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DissociativeDisordersinWomen:Long-TermConsequencesofViolenceAgainstChildren
KARENHOPENWASSER,MD
Dissociativedisorders,diagnosedasmuchasninetimesmorefrequentlyinwomenthanmen,arepoorlyunderstood.Themosaicsymptomatologyoftenleadstomisdiagnosisorincompleteassessment.Despitesubstantialresearchindicatingtheprobableetiologyasseverechildhoodabuse,manycliniciansdonotrecognizetherelationshipbetweenviolenceanddissociation.Anemergingbodyofresearchindicatesthatpost-traumaticmemorycanbedistinguishedneurobiologicallyfromotherformsofmemory.Whileclinicalresearchhasgivenustoolsforevaluatingdissociativesymptoms,neurobiologicalresearchisclarifyingtherelationshipbetweenbraindevelopment
inchildrenandadultdissociativesymptoms.Oncethediagnosisismade,manypatientsreportfeelingunderstoodforthefirsttimeintheirlives.Thisallowsforstrongertherapeuticalliancesandtheuseofcomplextreatmenttechniquestomanagepainandincreaseasenseofsafety.
Everydayphysiciansexaminewomenwhohaveexperiencedviolenceasanordinaryoccurrence.Theawarenessthattheyhavebeenphysicallybeatenand/or
sexuallyabusedissilencedinsomewomenbyunbearableshame,whileforothers,thecontextofviolencewithinthefamilycamouflagestheirawarenessaltogether.Aschildrenthesewomenusedmethodsofcopingthatallowedthemtomanagethepain,maintainemotionalconnections,andsurviveintoadulthood,albeitwithmultiplephysicalandpsychologicalproblems.Fewphysicianshavebeentrainedtorecognizethelong-termconsequencesofearlychildhoodabuseand
Dr.HopenwasserisaclinicalassistantprofessorofpsychiatryatCornellUniversityMedicalCollegeandisinpracticeinNewYorkCity.
dissociativedisorders,inparticular.Whilethedissociativedisordersareweightedwithgreatcontroversy,thiscontroversyhaspropelledmuch-neededresearchandscientificinterest.
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Theconceptofdissociationputforthwithinthemedicalcommunitydatesbacktothelate19thcenturywiththeworkofJean-MartinCharcotandPierreJanet.1TheseSalptrirephysicianshadamajorinfluenceonSigmundFreud,whomorefullydevelopedtheconceptofhysteria.2Aspsychoanalyticthinkingmovedfromatraumatheoryofdissociationtoaseductiontheoryofhysteria,interestindissociationfaded.Althoughcliniciansrecognizedthephenomenonofbattlefatigue3insoldiersduringbothWorldWars,arenewedinterestindissociationdidnotemergeuntilthelate20thcentury.Currently,dissociationisrecognizedasaneurophysiologicalphenomenonthatdevelopsinresponsetoenvironmentalinfluencesandmanifestsitselfindistinctphysicalandpsychologicalsymptoms.Recentresearchontheneurobiologyofpost-traumaticstressdisorder(PTSD)anddissociation4-8hassupportedthedistinctcategorizationof
dissociativedisordersandchronicposttraumaticstates.Wearebecomingincreasinglyawarethatextremestress,particularlyintheformofinterpersonalmistreatment,hasaprofoundpsychophysiologicalimpactonthedevelopingchild.Asweunderstandmoreabouttheseconsequences,weneedtoreevaluatesomefundamentaltheoriesaboutthestructureofthemind,thephenomenologyofpsychiatricdiagnosis,andtheimpactofenvironmentonbraindevelopmentafterbirth.
Dissociation,though,remainsanelusiveconcept.FrankPutnamdefinesitas:aprocessthatproducesadiscerniblealterationinapersonsthoughts,feelings,oractionssothatforaperiodof
timecertaininformationisnotassociated
orintegratedwithotherinformation
asitnormallyorlogicallywouldbe.9
BesselvanderKolk,etalsubdividedissociationintothreecategories:primary,secondary,andtertiary.10Primaryreferstosensoryandemotionalelementsduringatraumaticexperiencethatmaynotbeintegratedintomemory.Secondaryreferstotheseparationoftheexperiencingandobservingself,suchasthefeelingoffloatingaboveoneselfandobservingfromadistance.Tertiaryreferstothe
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ciativeDisorders,14theDissociativeDisordersInterviewSchedule,12andtheDissociativeExperiencesScale15,16helpsclinicianstomakethediagnosismorequickly.
Withincreasedrecognitionofdissociativedisorders,cliniciansfindthatpatientsfeelbetterunderstood,sometimesforthefirsttimeintheirlives.Thisenhancesthesenseoftrustvitaltothetherapeuticrelationshipandincreasesthesenseofsafetyessentialforhealing.
Despitesomemethodologicallimitations,studiesonlong-termoutcomeindicatethatsymptomsandthecostoftreatmentarebothreducedwhenpatientsarecorrectlydiagnosedwithDID.17,18EllasonandRosslookedat54inpatientswithDIDovertwoyearsandfoundthatwithtreatment,bothDissociativeExperiencesScaleandDissociativeDisorders
InterviewScalescoresdecreasedsignificantly,andothersymptomsimproved.17Thepurposeofthisreviewistohelpcliniciansunderstandthedissociativedisordersinbothindividualandlargersocialcontexts.Therelationshipbetweendissociationasapsychologicaldefenseandasapsychiatricillnessaffordsusinsightintowhatcanbecalledapost-Cartesianneurophilosophyofmind/bodyunity.19,20Thisshiftfromdualism,theseparationofphysicalandmental,toanappreciationofthematerialcomponents
ofconsciousness,helpsustounderstanddissociativedisorders.Thenexusofsymptompresentationwillbegintomakesenseasweunderstandtheneurophysiologyofconsciousnessandthedevelopmentalintegrationofphysicalandpsychologicalself.
RelationshipBetweenDissociationandViolence
Thedissociativedisordersare:
apsychobiologicalresponsetoa
relativelyspecificsetofexperiences
occurringwithinacircumscribed
developmentalwindow...themost
compellingandclinicallyusefulmodel
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[ofthegenesisofDID]isbasedon
evidencethatrepeatedchildhood
traumaenhancesnormativedissocia
tivecapacities,whichinturnprovide
thebasisforthecreationandelabora
tionofalterpersonalitystatesover
time.21
Repeatedchildhoodtraumacanoccurwithinthecontextofsuchlargescalesocialviolenceastheholocaustorwar,orwithintheindividualfamily.TheoverwhelmingmajorityofUSwomenwhosufferfromchronicdissociativedisorderswerevictimsofchildhoodphysical,emotional,and/orsexualabuse
startingbetweentheagesof2and12yearsold.22-25Thisabuseincludestherepetitiveexposuretoviolenceagainstaparentorsiblingaswellasthatexperienceddirectly.
ArecentepidemiologicalstudyinOntario,Canadaofnearly10,000residentsage15andolderfoundthat31.2%ofmenand21.1%ofwomenreportedahistoryofchildhoodphysicalabuse.Childhoodsexualabusewasreportedby12.8%ofwomenand4.3%ofmen.
Severephysicalabuse(basedontheChildMaltreatmentHistorySelf-Report)wasreportednearlyequallybymenandwomen(about10%),whilenearlythreetimesasmanywomenasmenreportedseveresexualabuse(11.1%versus3.9%).26Thesefindingssupportthenationalconsensusthatdomesticviolenceagainstchildreniscommon,andthatseveresexualabuseismorecommoningirlsthanboysandhasaprevalenceofmorethan10%.
Whilenotallabusedchildrendevelopdissociativedisorders,studieshaveshownahighrateofdissociativedisordersinwomenwhoidentifythemselvesassurvivorsofsexualabuse.24,27-29Onestudyof98femalepsychiatricinpatientsfoundthat83%haddissociativesymptomscoresabovewhatwouldbeconsideredmedianfornormaladults,andthosewithahistoryofchildhoodsexualabuse
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hadthehighestdissociativeexperiencescalescores.Inaddition,ahistoryofchildhoodsexualabuseseemedtodoubletheriskofconcurrentphysicalandsexualabuseinadultlife.24
SomeclinicianshavespeculatedthatmenwithDIDarefoundmoreofteninthecriminaljusticesystemthanthementalhealthsystem.21,30AnexamplecanbefoundintheworkofJamesGilligan,aforensicpsychiatrist,whonotedcaseaftercaseofsevereearlychildhoodmaltreatmentamongmalemurderersinprison.31Inareviewofrecordsof11menandonewomanwhohadcommittedmurder,
clinicalresearcherswereabletoestablishalinkbetweenearlysevereabuseandDID.Theywereabletoruleoutmalingering,whiletheevidenceofearlyabusewasbaseduponcorroboratinginformationfromfamilymembers,neighbors,courtandhospitalrecords.Mostofthe
subjectshadatleastpartialamnesiafortheabuse.32
NeurobiologyofDissociation
Whenabusedchildrengrowup,theyoftenhavefragmentedmemoriesoftheirchildhoodexperienceofviolence.Whilephysiciansareawarethatdomesticviolenceisanationwideseriouspublichealthproblem,33adultswithinconsistentrecallareoftengreetedwithskepticism.Anumberofstudiesofnormal
collegestudentsanduntraumatizedchildrenhavedemonstratedthatchildrenaresuggestible,andthatmemoryisunreliable.34,35Thesestudieshavebeenusedinamediacampaignthathascreatedexcessivedoubtinthemindsofbothcliniciansandpatients.
Theencodingofmemoriesoftraumaissubjecttostresshormoneinfluencesthataredifferentfromthoseofnontraumaticmemory.Neurobiologicalresearch,asopposedtolaboratorycognitivepsychological
research,hasdemonstratedthatintenseoverstimulationoftheamygdala(asaresultofaterrifyingstimulus)interfereswithhippocampalfunction.Asaresult,registrationofsensorimotorperceptionmayoccurwithoutsymbolicorsemanticcoding.36Theincreasedfiringofhypothlamic-corticalpathwaysunderstressmayleadtoincreasedfacilitationoflong-termmemory.Thiscouldaccount
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fortheeidetic(photographic)natureofflashbacks.Overstimulationmayalsoleadtodecreasedsensitivityofreceptors,leadingtodecreasedregistration,consolidation,andintegrationofmemory.Thisaccountsforboththeblackholes37ofdissociationaswellaserrorsofrecall.
Inastudylookingatbrainactivityduringflashbacks,positronemissiontomographyshowedincreasedactivityinrightlimbic,paralimbicareasandvisualcortex,whileactivitywasremarkablydecreasedinleftinferiorfrontal(Brocasarea)andmedialtemporalcortex,thebrainareasnecessaryforonetofindwordstodescribetheseexperiences.38In
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addition,neuroendocrinologicalalterationsleadtoafailureinthedevelopmentofaconventionallinearsenseoftime.Insteadofsteadyforwardmovementtherearegapsincontinuity.39Failuretoexperiencetimeinalinearfashioncanleadtoablurringtogetherofmemories,notunlikewhatwouldhappenifseveraltransparencieswereprojectedontopofoneanother.40Wewouldnotbeabletodistinguishonefromtheother.Thus,thephenomenonofdelayedrecallwillnotbeunderstoodwithoutfurtherresearchintheneurobiologyoftraumaticstressanddissociativeadaptation.
WhileresearchisclarifyingthemechanismsofPTSD,muchlessisunderstoodspecificallyabouttheneurophysiologyofdissociation.Thethalamusplaysacrucialroleindissociativestates,servingasasensorygatetomodulateinformationbetweenbrainstem,cortex,amygdala,
andhippocampus.41Onecurrenttheoryofthebiologicalbasisofconsciousawarenessisthatitisdependentonoscillatingconnectionsbetweenthethalamusandcortex.42Theorganizationofconsciousnessisdependentonintegratedcorticocorticalfunction.Certaindrugsthatproducedissociationinterferewithcorticalintegration.Muchlaboratoryresearchisnowfocusedonvariousneurotransmitters,includingtheexcitatorytransmitterglutamateandtheNMDA(N-methyl-D-aspartate)receptor.There
ishopethatthestudyofthesetransmittersandreceptorswillsomedaygiveusinsightintothepharmacologicmanagementofseveredissociativestates.41
ClinicalPictureofDissociativeDisorders
TheDSM-IVdividesdissociativedisordersintofivediagnosticcategories:dissociativeamnesia,dissociativefugue,dissociativeidentitydisorder,depersonalizationdisorder,anddissociativedisordernot
otherwisespecified(DDNOS).DDNOSincludesmanywomenwhowereseverelyabusedaschildrenbuthavenotdevelopeddistinctalteridentities.ThetransitionfromtheoldconceptofmultiplepersonalitydisordertoDIDrepresentsanattemptatconceptualadvancement.Alteridentitiesarenotpersonalitiesatall,butcouldbethoughtofasunintegratedorpartiallyintegratedpathwaysof
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neuralnetworksregulatedbyneurotransmittersandneurohormones.40Aschronicallytraumatizedchildrenmature,theymayfailtointegrateaffectivelychargedmemorywithcognitivefunctioning,andasaresult,dissociatedalterstates(orwhatPutnamcallsdiscretebehavioralstates)39mayemerge.Thisaccountsfortheclassicsymptomoflosttimeormemorylapses.Inotherwords,DIDisadisorderofconsciousnessandidentityintegrationovertime.40Oneofthemajortasksofpsychotherapeutictreatmentisthedevelopmentofanintegrated,subjectivesenseofpastandpresentsoastodistinguishbetweenthenandnow.
Itismybeliefthatthisfailuretodistinguishbetweenpastandpresentisprobablyresponsibleforsomeoftherangeofpsychiatricsymptomsweseeindissociativepatients,suchaspanicattacks,phobias,cyclingmoodchanges,
suicidaldepression,paranoia,andevenattentiondeficittypesymptoms.Thephysicalmanifestationofthisfailureisseeninflashbackstatesandsomaticmemory.Bothsomaticmemoryandsomaticsymptomsbringthesepatientsintotheprimarycarephysiciansoffice.
Themultitudeofsymptomsassociatedwiththesedisordersoftenleadstoconfusionaboutdiagnosis.Manysymptomsplaytogethertocreateauniquepicture,whileindividualsymptomsoverlapwith
thoseofotherdiagnoses:panicdisorder,rapidcyclingmooddisorders,PTSD,andeatingdisorders.12Thereisalsoacertainamountofco-morbidity,particularlywithchemicaldependencyproblems,borderlinepersonalitydisorder,PTSD,andmooddisorders.28,43ConfusionbetweentheAxisIIdiagnosisborderlinepersonalitydisorderandAxisIdiagnosisdissociativedisorderisstriking.Thetwocancertainlycoexist,whileattimesoneismisdiagnosedfortheother.Researchonborderlinepersonalitydisorder
hasshownanimpressivecorrelationwithearlychildhoodabuse,44-46anddiagnosticcriteria(identitydisturbance,poorimpulsecontrol,self-mutilation)clearlyoverlap.Oneprospectivestudyfoundthat38.6%of44childrendiagnosedwithborderlinepersonalitydisorderhadabusehistories,comparedtoonly9%of100controlswitharangeofotherdiagnoses.45
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Failuretorecognizeorappreciateahistoryofsevereearlytraumacanhinderunderstandingofsuchextremebehaviorsasself-mutilation,whichisoftenapainmanagementtechniqueusedintheserviceofemotionalsurvivalratherthanofself-destruction.47Whendoneinastateofpost-traumaticnumbnessitcanbeparticularlyalienatingforthehelpingprofessionaltowatch.Bothclinicianandpatientarecaughtintheeddyofforgettingthefunctionofthisbehavior.
DissociativeDisordersinMedicalPractice
Womenwithdissociativedisordersfrequentlyreportsomaticcomplaints;12,48-50thelistislengthy,withheadache,bodypain,gastrointestinalandgynecologicalcomplaintsparticularlycommon.Millerfoundsignificantvariabilityinvisualfunctioning,withmeasurablechangesin
refractionbetweenalterstatesintwostudiescomparingDIDpatientswithsimulatedcontrols.51,52Electromyographicstudiesindicatetheremaybemarkedchangesinmuscletensionasswitchesamongconsciousstatesaremade.53Onerecentexampleencounteredpersonallywasawomanwhodevelopedblistersonherfeetwearingshoesthatwerealreadybrokeninandpreviouslyquitecomfortable.Aswitchintoanotherconsciousstate(sometimescalledapart)ledtoashiftinpostureandmannerofwalking.
Fluctuationsinsensitivitytomedicationsanddifferentialexpressionofallergicreactions,whichcanbeproblematicforthephysicianprescribingmedication,havebeenfound.Cliniciansshouldnotassumethepatientismisleadingifshegivesahistoryoferraticreactionstomedicationorisconfusedaboutwhethershehashadallergicreactions.Inthepresenceofahistoryofearlytrauma,thismaybeindicativeofdissociativestatechanges.
Bothelectroencephalographicandthyroidstudiescanbeinconsistent.54Inaprospective,longitudinalstudyofgirlsage8to15years,14sexuallyabusedgirlswerecomparedwith13controlsubjects.Thesexuallyabusedgirlshadtwicethefrequencyofpositiveplasmaantinuclearantibodytiterswhencomparedwithmatchedcontrols,suggestingthepossibility
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ofalterationinimmunefunction.55
Summer1998181
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foradultswhowerevictimsofrepeatedviolenceinchildhood.ThesearenotyetDSM-IVdiagnoses,althoughthecriteriawereusedduringsomeofthePTSDclinicalfieldtrials.Theseproposeddiagnosestakeintoconsiderationthatprolonged,repeatedtraumainchildhood(whatLenoreTerrhascalledTypeIItrauma)64disruptssubsequentmaturationalprocessesandleadstoaplethoraofsymptomsinadultlife,65includingfailuretoself-regulateaffect,inabilitytocomfortoneself,impairedattachment(bothclingingandfearofintimacy),impairedinterpersonalfunctioning,andmistrustfulattitudetowardtheworld.
Useofadiagnosislikedisordersofextremestresswouldallowustoidentifyagroupofpatientswhoareotherwisemisdiagnosedand,consequently,sometimestreatedinappropriately.Itwouldfacilitateaviewofthepatientasawhole
personwithadisorderofadaptation,ratherthanfragmenteddiagnosestomatchthefragmentedsenseofself.
TreatmentConsiderations
NocontrolledstudieshaveaddressedthetreatmentofDID.PerhapsthegreatestbenefitofthecontroversyaroundDIDhasbeenthedevelopmentoftreatmentguidelines.TheInternationalSocietyfortheStudyofDissociationreleased
GuidelinesforTreatingDissociativeIdentityDisorderinAdultsinMay1994.Revisedin1997basedontheavailableclinicalandresearchliterature,theguidelinescoverdiagnosticprocedures,treatmentplanning,andanoutlineforpsychotherapy.66Whilethereareavarietyoftreatmentapproaches,themanyclinicianswithextensiveexperienceseemtoagreethatanemphasisonpainmanagementandcreationofasenseofsafetyarenecessaryregardlessofapproach.67,68Buildingthetrustessentialforasenseof
safetystartswithclearlydefinedboundarieswithinthetherapeuticrelationship.69
Becausesymptomsarebroadandmultisystem,aninformaltreatmentteampsychotherapistorpsychiatrist,primarycarephysicianand/orgynecologist,andadjunctivesocialsupportsismostproductive.Someonewhoischemicallydependentcannotlearntomanageintense
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affectandintegratethiswithcognitivefunction,sotheuseof12-stepprograms
isessentialtomaintainsobriety.Whilenumerousinpatientprogramsaroundthecountrytreatadultswiththedualdiagnosisofchemicaldependencyanddissociativeproblems,themajorityoftreatmentoccursinanoutpatientsetting.Evenseveresymptomscanbemanagedonanoutpatientbasiswithpharmacologicalagents,withinthecontextofpsychotherapeuticsupport.Antidepressantsrelievesomedepressivesymptoms,thoughalterswitchingmaycreatetheimpressionthatmedicationhasstoppedworking.70Flashbackscanoftenbemanagedwiththelong-actingbenzodiazapineclonazapam.Anecdotalreportsindicatethatthealphaadrenergicagonistsclonidineandguanfacinediminishflashbacks,whilecasereportshaveshowntheefficacyofpropanolol.39Becausepropanololcanhavesubstantialsideeffectsanddrug-
druginteractions,Ihavetriedthebetablockerpindolol,alsousefulintreatingresistantdepression,withsomesuccess.Carbamazepine,valproicacid,andlow-dosenewgenerationneurolepticshavealsobeenhelpful.Asmentionedabove,neurobiologicalresearchondissociationsuggestsatheoreticalroleforanti-glutamatedrugs,yettobedeveloped.
Psychotherapeutictreatmentrequiresflexibilityandversatility.Cognitiverestructuring,themodificationoflong-
heldbeliefs,71mustbedonewithinacarefulexploratorycontext.Thisisusuallyfacilitatedthroughtheuseofsuchadjunctivetherapeutictoolsasjournalwriting,artwork,poetry,yoga,meditation,andsometimesbodywork.Inadditiontotraditionalindividualandgrouppsychotherapy,manyadultvictimsofchildhoodabusebenefitfromnonverbaltreatmentapproaches,suchasartandmovementtherapy.72
Howmuchonehastorememberin
ordertohealisamatterofdebate,butitappearsthatonemustrememberenoughtovalidateonesexperienceandtomournwhatwaslostbyorstolenfromthetraumatizedchild.67,68Speakingtheunspeakableandhavingothersbearwitnesstoithasallowedmanywomentomoveonintheirlives.Theprocessisexquisitelypainful,andwehavefewtoolstoamelioratethatpain.Iapproachdissociative
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symptomsasaformofmemory.Treatmentneedstosupporttheintegrationof
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thesememoriesaslongastheypersist,especiallysincedissociationseemstoincreasetheriskofrevictimization,describedbyKluftasasittingducksyndrome.73Whendissociationdiminishesandnolongerinterfereswithfunctioning,thenrememberingisdeterminedbyindividualstrengthsandothersubjectivetraits.Manywomenfindthatspiritualconnectionistheonlywaytoholdandtoleratetheirmemoriesofutterhelplessnessanddespair.
Oneverynewtherapeutictoolfordiminishingfear,enhancingsafety,anddecreasingpainiseyemovementdesensitizationandreprocessing(EMDR).74OriginallydevelopedtotreatPTSD,itcanbeincorporatedintotheoveralltreatmentofdissociativedisorders.75,76ClinicalevidenceindicatesthatEMDRallowsthepatienttodownregulatetheintensityofaffectandprocesstraumatic
memoriesinclusters,ratherthanindividually.Italsoallowsfortheprocessingofsomaticmemoryintheabsenceofvisualimages.EMDRisnotahypnotictechniqueanddoesnotinvolvesuggestion.InthecourseofanEMDRsession,thebrainisstimulatedthroughalternatingleftandrightperceptioneitherthrougheyemovement,auditoryortactilestimulation.Priortotheeyemovements,thepatientisencouragedtogenerateanauthentic,positivecognition,evenifitisdifficulttobelieveinthethought.The
alternatingstimulationseemstoallowfortherapidintegrationofcognitiveandemotionalinformation.WhileresearchhasnotyetexplainedthemechanismorefficacyofEMDR,theabsenceoftheoryoraconceptualfoundationisnotsufficienttodismisstotallythepreliminaryfindingsofthetechnique.77Inthehandsofaskilledandcompetenttherapist,EMDRcanbeanadditionalusefultool.Theuseofhypnosisintreatmentandtherisksofsuggestibilityhavegeneratedconsiderablecontroversy.
Inresponsetoconcernsaboutpseudo-memories,theAmericanSocietyofClinicalHypnosisreleaseda1995taskforcereportconcludingthatmemoriesmayberecoveredlaterinlife,thathypnosismayfacilitaterecoveryofmemories,andthatpseudo-memoriesmayoccurinandoutoftherapy,withorwithouthypnosis.78Dissociationisa
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