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BEHAVIORAL SCIENCE
IzBen C. Williams, MD, MPHInstructor
Lecture 9
NORMAL SLEEP AND
SLEEP-WAKE DISORDERS
DRIVESSleep should be considered in the context of
biological “drives” DRIVES are innate biological forces, which
are manifested in all forms of animal life. Some others areHunger, thirst, pain, temperature, sex,
Sleep has many of the attributes of a driveThe only way to overcome that drive is to
sleep
DRIVESSleep deprivation leads to increased urge to
sleep and to extended periods of sleep immediately following the deprivation
After several days of sleep deprivation, a confusional state may occur withDisordered attention, emotional labilityReduced memory, DelusionsHallucinations (occasionally)
DRIVESThe physiologic function of sleep is unclearOur current understanding suggests that
people follow the urge to sleep in order to avoid the consequences of sleep deprivation
Freud’s explanation was that sleep provided a time for dreaming and discharging unconscious wishes, and for expressing unconscious fantasies which are unacceptable to conscious thought and expression
Sleep PhysiologyMost animals experience a daily cycle of
changes in levels of arousal as well as sleep and waking
Normal sleep is an active process that requires activity of neurons in the brainstem
Neurophysiologic studies demonstrate that nerve cells in the pontine reticular formation begin to discharge minutes prior to the onset of certain stages of sleep
Sleep PhysiologyOur awake state is characterized by two
associated EEG patternsAlpha waves: over the occipital and parietal
lobes are seen when a person relaxes with eyes closed
Beta waves: over the frontal lobes are seen with active concentration
Sleep latency (time between going to bed and falling asleep) is usually less than 20 minutes
Normal Sleep Physiology
During sleep, we usually pass through five Stages Stages 1, 2, 3, and 4 also called non-rapid eye
movement sleep) or slow wave sleep, and Stage 5 - Rapid Eye Movement (REM) sleep
These phases progress in a cycle from the waking state, then the cycle restartsThe time required to pass through the complete
sequence of sleep stages is about 90 minutes, and the cycle is repeated some three to five times each night
Normal EEG
Normal Sleep Architecture
Sleep architecture: The characteristic map of EEG tracings reflecting the various stages of sleep
Sleep architecture: Changes with age….the elderly have:
reduced REM sleep reduced delta sleep (stage 3-4, or slow wave)reduced total sleep timeIncreased night-time wakenings
Sleep Architecture
Normal Sleep Architecture
Sleep architecture: Sedative agents (eg. alcohol, barbiturates
and benzodiazepines) are also associated with reduced REM sleep and delta sleep
Most delta sleep occurs during first half of sleep cycle
The longest REM periods occur during the second half of the sleep cycle
Normal Sleep Architecture
During REM sleep high levels of brain activity occur: Average time between first REM period and falling
asleep (Rem latency) is 90 minutesREM periods lasting aprox. 10-40 minutes each
occur about every 90 minutes throughout the nightREM rebound: making up for lost REM sleep with
subsequent increased REM sleepExtended REM deprivation or total sleep
deprivation may result in transient psychiatric symptomatology, usually anxiety or psychosis
Hypnogram
Neurotransmitters and Sleep
Neurotransmitters control many aspects of sleep.Falling asleepStaying asleepGetting deep sleep (REM)The waking process
Neurotransmitters and Sleep
Neurotransmitters may play either an excitatory role or an inhibitory role in sleep:Excitatory: energizing, motivating, provide
focus, revving up the systemInhibitory: calming, relaxing, sleep inducing,
slowing down the system
Neurotransmitters and Sleep
Elevated levels of excitatory neurotransmitters can lead to decrease in total sleep time and REM sleep Excitatory neurotransmitters related to
sleep: Epinephrine (adrenalin)Norepinephrine (noradrenalin)Phenylethylamine (PEA)GlutamateHistamine
Neurotransmitters and Sleep
Acetyl Choline:Increased levels of Acetyl Choline in the
reticular formation, both increase sleep time and REM sleep.
Acetyl choline levels, total sleep time, and REM sleep decrease in normal aging as well as in Alzheimer’s disease
Neurotransmitters and Sleep
Increased levels of inhibitory neurotransmitters can increase both sleep time and delta sleep. Inhibitory neurotransmitters related to sleep:Serotonin, GABA, Taurine, GlycineDamage to the dorsal raphe nuclei, which
produce serotonin, decrease both these measuresTreatment with antidepressants, which increase
serotonin availability, can improve sleep in depressed patients
Neurotransmitters and Sleep
Dopamine:Increased levels of Dopamine decrease
total sleep time.Treatment with antipsychotics, which block
dopamine receptors, may improve sleep in patients with psychotic symptoms
Neurotransmitters and Sleep
During the day, excitatory neurotransmitter levels are high, providing the energy and motivation necessary to carry out normal functions.
During the evening, excitatory levels drop and inhibitory transmitter levels rise, preparing the body for rest.
Neurotransmitters and Sleep
Around bed time, the drop in excitatory neurotransmitter levels and rise in inhibitory levels signal the production of melatonin.
During the night, low levels of excitatory transmitters and increased levels of inhibitory transmitters and melatonin are what the body needs for deep, restful sleep.
Hormones and sleep
Melatonin: Known as the “sleep hormone”, and is
responsible for inducing sleep in humans.
Melatonin is made from serotonin in the body. Low levels of serotonin could lead to low levels of melatonin.
Hormones and sleep
Cortisol, the “stress hormone” is produced by the adrenal gland.
People experiencing high amounts of stress may have elevated cortisol levels. High night time cortisol levels can cause sleep disturbances.
Sleep-Wake Disorders
Classification of Sleep DisordersA. Dyssomnias: Characterized by problems in the
timing, quality or amount of sleep. They include:InsomniaHypersomnia
Narcolepsy, Kleine-Levin Syndrome (primary hypersomnias)Sleep Apnea (breathing related sleep disorder)
as well as: Circadian rhythm sleep disorder, Nocturnal myoclonus (restless leg syndrome)
Sleep-Wake Disorders
Classification of Sleep DisordersB. Parasomnias: characterized by
abnormalities in physiology or in the behavior associated with sleep. They include:BruxismSleepwalkingSleep terrorREM sleep behaviorNightmare disorders
Sleep-Wake Disorders
Insomnia: Difficulty falling asleep or staying asleep that occurs……..Three times a week for at least one monthLeads to sleepiness during the day, orCauses problems fulfilling social or
occupational obligations.It is present in at least 30% of the population
Sleep-Wake Disorders
Factors contributing to Insomnia:Situational problems Medical disordersAgingDrug-related episodesPsychological conditions (affective, anxiety,
psychotic)
Sleep-Wake Disorders
Hypersomnia1) Narcolepsy: (usually occurs before age 40, and
includes one or more of the following conditions)i. Sleep attacks: sudden, reversible, short, occurs
during any type of activity; direct progression to REM sleep; awakes refreshed; refractory period of 1-5 hrs before another attack
ii. Cataplexy: sudden loss of muscle tone; small group to general; slumping to ground; often initiated by emotional outburst; lasts seconds to 30 minutes
Sleep-Wake Disorders
Hypersomnia1) Narcolepsy: (cont’d)
iii. Sleep paralysis: flaccid muscle tone with full consciousness, either during awakening or while falling asleep; there’s usually intense fear, occasionally followed by auditory hallucinations
iv. Hallucinations (hypnagogic or hypnopompic)The occurrence of symptoms of the narcoleptic
triad are: 1) sleep attacks almost 100%; sleep attacks and cataplexy ~70%; sleep paralysis alone ~5%
Sleep-Wake Disorders
Hypersomnia2) Kleine-Levin syndrome: Hypersomnic
attacks may last up to 20 hrs, 3-4 times a year, followed by confusion upon awakening. This syndrome is a separate entity from narcolepsy
Sleep-Wake Disorders
Hypersomnia3) Sleep apnea: Apneic episodes occur in
both REM and NREM sleep; noisy, stertorous snoring and hypersomnolence the next day, are common;
i. Central apnea: cessation of respiratory movement with loss of air flow
ii. Obstructive apnea: persistent respiratory effort but upper airway blockage
Sleep-Wake Disorders
Stage 4 Sleep DisordersEnuresis: seen with variable nightly
occurrence in children; usually stage fourSomnambulism: mostly in children,
usually in stage 3 and 4 (amnesia for episode)
Pavor nocturnus: (night terrors) usually in children, predominantly in stage 4 (amnesia for episode)