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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 US.C. app. §§ 101-i l l)

I. Person Reporting (last name, first, middle initial)

Matsumoto, Kiyo A.

2. Court or Organization

U.S. District Court (EDNY)

3. Date of Report

08/23/20!0

Title (Article IIIjudges indicate active or senior status; magistrate judges indicate full- or part-time)

Active Article III

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initiai Annual

Sb. 0 Amended Report

Final

6. Reporting Period

01/0112009

to

!2/3 l/2009

I 7. Chambers or Office Address

United States Courthouse 225 Cadman Plaza East Brooklyn, NY 11201

8. On the basis of the information contained in this Report and any modifications pertaining thereto) it is, in my opinion, in compJfance with applicable laws and regulations.

Revie"'ing Officer_____ Date

l1l1PORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only: m pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY

I. Board member

2.

3.

4.

5.

"'

JJ. AGREEMENTS. (Repurting individual only; see pp. 14-16 of filing insrructiun>.) C)r ·-..,, ;:.,.. .:o o- c:::::[{] NONE (No reportable agreements.) (/):;i:: C") d1

c::.h N::o:;i:: AND TERJvlS ,..,,2

.c

OJ:> ..,,r- )>

1

ni r:;;iN2.

3.

-------------------------------------------------------

SOURCE

LOCATION PROVIPED

·---··------------------------------

------ · --- -- ----- --------------------------····--------

. -.

FINANCIAL DISCLOSURE REPORT

Page 2of6

Name of Person Reporting

Matsumoto, Kiyo A.

Date of Report

08/23/2010

IJI. N 0 N-INVESTMENT JN C 0 ME. (Reporting individual and spouse; see pp. 1 i-24 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE fNCOME (yours, not spouse's)

I.

2.

3.

4.

-B. Spouse's Non-Investment Income I/you were married during any portion oft/1e reporting year, complete tllis section.

(Dollar amount nol required except /Or honoraria.)

D NONE (No reportable non-investment income.)

AND TYPE

I. 2009

2.

3.

4.

IV. REIMBURSEMENTS --transporlOtlcn, /odging,food, entertaimMnL

(1ncludes those 10 spouse and dependent children: see pp. 25-27 ofjiling instructions.)

D NONE (iVo reportable reimbursements.)

I. ABA J/8-9/09 San Diego, CA

PURPOSE

Committee meeting

ITEMS PAID OR

Transportation, meals, lodging

2.

3.

4.

5.

ABA 7113-14/09 Chicago, IL Committee meeting Transportation, meals, lodging

E

LJA .. BILJTJES.

CREDITOR DESCRIPTION VALUE

·----------------------------- ---- ··-·----------------

' '

FINAJ.'l"CL.\L DISCLOSURE R

Page 3of6

PORT Name of Person Reporting

Matsumoto, Kiyo A.

Date of Report

08/23/2010

V, GIFTS, (Includes those to spouse and dependent children; see pp. 28-31 ojjiling instructions.)

[Z] NONE (No reportable gifts.)

SOlJRCE DESCRIPTION

1.

2.

3.

4.

5.

VI. (Includes 1/1ose of spouse and dependent children; see pp. 32-33 of!iling instruclions.)

[Z] NONE (No reportable liabilities.)

1.

2.

CODE

3.

4.

5.

11. !

i

i

i

c l{ IMemorial

I lllll1B!I

1 9. : '

1 12.

!

!

! :

I I I (2)

K

{!) I

I I

-------------------------

'

------··---

I !

'

..

FINANCIAL DISCLOSURE REPORT Page 4of6

Name of Person Reporting

Matsumoto, Kiyo A.

Date of Report

08/23/2010

VII. INVESTMENTS and TRUSTS - income, value, rransacrions (Includes tliose of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No reporiable income, assets, or transactions.)

A. Description of Assets

(including trust assets)

Place "(X)'" after each asset

ex.empt from prior disclosure

Citibank IRA & Savings Acct

! 2. HSBC(Accts)

' 3. Chase Bank, savings and checking (X)

' 4. New England Variable Life

i 5. Charitable Remainder Trust (Northern Trust Securi ties)

! 6. Partnership (El

7. Series EE Savings Bonds

I 8. Charles Schwab IRA/Accts (inc. cust. accts

Colgate Palmolive (common) (part ofitem 8 above)

: 10. Procter & Gamble (common) (part of item 8 above)

11. Hewlett Packard (common) (part of item 8 above)

Time Warner (common) (part of item 8 above)

i 13. Diversified Investment Thrift Plan

I 14. NY S tate Edu. Fund: Moderate Ar.e Opt., Conserv. Growth

15. Bank of America: savings and checking

16.

17.

}. Income Gain Codes: A =$1,000 ur less (See Columns a I and 04)

2. Value Codes (See Columns Ct and 03)

F •$l0,001 - SI00.000

J=Sl5,000orlcss

N =S250.001 -$500.000

B.

lncomc during

reporting period

(l) (2)! Amount Type (e.g., i Code l

Lv.• !""'1!,

(A-H) or int.)

B Interest

A Interest

A Interest

B Interest

E lnt./Div.

D Rent

A Interest

B Interest

A lnt./Div.

A lnt./Div.

A Int.ID iv.

A Int.ID iv.

B Int./Div.

A Interest

A Interest

C. Gross value at end

of reporting period

(!) Value Value

Code2 Method

(J-P) Code3

(Q-W)

T

J T

J T

L T

N T

L w

J T

K T

J T

J T

J T

J T

M T

J T

J T

D. Transactions during reporting period

(2) (3) i (4) (5) Type(e.g., Date

I Value

I Gain Identity of

buy, sell, mm/ddlyy Code 2 Code I buyer/seller redemption) (J-P) (A-If) (ifprivate

transaction)

Open 06109109 J

Matured 811109 J (part)

Sold 09104109 J A (part)

Sold 09/04/09 J (part)

Sold 09104/09 J (part)

Sold 09104109 J (part)

Sold 08/30/09 J (part)

Open 07/24/09 J

··--- --·-----

=S 1,001 - 12,500

a-s100,001- s1,ooo.ooo

K =i 15.00 I - $50,000

o ssoo.001 • s1,000.000

c =$2.501 - $5.000

111 -s1.ooo.001. ss.000,000

L =$50,00 I -$ t 00,000

D =$5,001 -StJ,000

H2 =More 1haa $5,000,00-0

M =$I 00.001 • $250,000

P2 =$5.000,00 I · 525.000,000

E=Sll,001-$50.000

Pl aS25.000,00t - $50.000,000

Pl =$1,000,001 -SS.000,000

P4 =Mor< lhon $50.000.000

S-Assess:ncnt3. Value Method Cod Q ""Apprais I i (See Column C2) U ··Book Value

R ost (Real Est:it¢ Only) V =Orher

T =Cash Market W =-Estimated

··-·--··-···-- ····----·-·

I

oftj.;·"

college-bound.)JI

' .

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of6 Matsumoto, Kjyo A. 08123/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate parto/Report)

Part VII Investments and Trusts:

Item 3: Chase Bank accounrs were opened as part of mortgage refinance.

Item 5: Charitable Remainder Trust/ Northern Trust Securities: Market value as of 12/31/09: $321,913.80 Dodge & Cox Income: $155,496.36 Vanguard GNMA: $77,904.10 Vanguard Longterm lnvmt. Grade: $73,595.49

Items 7-11 and l4: These bonds and accounts held in the name were liquidated to pay for college tuition and related expenses. The "part" designation is used because all of the EE bonds were not matured and because othe members' accounts were not liquidated.

Item 15: Bank of America accounts were opened for use by

Signature. ___ _

,.

FINANCIAL DISCLOSURE REPORT

Page 6of6

Name of Person Reporting Date of Report

Matsumoto, Kiyo A. 08/23/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosnre.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 ct. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C. 20544

11vf PORTANT

POSITION AME ORGANIZATION/ENTITY

coop:lf,'.1'0i ;t1V V'' ; c;difilM

(J)

----- ------------------------------ ----- -----··· -----

-------- -----------------

Residential

Report Required by 1he E1hics AOJO Fll'\TANCIAL DISCLOSURE REPORT in Government Act oj 1978 Rev. 1!2010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-1/ 1)

I. Person Reporting (last name, first, middle initial)

Matsumoto, Kiyo A.

2. Court or Organizadon

U.S. DistrictCourt (EDNY)

3. Date of Report

06il 0/2010

4. Title (Article III judges indicate active or senior status; magistrate judges indicate fuH- or part-time)

Active Article Ill

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial fl] Annual D Final

6. Reporting Period

Oli0li2009 to

12/J li2009 Sb. D Amended Report

7. Chambers or Office Address

1.:nited States Courthouse 225 Cadman Plaza East Brooklyn, NY 11201

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, jn my opinion, in compliance with applicable laws and regulations.

Revie.wing Officer Date

NOTES: The instructions accompanying this form ""'st be followed. Compll'le a/J parts, checking the NONE box for each part ,.·here you have no reportable information. Sign on las/ page.

J. POSJTJONS. (Reporti11g individual only; see pp. 9-13 of filing instructio11s.j

?'\ONE (No reportable positions.)

OF

], Board member

2.

3.

4.

5. "' =

CJ ,-: ;

a c_ =

::::.0 rn

C.':-- ' (n::

= 0

IJ. AGllEEJVlENTS. (Reporting indil'idual on(1•; see pp. 14-16 ofjili11g instructio11s.)

JZ ">JONE (No reportable agreements.)

c:-:.: .. r;:; t o);.· -..1r·

r

)>

rn

< m

°Tl 0 PARTIES AND TERMS n

r-1 0

2.

3. ---·------- _........... _, -... ___ ____ .._____

INCOME

SOURCE

ms1r1u ... ·1ivns.j

SO\.IRCE LOCATION PROVJDED

---------

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Matsumoto, Kiyo A. 06i10!2010Page 2of6

Ill. N 0N-INVESTMENT IN COl\tlE. (Reporting indMdual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

2.

3.

4.

(yours, not spouse's}

B. Spouse's Non-Investment Income - lfyou were married during any portion of the reporting year, complete this section.

(Dollar amounl not required except fOr honoraria.)

D NONE (No reportable non-investment income.)

AND T':{PE

I. 2009

2.

3.

4.

IV. REIJVIBURSEJ\'IENTS -- transportution, lodging,Jood, •ntertuinment.

(lncludes !hose to spo11se and dependent children; Sl'e pp. 25-27 af_liling

D NONE (No reportable reimbr.irsements.)

I. ABA

2. ABA

3.

4.

5.

1/8-9/09

7/13-14109

Sau Diego, CA

Chicago, IL

PURPOSE

Committee Me ting

Committee Meeting

TTEMS PAID OR

Transponation, meals, lodging

Transportation, meals, lodging

---··-··----

SOURCE DESCRIPTION

----------------------

--······---·· ·------- ----- ---------

CREDITOR DESCRIPTION

---- ------- ---- ----

---- ---- ----- ----- ----- ---- .. --- --------- ----- ---- ----

FINANCIAL DISCLOSURE REPORT

Page 3of6

Name of Person Reporting

Matsumoto, Kiyo A.

\l. GIFTS. (1m..:Judes those to spouse and dependent ehildrenj see pp. 23-31 of filing instructions.)

[ZJ NONE (No reportable g/fis.)

l.

2.

3.

4_

5.

,,___ -----

Date of Report

06/10/2010

--·--·-- ____________ .. __ ,, _____ .. __ ,, -- _ .... __

VJ. LIABJLJTJES. (Includes those of spouse and dependent c/1i/dmi; see pp. 32-33 of jiiing instructions.)

[{] NONE (No reportable liabilities.)

VALUE CODE

]_

2. -·--- .... ___ ---

3.

4_

5_

--------------·--·------.------------� --------

i 0'?�1!ngp

e(�t · ·:-w·· (2) (l) -(2_) __ ! -(3 _) ___ (4-)--,

--··----···----------__ -( -H)_j int.)- -(

-J- _P_) _, �� = t:i__

I

:

i

! I Parmership ;"]

17. i '·;:::;fJ{£1£{

'

i 114.

I

----···· ------- ------ ·--- ····--

' .

!

I I I

'

I !

:

FINANCIAL DISCLOSURE REPORT Page 4of6

Name of Person Reporting

Matsumoto, Kiyo A.

Date of Report

06/10/2010

VII. INVESTlVIENTS and TRUSTS - income, va111e, arrc1udes those of spouse and dependent children; see PP· 34-60of1mng i11s1rucriom.> transacttom

0 NONE (No reportable income. assets. or transactions.)

A. ! 13. c. · ·-----···--·· D.

Description of Asser.s (including trust assets)

j Income during Gross value at end of repor ing period

Transactions during re p

orting period

Place "(X)" after each assetexempt from prior disclosure

: Amount ! Type (e.g., Value Value Type (e.g. , Date

I v.·alue Gain

! Code] div., rent.. Ct>de 2 Method buy, sell, rrun/ddJyy Code 2 Code I

· __or __ ! (J-P) . . . . 1 (A-H) - .---·

I. Citibank IRA and Savings Acct B Interest K

: 2. HSBC (Accts) A Interest J

3. Chase Bank A Interest J

! 4. New England Variable Life B !merest L

i 5. Charitable Remainder Trust (Nonhem Trust E Jnt./Div. N Securities)

6. Memorial D Rent L

Series EE Savings Bonds A Interest J

8. Charles Schwab IRA/Accts (inc. cust. ace ts B Interest K

i 9. Colgate Palmo love (common) (pan of IRA, A lnt./Div. J Item 8 above)

10. Procter & Gamb le (common) (pan of IRA, A lnt.1Uiv. Jitem 8 above)

I! Hewlett Packard (common) (part of IRA, A lnt./Div. Jitem)

12. Time Warner (common) (part of IRA. item 8 A lnt./Drv. Jabove)

!3. Diversified Investment Thrift Plan B lntJDiv. M

NY State Education Fund A Interest J

15. Bank of America A Interest J

16.

17.

I. lncome G.Jin Codes:

(See Columns Bl and 04) 2. Value Codes

(Sec Calumn:i Cl and DJ)

3. Value Method Codes ; {See Coiumn C2) t__ _

A =$1.000 or less F =SS0,001 · St00.000

i "'S ! 5,000 or less N •$150,001 - $500,000

P3 •125,000.001 · S50.000,000

Q =Appmis.:il U · ·,8<.-ok Value:-

8 =$1,00 I · 12,500

G =$100.001 · S!,000.000

K =!15,001 · Sl0.000

0 =Sl00,001 · $1.000.0C<l

R "'Cost 1.Rc:il Esl:lte Only)V ::::Otber

T

T

T

T

T

w

T Matured(part)

T Sold (part)

T Sold(part)

T Sold (part)

T Sold(part)

T

T

T Sold(part)

T

C =:S.2 ..:50 l . S.S,000H ! =l! ,000,001 · $5,000.000 L =$50.001 - $!00.000

Pt =l!,000.001 -$5,000.000

P4 =More than S50,00IJ,UOO

S =As.sessmer.t V-/·.....E:;timared

8/J /09 J

09104109 J A

09104109 J

09/04/09 J

09/04/09 J

J

08/30/09 J

D =$5,001 - l tS.000

H2 =More than $5,000,000

M =$100.fJOt · $250.000

P2 =$5.000,001 -125.000,000

T ""Cash !\·farket

(5) Identity of

buyeri:)eJle

(\fprivatetransaction)

E =$15 ..001 - SS0,000

of:; 'Jl\'1'.\·<:·Jwere forlSJcollege of?lf u arid'Ti'ecaiise ' j (i accounts

u

FINANCIAL DISCLOSURE REPORT

Page 5of6

Name of Person Reporting

Matsumoto, Kiyo A.

Date of Report

06110/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepano/Report)

Part V[l Investments and Trusts

Items 7-1land14: These bonds and accounts held in the name designation is used because all EE bonds were not mat red

liquidated to pay our other members' were not liquidated.

Item 5: Charitable Remainder Tr st/Northern Trust Securities: Market value as of 12/31/09: $321,913.80 Dodge & Cox Income: $155,496.36 Vanguard GN!v!A: $77,904.10 Vanguard Longterm lnvmt. Grade: $73,595.49

tuition and related expenses. The "part"

Page 6of6

IX. CERTIFICATION.

provisions permitting non-disclosure.

Date of Report Name of Person ReportingFTNA._'l\ICIAL DISCLOSURE REPORT

Matsumoto, Kiyo A. 06/!0/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the prnvisions of 5 U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRJMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING fNSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544