KIM TRA VN N NG BINQuy trnh kim tra vn n ng bin bao gm:kim tra s bn gc,tn ngi gi hng,tn ngi nhn hng,tn ngi c thong bo,cng bc hng,cng d hng,phn m t hng ha,kim tra trng lng gp,th tch,s kin hng,s L/C,s ha n,cc iu khon v cc ph,kim tra cc nhm t th hin hng ha c bc ln tu,kim tra ngy giao hng ln tu,ngy lp B/L,ngi k pht vn n,B/L c c k hu v k hu ng quy nh,vn n c hon ho hay khng.1.Kim tra s bn gc(Original):Theo iu 93 ISBP 681 :Cc chng t vn ti c ghi ch Bn gc th nht , Bn gc th hai, Bn gc th ba , Bn gc u tin , Hai bn gc nh nhau, Ba bn gc nh nhau v.vhoc cc ghi ch tng t u l cc bn gc.p dng iu va nu trn B/L c th hin nh sau:

iu ny c ngha vn n ny l bn gc th 3 trong 3 bn gc c lp.Theo iu 20 UCP600: Vn n ng bin l bn chnh quy duy nht nu c pht hnh nhiu hn mt bn gc th trn b phi ghi r trn vn n.Tn B/L ta thy.

Trng hp ny B/L ghi r s bn gc c lp l 3 bn theo iu 20UCP va nu trn th trng hp ny B/L l hp l.V trn L/C trng 46A cng quy nh r:

Ngha l n v xut khu phi xut trnh b B/L gm 3 bn gc.Vy B/L ph hp vi quy nh trn L/C.Trng hp L/C quy nh: FULL 3/3 SETS OF CLEAN ON BOARD MARINE BILLS OF LADING AND TOW NON-NEGOTIABLE. Lc ny n v xut khu phi xut trnh mt b B/L gc (3 bn) v 2 bn B/L khng thng lng (non-negotiable).B/L c th yu cu gi thng n cho nh nhp khu b hoc 1/3 hoc 2/3 bn gc.Trng hp gi b B/L cho nh nhp khu th L/C phi ni r cho php xut trnh bn copy hay bn khng thng lng nh sau: COPYNON-NEGOTIABLE BILL OF LADING FOR PRESENTATION IS ACCEPTABLE.Ri ro:C trng hp nh xut khu qun gi B/L n cho nh nhp khu theo yu cu ca L/C (1 hay 2 bn gc) m em xut trnh cho Ngn hng c 3 bn gc.V vy Ngn hng cn kim tra cn thn iu khon ny nhc nh nh xut khu gi chng t ng quy nh ca L/C.2.Kim tra tn ngi gi hng (shipper): Thng thng nu L/C khng quy nh g khc th mc shipper trn vn n c ghi tn v a ch ca ngi th hng (Beneficciary) chnh xc nh L/C quy nh.Theo iu 14k trn UCP 600 c quy nh:Ngi giao hng hoc ngi gi hng ghi trn chng t khng nht thit l ngi th hng ca tn dng.Ngn hng s chp nhn chng t vn ti ghi ngi gi hng khng phi l ngi th hng th tn dng khi c quy nh khc trong th tn dng.Trng hp ngi mua khng mun cho ngi mua khc bit tn v a ch ca ngi bn nhm trnh trng hp ngi mua khc lin h trc tip vi ngi bn nn h thng quy nh mt tn no mc Shipper.Trn B/L mc Shipper:

Ngi gi hng l cng ty Honda electronics cng l ngi th hng ti trng 59 L/C quy nh:

Bt hp l thng gp:Tn v a ch ngi gi hng b sai chnh t hoc khng ng nh L/C quy nh.3. Kim tra tn ngi nhn hng (Consingee) : y l mt iu khon quan trng trn B/L v n xc nhn ngi ang gi quyn s hu l hng.Theo iu 101 ISBP 681: Nu mt th tin dung yu cu mt vn tai n ghi hang hoa c giao cho mt bn ich danh, vi du: giao cho ngn hang X (vn tai n ich danh) ma khng phai la theo lnh hoc theo lnh cua ngn hng X ,th vn ti n khng c ghi t theo lnh hoc theo lnh ca trc tn bn ch danh ,d cho l nh my hay in sn . Tng t nh vy, nu mt th tin dung yu cu hang hoa phai giao theo lnh hoc theo lnh cua mt bn ich danh, thi vn tai n khng c ghi hang hoa giao trc tip cho bn ich danh o.Trn L/C trng 46A quy nh:

Ngha l lm theo lnh ca ngn hng nng nghip v pht trin nng thn,chi nhnh ti thnh ph H Ch Minh theo iu 101 ISBP 681 va nu trn th L/C yu cu hng ha giao theo lnh ca ngn hng nng nghip v pht trin nng thn v vy vn n khng c ghi giao trc tip cho ngn hng nng nghip v pht trin nng thn.Ta thy trn B/L mc consignee c ghi:

Ngha l theo lnh ca ngn hng nng nghip v pht trin nng thn chi nhnh ti thnh ph H Ch Minh.iu ny l hp vi nhng g L/C quy nh.Trong trng hp ny ch hng(shipper) khng cn k hu.Sau ny khi nh nhp khu mun nhn hng th phi ch Ngn hng pht hnh lm th tc k hu B/L chuyn quyn s hu li cho nh nhp khu.Nu L/C quy nh : MAKE OUT TO APPLICANT: th trn mc Consingee s ghi tn v a ch ca Applicant chnh xc nh quy nh ca L/C.Trng hp ny ngi ch hng khng cn k hu B/L.Ngoi ra cn mt s trng hp quy nh c bit mc ny nh: MAKE OUT TO ORDER OF VIETCOMBANK HOCHIMINH CITY BLANK ENDORSED TO ORDER OF ISSUING BANK.Lc ny mc Consingee s ghi l TO ORDER OF VIETCOMBANK HOCHIMINH CITY v Vietcombank s k hu trng mt sau ca B/L.V khi ngi mua nhn hng, ch cn cm B/L ny th s iu kin nhn hng.Tm li theo nguyn tc trn B/L ch cn c k hu ca Shipper hoc ca Issuing bank hoc Negotiating bankth ngi no cm B/L s nhn hng.Bt hp l thng gp : tn ngi nhn hng khng khp vi quy nh ca L/C hoc sai li chnh t.Nh ngi xut khu thng hiu lm la m Consignee phai ghi tn ngi m L/C nhng thc t muc nay co th ghi Applicant hoc tn mt ngi nao khac(Third Party) hoc khng ghi tn ai ma chi ghi To Order, ph bin To order of issuing bank 4.Kim tra tn ngi c thng bo(Notify Party):Thng thng trong L/C quy nh thng bo cho ngi xin m th tn dng (Applicant).Trng hp L/C khng quy nh th mc nhin xem ngi c thng bo l ngi xin m L/C. V theo iu 103 ISBP 681: Nu th tin dung khng quy inh la thng bao cho ai, thi o trn vn tai n co th trng hoc co th in vao bng bt c cach nao.Ta thy trn L/C trng 46A quy nh nh sau:

Theo L/C quy nh th ngi c thng bo l ngi xin m th tn dng.V trn L/C trng 50 th hin tn ngi xin m th tn dng nh sau:

Trn B/L mc Notify Party:

Ta thy trn trng 50 v trn mc Notify Party u ghi tn v a ch cng ty c phn thit b hng hi (Marine equipment joint stock company 30 ham nghi st., dist.1, hochiminh city,vietnam) cng ty ny chnh l ngi xin m L/C.Trng hp ny B/L hp l.

Ngoi ra ngi c thng bo c th l i l ca ngi xin m th tn dng hoc mt ngi no trong trng hp mua bn tay ba.Lc ny L/C s ch nh r trong L/C: NOTIFY PARTY...(Tn v a ch ca ngi c thng bo). Do ty theo L/C yu cu c th m mc Notify Party c ghi tn thch hp.Bt hp l thng gp:tn a ch ngi c thng bo khng khp vi L/C hoc sai li chnh t ,gy tranh ci cho ngi c thng bo hay kh khn cho ngn hng i din nh nhp khu.5.Kim tra cng bc hng(Port of Loading) v cng d hng(Port of discharge): Ghi theo yu cu cu L/C.iu 98 ISBP 681: Khi cang bc hang ich danh. Theo yu cu cua th tin dung, phai th hin cang bc hang trn vn tai n, nhng vn co th c ghi vao Ni nhn hang hoc tng t, nu bit hng ha c vn chuyn t ni nhn hng bng tau bin, va vi iu kin la co ghi chu chng minh rng hang hoa a c bc ln tau tai cang chi inh Ni nhn hang tng t.Trn L/C trng 44E quy nh:

Theo L/C quy nh cng bc hng ch danh la cng Nht Bn theo iu 98 ISBP 681 th cng bc hng trn B/L phi th hin l cng Nht Bn.Trn B/L ta thy:

y cng bc hng l cng Nagoya Nht Bn iu ny ph hp vi quy nh trn L/C.iu 99 ISBP 681: Khi cang d hang ich danh, theo yu cu cua th tn dng phi th hin cang d hang trn vn tai n, th vn co th c ghi vao Ni n cui cung hoc tng t, nu bit ro la hang hoa a c vn chuyn n ni n cui cung o bng tau bin, va vi iu kin la co ghi chu chng minh rng cang d hang la cang chi inh Ni n cui cung hoc tng t.Ti trng 44F quy nh

Ngha l cng d hng l cng thnh ph H Ch Minh,Vit Nam theo iu 99 va nu th trn B/L ti mc tn cng d phi ghi l cng H Ch Minh,Vit Nam.Trn nhn thy B/L c th hin:

Cng d hng l cng H Ch Minh,Vit Nam so vi L/C quy nh iu ny l hp l.Theo iu 20 UCP 600: Tr khi c quy nh khc trong th tn dng,nu mt tn dng yu cu vn n chuyn hng t cng n cng,cc Ngn hng s chp nhn vn n ghi r cng bc hng v cng d hng theo quy nh trong th tn dng mc d n ghi mt ni nhn hng gi (Port of taking in charge) khc vi cng bc hng v/hoc mt ni cui cng (Place of final destination) khc vi cng d hng.Ngn hng cng chp nhn vn n c ghi ch d nh intended hoc mt t tng t ni v cng bc hng v/hoc cng d hng theo quy nh ca th tn dng.Nh vy nu B/L c cp intended th trn mc Clean on Board phi th hin hng ha c xp ln con tu no,ti cng no mt cch r rng.Nu khng B/L s bt hp l.Ngoi ra nu L/C quy nh : TRANSHIPMENT : PROHIBITED th trn B/L khng c c biu hin no ca chuyn ti.Ngc li nu L/C cho php chuyn ti th mi quy nh v tuyn ng cng nh tn cng chuyn ti, tn tu (nu c) phi ng nh L/C quy nh v ch c mt vn n cho ton b cuc hng trnh.Bt hp l thng gp la: cang bc va cang d hang khng khp vi quy nh L/C, vi du:L/C quy inh bc hng t cang SAIGON giao n cang BUSAN KOREA nhng thc t ngi ban lai bc t cang SAIGON va giao ti cang INCHON KOREA. Xy ra trng hp trn l do n vi xut khu khng thu c tau chay ung lich trinh m hng ha chun b y lu s gy ng vn v thit hi cho ngi bn hoc do ngn hang phat hanh quy inh cang bc la HOCHIMINH PORT trn thc t, khng co cang HOCHIMINH ma chi co cang SAIGON. Nn n vi nhp khu khng lp chng theo L/C ma lp theo hiu bit cua minh dn n chng t khng hp l.6.Kim tra phn m t hng ha: Phn m t hng ha trn B/L c th ghi tng qut khng cn y chi tit nh trn Ha n hoc L/C nhng th hin c loi hng ha chuyn ch l ng vi hng ha c tnh tin trn Ha n. iu 14e UCP600 : Trong cc chng t khc(ngoi tr Ha n) hng ha c th m t mt cch tng qut nhng khng c mu thun vi m t hng ha trong th tn dngiu 108 ISBP 681 quy inh: M ta hang hoa trong vn n co th hin thi mt cach chung chung khng mu thun vi quy inh th tin dung.

Trn L/C trng 45A quy nh nh sau:

:Hng ha trn L/C c m t nh sau:1).HONDEX COLOR ECHO SOUNDER MODEL HE-770 C/W TRANSDUCER TD-28 gm 20 b mi b tr gi 40.952 yn,gi tng cng 20 b l 819.040 yn.2).HONDEX COLOR ECHO SOUNDER MODEL HE-51C C/W TRANSDUCER TD-28 gm 50 b gi mi b l 21.802 yn,gi tng cng 50 b l 1.090.100 yn.3)HONDEX DEPTH SOUNDER MODEL PS-7FL gm 10 b mi b gi 14.159 yn,gi tng cng 10 b l 141.591 yn.Gi tng cng ca tt c hng ha l 2.050.731 yn.iu kin bun bn: cng xp hng la cng Nht Bn cc ph xp hng ln tu do ngi bn tr theo Incoterms 2000.Trn B/L ti mc Description of Goods

M t hng ha:1).HONDEX COLOR ECHO SOUNDER MODEL HE-770 C/W TRANSDUCER TD-28 gm 20 b2).HONDEX COLOR ECHO SOUNDER MODEL HE-51C C/W TRANSDUCER TD-28 gm 50 b3)HONDEX DEPTH SOUNDER MODEL PS-7FL gm 10 biu kin bun bn: cng xp hng l cng Nht Bn cc ph xp hng ln tu do ngi bn tr theo Incoterms 2000.Theo iu 14e UCP600 v iu 108 ISBP 681 th vn n m t 1 cch khi qut nhng kh y v cc loi hng ha v khng mu thun vi m t hng ha trn L/C.Trng hp ny B/L l hp l.Bt hp l thng gp:Nhn khng ng hng ha do sai st v li chnh t khi m t hng ha hoc cc thng tin v s lng,k m hiu..b thiu hoc khng ng nht vi chng t khc.7.Kim tra cc s liu v:Trng lng gp(Gross Weight), th tch (Measurement),s kin hng...Trn vn n:

Trng lng gp:164.30 kgTh tch: 0.850 m3S kin hng: 11 thng cartonTrn packing list:

Trng lng gp:164.3 kgS kin:11 thng cartonTa thy s liu trn BL va PL l trng khp.Bt hp l thng gp: Sai chnh t,sai s liu v trng lng hay s kin.dn n nhn khng ng hng ha mua hay b thiu ht hng ha.8.Kim tra cc iu kin ghi thm :s L/C,s ha n..Trn B/L:

S L/C trn th tn dng:

Trn ha n:

Ta thy s L/C v s ha n trn B/L l trng khp vi L/C v ha n thng mi.9.Kim tra iu khon cc ph:Phn cc ph phi th hin theo ng quy nh ca L/C nh: FREIGHT PREPAID (ph tr) vi iu kin giao hng gi CIP/CER hoc FREIGHT COLLECT (ph thu sau) vi iu kin giao hng gi FOB hoc FREIGHT TOBE PAID/PAYABLE AT DESTINATION (ph s tr Theo iu 112 ISBP 681: Nhng ngi yu cu v cc ngn hng pht hnh phi quy nh r rng trong cc yu cu ca cc chng t l cc ph tr trc hoc l s thu sau.Theo iu 113 ISBP 681:Nu mt th tn dng khng chp nhn cc ph ph th vn ti n khng c th hin l ph ph hoc s c.Trn L/C trng 46A quy nh:

Theo iu 111 ISBP 681: Nu mt th tn dng yu cu vn ti n phi ghi r cc ph tr hoc s tr ti cng n th vn ti n phi ghi ch cho ph hp.Trng hp ny L/C quy nh cc ph l do nh nhp khu tr ngha l khi hng n cng giao nu mun nhn c hng nh nhp khu phi tr cc ph vn chuyn.Trn B/L cn phi ghi ch cho ph hp vi quy nh trn L/C.Ta thy trn B/L:

Ngha l cc ph thu sau do nh nhp khu tr.

Ngha l ph s tr ti ni n.Chung quy li l ph s do nh nhp tr khi nhn hng.Vy cc ph th hin trn B/L ph hp vi quy nh v cc ph trn L/C.Bt hp l thng gp:L/C quy nh ph tr trc FREIGHT PREPAID nhng vn n th hin cc ph tr sau FREIGHT COLLECT hoc cc ph tr ti ni n FREIGHT TOBE PAID/PAYABLE AT DESTINATION.Nu khng kim tra k v thanh ton tin cho nh xut khu th nh nhp khu s khng nhn c hng nu khng thanh ton cc vn ti.Mc d sau nh nhp khu c th kin nh xut khu nhng mt kh nhiu thi gian cng sc v tin bc.10.Kim tra cc nhm t th hin hng ha c bc ln tu :Theo iu 20 UCP600: Mt vn n ng bin,d c gi th no phi th hin: Ghi r hng c bc ln mt con tu ch danh ti cng quy nh bng hai cch: in sn trn vn n hoc mt ghi ch l hng c xp ln tu,c ghi ngy xp hng ln tu.Ngy pht hnh vn n s c coi nh l ngy giao hng, tr khi vn n c ghi ch hng xp ln tu c ghi ngy giao hng,trong trng hp ny,ngy ghi trong ghi ch xp hng s c coi l ngy giao hng. Nu vn n c ghi con tu d nh hoc tng t lin quan n tn tu,th vic ghi ch hng xp ln tu,ghi r ngy giao hng v tn ca con tu thc t l cn thit.T ni dung ca UCP cng nh cn c cch pht hnh vn n ta thng gp hai loi vn n nh sau:Shipped on board (hng ha c xp vo khoang ca con tu)Received on board (nhn hng xp)Cc hng tu thng xc nhn hng ha c bc ln tu bng nhm t nh: CLEAN ON BOARD, SHIPPED ON BOARD, CLEAN SHIPPED ON BOARD u c ngha l hng ha c xp ln tu.Ngy ghi xc nhn c xem l ngay giao hng.Trong b chng t ny c th hin hng ha c bc ln tu v c ghi ngy bc hng. Laden on Board Vessel

Ngy bc hng ln tu cng l ngy giao hng l ngy 05/04/2013.Theo iu 20 UCP600: Trong trng hp ny ch c mt con tu chuyn ch do mc Pre-carriage by s c trng:

Trng hp B/L c hai tu chuyn ch c th hin trn B/L nh sau :Pre-carrige by Ocean vessel & VoyogeHARI BHUM V.318 VILLE DE ORION V.Y 19WLc ny trn B/L phi th hin hng ha c bc ln tu no.Nu hng ha c bc ln tu HARI BHUM V.318, th trn B/L phi th hin hng c bc ln tu nh sau:CLEAN ON BOARDM/V HARI BHUM V.318Kim tra tn tu:Trn vn n:

Tn tu: BRIGHT LAEM CHABANG 1308STn tu trn B/L trng vi trn ha n v phiu ng gi v giy chng nhn xut x.Bt hp l thng gp:Trn B/L khng c dng hng ha dc xp ln tu: CLEAN ON BOARD. Nu B/L th hin l tu d nh Intended vessel hay nhng t tng t th phi th hin ngy bc hng ln tu ghi r tn tu ngay c khi n l tu d nh.Trng hp B/L th hin ni nhn hng gi Place of Receipt khc vi cng bc Port of loading th ghi ch Clean on Board phi gm cng bc hng nh L/C quy nh hoc trng hp c hai tu chuyn ch c th nhm ln giao hng ln tu ny nhng th hin trn B/L l tu kia,gy kh khn cho vic nhn hng.10.Kim tra ngy giao hng ln tu:l trc hay sau ngay giao hng cui cng c quy nh trn L/C.Nu ngy giao hng ln tu trc hoc trng vi ngy giao hng cui cng th vn n c chp nhn.Nu ngy giao hng ln tu sau ngy giao hng cui cng th vn n s khng c chp nhn.iu 96 ISBP 681: nu vn n a in sn t a bc hang c xut trinh, thi ngay phat hanh c coi la ngay giao hang, tr khi trn vn n lai co mt ghi chu v ngay bc hang ln tau ring bit, trong trng hp nay ngay ghi ch v ngy bc hng ln tu c coi l ngy giao hang cho du ngay bc ln tau trc hoc sau ngay phat hanh vn tai n.

Ta thy trn B/L:

Trn vn n c ghi Laden on Board the Vessel ngha l bc hng ln tu th theo iu 96 ISBP 681 va nu trn th 05/04/2013 l ngy pht hnh cng l ngy giao hng.Nhng trn L/C ti trng 44C ta thy:

Theo L/C th ngy giao hng mun nht l 24/03/2014.Vy ngy giao hng ln tu sau ngy giao hng cui cng nn trng hp ny theo quy nh l khng hp l.Nh nhp khu c th b qua iu ny vn nhn hng v thanh ton tin trong trng hp s hng nh nhp khu ang rt cn trong thi im hin ti.Ngc li nu s hng mua khng tht s cn thit ngay thi im th nh nhp khu s thng bo cho nh xut khu v sai st giao hng tr v yu cu chnh sa iu ny mt nhiu thi gian c th gy ng vn thit hi cho nh xut khu.V vy nh xut khu cn lu ngy giao hng trnh tn tht cho chnh mnh.Trng hp L/C quy nh c th thi im hay khong thi gian giao hng cho tng chng loi hng ha th ngy giao hng ca mi loi phi i chiu coi c ph hp vi L/C khng.V d L/C quy nh:8 MT DRIED ROASTED SQUIDSIZE 3L L : 3 MT IN MAY 200xSIZE 2M M : 2 MT IN JUNE 200xSIZE 2S S : 3MT IN JULY 200xLc ny n v xut khu giao loi hng SIZE 3L-L vo ngy 29/05/200x l hp l v lch giao hng ca chng loi ny l bt k ngy no ca thng 5/200x.Cc trng hp ngy giao hng trn B/L cho loi hng ny trc hoc sau thng 5/1997 u coi l bt hp l.Bt hp l thng gp: Ngy giao hng ln tu sau ngy giao hng cui cng quy nh trong L/C.11.Kim tra ngy lp B/L:Theo iu 20UCP 600: Mt vn n ng bin,d c gi th no phi th hin: Ngy pht hnh vn n s c coi nh l ngy giao hng, tr khi vn n c ghi ch hng xp ln tu c ghi ngy giao hng,trong trng hp ny,ngy ghi trong ghi ch xp hng s c coi l ngy giao hng.Nu vn n c ghi sn Shipped On Board th ngy pht hnh vn n c coi l ngy xp hng ln tu v cng chnh l ngy giao hng.Cn i vi vn n Received For Shipment th ngy pht hnh B/L c th trc hoc trng ngy xp hng ln tu.Khi nh xut khu giao hng th hng tu s ghi mt bin nhn cho ch hng.Khi hng c xp ln tu th ch hng tu s ng ln B/L mc CLEAN ON BOARD v ngy ln tu.Ngy pht hnh hay ngy k vn n phi l ngy trc hay trng vi ngy ca thi hn giao hng cui cng(latest shipment) c ghi trong L/C.Trn B/L:

Ni lp B/L l Nagoya,Nht Bn ngy lp 05/04/2013 ngy ny cng l ngy bc hng ln tu theo iu 20 va nu th vn n l hp lTrng hp vn n n chm hn hng ha c gi l stale bill of lading(vn n n chm):Lc ny L/C khng quy nh th ngn hng s khng chp nhn vn n xut trnh sau 21 ngy k t ngy k B/l.Khi vn n s khng c chp nhn,v th nh nhp khu hng ha ng nhin khng th nhn c hng.Bt hp l thng gp:vn n c th n chm hn hng ha nh nhp khu s khng nhn c hng ngay gy tr tr hot ng sn xut.Trong thi gian hiu lc ca vn n nh xut khu cn gi vn n cng nhanh cng tt trnh ri ro.12.Kim tra ngi k pht vn n:Theo IU 94 khon A ISBP 681: Cc vn n gc phi c ch k theo hnh thc qui nh ti mc 20 (a), (i) UCP600 v phi c tn ca ngi chuyn ch v nhn bit l ngi chuyn ch. Nu 1 i l thay mt ngi chuyn ch k nhn vn n th i l phi c nhn bit l i l v phi ch r l i l v phi ch r l thay mt ai k, tr khi tn ngi chuyn ch c nhn bit trn vn n.Theo IU 109 ISBP 681: Nhng sa cha v nhng thay i trn vn ti n phi c xc nhn. Nhng xc nhn nh th phi c th hin l c ngi chuyn ch, thuyn trng.Theo IU 20 UCP600: Mt vn n ng bin d c gi th no phi th hin: Ch ra tn ca ngi chuyn ch v c k bi: Ngi chuyn ch hay i l c ch nh cho hoc thay mt ngi chuyn ch,hoc Thuyn trng hay i l c ch nh cho hoc thay mt thuyn trng.

Cc ch k no ca ngi chuyn ch, thuyn trng hay i l phi c chng thc l ca ngi chuyn ch, thuyn trng hay i l.Cc c ch k no ca i l cng phi ch r l k nhn danh ngi chuyn ch hay nhn danh thuyn trng.Nu L/C ch ch danh hng tu s chuyn ch l hng th B/L phi c lp bi hng tu hoc i l ca hng tu , nh th th vn n c xem l hp l.Trong trng hp ny L/C khng qui nh c th, do ngn hng s chp nhn vn n do bt k hng tu no cp min l vn n ghi trn b mt ca n tn nh chuyn ch v c k tn hoc chng thc.Trn B/L:

Signed on behalf of the carrier Ecu-line: k thay mt hng tu ECU-LINEECU-LINE JAPAN LTD:cng ty trch nhim hu hn ECU-LINE Nht Bn.AS AGENT FOR THE CARRIER ECU-LINE:i l ca hng tu ECU-LINETrng hp ny ngi k pht ghi r nng lc php l ca mnh l i l ca hng tu ECU-LINE tun th iu 20 UCP 600 v iu 94 ISBP 681 nn B/L c k pht hp l.Nu ngi l pht l nh chuyn ch th vn n phi ghi r AS CARRIER bn di ch k v ng du.Nu ngi k pht l thuyn trng th vn n phi ghi r AS MASTER.Nu l i l i din cho nh chuyn ch th ghi r AS AGENT FOR THE CARRIER(trng hp va nu trn)Nu ngi k pht l nhn vin giao nhn th vn n s khng c chp nhn (tr khi L/C c qui nh).Theo IU 14 UCP600: Chng t xut trnh bao gm mt hay nhiu vn n gc th phi c lp bi hoc nhn danh ngi th hng. Mt vn n c th cp bi bt c bn no m khng phi l hng tu, ch hng, thuyn trng hay ngi thu tu min l vn n p ng vi cc qui nh iu khon 19, 20,21,22,23,24 ca bn quy tc ny.

Bt hp l thng gp:B/L c lp bi i l ca hang tu nhng ngi ny khng nu r nng lc php l ca mnh.13. Kim tra B/L c c k hu theo ng qui nh ca L/C hay khng.Nu L/C qui nh k hu trng blank endorsed th ngi gi hng ch cn ghi tn a ch ca mnh v ng du, k tn mt sau ca B/L.Nu L/C qui nh k hu ch danh endorsed to order of th, ngi gi hng s th hin mt sau:To order of(tn v a ch cng ty)

K tn.Trong B/L ny ngi gi hng khng cn k hu(xem mc 3)14. Kim tra vn n c hon ho hay khng?Theo IU 97 ISBP 681: bc hng ln tu nhin b ngoi trong iu kin tt, bc hng ln tu, bc hng hon ho hoc cc nhm tng ng khc hoc gn cc t li vi nhau nh bc hng hoc bc ln tu.Theo IU 106 ISBP 681:Cc iu khon ghi ch trn vn n tuyn b 1 cch r rng v tnh trng khuyt tt ca hng ha hoc ca bao b l khng th chp nhn. Cc iu khon ghi ch trn vn ti n khng tuyn b r v tnh trng khuyt tt ca hng ha hoc bao b.Theo IU 107 ISBP 681:Nu t hon ho th hin trn vn n c xa i th vn ti n s l khng c coi l c iu ghi ch hoc khng HON HO tr khi vn ti n c iu khon hoc ghi ch l Hng Ha hoc Bao B c khuyt tt.Theo IU 27 UCP600:Ngn hng s ch chp nhn mt vn n hon ho. Mt vn n hon ho l vn n khng c iu khon hay ghi ch no v s khim khuyt ca hng ha v hoc bao b nh: broken case hay secondhand bags.Nu cc iu khon ny c ghi trn vn n th vn n khng c coi l vn n hon ho v ngn hng s t chi thanh ton.Trong vn n ny khng c nhng gi ch nu trn nn vn n l hon ho.Theo hng dn cua phong thng mai quc t (ICC) thi ngn hang khng co trach nhim kim tra nhng iu kin, iu khoan th hin nhng ni dung sau:Thng tin ghi thm cua hang tau v: Tn, ia chi cua ai ly hang tau tai nc nhp khu se phu trach vic giao hang khi tau cp bn, cac chi phi lu kho ma khach hang phai chiu (nu co).Cac iu khoan v trach nhim va min trach nhim cua nha chuyn chThanh toan vin cung cn lu y moi sa i, ghi chu b sung phai c ong du va xac nhn cua hang tau. Cui cung thanh toan vin cn lu y cac thng tin thm ma L/C yu cu co phu hp vi quy inh trong L/C hay khng nh s L/C, s giy phep xut khu15.Cc bt hp l thng gpVn n s khng c chp nhn bi nhng sai st sau: Giao hng tr (ngy xp hng ln tu sau ngy giao hng cui cng ca L/C) Tn v a ch ngi gi hng, ngi nhn hng, ngi c thng bo: khng khp vi L/C hoc sai li chnh t. Cng bc hng v cng d hng khng khp vi qui nh ca L/C. Sai st v li chnh t khi m t hng ha. iu khon qui nh cc ph tr trc hay tr sau hay tr sau b thiu hay mu thun vi quy nh ca L/C. B/L khng th hin cc iu kin c bit m L/C qui nh. B/L c lp bi i l ca hng tu nhng ngi ny khng nu r nng lc php l ca mnh. B/L khng th hin hng ha xp ln tu. Cc ty xa, b sung khng c ng du sa cha ca ngi k pht. Xut trnh loi vn n khng c gi tr thanh ton trong L/C. Vn n khng c k hu khi consignee l TO ORDER hay TO ORDER OF SHIPPER.