13
Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene M.H. Blees * , G.B. Winkelman 1 , A.R. Balkenende, J.M.J. den Toonder Philips Research Laboratories Eindhoven, Prof. Holstlaan 4, 5656 AA Eindhoven, The Netherlands Received 20 November 1998; received in revised form 17 August 1999; accepted 14 September 1999 Abstract The scratch test has long been used to study the adhesion of coatings. In this test an indenter is drawn across the surface of a coating under an increasing (continuous or stepwise) load. The load (normal to the surface) at which detachment of the coating occurs is termed the critical load. Usually, the magnitude of the critical load is related to the adhesion between the substrate and the coating by some theoretical model. It is well known that apart from the adhesion the critical load depends on several other parameters including the friction coefficient. In this paper a review of theoretical models applicable to scratch adhesion testing is given. Experimental data is used to compare the ability of these theoretical models to describe the effect of friction between the indenter and the coating on the critical load. We applied the scratch test to a model system consisting of a (hybrid) sol–gel coating deposited on polypropylene. The friction coefficient between indenter and coating was varied by a short plasma modification of the surface of the coating, while all other relevant parameters (i.e. interfacial adhesion, layer thickness, E-modulus of the coating, etc.) remained constant. The critical load (normal to the surface) showed a pronounced decrease of more than an order of magnitude with increasing friction coefficient. Several models are discussed and compared to the experimental data. In addition, the effect of substrate pretreatment on coating adhesion was studied. The adhesion of the sol–gel coating induced by microwave oxygen plasma modification of polypropylene is considerably better than the adhesion obtained by wet-chemical modification in chromo- sulfuric acid at room temperature. The adhesion induced by immersion in chromosulfuric acid is shown to be independent of the immersion time between 1 and 10 min. q 2000 Elsevier Science S.A. All rights reserved. Keywords: Adhesion; Plasma processing and deposition; Surface and interface states; Tribology 1. Introduction Coatings are widely used in optical, microelectronic, packaging, biomedical and decorative applications. The coating is designed to impart favorable mechanical (i.e. low friction, abrasion resistance), chemical (i.e. barrier for gasses), optical, magnetic, and electrical properties to various substrates. In general, the functional behavior of these coatings depends on the bulk or surface properties of the coating material. Evidently, the durability and functionality of coat- ings is critically dependent on the adhesion between the coating and the underlying substrate. A wide range of methods is used to assess to adhesion of the coating [1]. These methods include the peel method (i.e. ‘Scotch tape test’), the direct pull-off method, measurement of the abrasion resistance, and the scratch test. Despite the lack of a fully satisfactory analytical model of its mechanics [2], the scratch test is widely used to quanti- tatively evaluate the adhesion of coatings to substrates. In this method a stylus having a well-defined tip is moved into the substrate–coating laminate, while at the same time the tip is moved (over much larger distances) tangential to the surface. The normal force at which ‘failure’ occurs is called the critical load. The critical load is used to qualitatively discriminate between differences in adhesion. In principle, apart from the adhesion between substrate and coating, the critical load depends on a large number of parameters including the tip radius, loading rate, mechanical properties of the substrate and coating, the thickness of the coating, and the friction between indenter and coating. The first models for scratch adhesion testing were published almost forty years ago [3]. Since then, a number of alternative models have been proposed. In this paper a review of theoretical models applicable to scratch adhesion testing is given. Experimental data is used to compare the Thin Solid Films 359 (2000) 1–13 0040-6090/00/$ - see front matter q 2000 Elsevier Science S.A. All rights reserved. PII: S0040-6090(99)00729-4 www.elsevier.com/locate/tsf * Corresponding author. Tel.: 131-40-27-42809; fax: 131-40-27- 43352. E-mail address: [email protected] (M.H. Blees) 1 Present Address: Cooperative Research Centre for Alloy and Solidifi- cation Technology (CAST), CSIRO Manufacturing Science and Technol- ogy, Locked Bag No. 9, Preston, Victoria 3072 Australia.

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Page 1: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

Invited review paper

The effect of friction on scratch adhesion testing: application to a sol±gelcoating on polypropylene

M.H. Blees*, G.B. Winkelman1, A.R. Balkenende, J.M.J. den Toonder

Philips Research Laboratories Eindhoven, Prof. Holstlaan 4, 5656 AA Eindhoven, The Netherlands

Received 20 November 1998; received in revised form 17 August 1999; accepted 14 September 1999

Abstract

The scratch test has long been used to study the adhesion of coatings. In this test an indenter is drawn across the surface of a coating under

an increasing (continuous or stepwise) load. The load (normal to the surface) at which detachment of the coating occurs is termed the critical

load. Usually, the magnitude of the critical load is related to the adhesion between the substrate and the coating by some theoretical model. It

is well known that apart from the adhesion the critical load depends on several other parameters including the friction coef®cient. In this

paper a review of theoretical models applicable to scratch adhesion testing is given. Experimental data is used to compare the ability of these

theoretical models to describe the effect of friction between the indenter and the coating on the critical load. We applied the scratch test to a

model system consisting of a (hybrid) sol±gel coating deposited on polypropylene. The friction coef®cient between indenter and coating was

varied by a short plasma modi®cation of the surface of the coating, while all other relevant parameters (i.e. interfacial adhesion, layer

thickness, E-modulus of the coating, etc.) remained constant. The critical load (normal to the surface) showed a pronounced decrease of more

than an order of magnitude with increasing friction coef®cient. Several models are discussed and compared to the experimental data. In

addition, the effect of substrate pretreatment on coating adhesion was studied. The adhesion of the sol±gel coating induced by microwave

oxygen plasma modi®cation of polypropylene is considerably better than the adhesion obtained by wet-chemical modi®cation in chromo-

sulfuric acid at room temperature. The adhesion induced by immersion in chromosulfuric acid is shown to be independent of the immersion

time between 1 and 10 min. q 2000 Elsevier Science S.A. All rights reserved.

Keywords: Adhesion; Plasma processing and deposition; Surface and interface states; Tribology

1. Introduction

Coatings are widely used in optical, microelectronic,

packaging, biomedical and decorative applications. The

coating is designed to impart favorable mechanical (i.e.

low friction, abrasion resistance), chemical (i.e. barrier for

gasses), optical, magnetic, and electrical properties to

various substrates.

In general, the functional behavior of these coatings

depends on the bulk or surface properties of the coating

material. Evidently, the durability and functionality of coat-

ings is critically dependent on the adhesion between the

coating and the underlying substrate.

A wide range of methods is used to assess to adhesion of

the coating [1]. These methods include the peel method (i.e.

`Scotch tape test'), the direct pull-off method, measurement

of the abrasion resistance, and the scratch test.

Despite the lack of a fully satisfactory analytical model of

its mechanics [2], the scratch test is widely used to quanti-

tatively evaluate the adhesion of coatings to substrates. In

this method a stylus having a well-de®ned tip is moved into

the substrate±coating laminate, while at the same time the

tip is moved (over much larger distances) tangential to the

surface. The normal force at which `failure' occurs is called

the critical load. The critical load is used to qualitatively

discriminate between differences in adhesion. In principle,

apart from the adhesion between substrate and coating, the

critical load depends on a large number of parameters

including the tip radius, loading rate, mechanical properties

of the substrate and coating, the thickness of the coating,

and the friction between indenter and coating.

The ®rst models for scratch adhesion testing were

published almost forty years ago [3]. Since then, a number

of alternative models have been proposed. In this paper a

review of theoretical models applicable to scratch adhesion

testing is given. Experimental data is used to compare the

Thin Solid Films 359 (2000) 1±13

0040-6090/00/$ - see front matter q 2000 Elsevier Science S.A. All rights reserved.

PII: S0040-6090(99)00729-4

www.elsevier.com/locate/tsf

* Corresponding author. Tel.: 131-40-27-42809; fax: 131-40-27-

43352.

E-mail address: [email protected] (M.H. Blees)1 Present Address: Cooperative Research Centre for Alloy and Solidi®-

cation Technology (CAST), CSIRO Manufacturing Science and Technol-

ogy, Locked Bag No. 9, Preston, Victoria 3072 Australia.

Page 2: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

ability of these theoretical models to describe the effect of

friction between the indenter and the coating on the critical

load.

Polypropylene is an attractive engineering material due to

its low cost, ease of processability, good mechanical proper-

ties, resistance to organic solvents, and favorable environ-

mental aspects [4]. The major drawbacks of polypropylene

are the poor scratch resistance and the lack of adhesion [5].

Coatings deposited on polymers are widely used in many

industrial applications. The coating can impart various

desirable properties to the polymer such as scratch resis-

tance, barrier properties, chemical resistance or esthetical

properties.

Sol±gel coatings are frequently used to improve the

scratch resistance of polymeric materials (e.g. polycarbo-

nate). On polymeric substrates, hybrid coatings are

employed which are produced by hydrolysis of alkoxysi-

lanes usually containing a non-hydrolysable organic func-

tionality producing organically modi®ed silicate ®lms [6].

Films can be deposited from water/alcohol mixtures by

simple industrial methods such as spraying. However, the

internal stress in such coatings is relatively high compared

with conventional polymeric coatings due to the high degree

of crosslinking. Therefore, the application of well-adhering

highly crosslinked coatings on polypropylene poses a chal-

lenging problem, which cannot be solved without modi®ca-

tion of the polymer surface [5,7±10].

In this paper the adhesion of a sol±gel coating on poly-

propylene is studied by the scratch test. The main focus is on

the effect of friction between indenter and coating on the

critical load. The effect of friction has been studied by

chemical modi®cation of the coating surface, without chan-

ging the mechanical properties of the coating, the substrate

or the coating±substrate interface. The effect of chemical

surface modi®cation of the polymer substrate on the adhe-

sion between coating and substrate is also studied.

2. Review of previous work

2.1. General remarks

The adhesion strength of metal/ceramic, metal/polymer,

polymer/polymer and ceramic/polymer interfaces has been

characterized by the microscratch technique [11±13].

The scratch test is generally limited to the assessment of

hard coatings on softer substrates [14]. In a scratch experi-

ment a well-de®ned tip is drawn across a coating deposited

on a substrate. During the scratch either the position (z) or

the force (Fz) in the direction normal to the surface is

increased in a controlled way. Alternatively, a number of

scratches can be performed at different ®xed normal forces

[15]. At a certain normal force the ®lm is debonded from the

substrate. The force at this point is called the critical load

(Lcrit) and is associated with the adhesion strength between

substrate and coating. Recently however, an attempt was

also made to establish a direct relation between the geome-

try of the spall and the interfacial toughness in the case

where extensive spalling occurs ahead of the indenter [16].

The critical load can be detected by the accompanying

acoustic emission [17,18], by a sudden change of the

tangential force [19,20], or by microscopic examination of

the scratch track. In the case of position controlled scratch

experiments, a sudden change in the normal force can indi-

cate a critical event [11].

Occasionally, a geometry is used which is entirely differ-

ent from usual scratch testing [21,22]. In that case, an inden-

ter is moved across the surface of a cross-section of a coated

specimen from the substrate towards and across the

substrate/coating interface. Before scratch testing, the

coated article must be polished normal to the interface,

exposing a portion of the interface between coating and

substrate. Comparison of this method with the more

common geometry of scratch testing (where the indenter

is moved parallel to the surface of the coating) is very dif®-

cult.

It is known that, apart from the adhesion properties, the

critical load depends on a large number of other parameters

including the tip radius, loading rate, mechanical properties

of the substrate and coating, the thickness of the coating,

internal stress in the coating, ¯aw size distribution at the

substrate±coating interface, and the friction between inden-

ter and coating. Therefore the critical load measured cannot

be related in a simple way to the thermodynamic work of

adhesion [1], but it can allow a semiquantitative comparison

of different degrees of adhesion. The thermodynamic work

of adhesion is directly related to the interfacial energy (g sc)

and the surface energy of the coating (g c) and the substrate

(g s) by the Dupre equation [23]. Sound comparisons can

only be made by scratch testing if, apart from the adhesion

between substrate and coating, all other factors mentioned

above are equal for the samples tested, or if one has a

universal scratch model which relates the critical load to

the work of adhesion by taking into account the in¯uence

of all relevant parameters.

In several scratch models a quantity is used, usually

denoted by W, which is identi®ed with the thermodynamic

work of adhesion. However, none of these models can be

considered a universal scratch model in the sense that all

relevant parameters are taken into account. Therefore W is

better referred to as `practical' work of adhesion [1]. The

practical work of adhesion is a model-related quantity that

depends, besides the thermodynamic work of adhesion, on

other factors that were not taken into account explicitly in

the particular model of interest.

2.2. In¯uence of friction

Hamilton and Goodman made a careful analysis of the

scratching of a homogeneous body [24]. They showed that

both the tensile stress at the trailing edge and the compres-

sive stress at the front edge increased if the friction between

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±132

Page 3: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

the indenter and the coating was increased. Therefore, it is

expected that an increase of the friction will lead to an

increase of these stresses, which will stimulate delamination

on coated substrates.

The following experimenters observed the in¯uence of

friction on the critical load.

Steinman et al. [18] used two different indenter materials,

i.e. diamond and cubic boron nitride (CBN), to vary the

friction between the indenter and the surface during scratch-

ing. The geometry of the two indenters was identical. On

two of their coating substrate systems Steinman et al. found

a signi®cant difference in friction between the two inden-

ters. On a TiN/steel system the friction coef®cient increased

from 0.04 to 0.08 going from the diamond to the CBN tip.

This was accompanied by a decrease in critical load from 26

to 21 N. In the case of a TiN/cemented carbide system an

increase of the friction coef®cient from 0.03 to 0.10 resulted

in a decrease of the critical load from 67 to 46 N.

Bhansali et al. [25] also mention that the critical load is

dependent on the friction. However, differences in critical

load were observed under conditions where both the friction

coef®cient and the properties of the coatings varied at the

same time.

Valli [26] observed a threefold increase of the critical

load of a 2.3 mm TiN coating on steel after depositing an

additional 0.5 mm silver ®lm, which was attributed to the

effect of friction. Surprisingly, the friction of a TiN coating

lubricated by oil exhibited the same friction coef®cient, but

no signi®cant increase of the critical load.

Bull et al. [27], observed that TiN coated substrates that

had been stored in a plastic bag for 2 years gave much lower

critical loads than those measured just after deposition of the

coating. Bull et al. postulated that this phenomenon was due

to a change in friction caused by adsorption of contaminants

from the plastic bags or atmosphere. After careful cleaning

of the coating the critical load obtained just after deposition

was restored. Bull et al. studied the effect of friction on the

critical load by depositing thin layers of different metals on

top of the TiN coating of interest. The friction coef®cient

obtained varied from 0.2 to 0.6. For the majority of the

specimens they observed a reduction of the critical load as

the friction between indenter and coating was increased.

However, for several metal ®lms (Pb, W and Cr), the critical

load did not obey this trend, since these samples exhibited

both a low critical load and a low friction coef®cient. Bull et

al. attributed this deviating behavior to the metal ®lms being

scraped from the TiN surface during scratching, and subse-

quently being squashed out from under the indenter. It is

dif®cult to judge in what way these results are dependent on

the properties (e.g. stresses) of the metal ®lms and adhesion

of the additional metal ®lms to the coating±substrate system

of interest.

Coghill et al. [19] also stress the important role of friction

during the scratch test. For three different indenter tips, each

made from a different material, and having widely differing

tip radii, the resulting critical load could not be correlated to

the tip radius. It was therefore concluded that the friction

must have a dramatic effect. The observed trend is that the

critical load increases as the friction coef®cient decreases.

Although the references we have discussed above have

given some consideration of the role of friction in the

scratch test, it is clear that a systematic study of the effect

is still lacking. To draw ®rm conclusions, either not enough

data are available [18], or the in¯uence of other varying

factors is unclear so that the separate in¯uence of friction

cannot be established [19,25±27].

2.3. Existing scratch models for coated substrates

Below, we will brie¯y discuss several scratch models

proposed in the literature.

Benjamin and Weaver [3] were the ®rst to propose a

model describing the scratch test. Actually, they proposed

two independent models, one based on consideration of the

tangential force acting on the tip during scratching, and

another based on the force normal to the surface. In the

®rst model, the tangential force Fx is assumed to consist

of three components, a plowing force required to deform

the substrate, a force to remove the coating from the

substrate, and a plowing force required to push aside the

sheared ®lm. Hence, the model consists of three terms

Fx � d3

12RHs 1

p

4td2 1 dtHc �1�

In this equation, d is the scratch width, R is the tip radius,

Hs and Hc are the hardness of the substrate and coating,

respectively, t is the shear stress at the coating±substrate

interface, and t is the thickness of the coating. Eq. (1) can be

used to compute the critical shear stress from the measure-

ment of Fx and d at the occurrence of a critical event, by

expressing t in terms of the other parameters. This was done

by Coghill and StJohn [19], who found that their scratch

measurements on aluminum-coated glass were described

well by the model. Benjamin and Weaver themselves,

however, found that the model was not in agreement with

measurements of metal coatings on glass [3].

The second model proposed by Benjamin and Weaver [3]

describes scratching in terms of a shear stress at the lip of

the indentation t s

ts � Hsa����������R2 2 a2p �2�

where a is the contact radius between indenter and coating,

which may readily be approximated by d/2. The model gives

a measure of adhesion in terms of a critical t s, by substitut-

ing a measured at the critical load. According to Benjamin

and Weaver, their experimental data could be satisfactorily

described by this simple relation. Ollivier and Matthews

[15] replaced Hs in Eq. (2) by Fz /pa2, resulting in a critical

shear stress given by

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±13 3

Page 4: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

tcrit � Lcrit

pacrit

������������R2 2 a2

crit

q �3�

where Lcrit stands for the critical load and acrit denotes the

contact radius at the critical load. They concluded that the

resulting model was able to give semi-quantitative compar-

isons for diamond-like carbon ®lms on polymer substrates.

Laugier [28] expressed the total compressive stress (s x)

under the leading edge of the indenter as the following sum

sx � Fz

2pa24 1 ns

ÿ � 3pm

82 1 2 2ns

ÿ �� ��4�

In this equation n s is Poisson's ratio of the substrate and m(m � Fx=Fz) is the friction coef®cient between the indenter

and the coating. The ®rst term originates from the compres-

sive stress at the leading edge of the indenter induced by the

friction during sliding. The second term of Eq. (4) describes

the radial surface stress on the edge of the contact circle

induced by the force normal to the surface. Laugier uses the

elastic Hertz formula to compute the contact radius

a3 � 3

4FzR

1 2 n2s

Es

11 2 n2

c

Ec

!�5�

in which n c is Poisson's ratio of the coating, Es is Young's

modulus of the substrate, and Ec is Young's modulus of the

coating. In practice, the contact radius a could be approxi-

mated with the help of the measured scratch width d, as was

mentioned above. For a ,, R, the shear stress t acting on

the coating±substrate interface at the lip of the indentation

was approximated by Laugier [28] in the following way

t < sxa=R �6�The value of this shear stress at the critical load is consid-

ered a measure of adhesion, i.e. after substitution of Lcrit, acrit

and mcrit (which denotes the friction coef®cient at the critical

load) in the foregoing equations.

In later publications [29,30], Laugier introduced an

energy-based description for coating removal. The practical

work of adhesion W was expressed as

W � s2crit

2Ec

t �7�

The stress s crit consists of an externally applied compo-

nent and an internal stress component

scrit � sx;crit 1 sint �8�in which s x,crit is given by Eq. (4) at the critical load. The

analysis of Laugier is purely elastic, and it is assumed that

a .. t. The model (Eq. (7)) was applied to TiN and TiC

coatings on WC±Co-based cemented carbides [30] to give

reasonable results.

Burnett and Rickerby [31,32] state that the driving forces

for coating loss in the scratch test may be viewed as the

summation of three components: (i) an elastic±plastic

indentation stress; (ii) an internal stress component; (iii) a

tangential frictional force. Burnett and Rickerby [32]

analyze the possible in¯uence of each of these components.

They discuss the effect of the hardness, thickness of the

coating, and the friction coef®cient. They conclude that

the relative contributions from the three driving components

depend on the precise scratching conditions. Burnett and

Rickerby do not give an explicit scratch model, but remain

at a qualitative level. Both Attar and Johannesson [33], and

Staia et al. [34] claim to have extracted the following equa-

tion from the papers of Burnett and Rickerby, labeling this

the `Burnett and Rickerby model'. The equation reads

Lcrit � pd2crit

8

2EcW

t

� �1=2

�9�

in which W denotes the work of adhesion, and dcrit represents

the width of the scratch track at the critical load. In this

simpli®ed model, the elastic±plastic indentation stress is

considered dominant, which, according to Burnett and Rick-

erby, is only the case for a relatively low friction coef®cient

and large coating thickness. According to our knowledge,

Eq. (9) was ®rst proposed by Bull and Rickerby [35].

Surprisingly neither Attar and Johannesson [33] nor Staia

et al. [34] refer to this paper. To avoid confusion with

another model proposed by Bull et al., we will refer to Eq.

(9) as the `Burnett and Rickerby model'.

In another paper, Bull et al. [27] modi®ed the theory

proposed by Burnett and Rickerby [31,32] by expressing

the stresses in terms of their contributions to the coef®cient

of friction. The friction coef®cient can be obtained experi-

mentally if both the normal and tangential forces are

measured during a scratch experiment. It is assumed that

coating detachment occurs when the tangential compressive

stresses in the coating in front of the indenter induce critical

tensile stresses normal to the coating±substrate interface due

to Poisson's effect. The critical load in their model is given

by

Lcrit � Acrit

ncmcrit

2EcW

t

� �1=2

�10�

where Acrit denotes the cross-sectional area of the track

which is given by

Acrit � R2sin21 dcrit

2R

� �2

dcrit

2R2 2

dcrit

2

� �2" #1=2

�11�

This model is designed for thin hard coatings on soft

substrates, since it is assumed that no shear tractions occur

at the interface. Bull et al. estimate that the penetration

depth must be at least twice the coating thickness t for the

model to be applicable. This would correspond to a mini-

mum scratch width of

dcrit � 4 t R 2 t� �f g1=2 �12�The exact value of the somewhat arbitrary numerical

prefactor in the criterion given in Eq. (12) seems to be

prompted by their experimental data of TiN on steel having

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±134

Page 5: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

an additional Ti metal layer which did not obey the trend

exhibited by other additional metal layers consisting of W,

Ag, Al, Cr.

Attar and Johannesson [33] modi®ed the model of Bull et

al. [27] by assuming that the tangential force responsible for

coating removal does not act on the total scratch track cross-

sectional area, but on the cross-section of the coating only.

Hence, they replace the Acrit of Bull et al. [27], as given in

Eq. (11), by Acrit � tdcrit, which results in the following

expression for the critical load

Lcrit � dcrit

ncmcrit

2tEcWÿ �1=2 �13�

In this model, the indenter force is concentrated on the

coating, corresponding with the situation that interface fail-

ure and ¯aking occur simultaneously.

Venkataraman et al. [36] proposed a model assuming that

coating removal is caused by the release of strain energy

produced by the contact of the indenter. The work of adhe-

sion is assumed to be equal to the strain energy released.

Contributions to the strain energy are modeled with elastic

stresses due to the combined action of a normal point force

and a tangential force. The strain energy released during

®lm debonding is equal to an integral over the debonded

area of expressions containing squares of the stresses. The

debonded area is an important parameter in the model of

Venkataraman et al., implying that the application of this

model is restricted to the case where a clear debonded area

appears during scratching. A substantial ¯aw of the model

seems to be that it is based totally on elasticity theory for

bulk materials. Nevertheless, the model has been success-

fully applied to Pt±NiO coating±substrate system. For coat-

ings on soft substrates, only qualitative results could be

obtained with the model [11,37].

If the simpli®cations used in the analytical models are

compared to the real complexity of the scratch test, it is

clear that none of these models give a complete description

of the mechanics during scratching. This is also apparent

from the considerable differences between the mathematical

formulation of these models. For example, an explicit

account of the effect of friction is given in the model of

Benjamin and Weaver (Eq. (1)), Laugier (Eq. (4)), Bull et

al. (Eq. (10)), and Attar (Eq. (13)). In the other models the

effect of the friction coef®cient on the critical load is

contained implicitly.

Despite the obvious limitations associated with the analy-

tical models, it is interesting to assess their capability to

properly explain the in¯uence of a change in parameters

(such as an increase of the coating thickness or a change

of the friction coef®cient) on the critical load observed in

experiments. For this purpose, experiments are required in

which the parameters are varied in a systematic way. Few

attempts to do this have been published (e.g. Coghill et al.

[19], Staia et al. [34]). Unfortunately, in many cases it is

impossible to vary just one parameter, so that one measures

the in¯uence of a mixed effect. For example, an increase of

the thickness of the coating is often accompanied by an

increase of the forces at the coating±substrate interface

due to internal stress in the coating. It is possible that

previous studies, in which the thickness of the coating was

varied, were disturbed by this effect.

3. Experimental

3.1. Substrate

`Polypropylene' (Stamylan P48M40) was obtained from

DSM (The Netherlands) and was injection molded into

2 mm thick sheets. The polymer falls into the category of

thermoplastic ole®ns and is a blend of polypropylene and

ethylene-propylene rubber. The surface of injection molded

thermoplastic ole®ns of this kind consists entirely of poly-

propylene [38].

3.2. Contact angle measurement

Contact angle measurements were performed by the

sessile drop method using a video camera. The video

image was fed to a computer and processed by a software

package (Image-Pro Plus 1.3). Advancing and receding

contact angles were determined by depositing a water

droplet on the surface through a syringe needle. Liquid

was added (advancing) or removed (receding) from the

droplet using a micropump at a rate of 6 ml/s. The tip of

the needle was not removed from the droplet between the

advancing and receding contact angle measurements. The

experimental error of measurement was about 38.

3.3. Surface modi®cation

The polymer substrates were rinsed with deionized water,

2-propanol, and n-heptane, and were blown dry in a stream

of nitrogen prior to modi®cation. One of the treatments

consisted of immersing the polymer substrates in chromo-

sulfuric acid (K2Cr2O7:H2O:H2SO4 7:12:150 by weight) at

ambient temperature for various times, followed by thor-

ough rinsing with deionized water.

In another treatment, a Tepla 300E microwave plasma

apparatus was used to modify the surfaces at 2.45 GHz.

The volume of the cylindrical quartz reactor chamber was

18 dm3. Oxygen gas was supplied at a rate of 60 cm3/min

(STP). The pressure used was 0.2±0.25 mbar, and the micro-

wave power was 400 W. After modi®cation up to 1 min, the

temperature of the reactor did not exceed 458C. Polypropy-

lene was treated in this way prior to coating for 20 s.

Microwave oxygen plasma was also used for the

enhancement of the friction between the tip of the indenter

and the surface of the sol±gel coating. The plasma treatment

increased the friction coef®cient from about 0.5 to almost 3.

In that case, the exposure time was only 1 s. At the same

time the wettability was also increased. The plasma modi-

®cation reduced the advancing and receding water contact

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±13 5

Page 6: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

angles (measured approximately 5 min after treatment)

from 78 and 638, to 43 and 188 respectively.

It was observed that the friction coef®cient between the

indenter and the surface of the coating decreased with

increasing time between the plasma treatment of the coating

and scratch testing. This phenomenon allowed us to vary the

friction coef®cient by simply changing the time interval

between plasma modi®cation and scratch measurement.

In order to reduce the coating±substrate adhesion in a

controlled way, some samples were also exposed to deep

UV radiation (160±190 nm, maximum at 172 nm) from an

incoherent Xe excimer light source (Hereaus Noblelight

Excimer Laboratory System) in a nitrogen atmosphere.

The estimated maximum intensity of the lamp unit is 20±

40 mW/cm2. A function generator connected to the power

supply of the lamp controlled the duration and intensity of

the exposure.

3.4. Coating

All silane precursors were obtained from ABCR

(Germany). 7.69 g ethyltriethoxysilane, 3.26 g 1,6-bis[tri-

methoxysilyl]hexane, 1.92 g tetraethoxysilane, and 5.0 g

ethanol (Merck) were added to a small reaction vessel at

ambient temperature (293 K). Under stirring using a

magnetic bar 3.95 g 0.1 M HCl (Merck) was added. Within

a few minutes the milky suspension became transparent, and

the reaction was allowed to continue for a total time of 1 h.

The reaction mixture was then transferred via a pre®lter

(Millipore, SJCN 013 NS) to a series of 2 ml cryogenic

vials (Nalgene), which were tightly sealed and stored in

liquid nitrogen until further use.

3.5. Coating deposition

A vial of coating liquid was removed from the liquid

nitrogen depository and was allowed to stand at ambient

temperature for 15 min. Subsequently, the liquid was spin-

coated on the polypropylene substrates at 400 rpm for 1 min

in an open spinner, and was cured for 1 h at 1008C. All

samples were allowed to age for at least 24 h before further

experiments.

To determine the thickness of the coating an organic

lacquer dissolved in toluene was used to cover part of the

coating. After etching for 30 min in 25% aqueous HF at

room temperature, the organic lacquer was removed in

toluene and the resulting pro®le was analyzed by a Tencor

Alpha-step 200 pro®ling instrument. A thickness of

4:4 ^ 0:3 mm was obtained.

3.6. Microscratch tester

Scratch tests were performed using a home built appara-

tus equipped with a needle topped with a sapphire sphere of

300 mm in diameter. After cleaning with acetone, the needle

was lowered to the surface at a rate of 0.5 mm/s until a force

of 2 mN was measured. After a waiting period of a few

seconds the indenter was moved tangential to the surface

at 10 mm/s over a length of 2 mm. At the same time, the

force normal to the surface was increased linearly at a rate of

1.2 mN/s, reaching 242 mN at the end of the scratch. During

the scratch the forces both tangential and normal to the

surface were recorded digitally. At the same time the posi-

tion in both directions was recorded. The resolution of the

positions of the indenter parallel to the scratch direction and

normal to the surface is equal to 0.1 mm and 0.01 mm,

respectively. The resolution of the forces parallel to the

scratch direction and normal to the surface is 1.0 mN and

0.2 mN, respectively. All scratches were performed at ambi-

ent temperature.

3.7. Microscopy

Scanning electron micrographs were obtained on a

Philips 505-type instrument operated at 30 kV after coating

the samples with a few nanometers of gold by sputter

deposition. Optical examinations of the scratch pro®les

were made using a Leica DMR microscope. Measurements

of the track width were performed on images produced by a

video printer coupled to the microscope.

4. Results

Without surface modi®cation of the substrate the sol±gel

coating delaminated spontaneously during curing at 1008C.

This is caused by the lack of adhesion between coating and

substrate in combination with the stress built up in the coat-

ing during drying. An increase of the adhesion was achieved

by microwave oxygen plasma modi®cation (20 s) of the

polymer substrate prior to coating. This resulted in a stable

adherent crack-free coating on polypropylene after curing.

The plasma treatment is known to introduce polar oxygen-

containing moieties at the surface of the polymer [39],

which induce a better adhesion of the coating. The work

of adhesion of the coating to the substrate corresponding

to this treatment will be denoted by Wplasma.

An optical micrograph of a scratch experiment performed

on such a coating on polypropylene is displayed in Fig. 1a.

The force increases linearly up to 242 mN over a distance of

2 mm. The track pro®le shows plastic deformation without

failure phenomena. The forces exerted by the indenter on

the system were not large enough to overcome the adhesion

between coating and substrate. Delamination was not

observed and no critical load could be identi®ed. In Fig.

1b the friction coef®cient m (m � Fx =Fz) is given as a func-

tion of the tangential displacement. The friction constant

was almost independent of the normal load over the entire

scratch track.

In order to observe a critical load the stresses on the coat-

ing must be increased. We decided to increase the friction

between the indenter and the coating by treating the (fully

cured) coated surfaces with a very short (1 s) microwave

oxygen plasma. The polar functional groups at the surface

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±136

Page 7: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

of the coating introduced by this treatment, result in an

increase of the friction by the enhanced interactions with

the sapphire indenter. The effect of the oxygen plasma on

the surface properties was evident from the changes in the

wettability. The coating (24 h after curing) exhibited advan-

cing and receding water contact angles of 788 (^38) and 638(^38) respectively. The plasma modi®cation reduced these

contact angles (measured approximately 5 min after treat-

ment) to 438 (^38) and 188 (^38) respectively. The mechan-

ical properties of the coating are not signi®cantly affected by

such a short treatment (typical ashing times for 1 mm thick

organic coatings are of the order of hours). Fig. 2a shows an

optical micrograph of the scratch. Fig. 2b shows both fric-

tion coef®cient and the position normal to the surface as a

function of the tangential displacement for the scratch

shown in Fig. 2a.

Comparison of Fig. 2b with Fig. 1b shows that the friction

coef®cient is much higher in the case of the plasma-treated

surface compared to the non-treated surface. The ®rst part of

Fig. 2a clearly shows the effect of friction enhancement

(compared with Fig. 1a) induced by the plasma treatment

on the scratch behavior. Already at relatively low forces

normal to the surface, considerable damage occurred. Scan-

ning electron microscopic (SEM) examination (Fig. 3a)

reveals that these instances of coating damage were due to

tensile cracking behind the indenter [31], and total removal

of the coating did not occur at this stage. It has been shown

that in the case of coatings on a polymeric substrate, tensile

cracks may already exhibit delamination [40]. In our case,

tensile cracking at the trailing edge of the indenter is accom-

panied by some delamination in the area close to the crack

(Fig. 3a). Unfortunately, since the delamination is only

partial, it is rather dif®cult to establish whether, and in parti-

cular to what extent, delamination has occurred. Further-

more, in contrast to the point at which total delamination

occurs (vide infra), it is very dif®cult to relate the generation

of these tensile cracks (and possible partial delamination) to

the friction data. Therefore, in this study, we have chosen to

focus our attention to the point of total delamination.

Total delamination was observed at a normal force of

194 mN after a scratch distance of 1.6 mm (Fig. 2a),

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±13 7

Fig. 2. (a) Optical micrograph of a scratch under identical conditions as in

Fig. 1a, but with higher friction between the tip of the indenter and the

surface of the coating induced by a very short microwave oxygen plasma.

The length of the bar is 0.5 mm. (b) Friction coef®cient and displacement

normal to the surface as a function of the displacement of the indenter

tangential to the surface corresponding to the scratch shown in Fig. 2a.

Due to the effect of curvature of the sample over the length of the scratch,

the normal displacement shown here should not be regarded as displace-

ment relative to the undisturbed surface of the coating.

Fig. 1. (a) Optical micrograph of a scratch created by an indenter (300 mm

diameter spherical tip) on a coated polypropylene substrate. The normal

force increases linearly from left (2 mN) to right (242 mN) over a distance

of 2 mm. The length of the bar is 0.5 mm. (b) Friction coef®cient as a

function of the displacement of the indenter tangential to the surface corre-

sponding to the scratch shown in (a).

Page 8: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

which was accompanied by a large drop of the friction

coef®cient by a factor of about 3 (Fig. 2b). After delamina-

tion occurred, the friction coef®cient remained rather low

upon further increasing of the normal force, and the remain-

der of the scratch showed only plastic deformation without

failure phenomena. At the critical load a sudden change in

the position normal to the surface was also observed (Fig.

2b). Both the drop of the friction coef®cient and the sudden

change of the position were observed for all scratches at the

point where delamination occurred. The point of delamina-

tion of several scratches was examined by SEM. In all cases,

it appeared that failure occurred at the substrate/coating

interface (Fig. 3b). Furthermore, the magnitude of the

sudden change of the position normal to the surface at the

point of delamination was always between 3.7 and 4.7 mm,

and showed no correlation with the critical load at delami-

nation. The magnitude corresponds closely with the thick-

ness of the coating as determined by pro®lometry

(4:4 ^ 0:3 mm). We therefore suppose that the coating,

which is detached from the substrate, sticks to the indenter.

In the remainder of the scratch the combination of the inden-

ter and detached coating slides over the forthcoming coating

without causing further delamination. This also explains the

relatively low friction coef®cient during the remainder of

the scratch.

These results clearly show the importance of friction in

scratching experiments. The differences between Fig. 1 and

Fig. 2 also show that adhesion cannot be identi®ed in a

unique way by an experimentally determined critical load

normal to the surface without taking into account the effect

of friction.

A large number of scratches were performed in the

manner described above. The critical load was obtained

from the characteristic drop in the friction coef®cient (all

scratches were also inspected by microscopy). It was

observed that the friction coef®cient between the indenter

and the coating decreased with increasing time between the

microwave oxygen plasma treatment of the surface of the

coating and scratch testing. The decrease of the friction

coef®cient was accompanied by a decrease of the wettability

(Table 1). The change of the friction coef®cient is caused by

organic contamination from the atmosphere adsorbing on

the surface of the coating, or changes of the surface due to

reorientation or migration in the coating. This phenomenon

allowed us to vary the friction coef®cient by simply chan-

ging the time interval between plasma modi®cation and

scratch measurement, with all other parameters (like adhe-

sion, thickness of the coating, etc.) remaining constant.

Fig. 4 shows a graph of the critical load against the fric-

tion coef®cient obtained in this way. The value of the fric-

tion coef®cient used in Fig. 4 was measured at the point just

prior to the load drop associated with the critical load.

In another set of experiments we purposely reduced the

adhesion between the coating and the substrate by exposing

the plasma treated polypropylene for a short period to deep

UV radiation (2 s at 25% of the maximum available power)

in an inert atmosphere prior to coating. The UV radiation

eliminates part of the hydrophilic moieties introduced by the

oxygen plasma treatment. This is indicated by the advancing

contact angle of water on plasma treated polypropylene,

which increases from 63 to 768 after deep UV exposure.

The (practical) work of adhesion of the coating to the

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±138

Fig. 3. (a) SEM micrograph of cracks in the coating induced by tensile

stresses behind the tip of the indenter. The direction of the movement of the

indenter is from right to left. (b) SEM micrograph showing coating dela-

mination.

Table 1

Time dependence of the water contact angles of the coating after plasma

modi®cation

Time between plasma

and measurement

u advancing ( ^ 38) u receding ( ^ 38)

No plasma modi®cation 78 63

, 5 min 43 18

1 h 47 30

2 h 50 37

3 h 54 42

10 h 56 46

98 h 56 47

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substrate corresponding to this treatment will be denoted by

WUV. The results of scratch experiments on these samples

are also given in Fig. 4.

For both sets of experiments a pronounced decrease of the

critical load with increasing friction coef®cient is observed.

The reduced adhesion of the WUV samples is also evident

from Fig. 4. At the same friction level, the critical load of

the samples that received an additional deep UV exposure

prior to coating (WUV) is much lower than that of the non-

UV exposed samples denoted by Wplasma.

We will now compare the results summarized in Fig. 4

with the theoretical predictions described above. All

models require knowledge of the track width (or a closely

related parameter) at the critical load. Experimentally, we

did not observe signi®cant differences in track width for

different samples discussed here. We de®ne the track

width as the width of the depression induced by plastic

deformation. The track width was most easily determined

by measurements from optical micrographs from scratches

in cases where no damage other than plastic deformation

was observed because of a relatively low friction coef®-

cient (see Fig. 1). In cases where cracking of the coating

was observed the cracks extended outside the track width

(Fig. 2a), but no signi®cant differences in the track width

itself were noted compared to scratches exhibiting plastic

deformation only. In Fig. 5 the track width is given as a

function of the force normal to the surface during the

scratch.

At the start of a scratch, the scratch width increases

rapidly with the applied force. At forces above 50 mN the

track width increases linearly with the applied force. These

experimental data were ®tted to a sixth degree polynomial

(drawn line in Fig. 5). This polynomial function was used to

predict the scratch width at the (critical) normal load

observed experimentally. In this way, the lowest critical

load observed (7 mN) corresponds to a scratch width of

21 mm, whereas the highest critical load (232 mN) corre-

sponds to a scratch width of 67 mm.

5. Discussion

5.1. Effect of friction on the critical load

It should be noted that the internal stress of our sol±gel

coatings was not known, but since all results described here

were obtained at a ®xed thickness of the coating, the contri-

bution due to internal stress is a constant which is contained

in the experimentally obtained work of adhesion. The

capability of the models listed above to describe the change

in the observed critical load with the friction will be

discussed. We stress that a successful description of this

relation by a model does not imply that the model is realistic

in a universal sense. Many other variations (e.g. changes of

Young's modulus of substrate and coating) should be tested

as well to support such a model.

Fig. 4 shows that, with all other parameters identical, the

critical load decreases with increasing friction coef®cient.

The track width at the point of critical delamination

increases with increasing normal load (Fig. 5), and accord-

ingly, with decreasing friction coef®cient. Therefore, in the

models that do not contain the friction coef®cient (or a force

tangential to the surface) explicitly, there is still an implicit

dependence of the critical load on the friction coef®cient.

Consequently, in the analysis these models cannot be disre-

garded a priori.

According to the Ollivier et al. [15] modi®cation of the

Benjamin et al. [3] model, the critical shear stress t crit as

given in Eq. (3) should be independent of the friction coef®-

cient. A plot of t crit against the friction coef®cient m (Fig. 6),

shows a large decrease with increasing friction coef®cient.

Therefore, the `Benjamin±Ollivier' model disagrees with

the present experimental data.

In the `Burnett and Rickerby model', it was assumed that

the frictional force was equal to the critical (normal) load.

Therefore, the equation for the critical load (Eq. (9)) does

not contain the friction coef®cient explicitly. Accordingly,

Lcrit /dcrit2 should be independent of m. The pronounced

decrease of Lcrit /dcrit2 with increasing m (Fig. 7), both for

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±13 9

Fig. 5. Track width as a function of the force normal to the surface. Solid

line: polynomial least squares ®t.

Fig. 4. Critical load (normal to the surface) as a function of the friction

coef®cient just prior to the critical load for delamination. (A), Good adhe-

sion (Wplasma); (W), reduced adhesion (WUV).

Page 10: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

Wplasma and WUV, shows that this model also does not

describe the friction dependence of the critical load

correctly.

The model of Bull et al. [27] explicitly takes into account

the effect of friction. According to their equation for the

critical load (Eq. (10)), Lcritmcrit /Acrit should be proportional

to the square root of the work of adhesion and independent

of the friction coef®cient. Fig. 8 shows that for our data this

is not the case. In contrast to the predictions by the model, a

pronounced increase of Lcritmcrit /Acrit with mcrit is observed

for both Wplasma and WUV.

It should be noted that according to Bull et al., Eq. (10)

would not strictly apply here, since for the experimental

data discussed dcrit is between 20 and 70 mm, whereas

dcrit $ 100 mm would be required to satisfy Eq. (12).

However, it is discouraging that even the critical loads

corresponding to a scratch width close to 70 mm (WUV

data around m � 0:6) fail to show a trend towards becoming

independent of the friction coef®cient.

In Eq. (1) proposed by Benjamin et al. [3], the plowing

forces required to deform the substrate material and to push

aside the sheared ®lm, are also taken into account. Therefore

two additional parameters, the indentation hardness of the

substrate (Hs) and the coating (Hc), are required. For rela-

tively thin coatings on substrates exhibiting considerable

elasticity, reliable values for the indentation hardness are

dif®cult to obtain. Coghill et al. [19] also compared the

contribution of the plowing forces to the experimentally

observed tangential forces at failure for several stylus

sizes on the same coating/substrate laminate. These data

indicate that the contribution due to plowing is important

if the radius of the stylus is small (e.g. 30 mm) or if the

friction coef®cient is relatively small (#0.1). Since the

size of the stylus we used had a radius of 150 mm and the

friction coef®cients at the critical load are relatively large

( $ 0.5), the in¯uence of plowing forces on the experimental

critical load can be neglected in a ®rst approximation. The

observation that the friction coef®cient can be increased

from about 0.5 to around 3 by microwave plasma treatment

of the coating surface shows that especially at high friction

coef®cients the plowing contribution must be very small.

Neglecting plowing forces, the critical load following

from Eq. (1) can be written as

Lcrit � p

4

tcritd2crit

mcrit

�14�

Accordingly, Lcritmcrit /dcrit2 should be proportional to the

square root of the work of adhesion (since W is proportional

to t crit2 ), and independent of the friction coef®cient. In

contrast to these predictions, Fig. 9 shows that, especially

for the Wplasma data, Lcritmcrit /dcrit2 increases rapidly with the

friction coef®cient. In order to make sure that this discre-

pancy is not due to the approximations made in Eq. (14), we

used least squares analysis to compare our data with Eq. (1),

taking Hc and Hs as adjustable parameters. Both for Wplasma

and WUV, this resulted in unphysical results for Hc and Hs

(negative values were obtained for both parameters).

Furthermore, the largest contribution due to plowing is

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±1310

Fig. 7. Lcrit /dcrit2 (from Eq. (9)) as a function of the friction coef®cient just

prior to the load drop associated with the critical load. (A), Good adhesion

(Wplasma); (W) reduced adhesion (WUV).

Fig. 8. Lcritmcrit /Acrit (from Eq. (10)) as a function of the friction coef®cient

just prior to the load drop associated with the critical load. (A), Good

adhesion (Wplasma); (W), reduced adhesion (WUV).

Fig. 6. Critical shear stress (Eq. (3)) as a function of the friction coef®cient

just prior to the load drop associated with the critical load. (A), Good

adhesion (Wplasma); (W), reduced adhesion (WUV).

Page 11: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

expected for the WUV results. However, the largest discre-

pancy from Eq. (14) is for the Wplasma data. Therefore, it can

be concluded that the Benjamin et al. model is unable to

explain the friction dependence of the critical load for our

experimental system.

In the ®rst model proposed by Laugier the adhesion is

related to the (critical) shear stress (t crit) at the coating±

substrate interface which is obtained from Eq. (6) with s x

given by Eq. (4). Instead of using Eq. (5), we approximate

the contact radius a by d/2. Furthermore, Poisson's ratio (n s)

of the substrate is estimated to be 0.3. The values of the

critical shear stress calculated from Eqs. (6) and (4) should

depend only on the adhesion, since the dependence on the

friction coef®cient is already contained in Eq. (4). In Fig. 10

the critical shear stress calculated by this method is plotted

against the friction coef®cient. If compared to the models

discussed before, the model ®ts the experimental data

reasonably well, especially for the Wplasma measurements.

In contrast to the Benjamin et al. model, the plowing

effect is not taken into account in Eq. (6). The largest rela-

tive contribution from plowing is expected when both m and

W are relatively low. The plowing forces will contribute to

the applied tangential force (Fx � Lcritmcrit) and will lead to

an increase of Lcritmcrit compared with the situation where

plowing forces are negligible. Therefore, the systematic

differences observed between m � 0:5 and 1 for the WUV

data are possibly caused by plowing effects.

In the second model proposed by Laugier the work of

adhesion (Eq. (7)) is related to the square of the total stress

given by Eq. (8). Since, for our measurements, both

Young's modulus (Ec), the thickness (t) and the internal

stress (s int) of the coating are ®xed, s x as calculated from

the right-hand side of Eq. (4) should be independent of the

friction coef®cient. Fig. 11 shows that Laugier's energy

approach is not in agreement with our experimental results.

According to the model (Eq. (13)) proposed by Attar et

al., Lcritmcrit /dcrit should be proportional to the square root of

the work of adhesion, and be independent of the friction

coef®cient mcrit. A plot of Lcritmcrit /dcrit against mcrit is repre-

sented in Fig. 12. The experimental data ®t the model

reasonably well, especially for the Wplasma measurements.

The Wplasma data give �2tEWplasma�1=2 � 3:8�^0:5� £ 103 N/

m, whereas the WUV data (for m . 1) result in

�2tEWUV�1=2 � 1:11�^0:28� £ 103 N/m. Since for both

systems t, Ec and n c are identical, it follows that according

to the Attar model Wplasma=WUV < 12. It should be stressed

that this ratio does not simply apply to the thermodynamic

work of adhesion (as de®ned by the Dupre equation), since

the practical work of adhesion contains additional dissipa-

tion terms.

It is easily veri®ed that the critical load (Fz � Lcrit) in

Laugier's ®rst model (Eq. (4)) and in the Attar model (Eq.

(13)) exhibit the same friction dependence if the second

term in Eq. (4) is negligible compared to the ®rst term

which applies when the friction coef®cient is relatively

large. For the smallest friction coef®cient encountered in

our experiments m,0.5, and substituting ns � 0:3, the

second term of Eq. (4) is at least six times smaller than

the ®rst term. An increase of the friction coef®cient will

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±13 11

Fig. 10. Critical shear stress (Eq. (6)) as a function of the friction coef®cient

just prior to the load drop associated with the critical load. (A), good

adhesion (Wplasma); (W), reduced adhesion (WUV).

Fig. 11. Total compressive stress (according to Eq. (4)) as a function of the

friction coef®cient just prior to the load drop associated with the critical

load. (A), Good adhesion (Wplasma); (W), reduced adhesion (WUV).

Fig. 9. Lcritmcrit /dcrit2 (from Eq. (14)) as a function of the friction coef®cient

just prior to the load drop associated with the critical load. (A), Good

adhesion (Wplasma); (W), reduced adhesion (WUV).

Page 12: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

lead to a further increase of this factor. This explains the

minor differences between Laugier's ®rst model (Fig. 10)

and the Attar model (Fig. 12). The same reasoning applies to

the simpli®ed Benjamin et al. model (Fig. 9, Eq. (14)) and

Laugier's energy model (Fig. 11, Eq. (7)). We conclude that

in our experiments the former two models give the best

description of the friction dependence of the critical load.

5.2. Activation by chromosulfuric acid

Apart from plasma activation, there are several other

well-known methods to increase the adhesion of coatings

to polypropylene such as corona treatment, short exposure

to a ¯ame, or immersion in an oxidizing liquid. Since treat-

ment by an oxidizing liquid can be performed in a very

reproducible way, we decided to compare this activation

method to the results obtained by plasma treatment.

Fig. 13 shows a graph of the critical load against the

friction coef®cient for coated polypropylene samples

which were immersed in chromosulfuric acid for various

times prior to coating with the sol±gel liquid. After curing,

the coating surface was again treated with a very short (1 s)

microwave oxygen plasma to increase the friction between

the indenter and the coating. The friction coef®cient was

varied as before by exposing the samples to the ambient

atmosphere for different times (vide supra). Again, the criti-

cal load showed a pronounced decrease with increasing fric-

tion coef®cient. Within the accuracy of the experimental

data given in Fig. 13, no effect of the immersion time in

chromosulfuric acid could be observed between 1 and

10 min. In Fig. 14, these data have been analyzed by the

Attar model (it is clear from the discussion above that an

analysis by Laugier's equation for the critical shear stress

will reveal almost identical results). Systematic deviations

from the Attar model were observed between m � 0:5 and 1,

which are comparable in magnitude to the deviations

observed for the WUV samples (Fig. 12). This is consistent

with the value for �2tEW�1=2 � 1:28�^0:25� £ 103 N/m

obtained for m . 1, which is equal to WUV, within experi-

mental error.

A considerable increase of the adhesion (determined as

lap shear strength) was observed by Brewis et al. [41] by

immersing polypropylene in chromosulfuric acid for 6 h at

708C, instead of 1 min at room temperature. The results

presented above suggest that within 1 min a stationary

state is reached where surface oxidation and dissolution of

material into solution are in dynamic equilibrium. There-

fore, the increase of the adhesion resulting from the elevated

temperature (708C) combined with the long immersion time

may be due to an increase of the surface roughness due to

the etching process. Alternatively, the etching of a thin

surface layer, which is phase separated from the elastomer,

could be responsible for the increase of the adhesion.

6. Conclusions

A detailed study of the effect of friction on scratch adhe-

sion testing was made. Scratch testing was performed on a

sol±gel (hybrid) coating deposited on polypropylene. To

prevent spontaneous delamination of the coating during

M.H. Blees et al. / Thin Solid Films 359 (2000) 1±1312

Fig. 12. Lcritmcrit/dcrit (from Eq. (13)) as a function of the friction coef®cient

just prior to the load drop associated with the critical load. (A), Good

adhesion (Wplasma); (W), reduced adhesion (WUV). Dashed lines represent

3:8 £ 103 N/m and 1:11 £ 103 N/m (see text for explanation).

Fig. 13. Critical load (normal to the surface) as function of the friction

coef®cient just prior to the load drop associated with the critical load.

Immersion time in chromosulfuric acid: (S) 1 min, (W) 2 min, (A) 10 min.

Fig. 14. Lcritmcrit/dcrit (from Eq. (13)) as a function of the friction coef®cient

just prior to the load drop associated with the critical load. Immersion time

in chromosulfuric acid: (S) 1 min, (W) 2 min, (A) 10 min. Dashed line

represents 1:28 £ 103 N/m (see text for explanation).

Page 13: Invited review paper The effect of friction on scratch …Invited review paper The effect of friction on scratch adhesion testing: application to a sol–gel coating on polypropylene

curing, it was necessary to chemically modify the polypro-

pylene surface by microwave oxygen plasma or immersion

in chromosulfuric acid. The friction coef®cient between

indenter and coating was varied by chemical modi®cation

of the surface of the coating, while all other relevant para-

meters (adhesion, thickness, modulus of the coating, etc.)

remained constant.

The critical load (normal to the surface) during scratching

showed a pronounced decrease of more than an order of

magnitude with increasing friction coef®cient. Therefore,

in experiments where the tangential (friction) force is not

measured directly, consistent results can only be obtained if

all samples exhibit a highly reproducible and uniform fric-

tion coef®cient with the indenter.

Several scratch-adhesion models proposed in literature

were compared to the experimental data. Both the model

proposed by Attar and Johannesson [33] and Laugier's

analysis of the interfacial shear stress [28] give a reasonable

description of the dependence of the critical load on the

friction. Systematic deviations from these models were

observed in the case where both adhesion and friction coef-

®cient were relatively small.

The adhesion of the sol±gel coating induced by micro-

wave oxygen plasma modi®cation of polypropylene was

considerably higher than that obtained by wet chemical