Koilpillai CR Keynote

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    Koilpillai / Dec 2010 / Cognitive Radio 2

    IWCR 2010 Cognitive Radio Keynote IITM Proprietary Information

    Electrical EngineeringIIT MadrasOutline of Presentation

    Wireless today SDR, Wireless Broadband,

    Cognitive Radio a paradigm shift

    Different approaches Spectral sensing

    Multi-Carrier Techniques

    802.22 A CR-based standard

    Major CR initiatives

    Cognitive Radio Test-beds

    Cognitive Applications in wirelessFocus on the signal processing aspects in all topics

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    Koilpillai / Dec 2010 / Cognitive Radio 3

    IWCR 2010 Cognitive Radio Keynote IITM Proprietary Information

    Electrical EngineeringIIT MadrasWireless in the Media

    Cellular

    India crosses 635M subs

    Growth of broadband wireless

    HSPA, EV-DO, WiMAX

    GSM subscribers crossed 4.7 Billion ...

    Convergence, Quad play

    Voice, Voice, Data, Video, Mobility

    Telephony, Internet, TV, Cellular

    Spectrum auctions April - June 2010

    Introduction of 3G - 4G Technology

    Broadband Wireless Access ITU Activity IMT Advanced (4G)

    UMTS + LTE > 535M

    WiMAX deployments: 593

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    Electrical EngineeringIIT Madras

    Cellular Evolution Timeline

    1G (AMPS, NMT, TACS, ) 1981 Analogue voice transmission

    2G (GSM, IS-54, PDC, IS-95) 1991 - 95 Digital cellular Digital voice, low-speed circuit data (9.6 Kbps), SMS

    2.5G (GPRS, cdmaOne) 1999 - 00 Introduction of packet data Improved voice, medium speed CS and PS data (~100 Kbps), enhanced SMS

    3G (WCDMA, EDGE, cdma2000) 2002 - 03 IMT-2000 requirements, Improved voice, high speed PS data (384Kbps - 2 Mbps) Improved spectral efficiency and capacity, Multimedia applications

    3.5G (HSPA, 1xEV, IEEE 802.16e) 2003 - present High speed packet data (2-14 Mbps)

    4G (LTE, IEEE 802.16m, ) 2010+

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    Koilpillai / Dec 2010 / Cognitive Radio 5

    IWCR 2010 Cognitive Radio Keynote IITM Proprietary Information

    Electrical EngineeringIIT MadrasEvolution beyond 3G

    GSM

    GPRS WCDMA

    Rel. 7

    Rel. 6Rel. 5

    (HSDPA)

    1xEV-DV

    1xEV-DOcdmaOne cdma2000

    IEEE802.16 d/e

    IEEE802.16 m

    3.5G/4G - Focus on high data rates, spectral efficiency

    LTELTE-Adv

    Super 3G = 3.9G

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    Koilpillai / Dec 2010 / Cognitive Radio 6

    IWCR 2010 Cognitive Radio Keynote IITM Proprietary Information

    Electrical EngineeringIIT MadrasFamily of Networks

    Hierarchy of terrestrial networks

    India has all scenarios

    Different types of wirelessnetworks

    Wide range of data rates, range

    Significant developments in

    WAN / MAN

    Range of environments

    Dense urban

    Inter-BS distance < 500m

    Sparse rural

    Unlicensed devices

    Ref: Cordeiro et al., IEEE 802.22: The First Worldwide

    Wireless Standard based on Cognitive Radio, IEEE, 2005

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    IWCR 2010 Cognitive Radio Keynote IITM Proprietary Information

    Electrical EngineeringIIT Madras

    Broadband Usage

    Compelling case for

    broadband wireless

    access (BWA) in India Broadband, wireless

    Quad play

    Voice, Data, Video,

    Mobility

    Ref: Kori (Alcatel Lucent)

    WiMAX Overview, Bangalore,

    Jan 2009

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    Electrical EngineeringIIT Madras

    IMT Advanced ITU initiative (started 06/2003)

    Development of systems beyond IMT-2000 (open and global standards)

    Enhanced IMT-2000 systems should support Evolution of new applications, products, and services

    Aspects: Enhanced mobile access, Seamless networking.

    Data rate requirements:

    100 Mbits/s for high mobility 1 Gbits/s for low mobility (nomadic/local wireless) access

    Timeline: Initial proposals for IMT-Advanced submitted - 2009

    Standardization 2009 - 2011 Current global standards

    IEEE 802.16m, 3GPP LTE Advanced

    All based on Orthog Freq. Division Multiple Access (OFDMA) & MIMO

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    Koilpillai / Dec 2010 / Cognitive Radio 9

    IWCR 2010 Cognitive Radio Keynote IITM Proprietary Information

    Electrical EngineeringIIT MadrasIndia Spectrum Scenario

    Spectrum auctions (3G+BWA) held during April-June 2010 2x20 MHz TDD (in 2.3 GHz and 2.5 GHz), 22 Service Areas

    In 3G core band, two-four(5+5) MHz FDD slots, 22 Service Areas

    Some differences based on geographic location

    Auction method

    Start from reserve price

    Bidders will be asked to increase in 10% steps

    Bidding continues until number of bidders left = no. of available frequency slots

    Total revenue from auctions

    3G Spectrum = Rs. 67,719 crores

    BWA Spectrum = Rs 38,543 crores A deviation from the earlier model (for 2G spectrum)

    Low license fee + revenue sharing model

    Very successful model

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    Electrical EngineeringIIT MadrasMarket Case study

    Dense Urban (Case: Mumbai) 70% of 16M people

    In area of 600 sq Km

    ~3733 households per sq kmAssuming 5 per household

    ~ 50% wireless internet subscribers

    ~ 1866 wireless internet/sq km

    cell radius = 0.75 km

    ~ 3300 subscribers/cell

    Assuming 5 competitive operators in each area =>

    660 subscribers/operator/cell

    Typical scenarios evaluated by Indian operators Participating Operators

    Tata Teleservices, BSNL, Airtel, Reliance, Hutch, IDEA Cellular, Aircel, VSNL, MTNL

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    Electrical EngineeringIIT Madras

    Software Defined Radio (SDR)

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    Electrical EngineeringIIT Madras

    Radio Functionality Evolution

    Source: Prasad et al. IEEE Comm Magazine, April 2008

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    Electrical EngineeringIIT MadrasSoftware Defined Radio (SDR)

    J. Mitola, The software radio architecture

    IEEE Communications Magazine, May 1995

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    Electrical EngineeringIIT MadrasDSP view of Software Radio

    Software radio approach (cost effective and computationally efficient) Extensive use of DSP techniques (including A/D)

    Multirate DSP and filtering

    Current situation for wireless systems Multiple standards and MIMO (cellular 3/3.5/4G, WiMAX, WLAN, Systems with different bandwidth, channel spacing, symbol rates

    Narrowband systems requiring large number of transceivers

    Conventional approach (multi-channel receiver)

    SDR approach (multi-channel receiver)

    RF stage

    Filter, mixerBandpass filter

    IF stage

    Filter, (I,Q) mixerA/D

    Baseband

    processingr

    RF stage

    Filter, mixerBandpass filter

    IF stage

    (I,Q) mixer

    High speed

    A/D

    DSP-based

    Channeliser

    Baseband

    processing

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    Electrical EngineeringIIT Madras

    A/D Challenges in Software Radio

    Very stringent A/D requirements Speed, dynamic range

    Dynamic range determined by max. variation bet. strongest and weakest signal

    No clipping of strongest signal Enough SNR to detect weakest signal

    SDR Flexible and efficient receiver and transmitter architectures

    SDR poses system design challenges clocks, sampling rate, filtering,

    Very stringent real-time requirements

    Frequency

    Quantization noise

    Weak signal

    Strong signal

    Mag

    nitudeResponse

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    Electrical EngineeringIIT MadrasCOTS SDR Architecture

    Ref: www.vanu.com

    Commercial product Vanu Inc

    Multistandard

    GSM / GPRS / EDGE Cdma / EV-DO

    Flexibility

    Scaleability

    Cost-effectiveness

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    Electrical EngineeringIIT Madras

    Vanu SDR Architecture

    Ref: www.vanu.com

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    Electrical EngineeringIIT MadrasSDR Summary

    Many technical challenges have been solved

    SDR now commercially viable and attractive

    Drivers for SDR Advances in processors, DSPs, FPGAs, High speed, high-resolution A/D,

    Multi-standard support, MIMO capability,

    Efficient software tools and structures

    SDR: A flexible platform New technology development such as 4G systems

    Technology migration

    Focus on basestations and not user equipment (UE)

    Numerous national and international initiatives

    Multiple SDR test beds

    Open-source material available

    SDR Forum an active group

    The next step in SDR Migration towards Cognitive Radio

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    Electrical EngineeringIIT Madras

    SDR Cognitive Radio

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    Electrical EngineeringIIT MadrasCognitive Radio Motivation

    Increasing demand for radio spectrum Broadband wireless demand is rapidly growing

    Current approach to spectrum allocation Fixed allocation to licensed users

    Existing scenario Under-utilization of spectrum

    Spatial and temporal spectral holes exist

    Innovative approach to improve spectrum utilization Cognitive Radio

    Initiated by FCC regarding secondary usage of spectrum

    Cognitive Radio techniques much broader than DSA A radio that is aware of its surroundings and adapts intelligently Reed et al.

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    Electrical EngineeringIIT MadrasCognitive Radio

    Increasing demand for spectrumIncreasing demand for spectrum

    Existing scenarioExisting scenario

    UnderUnder--utilization of spectrumutilization of spectrum

    Innovative approach to improve spectrumInnovative approach to improve spectrumutilizationutilization

    Cognitive RadioCognitive Radio

    Ref: M.A.McHenry, NSF Spectrum Occupancy Measurements Project Summary, August 2005

    Ghasemi and Sousa, IEEE Communications Magazine, April 2008

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    Electrical EngineeringIIT MadrasCR Scenario

    CR: Opportunistic Unlicensed Access

    To temporarily unused frequency bands (across the entire licensed radio spectrum)

    A means to increase efficiency of spectrum usage

    Stringent safeguards required On-going licensed operations should not be compromised

    Spectrum sensing based access

    White spaces primary user absent, and free of RF interferers

    Gray spaces primary user absent but partially occupied by interferers

    Black spaces primary user present

    Main functionality of Cognitive Radios

    Ability to reliably identify unused frequency bands

    Sensing must be reliable and autonomous

    Radically different paradigm

    Secondary (unlicensed) users - Opportunistic use of unused licensed bands

    Inceased utilization of radio spectrum

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    Electrical EngineeringIIT MadrasTV Bands

    White spaces exist in TV bands

    Channels 14-69 in 470-806 MHz

    6 MHz per channel (7 MHz or 8 MHz based on country)

    Excellent propagation characteristics in this frequency band

    Predictable spatio-temporal usage of TV channels

    IEEE 802.22

    An air-interface (PHY & MAC)

    Opportunistic secondary access to TV spectrum

    Safeguards to protect primary user

    From secondary user interference

    First commercial application of Cognitive Radio

    Dynamic Spectrum Access (DSA)

    Consider different options (to facilitate secondary users) Focus on reliable and robust spectrum sensing

    @ -116 dBm

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    Electrical EngineeringIIT Madras

    SDR Cognitive Radio

    Cognitive Radio =SDR + Sense + Learn + Adapt + Use

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    Electrical EngineeringIIT Madras

    Spectrum Sensing

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    Electrical EngineeringIIT MadrasMethods of Spectrum Sensing

    Energy Detector

    Correlation-based detector Cyclostationarity-based detector

    Hybrid Detector

    Filter bank Method Multi-taper Method (MTM)

    Performance of spectrum sensing

    Sensing Criteria (Regulatory aspects)

    Sensing Period

    Detection Sensitivity

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    Electrical EngineeringIIT MadrasAspects of Spectrum Sensing

    Time-varying channel

    Lack of apriori information

    SNR level, interference,

    Signal blockage (shadowing, hidden-node)

    Primary signal transition ON OFF

    Single shot detection vs. sequential detection

    Interference due to other CR users

    Decentralized vs centralized approach Cooperative sensing

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    Electrical EngineeringIIT MadrasSpectrum Sensing

    Optimum receiver

    If structure of primary signal known

    Optimum (in AWGN): Matched Filter (MF) followed by Threshold

    Not practical for large # of primary users

    Need for coherent detector for each transmitted signal

    Alternative Energy Detector

    Measures energy of signal in primary band

    Compare with properly set threshold

    Requires longer sensing time to achieve desired level of performance

    Low computational complexity

    ED - An attractive candidate for Cognitive Radio

    Drawbacks of ED Cannot discriminate between sources of input energy (signal vs. noise)

    Uncertainty of noise floor will degrade performance - Especially at low SNR

    ED can be effectively combined with more robust detectors Hybrid Detectors

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    Electrical EngineeringIIT MadrasSpectral Sensing

    Binary hypothesis testing problem

    Decision statistic (Energy detector)

    Signal absent, is Central Chi-Square Variable with Ndegrees of freedom

    When signal present, non-Central Chi-Square Variable

    [ ]

    signaldtransmitte

    variancewithAWGNmean(zeronoise

    signaldtransmitte

    signal)receivedofwindownobservatiosamplepresentUserPrimary

    absentUserPrimary

    =

    =

    =

    =

    +=

    =

    ][

    ][

    (110][][][:

    ][][:

    2

    1

    0

    ny

    nw

    nx

    N)(N-,,nnwnxnyH

    nwnyH

    w

    L

    0

    1

    1

    0

    2][

    1

    H

    HandnyN

    N

    n

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    Electrical EngineeringIIT MadrasEnergy Detector

    Decision statistic

    If N large, invoke CLT

    0

    1

    1

    0

    2][

    1

    H

    HandnyN

    N

    n

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    Electrical EngineeringIIT MadrasEnergy Detector Performance

    Primary user signal GSM signal

    Signal bandwidth 200 KHz

    One time slot 142 data symbols (incl. 26-bit midamble)

    + 14.25 symbols (Tail + Guard symbols)

    Assume one sample / symbol

    8 slots 1136 samples

    Noise power = -116 dBm Using noise figure = 7 dB for receiver

    Performance plots for Energy Detector

    Good performance at very low SNRs ~ -8 dB

    ED is a strong candidate for first stage of Hybrid detector

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    Electrical EngineeringIIT MadrasSpectral Sensing Performance (2)

    Robustness of energy detector enhanced if longer sensing period is used

    Performance in fading is poorer than in AWGN (as expected)

    Noise uncertainty causes major degradation in performance

    Energy detector not suited as a stand-alone detector

    Performance in fadingAWGN, Effect of sensing Period

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    Electrical EngineeringIIT Madras

    Correlation Detector

    Well-suited for signals like GSM

    Training sequence in every burst

    Normal burst 26 symbols

    Sync burst 64 symbols

    Correlation provides processing gain

    Against noise and interference

    Better performance than ED

    Computational complexity is higher

    Needs to be done at oversampled rate

    Used if primary user signal structure known

    ( ) ( )

    =

    =1

    0

    1)(

    N

    n

    mnxnxN

    mRxx

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    Electrical EngineeringIIT MadrasCyclostationary Detector

    Cyclostationary Property Digital modulated signals

    Let be a zero-mean complex signal

    The autocorrelation function is given by

    If is periodic in CYCLOSTATIONARY Many of the communications signals have cyclostationarity property

    Fourier Series representation

    - cyclic autocorrelation function Discrete in , Continuous in

    - conjg cyclic autocorrelation and FT conjg spectral corr density funcn

    The values of for which and are non-zero depends on

    Symbol rate

    Cyclic signature of signal can be exploited to detect signal

    Even in presence of noise and interference

    ( ) )()(, += txtxEtR xx)(tx

    ( ),tR xx t

    ( ) ( ) tjofmult

    xx eRtR xx

    2, =

    ( )

    xxR

    ( )xx

    R ( )fSxx

    ( )xx

    R ( )fSxx

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    Electrical EngineeringIIT MadrasCyclostationary Property of GMSK

    Focus on GMSK signal (BT=0.3)

    Discrete cyclic autocorrelation with peak at

    Pioneering work by Gardner

    Cyclic Autocorrelation Spectral correlation

    2

    sf=

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    Electrical EngineeringIIT MadrasCyclostationary Detector

    Exploiting multiple cyclic frequencies improves performance

    Cyclostationary feature detector is sensitive to frequency-selective fading

    Detector is also sensitive to frequency offset

    Cyclostationary feature detector is an attractive method for overall performance

    AWGN with 1 & 2 alpha Performance in fading

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    Electrical EngineeringIIT MadrasLow-Complexity Hybrid Detector for GMSK

    A robust detector for GSM signals (GMSK)

    Energy detector has low computational complexity

    Practical scenario of 1 dB noise uncertainty is used

    If ED does not detect GSM signal, the correlation detector is used

    Can achieve performance of the correlation based detector

    Which has much higher computational complexity

    Performance in fading

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    Electrical EngineeringIIT MadrasSpectrum Sensing Summary

    Many methods available

    Properties utilised: Signal energy, Correlation, Cyclostationarity

    Computational complexity and estimation time are important factors

    Searching over a vast frequency range

    Focus on robustness (at low SNR) and reliability

    Minimize probability of missed detection

    To avoid interference to primary user

    Uncertainties regarding measurement

    Noise and interference environment

    Strong motivation for Hybrid Detectors

    Sensing Criteria (Regulatory aspects) Sensing Period

    Detection Sensitivity

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    Electrical EngineeringIIT MadrasRegulatory Constraints

    Satisfactory protection of primary user from harmful interference

    Essential for realization of opportunistic spectrum access

    Regulatory constraints

    Sensing Periodicity (Tp) Period with which UL user must check for presence of primary user

    Detection Sensitivity

    Signal level at which the UL user must detect primary user reliably

    Sensing Period (Tp) Max. time (delay) UL user unaware of reappearance of primary user

    Max. duration of harmful interference

    Determines QoS degradation of primary user

    Delay of primary user in accessing channel

    Depends on type of primary user service delay sensitivity

    Must be set by regulator for each licensed band

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    Electrical EngineeringIIT MadrasDetection Sensitivity

    CR network must avoid harmful interference to PU

    SIR of PU must not fall below threshold

    Threshold depends on

    PU receivers robustness to interference

    Example: SIR = 34 dB for analog TV, and SIR = 23 dB for digital TV

    Characteristics of interfering signal

    Power, waveform, continuous vs intermittent, ) May influence choice of transmission option chosen by CR

    Interference Range of secondary user

    Max distance from Primary user at which harmful interference occurs

    ( )

    ( )

    ( )

    ( ) bs

    p

    PDLP

    RLP

    +=

    ddL

    R

    PPP bsp

    distanceatFading)and(ShadowinglossPath)(

    receiverandertransmittPUbetweendistanceMax

    ceinterferennoisebackgroundandSU,PU,ofPower,,

    =

    =

    +=

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    Electrical EngineeringIIT MadrasDetection Sensitivity

    Threshold to be satisfied even if PU Rx is at edge of coverage

    Provided SU maintains distance D

    SU (CR) must be able to detect PU at distance (R+D)

    Detection Sensitivity

    ( )

    ( ) bs

    p

    PDLP

    RLP

    +=

    ( )

    n

    p

    P

    RDLP +=min

    Ref: Ghasemi et al., IEEE Communications Mag,

    April 2008

    ddL

    R

    PPP bsp

    distanceatFading)and(ShadowinglossPath

    receiverandrtransmittePUbetweendistanceMax

    ceinterferennoisebackgroundandSU,PU,ofPower

    =

    =

    +=

    )(

    ,,

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    Electrical EngineeringIIT MadrasDetection Sensitivity (3)

    Detection Sensitivity ( )

    The minimum SNR at which PU signal must be reliably detected

    Example: Probability of detection = 0.99

    Regulator must specify the following

    can be obtained

    Strong dependence between and

    As

    Also, if the number of secondary users increases,

    ( )

    ( )bs

    p

    PDLP

    RLP

    +=

    ( )

    n

    p

    P

    RDLP +=min

    min

    min,, pPR

    min sP

    sPmin

    DPs or

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    Electrical EngineeringIIT MadrasUncertainties in Sensing

    Channel Uncertainty

    Due to fading / shadowing of PU signal

    Higher detection sensitivity requirement

    Benefit from cooperative sensing (by multiple CR devices) Increasing sensing period Tp will help

    Antenna diversity is a benefit

    Noise Uncertainty

    Rx noise power level not known a priori has to be estimated

    Can have variations (due to temperature, calibration, )

    Significant impact on performance if energy detector is used

    Weak PU signal indistinguishable from noise If SNR falls below threshold

    Feature detectors (e.g., cyclostationarity-based) are more robust

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    Electrical EngineeringIIT MadrasUncertainties in Sensing

    Aggregate Interference Uncertainty

    PU may experience harmful

    interference

    If multiple CR networks active

    Requires more sensitive detectors

    Detect PU at distance

    Alternative system level coordination among CR devices

    Cooperative sensing

    ( )RDD +>

    Channel Uncertainty

    Due to fading / shadowing of PU signal

    Noise Uncertainty

    Ref: Ghasemi et al., IEEE Communications Mag, April 2008

    C ti S i

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    Electrical EngineeringIIT Madras

    Cooperative Sensing

    To alleviate the problem Cooperative Sensing

    Independent measurements at different locations / CRs

    Exchange of sensing information among CR nodes

    Diversity gain achieved (handles fading and shadowing)

    Improved probability of detecting PU

    Without increasing sensitivity of each individual SU Rx

    Introduces additional communications overhead

    Requires functionality of Band Manager (Fusion Centre)

    Collects information, makes decisions and shares information with all CR nodes

    Shadowing is correlated over short distances

    Cooperation to be done over larger distances (few nodes)

    Different from conventional view of Mesh / Ad Hoc networks (many nodes in close

    proximity)

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    Electrical EngineeringIIT Madras

    Multicarrier Techniques in CR

    El t i l E i i

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    Electrical EngineeringIIT MadrasMultiple Access

    Frequency

    Code

    Time

    Time

    CDMA

    WCDMA,

    cdma2000

    TD-SCDMA

    802.11b

    Frequency

    Code

    TDMA

    GSM,

    EDGEFrequency

    Code

    Time

    FDMA

    Frequency

    Code

    Time

    OFDM

    802.11 a/g

    802.16

    802.20?

    El t i l E i iOFDM

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    Electrical EngineeringIIT Madras

    OFDM

    Effect of Multipath CDMA loss of orthogonality

    More severe if spreading factor is low

    TDMA need for complex equalization

    More severe for higher baud rates OFDM attractive for high speed data in multipath fading

    OFDM Orthogonal Freq Division Multiplexing (Multicarrier)

    Narrow carriers low baud rate long symbol duration

    An attractive candidate forbroadband wireless Efficient digital multicarrier implementation using DFT/IDFT

    Opportunity to do optimized coding and modulation in each carrier

    Maximize capacity utilization based on channel condition

    A active area of research Issues: High peak-to-average ratio, sensitivity to frequency & timing errors

    OFDM used for WLAN, WWAN, Digital Audio Broadcasting, 4G,

    OFDM Multi-carrier Modulation Multi-tone Modulation

    Electrical Engineering

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    Electrical EngineeringIIT MadrasMulticarrier Techniques

    Multicarrier techniques widely used in Cognitive Radio (PHY)

    OFDM, Filterbank-based multicarrier, Multi-resolution filter banks

    Spectrum sensing determine spectral holes

    Spectrum usage communication Transmit data w/o interfering with Primary user

    In non-overlapping parts of spectrum

    Multicarrier techniques efficient and effective

    CR transmission can be TDD or FDD

    TDD has inherent advantages for CR

    Tx and Rx in in same band knowledge of channel

    Implicit sensing of channel during Rx period (Tx OFF)

    802.22 WRAN standard focus on TDD

    OFDM based

    Electrical Engineering

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    Electrical EngineeringIIT Madras

    Frequency

    T

    IM

    E

    Spectral Adaptation Waveforms

    OFDM Carriers in Available Spectrum

    Ref: B. Fette, SDR Technology Implementation for the Cognitive Radio, General Dynamics

    Electrical Engineering

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    Electrical EngineeringIIT MadrasMulticarrier Techniques

    OFDM

    Widely studied and well-understood (based on IFFT / FFT)

    Used for spectral sensing

    Underlying filter is the Rectangular window Poor side-lobe suppression

    Significant interference between sub-carriers

    Not suitable for spectral sensing / transmission (non-contiguous bands)

    Acceptable for contiguous bands Approaches to consider

    Muti-Taper Method (MTM) for spectral estimation

    Filterbank Multi-Carrier

    Filterbank-based approaches can overcome spectral leakage problems Less used than OFDM

    Electrical EngineeringFilt b k i

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    Electrical EngineeringIIT MadrasFilterbank view

    Raised cosine filtering before FFT

    Reduces side-lobes

    Improved freq selectivity

    At expense of lower time selectivity

    Filterbank Multicarrier Length 6x256=1536,

    256-channel filterbank

    Ref: Boroujeny et al., IEEE Communications Mag, April 2008

    ( )( )

    CP)(incl.periodsymbolOFDM

    channel-suboffrequencyCentre

    sinc

    =

    =

    =

    s

    th

    i

    sii

    T

    if

    TffKf 2)(

    Frequency response of FFT filter

    Electrical EngineeringM lti i T h i

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    Electrical EngineeringIIT MadrasMulticarrier Techniques

    Multitaper Method (MTM)

    Advanced, non-parametric spectral estimation method

    A set of filters (Slepian 1978, Bell Labs)

    Discrete Prolate Spheroidal Sequences (DPSS)

    Optimal trade-off between

    time selectivity and frequency selectivity

    Combine the output of a family of filters

    Near-optimal performance in spectral sensing (Haykin, 2005)

    Example: A set of 5 DPSS based filters and their responses

    Filterbank Method

    Similar performance to MTM

    Can be used for sensing and for transmission Lower computational complexity than MTM

    MTM five filters of length 2048

    Electrical EngineeringM lti i A h

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    Electrical EngineeringIIT Madras

    54

    Multicarrier Approach

    Orthogonal Frequency Division Multiplexing

    Orthogonal Frequency Division Multiplexing with Filterbank

    FB-MC subcarrier spectrum employing a square-rootraised cosine prototype lowpass filter with a rolloff of 0.25

    Ref: Wyglinski et al, Cognitive

    Radio Communications

    Academic Press, 2010

    Electrical EngineeringOFDM based CR

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    g gIIT Madras

    OFDM based CR

    OFDM ideally suited for CR

    Electrical EngineeringOFDM based CR

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    g gIIT Madras

    OFDM based CR

    OFDM well-suited for CR applications

    Ref: Arslan., IEEE Wireless Communications April 2009

    Electrical Engineering

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    IIT Madras

    IEEE 802.22

    CR-Based Wireless Regional Area

    Network (WRAN)

    Electrical EngineeringIEEE 802 22

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    IIT MadrasIEEE 802.22

    Project started by IEEE in Nov 2004 Charter: To develop a CR-based WRAN

    PHY and MAC specifications

    Transmission in unused TV and guard bands (54 MHz 862 MHz) Very favourable propagation characteristics

    Channel BW 6 MHz (may be 7 MHz / 8 MHz in some countries)

    Spectrum sensing for identifying white spaces Distributed sensing

    FCC maintained server info about unused channels (by geographical location

    Localised sensing

    CPEs perform periodic measurements and send measurements to BTS

    BTS makes decision to use the current channel or any other alternatives

    Application scenarios Wireless broadband in rural / remote areas

    Performance comparable to todays DSL technology Unlicensed devices lower cost and increased affordability

    TV migration : moving from broadcast to cable and satellite

    Broadcast TV channels available

    Electrical EngineeringComparison of Networks

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    IIT MadrasComparison of Networks

    WRAN Aspects

    Large coverage footprint

    Up to 100 Km

    Larger cells than cellular

    Leverage two factors

    Higher EIRP

    Attractive propgn characteristics Ideal for rural /remote services

    Broadband wireless access

    Unlicensed devices

    Ref: Cordeiro et al., IEEE 802.22: The First Worldwide

    Wireless Standard based on Cognitive Radio, IEEE, 2005

    Electrical EngineeringIIT M d

    IEEE 802.22 Specifications

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    IIT MadrasIEEE 802.22 Specifications

    Target specifications Spectral efficiency 0.5 b/s/Hz 5 b/s/Hz

    Average: 3 b/s/Hz 18 Mbps in 6 MHz

    Assuming 12 simultaneous users 1.5 Mbps (DL) and 384 Kbps (UL)

    Range: 33 Km (extend to 100 Km) CPE Tx power 4W EIRP @ CPE

    Air interface

    Requirements Flexibility and quick adaptibility

    Link adaptation based on SINRAdapt modulation and Coding option

    Frequency agility

    OFDM(A) based UL and DL

    Transmit Power Control : 30 dB with steps of 1 dB Channel Bonding Utilizing more than one TV channel

    System can use larger BW to support higher throughput

    Electrical EngineeringIIT M d

    IEEE 802.22 MAC

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    IIT MadrasIEEE 802.22 MAC

    Medium Access Control (MAC)

    Design tailored for Cognitive Radio functionality

    Channel sensing

    Channel classification

    Operating currently being used (sensing every 2 sec)

    Back-up Cleared for becoming operating channel (sense every 6 sec)

    Candidate likely to become back-up channel (every 6 sec, for 30 sec)

    Protected incumbent detected through sensing (every 6 sec)

    Disallowed due to operational or regulatory issues

    Unclassified not yet sensed

    Maintenance of channel information

    Status of TV channels from external geo-location database List of available TV channels + permissible EIRP

    MAC deals with protection of incumbent not addressed in traditional systems

    Electrical EngineeringIIT MadrasATSC Signal Sensing

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    IIT MadrasATSC Signal Sensing

    Spectrum Shape and Signal Characteristics

    More efficient than Analog in Bandwidth and Power

    VSB spectrum is flat

    noise-like randomized data

    SRRC pulse shaping is used (=0.115) Half Power freqs are 5.381 MHz apart

    Low-Level Pilot Carrier

    At lower band edge

    Adds 0.3 dB to total avg power

    Data Structure and Moduln Scheme

    8 data levels (leads to 3 bits/symbol) Has SYNC symbols occurring (4 out of every 832 symbols)

    Can be exploited for signal detection

    Electrical EngineeringIIT MadrasDetection Techniques

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    IIT MadrasDetection Techniques

    Proposed Approaches :

    1. Energy Detection

    2. Detection Using Tones

    3. Thomsons Multitaper Method (Haykin, Reed and Thomson)4. Cyclostationary Detection

    Tone Detection

    Extensively used in GSM

    BCCH detection methods

    Robust detection techniques like DTMF

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    Electrical EngineeringIIT MadrasMulti Taper Method

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    IIT MadrasMulti-Taper Method Spectral Concentration Problem

    Find finite-duration sequence with Max Spectral Concentration in given band

    Spectral Concentration is defined as

    A finite sequence - cannot give finite bandwidth spectrum

    Formulated as an eigenvector problem

    Eigenvectors are called Discrete Prolate Spheroidal Sequences

    ftN

    n

    newfU2

    1

    )(

    =

    =

    =5.0

    5.0

    2

    2

    )(

    )(

    ),(

    dffU

    dffU

    WN

    W

    W

    1),(0

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    IIT MadrasPlots of First Four DPSS

    First four Slepian DPSS seqs

    First four Slepian DPSS seqs C0=6.5, K=11 tapers, N=2200

    20 sets of data

    10.72 Msymbols per sec

    Electrical EngineeringIIT MadrasMTM

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    Multitaper Method

    Check for Line spectra within

    Bias-Variance problem is replaced with Bias-Resolution problem

    Time-BW product limits number of tapers used are the eigenvalues associated with the kth eigenspectrum

    give a measure of leakage in the kth eigenspectrum

    A natural spectral estimator is

    NWK 2

    )2/,2/( WfWf +

    NWC=

    0

    k

    )1( k

    =

    ==1

    0

    1

    0

    2)(

    )(K

    k

    k

    K

    k

    kk fX

    fS

    Electrical EngineeringIIT Madras

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    Interference Mitigation - Relays

    Electrical EngineeringIIT MadrasIndoor Personal Relay (IPeR)

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    y ( )

    Conventional Femto basestation not feasible in Indian context Lack of wireline broadband for backhaul wireless femto

    Relay has directional antenna or multi-antenna link to eNodeB

    High-SINR link IPeR is user-deployed

    Tx power controlled by BS Interference must be minimized

    Potential forhigh bit rate indoors x2, x3 throughput for indoor users

    Near-Transparent L1 relay With selective forwarding

    Low latency

    Cost, complexity, and power similar to terminal

    Electrical EngineeringIIT MadrasInterference Case I

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    Interference Case I

    Electrical EngineeringIIT MadrasInterference Case II

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    Interference Case II

    Electrical EngineeringIIT MadrasInterference Case III

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    Interference Case III

    Electrical EngineeringIIT MadrasManaging Interference

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    g g

    Relays use the same spectrum as macro-cell in uplink and downlink

    Typically a relay serves only a few users in a small area

    Interference management can play an important role in ensuring that

    Gains from deployment of relays are maximized

    Spectrum is utilized efficiently

    Current solutions orthogonalize interference

    static (or semi-static) partitioning of resources between eNB and RNs Potentially under-utilization of resources

    Cognitive Interference Management (CIM) a dynamic technique

    Cognitive adapts or learns from environment

    Completely avoiding interference from relays

    Improving spectrum re-use

    Electrical EngineeringIIT MadrasCognitive Interference Management

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    g g

    Objective:

    Dynamically allocate resources

    Interfering links become orthogonal

    The cognitive framework comprises two elements UE Classification

    To identify interfering links

    Scheduling of transmissions such that

    eNB-UE and RN-UE links that do not interfere can use same resources

    eNB-UE and RN-UE links that interfere use orthogonal resources

    Allows any part of frame to be used for eNB RN and RN UE

    RNs do not have to transmit and receive at the same time Interference constraints are satisfied

    RN power control used - additional tool to change interference profile

    Electrical EngineeringIIT MadrasUE Classification

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    Identify interfering links, eNB classifies UEs w.r.t to each RN Relay-cell UE - Served by the RN

    Victim UE Sees significantly strong interference from the RN

    Safe UE All other UEs (not affected by interference from the RN)

    Victim or Safe UE is being served by the eNB or another RN

    Electrical EngineeringIIT MadrasExample: Classification

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    p

    RSUE5

    SSUE4

    VSUE3

    SVUE2

    SRUE1

    RN2RN1

    R Relay-cell UE

    S Safe UE

    V Victim UE

    Electrical EngineeringIIT Madras

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    CR Testbed

    Electrical EngineeringIIT Madras

    CR Testbeds

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    Many universities have implemented CR testbeds VA Tech, Berkeley, U Kansas, Rutgers-Winlab, Georgia Tech,

    In India, CDAC Thiruvananthapuram developing CR Testbed

    Focus on spectrum sensing

    Algorithms developed by IISc Bangalore Testbed needed for algorithm validation, prototype development

    Electrical EngineeringIIT Madras

    VA Tech CORNET

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    VA Tech CORNET (Cognitive Radio Network) as a case study Focus on SDR and CR capability

    Flexibility in PHY and MAC layers - Enable processing intensive research

    48 nodes

    Each node has two main componets

    General purpose computing platform (Intel Xeon processor based server)

    Flexible RF front-end

    RF Component

    Ettus Research USRP2 (Universal Software Radio Peripheral)

    Supports rapid design and implementation of SDR systems Motherboard VirtexSpartan3 FPGA (high-speed signal processing)

    14-bit, 100 Msps Analog Digital,16-bit, 400 Msps Digital Analog

    Daughter board Motorola RFIC4

    Continuous tuning in 100 MHz 4 GHz, Instantaneous BW 10 KHz 20 MHz Gigabit Ethernet connection between USRP2 and host processor

    Electrical EngineeringIIT Madras

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    IITM Testbed

    Electrical EngineeringIIT Madras

    Generic Wireless Transceiver

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    DAC LPF RF up-converter

    Basebandprocessing

    Basebandprocessor

    ADC CSF RF down-converter

    Basebandprocessing

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    Electrical EngineeringIIT Madras

    Baseband Processing

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    Electrical EngineeringIIT Madras

    Remote Radio Head-end

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    Electrical EngineeringIIT MadrasSetup for 4x4 Antenna Configuration

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    Electrical EngineeringIIT MadrasSummary

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    A broad overview of Cognitive Radio

    A paradigm shift in wireless communications

    Potential of significant increase in spectrum availability

    Opportunistic access

    Spectrum sensing a key element in CR

    Cooperative sensing is attractive IEEE 802.22 standard an interesting opportunity

    CR techniques in 4G Indoor Personal relays

    Overall, CR is an exciting field

    Electrical EngineeringIIT Madras

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    My best wishes

    to all participants ofthe IWCR 2010 Workshop

    Thank You !

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