John M Walker Jr Financial Disclosure Report for 2009

8/3/2019 John M Walker Jr Financial Disclosure Report for 2009

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~o 10 IFINANCIAL DISCLOSURE REPORT Reportin GovernmentRequired .4ctRev. 1/2010 FOR CALENDAR YEAR 2009 (5 u..sc, app. 1o1-I11)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l ) 2. Court or Organization 3. Da te of Rep ortWalke r , John M . Uni t ed S t a t~s Cou r t o f App ea l s fo r the Second C i rcu i t 05/05/2010

4. Ti t l e (Ar t icl e l l I judges in d ica te act ive or sen ior s ta tus; 5a . Repo r t T ype ( c heck ap p rop r i a t e ty p e ) 6 . Repo r t i ng Pe r iodmagis t ra te judg es ind ica te fu l l - or pad- t ime) ~ N om in a tion , D a te 01/01/2009Sen ior Ci rcu i t Judge Ini t ial ~ ~ A nnua l [] Final to12/31/2009Sb. [] Amended Report

7. Chambers or Office Address 8 . O n t h e b a s i s o f t h e i n f o rm a t i o n c o n t a i n e d I n t h i s R e p o r t a n d a m ymed i f i c a t ions p e r t a i n i ng t h e r e to , i t i s , in my op in ion , i n comp l i an c eUS Cotrt of Appeals : Second Circuit wi th ap p l i c ab l e l aws and r e gu l a t ions .157 Church StreetNew Haven, CT 06510 R e v ie w in g O f f ic e r D a te

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~ Complete ail parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . ~ R c p o ~ i ~ n v u .t o ~ y ~ ~ , e ~ . 9 - 1 ~ o / ~ t i, gD N O N E (N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITy1. Director Dwigh t D . Op perman In s t i t u t e o f Jud ic i a l Admin i st r a t ion2. Past Pres ident Fede ra l J udges Assoc ia t ion3. Director U.S. Associa t ion of Const i t i tu ional Law4. Director Friends of CEELI

5. D i r e c t o r American Soc ie t y o f In t ernational Law, Jud ic ia l Advisory Bo ard6. D i r e c t o r S p e n c e r W i ll ia m s F o u n d a t i o n fo r J u d i c i a l I n d e p e n d e n c e

I I . A G R E E M E N T S . t~ ,m ,~ ~ n t o . ~ y ~ ~ ~ , ~ , . u - l ~ o ~ , ~ t ~ gNONE ~o repor~ble agreements.)

-~:PARTIES AND TE~S ~":1.

..3.


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F I N A N C I A L D I S C L O S U R E RE P O RT N.=~ of ~ ,~* n.~o~ ~.~. o~ n.~.Page 2 o f 6 W ~ r , J o h n M . 0 5 / 0 5 / 2 0 1 0

HI. NON-INVES TM ENT INCOM E. (R,~ ,~ ~ ,~ , ,~ s~s~; s~ p~ l r -z~ o/.n~i,~ ~,~A. Filer~s Non-Investment Income[--] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yours, not spouses)1 . F e b - M a y Income as Lecturer , Ya le L aw School $29,167.002.3.4.

B. Spouses Non-Investment Income - t /you ~re ~,aed d~-~ ,~y ~omon of a~ ,~o~a~ y~o camplae this section.(Dollar ~ not required ~c~l for h onoraria.)NONE (No reportable non-investment income.)

D A T E SOURCE AND TYP[~1.2.3.

4.

I V . R E I M B U R S E M E N T S -~,,,po~, ladgt~,foad~entertainment.(Includes those to spouse and dependent children; see pp. 2.$-27 of filing irtstructior~)

D NONE (No reportable reimbursements.)SOURCE DATES LOCATION P U R P O S I ~ ITEMS PAID OR PROVIDED

1. Aspen Imfitute 7/9.7/16/09 Aspen Colorado Ed uca tion al s em in ar Tra nsp orta tion , me als, lodg in g2. Oklahoma City University 11ti 5 - 11/18/09 Oklahoma City, Oklahoma E du ca ti on al s em in ar Tr an sp or ta ti on , m ea ls, lod gi ngSchool of Law3. International Judicial I !/19 - 11120!09 New York, New Yonk R ule of L aw se min ar Tra nsp orta tion , me als, lodg in gAcademy4. National Committee on 12/7 - 12/15/09 Shangha i , Ch ina E du ca ti on al s em in ar Tr an sp or ta ti on , m ea ls, lod gi ngUS-China Rela t ions5.


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RNANIAL DISCLOSURE REPORTFor:. Walker, Jr. , John M.VII. Investments and Trusts

I n c o m e d u r i n g G r o s s V a l u e a t e n d Ir e p o r l J n ~ p e r i o d o f r e p o r t i ~ p e r i o d T r a n s a c t io n s d u r in g r e p o r tt n ~ p e d o dI f not e x e m p t f ro m d i s c l o s ~ r e(1} (2) (1) (2) (1) (2) (3) (4) (S)., I d e n t i t y o f Des cription of Assets .... . A m o u n t T y p e j Value " V a l u e Type " " D a le : V a lu e Q a l n b u y e d s e l l e rCode Code Method Month/day _P~H~_ Code If privale t~zne- .COM M O N STOCK-A E S C O R P N o n e K T Partial .~!~ 12 /15 K

A M E R IC A N T O W E R C O R P N o n e L T B U Y 5 /6 KARCTIC (~LACIER INCOME FUND N o n e J TAT & T INC C OM N o n e J T B U Y 1 1 . / 3 0 J6EG~ON DICKINSON & C O N o n e K T B U Y 9/28 KBED BATH & BEYON D INC N o n e K T P artial S ale 9 /1 7 K DB E R K S H I R E H A T H A W A Y IN C C L B N o n e K T Partial Sale 1 1 1 2 3 JBHP B ILUTON LTD SPON SOR ED ADR A DMDEND L T B U Y 4 / 28 KB R O O K F ] E L D A S S E T M N G T I N C C L A A DMDEND J TGA P f fA L O N E R N A N C IA L A D I V I D E N D S A L E 2 / 1 1 J

C A R M A X N o n e K TC E L G E N C E C O R P N o n e K T B U Y 7 1 1 7 KC H E S A P E A K E E N E R G Y A DMDEND K TC H E V R O N C O R P B D I V I D E N D L T B U Y 3 / 3 1 KC H I M E F I~ I N VE S T M E N T C O R P N o n e SALE 1 /28 JCISCO S YST. INC N o n e L TCLEAR CHANNEL OUTI:XX:)R N o n e K T B U Y 7/28 JCLEAR MEDIA LTD, N o n e J TDISCOVERY COMMUNICATIONS - A N o n e K TE A TO N C O R P A D I V I D E N D B U Y 3 /1 3 KS A L E 4 / 2 1 LFPIC INSURANCE G ROUP INC N o n e J T B U Y 11 /3 JGENER AL ELECTRIC CO. A D I V I D E N D J TG L A DS T O N E C O M M C O R P A D I V I D E N D J TIN~T I0 NAL BUSINES S MACHINES CO RP B D I V I D E N D M TK 1 2 I N C C O M N o n e K T B U Y 6/26 K


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RNANCIAL DISCLOSURE REPORTFor~ W alker , Jr. , John M.VII. Investments and Trusts

I n c o m e d u r in g G ro s s V a lu e a t e n d lreport~ period o f r e p o r t i n ~ l p e r i o d T r a n s a ~ o n s d u d r ~ r e p o ~ n ~ l p e d o dI f n o t e x a m ~ t f ro m d i s c lo s u r e(1) (2) (1) (2) (1) (2) (3) (4) I d e n t i t y o fDescription of A ssets A~ount T y p e V a l u e i Value T y p e D ate : Va lue Gain buyer/sellerC o d e C o d e M e l h o d M o n ~ , i d a y C o d e C o d e I f p r iv a t e t r a p s

L A M A R A DVE R T I S IN G C O C L A N o n e J T B U Y 2 / 27 JLAMAR ADVERTISING INC N o n e S A L E 4/ 9 JLOWES CO . INC . A D M D E N D L "1"M A R K E L C O R P O R A T IO N N o n e K TM I C R O S S Y S T E M S I N C N o n e K T Padial Sale 4 /1 JM I C R O S O F T C O R P . A D I V I D E N D L TMII I ICOM tNTER NATIONAL N o n e K TNATIONAL PRESTO INDUSTRIES N o n e S A L E 2 /4 K AN E O G E N C O R P N o n e K T P~rtial sale 1 2 / 2 1 J AN E W A L T A IN C O M E F D T R U S T U N I T A D I V I D E N D J TO D Y S S E Y H E A L TH C A R E N o n e L TO R A C L E C O R P O R A T IO N A D I V I D E N D M T Partial Sale 9 /3 K DP E N N N A T IO N A L G A M IN G N o n e J TPEPSICO INC . B D I V I D E N D L TPERKIN E I_~ER INC N o n e B U Y 9 /15 KS A L E 9 / 24 KP I O N E E R N A T U R AL N o n e K TP O O L C O R P A D t V I D E N D K TP O Z E N I N O N ~ e J T B U Y 5 /4 JB U Y , 5 / 6 JPRIME INFASTRUCTURE HOLDINGS N o n e J T B U Y 12 /15 J

B U Y 12 /17 JB U Y 1 2 / 1 8 JP R O C T O R & G A M B LE B D I V I D E N D L T B U Y 1 2 / 1 LS B A C O M M U N I C A T IO N S C O R P N o n e P artial S ale 2 /2 7 K DS A L E 5 /6 K ESIR IUS S ATELL ITE RADIO N o n e S A L E 1 / 2 7 JSMU~ JM & CO B DMDEND L T


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RNANClAL DISCLOSURE REPORTFor: Walker , Jr . , John M.VII. I nv es tm en ts and T rus ts

I n c o m e d u r in g G ro s ~ V a lu e a t e n d ,I., , r e p o r t ln ~ p e d o d o f m p o d J n g p e r io d T r a n s a c t io n s d u d n g r e p o r t ~ p e r i o dI f n o t e x e m ) t fr o m d ~ , l o s u r e(1 ) ( 2 ) ( 1 ) ( 2 ) ( 1 ) (2) {3} (4) ( 5 )

Descriptloh of Assets A m o u n t T y p e V a l u e V a l u e Type D ate : Va lue G a i n b u y e r / s e l l e rC o d e C o d e M e t h o d M e n l h / d a l / C o d e C o d e 1 ! p r i v a t e tm n eSOLARWINDS INC CO M N o n e J T B U Y 1 2 / 1 JSPDR GOLD TR SHS N o n e K T B U Y 5 /4 KS U P E R M I C R O C O M P U T E R I N C N o n e L TT A IW A N S E M I C O N D U C T O R B D M D E N D I~ T Partial Sale 8 1 1 4 J A

~- T H E R M O R S C H E R S C I E N T I F IC I N C N o n e L TUNITED BANKSH ARES INC A D M D E N D S A L E 5 /20 JU N I TE D T E C H N O L O G I E S C O R P - N o n e J T B U Y 1 2 / 1 JUNIVERS,~L D ISPLAY CO RP N o n e J TURSTADT BIDDLE PPT A B D I V I D E N D K TVARIAN MEDICAL SYSTEMS N o n e L TWAL MART ST ORE S INC B D I V I D E N D L T B U Y 1 2 / 1 KW ~ ~ -~ F A R G O & C O N E W A DMDEND L T Partial Sale 6/17 JB U Y 1 2 / 1 J

-CASH & EQUIVA!FNTS-P E R S H I N G G O VE R N M E N T A C C O U N T N o n e K T: IDELITY CAS H A I N T E R E S T K T

D R E Y F U S T R E A S U R Y P R I M E IN V S H A D I V I D E N D K T- C O R P O R A T E B O N D S -

F H L . B 5 . 0 0 ~ , d u e 0 2 / 0 4 /0 9 B I N T E R E S T S A L E 2 /4 L AA M E R I C A N E ~ P R E S S B A N K F S B 3 . 1 5 0 % B I N T E R E S T L T B U Y 2 / 1 1 LPartial Sale 1 2 / 3 K A

- BA N K A C C O U N T S -B A N K O F A M E R I C A A I N T E R E S T J TCITIBANK A I N T E R E S T J TP E O P L E S B A N K A I N T E R E S T J T

-OT EIER INV EST M ENT S-

N O N E


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N a m e o f Person Reper t lng Date of Repor tF I N A N C I A L D I S C L O S U R E REPORT[ W a l k e r , J oh n M .a g e 6 o f 6 05:o5/2o10

IX. CERTIFICATION.

! c e r t i fy tha t a l l in fo rma t ion g iven above ( inc lud ing in fo rma t ion pe r t a in ing to my spouse an d minor o r depend en t ch i ld ren , i f any) i saccu r a te , t r u e , and comp le te to the bes t of my knowledge and be l ie f , and th a t a ny In format ion not r epor ted was wi thhe ld because i t me t a pp l icable s ta tu toryprov is ions pe rmi t t ing n on-d isc losure .I fu r the r ce r t i fy th a t ea rned in come f rom ou ts ide employmen t and honorar ia and the accep tance of g i f t s wh ich hav e been r epor ted a r e incompl iance wi th the prov is ions o f 5 U .S.C . app . 501 e t . seq , 5 U~S.C . 7353, and J ud ic ia l Confe rence regu l a t ions .

Signature

N O T E : A N Y I N D I V ID U A L W H O K N O W I N GL Y A N D W I L F U L L Y F A L S I FI ES O R F A L L S T O F I L E T HI S R E PO R T M A Y B E S U B J E C T T O C I VI LAND C R I M I NAL S ANC T I O NS ( $ U~ . C . a p p . 104)

FILING INSTRUCTIONS

M a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c l e , N . E .W gton, D .C. 20544

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John M Walker Jr Financial Disclosure Report for 2009