FIDELITY - INDIVIDUAL KYC FORM

1. Gross Annual Income Details Please tick (�) Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs

[OR]

Net-worth in v as on (date)

Know Your Client (KYC)Application Form (For Individuals Only)

Application No. :

Ver. 02-2012

1. Name of Applicant (As appearing in supporting identifi cation document)

DECLARATIONI hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. I hereby authorise sharing of the information furnished on this form with all SEBI registered KYC Registration Agencies.

Place : Date :

Name

Father's /Spouse's Name

A. Identity Details (please see guidelines overleaf)

SIGNATURE OF APPLICANT

I

5. PAN Please enclose a duly attested copy of your PAN Card.

Unique Identifi cation Number (UID)/Aadhaar, if any

4. Status Please tick (�) Resident Individual Non Resident Foreign National (Passport copy mandatory for NRIs and Foreign Nationals)

6. Proof of Identity submitted for PAN exempt cases Please tick (�) UID (Aadhaar) Passport Voter ID Driving License Others (please see guideline 'D' overleaf)

2a. Gender Please tick (�) Male Female 2b. Marital Status Please tick (�) Single Married

2c. Date of Birth / / D D M M Y Y Y Y

/ / D D M M Y Y Y Y

/ / D D M M Y Y Y Y

3. Nationality Please tick (�) Indian Others Please specify

B. Address Details (please see guidelines overleaf)

2. Contact Details

4. Permanent Address of Resident Applicant if different from B1 above OR Overseas Address (Mandatory) for Non-Resident Applicant

1. Address for Correspondence

City / Town / Village Postal Code

State Country

E-Mail Id.

Tel. (Off.) (ISD) (STD) Tel. (Res.) (ISD) (STD)

Mobile (ISD) (STD) Fax (ISD) (STD)

City / Town / Village Postal Code

State Country

2. Occupation Details (Please tick (�) any one and give brief details) Private Sector Service Public Sector Government Service Business Professional Agriculturist Retired Housewife Student Forex Dealer Others (Please specify) 3. Please tick if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) For defi nition of PEP, please refer guideline overleaf4. Any other information:

C. Other Details (please see guidelines overleaf)

Please specify

3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick (�) against the document attached. Passport Ration Card Registered Lease / Sale Agreement of Residence Driving License Voter Identity Card *Latest Bank Account Statement/Passbook *Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others *Not more than 3 months old.Please specify

5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick (�) against the document attached. Passport Ration Card Registered Lease / Sale Agreement of Residence Driving License Voter Identity Card *Latest Bank Account Statement/Passbook *Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others *Not more than 3 months old.Please specify

(* Net worth should not be older than 1 year)

PHOTOGRAPH

Please affix

a recent passport

size photograph and

sign across it

Seal/Stamp of the intermediary should containStaff NameDesignation

Name of the OrganizationSignature

In Person Verifi cation

AMC/Intermediary name OR code

(Originals Verifi ed) Self Certifi ed Document copies received

(Attested) True copies of documents received

FOR OFFICE USE ONLY IPV Done on

Please fill this form in ENGLISH and in BLOCK LETTERS.

Seal/Stamp of the intermediary should containStaff NameDesignation

Name of the OrganizationSignature

Date

Documents Attestation

FIDELITY - INDIVIDUAL KYC FORM

A. IMPORTANT POINTS:

1. Self attested copy of PAN card is mandatory.

2. Copies of all documents that are submitted need to be compulsorily self-attested by the applicant and accompanied by originals for verifi cation. In case the original of any document is not produced for verifi cation, then the copies should be properly attested by entities authorized for attesting the documents,as per the list mentioned under [E].

3. If any proof of identity or address is in a foreign language, then translation into English is required.

4. Name & address of the applicant mentioned on the KYC form,should match with the documentary proof submitted.

5. If correspondence & permanent addresses are different, then proofs for both have to be submitted.

6. Sole proprietor must make the application in his individual name & capacity.

7. For non-residents and foreign nationals,(allowed to trade subject to RBI and FEMA guidelines), copy of passport/PIOCard/OCICard and overseas address proof is mandatory.

8. In case of Merchant Navy NRI’s, Mariner’s declaration or certifi ed copy of CDC (Continuous Discharge Certifi cate) is to be submitted.

9. For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving Certifi cate/Mark sheet issued by Higher Secondary Board/Passport of Minor/Birth Certifi cate must be provided.

10. Politically Exposed Persons (PEP) are defi ned as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/military offi cers, senior executives of state owned corporations, important political party offi cials,etc.

B. Proof of Identity (POI): List of documents admissible as Proof of Identity (*Documents having an expiry date should be valid on the date of submission.):

1. PAN card with photograph. This is a mandatory requirement for all applicants except those who are specifi cally exempt from obtaining PAN (listed in Section D).

2. Unique Identifi cation Number (UID) (Aadhaar)/Passport/Voter ID card/Driving license.

3. Identity card/ document with applicant’s Photo, issued by any of the following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affi liated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their Members; and Credit cards/Debit cards issued by Banks.

C. Proof of Address (POA): List of documents admissible as Proof of Address: (*Documents having an expiry date should be valid on the date of submission.)

1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale Agreement of Residence/Driving License/Flat Maintenance bill/Insurance Copy.

2. Utility bills like Telephone Bill (only land line),Electricity bill or Gas bill -Not more than 3 months old.

3. Bank Account Statement/Passbook -Not more than 3 months old.

4. Self-declaration by High Court and Supreme Court judges, giving the new address in respect of their own accounts.

5. Proof of address issued by any of the following: Bank Managers of Scheduled Commercial Banks/Scheduled Co-operative Bank/Multinational Foreign Banks/Gazetted Offi cer/Notary public/Elected representatives to the Legislative Assembly or Parliament/Documents issued by any Govt. or Statutory Authority.

6. Identity card/document with address, issued by any of the following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affi liated to Universities and Professional Bodies such as ICAI, ICWAI,ICSI,Bar Council etc.,to their Members.

7. The proof of address in the name of the spouse may be accepted.

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.)

1. In case of transactions undertaken on behalf of Central Government and/or State Government and by offi cials appointed by Courts e.g. Offi cial liquidator,Court receiver etc.

2. Investors residing in the state of Sikkim.

3. UN entities/multilateral agencies exempt from paying taxes/fi ling tax returns in India.

4. Micro schemes such as Systematic Investment Plan (SIP), where aggregate of installments in a rolling 12 month period or in a fi nancial year i.e. April to March does not exceed Rs 50,000.

E. List of people authorized to attest the documents after verification with the originals:

1. Authorised offi cials of Asset Management Companies (AMC).

2. Authorised offi cials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.

3. KYD compliant mutual fund distributors.

4. Notary Public, Gazetted Offi cer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name,Designation & Seal should be affi xed on the copy).

5. In case of NRIs, authorized offi cials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/Consulate General in the country where the client resides are permitted to attest the documents.

6. Government authorised offi cials who are empowered to issue Apostille Certifi cates.

F. List of people authorized to perform In Person Verification (IPV):

1. Authorised offi cials of Asset Management Companies (AMC).

2. Authorised offi cials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.

3. KYD compliant mutual fund distributors.

4. Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (for investors investing directly).

5. In case of NRI applicants, a person permitted to attest documents in E(5) above, may also conduct the In Person Verifi cation and confi rm this in the KYC Form.

INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM

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Please Submit the KYC Documents on A4 Size Paper Only.

INSTRUCTIONS/CHECK LIST FOR FILLING KYC FORM

A. IMPORTANT POINTS:

1. Self attested copy of PAN card is mandatory for all clients, includingPromoters /Partners /Karta /Trustees and whole time directors andpersons authorized to deal in securities on behalf of company/firm/others.

2. Copies of all the documents submitted by the applicant should beself-attested and accompanied by originals for verification. In case theoriginal of any document is not produced for verification, then the copiesshould be properly attested by entities authorized for attesting thedocuments, as per the below mentioned list.

3. If any proof of identity or address is in a foreign language, thentranslation into English is required.

4. Name & address of the applicant mentioned on the KYC form, shouldmatch with the documentary proof submitted.

5. If correspondence & permanent address are different, then proofs for bothhave to be submitted.

6. Sole proprietor must make the application in his individual name &capacity.

7. For non-residents and foreign nationals, (allowed to trade subject to RBIand FEMA guidelines), copy of passport/PIO Card/OCI Card and overseasaddress proof is mandatory.

8. For foreign entities, CIN is optional; and in the absence of DIN no. forthe directors, their passport copy should be given.

9. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copyof CDC (Continuous Discharge Certificate) is to be submitted.

10. For opening an account with Depository participant or Mutual Fund, for aminor, photocopy of the School Leaving Certificate/Mark sheet issued byHigher Secondary Board/Passport of Minor/Birth Certificate must beprovided.

11. Politically Exposed Persons (PEP) are defined as individuals who are orhave been entrusted with prominent public functions in a foreign country,e.g., Heads of States or of Governments, senior politicians, seniorGovernment/judicial/ military officers, senior executives of state ownedcorporations, important political party officials, etc.

B. Proof of Identity (POI): - List of documents admissible as Proof of Identity:

1. Unique Identification Number (UID) (Aadhaar)/ Passport/ Voter ID card/Driving license.

2. PAN card with photograph.

3. Identity card / document with applicant’s Photo, issued by any of thefollowing: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled CommercialBanks, Public Financial Institutions, Colleges affiliated to Universities,Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to theirMembers; and Credit cards/Debit cards issued by Banks.

C. Proof of Address (POA): - List of documents admissible as Proof of Address: (*Documents having an expiry date should be valid on the date of submission.)

1. Passport/ Voters Identity Card/ Ration Card/ Registered Lease or Sale

Agreement of Residence/ Driving License/ Flat Maintenance bill/ Insurance Copy.

2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill -Not more than 3 months old.

3. Bank Account Statement/Passbook -- Not more than 3 months old.

4. Self-declaration by High Court and Supreme Court judges, giving thenew address in respect of their own accounts.

5. Proof of address issued by any of the following: BankManagers of Scheduled Commercial Banks / ScheduledCo-Operative Bank / Multinational Foreign Banks / Gazetted Officer /Notary Public / Elected representatives to the Legislative Assembly/Parliament / Documents issued by any Govt. or Statutory Authority.

6. Identity card/document with address, issued by any of the following:Central/State Government and its departments, Statutory / RegulatoryAuthorities, Public Sector Undertakings, Scheduled Commercial Banks,Public Financial Institutions, Colleges affiliated to Universities andProfessional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to theirMembers.

7. For FII / sub account, Power of Attorney given by FII / sub-account to theCustodians (which are duly notarized and / or apostilled or consularised)that gives the registered address should be taken.

8. The proof of address in the name of the spouse may be accepted.

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.)

1. In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Officialliquidator, Court receiver etc.

2. Investors residing in the state of Sikkim.3. UN entities / multilateral agencies exempt from paying taxes / filing tax

returns in India.4. SIP of Mutual Funds up to Rs 50,000/- p.a.5. In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs,

Scheduled Commercial Banks, Multilateral and Bilateral DevelopmentFinancial Institutions, State Industrial Development Corporations,Insurance Companies registered with IRDA and Public FinancialInstitution as defined under section 4A of the Companies Act, 1956,Custodians shall verify the PAN card details with the original PAN cardand provide duly certified copies of such verified PAN details to theintermediary.

E. List of people authorized to attest the documents: 1. Notary Public, Gazetted Officer, Manager of a Scheduled

Commercial / Co-operative Bank or Multinational Foreign Banks(Name, Designation & Seal should be affixed on the copy).

2. In case of NRIs, authorized officials of overseas branches of ScheduledCommercial Banks registered in India, Notary Public, Court Magistrate,Judge, Indian Embassy /Consulate General in the country where the clientresides are permitted to attest the documents.

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F. Additional documents in case of trading in derivatives segments - illustrative list:

Copy of ITR Acknowledgement Copy of Annual Accounts In case of salary income - Salary Slip, Copy of Form 16 Net worth certificate Copy of demat account holding statement. Bank account statement for last 6 months Any other relevant documents substantiating ownership of Assets.

Self declaration with relevant supporting documents.

*In respect of other clients, documents as per risk management policy of the stock broker need to be provided by the client from time to time.

G. Copy of cancelled cheque leaf/ pass book/bank statement specifying name of the constituent, MICR Code or/ and IFSC Code of the bank should be submitted. H. Demat master or recent holding statement issued by DP bearing name of the client.

For Individuals: a. Stock broker has an option of doing ‘in-person’ verification through web camera at the branch office of the stock broker/sub-broker’s office.b. In case of non-resident clients, employees at the stock broker’s local office, overseas can do in-person verification. Further, considering the infeasibility of carrying

out ‘In-person’ verification of the non-resident clients by the stock broker’s staff, attestation of KYC documents by Notary Public, Court, Magistrate, Judge, LocalBanker, Indian Embassy / Consulate General in the country where the client resides may be permitted.For non-individuals:

a. Form need to be initialized by all the authorized signatories.b. Copy of Board Resolution or declaration (on the letterhead) naming the persons authorized to deal in securities on behalf of company/firm/others and their

specimen signatures.

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To,

“#175/176, 2nd Floor, Bannerghatta Road, Bilekahalli, Bangalore 560076

Sub: Acknowledgement

This is to acknowledge the receipt of following documents. I further state and confirm that I have read and understood all the clauses of aforesaid document.

I also confirm that I have received the relevant clarifications, if any, wherever required from the officials of ZERODHA.

Sl. No Brief significance of the Document

1. Duly Executed Copy of KYC

2. Rights and Obligations

3. Risk Disclosure document (RDD) for Capital, Derivatives, and Currencies Segments

4. Guidance Note - Do's and Dont's for trading on the Exchange(s) for investors

5. Zerodha Tariff Sheet 6. Policies and Procedures Document pursuant to the SEBI circular dated December 03, 2009 7. General Terms & Conditions governing securities trading and broking services of Zerodha

Yours faithfully,

F1 Client Signature

Name of the Applicant: ________________________________ Date:____________________

2

S. No. Name of the Document Brief Significance of the Document Page No

MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES 1 Account Opening Form A. KYC form - Document captures the basic information about the constituent and an

instruction/check list. 5 – 6

B. Document captures the additional information about the Constituent relevant to trading account and an instruction /check list.

7 – 9

2 Tariff sheet Document detailing the rate/amount of brokerage and other charges levied on the client for trading on the stock exchange(s).

10

3 Rights and Obligations Document stating the Rights & Obligations of stock broker /trading member and client for trading on exchanges (including additional rights & obligations in case of internet/wireless technology based trading).

Annexure A

4 Risk Disclosure Document (RDD) Document detailing risks associated with dealing in the securities market. Annexure B

5 Guidance note Document detailing do’s and don’ts for trading on exchange, for the education of the investors.

Annexure C

6 Policies and Procedures Document describing significant policies and procedures of Stock Broker. Annexure D

VOLUNTARY AND OPTIONAL DOCUMENTS AS PROVIDED BY THE STOCK BROKER

7 Undertaking Contains voluntary undertakings by the client with respect to Zerodha’s internal operations during the course of the relationship with Zerodha.

11 – 13

8 Authorization for Electronic Contract Notes Client consent letter for receiving the contract notes by Email. 14

9 Mobile Declaration & Client defaulter declaration

Client consent letter for receiving SMS from Zerodha and a client declaration stating that he is not a defaulter.

15

10 Running Account Authorization Letter of Authorization for maintaining a Running Account with Zerodha. 16

11 Lien & Set-Off Right to set off balances in accounts with Zerodha. 17

12 Self-Declaration (Derivatives Trading) Declaration of an individual’s financial information for trading in the Derivatives Segment. 18

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CHECKLIST WHILE SUBMITTING THE TRADING APPLICATION FORM

2 passport-sized pictures. One on page 5, signed across. Another one on the KYC form

Signed all areas marked with F – total of 14 signatures on the application form

Photocopy of PAN card, self-attested

Photocopy of address proof, self-attested

Photocopy of last 6 months bank statement or Income Tax returns or salary slip or any other income proof, self-attested

Cancelled cheque from the bank you wish to link to your trading account

Account opening cheque of Rs. 300 payable to Zerodha OR Rs. 200 if you have printed the application on your own

Zerodha Sales Office Address: 175/176, 2nd Floor, Bannerghatta Road, Bilekahalli, Bangalore – 560076

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Name of the Trading Member: ZERODHA

Name of the Clearing Member: IL&FS Securities Services Limited

Cash Segment: NSE, BSE, MCX-SX: ZERODHA

Derivatives: NSE: F&O: IL&FS Securities Services Limited SEBI REGISTRATION NO. INF231133630

CDS: IL&FS Securities Services Limited SEBI REGISTRATION NO. INE231308334

BSE: F&O: IL&FS Securities Services Limited SEBI REGISTRATION NO. INF011133834 MCX-SX: F&O: IL&FS Securities Services Limited SEBI REGISTRATION NO. INF261476735

CDS: IL&FS Securities Services Limited SEBI REGISTRATION NO. INF261476735

SEBI Registration Number:

Trading Member: ZERODHA

NSE CM: INB231390627; F&O: INF231390627; CDS: INE231390627

BSE CM: INB011390623; F&O: INF011390623

MCX-SX CM: INB261390620; F&O: INF261390620; CDS: INE261390620

Registered Office Address : ZERODHA #175/176, 2nd Floor, Bannerghatta Main Road, Bilekahalli, Bangalore 560076 Ph: 080- 40402020 Website: www.zerodha.com

Correspondence Address : Same as above

Compliance Officer Name : Venu Madhav

Phone No. & Email ID : 080-40402020, compliance@zerodha.com

CEO Name : Nithin Kamath

Phone No. & Email ID : 080-40402020, nithin@zerodha.com

For any grievance please contact Zerodha at the above address or email complaints@zerodha.com and Phone no. 91-8040402020.

In case not satisfied with the response, please contact the concerned exchange at: 1. NSE : ignse@nse.co.in or contact at 022-26598100

2. BSE: is@bseindia.com or contact at 022-22728097

3. MCX-SX: investorcomplaints@mcx-sx.com or contact at 022-67319000

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KNOW YOUR CLIENT APPLICATION FORM (INDIVIDUALS) (This information is the sole property of ZERODHA and would not be disclosed to any one unless required by law or except with the express permission of clients)

ZERODHA Reg Off: #175/176,2nd Floor, Bannerghatta Main Road Bilekahalli, Bangalore 560076 SEBI Registration Number: INB/INF/INE 231390627

Please fill this form in ENGLISH and in BLOCK LETTERS.

A. IDENTITY DETAILS

1. Name of the Applicant: ______________________________________________________________

2. Father’s/ Spouse Name: _____________________________________________________________

3. a. Gender: Male Female

b. Marital status: Single Married c. Date of birth: ______________(dd/mm/yyyy)

4. a. Nationality: ___________b. Status: Resident Individual Non Resident Foreign National

5. a. PAN: ________________

b. Unique Identification Number (UID)/ Aadhaar, if any: ___________________________________

6. Specify the proof of Identity submitted: __________________________________________________

B. ADDRESS DETAILS

1. Address for Correspondence: _________________________________________________________

_________________________________________________________________________________

City/town/village: _____________________________________ Pin Code: _____________________

State: _______________________________________________Country: _______________________

2. Contact Details: Tel. (Off) _____________Tel. (Res) _____________ Mobile No. ________________

Fax: ________________________________Email id: _______________________________________

3. Specify the proof of address submitted for correspondence address: __________________________

4. Permanent Address (if different from above or overseas address, mandatory for Non-Resident Applicant)

_________________________________________________________________________________

City/town/village: _____________________________________ Pin Code: _____________________

State: _______________________________________________Country: _______________________

5. Specify the proof of address submitted for permanent address: ______________________________

Please affix your recent passport size

photograph and sign across it

F2 Client Signature

As per PAN card

Compulsory

As per submitted address proof

5

C. OTHER DETAILS

1. Gross Annual Income Details (please specify): Income Range per annum:

Below Rs 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac >25 Lacs or

Net-worth as on (date)________________ (___________________) (Net worth should not be older than 1year)

2. Occupation (Please tick whichever is applicable)

Private Sector Public Sector Government Service Business Professional Agriculturist

Retired Housewife Student Self Employed Others (please specify) _________________

Brief Details of Nature of Business/Service _______________________________________________

If Employed:

i. Name of the Employer: ___________________________________________________________

ii. Office Address: _________________________________________________________________

_______________________________________________________________________________

iii. Telephone No.______________________________Fax No. ______________________________

If Self Employed / Business / Professional / Others: ________________________________________

i. Name of the Establishment: ________________________________________________________

ii. Office: ________________________________________________________________________

iii. Address: ________________________________________________________________________

iii. Telephone No.___________________________Fax No. _________________________________

3. Please tick, if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP)

DECLARATION

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.

___________________________ F3 Client Signature Date: __________________

(dd/mm/yyyy)

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TRADING ACCOUNT RELATED DETAILS

A. BANK ACCOUNT DETAILS i. Bank Name: _______________________________________________________________________

ii. Branch Address: _________________________________________________________________________________

____________________________________________________________________________________________

iii. Bank Account No. : ______________________________________________________________________________

iv. Account Type: Savings Current Others | In case of NRI Account: NRE NRO

v. MICR Number: : _________________________________________________________________________________

vi. IFSC code: _____________________________________________________________________________________

B. DEPOSITORY ACCOUNT(S) DETAILS

i. Depository Participant Name: ______________________________________________________________________

ii. Depository Name: NSDL CDSL

iii. Beneficiary Name: _______________________________________________________________________________

iv. DP ID.__________________________________ BO ID. _____________________________________________

C. PAST ACTIONS Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/constituent or its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years _________________________________________________

D. DEALINGS THROUGH SUB-BROKERS AND OTHER STOCK BROKERS If client is dealing through the sub-broker, provide the following details:

Sub-broker’s Name: ________________________________ SEBI Registration number: _______________

Registered office address: _________________________________________________________________

Ph:__________________Fax: __________________ Website: ___________________________________

Whether dealing with any other stock broker/sub-broker (if case dealing with multiple stock brokers/sub-brokers, provide details of all) Name of stock broker: ________________________Name of Sub-Broker, if any _____________________

Client Code:_________________________________Exchange: __________________________________

Details of disputes/dues pending from/to such stock broker/sub- broker: __________________________

_______________________________________________________________________________________

E. TRADING PREFERENCES / EXPERIENCE

No Prior Experience Years in Equities _____/ Years in Derivatives _____/

Years in other Investment Related Field _____/_____/

*Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client.

Cash F&O Currency Derivatives

NSE F4 (a) Client Signature

F4 (b) Client Signature

F4 (c) Client Signature

BSE F4 (d) Client Signature

F4 (e) Client Signature

MCX-SX F4 (f) Client Signature

F4 (g) Client Signature

F4 (h) Client Signature

# If, in future, the client wants to trade on any new segment, a separate authorization/letter should be taken from the client by the broker.

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F. ADDITIONAL DETAILS

i. Whether you wish to receive (a) Physical contract note (b) Electronic Contract Note (ECN)

If ECN Specify your Email id: __________________________________________________________

ii. Whether you wish to avail of the facility of internet trading/ wireless technology/mobile trading YES NO

iii. Number of years of Investment / Trading Experience: ______________________________________

G. INTRODUCER DETAILS (optional)

Name of the Introducer: ___________________________________________________________________

Status of the Introducer: Sub-broker/Remisier/Authorized Person/Existing Client: Client ID ____________

Others, please specify _____________________________________________________________________

Address of the Introducer: _________________________________________________________________

Phone no. of the Introducer: _______________________________________________________________

Signature of the Introducer: __________________________

H. NOMINATION DETAILS (please tick the appropriate option)

I/We do not wish to nominate

I/We wish to make a nomination and do hereby nominate the following person in whom all rights and/or amount payable in respect of funds in my trading account shall vest in the event of my/our death.

Name of the Nominee: _______________________Relationship with the Nominee: __________________

PAN of Nominee: _______________________Date of Birth of Nominee: __________________________

Address of the Nominee: __________________________________________________________________

Phone No. of Nominee: ________________________

If Nominee is a minor, details of Guardian: Name of Guardian: ______________________________Address of Guardian: _____________________

___________________________________________________________________________________

Phone no. of Guardian: _________________________Signature of Guardian ______________________

WITNESSES (Only applicable in case the account holder has made nomination)

Witness Name: Witness Name:

Signature: Signature:

Address: Address:

F5 Client Signature

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DECLARATION

1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge andbelief and I/we undertake to inform you of any changes therein, immediately. In case any of the aboveinformation is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may beheld liable for it.

2. I/We confirm having read/been explained and understood the contents of the document on policy andprocedures of the stock broker and the tariff sheet.

3. I/We further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s) and‘Risk Disclosure Document’. I/We do hereby agree to be bound by such provisions as outlined in thesedocuments. I/We have also been informed that the standard set of documents has been displayed forInformation on stock broker’s designated website, if any.

Place ____________________

Date ____________________ F6 Client Signature

----------------------------------------------------------------------------------------------- FOR OFFICE USE ONLY

UCC Code allotted to the Client: ____________________

Documents verified with Originals

Client Interviewed By In-Person Verification done by

Name of the Employee

Employee Code

Designation of the employee

Date

Signature

I / We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of ‘Rights and Obligations’ document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD would be made available on my/our website, if any, for the information of the clients.

Signature of the Authorised Signatory

Date ____________________ Seal/Stamp of the stock broker

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ZERODHA TARIFF SHEET

ZERODHA

No.175/176, 2nd Floor Bannerghatta Main Road Bilekahalli, Bangalore 560 076

Charges for Zerodha Trading Services

I/ We agree to pay the charges as per following charges structure for our Trading account with Zerodha effective

___________________.

Client ID: _______________________

Charge Head Brokerage / Charges

Equity Intraday Rs 20 per executed order or 0.01% of Turnover whichever is lower

Equity Delivery Rs 20 per executed order or 0.1% of Turnover whichever is lower

Futures Rs 20 per executed order or 0.01% of Turnover whichever is lower

Options* Rs 20 per executed order or 0.01% of Turnover whichever is lower

Currency Futures Rs 20 per executed order or 0.01% of Turnover whichever is lower

Currency Options* Rs 20 per executed order or 0.01% of Turnover whichever is lower

*Turnover for Options is calculated as (Strike + Premium)*Lot Size

In addition to the brokerage charge the following charges will also be levied

Schedule of Charges: 1. Turnover Charges2. Securities Transaction Tax3. Service Tax4. Stamp Duty: State-wise stamp duty as applicable will be levied5. Education and Higher Education Cess6. SEBI Turnover Fees

Detailed explanation of the Schedule of Charges is available online at https://zerodha.com/charge-list

________________________

F7 Client Signature Date:____________________

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To ZERODHA No.175/176, 2nd Floor Bannerghatta Main Road Bilekahalli Bangalore 560 076

SUB: UNDERTAKING / AUTHORISATION

With respect to Member-Constituent Relationship and Mandatory and Voluntary (optional) Documents executed between us, I / We do hereby authorize ZERODHA to do the following: 1. Order Placement Instructions

I understand that you require written instructions from me for placing / modifying / cancelling orders. However, since it isnot practical for me to give written instructions for placing/modifying/cancelling order. Even If I have facility to trade onlinethrough Internet and wireless technology, I may have to place orders by physically visiting /calling/ Emailing the Call centre/ branch specified for the said purpose by ZERODHA in case of breakdown of internet connectivity or other similarreasons.I hereby request you to kindly accept my, my authorized representative or mandate holder’s verbal orders/instructions, inperson or over phone and execute the same. I understand the risk associated with placement of verbal orders and acceptthe same. I shall not disown orders under the plea that the same were not placed by me provided I am sentECN/Physical contract notes or trade confirmations through SMS and other modes. I indemnify ZERODHA and itsemployees against all losses, damages, actions which you may suffer or face, as a consequence of adhering to andcarrying out my instructions for orders placed verbally.

2. ERRORS AND OMMISSIONS

I understand and agree that inadvertent errors may occur, while executing orders placed by me. In such circumstancesZERODHA shall make all reasonable efforts to rectify the same and ensure that I am not put to any monetary loss. Iunderstand and agree that I shall not hold ZERODHA responsible beyond this and claim additional damages/loss.I understand and agree that my request to modify or cancel the order shall not be deemed to have been executed unlessand until the same is confirmed by ZERODHA.

3. NO MARKET MANIPULATIONI undertake not to execute transactions, either singly or in concert with other clients, which may be viewed as manipulativetrades viz. artificially raising, depressing or maintaining the price, creation of artificial volume, synchronized trades, crosstrades, self trades, etc or which could be termed as manipulative or fraudulent trades by SEBI/Exchanges. In case I amfound to be indulging in such activities, ZERODHA has every right to inform the Exchange/SEBI/other regulatory authorityof the same and suspend/close my trading account.

4. NOT TO ACT AS UNREGISTERED SUB BROKER

I undertake not to act as unregistered Sub-broker and deal only for myself and not on behalf of other clients In case I wishto deal for other clients also, I undertake to apply to SEBI through ZERODHA to obtain a sub broker registration.In case ZERODHA perceives that I am acting as an unregistered sub broker, ZERODHA has the right to immediatelysuspend my trading account and close all open positions and adjust the credits (across all segments) against the dues owedby me to ZERODHA without the requirement of any notice from ZERODHA. Further, ZERODHA has the right to inform theconcerned regulatory authorities about the same.In aforesaid eventuality, I agree and undertake to indemnify ZERODHA from any loss/ damage/claim arisingout of such activity.

5. NOT DEBARRED BY ANY REGULATOR

I confirm and declare that there is no bar on me imposed by any Exchange or any Regulatory and/or Statutory authority todeal in securities directly or indirectly. I agree to inform ZERODHA, in writing, of any regulatory action taken by anyExchange or Regulatory/ Statutory authority on me in future. In case I fail to inform the same and ZERODHA on its owncomes to know of such action, ZERODHA has the right to suspend/close my trading account and refuse to deal with me.Also, ZERODHA can at its sole discretion, close all the open positions and liquidate collaterals to the extent of debitbalances, without any notice to me.

6. PMLA DECLARATION

I declare that I have read and understood the contents and the provisions of the PMLA Act, 2002, which were alsoexplained to me by ZERODHA officials. I further declare that I shall adhere to all the provisions of PMLA Act, 2002.

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I further undertake and confirm that; a. I do not have any links with any known criminalb. I am a genuine person and not involved or indulge knowingly or assisted, directly or indirectly, in any process

or activity connected with the proceeds of crime nor I am a party to it. The investment money is derived from proper means and does not involve any black or Hawala money in any manner.

7. INDEMNIFICATIONI hereby indemnify and hold ZERODHA, its Directors and employees harmless from and against all claims,demands, actions, proceedings, losses, damages, liabilities, charges and/or expenses that are occasioned ormay be occasioned to the ZERODHA directly or indirectly, relating to bad delivery of shares/ securities and/or third party delivery, whether authorized or unauthorized and fake/forged/stolen shares/ securities/transferdocuments introduced or that may be introduced by or through me during the course of my dealings/operations on the Exchange(s) and/ or proof of address, identity and other supporting/ documents providedby me at the time of registration and/ or subsequently.

INDEMNITY OF JOINT HOLDINGS I hereby agree to indemnify and hold the ZERODHA harmless from any claims, demands, actions, proceedings, losses, damages, liabilities, charges, and /or expenses arising from transactions in securities held jointly by me with any other person or persons, if any.

8. MUTUAL FUND SERVICE SYSTEM (MFSS) FACILITYI am interested in availing the MFSS facility of the Exchange for the purpose of dealing in the units of MutualFunds Schemes permitted to be dealt with on the MFSS of the Exchange. For the purpose of availing the MFSSfacility, I state that “Know Your Client” details as submitted by me for the opening of Trading Account may beconsidered for the purpose of MFSS and I/we further confirm that the details contained in same remainunchanged as on date.I am willing to abide by the terms and conditions as has been specified and as may be specified by theExchange from time to time in this regard. I shall ensure also compliance with the requirements as may bespecified from time to time by Securities and Exchange Board of India and Association of Mutual Funds of India(AMFI).I shall read and understand the contents of the of the Scheme Information Document and Key InformationMemorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I choose tosubscribe/redeem. I further agree to abide by the terms and conditions, rules and regulations of the respectiveMutual Fund Schemes subscribed by me.

9. NRI DECLARATIONI understand that if the sole/first applicant has or attains NRI Status, investments in scheme of mutual funds canbe made only upon providing Foreign Inward Remittance Certificate ( FIRC ) to ZERODHA every time theinvestment is made.

Yours faithfully

______________________________ Date: _______________ F8 Client Signature

Applicant Name: _________________________________________

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A. THIRD-PARTY PAYMENTS

ZERODHA shall have the prerogative to refuse payments received from any bank account where the client is not the first holder or which is not mentioned in the KYC or which the client has not got updated subsequently by submitting a written request along-with adequate proof thereof as per proforma prescribed by ZERODHA. ZERODHA shall not be responsible for any loss or damage arising out of such refusal of acceptance of payments in the situations mentioned above.

However, due to oversight, if any such third-party payment has been accepted by ZERODHA and the credit for the same has been given in the client’s ledger, ZERODHA shall have the right to immediately reverse such credit entries on noticing or becoming aware of the same. In such a case, ZERODHA reserves the right to liquidate any of the open positions and/or any of the collaterals received/ held on behalf of the client. ZERODHA, its Directors and employees shall not be responsible for any consequential damages or losses.

B. NO DEALINGS IN CASH

ZERODHA as a policy neither accepts any funds for pay-in/margin in cash nor makes any payment or allows withdrawal of funds in cash. No claim will be entertained where the client states to have made any cash payment or deposited cash with any Branch/Sub-Broker/Remisier/Employee/Authorised Person of ZERODHA.

C. DISCLOSURE OF PROPRIETARY TRADING BY ZERODHA

Pursuant to SEBI Circular Number SEBI/MRD/SEC/Cir-42/2003 dated November 19, 2003, ZERODHA discloses to its clients about its policies on proprietary trades. ZERODHA does proprietary trades in the cash and derivatives segment at NSE, BSE, and MCX-SX.

D. DELIVERIES

The client shall ensure that the shares are properly transferred to the designated demat account of ZERODHA, for effecting delivery to the Exchange against the sale position of the client. Such transfers shall be entered by the client within the time specified by SEBI/Exchanges/ZERODHA. In case the client fails to transfer the shares on time to ZERODHA, ZERODHA shall not be responsible for any loss/damages arising out of such delayed transfers.

E. SQUARING OFF OF POSITIONS & SALE /LIQUIDATION OF COLLATERAL MARGINS

The client shall settle the transactions, within the Exchange specified settlement time, by making the requisite payment of funds and/or delivery of the shares.

In case the client fails to settle the transactions within the settlement date, then ZERODHA has the right to square off the open and/or unpaid positions, at an appropriate time, as it deems fit, without any notice to the client. The client shall not have any right or say to decide on the timing of closure of the open positions that needs to be closed. ZERODHA, its Directors and Employees shall not be responsible for any loss or damages arising out of such square offs. All such square off transactions shall have implied consent and authorization of the client in favour of ZERODHA.

After such square off of open positions by ZERODHA, as mentioned in above clauses, if there is a debit balance, the client shall pay the same immediately. However, if the client does not clear off the debit balance, ZERODHA shall have the right to liquidate the shares and other securities of the client (kept as collateral/margin) to the extent of the debit balance, without any intimation to the client. The client shall not have the right to decide on the timing of liquidation of shares and securities held in collateral/margin and the shares and securities that needs to be sold or liquidated. ZERODHA, its Directors and employees shall not be responsible for any loss or damages arising out of such selling.

F9 Client Signature

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LETTER OF AUTHORIZATION FOR ELECTRONIC CONTRACT NOTES

Date : _________________ ZERODHA # 175/176, 2nd Floor, Bannerghatta Main Road, Bilekahalli, Bangalore 560076.

Dear Sir,

Sub: Authorisation for Electronic Contract Notes

I/We have been/shall be dealing through you as may/our broker on the Capital Market and/or Futures & Options and/or Currency Derivatives and or Interest Rate Futures Segments. As my/our broker i.e. agent I/We direct and authorize you to carry out trading/dealings on my/our behalf as per instructions given below.

I/We understand that, I/We have the option to receive the contract notes in physical form or electronic form. In pursuance of the same, I/We hereby opt to receive contract notes in electronic form. I/We understand that for the above purpose, you are required to take from the client “an appropriate email account” for you to send the electronic contract notes. Accordingly, please take the following email account /email id on your record for sending the contract notes to me/us:

Enter Email ID

I/We also agree that non-receipt of bounced mail notification by you shall amount to delivery at my/our email account / email id.

I/We agree not to hold you responsible for late/non-receipt of contract notes sent in electronic form and any other communication for any reason including but not limited to failure of email services, loss of connectivity, email in transit etc.

I/We agree that the log reports of your dispatching software shall be a conclusive proof of dispatch of contract notes to me/us and such dispatch shall be deemed to mean receipt by me/us and shall not be disputed by me/us on account of any non-receipt/delayed receipt for any reason whatsoever.

I/We understand that I am required to intimate any change in the email id/email account mentioned herein above needs to be communicated by me through a physical letter to you, provided however that if I/We am/are an internet client then in that event the request for change in email id/email account can be made by me/us through a secured access using client specific user id and password. Please treat this authorization as written ratification of my/our verbal directions/authorizations given and carried out by you earlier. I/We shall be liable for all losses, damages and actions which may arise as a consequence of your adhering to and carrying out my/our directions given above.

Thanking you

Yours faithfully

____________________________ F10 Client Signature

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MOBILE DECLARATION

DECLARATION FOR MOBILE NUMBER

I_____________________________________ having PAN _____________________ do hereby declare that my

mobile number is __________________________. Further, I authorize ZERODHA that the same may be used for

giving me any information/ alert/SMS.

I further declare the above mentioned statement is true and correct.

______________________________

F11 Client Signature

CLIENT DEFAULTER DECLARATION

Date: ___________________

I ______________________________ having PAN _______________________ do hereby declare that I have not been

involved in any terrorist activities and I have not been declared a defaulter or my name is not appearing in defaulter

database as per SEBI/ Various Exchange/ Regulatory bodies, etc.

I further declare that the above mentioned declaration/ statement is true and correct.

___________________________________

F12 Client Signature

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RUNNING ACCOUNT AUTHORIZATION

Date: ______________________

I/We are dealing through you as a client in Capital Market and/or Future & Option segment and/or Currency segment and/or Interest Rate future Segment & in order to facilitate ease of operations and upfront requirement of margin for trade. I/We authorize you as under:

1. I/We request you to maintain running balance in my account & retain the credit balance in any of my/ouraccount and to use the unused funds towards my/our margin/pay-in/other future obligation(s) at anysegment(s) of any or all the Exchange(s)/Clearing corporation unless I/We instruct you otherwise.

2. I/We request you to retain securities with you for my/our margin/pay-in/other future obligation(s) at anysegment(s) of any or all the Exchange(s)/Clearing Corporation, unless I/We instruct you to transfer the same to my/our account.

3. I/We request you to settle my fund and securities account

• Once in a calendar Month

• Once in every calendar Quarter except the funds given towards collaterals / margin in form ofBank Guarantee and /or Fixed Deposit Receipt

4. In case I/We have an outstanding obligation on the settlement date, you may retain the requisitesecurities/funds towards such obligations and may also retain the funds expected to be required to meetmargin obligation for next 5 trading days, calculated in the manner specified by the exchanges.

5. I/We confirm you that I will bring to your notice any dispute arising from the statement of account orsettlement so made in writing within 7 working days from the date of receipt of funds/securities or statement of account or statement related to it, as the case may be at your registered office.

6. I/We confirm you that I can revoke the above mentioned authority at any time.

Thanking you

Yours faithfully,

______________________________ F13 Client Signature

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LIEN & SET-OFF Date: ___________________ Client Code: _____________________

Name: _______________________________________________________________

Address: _____________________________________________________________________________________________

To (1) ZERODHA (Member of National Stock Exchange of India Ltd (NSE), Bombay Stock Exchange (BSE) and MCX-SX)

and (2) ZERODHA COMMODITIES PVT LTD. (Member of the Multi Commodity Exchange of India Limited [MCX] and NCDEX)

(Hereinafter jointly referred as Zerodha) Registered Off: #175/176, 2nd Floor, Bannerghatta Main Road, Bilekahalli, Bangalore 560076 Telephone Number: 080-40402020

Dear Sir, Sub: Right to exercise Set-0ff/Lien

I/We, ___________________________________________________________, an individual/a sole proprietary concern/a partnership firm/a body corporate/Trust, registered/incorporated, under the provisions of the Indian Partnership Act, 1932/the

Companies Act, 1956 or any relevant Act, having my/our residence/registered office at __________________________________

___________________________________________________________________________ (hereinafter referred to as the "Client").

That I/We, am/are a Client of Zerodha and/or Zerodha Commodities Pvt Ltd. (jointly referred to as Zerodha) and have executed a separate Member - Client Agreement with each of the aforestated company/ies for investing/trading in securities and/or commodities admitted/permitted for dealing on the respective Exchanges and also for investing/trading in those contracts admitted/permitted for dealing on the Derivatives Market segment of the respective Exchanges.

That in respect to the aforestated agreements, I/We hereby authorize Zerodha to exercise the right to set off the balances in my/our accounts with Zerodha in any segment/exchange with respect to monies, securities and commodities. All monies, securities or other property, which Zerodha may hold on my/our account, shall be held subject to a general lien for the discharge of my/our obligations to Zerodha under these agreements. The right of lien and set-off conferred to Zerodha by me/us are as follows: 1. All securities in the demat account opened (if any) with the Depository Participant (namely IL&FS Securities Services

Limited), shall be subject to lien for the discharge of any or all payments due to Zerodha from me/us or any otherobligations to Zerodha and may be held by Zerodha as a security against default by me/us in respect of the servicesalready availed of by me/us from Zerodha.

2. The enforcement of the lien aforementioned shall be at the sole and complete discretion of Zerodha.3. I/We agree that Zerodha shall have the right of set-off amongst all trading account(s) maintained by me/us with

Zerodha.4. The right of set-off as aforesaid shall extend to my/our trading accounts with respect to all broking transactions with

associated concerns, affiliates or sister concerns of Zerodha as though such accounts are maintained with Zerodha.

Furthermore, the aforestated lien/set-off conferred on Zerodha shall subsist even after the termination of the aforestated Member - Client agreements with Zerodha until all obligations under the said agreements are satisfied fully by me/us. The said right of lien/set-off shall be exercised by Zerodha jointly and/or, severally by each of the aforestated companies.

Thanking you, Yours truly,

______________________________ F14 Client Signature

Name of the Client: __________________________________________

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SELF DECLARATION – DERIVATIVES TRADING (VOLUNTARY) (To be filed if Documentary Evidence is not furnished by clients trading in Capital / Derivatives Market Segment)

From:

Mr./Mrs./Ms: ___________________________ Date:________________

To The Manager, ZERODHA #175/176, 2nd Floor, Bannerghatta Road, Bilekahalli, Bangalore-560076.

Dear Sir/Madam,

Sub: Self-Declaration on Income and Net-Worth furnished pursuant clause 47 of MCA.

Ref: Application No. / Client Code: __________________________ submitted for registration for trading and investments.

With reference to the above document submitted, I do hereby declare and affirm the following.

1. I have been allotted the PAN:_____________________________, a self-attested copy of which has beensubmitted to you as one of the mandatory KYC documents.

2. For the Financial Year ending 31st March _____________, my Annual Income was approximatelyRs. ____________ for which, except this Self-declaration Letter, no other documentary proof is provided to you.

3. As on date ____________, my net-worth is approximately Rs. ________________________ for which, except thisSelf-declaration Letter, no other documentary proof is provided to you.

4. I further declare that the transactions I am entering into with you in the above trading account is commensuratewith my Income and Net Worth and I am fully aware of risks associated with these transactions.

5. The ownership and risk of justification and substantiating regarding the above declaration with any of theStatutory Authorities/ Agencies will be my Own.

Sign only if applicable F15 Client Signature

Client's Name:________________________________

Date :_________________

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Rights and Obligations of Beneficial Owner and Depository Participant asprescribed by SEBI and Depositories

General Clause1. The Beneficial Owner and the Depository participant (DP) shall be bound by the provisions of the Depositories Act, 1996,SEBI (Depositories and Participants) Regulations, 1996, Rules and Regulations of Securities and Exchange Board of India (SEBI), Circulars/Notifications/Guidelines issued there under, Bye Laws and Business Rules/Operating Instructions issued by the Depositories and relevant notifications of Government Authorities as may be in force from time to time.2. The DP shall open/activate demat account of a beneficial owner in the depository system only after receipt of completeAccount opening form, KYC and supporting documents as specified by SEBI from time to time.

Beneficial Owner information 3. The DP shall maintain all the details of the beneficial owner(s) as mentioned in the account opening form, supportingdocuments submitted by them and/or any other information pertaining to the beneficial owner confidentially and shall not disclose the same to any person except as required by any statutory, legal or regulatory authority in this regard.4. The Beneficial Owner shall immediately notify the DP in writing, if there is any change in details provided in the accountopening form as submitted to the DP at the time of opening the demat account or furnished to the DP from time to time.

Fees/Charges/Tariff5. The Beneficial Owner shall pay such charges to the DP for the purpose of holding and transfer of securities indematerialized form and for availing depository services as may be agreed to from time to time between the DP and the Beneficial Owner as set out in the Tariff Sheet provided by the DP. It may be informed to the Beneficial Owner that "no charges are payable for opening of demat accounts” 6. In case of Basic Services Demat Accounts, the DP shall adhere to the charge structure as laid down under the relevantSEBI and/or Depository circulars/directions/notifications issued from time to time.7. The DP shall not increase any charges/tariff agreed upon unless it has given a notice in writing of not less than thirty daysto the Beneficial Owner regarding the same.

Dematerialization8. The Beneficial Owner shall have the right to get the securities, which have been admitted on the Depositories,dematerialized in the form and manner laid down under the Bye Laws, Business Rules and Operating Instructions of the depositories.

Separate Accounts9. The DP shall open separate accounts in the name of each of the beneficial owners and securities of each beneficialowner shall be segregated and shall not be mixed up with the securities of other beneficial owners and/or DP’s own securities held in dematerialized form.10. The DP shall not facilitate the Beneficial Owner to create or permit any pledge and /or hypothecation or any otherinterest or encumbrance over all or any of such securities submitted for dematerialization and/or held in demat account except in the form and manner prescribed in the Depositories Act, 1996, SEBI (Depositories and Participants) Regulations, 1996 and Bye-Laws/Operating Instructions/Business Rules of the Depositories.

Transfer of Securities11. The DP shall effect transfer to and from the demat accounts of the Beneficial Owner only on the basis of an order,instruction, direction or mandate duly authorized by the Beneficial Owner and the DP shall maintain the original documents and the audit trail of such authorizations.12. The Beneficial Owner reserves the right to give standing instructions with regard to the crediting of securities in hisdemat account and the DP shall act according to such instructions.

Statement of account13. The DP shall provide statements of accounts to the beneficial owner in such form and manner and at such time asagreed with the Beneficial Owner and as specified by SEBI/depository in this regard.14. However, if there is no transaction in the demat account, or if the balance has become Nil during the year, the DP shallsend one physical statement of holding annually to such BOs and shall resume sending the transaction statement as and when there is a transaction in the account.15. The DP may provide the services of issuing the statement of demat accounts in an electronic mode if the BeneficialOwner so desires. The DP will furnish to the Beneficial Owner the statement of demat accounts under its digital signature, as governed under the Information Technology Act, 2000. However if the DP does not have the facility of providing the statement of demat account in the electronic mode, then the Participant shall be obliged to forward the statement of demat accounts in physical form.16. In case of Basic Services Demat Accounts, the DP shall send the transaction statements as mandated by SEBI and/orDepository from time to time.

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Manner of Closure of Demat account17. The DP shall have the right to close the demat account of the Beneficial Owner, for any reasons whatsoever, providedthe DP has given a notice in writing of not less than thirty days to the Beneficial Owner as well as to the Depository. Similarly, the Beneficial Owner shall have the right to close his/her demat account held with the DP provided no charges are payable by him/her to the DP. In such an event, the Beneficial Owner shall specify whether the balances in their demat account should be transferred to another demat account of the Beneficial Owner held with another DP or to rematerialize the security balances held.18. Based on the instructions of the Beneficial Owner, the DP shall initiate the procedure for transferring such securitybalances or rematerialize such security balances within a period of thirty days as per procedure specified from time to time by the depository. Provided further, closure of demat account shall not affect the rights, liabilities and obligations of either the Beneficial Owner or the DP and shall continue to bind the parties to their satisfactory completion.

Default in payment of charges19. In event of Beneficial Owner committing a default in the payment of any amount provided in Clause 5 & 6 within a periodof thirty days from the date of demand, without prejudice to the right of the DP to close the demat account of the Beneficial Owner, the DP may charge interest at a rate as specified by the Depository from time to time for the period of such default.20. In case the Beneficial Owner has failed to make the payment of any of the amounts as provided in Clause 5&6 specifiedabove, the DP after giving two days notice to the Beneficial Owner shall have the right to stop processing of instructions of the Beneficial Owner till such time he makes the payment along with interest, if any.

Liability of the Depository21. As per Section 16 of Depositories Act, 1996,1. Without prejudice to the provisions of any other law for the time being in force, any loss caused to the beneficial ownerdue to the negligence of the depository or the participant, the depository shall indemnify such beneficial owner.2. Where the loss due to the negligence of the participant under Clause (1) above, is indemnified by the depository, thedepository shall have the right to recover the same from such participant.

Freezing/ Defreezing of accounts22. The Beneficial Owner may exercise the right to freeze/defreeze his/her demat account maintained with the DP inaccordance with the procedure and subject to the restrictions laid down under the Bye Laws and Business Rules/Operating Instructions.23. The DP or the Depository shall have the right to freeze/defreeze the accounts of the Beneficial Owners on receipt ofinstructions received from any regulator or court or any statutory authority.

Redressal of Investor grievance24. The DP shall redress all grievances of the Beneficial Owner against the DP within a period of thirty days from the date ofreceipt of the complaint.

Authorized representative25. If the Beneficial Owner is a body corporate or a legal entity, it shall, along with the account opening form, furnish to theDP, a list of officials authorized by it, who shall represent and interact on its behalf with the Participant. Any change in such list including additions, deletions or alterations thereto shall be forthwith communicated to the Participant.

Law and Jurisdiction26. In addition to the specific rights set out in this document, the DP and the Beneficial owner shall be entitled to exerciseany other rights which the DP or the Beneficial Owner may have under the Rules, Bye Laws and Regulations of the respective Depository in which the demat account is opened and circulars/notices issued there under or Rules and Regulations of SEBI.27. The provisions of this document shall always be subject to Government notification, any rules, regulations, guidelinesand circulars/ notices issued by SEBI and Rules, Regulations and Bye-laws of the relevant Depository, where the Beneficial Owner maintains his/ her account, that may be in force from time to time.28. The Beneficial Owner and the DP shall abide by the arbitration and conciliation procedure prescribed under the Bye-laws of the depository and that such procedure shall be applicable to any disputes between the DP and the Beneficial Owner. 29. Words and expressions which are used in this document but which are not defined herein shall unless the contextotherwise requires, have the same meanings as assigned thereto in the Rules, Bye-laws and Regulations and circulars/notices issued there under by the depository and /or SEBI 30. Any changes in the rights and obligations which are specified by SEBI/Depositories shall also be brought to the notice ofthe clients at once.31. If the rights and obligations of the parties hereto are altered by virtue of change in Rules and regulations of SEBI or Bye-laws, Rules and Regulations of the relevant Depository, where the Beneficial Owner maintains his/her account, such changes shall be deemed to have been incorporated herein in modification of the rights and obligations of the parties mentioned in this document.

x x x22 2client signature

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Acknowledgement

To,

IL&FS Securities Services Ltd IL&FS House, Plot No 14, Raheja Vihar, Chandivali, Andheri East, Mumbai - 400 072

DP ID: IN300095

With reference to my / our application for opening a depository account, l/we acknowledge the receipt of copy of the document, “Rights and Obligations of the Beneficial Owner and Depository Participant”.

Date :

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Form No.

ELECTRONIC CLEARING SERVICE (DEBIT CLEARING) FORM

Bank Copy

Client ID :

Client Name :

Particulars of Bank Account S.B. Current Cash Credit

A/c Holder(s) Name(s) 1.

2.

3.

Name of the Bank

Name of the Branch

Address

9-Digit code number of the bank and branch (Appearing on the MICR cheque issued by the bank) (Please attach a photocopy of a cheque or a blank cancelled cheque for verifying the code number

IFSC code

Ledger and Ledger folio number :

Account number (as appearing on the cheque book)

I hereby instruct you to debit my account on 25th day of every billing month.

I hereby declare that the particulars given above are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I would not hold ISSL DP responsible, I have read the option invitation letter and agree to discharge the responsibility expected of me as a beneficiary under the scheme.

Date: ______________________ Encl: Cheque leaf

- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

TO BE CERTIFIED BY CLIENT’S BANK

Certified that the particulars furnished above are correct as per our records.

Bank’s Stamp

Date: Name __________________________________

Signature : ______________________________

client signature

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IL&FS House, Plot No. 14, Raheja Vihar, Chandivali, Andheri East, Mumbai – 400 072 Phone:- 28570965 Fax:- 28570948/49

DP ID IN300095

SCHEDULE- A

Charges for Depository Services

Rate Sheet for Zerodha Client - Individual / Corporate

I/We agree to pay the charges as per following charge structure for our Demat account with ISSL effective _____________________ (dd/mm/yyyy)

Client ID: _______________________ Form no.: _______________________

Charge Head Charges

Annual Maintenance charges

Rs.400/- per annum, At the time of new account opening AMC

to be paid upfront.

In case of corporate accounts, NSDL/CDSL Charges of Rs.500/- per

annum to be paid upfront, at the time of account opening. This

charges is in addition to ISSL AMC Charges of Rs.400/-

(All charges would attract the service tax /cess /levies and / or other such taxes as applicable from time to time )

Debit Transaction charges

Market/Off Market/ Interdepository

Flat Charges of Rs 8 Plus Depository Charges at actuals

Dematerialization Charges Rs 2.00 per certificate plus courier charges of Rs 35 per demat request for every 500 gms

SLB Charges For Security Borrowing: Rs.25 plus Depository charges For Security Lending: Rs.25 plus Depository charges

Same day pay-in execution charges. Nil

Pledge Charges

Creation / Closure and Confirmation of both/

Invocation

0.02% of the value of transaction, subject to a minimum of Rs 50 plus Depository charges at actuals

Rematerialization Charges Rs.25 per certificate or 0.05% of the value of the transaction whichever is higher plus Depository charges at actuals

Failed / Rejected Transactions Rs. 30 per transaction

Demat Rejection charges Rs. 35 per rejection for every 500 gms

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IL&FS House, Plot No. 14, Raheja Vihar, Chandivali, Andheri East, Mumbai – 400 072 Phone:- 28570965 Fax:- 28570948/49

DP ID IN300095

E-Mail Statement

Periodic Bills and Transactions statements and other communications will be sent by email only. Terms and Conditions for the same to be mandatorily executed. Requests for physical statements will be charged as mentioned above.

Cheque Bounce charges Charges will be applied based on charges as determined by our bankers

Other Points:

1. All charges would attract the service tax /cess /levies and / or other such taxes as applicable fromtime to time

2. All payments have to be made favouring IL&FS Securities Services Ltd. You can pay byCheques or Demand Drafts payable at the local branch where the account is opened. Outstationcheques will not be accepted. Or else you can also avail facility of ECS or choose to pay online.

3. All the percentages in the above structure would be applied on the value of the transaction ascomputed by the depository

4. Out of Pocket expenses incurred on the Dispatch of securities for Dematerialisation andcommunication charges incurred on out-station calls/faxes made specifically on request of theclient will be charged on actuals.

5. Charges quoted above are for the services listed. Any services not listed above will be chargedseparately

6. Any advance payments over and above the normal amount due can also be made. Any such higheramount paid than the minimum amount payable at the time of account opening shall be adjustedagainst the bills raised from time to time

Important Note:

1. DP bills should be paid on or before the due date. Interest shall be levied @ 18% per annum on outstandingamount for non-payment from the bill due date. Pursuant to Clause 19 of the rights and obligation, in caseof non-payment of DP charges within the due date, DP reserves the right to discontinue operation of thedemat account till such time that the payment is received

2. For all purposes the Bill date shall be construed as the date of demand and the bill will be considered as theBill cum Notice for payment and, IL&FS Securities Services Ltd reserves the right to “freeze depositoryaccount for debit transactions”, in case of non payment of charges after two days from the Bill due date

3. Renewal charges for resuming depository operations will be Rs. 150 per Account and the services will beresumed in minimum of two working days from the date of receipt of request at IL&FS Securities Services Ltd

4. I/We understand that the above charges are subject to revision by IL&FS Securities Services Ltd afterproviding a notice period of 30 days. Such revisions will be notified by ordinary post/courier

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client signature

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POWER OF ATTORNEY

TO ALL TO WHOM THESE PRESENTS SHALL COME (In case of Individual)

I/We, ________________________________ ______________________________ ______________________ (Sole/First Holder) (Second Holder) (Third Holder)

presently residing at ____________________________________________________________________________and hereinafter referred to as the “Client”

OR

(In case of Non-Individual/Sole Proprietor)

I/We, _____________________________________________________________________, (a Sole Proprietor / a Partnership Firm / an HUF/a Company/a Trust) executed through Mr./Ms. ________________________, Mr./Ms. _______________________________ & Mr./Ms. _______________________________, (Partners of Partnership firm/Karta in case of HUF/Trustee(s) in case of a Trust) residing/having office/registered office at ________________________________________________________________________________________________ hereinafter referred to as the “Client”

Which expression shall unless repugnant to the context or meaning thereof, include his/her heirs, executors, administrators and legal representatives.) which shall from part of these present SEND GREETINGS:

WHEREAS: (A) I/We, as the Client of ZERODHA have opened a Secondary Market Brokerage Account with them and have also entered into Member Client Agreement(s) as required under the SEBI (Stock Brokers and Sub-Brokers) Regulation, 1992.

(B) I / We have opened a demat account in my/our name bearing No._____________________ (hereinafter referred to as “Designated Demat Account”) with IL&FS Securities Services Limited (ISSL) in their capacity as NSDL / CDSL Depository Participant;

(C) Pursuant to the terms of the said Member-Client- Agreement, I/We have designated/are designating the said Demat Account for the purpose of the said Member- Client-Agreement;

(D) As consideration for the above mentioned facilities as well as a prerequisite for fulfilling all the various preconditions, requirements and obligations as the Client of ZERODHA as well as for facilitating ZERODHA to exercise its powers available in law and to facilitate proper execution and completion of all trade transactions in Securities by ZERODHA in my/our behalf, I /We am/are desirous of appointing ZERODHA as my/our attorney and confer upon ZERODHA the powers hereinafter stated.

NOW THEREFORE THESE PRESENT WITNESS THAT I /We, for myself / ourselves and as the Client of ZERODHA do hereby nominate, constitute and appoint ZERODHA having its registered office at #175/176, 2nd Floor, Banneghatta Main Road, Bilekahalli, Bangalore 560076acting through any of its directors, officers, employees and such other persons authorized by their Board of Directors to be my/our true and lawful constituted attorney and authorize the said Attorney in my/our name(s) and on my/our behalf at my / our risk and costs from time to time, to do and exercise or cause to be done and exercise all or any of the acts, powers and authorities, deeds or the things mentioned hereunder, that is to say:

1. To operate the Designated Demat Account, hold, pledge, debit all or any of the Securities from time to time held by me/us in the Designated Demat Account and to give such instructions as and when the said Attorney may deem fit, to transfer all or any of the said Securities to ZERODHA’s margin beneficiary account or to any account(s) of ZERODHA or in accordance with the instructions of ZERODHA towards the fulfilling of all or any of my/our margin/ delivery obligations for and transactions completed on my/our behalf through the on-line or offline trading facilities of ZERODHA or otherwise; and any recording or other records of such transactions by ZERODHA in its usual course of business shall be binding on me/us and admissible in evidence and shall not be questioned by me/us and shall be conclusive and binding on me /us. The ZERODHA’s beneficiary account details for the above purpose are mentioned more particularly in ‘Schedule I’ forming part of the present PoA and I understand that any change to the same shall be communicated to me/ us by way of a written communication by ZERODHA.

2. To sign, deliver, endorse, and/or acknowledge all instructions, forms, transfer deeds, depository forms and instruments, delivery instruction slips and other instruments and writings which are required or considered necessary or advisable for performing all or any of the powers or authorities hereby conferred by me/us on the said Attorney.

3. To treat the securities / units of mutual fund lying in my Designated Demat Account as margin and if required for the purposes of pay-in and margin, to transfer / pledge the securities to the beneficiary account of ZERODHA.

4. To debit securities to the said Designated Demat Account and/or transfer securities from the said Designated Demat Account to any other account of ZERODHA (towards settlement / margin) as listed in Schedule I, to the extent of shares sold through ZERODHA for pay in obligation as well as for margins towards any Stock Exchange obligation both in cash and derivatives segment.

5. To debit my/our Designated Demat Account(s) with any securities that are erroneously received or such securities which ZERODHA is not entitled to receive.

6. To execute the share transfer requests given by me/us through the website or any other medium and process the documents authenticated by authorizedsignatories empowered to do so in this regard.

7. To do all such acts, deeds and things as may be necessary for or incidental to my / our, individual / joint account holders being the Client of ZERODHAfor the purposes as aforesaid.

8. To send consolidated summary of scrip-wise buy and sell positions by way of SMS / email on a daily basis

Sole / First Holder Second Holder Third Holder

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client signature

clientsignature

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9. AND I /We do hereby for myself/ ourselves, agree to ratify and confirm all and whatsoever my / our said Attorney shall do or purport to do or Cause to be done by virtue of these presents.

10.This Power of Attorney shall continue to be in full force and effect until revoked by me/us in writing. This Power of Attorney shall also be revoked inthe event of my/our death/insolvency and upon receipt of the notification of my death /insolvency from my legal heirs or from a joint holder in case the power is given jointly. Revocation of this Power of Attorney (whether by revocation in writing or by actual notice of death/insolvency/winding up) shall in no way affect the validity of this Power of Attorney, with reference to any trade / transaction initiated by my / our Attorney, prior to the actual receipt by (NAME OF BROKER) the fact of such revocation by me/us in writing or the notice of death/insolvency/winding up as above provided.

11.I/We hereby ratify and confirm and agree to ratify and confirm all that the said Attorney or any of its officers, employees, shall do or cause to be done in or concerning the premises by virtue of these presents and I /We hereby agree that all such acts done by my/our above mentioned Attorney shall be deemed to be acts done by me/us and if necessary shall be ratified by me/us on the instructions of the said Attorney.

12.This POA has been given in consideration of ZERODHA making available to me/us facility to invest and/or trade in the securities with or through the online and/or off-line trading facilities offered by ZERODHA as trading members of (NAME OF THE EXCHANGE) in terms of the said Member-Client Agreement and for ZERODHA agreeing at my/our request to act as my/our Attorney and accordingly this POA shall in all events be treated as valid, effective and operative till the said Member-Client Agreement is in force and/or till all the relevant Securities and/or all amounts together with principal, charges and expenses and all other monies due and payable in respect of the Member-Client Agreement and/or the transactions completed by ZERODHA on my/our behalf have been duly received, paid in full and settled satisfactorily by me/us as the Client and the cessation of this authority shall not affect or impair any act thereto done in exercise of these presents.

13.To comply and /or cause to be complied with all statutory and other requirements attached to or arising out of these presents and for this purpose take such steps and actions necessary or proper, including signing of affidavits, indemnity, declarations, legal documents, deeds and writings required.

14.To do or omit to do all such acts and things as ZERODHA may in its discretion consider to be necessary or desirable in order to exercise its powers hereunder or to comply with any laws, orders, rules, regulations or directions of any government or regulatory or other authorities.

15.To exercise all powers conferred pursuant to these presents as aforesaid on all or any of the Securities held in the Designated Demat Account and to exercise such rights arising on account of any transaction done and executed by ZERODHA on my / our, individual / joint account holders.

16.My/Our Attorney ZERODHA shall not be liable for any loss that may result from failure/inability of electronic connectivity of rejection of my/our anyinstruction / application for any reason whatsoever.

17.Either party may revoke or cancel the said POA at any given point of time.

IN WITNESS THEREOF I/WE, individual / joint account holders hereunto have set and subscribe my/our respective hand(s) hereto at _________________________________________ on this ______________________day of_____________20_______

NAME SIGNATURE

1.

2.

3.

IN THE PRESENCE OF witnesses

NAME SIGNATURE

1. X

2. X

BEFORE ME:

Signature

(NOTARY PUBLIC)

Stamp.

(Seal)

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SCHEDULE –I

Account Type DP ID DP Name Client ID

Pool IN300095 ISSL 11496000 Pool 16014800 ISSL 00278209 Ben IN300095 ISSL 11614253 Pool IN300095 ISSL 11619878 Pool 16014800 ISSL 00446187 Pool IN300095 ISSL 11660941 Pool 16014800 ISSL 00467604

Sole / First Holder Second Holder Third Holder

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VOLUNTARY

Authorisation to debit Demat account operating charges

To

Zerodha

175/176, Opp Purva Heights

Bannerghatta Road,Bilekahalli

Bangalore - 560076

Dear Sir,

Sub: Authorisation for debit the Demat Account Charges

Ref: Client ID : ___________________

I/We have opened/have a NSDL beneficiary account with IL&FS Securities

Services Limited (ISSL) depository participant, along with Zerodha’s trading account for investment and trading purposes. I/We, hereby authorize

Zerodha, to debit from my trading account, the charges payable towards

AMC, Transaction Charges & applicable statutory levies, levied by ISSL, in

the above said demat account. I/We are aware of the charges for operating

the said demat account with ISSL. Any such sum debited to my trading

account shall be binding on me/us.

Thanking you,

Yours truly,

Client Signature