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Alibaba.com IPR Protection Policy & Enforcement April 20, 2012

IPR Protection Policy & Enforcement · PDF file IPR Protection Policy & Enforcement ... What is ? ... Case closed . Response Rejected steps in

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Page 1: IPR Protection Policy & Enforcement · PDF file  IPR Protection Policy & Enforcement ... What is  ? ... Case closed . Response Rejected   steps in

Alibaba.com IPR Protection Policy & Enforcement April 20, 2012

Page 2: IPR Protection Policy & Enforcement · PDF file  IPR Protection Policy & Enforcement ... What is  ? ... Case closed . Response Rejected   steps in

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AGENDA

General Information

Developments for IPR Protection

General IPR Infringement Handling Takedown Measures Enforcements

Recent Examples of Cooperation

Challenges That We Face

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GENERAL INFORMATION

What is Alibaba.com?

Founded in 1999 in Hangzhou, China

Make it easy for millions of buyers and suppliers around the world to do business online through two marketplaces:

a global trade platform (www.alibaba.com) for importers and exporters

a Chinese platform (www.1688.com) for domestic trade in China

In addition, Alibaba.com offers a wholesale platform on the global site (www.aliexpress.com) geared for smaller buyers seeking fast shipment of small quantities of goods.

Together, these marketplaces form a community of more than 72 million registered users in more than 240 countries and regions.

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GENERAL INFORMATION

Mission

To make it easy to do business

Anywhere

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Can reach buyers globally

through the online community

Can tailor the marketing of their products to specific buyers

Can receive Alibaba.com’s customer services and trainings

Can market their products 7 days a week, 24 hours a day

Can budget their costs accurately due to fixed Alibaba.com membership fee

Can reach sellers

globally through the online community

Can choose suppliers flexibly

Can obtain quality information from quality sellers

Can have authenticated and verified information of sellers

User-friendly web-interface for members

Can receive up-to-date media information conveniently

The platform is available 7 days a week, 24 hours a day

Suppliers Buyers

GENERAL INFORMATION

Business Model

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SME Champion

GENERAL INFORMATION

By utilizing the efficiencies of e-commerce, we empower small and medium enterprises to thrive and survive and foster them to become the engine for economic growth:

Bolster the long-term competitiveness of small businesses

Promote trade amid continued economic weakness

Foster entrepreneurship

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Accepting claims since 2002

Adopted an online system in 2008

Implemented a mechanism against repeat infringers in 2009

Online System upgraded and named as AliProtect in 2010

Further enhanced AliProtect in 2011

IPR PROTECTION DEVELOPMENT

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IPR PROTECTION DEVELOPMENT

An Overview of IPR Claims

All of the marketplaces:

Handled more than 32,000 qualified complaints

Removed more than 687,000 product listings

Enforced against more than 19,500 members

From January 1, 2011 to September 30, 2011

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IPR PROTECTION DEVELOPMENT

Distribution of IPR Complaints by Type

38.80%

5.90% 1.90% 11.70%

41.70%

Trademark

Copyright

Invention Patent

Utility Patent

Design Patent / Industrial Design

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Takedown Measures

Enforcements

GENERAL IPR INFRINGEMENT HANDLING

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TAKEDOWN MEASURES

Takedown policy AliProtect

Launched in March 2010

Applicable to Alibaba.com, AliExpress.com and 1688.com

Take down product listings under valid complaints

Max. 200 listings are accepted per submission

Search tool provided

Support direct communications with 3rd party’s systems

Ongoing enhancements

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Complaint Handling Online Channel

TAKEDOWN MEASURES

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TAKEDOWN MEASURES

AliProtect Start Page

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Account Registration and Information Submission

Complaint Handling Process

TAKEDOWN MEASURES

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Verification of Complainant Identity & IPR Ownership

Fail Pass

Rectification

Complaint Handling

TAKEDOWN MEASURES

Complaint Handling Process

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Claim Submission

Complaint Handling

TAKEDOWN MEASURES

Complaint Handling Process

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Claim Submission

Complaint Handling

TAKEDOWN MEASURES

Complaint Handling Process

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Claim Submission

TAKEDOWN MEASURES

Complaint Handling Process

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TAKEDOWN MEASURES

Alibaba.com notifies the members being complained of

Members have three days to file a response to the claim

Complaint Handling Process

Free Member

Listings are removed and case closed

Paid Member

Listings are removed and case closed

No response Response filed

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TAKEDOWN MEASURES

Complainant reviews the response filed by the member being complained of

Response Accepted

Case closed

Response Rejected

Alibaba.com steps in

Complaint Handling Process

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TAKEDOWN MEASURES

Takedown policy

Offline claims i.e. emails and faxes

Acceptable if a complaining party encounters technical difficulties in submitting claims over AliProtect

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TAKEDOWN MEASURES

Listen to complaining parties

Review profiles of suspicious suppliers identified by complaining parties, and take appropriate actions if necessary

Address specific concerns as much as possible, subject to boundaries within our policy and legal obligation as a platform operator

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Moved a substantial number of claims from offline to online

Online channel increases transparency and efficiency of the entire process

Online channel makes it easier for all parties (complaining parties, members being complained of and Alibaba.com) to handle a claim

TAKEDOWN MEASURES

On Takedown Process Improvements

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ENFORCEMENTS

An escalating system based on, among other factors: No. of problematic listings identified

No. of complaints received

An escalating scale of punishments are imposed, including:

Warning letter

Restrict on posting right

Delist all items online

Membership termination

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ENFORCEMENTS

Enforcement actions are taken weekly

Special treatments available for conspicuous, malicious cases

Take immediate action rather than wait for the weekly execution

May terminate suppliers direct without going through the escalating system of enforcement actions

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RECENT EXAMPLES OF COOPERATION

1. Motion Picture Association of America Took down ~100,000 listings involving DVDs, VCDs, Blu-Ray Discs and etc.

Banned the listing of film and television audio and visual discs since June 2011

Efforts commended in the Special 301 Report

2. Entertainment Software Association Took down ~100,000 listings involving circumvention devices

ESA appreciated the result and Alibaba.com’s efforts

3. International Federation of the Phonographic Industry

Knowledge sharing

Cooperation with Industry Associations and Agencies

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1. Complaining parties’ reluctance to use our online channel

2. Claims without identifying URLs Difficult for Alibaba.com to search infringing listings

Asking Alibaba.com to do policing

3. Assessment problems Utility models

Design patents

4. Authenticity of evidence Sometimes difficult to verify (e.g. authorization letters allegedly issued by distributors/licensees)

CHALLENGES THAT WE FACE

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1. Alibaba.com’s IPR Protection Policy & System: http://www.alibaba.com/help/safety_security/policies_rules/IPR/002.html http://legal.alibaba.com/complaintRule_en_US.html (on how AliProtect works)

2. To report an IPR infringement through AliProtect: http://legal.alibaba.com/complaint/login/login.htm?loginType=international http://legal.alibaba.com/index_en_US.html

3. For enquiries: [email protected] (general) [email protected] (AliProtect operational issues)

USEFUL LINKS AND CONTACTS