John E Jones III Financial Disclosure Report for 2010

8/3/2019 John E Jones III Financial Disclosure Report for 2010

1/16

AO 1 0Re~. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act ofl978(5 U.S.C app. if 101-111)

I. Person Reporting (last name, first, middle initial)JONES I ll , JOHN E.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

US DISTRICT JUDGE

7. Chamb ers or Office Address228 WALNUT STREETHARRISBURG, PA 17108

2. Court or Organizat ionUS COURT-MIDDL E DISTRICT OF PA

3. Date of Report05/09/2011

5a. Repor t Type (check app ropr iate] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the informat ion contained in th is Repor t and anymodifications pertaining thereto, it is, in my opinion, in ompl iancewith appl icable laws and regula t ions.

6. Repor t ing Per iod01/01/2010

to12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R , p o . i n g individual only; seepp. 9-13 of f i l ing instruct ions. )D (No reportablepositions.)ON E

POSITION

2.3.4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m , p o r , i n g i , a l v U , o l o n & : ~ v v . 1 4 - 1 6 of filing instructions.)D N O N E (No reportable agreements.)

DATE PARTIES AND TERMS1.2002

2.3.

THE STATE EMPLOYEES RETIREMENT SYSTEM (PENNSYLVANIA) FORMER EMPLOYER - VESTEDPENSION


2/16

FINANCIAL DISCLOSURE REPORTPage 2 of 16

N a m e o f P e r s o n R e p o r t in gJONES 111, JOHN E.

D a t e o f R e p o r t05/09/201 I

I II . N O N - I N V E S T M E N T I N C O M E . (Reporting individualandspouse; seepp. 17-24 of filing instructions.)A. Fliers Non-Investm ent Income~ (No reportable non-investment income.)ON E

D A T E S OU R C E A N D T Y P E

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - ! n v e s t m e n t I n c o m e - t f ro u w e r e m a r r i e d du r i n g a n y po rtio n o f the reporting yea r, complete this s ectio n .(Dollar amount not required except for honoraria.)

~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment(Includes those to spouse and dependent children: see pp. 25-27 of fi ling instructions.)

~ (No reportable reimbursements.)ON ESOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . U T A H V A L L EY 2/17 - 2 /19 OREM, UT L E C T U R E AIRFARE, HOTEL, MEALS, ANDUNIVERSITY PARKING2. M ER ED IT H U NIV ER SIT Y 3 /2 2 - 3/ 24 MEREDITH, NC L EC T U R E M IL EA G E, HOT EL , M EA L S, A NDPARKING3. NEW Y OR K 3/26 - 3 /27 NEW Y OR K , NY L EC T U R E MILEAG E, HOTEL, MEAL S, ANDIN TE LLE CTU AL PAR KIN GP R O P E R T Y L A W A S S N.4. W H I T E HO R S E V IL L A G E 4 / I - 4 /2 G R A D Y V IL L E, P A L EC T U R E M IL EA G E, HOT EL , A ND M EA L S5. VINCENNES UNIVERSITY 9/13 - 9 /14 V INC ENNES, IN L E C T U R E AIRFARE, HOTEL, MEALS, ANDPAR KIN G


3/16


N a m e o f P e r s o n R e p o r t in gJONES Ill, JOHN E.

D a t e o f R e p o r t05/09/201 I

6. ILLINOIS COLLEGE 9/17 - 9/18 J A C K S O N V I L L E , IL L E C T U R E A I R F A R E , H O T E L , MILEAGE,M E A L S , A N D P A R K I N GAMERICAN CONFERENCE 9 / 2 9 - 9/30INSTITUTE

N E W Y O R K , N Y L E C T U R E MILEAG E, HOTEL, MEAL S, ANDPARKING

A M E R I C A N S F O RS E P A R A T I O N O FC H U R C H A N D S T A T E

11/13- 11/14 W ASHINGTON, DC L EC T U R E HOT EL , M IL EA G E, M EA L S, A NDPARKING


4/16


N a m e o f P e r s o n R e p o r t in gJONES II1, JOHN E.

Date of R e p o r t05/09/201 I

V . G I F T S . an d . d e s thoso ,o sp ...... d dependen t c h i ldren; see pp . 28-31 of filing instructions.)N O N E (No repo rtable gifts.)

SOU R C E D ESC R IPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . an c l u d e s , h o s o o ls p o u s e a n d d e p e ~ d e , , children; see p p . 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


5/16


N a m e o f P e r s o n R e p o r ti n gJONES Ill, JOHN E.

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inca . . , , a tae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( inc lud ing t rus t a sse t s ) repor t ing per iod

(~) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , rent ,( A - H ) or int . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q -W )

Type (e.g.,b u y , s e l l ,

r e d e mp t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) ( 5 )Date Value ] Gain Identityof

m r n / d d / y y Code 2 ] Code I buyer /sel ler(JP) i (A-H) ( i f p r i v a t et r ansac t ion)

A D i s t r i b u t i o n O WA D i s t r i b u t i o n N WA D i s t r i b u t i o n O WA D i s t r i b u t i o n M W

6.

A D i s t r i b u t i o n N W

A Distribution K W

NATIONWIDE-ANNUITY

None J W

A Distribution M W

A I n t e r e s t J T

1 0 . U N I O N B A N K & T R U S T C O . - A Interest K TCHECKINGII. Q U A L I T Y V E N D I NG I N C - 50 % D Distr ibution L WINTEREST1 2 . LOAN RECEIVABLE-PHOENIX D Interest M TCONTRACTING1 3 . UB PTE-COMM ON STOCK (UNION None SoldBANCORP INC (UBPT.PK))1 4 . D R E Y F U S B A L A N C E D O P P O R T U N IT Y A Dividend SoldF U N D C L A S S A1 5 . PENN NATIONAL GAM ING- COMMON None J TSTOCK1 6 . O P P E NH E IM E R G L O B A L F U N D A - A Dividend SoldMUTUAL FUND

01/04/1007/20 /10

07/20/I 0

J

J

I. Incom e G ain C odes : A = $1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D ~$5,001 - $15 ,000{See Colum ns B I and I )4 ) F = $50.001 - SI09 ,000 G = $100,001 - $1.000.000 H I = $1.000,001 - $5.000,000 H2 =More than $5,0~0.000

2. Value Code5 J =$15.000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250.000(S


6/16

FINANCIAL DISCLOSURE REPO RTPage 6 of 16

N a m e o f P e r so n R e p o r t i n gJONES !11 , JOHN E.

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during( in c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e .g . ,e x e m p t fr o m p r io r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) or int.)

Gross v a lu e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3( Q - W )

0)Type (e.g.,

buy, se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r in g r e p o r t i n g p e r io d(2) (3) (4)

D a t e Value G a i nm m /d d / y y C o d e 2 C o d e 1(J-P ) (A -H)

(5 )I d e n t i t y o fbuyer/seller

( i f p r i v a t et r a n s a c t i o n )

1 7 . OPPENHEIM B ER C A PIT A L NoneAPPRECIATION FUND A - MUTU ALFUND1 8 . CVX COMM ON STOCK-IRA B Dividend

1 9 . HPQ COMMON STOCK-IRA A Div idend20 . XOM COMM ON STOCK-IRA A Div idend21 . F U L T C O M M O N S T O C K - IR A A Div idend

JJ

Sold 07/20/I 0

T Sold 11/24/10 K D(part)T Sold 11/24110 J B( p a r t )T Sold 11/24/I 0 K C( p a r t )

Sold I I/24/I 0 JT2. GE COMM ON STOCK-IRA A Dividend J

23 . HON COMMON STOCK-IRA A Dividend J2 4. K M B COM M ON ST OC K -IR A A Dividend J25 . BANCO SANTANDER CENT HISPANO A Dividend

CDR - IRA26 . MRKCOMMON STOCK-IRA A Div idend J

T Sold I 1/24/101 J A( p a r t )T Sold 11/24/101 J A(part)

Sold 11/24110: JT

2 7. M M M C OM M ON ST OC K- IR A A Dividend28 . PEP COMMON STOCK-IRA A Dividend29 . PFE COMMON STOCK-IRA A Div idend

JJJ

TTT

Sold I 1/24/I0 J A(part)Sold I I124/I0 J B(part)

30 . UNION BANCORP INC- IRA None T31 . N A T I ON W I D E M U T U A L F U N D C L A S S A DividendA32 . U N I O N B A N K & T R U S T C O . - SA V I N G S A Interest

TRedeemed 07/20/I 0 J

I . Incom e G ain Codes : A =$1,000 or less B = $ 1,001 - $2 ,500 C = $ 2,501 - $5 ,000 D =$5,001 - $15,000(See Columns B I and IM) F =$50,001 - $100.000 G =$100.001 - $1,090,000 HI =$1,000.001 - $5,000,000 H2 =More than $5,000,000

2. V alue C odes J = $15.000 or less K -$15 ,001 - $50,000 L =$50.001 - $ 100.000 M -$100.001 - $250.000(Se e Columns CI a nd D3) N =$250.001 - $500,000 O =$500,001 - $1,000,000 PI =$1.000,001 - $5,000,000 P2 =$5.000.001 - $25,000.000

P3 =$25.000,001 - $50.000.000 P4 =More than $50,000.0003. V alue M ethod Codes Q = A ppraisal R =Cos1 (Real Estate Only) S = A ssessm ent T =Ca s h Ma rke t(Se e Column C2) U = Book Value V =Othe r W = Est im ated

E =$15.001 - $ 5 0 , 0 0 0


7/16


N a m e o f P e r s o n R e p o r l in gJONES Ill, JOHN E.

Date of Report05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , , a lu e , t r a n s i t, io n s a n a u d e $ t h o s e Of spouse and dependent children; see pp . 34-60 of fi ling i n s t r u c t i o n ~ . )N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period

0) (2)P lace "(x )" after each asset Amount Type (e.g.,exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

Gross value at endof reporting period0) (2)V alu e V alu e

Code 2 Method( J - P ) Code 3

(Q-W)

Type (e.g.,buy, sel l ,

redemplion)

Transactions during reporting period(2) (3) (4) (5 )

D a t e Value ] Gain ldentityofmm/dd/yy C o d e 2 i C o d e l buyer /sel ler

( J -p ) i (A-H) (ifprivatei transaction)

33. S IR I U S S A T E L L I T E R A D I O - C O M M O N NoneS T O C K34 . F I D E L IT Y B L U E C H I P V A L U E F U N D - A Div id en d

M U T U A L F U N D o F I3 C V X35 . V A N G U A R D P A L O N G T ER M T A X E X - A Div id en d

M U T U A L F U N D36 . F I D E L I T Y R E A L E S T A T E I N C O M E A Div id en dF U N D - M U T U A L F U N D - F R I F X37 . F I D E L I T Y I N V E ST M E N T - M / M F U N D A Div id en d

J

J

J

J

J

TTTTT

38 . AFLA C INC - COMMON STOCK - IRA A Dividend3 9 . F N B D A L L Y F U N D - I R A A Dividend

T Sold 11124/10 J(part)Redeemed 08112/10 J

A

40 . H O M E D E P O T I N C - C O M M O N S T O C K A Div id en d- R A

41 . V E R I ZO N - C O M M O N S T O C K - I R A A Div id en d

42. FNB DALLY FUND- IRA A Div id en d

J

J

K

T

T

T

Sold 11/24/10(part)

43 . A P P L E C O M P U T E R - C O M M O N S T OC K N one T44 . G L D - C O M M O N S T OC K None

45 . F E D ER A T E D T O T A L R E T U R N B D C Div id en dM U T U A L F U N D - I R A - F TR B X46 . V A N G U A R D I N T E R M T E R M B O N D C Div id en dI N D E X F U N D - I R A - V I B S X47 . V A N G U A R D S H OR T - T E R M F E D - A D M B Div id en d# 5 49 M U T U A L F U N D - I R A V S G D X48 . T A R G E T C O R P - C O M M O N S TO C K - A Div id en dIR A49 . W E L L S F A R G O & C O - C O M M O N A Div id en d

S T O C K - I R A - W F C

J

K

JJ

TT

TT

Sol d 01/27/10( p a r t )Sol d 1 I 1 2 9 1 1 0(part)Sol d I I129/10

Sol d I I 1 2 9 1 1 0

J

K

L

L

D

B

D

C

1. Income Gain Codes: A = $1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5.001 - $15,000( See Columns B I and D4 ) F : $ 50.001 - $ 100.000 G = $ 100.001 - $ 1.000,000 H I = $ 1.000.001 - $ 5.000.090 H 2 = M ore tha n $ 5.000.000

2. Value Codes J =$15,0~0 or less K =$15,1)01 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.000(Se e Columns CI a nd D3) N -$250.001 - $500,000 O =$500.001 . $ 1.000.000 p I =$ 1.000.001 - $ 5.000,000 P2 $5 .000 .001 - $25.0~.000

P 3 =$25,000.0~1 - $50,000.000 P4 - More than $ 50. 000, 0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =As~,cssmcnl T = Cash Marke tISe Column C2) U = Book Value V = O ther W = Est im alcd

E - $15,001 - $50.000


8/16


N a m e o f P e r so n R e p o r t i n gJONES I11 , JOHN E.

D a l e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t . e , t r a n s a c t i o n s ( I n c l ud e s t h o se o f s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 o : fi l i n g i n s t r u c t io n s . )N O N E (No reportable income, assets, or transactions.)

Description of Assets Income dur ing(including trust assets) reporting period

(i) (2)Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure C ode I div., rent,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value ValueC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

(I )Type (e.g.,

buy, sell,redemption)


D a t e Value G a i nm m / d d : y y Code2 Code I

(J-P ) (A -H)

(5 )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

50 .51 .52 .53 .54 .

55 .56 .

57 .58 .

59 .

RR D ONNELLEY & SONS CO -COMMON STOCK - IRAUNITED PARCEL SERVICE CL B -C O M M O N S T O C K - I R AAPPLIED MATERIALS - COMMONSTOCK - IRAINTEL CORP - COMMON STOCK - IRAMICROSOFT CORP - COMMON STOCK- I RASELECT SECTOR SPDR TR UTILITIES -COMMON STOCK - IRAS EL E C T S E C T O R S P D R T R M A T E R I A L S- COMMON STOCK - IRADODGE & COX STOCK FUND -M U T U A L F U N D - I R AFIDELITY FUND (FFIDX) - MUT UALFUNDMEREDITH CORP - IRA

A Div idendA Dividend

A Div idendA DividendA DividendA DividendA DividendB DividendA DividendA Dividend

J

J

J

J

Sold 1 1 1 2 4 1 1 0

L T Sold(pan)J T

TT Sold 11/24/10

(part)T Sold 11/24/10(part)T Sold I 1/24/10( p a n )

Sold 11/24/10Sold I 1/24/10

I 1/29/I0

Sold 11/24/10

J

J

J

K

K

K

A

A

60 . C IT IG R OU P - IR A None T61 . F E D E R A T E D ST R A T E G I C V A L U EFUND #662 - IRA62 . OAKMARK INTL #109- IRA

AA

Dividend K TDividend J T

63 . HARBOR INTL FUND #11 - IRA64 . HARBOR INTL FUND #11 - IRA65 . BAIDU C OM INC SPON ADR

A

A

Dividend K T Bu y 11/26/10(addl)Dividend K T Sold 08/12/10(part)

None Sold 04 /16 /10

K

J

J C66 . L I B E R T Y G L O B A L I N C N one T

I. Income Gain Codes:(See Colmraxs BI and D4)

2. Value Codes(See Columns C I a nd D3)

3. Value Method CodesISe e Column C2)

A =$ 1,000 or lessF =$50,0OI - $100,0~0J =$15,000 or IcesN =$250.001 - $500,0(KIP3 =$25,000.001 - $50.00{).000Q =AppraisalU = Book Value

B =$1.001 - $2,50~G =$100,001 - $1.0(~.0OOK =$15,0~1 - $50 .0~0 = $ 5 0 0 , 0 0 1 - $1,00~,090R Cost (Real Estate Only)V = O ther

C =$2,501 - $5,000HI =$1.000,001 - $5.1)O0.000L =$50,001 - $100.000P I = $ 1 . 0 0 0 , 0 0 1 - $ 5P4 =More than $50.000,000S - A s ~ s s m c n tW = Est im ated

D = $ 5.001 - $15.000H2 Mo re tha n $5,000 .000M $100 .001 - $250 .000P2 -$5.000.001 - $25.000.000T Cash Marke t

E =$15 , 001 - $5 0 , 000


9/16



D a t e o f R e p o r t05/09/201 I

VII. INVESTMENTS and T RUSTS - income, ,.olue, era .... t ions ( Includes those of spouse and depend ent chi ldren; seepp. 34-60 of f i l ing instructions~)NONE (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period

(I) (2)Place "(x)" after each asset A mo un t T ype (e .g.,

exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

Gross value at endof reporting periodO) (2)V alue V alue

Code 2 M e th o d( J - P ) Code 3

(Q-W)

O)T y p e ( e .g . ,

buy, sell,redemption)

Transactions during reporting period

(2) (3) (4)D a t e Value Gain

m m/dd /yy C od e 2 Code I( J - P ) ( A - H )

( 5 )Identity of

buyer/seller(if private

transaction)

67 . S & P M I D C A P 4 0 0 - M D Y A Div id en d

68. ORRSTOWN FINANCIAL SERVICES A Div id en d

JJ

T

T

69 . SUSQUEHANNA BANK A Dividend70 . A M E R I C A N C E NT U R Y M I D C A P A DividendV A L U E - A C M V X71 . B R I D G EW A Y L A R G E C A P G R O W T H A Dividend

J

J

J

T

T

T

72 . F I D E L IT Y B A L A N C E D F B A L X A Dividend J73 . V A N G U A R D U S V A L U E V U V L X A Dividend74 . F E D E R A T E D S T R A T E G I C V A L U E # 6 6 2 A Dividend- IRA - SVAIX75 . W A L T D I S N E Y C O A Dividend7 6. P HOEN IX C O NT R AC TI NG - ~ ; : ~ i NoneBUSINESS77 . FEDERATED INTERCONTINENTAL A DividendFUND - IRA7 8. NX G COM M ON ST OC K None

J

J

TSold

TW

SoldSold

08/12/I0

0 8 1 1 2 1 1 0

10/04110

J

J

A

A

79 . N G C O M M O N ST O C K N one Sol d I 1/01/10 J C

80 . P O T C O M M O N S T OC K A Div id en d Sold 03/08/10 J A81 . A G C O C O M M O N ST O C K N one Sold 02/17/10 J A82 . I P I C O M M O N S T O C K None

83. GDXJ COMMON STOCK None

Sold 03/08/10 J A(part)Sold 01/26/10 J A

I , Incom e G ain Codes : A =$1,000 or less B = $ 1,001 - $2 ,500 C = $2,501 - $5 ,000 D =$5,001 - $15,000(See Columns B I a nd D4) F =$50.001 - $100.000 G -$100.001 - $1,000.000 HI =$1.000.001 - $5,000,000 H2 =More than $5,000.000

2 . Value Codes J =$15,000 or less K =$15.001 - $50.000 L -$5 0.001 - SI00.000 M =$100.001 - $250.1)00(SeeColumnsCI and D3 ) N =$250.001 - $500.0~0 0 $500 .0OI - $ 1 .000 ,000 PI =$1.000.001 - $5,000,000 p2 =$5,000,001 - $25 ,000.000

P3 =$25.000,001 - $50.0~.000 P4 =M ore t ha n $50 ,000 ,0~3. Value Method Codes Q =Appraisal R =Cost (Real Eslate Onl. , ) S =As,cssnlcnl l =Ca s h Ma rke t( s e e Column C2) U = Book Value V = O thcr W = Est im ated

E =$15 . 001 - $5 0 , 000


10/16

FINANCIAL DISCLOSURE REPORTPage 1 0 of 1 6

N a m e o f P e r s o n R e p o r ti n gJONES 111, JOHN E.

D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .cor.e. , ,a~.. , ,ra.~.c,io.~ a,,c~,~e~,ho~e o/~,o.~e ~ n,~dep endcn, children; s e e p p . 3 4 - 6 0 of f i l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( inc lud ing t rus t a sse t s ) repor t ing per iod

(l ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , rent ,( A - H ) or int . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q -W )

O)Type (e.g.,

buy , se l l ,r e d e mp t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date V a l u e Gain

m r r d d d / y y C o d e 2 C o d e I(J-e) ( A -H)

I d e n t i t y o fbuyer /se l ler

( i f p r i v a t et r ansac t ion)

84 . M F N C O M M O N ST O C K None

85 . C C J C O M M O N S T O C K A Div id en d

86 . C C J C O M M O N S T O C K A Div id en d

87 . C A M E C O C O R P A Div id en d

88 . C A M E C O C O R P A Div id en d

89 . D I A M O N D O F F S HO R E D R I L L I N G A Div id en d

90 . D I A M O N D O F F S H O R E D R I L L 1 N G A Div id en d

91 . M A R K E T V E C T O R S ET F T R G O L D None

92 . M A R K E T V E C T O R S ET F T R G O L D None

T Sold 03/02/10(part)Sol d 1 1 1 2 9 1 1 0

Sol d 1 1 1 2 9 1 1 0

B uy 0 8 1 2 6 1 1 0

Sol d I I129/10

B uy 09/27/10

Sol d I I 1 3 0 1 1 0

B uy 02126/I 0

Sol d 07121110

J

J

J

J

J

J

J

J

J

A

A

A

A

A

93. M IC ROSOF T None Bu y

9 4 . M I C R O S O F T None Sold08/24/10 J

09/09/10 J

9 5. M I TS UB 1S HI U JF F I NA NC IA L A Dividend9 6 . M I T S U B I S H I U J F F I N A N C I A L A Dividend

Bu y

S o l d

03t02110 J

0 4 1 2 8 1 1 0 .I

97 . M O S A I C C O M P A N Y A Div id en d

98. MOSAIC COMPANY A Div id en d

Bu y

S o l d

01 /27/10 J03/08/10 J A

9 9. P OT ASH ON E INC None Bu y100. POTASH ONE INC None Sold

08/23/I 0 J

I I122/I0 J A

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(.See Columns B I and D4) F :$ 50,001 - SI00.000 G :$ 100,001 - $ 1.000.000 HI :$ 1 .000.001 - $ 5 .00~ .099 H2 :More than $5.000.0OO

2. Value Codes J $15,0~O or less K -$15.001 - $50.000 L =$50.0OI - $100.0OO M =$100.0~1 - $250,000( . See Colum ns CI and D 3 ) N =$250,001 . $ 50~ .IM O O =$500.001 - $1,0~ O,0~ 3~ PI =$1,0OO.001 - $5,090,0~) P2 =$5,009.0OI - $25.000,000

P3 $25.0OO.t~) I - $50,000.000 p4 =More than $50,000,0OO3. Value Method Codes Q =Apprai,,al R =Cost (Real Eslatc Only) S =Asscssmcnl T = Cash Markc l(Sc c Column C2) U = Book Valuc V -Othe r W = Esl im atcd

E =$15.001 - $50,000


11/16


N a m e o f P e r s o n R e p o r ti n gJONES 111, JOHN E.

Date of Report05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,.e, ,alue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(including trust assets) reporting period of reporting periodO ) ( 2 ) O) (2) (O ( 2 ) ( 3 ) ( 4 ) ( 5 )Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., D a t e Value Gain Identity of

exempt from prior disclosure Code I div.,rent, C o d e 2 Method buy, sell, mm!dd/yy C o d e 2 i C o d e I buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redemption) (J-P) [ (A-H) (if private(Q-W) ii transaction)

Bu y 07/08 /10 JSold 08/17/10 J BBu y 11/01/10 JSold 11/29/10 JBu y 01/27/10 JBu y 12/03/10 JBu y 01/27/10 JBu y 10/07/10 JBu y 01/27/10 JBu y 10/18/10 JBu y I 1/22/10 JBu y 11/08/I 0 JBu y 01/04/10 JBu y 01/06/10 JBu y 11/24/10 J

Bu y 04/26/10 JBu y 04/16 /10 J

1 0 1 . P OT A S H C O R P O F S A S K A T C H O W A N A Dividend1 0 2 . P OT A S H C O R P O F S A S K A T C H O W A N A Div idend1 0 3 . W E Y E R H A E U S ER C O None1 0 4 . WE Y E R H A E U S E R C O None1 0 5 . S U N C O R E N E R G Y A Dividend1 0 6 . C H E SA P E A K E E N ER G Y C O R P None1 0 7 . A L L I E D N EV A D A G O L D C O R P None108. EXETER RESOURCE CORP None109 . FRONTEER GOLD INC None110 . INT ER NA T IONA L T OW ER HIL L M INES None1 1 I . SP R O I I P H Y S IC A L G O L D T R U N I T S None1 1 2 . Y A M A N A G O L D I NC A Dividend113. NATIONAL FINANCIAL SERVICES - A DividendM M114 . C HA NG Y OU C OM L T D - C Y OU None115 . G ENER A L M OT OR S C O - G M Non e

1 1 6 . F ID E L I T Y C O N T R A F U N D - F C N T X A Dividend1 1 7 . HE A R T L A N D V A L U E P L U S - H R V I X A Dividend

J

J

J

J

J

J

J

J

J

J

J

J

J

T

T

T

T

T

T

T

T

T

T

T

T

T

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C = $2 ,501 - $5 ,000 D = $5,0~1 - $ 15,000( Se e C olu mn s B I an d 1 34 ) F =$ 50 .0 OI - $ 10 0,0 00 G=$100,0~I - $1,009.0(W) HI =$1.0OO,001 - $5,00~,0OO H2 =More than $ 5,000.0~X)

2. Value Codes J =$15,000 or less K -$15.1~)1 - $50,00~ L =$50,001 - $100.000 M = $100,001 - $250,0OO(Se e Columns CI a nd D3) N =$250.0OI - $500,000 O =$500,0OI - $1,00~.000 P I = $ 1 . ( W ) O . O O I - $ 5 ,0 0 0 , 0 0 ~ P2 -$5,000,001 - $25,000,000

P3 -$25,0~).001 - $50,000,000 P4 =More than $50.0~0.00~3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S -As s e s s me nt T C a s h M a r k etI s e c Column C2) U = Book Value V Other W = Est im ated

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 Q


12/16


N a m e o f P e r s o n Report ingJONES 111 , JOHN E.

Date of R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n $ a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u $ e a n d d e p e n d e n t c h i ~ d r e n ; $ e e p p ~ 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n s a )NONE (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during(including trust asse t s ) r e p o r t i n g p e r i o d

(I) (2)Place "(x)" after each asset A m o u n t T y p e ( e . g .,e x e m p t f r o m prior disclosure Code I div., r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)Value ValueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

(I )Type (e.g. ,

buy, sel l ,redemption)

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r io d(2) (3) (4)

D a t e Value Gainm m /dd/yy Code 2 Code I

(J-P) (A-H)

( 5 )I d e n t i t y o f

buyer / se l l e r( i f p r i v a t e

t r a n s a c t i o n )

118.

119.

120.

121.

122.

123.

124.

125.

126.

127.

128.

129.

130.

131.

132.

133.

134.

TCW EM ERGING MARKETS INCOME -TGINXFEDERATED ARMS FUND - FEUGX -IR AFEDERATED INST HIGH YIELD BD -FIHBX - R AV A N G U A R D S H O R T - T ER M B O N DI N D E X - V B S S X - I R AVANGUARD INTER-TERM INV GRADE- VFIDX - IRAV A N G U A R D S H O R T - T ER M I N VG R A D E - V F S U X - I R ABARON SM ALL CAP FUND - BSFIX -IRACOHEN & STEERS REALTY SHARES -CSRSX - IRAFEDERATED INTERCONTINENTAL FD- ICFIX - I R AG O L D M A N S A C H S M / C V A L U E I N ST -G S M C X - I R AP E R K I N S SM A L L C A P V A L U E - J SC O X- I RAP I M C O C O M M O D I T Y T O T A L R E T U R N- PCRIX - IRAT R O W E P R I C E M ID C A P G W T H -R P M G X - I R AT R O W E P R I C E E M E R G I NG M K T S T -P R M S X - I R AAT&T INC - T - IRA

A Dividend J T Bu yA Dividend K T Bu y

A Dividend J T Bu yA Div idend K T Bu yA Dividend K T Bu yA Dividend L T Bu y

None J T Bu yA Dividend J T Bu yA Div idend K T Bu yA Dividend K T Bu yA Dividend J T Bu yA Dividend J T Bu yA Div idend K T Bu yA Dividend K T Bu yA Dividend J T Bu y

02 /01/10; J11/26/101 K

I 1/26110 J

11/26/10 K1 i/26/10 K11/26/10 LI I126/10 J11/26/10 J11/26/10 K11/26/10 K11/26/10 J11/26/10 J11/26/10 K11/26/10 K11/24/10 J

A N A L O G D E V I C E S - A D I - I R A A Div id en d J B uy I 1/24/10 JA U T O M A T I C D A T A P R O C E SS IN G -A D P - I R A A Dividend Bu y I 1/24/10 J

1. Incom e G ain Codes: A = $1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5,001 - $15,000(See Colum ns B I and IM) F =$50.1)01 - $100.000 G -$ 10 0,0 01 - $ 1,0 00 ,0 00 H I = $1 ,0 00 ,0 01 - $ 5,0 00 .0 00 H2 =More than $5,000,000

2. Value Codes J SIS .000 or less K =$15.001 - $50,000 L =$50,001 - $100.000 M =$100,001 - $250.000(Se c Columns CI a nd D3) N =$250.001 - $500.000 O -$ 50 0,0 01 - $ 1,0 00 ,0 00 P I - $1 ,0 00 .0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 - More than $ 50, 000. 0003. Value Method Codes Q =Appraisal R =Cost (Real Eslale Only) S = A ssessm ent T = Cash Marke t(see Column C2) U = Book Value V = O ther W = Est im ated

E =$15,001 - $50.000


13/16

FINANCIAL DISCLOSURE REPO RTPage 13 of 16

N a m e o f P e r s o n R e p o r t in gJONES I l l , JOHN E.

D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during( in c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)Place "(x)" after each asset A m o u n t T y p e ( e . g . ,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)Value Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

T y p e ( e . g .,b u y , s e l l ,

r e d e m p t i o n )


D a t e Value G a i nm m /d d / y y C o d e 2 C o d e I

(J-P ) (A -H)I d e n t i t y o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

135. INTERNATIONAL BU SINESS MCHS - A DividendI B M - IR A1 36 . P A Y C H E X I NC - P A Y X - I R A A Dividend

137. QUAL COMM INC - QCOM - IRA A Div idend1 38 . V I S A I N C - V - I R A A Dividend139 . GENUINE PAR TS CO - GPC - IRA A Dividend1 4 0 . M C D O N A L D S C O R P - M C D - I R A A Dividend141. H J HEINZ CO - HNZ - IRA A Dividend1 4 2 . P R OC T E R & G A M B L E C O - P G - I R A A Div idend1 4 3 . W A L M A R T S T O R E S IN C - W M T - I R A A Div idend144. C H E SA P E A K E E N E R G Y C O R P - C H K - A Div idendIR A1 4 5 . C O N O C O P H IL L I P S - C O P - I R A A Div idend

J

J

J

J

J

J

J

J

J

J

J

T Bu y 11/24/10T Bu y I 1/24/10

T Bu y 11/24/10

T Bu y 11/24/10T Bu y 11/24/10T Bu y 11/24/10T Bu y 11/24/10


J

JJJJJJJJJ

146. O C C I D E NT A L P E T R O L EU M - O X Y - A DividendIR A1 4 7 . T ID E WA T E R I NC - T D W - I R A A Dividend148. C H U B B C O R P - C B - I R A A Div idend149. FEDERATED INVS INC PA CL B - F I I - A DividendIR A150. NYSE EURONEXT - NYX - IR A A Dividend1 5 1 . A B B O T T L A B S - A B T - I R A A Dividend

J

J

J

J

J

J


T Bu y 11/24/10T Bu y 11/24/10

J

JJJJJ

1. Incom e G ain Codes: A =$ 1,000 or less B = $ 1,001 - $2 .500 C =$2.501 - $5,000 D =$5.001 - $15.000( s e e Columns B I a nd D4) F =$50.~01 - $100,030 G =$100.001 - $1,0~0.0~0 H I =$1.00~.001 - $5.00~.0~) H2 =More than

2. Value Codes J -$15.000 or less K =$15.001 - $50.000 L -550,001 - $100.090 M = $ 100. 001 - $ 250. 0~)( s e e Columns CI a nd D3) N =$250,001 - $50~,000 O =$500,001 . $ 1.000.0~0 p I = $ 1.000.001 - $5.000.009 P2 $ 5.000.001 - $25.0~O,000

P3 =$25.00~.0~1 - $50.000.000 P4 = More than3. Value Method Codes Q =Appraisal R :Cost (Real Estate O n l y ) S =Assessmcnl T : Ca s h Ma rke t(Se e Column C2) U = Book Value V = O ther W = Esl im atcd

E =$15.0OI - $50.1)OO


14/16



D a t e o f R e p o r t05/09/2011

V l I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions.)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from p rior disclosure Code I div., renl,( A - H ) o r i n t . )

152. BRISTOL MY ERS SQUIBB - B M Y - I R A153. JOHNSON AND JOHNSON - JNJ - IRA

1 5 4 . EL I L I L L Y & C O - L L Y - I R A155. EMERSON ELECTRIC - EMR - IRA156. NORFOLK SOUTHERN CO - NSC - IRA157. DUPONT El DE NEMOURS - DD - IRA158. FREEPORT - MCMORAN - FCX - IRA159. PPG INDUSTRIES INC - PPG - IRA160. W I ND S T R E A M C O R P - W I N - IR A161. DOMINION RES INC VA - D - IRA162. EXELON CORP - EXC - IRA163. SOUTHERN C O - SO - IRA164. R O Y A L D U T C H S H EL L - R D S - IR A165. A C C E N T U R E P L C I R E L A N D - A C N -IR A

A DividendA Dividend

A Dividend

A DividendA DividendA DividendA Div idendA DividendA DividendA DividendA DividendA DividendA DividendA Dividend

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d0) (~) O) (2) (3)

V a lu e V a lu e Type (e.g., Date V a l u eC o d e 2 M e th o d b u y , s e l l , m m / d d / y y Code 2

(J-P ) C o d e 3 re d e m p tio n ) (J-P)( Q - W )

J T Bu y I 1/24/10 JJ T Bu y I 1/24/10 JJ T Bu y 11/24/10 JJ T Bu y 11/24/10 JJ T Bu y 11/24/10 JJ T Bu y 11/24/10 JJ T Bu y 11/24/10 JJ T Bu y 11/24/10 JJ T Bu y 11/24/10 JJ T Bu y I 1/24/10 JJ T Bu y 11/24/10 JJ T Bu y I 1/24/10 JJ T Bu y 11/24/10 JJ T Bu y I 1/24/10 J

( 4 ) ( 5 )Gain Identity of

C ode I buyer/seller(A-H) (if private

transaction)

I. Income Gain Codes: A = $ 1 , 0 0 0 or less B = $1.001 - $2 ,500 C = $2 ,501 - $5 ,000 D = $5.001 - $15.000(See Colum ns B I and IM) F =$50.001 - $ I00.00~ G =$ I00.001 - $ I.O~X).009 HI =$1.0OO.001 - $ 5.090.00~ H2 =More than $5,000.000

2 . Value Codes J =$I 5,000 or less K =$15.001 - $50,000 L $50.001 - $100.000 M =$10~.001 - $250.000ISe e Columns CI a nd Da ) N ~$250,001 - $500.000 O = $500,001 . $1,000.000 p I =$ 1,000.001 - $5.000.0~0 P2 $5.000 ,001 -$25.000 .000

P3 =$25,000.001 - $50.000.000 P4 =More than $50,000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =As~:ssment T =Ca~.h M arke t

(Se e Column C2) U = Book Value V O t h e r W = Est im ated

E =$| 5 ,001


15/16


Name of Person Report ingJONES Ill, JOHN E.

Date of Repor!05/09/201 I

VIII . ADDITIONAL INFORMATION OR EXPLANATIONS. andica,epar, o~,~ro,~.~


16/16


Name of Person Repo rt ingJONES !11, JOHN E.

Date of Report05/09/201 I

IX. C ERTIFICATION.I c e r t if y t h a t a l l i n fo rm a t io n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s

a c c u ra te , t r u e , a n d c o m p l e te t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d w a s ~ t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o ryprovis ions pe rmi t t ing non-di sc losure .1 fu r t h e r c e r t if y t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance ~ th the provis ions of 5 U.S .C. app. 501 e t . seq. , 5 U.S .C. 7353, and Judic ia l Confe rence regula t ions .

Signatur e: S/JOHN E. JONES III

N O T E: A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S OR F A I L S T O F I L E T H IS R E P OR T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL SANCTIONS (5 U.S.C. app . 104)

Co m mi t t e e o n F in a n c ia l D i s c lo s u reAdminis t ra t ive Off ice of the Uni ted States Cour tsSuite 2-301One C o lum b us C i r c le , N .E .W ash ing ton , D . C . 20 544

Documents

John E Jones III Financial Disclosure Report for 2010