so it was hoped – place the
democratic edifice on a completely rational foundation. There would exist universally
valid objective criteria defining a „fair‟ distribution of territory among peoples; groups
or individuals with doubts about their membership in a given nation could find just
and impartial standards for resolving them. 35
World War I was the occasion on which the principle of national self-determination,
hitherto confined to Europe and the white elites of the Americas, was now proclaimed
as a universal principle. 36During World War I, self-determination became a tool of
allied psychological warfare. Then in 1917, to facilitate the Bolshevik cause, Lenin
advocated the principles of non-annexation and self-determination for all peoples.
Finally, it was legitimized in President Woodrow Wilson‟s Fourteen Points and the
subsequent Treaty of Versailles. 37
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Self-determination managed to be included in the UN Charter, although in the Charter
language it is couched not as a right, but as a principle. The 1960 General Assembly
Resolution transformed self-determination into a foremost human right, with its far-
reaching effects. 38 It stipulates that „all peoples have the right to self -determination:
by virtue of the right they freely determine their political status and freely pursue their
economic, social, and cultural development. This characterization set a precedent for
future human rights documents on the question of self-determination. 39
In Western Europe and the USA from 1960s onwards new demands for national self-
determination, or the recognition of ethnic diversity and rights within states, began to
emerge: among the Basques in Spain, among the Catholic population in Northern
Ireland, in Scotland, in Belgium, in Corsica. In Canada the French – speaking
population of Quebec began to demand greater autonomy and, in many cases,
independence. This revival of national and ethnic politics in Western Europe and
North America was, for all its implications, contained: in no case did states
fragment. 40
One of promises of self-determination was that, within the free atmosphere of
politically independent units, individuals would find fulfilment in their enjoyment of
human rights, including self-respect. But the arrival of postcolonial states, following
their tortuous anti-colonial fight, shows that the fate of the individual in international
law has not improved. 41 It seems that what ultimately determines which minority
group has the right to self-determination, and where, still depends – unlike in the
decolonization case – on the power of the gun, in the Maoist sense. 42
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2.2.1 Self-determination as a right to choose political status
Some scholars understand self-determination to be the central issue in the
globalisation of democracy. For this group, self-determination means liberty and free
development for all peoples. They argue that the principle of self-determination of
peoples as expressed in Article 1(2) of UN Charter is an absolute legal principle and,
hence, a „right‟ whose purpose is to strengthen international peace. Moreover, the
right of peoples to self-determination means the right to establish an independent state
or the right of a people to select the state to which they wish to belong as well as to
choose their own form of government. 43 The second catalyst for self-determination,
and perhaps the most important one, is the fears and insecurities created by the
collapse of multi-ethnic states. These insecurities are exacerbated when the historical
background of inter-ethnic relations is one of conflict and hostility. 44 Self-
determination has come to be a universally accepted principle, and the supposed basis
of the current international order. 45
Demands for autonomy or „self -determination‟ can range from modest to campaigns
for linguistic rights to calls for outright self-rule within a federal or loose confederal
structure, or even a separate and sovereign state. Campaigns for secession are more
likely to develop when previously acquired privileges are under threat or when
underprivileged groups seize an opportunity to redress their grievances and push for
separate statehood. 46 Nationalist movements of self-determination are linked to two
extreme ideological and political movements ‘Irredentism’ and ‘Pan’. Both division
and „incorporation‟ characterise the situation of irredentism. Many movements have,
in addition to their separatist aims, the opposite drive to unification of all co-nationals
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in one state. Members of the projected „group‟ live within the boundaries of other
political units than that in which the main body of the „nationals‟ reside. But
„irredentist‟ movements do not stop at advocating the in -gathering of co-nationals into
the main area; they also desire to add the territory on which their severed kinsmen
reside, especially since it is usually adjacent to the „base‟ area, e.g. Epirus to Greece,
Alsace to France and Germany. 47The „Pan‟ nationalist de mands the unification of
separate political units contained within the larger culture area. The line between
„Pan‟ and „Irredentist‟ movements is not always strict in a given case. 48
2.2.2 Self-determination versus sovereignty
Opposed interests of minority groups and central governments derive from their
distinctive interpretations of the principle of self-determination and territorial integrity
of the state as well as from ambiguity in international policy. Most commonly,
minority groups construe the legal principle of self-determination of peoples to mean
that they possess the right of secession from the state to which they are part – an
understanding that clearly threatens the territorial integrity of the state. In contrast,
central governments typically view the principle of the territorial integrity of the state
as prohibiting the implementation of an understanding of self-determination that
would permit sub-national groups to declare their own separate, sovereign, and
independent political units. Hence, the disparate implications of the principles of
territorial integrity and self-determination may promote and even legalise internal
armed conflict and violence. 49
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As long as the pursuit of self-determination does not imply secession or any
adjustment of the borders of a state, then its pursuit does not come directly into
conflict with the protection of the territorial integrity of the state. The behaviour of the
United Nations and other international bodies tends to follow these maxims except in
some rare and selective instances when outrageous conduct shocks the conscience of
mankind and when the geopolitical significance of a region is highly salient to key
players. 50
The international legal principle of self-determination of peoples, its various
interpretations, and the manner in which the principle is put into practice can best be
understood against the backdrop of international law that protects the territorial
integrity of states. International law pertaining to self-determination of peoples and
territorial integrity of the states is expressed primarily in the United Nations Charter
and related documents of the United Nations. 51
There are two distinct – yet not mutually exclusive – approaches to self-determination
each based on a different form of nationalism: the territorial and the ethnic. Territorial
self-determination seeks to achieve a particular political status for a defined territory
and for all the people who resides in it. Territorial self-determination is consummated
when the territorial unit achieves independence or unites with another independent
state. This approach remains the basis of a presumed international consensus of self-
determination built around the UN. Communal groups which have exercised self-
government or enjoyed a degree of autonomy in modern history tend to aspire to
independent statehood. 52
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2.3 The implications of self-determination
The principle of self-determination has to be balanced by other principles of
international relations, such as international peace and security, state sovereignty,
territorial integrity and the peaceful resolution of conflicts. 53 Self-determination
conflicts defy the civil/international war categorisation. Although they almost always
start as conflicts within borders of a state, they inevitably acquire an international
dimension. 54
Protecting the territorial integrity of states is accomplished through legal statements
that prohibit any coercive intervention that might violate the territorial sovereignty of
any member state and through a more general prohibition of the use of force that is
necessary for preserving international peace and friendly relations among states.
Article 2(4) of the UN Charter protects the territorial integrity and political
independence of any state from the threat or use of force 55 as a matter of an absolute
and general principle of international law. The logic of this prohibition follows from
the idea that all states are sovereign equals. 56
The proliferation of self-determination conflicts challenges some of the international
legal principles which provide the basis for the existing international order. The most
important of these principles is state sovereignty, a „basic rule of coexistence‟. In
reality, however, state sovereignty is never absolute: states often viol ate each other‟s
sovereignty; and sovereignty is undermined by the increasing economic,
informational and environmental interdependence of states. States have often
supported self-determination movements in other states in pursuit of some national
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interest, but have traditionally shied away from supporting secession when this was an
option. 57
Once self-determination conflicts reach the stage where the adversaries have
consolidated their control over various parts of the country, and if those seeking
secession have the backing of one or more regional powers, then border changes
become a possibility. The more vicious and pervasive the prosecution of one group by
another, the greater the conviction that the groups should live separately. Armenians
and Azeris, and Serbs and Croats seem to have reached the conclusion that they
cannot live together. 58
In the cases of secessionist movements border changes may be considered only when
the new borders are likely to be stable. They have to be accepted as legitimate by the
populations of the states concerned. No state will be ever ethnically homogenous and
the criteria for recognition have to specify high standards of democratic governance
and human rights, and the protection of national minorities to secure their legitimacy.
The new borders also have to be defensible and not vulnerable to external
aggression. 59 It has become exceedingly hard, given the power and logic of
globalization, for state leaders to convince their societies, and even other officials in
the state, that those state borders are their social boundaries as well and really worth
defending through tremendous self-sacrifice. 60
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2.3.1 State-building and democracy
The 20th century witnessed three waves of state creation, each involving the collapse
of empires and each generating a distinct set of issues involving the integrity and
viability of the often-fragile new states. After the First World War, the disintegration
of the Russian, Austro-Hungarian and Ottoman Empires, framed by Woodrow
Wilson's rallying cry for self-determination, sparked the century's first wave of new
states. Then, following the Second World War was accompanied by a new round of
state creation, which included the radical redrawing of the world political map
through the independence of multiple new states in Asia and Africa, tripling the total
number of states within a generation. Finally, the fall of the Soviet Union, set off the
third surge of state creation, centered mostly in Eastern and South-eastern Europe. 61
The existence of ethnic or cultural minorities resistant to assimilation can become a
serious obstacle to nation-building or state integration, especially if such minorities
claim some form of political autonomy. This can arouse the ire of the majority,
fuelling inter-communal conflict and possibly generating repression in the form of
forced assimilation or explosion of minority groups. Such developments can in turn
transform moderate minority autonomists into radical separatists. 62
Democracy is about inclusion and exclusion, about access to power, about the
privileges that go with inclusion and the penalties that accompany exclusion. In
severely divided societies, ethnic identity provides clear lines to determine who will
be included and who will be excluded. In ethnic politics, inclusion may affect the
distribution of important material and nonmaterial goods, including the prestige of the
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various ethnic groups and the identity of the state as belonging more to one group
than another. 63 The withholding of political and economic resources from minority
leaders can aggravate anti centrist feelings, strengthen the cohesion of ethnic
minorities against the adversarial state, undermine the legitimacy of the government,
and lead to ever more radical demands. Pressures for ethnic autonomy may then
evolve beyond the protection of cultural identity and accelerate toward demands for
outright separation. 64
The challenges for new states in the first decade of the 21st century, including those
stemming from vulnerable borders and increasing global connections through and
across state borders leading to weakening norms of sovereignty, put a premium on the
ability of state leaders to mobilize their populations while simultaneously
undermining their ability to do so. 65 Most of the new states do show the same
inclination as in the United States and Israel in their early state building to harden the
boundary between the dominant nation and "dangerous populations." Leaders in
Armenia, Azerbaijan, Serbia, Croatia and Macedonia, for example, have managed to
define minorities making up relatively large segments of the population as outside the
nation and dangerous. The new states of the 1990s are not all of a cloth and will
fortify, negotiate and transform their social lines in a variety of ways. 66
Conclusion
Since the end of the Cold War, policy makers and scholars have increasingly begun to
think about security as something more than military defence of the state interests,
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which includes political, economic, societal, environmental as well as military aspects
and which is also defined in broader international terms.
Nationalism and ethnic conflict have leaped onto the centre stage after the Cold War
in many parts of the world. Violent conflict has become one of the most significant
threats to global peace. One of the consequences of nationalism for the international
arena is that it has been a source of conflict and war. Self-determination as a right of
communities to decide on their fate and to establish an independent state is a
contested issue in international relations, because it goes against the principle of
territorial integrity. So, self-determination should be balanced by other principles of
international relations, such as international peace and security and cooperation.
When conflicts of self-determination reach the point where the ethnic groups have
irreconcilable positions and one of them has the backing of one ore more regional
powers separation is the only viable solution. The new state that results from the
border changes is challenged by its ability to mobilize its population, accommodate its
minorities, and defend its borders. Minority groups within the new independent state
may also demand secession from it and undermine its security.
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1 Baylis, John, International and Global Security in the post-Cold War Era, in Baylis, John, and Steve
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(second edition), (Oxford University Press, 2001), p.254-2552
Kennedy-Pipe, Caroline, From Cold Wars to New Wars, in Jones, Clive, and Kennedy-Pipe, Caroline,(editors), International Security in a Global Age: Securing the Twenty-first Century , (Frank Cass,
London, Portland, OR, 2000), p.93 Crocker, Cherter A, How to Think About Ethnic Conflict, in
http://www.fpri.org/fpriwire/0710.199909.crocker.howtothinkaboutethnicconflict.html 4 Kennedy-Pipe, Caroline, From Cold Wars to New Wars, in Jones, Clive, and Kennedy-Pipe, Caroline,
(editors), International Security in a Global Age: Securing the Twenty-first Century , (Frank Cass,
London, Portland, OR, 2000), p.155 Baylis, John, International and Global Security in the post-Cold War Era, in Baylis, John and Smith,
Steve, (editors), The Globalization of World Politics: An Introduction to International Relations ,
Second Edition(Oxford University Press, 2001), p.2556 Homer-Dixon, Thomas F, E nvironment, Scarcity and Violence, (Princenton NJ, Princenton University
Press, 1999), p.1337 Brown, Michael E, The Causes of Internal Conflict, in Brown, Michael E, Cote, Owen R, Jr, Lynn-
Jones, Sean M, and Miller, Steven E, Nationalism and Ethnic Conflict , (The Mit Press, Cambridge,
Massachusetts, London, England, 2001), p.9
8 Homer-Dixon, Thomas F, Environment, Scarcity and Violence , (Princenton NJ, Princenton
University Press, 1999), p.1339 Diehl, Paul F., Nils Peter Gleditsch, (Editors), Environmental Conflict, (Boulder, CO, Westview
Press, 2001), p.8710 Ter- Gabriel, Gevork, Strategies in „Ethnic‟ Conflict, in http://www.cwis.org/fwj/41/ethnic.html 11 Brown, Michael E, The Causes of Internal Conflict, in Brown, Michael E, Cote, Owen R, Jr, Lynn-
Jones, Sean M, and Miller, Steven E, Nationalism and Ethnic Conflict , (The Mit Press, Cambridge,
Massachusetts, London, England, 2001), p.912 Hough, Peter, Understanding Global Security , (Routledge Taylor & Francis Group, London and
New York, 2004), p.10913
Hough, Peter, Understanding Global Security , (Routledge Taylor & Francis Group, London andNew York, 2004), p.11014 Hough, Peter, Understanding Global Security , (Routledge Taylor & Francis Group, London and
New York, 2004), p.10715 Ter- Gabriel, Gevork, Strategies in „Ethnic‟ Conflict, in http://www.cwis.org/fwj/41/ethnic.html 16 Ter- Gabriel, Gevork, Strategies in „Ethnic‟ Conflict, in http://www.cwis.org/fwj/41/ethnic.html 17 Hough, Peter, Understanding Global Security , (Routledge Taylor & Francis Group, London and
New York, 2004), p.10918 Hough, Peter, Understanding Global Security , (Routledge Taylor & Francis Group, London and
New York, 2004), p.109
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19 Ter- Gabriel, Gevork, Strategies in „Ethnic‟ Conflict, in http://www.cwis.org/fwj/41/ethnic.html 20 Smith, Anthony D, Theories of Nationalism , (General Duckworth & Company Limited, London,
1971), p. 17121
Smith, Anthony D,Theories of Nationalism
, (General Duckworth & Company Limited, London,1971), p. 17422 Smith, Anthony D, Theories of Nationalism , (General Duckworth & Company Limited, London,
1971), p. 17523 Waters, Trevor, „Language and National Identity: A Source of Conflict in Post -Communist Europe‟,
Conflict Studies Research Centre , June 1998, G48, p.424 Waters, Trevor, „Language and National Identity: A Source of Conflict in Post -Communist Europe‟,
Conflict Studies Research Centre , June 1998, G48, p.5-625 Fukuyama, Francis, Avineri, Shlomo, Comments on Nationalism and Democracy, in Diamond,
Larry, and Plattner, Marc F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns
Hopkins University Press, Baltimore and London, 1994), p.2626 Bugajski, Janusz, The Fate of Minorities in Eastern Europe, in Diamond, Larry, and Plattner, Marc
F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 102-10527 Smith, Anthony D, Theories of Nationalism , (General Duckworth & Company Limited, London,
1971), p. 26128 Halliday, Fred, Nationalism, in Baylis, John and Smith, Steve, The Globalization of World Politics:
An Introduction to International Relations , Second Edition(Oxford University Press, 2001), p.44629 Fukuyama, Francis, Avineri, Shlomo, Comments on Nationalism and Democracy, in Diamond,
Larry, and Plattner, Marc F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns
Hopkins University Press, Baltimore and London, 1994), p.2430 Halliday, Fred, Nationalism, in Baylis, John and Smith, Steve, The Globalization of World Politics:
An Introduction to International Relations , Second Edition(Oxford University Press, 2001), p.44131 Bugajski, Janusz, The Fate of Minorities in Eastern Europe, in Diamond, Larry, and Plattner, Marc
F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 102-10532
Basic, Nedzad, Goetze, David, a nd Smith, Charls Anthony, „Secessionist crises, human welfare andconflict resolution‟, Conflict, Security & Development , Vol.3, Number 2, August 2003, pp.185-209,
p.188-18933 Gellner, Ernest, Nations and Nationalism , (Basil Blackwell Publisher, 1983), p.134 Halliday, Fred, Nationalism, in Baylis, John and Smith, Steve, The Globalization of World Politics:
An Introduction to International Relations , Second Edition(Oxford University Press, 2001), p.44335 Nodia, Ghia, Nationalism and Democracy, in Diamond, Larry, and Plattner, Marc F., (editors),
Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press, Baltimore and
London, 1994), p.7
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36 Halliday, Fred, Nationalism, in Baylis, John and Smith, Steve, The Globalization of World Politics:
An Introduction to International Relations , Second Edition(Oxford University Press, 2001), p.445-44637 Hsiung, James C, Anarchy and Order: The Interplay of Politics and Law in International Relations,
(Lynne Rienner Publisher, Boulder London, 1997), p.13038 Hsiung, James C, Anarchy and Order: The Interplay of Politics and Law in International Relations ,
(Lynne Rienner Publisher, Boulder London, 1997), p.13139 Hsiung, James C, Anarchy and Order: The Interplay of Politics and Law in International Relations ,
(Lynne Rienner Publisher, Boulder London, 1997), p.13340 Halliday, Fred, Nationalism, in Baylis, John and Smith, Steve, The Globalization of World Politics:
An Introduction to International Relations , Second Edition(Oxford University Press, 2001), p.445-641 Hsiung, James C, Anarchy and Order: The Interplay of Politics and Law in International Relations ,
(Lynne Rienner Publisher, Boulder London, 1997), p.140
42 Hsiung, James C, Anarchy and Order: The Interplay of Politics and Law in International Relations ,
(Lynne Rienner Publisher, Boulder London, 1997), p.14543 Basic, Nedzad, Goetze, David, and Smith, Charls Anthony, „Secessionist crises, human welfare and
conflict resolution‟, Conflict, Security & Development , Vol.3, Number 2, August 2003, pp.185-209,
p.192-19344 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.745 Halliday, Fred, Nationalism, in Baylis, John and Smith, Steve, The Globalization of World Politics:
An Introduction to International Relations , Second Edition(Oxford University Press, 2001), p.44646 Bugajski, Janusz, The Fate of Minorities in Eastern Europe, in Diamond, Larry, and Plattner, Marc
F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 102-10547 Smith, Anthony D, Theories of Nationalism , (General Duckworth & Company Limited, London,
1971), p. 22248 Smith, Anthony D, Theories of Nationalism , (General Duckworth & Company Limited, London,
1971), p. 22349 Basic, Nedzad, Goetze, David, and Smith, Charls Anthony, „Secessionist crises, human welfare and
conflict resolution‟, Conflict, Security & Development , Vol.3, Number 2, August 2003, pp.185-209,p.188-18950 Basic, Nedzad, Goetze, David, and Smith, Charls Anthony, „Secessionist crises, human welfare and
conflict resolution‟, Conflict, Security & Development , Vol.3, Number 2, August 2003, pp.185-209,
p.190-19151 Basic, Nedzad, Goetze, David, and Smith, Charls Ant hony, „Secessionist crises, human welfare and
conflict resolution‟, Conflict, Security & Development , Vol.3, Number 2, August 2003, pp.185-209,
p.188-18952 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.4-5
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53 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.4954 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.4955 Charter of United Nations, in Harris, D.J, Cases and Materials on International Law , (fifth edition),
(Sweet & Maxwell, London, 1998), p.104956 Basic, Nedzad, Goetze, David, and Smith, Charls Anthony, „Secessionist crises, human welfare and
conflict resolution‟, Conflict, Security & Development , Vol.3, Number 2, August 2003, pp.185-209,
p.18957 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.5058 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.75-7659 Shehadi, Kamal S, Ethnic Self-determination and Break-up of States, Adelphi Paper , 283, December
1993, p.75-7660 Migdal, Joel S, „State building and the non -nation- state‟, Journal of International Affairs, Fall 2004,
vol.58, no.1, pp17-46, p.2561 Migdal, Joel S, „State building and the non -nation- state‟, Journal of International Affairs , Fall 2004,
vol.58, no.1, pp17-46, p.1862 Bugajski, Janusz, The Fate of Minorities in Eastern Europe, in Diamond, Larry, and Plattner, Marc
F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 102-10563 Horowitz, Donald L, Democracy in Divided Societies, in Diamond, Larry, and Plattner, Marc F.,
(editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 35-3664 Bugajski, Janusz, The Fate of Minorities in Eastern Europe, in Diamond, Larry, and Plattner, Marc
F., (editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 102-10565 Migdal, Joel S, „State building and the non -nation- state‟, Journal of International Affairs, Fall 2004,
vol.58, no.1, pp17-46, p.39-4066 Migdal, Joel S, „State building a nd the non-nation- state‟, Journal of International Affairs, Fall 2004,
vol.58, no.1, pp17-46, p.40
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CHAPTER 3 – ALTERNATIVES OF KOSOVO FINAL STATUS
In order to maintain international order and peace in every case it is preferable to
reconcile claims for autonomy and self-government within the existing order of nation
states. Accordingly, when conflicts arise, intervening states must always seek to assist
parties to find solutions that first seek to reconcile state sovereignty with minority
rights and self-government. Minorities can only claim the right of secession when
such forms of compromise are clearly shown to be impossible. NATO intervention in
Kosovo in 1999 although controversial showed that states can lose their sovereign
rights over national minorities when their treatment of these minorities rises to the
level of persistent and brutal suppression of both individual rights and collective
rights of self-government. 1
To better understand the future of Kosovo final status an account of historical
relationship between Kosovo Albanians and Serbs is analysed. The discussion of
Kosovo final status is related to UNSCR 1244 which either determine the general
framework of the future status or leaves it open. In this respect final status of Kosovo
is discussed in full, ranging from an autonomous region of Serbia to an independent
state. This assessment takes into account the role of international actors who have
been reluctant to confront it openly.
3.1 Historical background on relations between Kosovo Albanians and Serbs
Relations between Serbs and Kosovo Albanians have been strained for many
centuries. During the rise of the Ottoman Empire, each side accused the other of
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supporting the Turkish enemy. After World War I, Serbs in Yugoslavia suppressed
the Albanians, closing their schools in the 1920s and 1930s and seizing their land.
Although some Albanians left, this repressive stance did not entirely remove the
Albanian presence in Kosovo. 2 During the course of the 20th century, the Albanian
population of Kosovo gradually rose in proportion to the Serbian population, until
Kosovo was granted the status of an autonomous province with voting powers in
Tito's Socialist Federal Republic of Yugoslavia.
After Tito's death in 1980, the complicated 1974 constitution that had maintained the
balance of power between the separate republics and provinces was open to
exploitation by cynical politicians campaigning on nationalist platforms. In March
1981 Albanian students started their protests at Pristine University. This disturbance
spread through many parts of Kosovo and assumed an openly political character. The
call for a Kosovo republic set alarm bells ringing, particularly in Serbia and in
Macedonia, where there was also a large Albanian minority. Granting Kosovo
republican status would mean detaching it from Serbia and conceding that it had the
right to secede from the federation.
Milosevic‟s rise to power from 1988, first as head o f the Serbian Communist Party,
then as President of Serbia, marked a return to a tougher policy on Kosovo. 3 Slobodan
Milosevic in particular played the nationalist card to consolidate his power within
Serbia, making inflammatory speeches to Kosovar Serbs and abolishing Kosovo's
autonomous status. As life for Albanians became increasingly difficult during the 90s,
they established a parallel state structure in the territory providing schools, hospitals
and tax collection outside the jurisdiction of the Serbian state authorities. Led by
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Ibrahim Rugova, the Democratic League of Kosovo (LDK) carried out a strategy of
passive resistance in the face of Serbian hegemony. 4 Despite the pressure and
discrimination, Kosovo Albanians still demanded the right to secede from Serbia but
not from Yugoslavia in 1990.
As Yugoslavia collapsed and fighting broke out, initially with Slovenia, then Croatia
and later in Bosnia-Herzegovina, Kosovo also made moves towards independence. In
September 1991, ethnic Albanians organised a clandestine referendum and on the
results declared the Republic of Kosovo as an independent state. Elections were held
in May 1992 for a parliament and Rugova declared that the LDK would seek its
objectives peacefully. However, in 1995 it became clear to the Albanian political
leadership that the Dayton and Paris peace accords were ignoring the issue of Kosovo.
This undermined the moderates including Rugova. Incidents of organised violence
increased during 1996 and as a result the Kosovo Liberation Army (KLA) emerged.
In mid-1998, Serb tactics forced the international community to act. An OSCE force
was put in place, and talks were held between the two sides. The Rambouillet peace
talks collapsed in March 1999, amid Serbia's refusal to accept the terms of an
international agreement based on joint administrative structures. NATO launched an
air campaign mainly against Serbian industrial, military and infrastructure targets
which lasted for 77 days before the Federal government accepted the terms of
NATO's demands. Serb forces were withdrawn from Kosovo and a NATO peace
keeping force (KFOR) despatched. 5
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3.2 Kosovo's Final Status
Any reflections on the future status of Kosovo have to start from the existing legal
framework established by United Nations Security Council Resolution 1244 on 10
June 1999, the day the air strikes against Yugoslavia ended. Of particular importance
are those parts of the Resolution which either determine the general framework of the
future status of Kosovo or on the contrary leave it open. In fact, Resolution 1244
confirms in very general terms that, all member states of the United Nations reaffirm
their commitment to the sovereignty and territorial integrity of the Federal Republic
of Yugoslavia (and other states of their region), as set out in the Helsinki Final Act
and Annex 2 of this resolution. 6
UNSC Resolution 1244, as well as those parts of the Rambouillet agreement which
concern the future status of Kosovo – of which there is repeated reference in
Resolution 1244 – do not set a clearly defined framework within which the final
solution of the status for Kosovo must be found. Therefore, in principle, two possible
interpretations can be assumed. The first, a Serbian one, relies primarily on the fact
that Kosovo belongs to the Federal Republic of Yugoslavia and the inviolability of the
territorial unity of the FRY by arguing that this has been repeatedly stressed in the
Rambouillet agreement as well as in Resolution 1244. 7
Resolution 1244 establishes the main responsibilities of the international civil
presence: Promoting the establishment, pending a final settlement, of substantial
autonomy and self-government in Kosovo, taking full account of annex 2 and of the
Rambouillet accords (S/1999/648);
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Facilitating a political process designed to determine Kosovo's future status, taking
into account the Rambouillet accords (S/1999/648). 8 Whereas Annex 2 requires:
Establishment of an interim administration for Kosovo as a part of the international
civil presence under which the people of Kosovo can enjoy substantial autonomy
within the Federal Republic of Yugoslavia, to be decided by the Security Council of
the United Nations. The interim administration to provide transitional administration
while establishing and overseeing the development of provisional democratic self-
governing institutions to ensure conditions for a peaceful and normal life for all
inhabitants in Kosovo. 9
Within this framework we will see all possible options of Kosovo final status.
3.2.1 A Kosovo within Serbian-Montenegrin state
Kosovo as an autonomous region of Serbia
This option must be seen as the restitution of the limited autonomy of Kosovo with
the legal and executive subordination of Kosovo as a province under the power of the
Serbian government in Belgrade. This was the situation which led to the increased
tensions between Kosovo Albanians and the Serb government and finally ended in a
state of war. 10
UNSC Resolution 1244, as well as those parts of the Rambouillet agreement which
concern the future status of Kosovo – of which there is repeated reference in
Resolution 1244 – do not set a clearly defined framework within which the final
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solution of the status for Kosovo must be found. However, neither the Rambouillet
agreement nor Resolution 1244 confirms that Kosovo belongs to Serbia! 11
Serbia has long substituted rhetoric for policy on Kosovo, repeating the mantra that it
can never be independent, while ignoring the political and demographic reality on the
ground and the international mood. At the same time, Serbia's failure to confront the
past – particularly its ethnic cleansing in the province during 1998-1999 -- has cost it
any moral credibility on the issue. 12 In 2000 Tim Judah a journalist and writer
explained that since 5 October [2000, the fall of Milosevic] there have been a number
of influential people now in government [of Serbia] who believe that Kosovo is a
millstone around Serbia‟s neck, that it will never be possible for Serbs and Albanians
to live together again, and that Serbia should get rid of Kosovo. 13 Belgrade politicians
want a face-saving solution that would permit them to say they were not the ones to
lose Kosovo. They have little desire to return Serbian rule to Albanian-majority areas;
their main concern is to find a territorial solution for the three northern, Serbian-
majority municipalities and the northern part of the divided city of Mitrovica.
Belgrade's politicians desperately want an international conference on Kosovo's final
status that will give them the necessary political coverage back home to claim that
they had no choice in whatever settlement was reached. 14
Kosovo as an autonomous province in the Federal Republic of Yugoslavia
This corresponds to the status before 1989 under the 1974 Constitution of the
Socialist Federal Republic of Yugoslavia. Whereas, such a status is categorically
rebuffed by the Albanians, it remains for the Serb population in Kosovo a possible,
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acceptable solution because it provides a security guarantee for its survival in
Kosovo. 15 This is a status that international community has rejected as an option for
the future status of Kosovo.
Kosovo as third republic in the Federal Republic of Yugoslavia
Until 1995-6 there were still some Kosovo Albanian leaders who were willing to
contemplate some fo rm of compromise, such as a „Third Republic‟ solution by which
Kosovo would achieve equal status in Yugoslavia with Serbia and Montenegro. The
emergence of KLA and Serbian military campaign of ethnic cleansing removed
forever this option from the table of negotiations between two sides.
This option is supported by a number of countries in the West and corresponds to the
restitution of „substantial autonomy‟ under Resolution 1244 while simultaneously
preserving the territorial integrity of the Federal Republic of Yugoslavia. As a
republic within the FRY, Kosovo could in most areas enjoy complete autonomous
legal and executive power and freedom. It would only be subject to federal
regulations in areas like defence, foreign relation, customs and some taxation. 16 Most
international lawyers agree that if a new constitution of the Federal Republic of
Yugoslavia were to grant Kosovo the status of republic, it would obtain the right of
eventually leaving the Federation if the majority of its population so wished. 17
The Kosovo Serbs fear that a Kosovo republic would become an Albanian republic
because the new Constitutional Framework does not provide veto rights by minorities
in the future parliament. For the Kosovo Albanians this option is still unimaginable
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considering the fact that a population, half of whom were driven out of their country
in spring 1999 by the Yugoslav authorities, could one day consider themselves
„citizens‟ of that country. 18
Partition of Kosovo
The idea of dividing Kosovo into two or more parts has been on the table since
September 1998 inspired by the Swiss model, thereby separating two cultural
traditions with different languages, religion and cultures. The second way of dividing
Kosovo is its partition into two parts. Like cantonisation, this option is also favoured
by the Serbs, but completely rejected by the Albanians. It would see the river Ibar
(figure 1), which already divides Kosovska-Mitrovica, as the frontier carving out
north-west Kosovo for the Serb population. This would allow the possible attachment
of this part of Kosovo to the Republic of Serbia. 19
A sustainable solution for Kosovo cannot be based upon the Lausanne principle: the
negotiated exchange of territory and population common in post-conflict settlements
in the Balkans in the early 20 th century. Serb communities in Kosovo will only be
viable if the territory remains unified and Serbs are able to participate as full citizens
in multiethnic institutions. The stakes are extremely high, both for Kosovo Serbs and
for the international community, whose entire strategy in the region over the past
decade has been based on a commitment to multiethnic society. 20
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Figure1 Map of Kosovo
Source: http://www.lib.utexas.edu/maps/europe/kosovo_pol98.jpg
3.2.2 An independent Kosovo
Kosovo‟s irrevocable separation from Serbia was probably determined in the early
spring of 1999. Well before then, it had become difficult to imagine a viable political
solution in which the province remained part of Yugoslavia. By 1996, seven years of
intensified Serb repression, and the inability of Western powers to do much about it,
had significantly discredited Ibrahim Rugova‟s strategy of non -violent resistance. The
events of the subsequent three years – the emergence of the KLA, the Drenica
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massacre in 1998 that transformed it from a limited guerrilla campaign into a Kosovo
wide insurrection and the scorched-earth campaign by Serb security forces to quell it
– undermined this moderate possibility. 21
According to numerous polls conducted in Kosovo, 85% of Albanians favour an
independent Kosovo. The remaining 15 percent prefer unification with Albania. None
want autonomy within Serbia. Among Kosovo Serbs, all want Kosovo to remain part
of Serbia. 22
Although all the NATO powers had genuinely supported the objective of keeping
rump Yugoslavia together, a military campaign to drive Yugoslav forces out of the
province was hardly conducive to that goal. Nor was the operation by the regime of
then Yugoslav President Slobodan Milosevic to expel nearly one million of the
province‟s Albanian ci tizens – unless, of course, Milosevic‟s cruel and reckless
gamble had succeeded. Happily, it did not. But that failed gamble, more than anything
else, created the moral and practical political conditions that will probably require the
international powers, as well as the states of the region, to accommodate Kosovo‟s
permanent separation from Serbia. 23
Regulation number 1 of 25 July 1999, the first legislative act of United Nations
Interim Administrative Mission in Kosovo (UNMIK), determined that all legislative
and executive power in Kosovo, including jurisdiction, is exerted by UNMIK under
the Chairmanship of the Special Representative of the UN Secretary General (SRSG).
De facto Yugoslavia‟s sovereignty over Kosovo was thus suspended. 24
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Resolution 1244 of United Nations Security Council of 10 June 1999 ; Authorizes the
Secretary-General, with the assistance of relevant international organizations, to
establish an international civil presence in Kosovo in order to provide an interim
administration for Kosovo under which the people of Kosovo can enjoy substantial
autonomy within the Federal Republic of Yugoslavia, and which will provide
transitional administration while establishing and overseeing the development of
provisional democratic self-governing institutions to ensure conditions for a peaceful
and normal life for all inhabitants of Kosovo. 25 This point emphasises that Kosovo
does not belong to the Republic of Serbia and furthermore states that the formulation
of Kosovo‟s association to the Federal Republic of Yugoslavia and the territorial
integrity of FRY is temporarily limited to the duration of the interim administration
by the international community. The reference to a final solution to the question of
status does not imply that Kosovo must forever remain part of the Federal Republic of
Yugoslavia. On the contrary, the wording in the Rambouillet agreement on the basis
of the will of the people allows for the holding of a referendum on independence. 26
The International Commission on the Balkans 27 in its April 2005 Report proposes that
negotiations on the status of Kosovo should be concentrating on offering real
incentives to Belgrade so that Serbia may find acceptable the prospect of an
independent Kosovo as a future member of the EU. 28 Within this context, they
propose that the independence of Kosovo be achieved in four stages as follow:
The first stage would see the de facto separation of Kosovo from Serbia. In their view
this stage is implicit in Resolution 1244, which transformed Kosovo into a UN
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protectorate. The UNSCR 1244 deals with Federal Republic of Yugoslavia and not
with Serbia.
The second stage (independence without full sovereignty) Kosovo should be treated
as independent but not as a sovereign state at this stage, allowing it to develop a
capacity for self-government. The international community should reserve its power
to intervene in those essential areas such as human rights and minority protection.
The third stage (guided sovereignty) would coincide with Kosovo's recognition as a
candidate for EU membership and the opening of negotiations with Brussels.
The fourth stage (full and shared sovereignty) will mark the absorption of Kosovo
into the EU and its adoption of the shared sovereignty to which all EU member states
are subject. 29
Independence is the declared aim of all the Albanian parties in Kosovo. They disagree
on the means and the time necessary to achieve it. The Albanians were promised a
referendum on independence at Rambouillet in February 1999 after three years on the
basis of the will of people.
Conditional independence
The concept of conditional independence attempts to take into account both the
realities of a de-facto detachment from FRY and the fears of Serbs and neighbouring
countries. It combines the principle of a transfer of power from the international
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administration to new, democratically elected institutions in Kosovo and the idea of
international control and the implementation of conditions, of which the main ones
are:
Explicit renunciation of any modification of borders, and therefore of any idea
of a Greater Albania;
Respect for the human rights of all Kosovo citizens, in particular the rights of
Minorities (Serbs and others) to equal access to and treatment by the courts,
police and administration. Right to a separate culture must be respected in the
educational, system, and places of worship protected;
Rejection of the use of force in the settling of internal and external disputes in
a regional cooperative framework. 30
In the concept of „conditional independence‟, conditionality is as important as
independence, since it presupposes, for the Kosovar political elite, renunciation of the
classical concept of territorial sovereignty in favour of the twenty-first concept of
shared sovereignty. Absolute sovereignty in the Balkans means insecurity, whereas
security goes hand in hand with shared sovereignty. 31 No independent country is
actually free from external constraints, self-restraints or norms of behaviour: in
practice, no country in the world enjoys „unconditional‟ independence – except in the
political- legal or simplified presumption we call „sovereignty‟. 32
3.3 International key players and their position to Kosovo final status
The ethnic conflict in the Balkans has been caused in a significant measure, from the
imprecise and often arbitrary definition of borders, in association with the
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identification of individual national groupings, at the time of the often artificial
creation of (nation)-states in the region during the collapse of the Ottoman, Austro-
Hungarian and Russian Empires. 33 The cutting and pasting of territories was not a
new idea but the steady fragmentation of the Balkans created ever more baffling
permutations. The only immutable principle of imperialist cartography was the
advancement of great-power interests. 34
When the Western Powers took military action in 1999, they claimed as their sole
justification the need to avert the forceful subjection of a people by the internationally
recognized government of an independent, sovereign state. Whatever views one takes
of the honesty or legitimacy of such a claim, it makes the war over Kosovo a unique
event in history. Is still the West with substantial interests in every region able to
affect the politics, economics, and security of every other civilization or region? 35
Whatever position one might take NATO and Western countries saved the Kosovo
Albanian people from the last cruellest dictator of the 20 th century that is now sitting
at the Hague Tribunal. While NATO has achieved an important part of its strategic
objective, namely the removal of Milosevic as Head of State, the other part – its
commitment to resolving the Kosovo entanglement, and the ramifications that this has
for the international community – remains. 36 The West, in NATO guise, intervened in
order to save a whole ethnic group of people from the repression of the Serbs, bent on
mass deportation and the indiscriminate killing of civilians.
According to Shehadi the international community must follow a three-pronged
strategy to meet the challenges of ethnic self-determination. First, it should try to
preserve the unity and territorial integrity of existing states by reducing the risks of
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living together for „people who feel profoundly different‟. Second, it should increase
the benefits of living together for different ethnic groups. However, in extreme cases
where ethnic communal groups have „irreconcilable differences‟, it may be necessary
for them to live apart to end the fighting. The international community should then
assist secession and the creation of a new state, or the adjustment of borders between
states. 37
The international community entered Kosovo in June 1999 without an exit strategy
and has taken only a few uncertain steps toward defining one. But it did make clear
that Belgrade, having violently expelled more than 700,000 Kosovo Albanians in
1999, had lost the right to administer the province, and that following a period of
international administration, a political process would determine final status. 38
Now, the international community's room for manoeuvre is far more restricted than it
would have been if decisive steps had been taken earlier. Reintroduction of violence
into the equation has raised the very real possibility that the process may be decided
by brute force on the ground rather than peaceful negotiation. The prospects are not
encouraging for the local actors themselves to reach an accommodation which the UN
Security Council could endorse; still less so are the prospects for the Security Council
to reach an agreement which could then be imposed. Although diplomats from most
Contact Group countries now admit in private that the final status issue has to be
resolved, there is still insufficient political will to drive the agenda. 39
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United States
In relation to Kosovo final status, no one has formulated a more realistic or
sustainable policy than that which the Clinton administration put forward in its last
year in office. That policy consisted of three simple statements:
First, Washington did not support Kosovo independence;
Second, nor did the Americans rule it out;
Third, Kosovo‟s final status when it is decided must take account of the views
of a majority of the territory‟s population.
Although aimed at ambiguity, it is clear enough where this policy leads, for the
majority of the territory‟s population is overwhelmingly in favour of independence. 40
United States has ruled out a return to the situation before March 1999 and made clear
that Kosovo‟s final status mus t enhance regional stability and contribute to the Euro-
Atlantic integration of the Balkans. Accordingly, Kosovo‟s final status must:
Be based on multi-ethnicity with full respect for human rights including the
right of all refugees and displaced persons to return to their homes in safety;
Offer effective constitutional guarantees to ensure the protection of minorities;
Promote effective mechanisms for fighting organized crime and terrorism;
and;
Include specific safeguards for the protection of cultural and religious
heritage. 41
United States have invested too much and have too important a stake in the region‟s
success in partnership with Europe. The U.S. has unique credibility in the region as
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we led the effort to end the two wars of the 1990s. It recognizes that it responsibility
and will remain centrally involved. 42
European Community
Europe has demonstrated the will to take on a greater role in the region, recognizing
that the Balkan‟s stability is linked to a future within Europe. The International
Commission on the Balkans takes the view that Kosovo's independence should not be
imposed on Belgrade. The „imposition‟ of Kosovo's independence is not only
undesirable, it is also unlikely to happen, bearing in mind that some members of the
UN Security Council (Russia, China) are opposed to it. Moreover, if Belgrade
opposes the process, it will significantly increase the chances of trouble breaking out
elsewhere whether in Bosnia, Macedonia or Montenegro. 43
Russia and China
In their view [Russia and China], the recognition of the independence of Kosovo
would signify the ex post facto sanctioning of violent secessionist movements. Both
states are also afraid of a possible precedent which could jeopardise the stability and
integrity of their own large multinational and multiethnic states. 44 Russia is not really
interested in the fate of Kosovo but in that of Chechnya. Kosovo is pointed to as an
example of „humanitarian interference‟ that threatens national sovereignty. 45
It remains to be seen whether Russia's sc epticism on Kosovo‟s independence will
translate into blocking decisions in the Contact Group. Its stance appears to take little
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account of realities on the ground; indeed, there almost seems to be a certain pride in
distance. 46
The 22 September Statement Consultations with Secretary-General Kofi Annan
during the General Assembly session in New York on 20-22 September 2004 enabled
the Contact Group to put out a promisingly realistic statement on the way forward.
The most important paragraph, with its crucial last sentence, was:
The basis of any settlement must include the promotion of security and stability in the
Balkans. As the "Standards for Kosovo" document states, the future for Kosovo must
be one in which all people, "regardless of ethnic background, race or religion, are
free to live, work and travel without fear, hostility or danger, and where there is
tolerance, justice and peace for everyone". 47
The inability of international community to decide on Kosovo final status is today
seen by Kosovo Albanians as having gone from opening the way to now standing in
the way. It is seen by Kosovo Serbs as having gone from securing the return of so
many to being unable to ensure the return of so few, reports to Kofi Annan the UN
Ambassador to Kosovo Kai Eide in the summer of 2004. 48
Conclusion
The Kosovo war of 1999 symbolized the apex of inimical relations between Kosovo
Albanians and Serbs. The peaceful campaign lead by Ibrahim Rugova showed that
only a violent struggle waged by Kosovo Liberation Army may end the long
oppression after NATO‟s air strikes.
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The future status of Kosovo has to start from the UNSCR 1244 that reaffirms the
sovereignty and territorial integrity of the FRY, and its reference to the Rambouillet
agreement which calls for the right of self-government of the people of Kosovo on the
basis of the will of the people. From this ambiguous framework are two
interpretations; first, the Serbian one that Kosovo belongs to FRY; and secondly, the
Kosovo Albanian one that the people should decide the future, which means that
Kosovo should be independent since 90% of the people are in favour. In this
framework the status of Kosovo ranges from a Serbian autonomous unit to the other
extreme an independent Kosovo.
International actors with an interest in the future of Kosovo seem to have different
opinions. While the United States and the EU take the position of granting a
conditional independence, China and Russia, as permanent members of the UNSC,
are reluctant to acknowledge the reality because of their minority problems at home.
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1 Report of Independent International Commission on Kosovo, at
http://www.reliefweb.int/library/documents/thekosovoreport.htm 2 Williams, Christopher, „Kosovo: A fuse for the lighting‟, in Weymouth, Tony, & Heng, Stanley,
(editors),The Kosovo Crisis: The last American war in Europe
?, (Reuters, Pearson Education, London2001), p.183 Ibid, p.234 „Kosovo Liberation Army‟, at
http://www4.janes.com/K2/doc.jsp?K2DocKey=%Fcontent1%2Fjanesdata%2Fbinder%2Fjwit%2Fjwit
[email protected]_Name=JWIT.htm@current&Prod_Name=JWIT&@current&Prod_Name
=JWIT& 5 Ibid6 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.19
7 Ibid, p.218 Resolution 1244 (1999); Adopted by the Security Council at its 4011 th meeting, on 10 June 1999, at
http://www.nato.int/kosovo/docu/u990610a.htm , 9 Ibid10 Altmann, Franz-Lotha r, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.2611 Ibid, p.2112 „Serbia: Spinning its Wheels‟, International Crisis Group – Europe Briefing Nr 39,
Belgrade/Brussels, 23 May 2005, p.4, at
http://www.crisisgroup.org/library/documents/europe/balkans/b039_serbia__spinning_its_wheels.pdf 13 Judah, Tim, „Kosovo and its Status‟, Challiot Papers 50, October 2001, pp.55 -68, p.6514 „Serbia: Spinning its Wheels‟, International Crisis Group – Europe Briefing Nr 39,
Belgrade/Brussels, 23 May 2005, p.5,
http://www.crisisgroup.org/library/documents/europe/balkans/b039_serbia__spinning_its_wheels.pdf 15 Altmann, Franz- Lothar, „The Status of Knosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.26-
716 Ibid, p.2717 Ibid, p.2818
Rupnik, Jacques, „The postwar Balkans and the Kosovo Question‟, Challiot Papers 50, October 2001, pp.69-84, p.8219 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34,
p.28-2920 „The Lausanne Principle: Multiethnicity, Territory and the Future of Kosovo‟s Serbs‟, European
Stability Initiative, Berlin/Prishtine, 2004, p.2, at http://www.esiweb.org/pdf/esi_document_id_53.pdf 21 Allin, Dana H, „Unintended Consequences – Managing Ko sovo Independence‟, Challiot Papers 50 ,
October 2001, pp.7-18, p.722 Sullivan, Stacy, „Is Kosovo up to Standards?‟, at
http://www.globalpolicy.org/security/issues/kosovo1/2005/0401conditions.htm
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23 Allin, Dana H, „Unintended Consequences – Managing Kosovo Independence‟, Challiot Papers 50,
October 2001, pp.7-18, p.724 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.2225
Resolution 1244 (1999); Adopted by the Security Council at its 4011th
meeting, on 10 June 1999, athttp://www.nato.int/kosovo/docu/u990610a.htm , 26 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19-34, p.2127 The International Commission on the Balkans has been founded in 1995 with support of European
and American foundations to help transform Balkans of the past into stable and peaceful countries.28 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.20, http://www.balkan-commission.org/activities/Report.pdf 29 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.22-23, at http://www.balkan-
commission.org/activities/Report.pdf 30 Rupnik, Jacques, „The postwar Balkans and the Kosovo Question‟, Challiot Papers 50, October
2001, pp.69-84, p.82-8331 Ibid, p.8332 Dassu, Marta, „Statehood and Sovereignty – Regional and Internati onal Dynamics in Kosovo‟s
Future‟, Challiot Papers 50, October 2001, pp.35 -54, p.5233 Waters, Trevor, „Language and National Identity: A Source of Conflict in Post -Communist Europe‟,
Conflict Studies Research Centre , June 1998, G48, p.734 Glenny, Misha, The Balkans 1804-1999: Nationalism, War and the Great Powers , (Granta Books,
London, 1999), p.14435 Huntington, Samuel P, The Clash of Civilizations and the Remaking of World Order , (Simon &
Schuster, New York, 1996), p.8136 Weymouth, Tony, & Heng, Stanley, (editors), The Kosovo Crisis: The last American war in
Europe ?, (Reuters, Pearson Education, London 2001), p.12-1337 Shehadi, Kamal S, „Ethnic Self -determination and Break- up of States‟, Adelphi Paper , 283,
December 1993, p.5938 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.2, athttp://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 39 Ibid, p.140 Allin, Dana H, „Unintended Consequences – Managing Kosovo Independence‟, Challiot Papers 50,
October 2001, pp.7-18, p.1341 Burns, Nicholas R, Under Secretary of State for Political Aff airs United States, „Ten Years after
Dayton: Winning the Peace in the Balkans‟, speech given at the Wilson Center, Washington 19 May
2005, at http://usinfo.state.gov/eur/Archive/2005/May/20-375965.html 42 Ibid
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43 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.20, http://www.balkan-commission.org/activities/Report.pdf 44 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34,
p.30-3145 Rupnik, Jacques, „The postwar Balkans and the Kosovo Question‟, Challiot Papers 50, October
2001, pp.69-84, p.7846 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.4, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 47 Contact Group Statement, quoted in „Kosovo: Toward Final Status‟, International Crisis Group,
Europe Report Nr 161, Pristina/Belgrade/Brussels, 21 January 2005, p.3, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf
48 Jordan, Michael J, „Even in Eager Kosovo, Nation Building Stalls‟, in
http://www.globalpolicy.org/security/issues/kosovo1/2004/0922stalls.htm
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CHAPTER 4 - KOSOVO FINAL STATUS AND SECURITY IMPLICATIONS
While in the third chapter we discussed the options of Kosovo status in this chapter
the focus will be on the security implications that Kosovo status will have in the
Balkans. As seen in the previous chapter Kosovo status takes into account the role and
the fear of international community that the future of Kosovo will have for the
security of the region. This chapter will assess firstly the current situation in the
Balkans and then the security implications of Kosovo as part of Yugoslavia and then
Kosovo as an independent state. One part of this chapter discuses the issue of the
domino effect that the independent Kosovo may have in the region and concludes
with the issue of the Greater Albania, an outcome that is feared that an independent
Kosovo might trigger as a result.
4.1 Current security situation in Balkan region
Since June 1999, and in accordance with UN Security Council Resolution 1244,
Kosovo has been under an international administration (UNMIK). In theory it might
be desirable to perpetuate this situation in order to freeze the situation and gain time.
But has time really been gained? Heightened paramilitary activities in early 2003
along the Serbian border and in southern Serbia, continued killings of ethnic Serbs,
and the riots of 17-18 March 2004 that killed 19 suggest that some armed factions of
Kosovar and Serb Albanians remain. 1 The speed with which the March 2004 disorder
spread and similarities between incidents imply a degree of organisation on the part of
some of the rioting Albanians, frustrated at the lack of progress on the question of
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Kosovo's status. In reaction, street violence broke out in Belgrade and other Serbian
cities, with mobs setting fire to several mosques. 2
The State Union of Serbia and Montenegro (SiCG) is what remains of Yugoslavia
after the wars of secession in the first half of the 1990s. After President Slobodan
Milosevic was ousted from power in October 2000, and subsequently handed over to
the International Criminal Tribunal for former Yugoslavia (ICTY) in The Hague, the
federation entered a shaky period of reform and rehabilitation in the international
community, galvanised in March 2003 by the assassination of Prime Minister Zoran
Djindjic. The union is extremely fragile and held together by pressure from the
European Union; political parties, especially in Montenegro campaign openly for its
dissolution. Political will is low in the entities of Montenegro and Serbia for
continued union with each other; there is a general consensus that the union is
unlikely to survive beyond its legal minimum of 2005.
In Montenegro, while many dislike the union with Serbia, an increasing number are
calling themselves "Serb" rather than "Montenegrin", proving that the prestige of
Serbia endures at a grass-roots level. 3 Related to instability in Kosovo is the
precarious security situation in southern Serbia, populated mainly by ethnic
Albanians, some of whom are becoming radicalised by perceived poor treatment by
the security services, high unemployment and the prospect of independent statehood
for their kin in Kosovo.
Macedonia, a small state of 2 million people founded in 1991 as Yugoslavia
disintegrated is beset by questions of identity, most importantly over the ethnically
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divided population. The Albanians who make up more than 25 per cent of the
population staged a six-month armed uprising in 2001 demanding equal treatment in
Macedonia. The Ohrid Framework Agreement brokered by the international
community has prevented a large-scale return to violence. As long as the majority
population on both sides remains supportive of the Ohrid Agreement, there is little
chance of a return to widespread civil conflict.
In Albania despite the immediate prospects of organised armed revolts on the scale of
1997 and 1998 looking unlikely, the mass armament of the population has contributed
to a rise in violent crimes in some cities. In July 2001, the authorities estimated that
only 32 per cent of the up to 600,000 4 looted small arms had been recovered.
The Balkans are seen as corrupt and inefficient, a region where governments only
nominally control sizable parts of their territories, and where organized crime is an
indicator of state weakness and also a factor for weakening the state. The region
presents a strange mixture of weak states, former failed states, and present
protectorates. In this regard the Centre for Policy Studies in Budapest gives the
following classification of political regimes in the Balkans:
Countries in an apparently sustainable process of democratization: Croatia;
Countries in post crisis process of democratization: Albania;
Countries starting the process of democratization: Serbia and Montenegro;
Countries recovering from a severe political crisis: Macedonia;
Countries with a significant international security and political presence:
Bosnia and Herzegovina;
Territories beginning the democratization process: Montenegro;
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Territories that are de facto international protectorates: Kosovo;
Political entities within quasi-protectorates: the Federation of Bosnia and
Herzegovina and the Republic Srpska. 5
The ambiguity and delay over the final status of Kosovo is increasingly contributing
to the unstable situation in the Western Balkans. Confusion and obfuscation over
whether the territory becomes a long-term United Nations or European Union
protectorate, is unilaterally handed over to Belgrade‟s control, or is finally launched
on a trajectory for statehood erodes the effectiveness of the UN Mission in Kosovo,
fuels the misplaced hopes for some in Serbia that all or part of Kosovo will again
come under the authority of Belgrade, postpones stability in Southeast Europe, and
most disturbingly, contributes to increased tensions, political and economic
stagnation, and an unhe althy culture of dependence among Kosovo‟s ambitious,
youthful, and growing population. 6 The region is as close to failure as it is to success.
For the moment, the wars are over, but the smell of violence still hangs heavy in the
air. The region's profile is bleak - a mixture of weak states and international
protectorates, where Europe has stationed almost half of its deployable forces. 7
There is an apparent tension between the rhetoric of the international community,
which emphasises the desirability of multi-ethnicity, and its practice, which tends to
place the emphasis on accommodating various group interests in the interests of
security. In the past decade, the general legal and political environment for the
harmonious development of interethnic relations has improved substantially in most
parts of the Balkans. However, the reality of interethnic relations and minority rights
varies greatly. War and ethnic cleansing have resulted in significant demographic
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shifts. While all countries of the Balkans still contain multiethnic areas, most
countries are now nation states with a majority amounting to 80 % or more of the
population. Albania, Croatia, Serbia (without Kosovo) and Kosovo (if considered a
separate entity) have strong majorities where most minorities live in a relatively
compact part of the country and account for 10 to 20% of the population. We can talk
perhaps about multiethnic regions but no longer so much about multiethnic countries.
Only Bosnia and Herzegovina, Macedonia and Montenegro are countries that are
multiethnic as a whole but with no or no strong dominance by one community. 8 The
results of the survey done for the International Commission on the Balkans
powerfully confirm the thesis that interethnic relations are much better on the
municipal level than on the level of the country as a whole. 9
4.2 Security implications
4.2.1 Kosovo as part of Yugoslav federation
As seen in the previous chapter, one of the options for Kosovo final status is being
part of Yugoslav federation (be it an autonomous Serb, Yugoslav province or a third
republic in the federation). All of these options are rejected by Kosovo Albanians
whose sole objective is an independent Kosovo as an option to live free from Serb
oppression. It is suggested that should Kosovo remain a part of the Yugoslav
Federation then it is likely that armed conflict will re-ignite the province.
To better understand the security implications of Kosovo as part of Yugoslavia the
reader needs to keep in mind that all of the following atrocities that were committed
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by Serbs in 1912-1913 had transpired previously and were repeated again in the 1980s
and 1990s.
Tens of thousands of defenseless people are being massacred, women
are being raped, old people and children strangled, hundreds of villages
burnt to the ground, priest slaughtered.
And Europe remains silent!
Countless villages have been razed to the ground, countless individuals
have been butchered. Where once the humble cottages of poor
Albanians stood, there is nothing left but smoke and ashes. A whole
people are perishing on Calvary cross, and Europe remains silent! 10
Albanians remain deeply scarred by the ten years of oppression and the year of war
between the Yugoslav military and the Kosovo Liberation Army. The vast majority
were displaced by the conflict. Many had their homes destroyed and livelihoods
ruined. They have no trust in post-Milosevic authorities in Belgrade and strongly
believe that their security can only be guaranteed by independence. Only in the period
March 24, 1999 to June 19, 1999, the Independent International Commission on
Kosovo estimates the number of killings in the neighbourhood of 10,000, with the
vast majority of the victims being Kosovo Albanians killed by FRY forces.
Approximately 863,000 civilians sought or were forced into refuge outside Kosovo
and an additional 590,000 were internally displaced. There is also evidence of
widespread rape and torture, as well as looting, pillaging and extortion. The pattern of
the logistical arrangements made for deportations and the coordination of actions by
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the Yugoslav army, para-military groups and the police shows that this huge
expulsion of Kosovo-Albanians was systematic and deliberately organized. 11
Some will argue that after the fall of Milosevic‟s dictatorial regime probably the
democratization of Serbia may be the answer to Kosovo Albanians desire for freedom
and self-government. This comes from the suggestion that democracy unites and
dictatorship divides. After what they have suffered at Serb hands, Albanians will be
unwilling to submit even to the perfectly democratic domination of a Serb majority. 12
How could the Kosovo Albanians believe that the Serbs will forget crimes against
Albanians while their parliament has passed the "Law on the Rights of Indictees in the
Custody of the International Criminal Tribunal and Members of their Families" which
aims to protect the legacy of crimes carried under Milosevic by rewarding financially
the families of those who carried out the former president's crimes. 13 But
democratization can not be the answer to accommodation of Kosovo Albanians and
Serbs. As Horowitz argues democracy is about inclusion and exclusion, about access
to power, about the privileges that go with inclusion and the penalties that accompany
exclusion. 14 In severely divided societies, as that of Kosovo Albanians and Serbs
stands, ethnic identity provides clear lines to determine who will be included and who
will be excluded.
Even the question of whether Kosovo as part of federal Yugoslavia is the most
desirable solution, is not very realistic. First, the idea of Yugoslav federalism may,
after a decade of war conducted under its flag, still be popular in Serbia, but it is seen
in Kosovo as an instrument of Serb domination. There is not much sense in the
Yugoslav idea itself. Yugoslavia was the state of the southern Slavs. Since all the
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other Slavs have left it, how can it be expected that the only non-Slavs (the Albanians)
will remain in an unlikely cohabitation with the Serbs? 15 How can one imagine that a
population, half of whom were driven out of their country in spring 1999 by the
Yugoslav authorities (and whose identity cards were destroyed precisely to make sure
that all links with the country were thereafter severed), could one day consider
themselves „citizens‟ of that country and ask it for a new passport? 16 At its most basic,
both Serbs and Kosovo Albanians see Kosovo not as a political problem but as a
territorial one. That is to say as a zero-sum game in which winner takes all. 17
If even a marginally credible case is to be made for retaining Kosovo within the
Serbian state, a huge amount of social and institutional change will be necessary, on
which few if any Serbian politicians seem to have focused. Were Kosovo to be
reintegrated into Serbia, Albanians could hold up to 20 per cent of parliamentary seats
and (with their much younger age profile) would constitute a much higher proportion
of army recruits. They would need to be represented proportionately in all
government organs, including police. Most Serbs would be horrified at the prospect of
Kosovo Albanians heading government ministries or enjoying the right to buy Serbian
companies or properties on Belgrade's central street. But Serbia's treaty obligations to
the Council of Europe and EU accession conditions would oblige it to offer those
rights and more. Albanians may regain the option of demographic expansion out of
Kosovo into south Serbia, and lay claim to making Albanian Serbia's second official
language. 18
So the scenario of Kosovo as part of Serbia or even federal Yugoslavia will result in
more bloodshed and will worsen situation much more than it was prior to 1999. A
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return to provincial status for Kosovo under Belgrade‟s authority cannot be seriously
contemplated, as it would almost certainly lead to armed resistance. The creation of a
tripartite union with Serbia and Montenegro is likewise a political chimera, as even
the current union between these two states is unlikely to survive. 19
4.2.2 Independence
The core of Kosovo Albanian demand for independence lies in aspirations for
security, dignity, and an escape from poverty: averting a return to Belgrade's
repression and avoiding humiliation in a state where they would be lowest in the
pecking order. 20 While independence is the desired aspiration for Albanians in
Kosovo Serb and Roma minorities within Kosovo are adamantly opposed to
independence on the grounds that it would be followed, sooner or later, by the forcible
expulsion of their entire communities. Independence for Kosovo, when seen through
the eyes of the minorities, looks like a recipe for ethnic majority tyranny. 21
Taking into account the record of violence of Kosovo Albanians toward Kosovo Serb
minority, they in turn, may call upon Serbian armed forces to protect them, and the
region may be plunged into new conflict. The current level of violence by Albanians
in Kosovo towards the Serbs and other minorities clearly suggests that the
independence of Kosovo can only come about under the protection of the
international community. Otherwise, constant discrimination and physical threats
would continue. A deliberate or even forced exodus of these minorities is thus
foreseeable. 22
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The political constraints against easing conditions for Kosovo Serbs, of course, also
have other roots. Albanians who have usurped Serb property find it easy to wrap in
the flag their personal interests against Serb returns. In most urban areas the best
apartments belonged to Serbs; a significant group of usurpers has an interest in
maintaining a level of hostility that makes it impractical for the owners to return.
Municipal authorities, the police, and Kosovo Albanian society in general find it
difficult to resist such interest groups. Kosovo Albanians' need for spatial expansion,
driven by rapid population growth, is another factor of minority expulsion. 23 Kosovo
is by no means the first place to explode as population pressures increased. 50 years
ago the Kosovo Albanian birth-rate was staggeringly high, an average of nearly 8.5
children per woman. That has declined today but it is still twice that of the Serbian
population. The momentum for pushing out Serbs is most difficult to stop precisely in
newer urban environments, where communities are less established or coherent and
there has been significant recent migration from rural areas.
On the other hand, of all the options, only independence offers the prospect of a
promising future for Kosovo and its neighbours. The creation of an independent
Kosovo government, parliament, and judicial and other institutions is the only way to
develop a law-abiding society and an inclusive democracy in which all citizens,
regardless of ethnicity, are granted the full array of human and civil rights, including
the right to return of all legitimate Serb refugees to their homes. 24 There is little
prospect for economic development until Kosovo is independent and self-governing,
as any other status solution would lead to growing instability. Only statehood for
Kosovo would ensure a more durable regional security in the Balkans. With the
development of an internal police force and a credible military contingent, threats can
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be diminished and deterred, and contributions can be made to the international
struggle against organized terrorism and criminality.
Conditional independence which is the proposal by the Independent International
Commission on Kosovo is the best solution for Kosovo final status because it refers to
the security of Kosovo and the region. Full, unlimited and unconditional
independence is impossible in the nature of things, because an independent Kosovo
state lacks the key property of statehood, the means to defend itself against external
attack. It remains dependent, and will continue to do so, on the foreign military
presence on the ground and on NATO air and sea power. Moreover, as the security
situation in Kosovo since 1999 has made abundantly clear, Kosovo lacks the other
capacities of statehood: the ability to guarantee internal order, domestic safety and
inter-ethnic peace. For these functions normally exercised by states, Kosovo will
remain dependent, for years to come, on some form of international security presence,
both police and military. Both its external security and internal human rights regimes
will have to be supervised by the international community and by a considerable
military presence. 25 This is also the position that the International Commission on the
Balkans in its April 2005 Report, proposes for the second stage (independence
without full sovereignty ) allowing Kosovo to develop the capacity for self-
government, with the international community reserving its rights to intervene in
areas such as human rights and minority protection.(see Chapter 3 p. 42)
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4.2.3 Kosovo’s Independence and the Domino effect
Many countries in the west are reticent and fearful of the effects of Kosovo
independence on regional stability. It is feared that a sovereign Kosovo could prompt
further secessionist movements among the Albanian minorities in neighbouring
Macedonia, in the Presevo valley and even in Montenegro. Macedonia, in particular,
seems to be extremely endangered and the disintegration of Macedonia could
implicate neighbouring countries like Albania, Kosovo, Serbia, Bulgaria and
Greece. 26 Jacques Rupnik holds the position that Kosovo‟s independence would not
be a precedent that could affect Macedonia, because destabilisation there happened in
2001 without the question of Kosovo‟s final status being addressed (or precisely
because it was not being addressed). 27 Aldo Bumci suggests that political agendas of
Albanians in Kosovo and in Macedonia are quite different. The political wing of the
National Liberation Army that operated in Macedonia in the 2001 crisis, declared that
they respected the territorial integrity of Macedonia and were fighting for equal rights
of Albanians vis-à-vis Macedonians, and their demands were similar to those of
Albanian political parties in Macedonia that participated in state structures. 28 When it
comes to the territorial integrity of the Republic of Macedonia, the survey conducted
by International Commission on the Balkans shows that a great majority of Albanians
in Macedonia reject the idea of dividing the country (Figure 2). 77.5% of ethnic
Albanians (and 85% of ethnic Macedonians) support the territorial integrity of the
Macedonian state. 29
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Figure 2 Macedonia Scenario
Source: The Balkans in Europe Future, Report of the International Commission on the
Balkans, at http://www.balkan-commission.org/activities/Report.pdf
For Macedonia, the precedent of an independent Kosovo may be unwelcome; but the
aggravated conflict that would accompany any attempt to incorporate the province
back into Yugoslavia would be even more destabilising for Kosovo‟s neighbours –
Macedonia included. Even if no one expects tha t to happen, stoking Kosovars‟ fears
about the future would be unwise. 30
Many authors argue that the recognition of an independent Kosovo could not only
serve as a precedent for the Albanian population in Macedonia and Montenegro, and
maybe even also in northern Greece, but even more for the Bosnian Serbs in
Republika Srpska. They could be tempted to follow the example of Kosovo and
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launch a referendum on unification with Serbia proper, in contravention of the Dayton
accords. Similarly, the Croats of Herzegovina could then insist on a referendum for
the unification with Croatia, leaving behind a rump Bosnia deprived of two- thirds of
its present territory. 31 The nightmare of the international community that Kosovo's
independence would automatically provoke the disintegration of Bosnia has no
foundation in reality. Independence per se is not the issue – the issue is how you get
there. 32
The acceptance at Dayton of a Bosnian „Republika Srpska‟ – an entity forged through
ethnic cleansing – was a terrible precedent. But it was arguably the price to be paid
for ending the war. 33 Maintaining the de facto integrity of Kosovo will send a strong
signal to extremists and ethnic agitators in Bosnia and Macedonia that partition is not
an attainable goal. Dividing Kosovo along ethnic lines would only serve to encourage
destabilizing elements throughout the region. 34
Greater Albania
Another argument against the independence of Kosovo is that a future unification of
Albania and Kosovo, maybe in the form of a federation, is extremely probable. 35 The
desire of the vast majority of Kosovo‟s population for independence is supported by
most Albanians elsewhere in the Balkans. An independent Kosovo, however, is quite
a different matter from a Greater Albania, but the wider policy questions remain. Is
there a real potential for further Balkan conflict, driven by a “Greater Albania” agenda
similar to the “Greater Serbia” and “Greater Croatia” agendas that fuelled the 1992 -95
Bosnian war? Or is the Albanian Question now definitively answered, with the
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exception of the undetermined future status of Kosovo? And what policy measures
can and should be taken by the international community to ensure continued
stability? 36
In theory, now that the Serb threat has gone, there has never been a better time to try
to realize a Greater Albania. Yet no mainstream Albanian political party, whether in
Albania or Macedonia publicly espouses the idea. Tim Judah rightly points to the
disappointment of Kosovo Albanians towards Albanian Albanians during the Kosovo
war of 1999 when about 500,000 fled to Albania. 37 For the vast majority of them this
was their first experience of the motherland they had once idealized. Kosovo
Albanians were shocked by the poverty and corruption of Albania and, as many were
also robbed there, they were more than happy after the war to leave. Politically, the
result of this disappointment was to crystallize in the minds of many Kosovo
Albanians the idea that the future of the Albanians as a whole lay not in their
unification into one country, bur rather in cross-border solidarity and good-
neighbourliness.
Those who are concerned about pan-Albanianism have merely to point to the map.
Three and a half million Albanians live in Albani a; ninety per cent of Kosovo‟s two
million people are ethnic Albanians; there are more than 500,000 in Macedonia;
another 60,000 live in Montenegro, and slightly more in Presevo, Medvedja and
Bujanovac, three municipalities in southern Serbia, and in northern Greece. 38 Ethnic
Albania under Ottomans comprising of 4 vilayets, was penalized by the Great Powers
because it was considered part of the Ottoman Empire for almost five centuries. It
should also be noted that Albania's neighbours, especially Serbia and Greece, wanted
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the total partitioning of Albania so that it would no longer exist as a separate entity
and nationality. 39
Figure 3 Map of Albanian four vilayets under the Ottoman Empire1878
Source: http://www.frosina.org/articles/default.asp?pf=1&id=89
Instead of referring to “pan -Albanianism”, Albanians themselves tend to use the
phrase “the Albanian National Question” which the controversial 1998 Albanian
Academy of Sciences‟ paper interpreted as the movement for the liberation of
Albanian lands and unification into one single national state 40. The mainstream
political parties in Kosovo are concentrated on independence for their province rather
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than union with Albania. In Macedonia‟s September 2001 elections, while parties
supporting some form of pan-Albanianism did score some successes, a clear majority
of ethnic Albanians rejected their policies in favour of an agenda of integration in the
context of the Ohrid peace agreement. 41
Within Albania, there is little support for ethnic Albanian separatist movements either
in southern Serbia or Macedonia. While public support exists for Kosovo‟s
independence, this is based more on general sympathy for the situation of Kosovo
Albanians rather than any aspirations for unification with Kosovo or Macedonia.
Albania is suffering from weak state institutions, rampant corruption, and serious
problems with law and order. These huge internal problems provide no room for
Albania to divert its attention to Kosovo. 42 Albania‟s commitment to regional stability
and its opposition to militant supporters of pan-Albanianism have been demonstrated
recently by its strong stance against the Albanian National Union Front led by Idajet
Beqiri and the Albanian National Army with which it is associated. 43
Conclusion
It is undoubtedly true that whatever the final status of Kosovo there will be security
implications for the Balkans. Moreover, the current security situation in the Balkans is
not healthy enough to accommodate the arrival of another weak state.
The security of the region in the case of Kosovo as part of Yugoslavia, be it an
autonomous unit or a third republic, will result in the same situation as prior to the
Kosovo war of spring 1999. Even a perfect democratic Serbia/Yugoslavia is going to
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be seen by Kosovo Albanians as the historic continuation of Serb domination, and the
ethnic violence will continue.
In an independent Kosovo taken into account Serb expulsion from Kosovo after war
of 1999 and current level of hostility between two ethnicities the Serbian army may
take action to protect its community and further spread of war in the Balkans. This is
why the conditional independence or independence without full sovereignty will be
the best option for securing the independent Kosovo and a more secure Balkan.
Fears of a domino effect in the region have no basis as long as the countries of the
region have entered a period of democratization and the international military
presence continues. Finally, a Greater Albania is a dream of a handful of men without
backing from political and public communities in Albania, Kosovo, and Macedonia
and elsewhere.
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1 „Collapse in Kosovo‟, International Crisis Group – Europe Briefing Nr 155, Pristine/Brussels, 22
April 2004, p.1, at
http://www.crisisgroup.org/library/documents/europe/balkans/155_collapse_in_kosovo_revised.pdf 2
„Kosovo After Haradinaj‟, International Crisis Group
-Europe Report Nr 163, Pristine/Brussels, 26May 2005, p.1, at
http://www.crisisgroup.org/library/documents/europe/balkans/163_kosovo_after_haradinaj.pdf 3 „Serbia: Spinning its Wheels‟, International Crisis Group – Europe Briefing Nr 39, Belgrade/Brussels,
23 May 2005, p.4, at
http://www.crisisgroup.org/library/documents/europe/balkans/b039_serbia__spinning_its_wheels.pdf 4http://www4.janes.com/subscribe/sentinel/BALK_doc_view.jsp?Sent_Country=Albania&Prod_Name
=BALK&K2DocKey=/content1/janesdata/sent/balksu/albas010.htm@current#section1 5 „In Search of Responsive Government: State Building and Economic Growth in the Balkans‟ , Policy
Studies Series , (Centre For Policy Studies, Central European University, Budapest, 2003),p.34, at
http://www.ceu.hu/cps/pub/pub_polstud_bluebird.pdf 6 Bugajski, Janusz, Hitchner, Bruce R, Williams, Paul, „Achieving a Final Status Settlement for
Kosovo ‟, Center for Strategic and International Studies, Washington, 2003, p.2, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 7 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre for
Liberal Strategies, Sofia, April 2005, p.7, at http://www.balkan-commission.org/activities/Report.pdf 8 ibid, p.329 ibid, p.32-3310 Doucette, Serge Raymond, „In the Name of God: Serbian Faith -Atrocities‟, in
http://www.albanian.com/community/images/hot_spot/DoucetteonKosova.htm 11 Report of Independent International Commission on Kosovo, at
http://www.reliefweb.int/library/documents/thekosovoreport.htm 12 Allin, Dana H, „Unintended Consequences – Managing Kosovo Independence‟, Challiot Papers 50,
October 2001, pp.7-18, p.1013 „Serbia: Spinning its Wheels‟, International Crisis Group – Europe Briefing Nr 39,
Belgrade/Brussels, 23 May 2005, p.6, at
http://www.crisisgroup.org/library/documents/europe/balkans/b039_serbia__spinning_its_wheels.pdf 14 Horowitz, Donald L, „Democracy in Divided Societies‟, in Diamond, Larry, and Plattner, Marc F.,
(editors), Nationalism, Ethnic Conflict and Democracy, (The Johns Hopkins University Press,
Baltimore and London, 1994), p. 35-3615 Rupnik, Jacques, „The postwar Balkans and the Kosovo Question‟, Challiot Papers 50, October
2001, pp.69-84, p.8116 Ibid, p.8217 Judah, Tim, „Kosovo and its Status‟, Challiot Papers 50, October 2001, pp.55 -68, p.5618 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.19
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19 Bugajski, Janusz, Hitchner, Bruce R, Williams, Paul, „Achieving a Final Status Settlement for
Kosovo‟, Center for Strategic and International Studies, Washington, 2003, p.4, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 20
„Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.6, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 21 Report of Independent International Commission on Kosovo, at
http://www.reliefweb.int/library/documents/thekosovoreport.htm 22 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.3123 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.7, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf
24 Bugajski, Janusz, Hitchner, Bruce R, Williams, Paul, „Achieving a Final Status Settlement for
Kosovo‟, Center for Strategic and International Studies, Washin gton, 2003, p.5, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 25 Report of Independent International Commission on Kosovo, at
http://www.reliefweb.int/library/documents/thekosovoreport.htm 26 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.3127 Rupnik, Jacqu es, „The postwar Balkans and the Kosovo Question‟, Challiot Papers 50, October
2001, pp.69-84, p.7828 Bumci, Aldo, „Regional Perspectives for an Independent Kosovo – Albania and Macedonia‟, in
Bieber, Florian, Daskalovski, Zidas (editors), Understanding the War in Kosovo , (Frank Cass London,
Portland, OR, 2003), p.28729 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.18, at http://www.balkan-
commission.org/activities/Report.pdf 30 Allin, Dana H, „Unintended Consequences – Managing Kosovo Independence‟, Challiot Papers 50,
October 2001, pp.7-18, p.1631 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19-34, p.3132
„The Balkans in Europe‟s Future, Report of the International Commission on the Balkans , Centre forLiberal Strategies, Sofia, April 2005, p.17, at http://www.balkan-commission.org/activities/Report.pdf 33 Allin, Dana H, „Unintended Consequences – Managing Kosovo Independence‟, Challiot Papers 50,
October 2001, pp.7-18, p.1434 Bugajsk i, Janusz, Hitchner, Bruce R, Williams, Paul, „Achieving a Final Status Settlement for
Kosovo‟, Center for Strategic and International Studies, Washington, 2003, p.6, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 35 Altmann, Franz- Lothar, „The Status of Kosovo‟, Challiot Papers 50, October 2001, pp.19 -34, p.31
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36 „Pan-Albanianism: How big a Threat to Balkan Stability?‟, Internation al Crisis Group, Europe
Report Nr. 153, 25 February 2004, p.ii, at
http://unpan1.un.org/intradoc/groups/public/documents/UNTC/UNPAN014972.pdf 37
Judah, Tim, „Greater
Albania?‟, Survival,
Volume 43, Number 2, Summer 2001, pp. 7-18, p.9-1038 „Pan-Albanianism: How big a Threat to Balkan Stability?‟, International Crisis Group, Europe
Report Nr. 153, 25 February 2004, p.ii, at
http://unpan1.un.org/intradoc/groups/public/documents/UNTC/UNPAN014972.pdf 39 Van Christo, „Perspective: Albania and Kosovo‟, at
http://www.frosina.org/articles/default.asp?pf=1&id=89 40 „Pan-Albanianism: How big a Threat to Balkan Stability?‟, International Crisis Group, Europe
Report Nr. 153, 25 February 2004, p.2, at
http://unpan1.un.org/intradoc/groups/public/documents/UNTC/UNPAN014972.pdf
41 Ibid, p.342 Bumci, Aldo, „Regional Perspectives for an Independent Kosovo – Albania and Macedonia‟, in
Bieber, Florian, Daskalovski, Zidas (editors), Understanding the War in Kosovo , (Frank Cass London,
Portland, OR, 2003), p.29543 „Pan-Albanianism: How big a Threat to Balkan Stability?‟, International Crisis Group, Europe
Report Nr. 153, 25 February 2004, p.11, at
http://unpan1.un.org/intradoc/groups/public/documents/UNTC/UNPAN014972.pdf
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CHAPTER 5- OBSTACLES AND POSSIBILITIES
A decade of war left the Balkans with a quarter million dead and millions of refugees.
Among the main casualties, however, were ideas of a multi-ethnic society and of
regional cooperation. The Yugoslav wars affected the entire Balkan region. Just as the
war in Kosovo cannot be understood in isolation from its broader regional context, so
will the success or failure of post-war recovery and reconstruction also depend on the
capacity of local actors and the international community to develop a coherent
regional approach.
As has been demonstrated throughout this paper there are two main pillars upon
which the future of the region rests. First, it is the people of the region that must be
responsible for their future, and secondly, Europe that should consider the Balkans
part of the European house. This Chapter develops the idea that Serbia and Kosovo
state and society should overcome their past difficulties and work diligently towards a
democratic and European future. The European Union has also a major role to play in
attracting weak states of the Balkans into European edifice.
5.1 Confronting the past; working to build the future
5.1.1 Serbian position
NATO military intervention of 1999 in Kosovo put an end to the Serbian strategy of
war crimes committed in Kosovo and other parts of Yugoslavia. 1 But, for the Serbs
the war of 1999 was personal. It was as much against them as it was against their
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leader Milosevic and other senior government figures. 2 The loss of Kosovo has been
the most significant defeat of Serbia in the past decade. 3 Due to the traumas
associated with Milosevic's reign and the distortions of his propaganda machine,
many Serb citizens have a highly skewed picture of political reality in the Balkans
which affects their attitude toward Kosovo. They see themselves as victims of an
unjust NATO "aggression" and an Albanian Islamic fundamentalist terrorist
movement designed to create a Greater Albania. There is constant demonisation of
Albanians in the media as "terrorists", criminals, and Islamic fundamentalists. The
rhetoric of victimisation is transmitted by most leading politicians, including Premier
Vojislav Kostunica and President Boris Tadic, both of whom show unwillingness to
discuss the recent past realistically. 4
In the immediate aftermath of the lost wars and the fall of Milosevic, there was an
opportunity for the Serbian leadership in Belgrade to clarify the questions of Serbian
statehood. Kostunica and the democratic coalition that came to power in 2000 had the
opportunity to do so as part of the process of making a clear break with the Milosevic
legacy, but they had little inclination, and came under little international pressure to
do so. 5 Kostunica could put his nationalist credentials and his democratic mandate to
good use by making a clean break with Milosevic era and the myth of Serbian „re -
conquest of Kosovo‟. 6 If the difficult unresolved issue of a lost war is not tackled in
its immediate aftermath, while the new regime has strong legitimacy, it will come
back to haunt the process of reform later, but in much more adverse circumstances. 7
The way the Serbs have lost Kosovo means that tomorrow the Serbs will have no
chance to get it back. How could they while it is controlled[in 1999] by 55,000 NATO
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and other troops? – asks Tim Judah. But what will happen in ten or twenty years?
Just over a decade ago no one could have predicted the shape of the world today. So
what if, in twenty or thirty years, America is locked in isolationism, Russia is rearmed
and strong, and Europe is weak and divided the spirit of revanchism may grow 8, and
Serbs may demand revenge. In this strategy may be seen the finances by Serbian state
of parallel civilian and military structures of Serbian community in Kosovo and its
work to undermine UNMIK's authority among them. There has been no effort to seek
constructive engagement with Kosovo Albanian politicians or the international
community 9 to resolve the future status of Kosovo as long as both sides have
irreconcilable positions.
Serbian opposition is not fundamentally different from Milosevic as far as the national
question is concerned. Serbia's nationalist delusions require a long "cure de
désintoxication." 10 The single largest parliamentary party is the ultranationalist
Serbian Radical Party (SRS), and 70 per cent of all deputies come from parties that
hold anti-Western views and are sceptical about reform in general and European
integration in particular. Security sector reforms have been largely nonexistent, with
neither police nor army subject to democratic civilian control. 11 The Serbian media
typically refers to them as the "hidden centres of power". In essence, each continues
to act as a state-within-a-state. 12 Crisis Group research indicates the Serbian army and
police commands were caught somewhat unprepared in March 2004 and planning for
such contingencies. The army and police could use renewed Albanian violence as an
excuse to secure the Serbian majority municipalities in north Kosovo and perhaps also
to intervene in support of a declaration by Serbs in north Kosovo of secession should
the international community signal agreement to an independent Kosovo.13
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To many in the Serbian establishment, their best tactics appear to be to provoke
violence, undermine the credibility of the international guarantees to the Albanians on
Kosovo's unity, and tempt the Albanians into unilateral action. The readiness of
Russia to advocate postponement of the mid-summer 2005 standards review is
consistent with such tactics. 14 Although the March 2004 violence left Kosovo Serbs
feeling more insecure, the majority of them continue to live and work on their
traditional lands, side by side with the Albanian majority. 15
With the change of government in October 2000, the U.S. and EU perception of
Belgrade changed dramatically. The international community saw the new authorities
as the opposition to Milosevic, not those who oppressed and committed atrocities
against the Kosovo Albanians. Thus diplomats courted both the Federal Yugoslav and
Republic of Serbia governments, seeing a democratic and prosperous Serbia as key to
stability in the Balkans. The level of cooperation between Belgrade and UNMIK also
changed. The governments of Serbia and Yugoslavia jointly established a
Coordination Centre for Kosovo in August 2001, responsible for liaising with
UNMIK, overseeing the work of both governments in the province and lobbying to
ensure that the rights of Serbs are considered. The official in charge – Dr. Nebojsa
Covic, won praise for his role in resolving the crisis in the Presevo Valley in southern
Serbia in late 2000 and early 2001, and the international community hoped that he
would establish a constructive relationship with UNMIK. However, these hopes were
not completely realised. 16
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The year 2003 began with a request from Serbian Prime Minister Zoran Djindjic to
review UNMIK‟s record in Kosovo and open dialogue with Kosovo politicians to
resolve the final status issue. Both Albanian and Serbian politicians reacted with
shock and sadness at the assassination of Djindjic. He was widely seen as a pragmatist
who would negotiate on Kosovo‟s future. 17
Despite the difficulties that Serbian government encounters because of the past there
are good signs that it is going to cooperate with the Hague Tribunal to bring war
criminals to justice. The compliance of governments of the region with the ICTY is
central to development of good relations between the international community and the
Balkans. The EU has defined compliance with ICTY as threshold conditionality when
it comes to the process of integration. The same holds for Partnership for Peace (PfP)
and NATO. 18 The Serbian government had actually pressured the highest-profile
indictees to turn themselves in late in 2004, but that approach failed. In January 2005,
however, prominent Serbian Orthodox Church clerics began to say that the country
was suffering because of a few individuals, whose duty it was to turn themselves in so
Serbia could move forward. The government also threatened that if they did not
surrender voluntarily, they would be arrested and forcibly transferred to The Hague,
in which case financial support for their families might not be made available. The
government also launched a media offensive. On February and March 2005, fruits of
this new policy became evident, when some generals surrendered themselves
„voluntarily‟ to the Tribunal due to also positive media coverage. 19
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5.1.2 Kosovo position
The luxury of guaranteed state survival and unchanging boundaries must have quickly
turned into a cruel illusion for leaders of the new states of Croatia, Bosnia,
Macedonia, Armenia, Azerbaijan, Georgia, Eritrea and others in the immediate post-
Cold War era. From the moment of their independence they had to secure their
borders and mobilize their populations to defend the new states from enemies inside
and out. 20 It is increasingly accepted that effective control of territory entails not
merely the ability to defend it, but also responsibility to protect its inhabitants. The
EU's approach to recognition of the post-Soviet and post-Yugoslav republics in 1991
incorporated requirements for democracy, rule of law, human and minority rights, and
good neighbourliness, with additional emphasis on maintaining existing republic
borders to discourage irredentism and territorial conflict. 21
For Kosovo, and the overwhelming majority of its people, an independent state
recognized by the international community is the issue that eclipses all others. Only
such a state will be capable of voluntarily integrating into NATO, the EU, and other
international institutions. But the achievement of these goals requires a strategy and a
vision. 22 With no experience of running anything in government and in a society
which has long operated with parallel structures, it will be hard for any sort of modern
and efficient government to emerge which can administer the province‟s economy,
crush crime, and build credible state structures. In this case criminal gangs, in some
cases associated with political parties, will continue to flourish. 23
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The lack of a wider vision of what a Kosovo state might be is partly a reflection of the
way the Kosovo Albanian parties have developed, as vehicles for patronage and
advancement of group interests, and partly bound up in Kosovo Albanians' difficulty
in distancing themselves from the posture of victim they settled into in the 1990s. 24
Kosovo's society has a residual addiction to the clandestine - a preference for focusing
on shadow rather than daylight and upon the hidden rather than the open agenda.
During March 2005, extremist elements attempted to destabilise the situation. The
latest in a string of post-war phantom armies announced itself with threatening
communiqués and calls for all the prior Albanian liberation armies to re-activate:
Kosovo's Kosovo Liberation Army (KLA), Macedonia's National Liberation Army
(NLA), and the Preshevo-Medvegja Liberation Army (UCPMB) of south Serbia's
Presevo Valley. 25 In any case, and as the security situation in Kosovo since 1999 has
made abundantly clear, Kosovo still lacks the key elements of statehood: the ability to
guarantee internal order, domestic safety and interethnic/inter-group peace. 26
Many Kosovo Albanians doubt their own capacity to handle independence well and
favour a continued international presence, albeit only in an advisory, monitoring
capacity. There is much cynicism about the venality and limited abilities of the
political class. Some intellectuals fear that lack of experience could lead to a failed
state and criminal haven, "Colombia in Europe … an El Dorado for organised
crime". 27 Reasons for the constant mobilisation and distortion of institutions into
resistance mode include the persistent fear of being pushed back into Belgrade's orbit,
but also a failure to imagine the contours of the putative state and so construct reliable
institutions to animate it. 28
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Kosovo's politicians, institutions and media tend regularly to call up history to explain
events in a narrative which is both hermetic and circular. Thus, on 30 March 2004
Epoka e Re quoted by Crisis Group, led with the headline: "Arrests like in '81".
Assembly President Daci also compared the post-riot situation to 1981. The lack of
institutional orientation means that for some who are practised in armed resistance a
continuation of the methods of 1998-1999 is the only way forward and they see the
present situation through the lens of that war. 29 As evidenced by the deadly rioting in
March 2004, Kosovo Albanians are frustrated with their unresolved status, the
economic situation, and the problems of dealing with the past. If 2005 does not see
the start of a final status solution Kosovo may return to conflict and generate regional
instability. 30
Albanian hostility towards Serbs rests on the unresolved psychological effects of the
war, including, for some, guilt for failing to engage in it. For Kosovars, Serb guilt for
war crimes remains collective, not individual. The Democratic Party of Kosovo
(PDK), the larger KLA successor party, has been more pragmatic at both municipal
and central levels regarding Serb returns than Rugova's LDK. 31 The survey of
International Commission on the Balkans indicates that a majority of Kosovars are
keen on living in an "ethnically homogeneous Kosovo" (figure 2). 32
To strengthen the sense of unity and purpose, political leaders and opinion shapers in
Pristina will also need to define and promote a distinct Kosovar identity. There are at
least three possible definitions of Kosovars: as one subdivision of the Albanian
nation; as a separate and emerging nation; or as a territory-wide identity regardless of
ethnicity.33
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Figure 4 New Borders
Source: Report of the International Commission on the Balkans, at
http://www.balkan-commission.org/activities/Report.pdf
Most Kosovo Albanians blithely assume their ethnic identity is sufficient. Flag,
anthem, and Independence Day are borrowed from Albania. Kosovo Albanians
contributed much historical militancy to the Albanian national cause; many consider it
absurd that Albania alone should inherit the national symbols, including the double-
headed eagle which they were imprisoned for displaying under Milosevic. 34
Kosovars can be transformed into a separate nationality in a prolonged process of
ethnogenesis. This can also provide a focus for political unity, territorial stability, and
national development. It can also encourage coherence in dealing not only with
neighbouring Slavic populations but also with Tirana, other foreign governments, and
international institutions. Employing a definition of Kosovar that embraces a state
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territorial identity and civic-based citizenship regardless of ethnicity can also
contribute to building cohesiveness. 35
5.2 NATO and EU integration – a Balkan without borders
Frontiers define the nation-state. They are the object of national defence, they mark
the boundaries of national resources, and they have excluded and included those
individuals who form the „patrie‟. 36 But national borders also mark the points of
absurdity, contradiction and danger in the national idea. They divide communities;
they are the flashpoints of expansive nationalism; and they are fault lines. The
patterns of settlement in Europe have never been geometrically convenient: ethnic
minorities are not just scattered, but often scattered village by village, street by street,
farmhouse by farmhouse. 37
For the distinguished Albanian writer Ismail Kadare the stability of the Balkan
Peninsula depends on two basic factors: first, the people who live there, and second,
Europe - more precisely Atlantic Europe. The Balkans can be considered as, at most,
a part of the European house, and at the very least its backyard. But even if it is the
latter, it must be taken seriously and therefore also the order and tranquillity of this
open space if the house demands those things for itself. 38 It is today natural that the
Balkan peoples need Europe. But on the other hand the question whether anyone
needs the Balkans, or rather whether the Balkans can be of any use to Europe, is
rarely posed. 39
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5.2.1 NATO and EU integration
On 10 June 1999, the date NATO forces entered Kosovo, in Cologne forty countries
under the EU initiative, issued the Stability Pact for South Eastern Europe. Latter on
30 July 1999 in Sarajevo the summit meeting reaffirmed the Pact. In the founding
document, more than 40 partner countries and organisations (Table 1) undertook to
strengthen the countries of South Eastern Europe in their efforts to foster peace,
democracy, respect for human rights and economic prosperity in order to achieve
stability in the whole region. To all the countries of the region were promised Euro-
Atlantic integration.
The Stability Pact is the first serious attempt by the international community to
replace the previous, reactive crisis intervention policy in South Eastern Europe with
a comprehensive, long-term conflict prevention strategy. The Stability Pact is a
political declaration of commitment and a framework agreement on international co-
operation to develop a shared strategy among all partners for stability and growth in
South Eastern Europe. The idea for the Stability Pact arose in late 1998 and thus
predates the Kosovo war. The NATO intervention acted as a catalyst in strengthening
international political will for co-ordinated and preventive action in the region.
The most important instrument of the Stability Pact is the Regional Table with three
working tables: Democratization and Human Rights; Economic Reconstruction, Co-
operation and Development, and; Security Issues. The EU, which has the leading role
in the Pact, undertakes to draw South Eastern Europe closer to the perspective of full
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integration into its structures, including full membership. The European Union and its
Member States are collectively the most important donors in the region.
The countries of the region Albania, Bosnia-Herzegovina, Bulgaria,
Croatia, FYR of Macedonia, Moldova,
Romania and Serbia & Montenegro
The European Union Member States
and the European Commission
Germany, UK, France, Italy, Spain,
Netherlands, Greece, Belgium, Portugal,
Sweden, Austria, Denmark,
Finland, Ireland, Luxembourg, Poland, Czech
Republic, Hungary, Slovakia, Lithuania,
Latvia, Slovenia, Estonia, Cyprus, Malta
Other countries Canada, Japan, Norway, Russia, Switzerland,
Turkey, USA
International organisations UN, OSCE, Council of Europe, UNHCR,
NATO, OECD
International financial institutions World Bank, International Monetary Fund
(IMF), European Bank for Reconstruction
and Development (EBRD), European
Investment Bank (EIB), Council of Europe
Development Bank (CEB)
Regional initiatives Black Sea Economic Co-operation (BSEC),
Central European Initiative (CEI), South East
European Co-operative Initiative (SECI) and
South East Europe Co-operation Process
(SEECP)
Table 1 Partners of the Stability Pact for South-eastern Europe
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Countries wishing to be admitted must, however, first meet the conditions defined by
the EU Council in 1993 concerning democratic, economic and institutional reforms
known as Copenhagen criteria 40. As a contribution to the Stability Pact and an interim
step towards membership, the European Union has set up a new generation of
Stabilisation and Association Agreements (SAA) aimed at the five South Eastern
European countries which didn‟t have contractual relationship with the EU (Albania,
Bosnia-Herzegovina, Croatia, FYR Macedonia and Serbia & Montenegro). In less
than a decade, the prospect of EU membership succeeded in consolidating democratic
and market reforms throughout Central and Eastern Europe. The accession process
profoundly transformed societies as diverse as the Polish and the Bulgarian, the
Romanian and the Slovenian. There is now a widespread consensus that it can do the
same for the Balkans. There is, however, one critical difference this time round - the
problem of weak states. The EU lacks experience in the integration of weak states and
territories like Kosovo. 41
As popular anxiety over further enlargement rises in the EU, the European
Commission has produced a draft regulation for an Instrument of Pre-Accession
Assistance (IPA) which sets down th e EU‟s present assumptions and planning for the
Western Balkans. It assumes that Serbia-Montenegro and Kosovo, Albania and
Bosnia-Herzegovina will achieve candidate status around 2010 and membership
around 2020 – far behind the expectations of the region. 42 This passive approach risks
compromising the EU‟s influence in the region at a time when some of the most
difficult political steps – such as determining the status of Kosovo – will need to be
taken. Serbia-Montenegro and Kosovo, Bosnia and Herzegovina and Albania should
be given at least the same kind of support in 2007 as Bulgaria and Romania were
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given in 1997. If member-state building were to begin in 2007, it may be possible for
countries of the region to achieve EU membership by 2014, in accordance with the
ambitious agenda set out by the International Commission for the Balkans. 43
The entire edifice of European Union strategy towards South Eastern Europe rests on
the eventual integration of the countries of the Western Balkans into the EU. The
promise of EU membership is the basis for all EU conditionality in the region, from
compliance with The Hague Tribunal to institutional reforms, from trade liberalisation
to the unresolved strategic issues, like implementation of the Ohrid Accords in
Macedonia or deciding on the final status of Kosovo. By 2007, with the next
enlargement, the region will be surrounded entirely by EU members. It is only the
prospect of following the countries of Central Europe and the Eastern Balkans
(Bulgaria and Romania) into the EU that gives the countries of the Western Balkans
any hope of avoiding becoming a ghetto of underdevelopment in the midst of
Europe. 44 There is a risk that, instead of catching up with the rest of the continent, the
Western Balkan countries will fall further behind, and the goal of integration – and
the promise of regional stabilisation it offers – will become even more distant. 45
Removing borders, by allowing a freer flow of goods, ideas, people and cultures,
would help to reduce clashes between states and erode the differences between states.
The Franco-German border today means less and less in economic terms. With the
creation of European passports, the need to stop people from flowing across the
border is removed. But this very ease of mobility has led to calls for tighter controls at
the edges of the emerging European superstate. As it becomes easier to move within
the countries of Europe, it is likely to become harder to move between Europe and the
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outside world. 46 There is ample evidence suggesting that integration helps to stabilise
a region. But there is also evidence indicating that a partial integration has the
opposite effect - it can destabilise an area. A visa regime that builds walls between the
Western Balkans on the one hand and accession states such as Bulgaria, Romania and
Croatia on the other (see Map 3), acts as a strong disincentive to cooperation, leading
to a further deterioration in the social psychology of the already depressed western
Balkan region. 47 Among the most discouraging findings of the international
Commission on the Balkans is that the European generation of the Balkans, young
men and women under 30 who share the values of Europe are those who experience
the greatest difficulties in visiting the EU. A smart visa policy of the EU that opens its
borders to Balkan youth and Balkan businesses while closing them for criminals
should be at the very centre of policies that will mobilise popular support for building
EU member states in the Balkans. 48
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Figure 5 European Integration – the present vision for 2006
Source: http://www.esiweb.org/pdf/esi_document_id_56.pdf
NATO membership is the second important pillar of integration strategy as part of EU
integration. The Partnership for Peace that NATO has launched with countries that
aspire to join the alliance is designed to encourage practical cooperation with
individual partner countries. The programme has proven to be a vital instrument for
bringing partner countries closer to the Alliance and, paving the way for NATO
membership.
Two years ago Albania, Croatia, and Macedonia signed the Adriatic Charter with the
United States, pledging mutual support as they pursue the political, economic,
defence, and social reforms to achieve their eventual membership. The Adriatic
Bosnia-Herzegovina
Albania
Kosovo
Serbia-Montenegro
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Charter has proven to be an especially useful forum for regional security and
cooperation. The Charter countries have also reached out to both Serbia and
Montenegro and Bosnia and Herzegovina, including them as observers at recent
meetings and promoting greater regional cooperation. 49 Sending a positive signal to
the Adriatic Charter countries would be of greater importance for the future of these
countries. This gesture will improve the security of Balkan countries still outside the
EU and will support reform in the security sector. NATO played the role of a fast
integration track for the Central and East European countries and it should do the
same for the Balkans. Paradoxically, membership in NATO is the only available
instrument for demilitarising this most militarised part of Europe. But in order for
NATO enlargement to fulfil its regional role, the Alliance should offer membership in
the Partnership for Peace program to Serbia and Montenegro and to Bosnia and
Herzegovina as soon as possible. 50
5.2.2 The integration challenge
Many will argue that the governments and the citizens of the region are responsible
for the future of their own societies, and should bring their own houses in order. In
view of the political and financial engagement since the beginning of the nineties and
the responsibility the international community has assumed, such arguments are
nothing short of cynical. 51
The EU provides the overarching political framework within which the difficult
unfinished business of the break-up of Yugoslavia can be dealt with. These nations
first had a common roof imposed on them by empires of the past; later, Yugoslavia
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provided a common roof. Now they need a common European roof to complete their
nation-state building process. 52 But despite the scale of the assistance effort in the
Balkans, the international community has failed to offer a convincing political
perspective to the societies in the region. The future of Kosovo is undecided, the
future of Macedonia is uncertain, and the future of Serbia is unclear. 53 There is an
urgent need to solve the outstanding status and constitutional issues in the Balkans
and to move the region as a whole from the stage of protectorates and weak states to
the stage of EU accession. This is the only way to prevent the Western Balkans from
turning into the black hole of Europe. 54 The integration of the Balkans into the EU is
unimaginable in the current circumstances of constitutional uncertainty. 55
Conclusion
The Balkans will have a decent future in Europe as the eastern and central Europe
had. But it depends as much as to people and governments of the region as well as to
the Euro-Atlantic Europe. Current position of sticking with the past, complaining and
accusing each other is a big impediment for the future of Kosovo and Serbia and the
whole region. While the change of dictatorial regime in Serbia in 2000 was praised by
the USA and EU, still many Serbs see themselves as victims of an unjust NATO
aggression, designed to destroy Yugoslavia. Nationalism and anti-western views are
still very much part of Serbian politics. Despite these obstacles there are good sings of
democratic developments and cooperation with the Hague Tribunal. For Kosovo
Albanians the only option that they may agree is an independent Kosovo but they
have little experience at running a state which is a reflection of the way the Kosovo
Albanian politics has developed since the 1990s. Fear of returning under Yugoslavia
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or Serbian roof continues to keep them hostage of the past due to also to the
psychological effects of the war. On the positive side independence may provide an
incentive for political unity, territorial stability, and national development.
The prospect of EU membership which succeeded in consolidating democratic and
market reforms throughout the Central and Eastern Europe can now do the same for
the countries of the Balkans. The EU and NATO can successfully use the promise of
membership as the basis for conditionality in the region to foster peace and security.
If the Balkans was successfully absorbed into the EU, it would finally banish the
possibility of the revival of conflict. The visa regime that builds walls between the
Western Balkans and other parts of Europe, acts as a strong disincentive to
cooperation, and leads to a further deterioration in the social psychology of the
already depressed region.
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1 Gow, James, The Serbian Project and its Adversaries: A Strategy of War Crimes , (Hurst & Company,
London, 2003), p.22 Williams, Christopher, „Kosovo: A fuse for the lighting‟, in Weymouth, Tony, & Heng, Stanley,
(editors),The Kosovo Crisis: The last American war in Europe
?, (Reuters, Pearson Education, London2001), p.233 Bieber, Florian, „Serbia After the Kosovo War: The Defeat of Nationalism and Change of Regime‟, in
Bieber, Florian, Daskalovski, Zidas (editors), Understanding the War in Kosovo , (Frank Cass London,
Portland, OR, 2003), p.3254 „Kosovo: Toward Final Status‟, International Crisi s Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.15, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 5 Rupnik, Jacques, „The demise of Balkan nationalism? A sceptical view‟, Challiot Papers 70, ,
October 2004, pp.99-110, p.1086 Rupnik, Jacques, „Yugoslavia After Milosevic‟, Survival , Volume 43, Number 2, Summer 2001,
pp19-29, p.267 Rupnik, Jacques, „The demise of Balkan nationalism? A sceptical view‟, Challiot Papers 70, ,
October 2004, pp.99-110, p1088 Judah, Tim, „A brief History of Serbia‟, in Buckley, William Joseph, (editor), Kosovo: Contending
Voices on Balkan Interventions , (William B. EErdmans Publishing Company Grand Rapids,
Michigan/Cambridge, U.K., 2000), p.959 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.15, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 10 Report of Independent International Commission on Kosovo, at
http://www.reliefweb.int/library/documents/thekosovoreport.htm 11 „Serbia: Spinning its Wheels‟, International Crisis Group – Europe Briefing Nr 39,
Belgrade/Brussels, 23 May 2005, p.6, at
http://www.crisisgroup.org/library/documents/europe/balkans/b039_serbia__spinning_its_wheels.pdf 12 Ibid, p.713
„Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,Pristina/Belgrade/Brussels, 21 January 2005, p.18, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 14 Ibid, p.1815 „The Lausanne Principle, Territory And the Future of Kosovo‟s Serbs‟, European Stability Initiative,
June 7, 2004, p.3-4, at http://www.esiweb.org/docs/showdocument.php?document_ID=53 16 „Kosovo‟s Ethnic Dilemma: The Need for a Civic Contract‟, International Crisis Group, Balkans
Report Nr 143, Pristina/Brussels, 23 May 2003, p.4-517 Ibid, p.6-7
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18 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.35, at http://www.balkan-
commission.org/activities/Report.pdf 19
19
„Serbia: Spinning its Wheels‟, International Crisis Group –
Europe Briefing Nr 39,Belgrade/Brussels, 23 May 2005, p.6, at
http://www.crisisgroup.org/library/documents/europe/balkans/b039_serbia__spinning_its_wheels.pdf 20 Migdal, Joel S, „State building and the non -nation- state‟, Journal of International Affairs, Fall 2004,
vol.58, no.1, pp17-46, p.2121 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.7, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 22 Bugajski, Janusz, Hitchner, Bruce R, Williams, Paul, „Achieving a Final Status Settlement for
Kosovo‟, Center for Strategic and International Studies, Washington, 2003, p.17, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 23 Judah, Tim, „Kosovo and its Status‟, Challiot Papers 50, October 2001, pp.55-68, p.6224 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.7, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 25 „Kosovo After Haradinaj‟, International Crisis Group -Europe Report Nr 163, Pristina/Brussels, 26
May 2005, p.4, at
http://www.crisisgroup.org/library/documents/europe/balkans/163_kosovo_after_haradinaj.pdf 26 Dassu, Marta, „Statehood and Sovereignty – Regional and International Dynamics in Kosov o‟s
Future‟, Challiot Papers 50, October 2001, pp.35-54, p.5027 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.8, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf 28 Ibid, p.929 Ibid, p.1030 Ibid, p.131
Ibid, p.7-832 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.19, at http://www.balkan-
commission.org/activities/Report.pdf 33 Bugajski, Janusz, Hitchner, Bruce R, Williams, Paul, „Achieving a Final Status Settlement for
Kosovo‟, Center for Strategic and International Studies, Washington, 2003, p.17, at
http://www.publicinternationallaw.org/programs/balkans/kosovo/KosovoCover.pdf 34 „Kosovo: Toward Final Status‟, International Crisis Group, Europe Report Nr 161,
Pristina/Belgrade/Brussels, 21 January 2005, p.6, at
http://www.crisisgroup.org/library/documents/europe/balkans/161_kosovo_toward_final_status.pdf
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35 Ibid, p.1836 Horsman, Mathew, Marshall, Andrew, After the Nation-State: Citizens, Tribalism and the New
World Disorder, (HarperCollins Publishers, 1994), p.4437
Ibid, p.4538 Kadare, Ismail, The Balkans: Truths and Untruths, Challiot Papers 46 , April 2001, pp.5-16, p.539 Ibid, p.1340 „About the Stability Pact‟, at http://www.stabilitypact/aboutstabilitypact/ 41 „The Balkans in Europe‟s Future, Report of the International Commission on the Balkans , Centre for
Liberal Strategies, Sofia, April 2005, p.28-9, at http://www.balkan-
commission.org/activities/Report.pdf 42 „Breaking out the Balkan ghetto: Why IPA should be changed‟, European Stability Initiative, 1
January 2005, p.1-2, at http://www.esiweb.org/pdf/esi_document_id_66.pdf
43 Ibid, p.1-244 Ibid, p.1-245 Recommendations: Wilton Park Conference, 10 June 2004, European Stability Initiative, p.1
http://www.esiweb.org/pdf/esi_document_id_56.pdf 46 Horsman, Mathew, Marshall, Andrew, After the Nation-State: Citizens, Tribalism and the New
World Disorder, (HarperCollins Publishers, 1994), p.57-847 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.28-9, at http://www.balkan-
commission.org/activities/Report.pdf 48 Ibid, p.32-3349 Burns, Nicholas R, Under Secretary of State for Political Affairs United States, „Ten Years after
Dayton: Winning the Peace in the Balkans‟, speech given at the Wilson Center, Washington 19 May
2005, at http://usinfo.state.gov/eur/Archive/2005/May/20-375965.html 50 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.15, at http://www.balkan-
commission.org/activities/Report.pdf 51 Ibid, p.252
Rupnik, Jacques, „The demise of Balkan nationalism? A sceptical view‟, Challiot Papers 70 , October2004, pp.99-110 p.110, at http://www.iss-eu.org/chaillot/chai70.pdf 53 „The Balkans in Europe‟s Future‟, Report of the International Commission on the Balkans , Centre
for Liberal Strategies, Sofia, April 2005, p.8, at http://www.balkan-
commission.org/activities/Report.pdf 54 Ibid, p.855 Ibid, p.18
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CHAPTER 6 - CONCLUSIONS AND RECOMMENDATIONS
6.1 – Conclusion
Nationalism and ethnic conflict has become one of the most significant threats to
global peace and security after the end of the Cold War. One of consequences of
nationalism for the international system is that it has been a source of conflict and
war. Nationalist movements and the fight for self-determination and secession pose a
greater risk of internal wars, which in turn can widen to become international wars.
The appearance of new states creates a new, less mature regional international system
that lacks rules of the game defining the rights and obligations of its members towards
one another, and norms of international conduct. Self-determination as a right of
communities to decide on their fate and to establish an independent state is a
contested issue in international relations because it goes against the principle of
sovereignty and territorial integrity.
When conflicts of self-determination reach the point where the ethnic groups have
irreconcilable positions and one of them has the backing of one ore more regional
powers separation is the only viable solution.
The new state that results from the border changes is challenged by its ability to
mobilize its populations, accommodate its minorities, and defend its borders. Minority
groups within the new independent state backed by their kin state may in turn demand
secession from it and undermine its security and that of the region.
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From the time Kosovo Albanians were incorporated in the Serbian state, they never
accepted this reality and have fought continuously for self-determination and
liberation from oppression. The unrest in Kosovo in the 1980s and 1990s on the other
hand led to a rapid and dramatic rise in Serbian nationalism. Complaining that Serbia
had not received a fair share in Tito‟s Yugosl avia, Serbian nationalists demanded the
restoration of control over Kosovo and advocated new arrangements to better reflect
the Serbian nation‟s „legitimate‟ interests in the federation. Kosovo‟s non -violent and
latter armed resistance reached its highest point in the war of 1999 when finally
NATO intervened to save Kosovo people from a state genocidal policy. Despite the
Yugoslav Army‟s agreement to withdraw in June 1999 the future status of Kosovo
and the Western Balkans remains still unclear.
The starting point for the future status of Kosovo is the UNSCR 1244 that reaffirms
the sovereignty and territorial integrity of the FRY, and its reference to the
Rambouillet agreement which calls for the right of self-government of the people of
Kosovo on the basis of the will of the people. From this ambiguous framework result
two interpretations; first, the Serbian one that Kosovo belongs to FRY; and secondly,
the Kosovo Albanian one that future status should be decided by the will of the
people, which means independence since the vast majority are in favour. In this
framework the status of Kosovo ranges from a Serbian autonomous unit to the other
extreme an independent Kosovo.
While international community condemned Serbian violence and ethnic cleansing and
finally NATO intervened to save a people from genocide there is no agreement on the
future of Kosovo. International actors differ in their positions on the future of Kosovo.
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While the United States and the EU take the position of granting a conditional
independence to Kosovo, China and Russia as permanent members of the UNSC are
reluctant to acknowledge the reality because of their minority problems at home.
Whatever the final status of Kosovo would be it is undoubtedly true that there will be
security implications for the Balkans. The security of the region in the case of Kosovo
as part of Yugoslavia, be it an autonomous unit or a third republic, will result in the
same situation as prior to the Kosovo war of spring 1999. Even a perfect democratic
Serbia/Yugoslavia is going to be seen by Kosovo Albanians as the historic
continuation of Serb domination, and the ethnic violence will continue. An
independent Kosovo is considered by Serbia as a solution that undermines its
sovereignty and territorial integrity and a threat to its compatriots. Taken into account
the level of hostility between two ethnicities in Kosovo the Serbian army may take
action to protect its community and further spread the conflict into the Balkans. This
is why the conditional independence or independence without full sovereignty will be
the best option for securing the independent Kosovo and a more secure Balkan.
Moreover, the current security situation in the Balkans is not healthy enough to
accommodate the arrival of another weak state. Fears that an independent Kosovo
may trigger other secessionist movements in the region have no basis as long as the
countries of the region have entered a period of democratization and the international
community maintains a large military contingent. A Greater Albania or Kosovo has
not backing from political and public communities in Albania, Kosovo, Macedonia
and elsewhere.
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The security of the Balkans depends on its people and their governments as well as to
the prospect of joining Euro-Atlantic institutions. Current security and economic
situation in Western Balkans is not very promising. Serbs and Kosovo Albanians are
very much linked to the past. Many Serbs see themselves as victims of NATO
aggression and Albanian fundamentalist movement designed to create Greater
Albania. Nationalism and anti-western views are still very much part of Serbian
politics. The fall of Milosevic regime in late 2000 and lately in 2005 cooperation with
The Hague Tribunal are positive signs that the new democratic government in
Yugoslavia is moving slowly but in the right direction.
While for Kosovo Albanians the only option they may agree is an independent
Kosovo, they have little experience at running a state. This is also a reflection of their
dependence of the United Nations mission in Kosovo. Kosovo Albanians tend to call
history to explain the events in Kosovo due to also to the psychological effects of the
war. The calamity which the Kosovo Albanians showed when their prime minister
surrendered to the Hague Tribunal is a good reflection of their ability for institution-
building.
The prospect of EU membership which succeeded in consolidating democratic and
market reforms throughout the Central and Eastern Europe can now do the some for
the countries of the Balkans. The promise of EU membership and NATO is the only
lever that EU and the US have for conditionality in the region. If the Balkans was
successfully absorbed into the EU, it would finally banish the possibility of the revival
of conflict. Europe in order to succeed in the Balkans must remove the visa regime
that builds walls between the Western Balkans and other parts of Europe. Moving
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freely from the Balkans to other parts of Europe will act as a strong incentive for the
youth of the region that holds strong western views.
6.2 – Recommendations
As long as both Kosovo Albanians consider living with Serbs and within Serbian state
impossible, the international community should accommodate a form of independence
for Kosovo.
The independent Kosovo must be committed not to unify with Albania, or any other
neighbouring territory or state, and this commitment should be stated in the
constitution of the new Kosovo state.
International political and military presence should continue to be present in Kosovo
and other states of the Balkans in order to fade out the fears of renewed ethnic
violence.
Before deciding in the final status of Kosovo, both Serbia and Kosovo should
cooperate and discuss together on the issues of common interest.
Guaranty of democratic governance and human rights should be the first priority for
the Kosovo government. Serbia should be more cooperative in respect to Kosovo
Serbs in order to convince them to participate in Kosovo institutions. International
actors especially US and EU countries must pursue the policy of carrots and sticks
with Serbia if it doesn‟t cooperate in this area.
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European community should take more decisive steps towards the Balkans in order to
assist in state-building capacities of the weak states of the Balkans. Waiting until
countries of the Balkans stand on their feet to join the Europe may be waste of time
and the Balkans may deteriorate at getting further not closer to European dream.
6.3 – Recommendations for further study
In the course of the research for this dissertation, the issue of state-building capacity
that in the case of Kosovo is called „standards before status‟ kept recurring. In relation
to standards before status policy that the international community has put as a
precondition for deciding in the future status of Kosovo the issue of guaranteeing the
rights and the protection of minorities is the most controversial. The guaranteeing of
minority rights is a precondition in order for the governments of the European
countries to democratic development and eliminating conditions for ethnic violence
and civil wars. While the Provisional government of Kosovo should fulfil this
requirement its decisions are ruled by the powers of Secretary General Special
Representative of the UN. Also Kosovo is still a country that depends on the
economic foreign assistance and has high level of unemployment.
Arising from these observations a question seems appropriate; how can the
provisional Kosovo government whose decisions are overseen by a ruling authority
develop itself and fulfil its standards requirement? This question merits further study
as the status quo is not contributing for the security of Kosovo and the Balkans.
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Deciding on the future of Kosovo status is not a question of just how to fulfil
aspirations of Kosovo Albanians or otherwise those of Serbia and Serbs. The future of
Kosovo is a question of security and the future of the Balkans. A decade of Yugoslav
destruction war requires much more attention from international community. Fears of
domino effect and revival of nationalist feelings in the region in the case of granting
independence to Kosovo cannot justify continues ambiguity over the future of
Kosovo, Yugoslavia and the whole region.
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