Introduction to FFT

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    Test Technology: DSP (Digital Signal Processing)

    Fourier transform Aliasing & leakage Measurement functions

    Hong WengCustomer Service EngineerLMS - A Siemens Business

    [email protected]

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    Lecture objectives

    Understand the importance

    of the Discrete FourierTransform (DFT)

    Be able to explain aliasingand leakage

    See the advantages offrequency-domainmeasurement functions

    By completing this lecture, you will:

    0.00 800.00Hz

    0.00

    7.70e-3

    Amplitude

    g

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    DSP in Test.Lab

    Acquisition Time?Frequency Resolution?

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    Signals and processing

    Signal: measurable quantity carrying information on some physical phenomenon

    Pressure, displacement, acceleration,

    Temperature, voltage, biomedical potential (EKG, EEG, ...)

    Information contained in the variation of the quantity over time (space, )

    This signal is measured with a sensor

    This signal is what you want to analyse in view of a particular problem

    Analog Signal

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    Signals and processing

    Signal Processing: specific manipulations of the measured signals to:

    Extract the key information

    Understand the physical problem Provide input data for specific analysis or even simulations

    Modify the signal for specific applications

    Digital Signal Processing: doing all this using computer-based systems

    Transform the sensor signal in a stream of digital words

    Most sensors have an analog signal output

    Computers are limited to analysing finite datasets

    Discretisation in time and in amplitude

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    SystemTransferSystemTransfer

    ReceiverReceiver

    Road

    Wheel & Tire Steering WheelShake

    Seat Vibration

    Rearview mirrorvibration

    Engine

    Signals everywhere

    X =

    Gearbox andTransmission

    Turbomachinery

    Accessories

    RotorCockpit vibration &

    noise

    Cabin comfort

    Noise at Drivers &Passengers Ears

    Structural Integrity

    Environmental

    sources

    SourceSource

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    and they can look hmm interesting

    Ariane 5 launch and

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    Joseph did help us a lot

    Joseph Fourier (1768 - 1830)

    Thorie analytique de la chaleur(1822)

    Fouriers law of heat conduction

    Analyzed in terms of infinitemathematical series

    +

    =

    2

    2

    2

    2

    y

    u

    x

    uk

    t

    u-2.5

    -2

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    4

    Any signal can be described as acombination of sine waves of differentfrequencies

    Useful by-product

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    Fourier transform

    To go from time to frequency domain and back

    Fourier integral:

    Supported by modern signal analysersSpectrum analysers

    Basic function in all our software

    ( )[ ] ( )XtxF = ( )[ ] ( )txXF = 1

    ( ) ( )

    ( ) ( )

    =

    =

    +

    +

    deXtx

    dtetxX

    tj

    tj

    2

    1

    For mathematicians

    For humans

    -2.5

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    0

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    4

    f[Hz]10 20 40

    Detect sine waves in signal Draw line at frequency of sine wave

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    Some definitions

    t [s]

    f [Hz]

    [rad/s]

    T0

    f0

    0

    Time domain

    Frequency domain

    Period: T0 [s]

    Frequency: f0 = 1/T0 [Hz]

    Pulsation / circular frequency:0 = 2f0 = 2/T0 [rad/s]

    1 rad

    2

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    Frequency spectrum Time history

    Selection of domain, depending on the application aims

    Equivalence of time and frequency domain: no loss of information

    Time TimeFrequency Frequency

    f

    f

    f

    f

    f

    ft

    t

    t

    t

    t

    t

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    Examples Fourier transform

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    Bridge Vibrations

    t

    t

    f

    t

    Traffic

    Shaker

    Dropweight

    Time domain Frequency domain

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    There exist more domains

    Representation of signals for analysis

    t

    A

    f

    A2/f

    A

    P

    f

    A2/f

    A

    P

    t

    A

    Time domain:

    The time history x(t)

    Frequency domain:

    The signal spectrum X(

    )

    Amplitude domain:

    The probability distribution P(A)

    Gaussiandistribution

    Uniform

    distribution

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    Nice theory but we must do it on a computer

    Sampled signals

    Discrete time history

    Discrete frequency spectrum

    Finite signal segments

    Limited number time samples

    Limited number of frequency lines

    Numerical representation

    Discrete number of possible amplitudevalues

    ( )[ ] ( )XtxF = ( )[ ] ( )txXF = 1

    ( ) ( )

    ( ) ( )

    =

    =

    +

    +

    deXtx

    dtetxX

    tj

    tj

    2

    1

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.8

    0.9

    1

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    Consequences ?

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    Discretisation Effects:Aliasing and Leakage

    Two most frequently occurring problems using discretisation:

    does not meet Shannons Theorem

    Remedy

    Use band-limited signals

    Use low-pass filtering

    The sampled function is not transient and not periodic

    Remedy

    Use periodic signals

    Apply windowing (errors remain!)

    ( )max

    2 ffs

    s

    f

    ALIASING

    LEAKAGE

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    Sampling

    Sine wave of 10 Hz, sampled at 100 Hz

    Digital representation looks like a perfect sine

    Following slides:

    Reducing sampling frequency

    0.2 0.4 0.6 0.8 1-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    am

    plitude

    sampling frequency = 1000 Hz

    10 Hz harmonic function

    T=Nt

    100 Hz

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    0 2 4 6 8 10-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 100 Hz

    10 Hz harmonic function

    4 4.2 4.4 4.6 4.8 5

    -2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 100 Hz.

    4 4.2 4.4 4.6 4.8 5

    -2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 100 Hz.

    tNT =

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    0 5 10 15 20 25-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 40 Hz.

    10 Hz harmonic function

    10 10.2 10.4 10.6 10.8 11-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 40 Hz.

    10 10.2 10.4 10.6 10.8 11-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 40 Hz.

    T N t=

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    0 10 20 30 40 50-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 20 Hz.

    10 Hz harmonic function

    T N t=

    20 20.2 20.4 20.6 20.8 21-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    amplitude

    sampling frequency = 20 Hz.

    20 20.2 20.4 20.6 20.8 21-2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    time - seconds

    am

    plitude

    sampling frequency = 20 Hz.

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    Sampling: exploring the limits

    Sampling frequency = sine wavefrequency

    fs = fsine

    Observed frequency = 0 Hz (DC)

    Sampling frequency = 2 x sine wavefrequency

    fs = 2 x fsine

    Observed frequency is correct, but it isborderline (sampling frequency cannot belowered)

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    Sampling = only look from time to time

    Different interpretations possible ???

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    t tfs

    = 1

    t tfs

    = 1

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    Sampling Potential source of trouble

    20 Hz signal, sampled at 21.3 Hz, shows up as a 1.3 Hz signal Aliasing

    fs 2fs 3fsfs/20

    Truefrequencies

    Sampledfrequencies

    fs/2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    ff ff

    Correct Observed

    20 201.3

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    Aliasing ProtectionLow-Pass Filter

    Make sure the signal does not containfrequencies above half the sample frequency fs

    Do this by applying a sufficient performing low-pass filter

    Be aware that the amplitude of the last portionof the spectrum is attenuated by the filter Alias-free

    Automatically done in good data acquisition hardware

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    Example

    Alias-free

    Frequency rangesuffering from aliasing

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    Aliasing sometimes positive

    Something strange?

    Glass vibrates at 608Hz, while we see itvibrating at 2 Hz!

    Sampling bystroboscope at 101 Hz(Operating range is 0 120 Hz)

    6 x 101 Hz = 606 Hz

    For the human eye: 101Hz = analog (we dontsee the samples)

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    Discretisation Effects:Aliasing and Leakage

    Two most frequently occurring problems using discretisation:

    does not meet Shannons Theorem

    Remedy

    Use band-limited signals

    Use low-pass filtering

    The sampled function is not transient and not periodic

    Remedy

    Use periodic signals

    Apply windowing (errors remain!)

    ( )max

    2 ffs sf

    ALIASING

    LEAKAGE

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    Finite Observation Length

    Limited observation

    Discrete Spectrum Periodicity Assumed

    Complete original signal

    We are NOT analysingthe original signal !!

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    Finite Observation Side Effect

    Adverse effects

    Wrong amplitudes

    Smearing of thespectrum

    -2.5

    -2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    2.5

    Leakage

    0.00 100.00Hz

    0.00

    1.00

    Amplitude

    (m/s2)

    0.00 100.00Hz

    0.00

    1.00

    Amplitude

    (m/s2)

    0.00 100.00Hz

    -60.00

    0.00

    dB

    (m/s2)

    0.00 100.00Hz

    -60.00

    0.00

    dB

    (m/s2)

    Linear scale

    Log scale

    Linear scale

    Log scale

    Expected spectrum of apure sine wave

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    Leakage Amplitude Uncertainty

    Periodic observation100% of amplitude

    A-periodic observation63% of amplitude

    Boss, this 100.000$ system is giving mesomething between 6 and 10g

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    Reducing Leakage by Applying Time Windows

    Leakage originates from finite observation(discontinuity-error at edges)

    Original signal properties are bestrepresented in the middle of the observation

    period : enhance information

    Practical implementation : multiplicationby window-function (time domain) to reducediscontinuities

    Effects :

    Improved amplitude estimate ( flattencentral lobe)

    Reduce frequency range of smearing( lower side lobes)

    Local smearing of spectral energy due

    to wider central lobe effectivespectral resolution decreases

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    Window Types Specific Characteristics

    Timedoma

    in

    Freq

    .domain

    Rectangular, uniform Hanning Flat top

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    Windowing Use Cases

    Uniform (rectangular)

    Only in leakage-free conditions

    Hanning

    Most commonly used for unknown signals

    Compromise: amplitude relatively correct good frequency precision High side lobes may mask neighbouring frequencies with low amplitude

    Kaiser-Bessel

    Good selectivity (low side lobes): measure close frequencies with large amplitudedifferences

    Flat top

    Calibration: accurate amplitude measurement Very bad effective frequency resolution

    Impact testing windows

    Exponential (response)

    Force-window (input signal)

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    Example 1

    Periodically observed sine

    Rectangular window

    Hanning window

    Non-periodically observed sine

    Rectangular window

    Hanning window

    0.00 100.00Hz

    -100.00

    0.00

    dB

    (m/s2)

    AutoPower_Per_Hann

    AutoPower_Per_Rect

    0.00 100.00Hz

    -100.00

    0.00

    dB

    (m/s2)

    AutoPower_Nonper_Hann

    AutoPower_Nonper_Rect

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    Example 2

    2 sines which are non-periodic within the measurement period. The amplitude ofthe second sine is 100 lower than the amplitude of the dominant sine.

    Alternatively: measure longer!

    Rectangular

    Flat top

    Hanning

    Kaiser-Bessel

    Discretisation Effects:

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    Discretisation Effects:Aliasing and Leakage

    Two most frequently occurring problems using discretisation:

    does not meet Shannons Theorem

    Remedy

    Use band-limited signals

    Use low-pass filtering

    The sampled function is not transient and not periodic

    Remedy

    Use periodic signals

    Apply windowing (errors remain!)

    And perhaps a 3rdone:

    Amplitude discretisation (e.g. 16/24 bit ADC)

    ( )max

    2 ffs sf

    ALIASING

    LEAKAGE

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    Amplitude discretisation problem

    Small variations are notdetected

    Amplitudes areapproximated

    Small signals look bad

    6

    7

    5

    4

    3

    2

    1

    0

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    Amplitude discretisation solution

    Amplify signal to cover optimallyavailable input range

    Many bits in ADC to provide manypossible values

    So we can describe accuratelysmall variations

    Currently 24 bit ADC

    6

    7

    5

    4

    3

    2

    1

    0

    MAXIMUM VOLTAGE

    MINIMUM VOLTAGE

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    So we need assistance for

    Filtering

    Several possible sample frequencies

    Windowing

    Amplification

    Sufficient possible amplitude values

    C

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    8

    8

    8

    8

    Analog sensor signal Fourier transform (infinite integral)

    Sampled signal Discrete-time Fourier transform (DTFT)

    Finite observation length Discrete Fourier transform (DFT)

    Repetition of time blocks Sampled freq. domain (spectral lines)

    Repetition of spectraSampled time domain

    Fourier & Co

    DFT P t

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    DFT Parameters

    Block size N

    Sampling interval t = 1/fs Observation time T = N t

    Sampling frequency fs = 1/t

    Nyquist frequency (bandwidth) fN = fs/2

    Spectral lines Ns = N/2

    Frequency resolution f = 1/T = fs/N

    Time domain Frequency domain

    t f

    fN fs0f

    t

    T

    DSP i T t L b

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    DSP in Test.Lab

    Spectral test specification:

    Maximal signal frequency ofinterest

    Bandwidth (fmax, fN)

    Sampling (fs, t)

    Frequency separationrequirement

    Resolution (f)

    Observation time(T) and block size (N)

    Aliasing prevention

    Sample high enough +filtering

    Leakage prevention

    Periodic signals,transient signals, orwindowing

    Some histor

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    Some history

    Fourier series - Joseph Fourier (1822)

    Origin

    Discrete Fourier Transform (DFT)

    Sampling + finite time

    Fast Fourier Transform (FFT) Cooley & Tukey (1965)

    Efficient algorithm for DFT

    Power of 2 number of samples (e.g. 512, 1024, 2048, 4096, )

    Fastest Fourier Transform in the West (FFTW) Frigo & Johnson (1999) Efficient algorithm for DFT for non-power-of-2 number of samples

    Signal analysis measurement functions

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    Signal analysis measurement functions

    Time domain and frequency domain calculations toextract specific information from the test signals

    Time history

    Time data segment statistics

    Auto/cross correlation function

    Frequency spectrum, auto/cross power spectrum

    Rotating machinery tracked spectrum analysis (SeeSignature Testing lecture)

    Coherence and Frequency Response Function (SeeStructural Testing lecture)

    The key issues to select a function are:

    What information is needed? How is this informationbest brought forward from the signal?

    Averaging to enhance weak signal components

    Absolute values

    0.00 80.00Hz

    -140

    -40

    dB

    ((m/s2)/N)

    22.56 41.19

    s

    Time winr:61:+ZTime winr:62:+ZAveraging

    23/11/2002: Bradford City Sheffield United: 0 5

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    23/11/2002: Bradford City Sheffield United: 0 5

    Data acquisition: 4 h

    Sampled at 80 Hz (down-sampled to 20 Hz)

    Sliding RMS value ( ) 1000 samples, 50% overlap

    0.00 15000.00s

    -0.02

    0.02

    Real

    (m/s2)

    -0.20

    0.20

    Real

    (m/s2)

    F time_record roof:1:+X / Root Mean Square

    B time_record roof:1:+X

    Goal 1 Goal 2 Goal 3 Goal 4 Goal 5

    Half time EmptyFilling Seated Emptying

    End of game

    Road load data analysis

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    5 : Belgian blocks

    1 : runups

    2 : ramps

    3 : asphalt

    4 : ramps

    Road load data analysis

    To design representative test scenarios

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    To design representative test scenarios

    Accelerated durability testing cycles

    Meeting 1.2 million km durabilityrequirement

    Real tests would take 3 years

    Large-scale customer data collection

    5000 km Turkish public road data

    Ford Lommel proving ground

    Development of accelerated rig test

    Target setting Test schedule definition

    Resulting test schedule 8 weeks

    Test acceleration of factor 100

    LMS engineers performed dedicated data collection, applied extensive loaddata processing techniques and developed a 6- to 8-week test track sequence

    and 4-week accelerated rig test scenario that matched the fatigue damage

    generated by 1.2 million km of road driving.

    1

    Damage based on strain gage signals, full truck

    Applications: Electric Motor & Gear Mesh Analysis

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    Electric motor powers machinery throughgear reduction drive units

    Increased vibration level from wear

    Gearbox geometry

    Main shaft frequency: 59.7 Hz

    Final shaft frequency 59.7*(17/55)*(20/68) = 5.43 Hz

    Final gear mesh frequency

    5.43*68 = 369 Hz

    Fs = 1024 Hz

    400.000.00 Hz

    0.04

    0.00

    Amplitude

    m/s2

    59.76 369.00

    Applications: Electric Motor & Gear Mesh Analysis

    Applications: Electric Motor & Gear Mesh Analysis

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    0.00 400.00Hz

    10.0e-6

    0.10

    Log

    (m/s2

    )

    36930 18460

    Main shaft frequency

    Half of the main shaft frequency Harmonics of the main shaft frequency

    Half of the gear mesh frequency Gear mesh frequency

    Applications: Electric Motor & Gear Mesh Analysis

    Applications: Electric Motor & Gear Mesh Analysis

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    Monitor current drawn by electricalmotor

    Spacing and asymmetry in thesidebands related to defects in themotor

    Analysis

    60 Hz running frequency of motor Power line sidebands: 2.75

    Hz/sideband away from 60 Hzcarrier

    Motor slip sidebands: 1.25 Hz

    away from 60 Hz carrier

    35.00 85.00Hz

    -100.00

    0.00

    d

    BA2

    N = 1024, f = 1 HzN = 2048, f = 0.5 Hz

    N = 8192, f = 0.125 Hz

    Current probe power spectraHanning

    Applications: Electric Motor & Gear Mesh Analysis

    Applications: Electric Motor & Gear Mesh Analysis

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    Power spectra N = 8192, f = 0.125 Hz

    55.00 65.00Hz

    -100.00

    0.00

    dBA

    2

    35.00 85.00Hz

    -100.00

    0.00

    dBA

    2

    Zoom

    Rectangular windowHanning window

    Kaiser-Bessel window

    Applications: Electric Motor & Gear Mesh Analysis

    Autopower Example:Pump Vibration Signatures

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    0.00 1000.00Hz

    1.00e-6

    10.0e-3

    Log

    g

    Pump Vibration Signatures

    Misalignment between motor and pumpassemblies causes excessive bearingwear

    Good alignment shows up as reducedharmonic content

    Accelerometer measurement on themotor bearing cap

    Computation of vibration signatures Power Spectra

    Linear

    RMS

    Hanning

    Amplitude correction

    N = 1024

    fs = 2048 Hz

    Good alignmentBad alignment

    0.00 52.00s

    -0.10

    0.10

    Real

    g

    Autopower Example:Pump Vibration Signatures

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    Harmonic cursor, display limited to 800 Hz, dB amplitude scale

    0.00 800.00Hz

    1.00e-6

    10.0e-3

    Logg

    29.73

    Good alignment = reduced harmonic content

    Bad alignment

    Pump Vibration Signatures

    Autopower Example:Pump Vibration Signatures

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    0.00 800.00Hz

    0.00

    7.70e-3

    Amplitu

    de

    g

    Good alignment = reduced harmonic contentBad alignment

    Linear amplitude scale

    Pump Vibration Signatures

    Industrial Printer Noise Problem

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    Story

    Industrial printer

    Excessive noise level

    Measure effectiveness of noiseabatement shroud

    0.00 33.00s

    -0.60

    1.30

    Real

    Pa

    22.39 22387.21Octave 1/3

    Hz

    20.00

    70.00

    dBP

    a

    20.00

    70.00

    dB P

    a

    A L

    25.0 20000.0

    Curve 25.0 20000.0 RMS Hz

    28.1 46.4 69.2 dB dB

    27.7 36.5 66.9 dB dB

    1/3 octave band representation

    Course summary

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    Good acquisitionsystem: aliasing

    protection

    Amplitude

    discretisation

    DFT = Discrete

    FourierTransform

    Measurement

    functions

    Skilledexperimentalist:

    leakagemitigation

    Thank you

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    Questions ?

    Do not hesitate to contact me or the LMS Test Support team

    [email protected]

    Test Support Phone # : 248 502 2211

    Or visit www.lmsintl.com

    Please fill in the survey at the end of the WebEx

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    Thank you