9
Harmonic Analysis of a Three-Phase Diode Bridge Rectifier based on Sampled-Data Model K. L. Lian Member, IEEE, B. K. Perkins, Member, IEEE, and P. W. Lehn, Senior Member, IEEE Abstract— This paper presents a time domain method to analyze the three phase rectifier with capacitor output filter. As demonstrated in the paper, the proposed method analytically evaluates harmonics, and obtains exact switching functions by iteratively solving for the switching instants. An analytical Jaco- bian of the mismatch equations is obtained to ensure a quadratic convergence rate for the iteration process. It is also demonstrated that a unified approach exists to analyze converters operating in the continuous conduction mode (CCM) and discontinuous con- duction mode (DCM). One potential application of the proposed model is to incorporate it into a harmonic power flow program to yield improved accuracy. Index Terms— Diode Bridge Rectifier, Harmonics, Continuous Conduction Mode, Discontinuous Conduction Mode, Steady State Analysis. I. I NTRODUCTION T HREE phase diode bridge rectifiers are often used in industry to provide the dc input voltage for motor drives and dc-to-dc converters. The main drawback of these rectifiers is that they inject significant current harmonics into the power network. These harmonics current injections can detrimentally affect the power system by overloading nearby shunt capaci- tors and by distorting the bus voltage at the point of common coupling. Computation of harmonics is routinely accomplished through use of transient time domain simulation. While this approach is effective, it is not without challenges. Accuracy of simulation results depends on simulation time step size and simulation length - quantities that must be estimated based on experience, or selected using trial and error. An alternative approach is to employ harmonic domain analysis methods [1], [2]. By avoiding simulation of circuit transients, these methods yield accurate steady state harmonic spectra in a more computationally efficient manner. Once again, user experience is required to obtain accurate harmonic results, since accuracy depends on the numbers of harmonics included during the calculation process. In this paper, a time domain sampled-data model is pre- sented to iteratively solve for the current and voltage har- monics injected by a three-phase full bridge rectifier with capacitive load. The computation time is short compared to transient time domain simulation because the proposed method: This work was supported by the Natural Sciences and Engineering Research Council of Canada (NSERC) and by the University of Toronto. B. K. Perkins is with Hatch Ltd., 2800 Speakman Drive, Mississauga, ON, L5K 2R7. P. W. Lehn and K. L. Lian are with Department of Electrical and Computer Engineering, University of Toronto, Toronto, ON, M5S 3G4, Canada. (e-mails: [email protected], [email protected], and [email protected]). 1) directly calculates the steady state solution without step- ping through system transients. 2) can employ known waveform symmetry. In contrast to harmonic domain analysis methods, the proposed time domain sampled-data model can accurately determine harmonics of interest without concern for harmonic truncation error or aliasing effects. Section II introduces the circuit descriptions of the rectifier being analyzed. Section III and IV show how to use the proposed method to analyze discontinuous conduction modes (DCM) and continuous conduction mode(CCM). A computa- tional example is presented in section V to demonstrate the validity of the method. II. CIRCUIT DESCRIPTION Fig. 1 shows a six-pulse capacitor-filtered diode bridge rec- tifier where the dc load is modeled as an equivalent resistance, R l [3], [4]. The line harmonics are filtered by the ac chokes, L. This type of rectifier is frequently employed for battery charger application [5]. It is also used for adjustable speed drives [6] because it has better drive isolation and lower dc current requirements [7], [8] than a conventional inductor- filtered rectifier. R L C l R dc i dc v a i b i c i sa v sb v sc v 1 D 3 D 5 D 4 D 6 D 2 D n N Fig. 1. Six-pulse uncontrolled rectifier with capacitive dc smoothing Surprisingly, as noted in [9], the literature available on comprehensive analysis of this rectifier is quite limited. In fact, [3] is the only reference which provides complete analytical models for both DCM and CCM without the aids of transient time domain simulation. However, the approach in [3] requires evaluation of a lengthy inverse Laplace Transformation, which becomes complicated for the case of CCM analysis. The proposed model provides a viable alternative to [3]. DCM and CCM are modeled in an efficient and unified fashion without the need for inverse Laplace Transformation. To simplify the model development and discussion, only balanced operation of the converter is considered. However,

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Harmonic Analysis of a Three-Phase Diode BridgeRectifier based on Sampled-Data Model

K. L. Lian Member, IEEE, B. K. Perkins, Member, IEEE, and P. W. Lehn, Senior Member, IEEE

Abstract— This paper presents a time domain method toanalyze the three phase rectifier with capacitor output filter.As demonstrated in the paper, the proposed method analyticallyevaluates harmonics, and obtains exact switching functions byiteratively solving for the switching instants. An analytical Jaco-bian of the mismatch equations is obtained to ensure a quadraticconvergence rate for the iteration process. It is also demonstratedthat a unified approach exists to analyze converters operating inthe continuous conduction mode (CCM) and discontinuous con-duction mode (DCM). One potential application of the proposedmodel is to incorporate it into a harmonic power flow programto yield improved accuracy.

Index Terms— Diode Bridge Rectifier, Harmonics, ContinuousConduction Mode, Discontinuous Conduction Mode, Steady StateAnalysis.

I. INTRODUCTION

THREE phase diode bridge rectifiers are often used inindustry to provide the dc input voltage for motor drives

and dc-to-dc converters. The main drawback of these rectifiersis that they inject significant current harmonics into the powernetwork. These harmonics current injections can detrimentallyaffect the power system by overloading nearby shunt capaci-tors and by distorting the bus voltage at the point of commoncoupling.

Computation of harmonics is routinely accomplishedthrough use of transient time domain simulation. While thisapproach is effective, it is not without challenges. Accuracyof simulation results depends on simulation time step size andsimulation length - quantities that must be estimated based onexperience, or selected using trial and error.

An alternative approach is to employ harmonic domainanalysis methods [1], [2]. By avoiding simulation of circuittransients, these methods yield accurate steady state harmonicspectra in a more computationally efficient manner. Onceagain, user experience is required to obtain accurate harmonicresults, since accuracy depends on the numbers of harmonicsincluded during the calculation process.

In this paper, a time domain sampled-data model is pre-sented to iteratively solve for the current and voltage har-monics injected by a three-phase full bridge rectifier withcapacitive load. The computation time is short comparedto transient time domain simulation because the proposedmethod:

This work was supported by the Natural Sciences and Engineering ResearchCouncil of Canada (NSERC) and by the University of Toronto. B. K. Perkinsis with Hatch Ltd., 2800 Speakman Drive, Mississauga, ON, L5K 2R7. P.W. Lehn and K. L. Lian are with Department of Electrical and ComputerEngineering, University of Toronto, Toronto, ON, M5S 3G4, Canada. (e-mails:[email protected], [email protected], and [email protected]).

1) directly calculates the steady state solution without step-ping through system transients.

2) can employ known waveform symmetry.

In contrast to harmonic domain analysis methods, theproposed time domain sampled-data model can accuratelydetermine harmonics of interest without concern for harmonictruncation error or aliasing effects.

Section II introduces the circuit descriptions of the rectifierbeing analyzed. Section III and IV show how to use theproposed method to analyze discontinuous conduction modes(DCM) and continuous conduction mode(CCM). A computa-tional example is presented in section V to demonstrate thevalidity of the method.

II. CIRCUIT DESCRIPTION

Fig. 1 shows a six-pulse capacitor-filtered diode bridge rec-tifier where the dc load is modeled as an equivalent resistance,Rl [3], [4]. The line harmonics are filtered by the ac chokes,L. This type of rectifier is frequently employed for batterycharger application [5]. It is also used for adjustable speeddrives [6] because it has better drive isolation and lower dccurrent requirements [7], [8] than a conventional inductor-filtered rectifier.

R L

C lR

+

-

dci

dcvai

bi

ci

sav

sbv

scv

1D 3D 5D

4D 6D 2D

n

N

Fig. 1. Six-pulse uncontrolled rectifier with capacitive dc smoothing

Surprisingly, as noted in [9], the literature available oncomprehensive analysis of this rectifier is quite limited. In fact,[3] is the only reference which provides complete analyticalmodels for both DCM and CCM without the aids of transienttime domain simulation. However, the approach in [3] requiresevaluation of a lengthy inverse Laplace Transformation, whichbecomes complicated for the case of CCM analysis. Theproposed model provides a viable alternative to [3]. DCM andCCM are modeled in an efficient and unified fashion withoutthe need for inverse Laplace Transformation.

To simplify the model development and discussion, onlybalanced operation of the converter is considered. However,

the proposed technique can well be extended to the unbalancedcase.

III. DISCONTINUOUS CONDUCTION MODE

For DCM, Fig. 2 shows typical phase currents, together withthe six line-to-line voltages and the dc voltage. As noted inthe figure, two subintervals can be identified in every sixth ofa period – conduction (η), and non-conduction (ξ = T/6− η)intervals. This repetition pattern allows one to fully describethe behavior of the rectifier by only considering 1/6 th of theperiod.

Vol

tage

vdc

vsab

vsac

vscb

vsba

vsca

vsbc

0 T/6+ T/2 Tγ

D5

D6

D1

D6

D1

D2

D3

D2

D3

D4

D4

D5

Cur

rent

Time

←γ→

← η →←ξ →← η →←ξ →← η →← ξ →← η →←ξ →← η →←ξ →← η →←ξ →i ai bi c

Fig. 2. Rectifier waveforms in the DCM

n

L

di

1D

C

sav

sbv

R

L6D

di

R

C lR

dcvlR

+

-

dcv+

-

N

N

Fig. 3. (a) Top: rectifier model during the conduction subinterval; (b) Bottom:rectifier model during the non-conduction subinterval

The conduction interval with diodes D1 and D6 on com-mences at instant γ with respect to the zero reference (theintersection point between vsab and vscb). Fig. 3(a) shows thecircuit involved during the conduction interval, and (1) givesthe corresponding differential equations. In the non-conductioninterval, D1 and D6 turn off, and the capacitor dischargesthrough the load resistance (Fig. 3(b)). The correspondingdifferential equations are given in (2).

d

dt

[x1

z

]= Aon

[x1

z

]=

[Ax1 N1

0 Ω

] [x1

z

](1)

d

dt

[x2

z

]= Aoff

[x2

z

]=

[Ax2 N2

0 Ω

] [x2

z

](2)

where x1 =[

id vdc

]T, x2 = [vdc], z =[

vsα vsβ

]T,

[vsα

vsβ

]= Cx

⎡⎣ vsa

vsb

vsc

⎤⎦ ,Cx =

23

[1 −1

2−12

0√

32

−√3

2

],

Ax1 =[ −R

L−12L

1C

−1RlC

],Ax2 =

−1RlC

,Ω =[

0 −ωω 0

],

N1 =[

34L

−√3

4L0 0

], and N2 =

[0 0

].

Note that the loop current (i.e. id in Fig. 3) and the α andβ-axis bus voltages, are chosen as state variables to yield aminimum realization for the state space formulation.

A. Diode Constraint Equations

To solve for the conduction time, γ and non-conduction in-terval length, η, formulation of two diode constraint equationsis required:

Diode D1 must turn on when forward biased, i.e. when:

Md1 = vsab(γ)−vdc(γ) =

[−1 3

2−√

32

] [x2(γ)z(γ)

]= 0

(3)Diode D1 must turn off at a current zero, i.e. when:

Md2 = ia(γ+η) =

[1 0 0 0

]eAonηQd

[x2(γ)z(γ)

]= 0

(4)

where Qd = blkdiag{Qxd, I}, I =[

1 00 1

], and Qxd =[

01

], which is associated with the change of basis [10] at the

transition instant from non-conduction to conduction interval.Expressions for x2(γ), and z(γ) in terms of unknowns (γ,

and η) and input z(0) are defined in the subsequent section.

B. Steady State Constraint Equations

Under balanced operation, the states ([

x2(γ) z(γ)]T

) atthe end points of the sixth period interval are related throughthe state transition matrix Φd according to:[

x2(T6 + γ)

z(T6 + γ)

]= Φd

[x2(γ)z(γ)

](5)

where Φd = eAoff ( T6 −η)PdeAonηQd, Pd =

blkdiag{Pxd, I}, and Pxd =[

0 1], which is associated

with the change of basis from conduction to non-conductioninterval.

In addition, the steady state sixth period symmetry that thedc voltage (Fig. 2) and ac voltage possess yields the constraint[

x2(T6 + γ)

z(T6 + γ)

]= I1/6

d

[x2(γ)z(γ)

](6)

where I1/6d = blkdiag(1,Θ), and Θ =[

cos(π3 ) − sin(π

3 )sin(π

3 ) cos(π3 )

].

Combining (5) and (6), one gets

(I1/6d − Φd)

[x2(γ)z(γ)

]=

[Dd Ed

Fd Kd

] [x2(γ)z(γ)

]= 0

(7)Therefore,

x2(γ) = −Dd−1Edz(γ) (8)

In addition, the solution for z(0) is given by (9)

z(γ) = eΩγz(0) (9)

Insert (8) and (9) into (3) and (4) yielding two transcenden-tal equations in terms of unknowns, γ and η. These equationsare solved via numerical iteration, as described in section C.

C. Numerical Iteration For Finding Unknowns

Fig. 4 shows the overall flow diagram of the proposedmethod. First, ζ =

[γ η

]Tis initialized, allowing deter-

mination of x2(γ) based on (8). Then, x2(γ) is substitutedinto the diode constraint mismatch equations (3) and (4).The mismatch equations then set the stage for a Newton-typeiterative method, which generates the sequence, {ζ}∞

n=0 by(10).

ζ(k+1) = ζ(k) − J−1M (10)

where M =[

Md1

Md2

], and J =

[∂Md

1∂γ

∂Md1

∂η∂Md

2∂γ

∂Md2

∂η

]The

iteration terminates when the difference between ζ (k+1), andζ(k) reaches a required tolerance, ε.

To have quadratic convergence, an analytical Jacobian isconstructed. For DCM, the expression of each element in theJacobian matrix is listed in Appendix I.

D. Harmonic Analysis

Once interval lengths γ and η are determined, one canproceed to solve for the current and voltage harmonics.

Since sixth period symmetry also exists for the ac currentspace vector (see Fig. 5), the evaluation of the system har-monic can proceed as follows:1) The system matrices are augmented with one additionalequation [13] for each harmonic of interest, leading to con-duction and non-conduction equations of the form:

d

dt

⎡⎣ x1

zy1

⎤⎦ =

⎡⎣ Ax1 N1 0

0 Ω 0G1 0 H1

⎤⎦

⎡⎣ x1

zy1

⎤⎦ = Ah

on

⎡⎣ x1

zy1

⎤⎦

(11)

d

dt

⎡⎣ x2

zy2

⎤⎦ =

⎡⎣ Ax2 N2 0

0 Ω 0G2 0 H2

⎤⎦

⎡⎣ x2

zy2

⎤⎦ = Ah

off

⎡⎣ x2

zy2

⎤⎦

(12)where y1 = [ Ih V l

dc ]T , and y2 = [V ldc]. Ih is the hth ac

current space vector harmonic, i(t), given as

i = iα + jiβ (13)

Calculate steady state solutions,

2( )γx based on (8) for DCM

( )kζ

k=k+11

2

d

d

M

M

⎡ ⎤⎢ ⎥=⎢ ⎥⎣ ⎦

MCalculate

No

( 1) ( ) 1k k+ −= −ζ ζ J M where⎡ ⎤∂= ⎢ ⎥∂⎣ ⎦

MJ

ζ

M

( 1) ( )max k k ε+ − <ζ ζ

end

Yes

3( )γx based on (18) for CCM

Set

Initialize( ) ( ),k kγ η

(with k= 0)( ) ( ) ( ) Tk k kγ η⎡ ⎤=

⎣ ⎦ζ

2( )γx or 3( )γx

for DCM

1

2

c

c

M

M

⎡ ⎤⎢ ⎥=⎢ ⎥⎣ ⎦

M for CCMor

Begin

Fig. 4. The flow diagram of the proposed numerical iteration process

Iα (A)

I β (A

)

Fig. 5. Ac current space vector with one-sixth period symmetry in the DCM

where [iαiβ

]= Cx

⎡⎣ ia

ibic

⎤⎦ ,

and ia, ib, ic are the three phase ac current harmonics. V ldc

represents the lth dc voltage harmonics.Since ia = id, ib = −id, ic = 0 in the conduction

subinterval (Fig. 3(a)), one can express i = (1 − j 1√3)id.

Consequently, based on [13], expressions for G1, G2, H1,and H2 are as follow:

G1 =[

(1 − j 1√3)λh 0

0 λl

],G2 =

[λl

],

λh =6T

e−jhω( T6 +γ), λl =

3T

e−jlω( T6 +γ),

H1 =[

jhω 00 jlω

],H2 = [jlω] , ω =

T.

2) For characteristic harmonics, (i.e. h = 1,−5, 7,−11, . . .,and l = 0, 6, 12, 18, . . .), the system harmonics can be obtainedby evaluating (14):

[Ihsp

V ldc

]= CheAh

off ( T6 −η)Ph

deAhon(η)Qh

d

⎡⎢⎢⎣

x1(γ)z(γ)

00

⎤⎥⎥⎦ (14)

where Ch =[

0 0 I], Ph

d =[

Pd 0 00 0 I

], and

Qhd =

⎡⎣ Qd 0

0 00 I

⎤⎦ .

Note that the transition matrices, Phd, and Qh

d are neededdue to different basis of Ah

on, and Ahoff .

IV. CONTINUOUS CONDUCTION MODE

Similar to the DCM, two subintervals can also be identifiedin every sixth of the period in CCM (Fig. 6) – conduction (η),and commutation (μ = T/6− η) intervals. However, differentfrom DCM, γ now refers to the time diode (D5) turns off withrespect to the zero reference.

The differential equations describing the conduction interval(Fig. 7(a)) are the same as (1). The differential equationsdescribing the commutation interval (Fig. 7(b)) are given in(15).

d

dt

[x3

z

]= Acom

[x3

z

]=

[Ax3 N3

0 Ω

] [x3

z

](15)

where x3 =[

ie id vdc

], N3 =

⎡⎣ 1

2L−√

32L

1L 00 0

⎤⎦ , and

Ax3 =

⎡⎣ −R

L 0 −13L

0 −RL

−23L

0 1C

−1RlC

⎤⎦ .

Vol

tage

vdc

vsab

vsac

vscb

vsba

vsca

vsbc

0 T/6+ T/2 Tγ

D5

D6

D1D6D5

D1

D6

D1D6D2

D1

D2

D1D3D2

D3

D2

D3D4D2

D3

D4

D3D5D4

D4

D5

D5D4D6

Cur

rent

Time

←γ→

← η →←μ→← η →←μ→← η →←μ→← η →←μ→← η →←μ→←μ→→η ←i ai bi c

Fig. 6. Rectifier waveforms in the CCM

n

L

di

1D

C

sav

sbv

R

L6DR

dcvlR

+

-

N

n

L

di

1D

C

savR

sbv L

6D

R

scv L 2DR

dcv lR+

-

N

ei

Fig. 7. (a) Top: rectifier model during the conduction subinterval; (b) Bottom:rectifier model during the commutation subinterval

A. Diode Constraint Equations

The diode constraint equations for the interval from γ toT/6 + γ in the CCM are now determined. Noting vNn =−vdc/3 in Fig. 7(b), Diode D2 turn-on occurs when

M c1 = −3vc(γ + η) − vdc(γ + η) (16)

=[

0 −1 32

3√

32

]eAonηPc

[x3(γ)z(γ)

]= 0

where Pc = blkdiag(Pxc, I), and Pxc =[ −1

2 1 00 0 1

].

Pc is associated with change of basis at the diode transitioninstant from the commutation to the conduction interval in theCCM.

Diode D5 turn-off (refer to Fig. 6) occurs when

M c2 = −ie(γ) =

[ −1 0 0 0 0] [

x3(γ)z(γ)

]= 0

(17)

Similar to the DCM, expressions linking x3(γ) and z(γ)to input z(0) are needed to solve for γ and η from (16), and(17).

B. Steady State Constraint Equations

The steady state constraint for CCM is expressed in (18):[x3(T

6 + γ)z(T

6 + γ)

]= Φc

[x3(γ)z(γ)

](18)

where Φc = eAcom( T6 −η)Qce

AcondηPc, Qc =

blkdiag(Qxc, I), and Qxc =

⎡⎣ 0 0

1 00 1

⎤⎦ , which represents

the transition matrix from conduction to commutation intervalin the CCM.

Combining sixth period mapping constraint, (19) can beobtained.

(I1/6c − Φc)

[x3(γ)z(γ)

]=

[Dc Ec

Fc Kc

] [x3(γ)z(γ)

]= 0

⇒ x3(γ) = −Dc−1Ecz(γ) = −Dc

−1EceΩγz(0) (19)

where

I1/6c = blkdiag(Ied,Θ), and Ied =

⎡⎣ 0 1 0

−1 1 00 0 1

⎤⎦ .

As in the DCM case, constraints (16), and (17) are againtranscendental equation that must be solved numerically.

C. Numerical Iteration For Finding Unknowns

For CCM, numerical iteration is carried out just as outlinedin Fig. 4, albeit with new constraint equations and a newJacobian. The iteration process yields outputs γ, and η. The el-

ements of the required Jacobian matrix, J =

[∂Mc

1∂γ

∂Mc1

∂η∂Mc

2∂γ

∂Mc2

∂η

]are listed in the Appendix II.

D. Harmonic Analysis

As shown in Fig. 8, the current space vector of CCM alsoexhibits sixth period symmetry. Consequently, the harmonicanalysis can proceed as follows:

1) Similar to the analysis of the DCM, the system matricesof CCM are augmented with one additional equation for eachharmonic of interest. Consequently, (1) becomes (11), and (15)becomes (20).

d

dt

⎡⎣ x3

zy1

⎤⎦ =

⎡⎣ Ax3 N3 0

0 Ω 0G3 0 H1

⎤⎦

⎡⎣ x3

zy1

⎤⎦ = Ah

com

⎡⎣ x3

zy1

⎤⎦

(20)where

G3 =[

(j 2√3)λh (1 − j 1√

3)λh

0 λl

].

The expression of G3 is obtained based on the fact thati = iα + jiβ, and[

iαiβ

]=

23

[0 3

2√3 −√

32

] [ieid

](21)

Iα (A)

I β (A

)

Fig. 8. Ac current space vector with one-sixth period symmetry in the CCM

during the commutation interval (Fig. 7(b)).2) For characteristic harmonics, (i.e. h = 1,−5, 7,−11, . . .,

and l = 0, 6, 12, 18, . . .), the system harmonics can be foundby evaluating (22):

[Ihsp

V ldc

]= CheAh

com( T6 −β)Ph

c eAhon(β)Qh

c

⎡⎢⎢⎣

x1(γ)z(γ)

00

⎤⎥⎥⎦ (22)

where Phc =

[Pc 00 I

], and Qh

c =[

Qc 00 I

].

V. GENERAL COMMENTS

From the above analysis, one can immediately note thestrong similarity between the analysis of DCM and CCM,contrary to the claims of some authors [5], [14] that theanalysis of CCM is more complex than that of DCM.

In total, there are four different modes [15], [16] of con-verter operation: two discontinuous cases (mode 1 and 3), andtwo continuous cases (mode 2 and 4) .

Mode 1 (also called 2/0 mode) happens when the intervalsof conduction via two diodes alternate with intervals of zeroconduction. Mode 2 (also called 3/2 mode) happens whenconduction is via alternate 3- and 2- diode paths. Mode 3 (alsocalled 2/3/2/0 mode) occurs when an interval of conduction viatwo diodes is followed by a 3-diode interval; this is followedby another 2-diode interval and then by a zero-conductioninterval. In mode 4 (or 3/3 mode), conduction occurs via asequence of 3-diode paths.

In this paper, only mode 1 and 2 are discussed because:

1) The operating range of mode 3 is very small [16]. Mostof the existing literature [3], [17] only analyze mode 1for the DCM.

2) Operation at mode 4 is rare for it is very close tothe short-circuit point [15], [16]. Most of the existingliterature [3], [5], [14] only refer mode 2 as the CCM.

3) The proposed method can be easily extended to mode 3with slightly added complexity.

4) Constant voltage load can be assumed in mode 4 [9],[18] to have fairly accurate results, and this greatlysimplifies harmonic analysis.

Also, note that the boundary conditions for each mode hasbeen identified by [8], [16] via brute force time domain sim-ulation. Deriving a closed form expression for the boundarycondition for each mode is not the objective of this paper.

VI. SIMULATION EXAMPLES

In order to demonstrate the validity of the proposed method,two sets of parameters, extracted from [7], are chosen to resultin continuous and discontinuous conduction modes respec-tively. Solutions are compared with those of PSCAD/EMTDC.

A. Discontinuous Mode

To analyze the DCM, the following system parameters areused: R = 0.001Ω, L = 0.1mH , C = 1000μF , Rl = 25Ω,and source voltages:

vsa = 120√

2 sin(377t)vsb = 120

√2 sin(377t− 2π

3 )vsc = 120

√2 sin(377t + 2π

3 )

Fig. 9 shows ac currents, iα and iβ , and dc capacitor voltage,vdc, predicted by PSCAD/EMTDC.

−400

0

284.7908

400

Vol

tage

(V

)

vsab

vscb

vdc

0 0.0083 0.0167 −50

0

50

Time (Sec)

Cur

rent

(A

)

γ←→ η← →

iα iβ

Fig. 9. Voltage and current waveforms in the DCM produced byPSCAD/EMTDC

The values of diode conduction instant, γ, and conductioninterval, η, and x2(γ) (i.e. vdc(γ)) in Fig. 9 are listed in TableI to compare with those predicted by the proposed method.

TABLE I

RESULTS FROM PSCAD/EMTDC AND THE SAMPLED-DATA MODEL

METHOD IN THE DCM

PSCAD/EMTDC Sampled-Data Modelγ 7.3927 × 10−4s 7.2553 × 10−4sη 1.6355 × 10−3s 1.6030 × 10−3svdc(γ) 284.7908 V 284.7951V

Fig. 10 and 11 compare ac current space vector and dcvoltage harmonics obtained from PSCAD/EMTDC, and theproposed sampled-data model method. Fig. 11 are shownin log scale because the dc voltage harmonic rolls off veryrapidly.

As can be seen from Table I, Fig. 10 and 11, excellentagreement exists between the two approaches.

−17 −11 −5 1 7 13 190

2

4

6

8

10

12

14

harm

onic

am

plitu

de (

A)

harmonic number

PSCADSampled−data Model

Fig. 10. Complex harmonic spectrum of the capacitor filtered rectifier in theDCM

0 6 12 180.01

0.1

1

10

100

200 300

harm

onic

am

plitu

de (

V)

in lo

g sc

ale

harmonic number

PSCADSampled−data Model

Fig. 11. Dc voltage harmonic spectrum of the capacitor filtered rectifier inthe DCM

B. Continuous Mode

As shown in [7], the rectifier operates in the CCM when theinductance of the ac choke in the DCM is changed to 3mHand the rest of the parameters are kept intact.

Fig. 12 shows ac currents, iα and iβ , and dc capacitorvoltage, vdc, predicted by PSCAD/EMTDC.

Table II lists the extinction time instant, γ, conductioninterval, η and the values of the steady state ac currents and dc

−600

0

267.6064

600

Vol

tage

(V

)

vsab

vscb

−3vsc

vdc

0 0.0083 0.0167 −20

−4.4297

0

7.6719

20

Time (sec)

Cur

rent

(A

)

γ← → η← →

iαiβ

Fig. 12. Voltage and current waveforms in the CCM produced byPSCAD/EMTDC

voltages obtained from Fig. 12, together with those obtainedfrom the sampled-data model.

Note that ie(γ) and id(γ) obtained from (19) has beenconverted to iα(γ) and iβ(γ) as shown in Table II via (21) soas to be comparable with PSCAD/EMTDC results.

TABLE II

RESULTS FROM PSCAD/EMTDC AND THE SAMPLE-DATA MODEL

METHOD IN THE CCM

PSCAD/EMTDC Sampled-Data Modelγ 1.0631 × 10−3s 1.0441 × 10−3sη 1.8406 × 10−3s 1.8159 × 10−3siα(γ) 7.6719A 7.6593Aiβ(γ) −4.4297A −4.4221Avdc(γ) 267.6064V 267.6159V

The ac current space vector and dc voltage harmonicsobtained from PSCAD/EMTDC, and the proposed sampled-data model method are shown in Fig. 13 and 14, respectively.

Similar to the case of the DCM, excellent agreement existbetween the time domain simulation and the proposed modelfor the CCM.

VII. CONCLUSIONS

A time domain sampled-data model method for the com-putation of the ac current and dc voltage harmonic generatedby a capacitor filtered three-phase uncontrolled rectifier is pre-sented. The approach employs numerical iteration to determinethe diode’s turn-on and time turn-off times and thereby deter-mine the circuit’s steady steady solution. Harmonics of interestare solved analytically through a state augmentation method.The results have been validated with those of PSCAD/EMTDCto show the accuracy of the method. One potential applicationof the proposed model would be to incorporate it into aharmonic power flow program to improve the accuracy of theexisting methods.

APPENDIX IANALYTICAL JACOBIAN - DCM

In DCM the Jacobian matrix or the system may be foundanalytically in accordance with the following equations.

−17 −11 −5 1 7 13 190

2

4

6

8

10

12

harm

onic

am

plitu

de (

A)

harmonic number

PSCADSampled−data Model

Fig. 13. Complex harmonic spectrum of the capacitor filtered rectifier in theCCM

0 6 12 180.01

0.1

1

10

100

200 300

harm

onic

am

plitu

de (

V)

in lo

g sc

ale

harmonic number

PSCADSampled−data Model

Fig. 14. Dc voltage harmonic spectrum of the capacitor filtered rectifier inthe CCM

∂Md1

∂γ=

[32

−√3

2

]eΩγΩz(0) − ∂x2(γ)

∂γ(23)

∂Md1

∂η= −∂x2(γ)

∂η(24)

∂Md2

∂γ=

[1 0

] {eAx1ηQxd∂x2(γ)

∂γ+ Γ1 + N1eΩηz(γ)−

eAx1ηN1z(γ)} (25)

∂Md2

∂η=

[1 0

] {Ax1eAx1ηQxdx2(γ)+eAx1ηQxd∂x2(γ)

∂η+

Γ1 + N1eΩηz(γ)} (26)

where

∂x2(γ)∂γ

= (1 − Φxd)−1eAx2ξPxd{Γ1 + N1eΩηz(γ) −eAx1ηN1z(γ)},

∂x2(γ)∂η

= −(1−Φxd)−2(Ax2Φxd−eAx2ξPxdeAx1ηAx1Qxd)·

eAx2ξPxdΓ2 − (1 − Φxd)−1eAx2ξAx2PxdΓ2+

(1 − Φxd)−1eAx2ξPxd{Γ1 + N1eΩηz(γ)}.

Φxd = eAx2(T6 −η)PxdeAx1ηQxd,

Γ1 =

γ+η∫γ

eAx1(γ+η−τ)Ax1N1z(τ)dτ,

Γ2 =

γ+η∫γ

eAx1(γ+η−τ)N1z(τ)dτ.

Note that the two convolution integrals, Γ1 and Γ2 can beeasily evaluated by using the matrix augmentation techniquepresented in [12]:

Γ1 =[

1 0 0 00 1 0 0

]eAonGη

⎡⎣ 0

0z(γ)

⎤⎦ (27)

where AonG =[

Ax1 Ax1N1

0 Ω

].

Γ2 =[

1 0 0 00 1 0 0

]eAonη

⎡⎣ 0

0z(γ)

⎤⎦ (28)

APPENDIX IIANALYTICAL JACOBIAN - CCM

In CCM the Jacobian matrix or the system may be foundanalytically in accordance with the following equations.

∂M c1

∂γ=

[32

3√

32

]eΩ(γ+η)Ωz(0) − [

0 1] ·

eAx1(η)pxc∂x3(γ)

∂γ(29)

∂M c1

∂η=

[32

3√

32

]eΩ(γ+η)Ωz(0) − [

0 1] ·

{eAx1(η)Ax1pxcx3(γ) + eAx1(η)pxc∂x3(γ)

∂η}

(30)

∂M c2

∂γ= − [

1 0 0] ∂x3(γ)

∂γ(31)

∂M c2

∂η= − [

1 0 0] ∂x3(γ)

∂η(32)

where

∂x3(γ)∂γ

= [Ied − Φxc]−1

eAx3μQxc{Γ1 + N1eΩηz(γ) −eAx1ηN1z(γ)} + Γ3 + N3eΩ(T/6)z(γ) −eAx3μN3eΩηz(γ),

∂x3(γ)∂η

= − [Ied − Φxc]−2 (Ax3Φxc − eAx3μQxce

Ax1η ·Ax1Pxc) · (eAx3μQxcΓ2 + Γ4 + [I6 − Φxc]−1 ·{−Ax3eAx3μQxcΓ2 + eAx3μQxc[Γ1 +N1eΩμz(γ)] − eAx3μN3eΩηz(γ)},

Γ3 =

T/6+γ∫γ+η

eAx3(T/6+γ−τ)Ax3N3z(τ)dτ,

Γ4 =

T/6+γ∫γ+η

eAx3(T/6+γ−τ)N3z(τ)dτ.

Note that both Γ3 and Γ4 can be found as follows:

Γ3 =

⎡⎣ 1 0 0 0 0

0 1 0 0 00 0 1 0 0

⎤⎦ eAcomGμ

⎡⎢⎢⎣

000

z(γ + μ)

⎤⎥⎥⎦ (33)

where AcomG =[

Ax3 N3

0 Ω

].

Γ4 =

⎡⎣ 1 0 0 0 0

0 1 0 0 00 0 1 0 0

⎤⎦ eAcomμ

⎡⎢⎢⎣

000

z(γ + μ)

⎤⎥⎥⎦ (34)

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[2] M. Sakuoi, H. Fujita, and M. Shioya, “A method for calculating harmoniccurrents of a three-phase bridge uncontrolled rectifier with dc filter,” IEEETransactions on Inudstrial Electronics, Vol. 36, No. 3, August 1989, pp.434-440.

[3] G. Carpinelli, F. Iacovone, A. Russo, P. Varilone and P. Verde, “Analyticalmodeling for harmonic analysis of line current of VSI-fed drivers,” IEEETransactions on Power Delivery, Vol. 19, No. 3, July 2004, pp. 1212-1224.

[4] N. Mohan, T. M. Undeland, and W. P. Robbins, Power Electronics:Converters, Applications and Design, John Wiley & Sons, 2nd Edition,1995.

[5] J. Schaefer, Rectifier Circuits: Theory and Design, John Wiley & Sons,1965.

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[7] B. Pilvelait, T. Ortmeyer , M. Grizer, “Harmonic evaluation of inductorlocation in a variable speed drive ,” ICHPS V International Conferenceon Harmonics in Power Systems , September 22-25, 1992, pp. 267-271.

[8] M. Grotzbach and R. Reiner, “Line current harmonics of vsi-fed ad-justable speed drives,” IEEE Transactions on Industry Applications, Vol.36, No. 2, March/April 2000, pp. 683-690.

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K. L. Lian received the B.A.Sc.(Hons.), M.A.Sc,Ph. D. degrees in electrical engineering in 2001,2003, and 2007, respectively, all from the Univer-sity of Toronto. He is currently a visiting researchscientist at the Central Research Institute of ElectricPower Industry (CRIEPI) in Japan. His research in-terests include mathematical modeling and analysisof nonlinear and power electronic converters and realtime simulations of power systems.

Brian K. Perkians has been involved in a broadrange of industrial projects ranging from industrialpower distribution to smelting furnace applicationssince joining Hatch in 2000. Prior to joining Hatch,Brian acquired a broad range of experience in bothacademic and industrial milieus. After completinghis Ph.D. in Power Systems at the University ofToronto (1997), he served as a post-doctoral internwith Siemens AG in Erlangen, Germany where hecontributed to active filter development (the SIPCONproduct line) and developed software for the design

and evaluation of rectifier harmonic compensation filters. This software hasbeen used for the design and verification of compensation schemes for rectifierload associated with electrolysis and aluminum smelting applications.

P. W. Lehn received the B.Sc. and M.Sc. degreesin electrical engineering from the University ofManitoba in 1990 and 1992, respectively, and thePh.D. degree from the University of Toronto in1999. From 1992 to 1994, he was with the NetworkPlanning Group of Siemens AG, Erlangen, Germany.Currently, he is an Associate Professor at the Uni-versity of Toronto. His research interests includemodelling and control of converters, and integrationof renewable energy source into the power grid.